Questions:
Journal of Behavioral Medicine, Vol. 29, No. 2, April 2006 ( C© 2006) DOI: 10.1007/s10865-005-9034-3
Predictors of Positive Psychosocial Functioning of Older Adults in Residential Care Facilities
Jeff Y. Schanowitz1,3,4 and Perry M. Nicassio2,4
Accepted for publication: May 16, 2005 Published online: February 2, 2006
This research examined the contributions of active and passive coping for health problems, and meaning-based coping, to positive psychosocial functioning in a sample of 100 individu- als in residential care with a mean age of 83.11 years old. Study participants resided in skilled care, intermediate care, or assisted living facilities. Based on interview data collected on site in participants’ residential settings, hierarchical multiple regression analyses revealed that active and passive coping and meaning-based coping had separate influences on measures of positive psychosocial functioning. Active coping was correlated with higher positive af- fect, whereas passive coping was associated with higher negative affect and self-acceptance. Positive reappraisal, a meaning-based coping strategy, was uniquely associated with higher positive affect, positive social relations, and self-acceptance. Positive religious coping was not independently associated with positive psychosocial functioning indices, whereas negative religious coping was related to higher negative affect. Health functioning did not contribute to positive psychosocial functioning in this sample. The results confirm the separate impor- tance of health-related and meaning-based coping strategies in explaining positive psychoso- cial functioning in older adults living in residential care settings.
KEY WORDS: predictors; positive psychosocial functioning; elderly
PSYCHOLOGICAL WELL-BEING IN THE ELDERLY
Over the past decade, behavioral scientists and mental health professionals have realized the need for a more inclusive paradigm of mental health that addresses both psychopathology and negative psychological states, and positive psychological at- tributes or characteristics (Fernandez-Ballesteros, 2003). Accordingly, the construct of positive psy- chosocial functioning has included the states of psy-
1California School of Professional Psychology, San Diego, California.
2Department of Psychiatry and Biobehavioral Sciences, Norman Cousins Center for Psychoneuroimmunology, UCLA, 300 UCLA Medical Plaza, Los Angeles, California. Alternatively, e-mail to: [email protected].
3Independent Practice in Psychotherapy, 10131 Maya Linda Road, #93, San Diego, California.
4To whom correspondence should be addressed at; e-mail: [email protected], or [email protected].
chological well-being (Ryff, 1989b) and positive af- fect (Bradburn, 1969; Watson et al., 1988). This ex- panded focus has recognized the need for research to be conducted on the factors contributing to a state of positive psychological wellness (Cowen, 1996; Ryff, 1989a; Seligman and Csikszenmihalyi, 2000; Zautra, 1996).
The examination of psychological well-being in the elderly may provide important information on how individuals cope with the vicissitudes and life challenges associated with aging. Although chronic illness, physical disability, and perceptual impairments are highly prevalent stressors among older adults (Aldwin, 1992; Felton and Revenson, 1987; Heidrich and Ryff, 1996; Ruth and Coleman, 1996; Folkman et al., 1986; Heidrich and Ryff, 1992; Heidrich and Ryff, 1996; Kahana, 1992; Lazarus and DeLongis, 1983), many elderly individuals report high levels of life satisfaction and psychological well- being (Lazarus and DeLongis, 1983). In fact, several studies have found a positive relationship between
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older age and well-being despite losses that be- come more likely in older adulthood (Aldwin and Brustrom, 1997; Costa and McCrae, 1993; Costa et al., 1987; Dittman-Kohli, 1990; McFadden, 1995; Okun and Stock, 1987; Ryff, 1989b). How individuals in their later years are able to transcend such obstacles and achieve a state of positive psychological well- being represents an important challenge to behav- ioral scientists and aging researchers. Accordingly, an understanding of the coping mechanisms that the elderly use to manage health stressors, changes in living conditions, and other life stressors may explain important variability in the adjustment process.
The conceptual framework for the present study is derived from a proposed modification of Lazarus and Folkman’s classic cognitive theory of stress and coping (Lazarus and Folkman, 1984) that pro- motes an expansion of the stress-coping paradigm (Folkman and Moskowitz, 2000; Somerfield and McCrae, 2000). The original model proposed that coping efforts (emotion-focused or problem- focused) that would contribute to resolution of a stressful encounter would lead to a positive psy- chological state, while those that would lead to no resolution of the stressful encounter would lead to psychological distress. However, based on research conducted with caregiving partners of men with AIDS, Folkman (1997) showed that both positive and negative emotions co-exist during periods of coping with significant stress, emphasizing the need to include indices of both distress and positive psychological states in coping research paradigms. Further, the revised model embraced the importance of meaning-based coping strategies. Individuals can use meaning-based coping to maintain positive psychosocial functioning in instances in which an individual is unable to achieve a favorable resolution to a stressor (Folkman and Greer, 2000). According to the reformulated theory, meaning-based coping strategies such as positive reappraisal, the develop- ment of revised goals, and religious and spiritual beliefs allow the individual to experience positive psychosocial functioning during the process of man- aging negative emotional states (Folkman and Greer, 2000), and thus, to transcend difficult obstacles.
