Module 4 Reflection Help
Ethical Dilemmas and Decisions in
Criminal Justice Tenth Edition
Chapter 11 The Ethics of
Punishment and
Corrections
© 2019 Cengage. All rights reserved.
© 2019 Cengage. All rights reserved.
Learning Objectives
1. Provide the definitions of punishment and treatment
and their rationales.
2. Describe how the ethical frameworks justify
punishment.
3. Describe the ethical rationales for and against capital
punishment.
4. Identify major themes from the ethical codes for
correctional officers, treatment professionals, and
probation and parole officers.
5. Explain how occupational subcultures affect adherence
to professional ethics codes.
© 2019 Cengage. All rights reserved.
Five Elements of Punishment
1. Two people involved, the punisher and the one being
punished.
2. The punisher inflicts harm on the one being punished.
3. The punisher is authorized by law to inflict the
punishment.
4. The one being punished has been judged to be in
violation of a criminal law.
5. The inflicted harm is meted out specifically as
punishment for that violation of criminal law.
© 2019 Cengage. All rights reserved.
Treatment (1 of 2)
• In correctional terminology, treatment is anything used
to induce behavioral change.
• The goals of treatment are:
– Elimination of dysfunctional or deviant behavior
– Encouragement of productive, normal behavior
© 2019 Cengage. All rights reserved.
Rationales for Punishment and Corrections
• The social contract provides the rationale for
punishment and corrections.
– We avoid social chaos by giving the state the power to
control us.
– The state is limited in the amount of control it can exert
over individuals.
– For consistency with the social contract, the state
should exert its power only to protect.
– Any further interventions with civil liberties are
warranted.
© 2019 Cengage. All rights reserved.
Retribution
• The retributive rationale for punishment is consistent
with the social contract theory and argues that the
individual offender must be punished because he or she
deserves it.
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Prevention Rationale
• Assumes that something should be done to the
offender to prevent future criminal activity
• Preventive methods include:
– Deterrence
– Incapacitation
– Treatment
© 2019 Cengage. All rights reserved.
Deterrence
• Specific Deterrence:
– Preventing a particular offender from deciding to commit
another offense
– Teaching through punishment
• General Deterrence:
– Prevent others in general from deciding to engage in
wrongful behavior
– Teaching by example
© 2019 Cengage. All rights reserved.
Incapacitation
• Holding an offender until there is no risk of further
crime.
• Because incapacitation is predictive:
– We might release an offender who commits further
crimes.
– We might not release an offender who would not commit
further crimes.
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Three-Strikes Laws
• Are these laws justified under retribution, deterrence, or
incapacitation?
• Supreme Court holdings of Lockyer v. Andrade and
Ewing v. California
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Treatment (2 of 2)
• Treatment is considered beneficial for both society and
the individual offender.
• The control over the individual is just as great as with
punishment.
• Courts define treatment as “that which constitutes
accepted and standard practice and which could
reasonably result in a ‘cure.’”
• Much of the treatment in the correctional environment is
either implicitly or directly coerced.
• No single program works for all offenders.
© 2019 Cengage. All rights reserved.
Ethical Frameworks for Corrections
• Utilitarianism: treatment, incapacitation, deterrence (we
punish to benefit the majority)
• Ethical formalism: retribution (we punish because the
offender deserves it)
• Ethics of care: restorative justice (we punish only if it is
necessary to meet the needs of all involved)
• Rawlsian ethics: A loss of rights should take place only
when it is consistent with the best interests of the least
advantaged.
© 2019 Cengage. All rights reserved.
Punishments
• The American criminal justice system has adopted
prison as a standard form of punishment.
• Imprisonment does not carry the physical pains of
flogging or mutilation.
• Imprisonment is painful because it involves:
– banishment,
– condemnation,
– separation from loved ones,
– deprivation of freedom, and
– an assault on one's self-esteem.
• Prisons are extremely expensive.
© 2019 Cengage. All rights reserved.
Cruel and Unusual Punishment
• Unusual (by frequency): Punishments that are rarely used
become unusual.
• Evolving standards of decency: Punishments acceptable in
the past (flogging) may not be acceptable today.
• Shock the conscience: A punishment is cruel and unusual if
it shocks the public conscience.
• Excessive or disproportionate: Any punishment that is
disproportionately administered or excessive to its purpose
is considered wrong.
• Unnecessary: The purpose of punishment is to deter crime;
only an amount necessary to do so should be administered.
© 2019 Cengage. All rights reserved.
“Shaming” Punishments
• Stigmatizing shaming rejects the individual and may
have negative effects.
• Reintegrative shaming rejects only the person's
behavior, thus creating a healthier relationship between
the individual and his or her community.
© 2019 Cengage. All rights reserved.
Supermax Prisons
• Prison authorities have long segregated the most notorious
prisoners into special units.
• Today, some states have constructed the most secure
facilities, referred to as supermax prisons.
• Supermax conditions are extremely harsh, including
individual separation of all inmates around the clock and
limited recreational activity.
• Challenges due to conditions, procedures, and who is sent
there (non-violent, mentally ill).
© 2019 Cengage. All rights reserved.
Capital Punishment
• Does failure to apply capital punishment fairly invalidate
its use?
• The U.S. Supreme Court has ruled against executing:
– Mentally ill
– Mentally handicapped
– Juveniles (under 18)
© 2019 Cengage. All rights reserved.
Should Punishment be Profitable?
• In many cases, poverty, and not the seriousness of the
crime, is inextricably linked to how long someone is
enmeshed in the criminal justice system.
• Proponents argue that private corrections can save the
state money. Private corporations are said to be more
efficient; they can build faster with less cost and less red
tape, and they have economies of scale.
• A very troublesome element of privately run detainee
centers and prisons is that they have been ruled exempt
from open-records laws, which apply to public agencies.
© 2019 Cengage. All rights reserved.
Formal Ethics for Correctional Professionals
• Common across all ethics codes:
– Integrity
– Respect for and protection of individual rights
– Service to the public
– Importance and sanctity of the law
– Prohibition against exploiting professional authority for
personal gain
© 2019 Cengage. All rights reserved.
The Correctional Officer Subculture
• May consider inmates, superiors, and society in general
as “the enemy”
• Accepts use of force as a routine job element
• Shows a tendency to redefine job roles to meet
minimum requirements only
• Shows a willingness to use deceit to cover up
wrongdoing by staff
© 2019 Cengage. All rights reserved.
The Probation/Parole Officer Subculture
• Cynicism toward clients
• Lethargy from heavy caseloads and poor pay
• Individualism: an officer running his or her caseload in
the manner he or she sees fit
© 2019 Cengage. All rights reserved.
Discussion Questions
1. Do you think punishments should become progressively
more severe? Or be consistent regardless of the number of
repeat offenses? Explain.
2. Under the ethics of care system, punishment should only be
carried out if it is essential to help the offender become a
better person. Do you believe punishments can do that? Are
there punishments that are more or less effective?
3. Do you believe punishment should be profitable? If so,
where do you draw the line? Should there be more fees?
Fewer? Why?