Previous studies have shown that coping pro- cesses involving optimism and active coping or management may enhance the physical and emo- tional functioning of elderly individuals with severe health problems such as HIV and coronary heart disease (Carels et al., 2004; Shen et al., 2004; Siegel et al., 2004). However, despite the stressful impact of
relocating to a nursing home (Hodgson et al., 2004), little is known about the ways in which nursing home residents cope with the process of adjustment to residential living in their later years. Although qual- itative research has demonstrated that the elderly employ a variety of strategies to cope with, and transcend, difficult circumstances (e.g., Bickerstaff et al., 2003; Groger, 2002; Evans et al., 2004), the contribution of coping to psychosocial functioning is largely unexplored in this group of individuals. The present research addressed this gap in the literature by examining the role of meaning-based coping (Folkman et al., 1997), and active and passive coping strategies (Brown and Nicassio, 1987) for managing health problems, in an elderly sample of residential care residents. Specifically, this research explored the use of positive reappraisal and religious coping processes as meaning-based coping strategies. Posi- tive reappraisal involves focusing on positive aspects, benefits, or potentially positive interpretations of, and growing from, negative situations. Significant relationships between positive reappraisal and in- dices of psychological well-being have been reported across diverse populations (Affleck and Tennen, 1996; Davis et al., 1998; Folkman, 1997; Rusting and DeHart, 2000). For example, among AIDS caregivers, Folkman (1997) found that positive reap- praisal was associated with greater positive affect at each of four time periods.
Because older adults tend to rate religion and spirituality as important to them and demonstrate higher levels of organized and unorganized church attendance than any other age group (Ellison, 1991; Koenig, 1993; McFadden, 1995), religious coping may be a highly salient coping mechanism in this pop- ulation. Religious coping and spirituality may pro- vide a buffer against the harmful effects of stress on psychological well-being by helping individuals reappraise difficult life situations as opportunities for growth or as part of a divine plan (Danhauer, 2001). In this manner, religious coping may provide a mech- anism for transcending life obstacles that may other- wise be difficult to control (Ellison, 1991; Folkman, 1997).
In addition to meaning-based coping, this re- search addressed the relationship between active and passive coping and positive psychosocial functioning. Previous research has examined these forms of cop- ing in patients dealing with the chronic pain asso- ciated with rheumatoid arthritis and related condi- tions (Brown and Nicassio, 1987; Keefe et al., 1989; Zautra and Manne, 1992). Active coping refers to
Predictors of Positive Psychosocial Functioning of Older Adults 193
the use of strategies to function in spite of pain and to cope with pain directly, whereas passive coping includes strategies to avoid activity, depend on oth- ers, and take medication to deal with moderately se- vere pain episodes. Passive coping has generally been associated with greater pain, disability, and depres- sion in patients with chronic conditions, whereas an opposite but weaker pattern has been observed be- tween active coping and negative health outcomes (Brown and Nicassio, 1987; Smith and Wallston, 1992). However, the possibility that active coping may be more closely associated with positive well- being rather than with negative affective states has been suggested previously (Nicassio and Schuman, in press) and was explored in this research.
Overview of Research
This investigation explored the contribution of active and passive coping and meaning-based cop- ing to positive psychosocial functioning in older adults living in residential care facilities. These cop- ing strategies were conceptualized as dispositional coping tendencies that individuals use across stressful situations (Carver et al., 1989). A key objective of this research was to determine the relative significance of meaning-based coping strategies and active and passive coping for health problems. It was hypoth- esized that meaning-based coping would contribute independent variance to positive psychosocial func- tioning outcomes due to the presumed importance of this form of coping in maintaining a sense of positive well-being despite the effectiveness or ineffective- ness of other coping mechanisms and the presence of ongoing life stressors, including the health status of the individual (Folkman, 1997). The construct of pos- itive psychosocial functioning was assessed by mea- sures of positive and negative affect (Watson et al., 1988) and by the autonomy, self-acceptance, and pos- itive relations with others scales from the Scales of Psychological Well-Being (PWB; Ryff, 1989a).
METHODS
Participant Recruitment and Selection
The project director (JS) contacted residential care administrators by letter and phone in facilities throughout San Diego County to describe the study and request assistance in identifying potential partic- ipants who met study criteria. A meeting was then
scheduled with administrators to review study details and establish logistics for data collection at which time a plan was developed to ensure that screen- ing and data collection were conducted at times that were most convenient to staff and residents, and in locations that were as private and as quiet as possible. Facility administrators were asked to identify a staff person who was familiar with the residents and could serve as a contact person during data collection.
All study participants were residing in skilled care, intermediate level care, or assisted living homes at the time of data collection. Site staff members identified a total of 175 individuals as potentially el- igible in 14 facilities. All study participants had to meet the following eligibility criteria: (1) were at least 65 years of age; (2) demonstrated no evidence of cog- nitive impairment as evidenced by a score of at least 24 on the Mini-Mental State Exam (MMSE; Folstein et al., 1975); (3) had been a resident at the residen- tial care facility for at least 4 weeks; and (4) were not short-term residents in the residential care facil- ity (admitted for rehabilitation with plans to return home).
Informed consent was obtained from poten- tially eligible study participants prior to study screen- ing. Screening with the MMSE took approximately 15 min. From the pool of potential participants, 102 individuals were eligible, expressed interest in the study, and participated in the screening. However, one died shortly after the Mini Mental State Exam (MMSE) was administered to her, and another was unable to complete the interview due to a worsening in her health. The final study sample thus included 100 participants. The number of participants across sites ranged from 3 to 12. An average of 7.14 partici- pants were interviewed at each site. Participants’ cur- rent physical health conditions were broadly catego- rized according to organ system using ICD-9 codes. Eleven study participants declined to discuss their physical health conditions or stated that there were none. The following conditions were reported among the 89 participants who provided physical health in- formation: (1) 39.3% (n = 35) reported at least one condition related to the musculoskeletal system and connective tissue disease (e.g., difficulty with mobil- ity, arthritis); (2) 23.0% (n = 21) reported at least one condition related to diseases of the nervous sys- tem (e.g., Parkinson’s disease, stroke (DVA)); (3) 10.1% (n = 9) reported at least one condition related to diseases of the respiratory system (e.g., allergies, sinusitis); (4) 5.6% (n = 5) reported at least one condition related to diseases of the endocrine system
194 Schanowitz and Nicassio
(e.g., diabetes); (5) 5.6% (n = 5) reported at least one condition related to diseases of the eye (e.g. visual loss, cataract); (6) 5.5% (n = 5) reported at least one condition related to diseases of the circulatory system (e.g., hypertension, congestive heart failure, heart at- tack); (7) 5.5% (n = 5) reported at least one condi- tion related to neoplasms (e.g., cancer); (8) 2.2% (n = 2) reported at least one condition related to diseases of the digestive system (e.g., bowel irritation, diver- ticulitis, gallstones); and (9) 2.2% (n = 2) reported at least one condition related to diseases of the ear, nose, and throat (e.g., hearing loss, laryngitis, sinusi- tis).
The sample consisted of 66.0% females and 34.0% males with a mean age of 83.11 years (SD = 7.51). There was a fairly normal distribution of education level, with 8.0% of the sample reporting having completed some years of high school or less, 55% reporting graduation from high school and/or some years of college, and 37.0% having at least a 4-year college degree. Mean length of stay in the residential facility at time of interview was 45.54 (SD = 58.62) months, while the median length of stay was 24 months. Consistent with study eligibility criteria, all study participants had been residents for at least 4 weeks, were alert and ori- ented, were ages 65 and above, and scored 24 or higher on the Mini Mental State Exam (MMSE). Forty-seven percent of study participants were residing in skilled care units, 32.0% were residing in intermediate care units, and 21.0% were residing in assisted living units. Eighty six percent of the participants were Caucasian, while the remaining participants were of African American, Hispanic- American, Asian, and Native-American racial backgrounds.
After their eligibility was determined, partici- pants scheduled an interview for a separate meeting time. Interviews lasted approximately 45–60 min during which demographic data were obtained, and measures of health functioning, active and passive coping, meaning-based coping, and psychosocial functioning were administered. Questionnaires were administered verbally, item-by-item by the interviewer. When possible, interviews were com- pleted during one assessment meeting; however, in order to accommodate study participants’ schedules and fatigue, follow-up interviews were scheduled in some instances. All interview data from each study participant were collected during a 1-week interval.
Screening
Mini-Mental State Exam (MMSE; Folstein et al., 1975)
The MMSE is a brief, widely used, and eas- ily administered test of cognitive function. Possible scores range from 0 to 30, with lower scores in- dicating greater cognitive impairment. In this sam- ple, the mean MMSE score was 27.67 (SD = 1.95). The MMSE has been shown to have adequate test– retest reliability (r = 0.83 over a 24-h period) (Fol- stein et al., 1975). Scores of 23 and below typically indicate cognitive impairment (Karuza et al., 1997; McDougall, 1998; Phillips et al., 1993).
Predictors of Well-Being
Medical Outcomes Study 36-Item Health Survey—Physical Functioning Subscale (SF-36-PF; McHorney et al., 1993; Ware and Sherbourne, 1992)
Physical functioning was assessed using the SF- 36-PF. The SF-36-PF is a 10-item measure of physical functioning that is an abbreviated version of the full SF-36 (McHorney et al., 1993). Internal consistency of the SF-36-PF in a sample of 3445 patients was high, with α = 0.93 (McHorney et al., 1994). In a subsam- ple of cognitively intact older adults (65+ years of age), internal consistency reliability for the SF-36-PF was high as well (α = 0.91) (McHorney et al., 1994). Internal consistency reliability of the measure in this study sample was comparable (α = 0.92). The mean SF-36 PF score was 16.97 (SD = 5.95).
The Assessment of Active and Passive Coping: The Pain Management Inventory (PMI; Brown and Nicassio, 1987)
The PMI is an 18-item measure used to as- sess the coping mechanisms by chronic pain pa- tients in the management of moderate to severe pain episodes. The 18-item measure was slightly revised for this study to increase its relevance to individu- als in residential care experiencing a variety of ill- nesses by removing the word pain and inserting the words health condition for specific items. Thus, par- ticipants completed the PMI indicating the coping mechanisms that they used when experiencing mod- erate to severe difficulties with their health. Active
Predictors of Positive Psychosocial Functioning of Older Adults 195
coping in this study referred to such strategies as engaging in physical exercise or physical therapy, participating in leisure activities and recreation, and “clearing your mind of bothersome thoughts or wor- ries.” In contrast, passive coping assessed such ten- dencies as depending on others for help in deal- ing with health limitations, restricting activity, and engaging in wish-fulfilling thoughts. The PMI has demonstrated high internal consistency reliability in a population of rheumatoid arthritis patients, with α′s = 0.71 and 0.82 for active coping and passive cop- ing, respectively (Brown and Nicassio, 1987). Test– retest reliabilities over a 6-month interval for active and passive coping, respectively, were 0.65 and 0.69. Because the internal consistency of the adapted ver- sion of the PMI was lower (0.57 and 0.66, respec- tively), an item analysis was carried out, resulting in the removal of three items (items # 3 “Ignoring your health problems [active coping]”, # 9 “praying for re- lief [passive coping]”, and # 14 “Distracting your at- tention from the health problems [active coping]”). The deletion of these items increased the active cop- ing (six items) alpha to 0.68, and the passive coping (10 items) alpha to 0.71. Means and SD’s for active coping and passive coping were 16.57 (SD = 4.31) and 37.34 (SD = 6.64), respectively.
COPE-Positive Reappraisal Inventory (COPE-PR; Carver et al., 1989)
The 4-item positive reinterpretation and growth subscale (COPE-PR) of the COPE, an inventory of coping responses to assess dispositional coping, was used to measure positive reappraisal. Participants were instructed to respond to COPE items on the ba- sis of what they generally do when they encounter stressful events in their lives. The four items of the COPE-PR assess the tendency to reappraise or re- frame stressful situations in a more positive light (“I look for something good in what is happening.” I try to see it in a different light, to make it seem more pos- itive.” “I learn from the experience.” I try to grow as a person as a result of the experience.”). Partic- ipants endorsed each item by indicating (1) do not do this at all, (2) do this a little bit, (3) do this a medium amount, or (4) do this a lot. Carver et al. (1989) reported an alpha coefficient of 0.68 for the COPE-PR. and a test–retest reliability of 0.63 over a 3-month period. Internal consistency of the COPE- PR was higher in the present study (α = 0.78). The COPE-PR mean was 12.01 (SD = 3.32).
Brief Religious Coping (RCOPE; Pargament et al., 1998)
The Brief RCOPE assessed the degree to which participants employed religious coping strategies to deal with stressful events. Consistent with the in- structions for the COPE-PR, participants completed religious coping items based on how they generally react to stressful circumstances. The Brief RCOPE consists of seven positive religious coping items (e.g., “Looked for a stronger connection from God,” “Sought God’s love and care,”) and seven nega- tive religious coping items (e.g., “Felt punished by God for my lack of devotion,” “Questioned God’s love for me”). Participants reported the extent to which they engaged in religious coping by using the following scale: (1) not at all, (2) somewhat, (3) quite a bit, and (4) a great deal. Positive items were generated from seven different subscales from the original RCOPE: spiritual connection, seeking spir- itual support, religious forgiveness, collaborative re- ligious coping, benevolent religious reappraisal, re- ligious purification, and religious focus (Pargament et al., 2000). The seven negative items originate from five different subscales: spiritual discontent, punish- ing God reappraisal, interpersonal religious discon- tent, demonic reappraisal, and reappraisal of God’s power. Pargament et al. (1998) reported alpha coef- ficients of 0.87 and 0.69 for the positive and nega- tive scales, respectively, for hospital patients above 55 years of age. Internal consistency of these scales for the present study reached similar levels (0.85 and 0.73, for positive religious coping and negative reli- gious coping, respectively). Test–retest reliability on the Brief RCOPE has not been reported; however, the habitual use of negative religious coping by the hospitalized medically ill has predicted deterioriation in mental and physical functioning over a 2-year pe- riod (Pargament et al., 2004). Means for positive reli- gious coping and negative religious coping were 20.40 (SD = 5.82), and 25.38 (SD = 3.66), respectively.
Measures of Positive Psychosocial Functioning
Positive and Negative Affect Schedule—Short Form (PANAS-SF; Kercher, 1992)
The PANAS-SF is a 10-item measure used to assess current affect. Five items assess pos- itive affect (PA) (e.g., excited, enthusiastic, de- termined) and five items assess negative affect (NA) (e.g., distressed, upset, nervous). Using the
196 Schanowitz and Nicassio
Table I. Correlations Among Physical Health, Active and Passive Coping, Meaning-Based Coping and Psychosocial Functioning Variables (N = 100)
Model variables
Variable 1 2 3 4 5 6 7 8 9 10 11
PA 1.00 NA −0.14 1.00 AU 0.27∗ 0.23∗ 1.00 PR 0.19 0.27∗ 0.31∗∗ 1.00 SA 0.28∗∗ 0.34∗∗ 0.57∗∗ 0.63∗∗ 1.00 SF-36 0.11 0.02 −0.07 0.08 1.00 PMI-A 0.36∗ 0.01 0.08 0.19 0.16 0.26∗ 1.00 PMI-P 0.16 0.36∗∗ 0.11 0.09 0.35∗∗ 0.25∗ 0.05 1.00 Pos Re 0.51∗∗ −0.01 0.21∗ 0.37∗∗ 0.37∗∗ −0.08 0.31∗∗ −0.03 1.00 RC–P 0.44∗∗ −0.06 0.11 0.14 0.28∗∗ 0.06 0.35∗∗ 0.07 0.49∗∗ 1.00 RC-N 0.04 0.52∗∗ 0.14 0.18 0.25∗ 0.16 0.02 0.16 0.11 −0.12 1.00 Note. AU : Autonomy, PR : Positive relations with others, SA : Self-acceptance, PA : Positive affect, NA : Negative affect, SF-36 : Medical Outcomes Study 36-Item Health Survey—Physical Functioning Subscale, PMI-A : Pain Management Inventory—Active, PMI-P : Pain Management Inventory—Passive, Pos Re : positive reappraisal, RC-P : Religious coping, positive, RC-N : Religious coping, negative ∗p < 0.05; ∗∗p < 0.01.
PANAS-SF in an older sample, Kercher (1992) found high internal consistency (α′s = 0.75 for PA and 0.81 for NA). Internal consistency in the present study was similar for PA (α = 0.73), but lower for NA (α = 0.67). Means and SD’s for positive and negative affect were 14.24 (SD = 4.93) and 21.61 (SD = 3.45), respectively.
Scales of Psychological Well-being—Short Form (PWB-SF; Ryff, 1989a, b)
The PWB-SF is a 54-item, self-report inven- tory that measures six aspects of psychological well-being (autonomy, environmental mastery, personal growth, purpose in life, self-acceptance, and positive relations with others) derived from the literature on lifespan development, mental health, and personal growth (Ryff, 1989a,b). For the purposes of this study, three of the six measures were administered (autonomy, self-acceptance, and positive relations with others). Data from a recent study employing three of the 9-item subscales (autonomy, self-acceptance, and positive relations) revealed acceptable internal consistency (α′s = 0.70, 0.74, and 0.84, respectively) (Cordova et al., 2001). In the present study, reliabilities for autonomy, self-acceptance, and positive relations were 0.67, 0.75, and 0.72, respectively. The means and SD’s of these subscales were 44.49 (SD = 6.87), 42.65 (SD = 8.23), and 42.46 (SD = 5.62), respectively.
RESULTS
Correlations Among Model Variables
Gender was the only demographic variable that was significantly correlated with psychosocial functioning. Being female was associated with higher positive affect than being male (r = 0.29, p < .05). MMSE scores were unrelated to measures of positive psychosocial functioning, and no signif- icant bivariate relationships were found between SF-36 scores and positive psychosocial functioning indices. In contrast, several significant correlations were found between coping variables and indices of psychosocial functioning (see Table I). For example, active coping was correlated with higher positive affect and positive social relations, whereas passive coping was associated with higher negative affect and self-acceptance. Among meaning-based cop- ing variables, positive reappraisal correlated with higher positive affect, autonomy, positive social relations, and self-acceptance. Positive religious coping was associated with higher positive affect and self-acceptance, whereas negative religious coping was correlated with higher negative affect and lower self-acceptance. Significant correlations among positive psychosocial functioning measures were in the low to moderate range (r′s = 0.23–0.63). Positive and negative affect scores were uncorrelated (r = −0.14).
Predictors of Positive Psychosocial Functioning of Older Adults 197
Table II. Summary of Hierarchical Regression Analysis for PANAS-PA and PANAS-NA
Variable β sr2a
Criterion variable = PANAS-PA Step 1
R2 = 0.14, F (6, 75) = 2.05, p = 0.07 Covariates (age, gender, MMSE, months in facility, education, marital status)
Step 2 �R2 = 0.03, F change (1, 74) = 2.93, p = 0.09 SF-36 0.14 0.03
Step 3 �R2 = 0.12, F change (2, 72) = 5.82, p < 0.01 PMI-active 0.39
∗∗ 0.12
PMI-passive 0.05 0.00 Step 4
�R2 = 0.13, F change (3, 69) = 5.12, p < 0.01 COPE-PR 0.28∗ 0.09 RCOPE-positive 0.20 0.04 RCOPE-negative 0.06 0.01
Criterion variable = PANAS-NA Step 1
R 2 = 0.00, F (1, 83) = 0.015 ns SF-36 0.01 0.00
Step 2 �R2 = 0.18, F change (2, 81) = 8.85, p < 0.01 PMI-active −0.01 0.00 PMI-passive 0.44
∗∗ 0.18
Step 3 �R2 = 0.22, F change (3, 78) = 9.35, p < 0.01 COPE-PR 0.10 0.01 RCOPE-positive 0.00 0.00 RCOPE-negative 0.48
∗∗ 0.19
Note. PANAS : Positive and Negative Affect Schedule, SF-36 : Medical Outcomes Study 36-Item Health Survey—Physical func- tioning Subscale, PMI : Pain Management Inventory, COPE-PR : Cope Positive Reappraisal, RCOPE : Religious Coping aUnique variance accounted for in the criterion variable ∗p < 0.05;
∗∗ p < 0.01.
Multiple Regression Analyses
A series of hierarchical multiple regression anal- yses were conducted to examine the independent contributions of meaning-based coping and active and passive coping to each psychosocial functioning variable. Covariates that could plausibly be associ- ated with positive psychosocial functioning were con- sidered in the analyses. These included marital status, age, gender, MMSE scores, education, and number of months residing in facility. Because, in the anal- ysis of positive affect, covariates influenced the con- tributions of coping variables, the findings presented (Table II) controlled for the effects of covariates be- fore testing model variables. In all other analyses, the
findings presented did not control for covariates be- cause they did not affect model outcomes. The hier- archical regression model tested the proposition that meaning-based coping would contribute unique vari- ance to psychosocial functioning beyond the effects of active and passive coping and health functioning. In each analysis, health functioning was entered, fol- lowed by active and passive coping, and finally, by meaning-based coping variables.
Positive and Negative Affect
The results for positive and negative affect are presented in Table II. The complete set of predic- tors accounted for a significant (28%) proportion of the variance in PANAS-PA scores. After con- trolling for the contribution of covariates which ap- proached significance (p = .07) on the first step of the
Table III. Summary of Hierarchical Regression Analysis for PWB-SF Positive Relations and PWB-SF Self-Acceptance
Variable β sr2a
Criterion variable = PWB-SF positive relations Step 1
R2 = 0.005, F (1,75) = .360, ns SF-36 0.07 0.01
Step 2 �R2 = 0.08, F change (2, 73) = 3.05, p = 0.053 PMI-active 0.21 0.04 PMI-passive −0.19 0.03
Step 3 �R2 = 0.11, F change (3, 70) = 3.03, p < 0.05 COPE-PR 0.36∗ 0.08 RCOPE-positive −0.08 0.00 RCOPE-negative −0.06 0.00
Criterion variable = PWB-SF self-acceptance Step 1
R2 = 0.01, F (1, 76) = 0.735, ns SF-36 0.10 0.01
Step 2 �R2 = 0.15, F change (2, 74) = 6.46, p < 0.01 PMI-active 0.05 0.00 PMI-passive 0.39∗ 0.14
Step 3 �R2 = 0.20, F change (3, 71) = 7.47, p < 0.01 COPE-PR 0.40∗ 0.11 RCOPE-positive 0.07 0.00 RCOPE-negative −0.18 0.03
Note. PANAS = Positive and Negative Affect Schedule, SF-36 = Medical Outcomes Study 36-Item Health Survey—Physical functioning Subscale, PMI = Pain Management Inventory, COPE-PR = Cope Positive Reappraisal, RCOPE = Religious Coping aUnique variance accounted for in the criterion variable.
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analysis, physical functioning did not explain vari- ation in positive affect. However, on the next two steps, the contributions of active and passive cop- ing and meaning-based coping variables were signif- icant. Of these variables, active coping and positive reappraisal were individually associated with posi- tive affect. The results indicate that higher active coping and greater use of positive reappraisal were related to reports of higher positive affect. By it- self, active coping was the most robust predictor, ac- counting for 12% unique variance in positive affect scores.
The regression model accounted for 40% of the variance in negative affect scores. Physical func- tioning did not contribute significantly to negative affect; however, on subsequent steps, active and pas- sive coping and meaning-based coping were asso- ciated with negative affect. Higher passive coping and negative religious coping were associated with greater negative affect, accounting for 18 and 19% of the variance, respectively, in negative affect scores.
Positive Social Relations
Table III indicates that the complete set of pre- dictor variables accounted for 18.7% of the variance in positive social relations scores. Physical function- ing did not contribute significant variance to positive social relations; however, high active and low passive coping approached significance, and the set of mean- ing based coping variables accounted for a signifi- cant increment in variance. Positive reappraisal was the only variable that was uniquely associated with positive social relations. Higher positive reappraisal accounted for 8% of the variance in positive social relations scores.
Self-Acceptance
The regression model (Table III) accounted for 35.9% of the variance in self-acceptance scores. Although physical functioning was not associated with self-acceptance, active and passive coping and meaning-based coping contributed unique variability to self-acceptance scores. Higher passive coping and positive reappraisal were individually associated with higher self-acceptance, accounting for 14 and 11% unique variance, respectively, in self-acceptance.
Autonomy
The regression equation (F[6,78] = 1.19, ns) did not account for significant variability in autonomy, and no individual predictors of autonomy were iden- tified.
DISCUSSION
This research examined a model in which health functioning, active and passive coping, and meaning-based coping were hypothesized to con- tribute uniquely to positive psychosocial functioning in a sample of elderly persons in residential care fa- cilities. Results indicated that health functioning was not independently associated with measures of pos- itive psychosocial functioning, while active and pas- sive coping and meaning-based coping played signif- icant roles in these outcomes.
Although declines in functional skills are as- sociated with aging and are commonly found in the very elderly (e.g., Aldwin, 1992; Felton and Revenson, 1987), it is noteworthy that better health functioning did not contribute to positive psycho- logical well being in this research. Although better health functioning was correlated with greater posi- tive affect, SF-36 physical functioning scores had no unique relationship with any criterion of positive psy- chosocial functioning in this sample of elderly indi- viduals. Although there is an absence of research evaluating the relationship between health status and indices of positive functioning in very elderly per- sons, other researchers (e.g., Aldwin and Brustrom, 1997; Costa and McCRae, 1993) have noted that the aging process may be associated with positive psy- chological well-being despite the advent of ongoing stressors and health problems. Other factors may thus play more influential roles in the psychosocial adjustment of these individuals.
Importantly, this research has provided clear evidence on the role of coping processes in ex- plaining positive well-being in the elderly. Previous qualitative research (e.g., Bickerstaff et al., 2003; Evans et al., 2004; Groger, 2002) has illustrated the use of a wide range of coping strategies used by elderly persons in their adjustment to residential living; however, statistical relationships between coping and adjustment parameters have not been reported. In advancing this field of inquiry, this study demonstrated several significant, quantitative relationships between specific coping strategies and
Predictors of Positive Psychosocial Functioning of Older Adults 199
adjustment indices. However, the significance of coping varied across positive psychosocial func- tioning outcomes. For example, coping processes accounted for larger proportions of the variance in positive affect, negative affect, and self-acceptance than in positive social relations. The regression model did not predict autonomy, indicating that neither health-related coping nor meaning-based coping strategies were associated with perceptions of control and mastery in the lives of study participants.
This research also demonstrated significant associations between active and passive coping and measures of positive psychosocial functioning For example, higher active coping was related to higher positive affect, whereas greater passive coping was related to higher negative affect and self-acceptance. In addition, regression analyses revealed a trend suggestive of the contributions of active and passive coping to positive social relations. The findings on passive coping are consistent with research that has demonstrated an association between passive coping, disability, and depression in chronic pain populations (e.g., Brown and Nicassio, 1987, Nicassio et al., 1995; Smith and Wallston, 1992). However, this research also indicates that active coping may be more important in explaining positive emotional adjustment, an important finding in view of previous research that has shown marginal relationships be- tween active coping, depression, and negative health outcomes in chronic illness populations (Brown and Nicassio, 1987; Nicassio et al., 1995).
As predicted, meaning-based coping variables contributed uniquely to several indices of posi- tive psychosocial functioning after controlling for the roles of active and passive coping. Positive reappraisal was the most robust and consistent correlate of adjustment. The data showed that higher positive reappraisal was associated with greater positive affect, better social relations, and greater self-acceptance, and thus contributed to a more pervasive sense of well-being in this group. The adaptive nature of positive reappraisal has been doc- umented in studies of other populations that have undergone trauma or have faced medical conditions that have been life-threatening or difficult to control (e.g., Affleck and Tennen, 1996; Davis et al., 1998; Folkman, 1997). As with these other populations, elderly persons may find benefit from being able to reinterpret their experiences in a positive man- ner and by trying to grow as individuals despite confronting the hardships of declining health and residential living.
In contrast, religious coping did not prove to be an important factor in explaining positive psy- chosocial functioning. Although negative religious coping contributed to greater negative affect, a result consistent with other previously reported research (Pargament et al., 2004); positive religious coping was not independently associated with positive well-being. Positive religious coping was correlated with positive affect and self-acceptance, however, regression analyses revealed that positive religious coping did not contribute variance to these outcomes when it competed with positive reappraisal. Al- though it is unclear why positive religious coping was not associated with psychosocial functioning in this sample, other investigations that have found positive relationships between positive religious coping and beneficial health outcomes have included persons of less advanced age, in other kinds of residential envi- ronments, and in other geographical areas (Folkman, 1997; McFadden, 1995; Pargament et al., 2004) than the individuals in this research. Thus, religious coping processes may not be as salient to positive well-being in this group as the ability to reappraise difficult circumstances. Further research on the contribution of religious coping in the very elderly would clarify the significance and generalizability of these findings.
In summary, this research has highlighted im- portant relationships between coping processes and indices of positive well being in a sample of elderly individuals living in residential care facilities. A great need exists for future research that would extend the findings from the present study and address certain methodological limitations that were encountered in this study. First, it is important to recognize that, due to the cross-sectional nature of the study, it was not possible to ascertain the directional relationship be- tween coping and adjustment. Longitudinal research is needed to determine the prospective relationship between coping processes and psychosocial func- tioning, a pivotal question given the importance of knowing whether the development of adaptive cop- ing strategies would contribute to salutary health and psychological outcomes in a growing elderly popula- tion. Furthermore, the use of ecological momentary assessment methodology (Tennen et al., 2000) could be adopted to examine the dynamic relationship between coping and well-being in elderly individuals on a day-to-day basis. Another limitation of the present study was a reliance on self-report mea- sures, which raises a concern that common method variance could have contributed to some of the associations between coping variables and positive
200 Schanowitz and Nicassio
psychosocial functioning outcomes. To address this issue, future research would be improved by incorporating observational measures of adjustment and health functioning that would objectify the assessment of well-being and reduce the burden and biases attendant to lengthy self-report assess- ments. It would then be possible to determine the convergence between self-report and independent measures of psychological well-being.
The plight of older adults in long-term residen- tial care poses significant challenges and obstacles to achieving optimal psychosocial adjustment. The continued quest for identifying coping strategies that enhance the well-being of such persons may reveal certain principles of adjustment that may hold rele- vance for other significantly challenged populations. In addition, this type of research may also inform the development of intervention strategies to maximize positive mental and physical health outcomes in such groups.
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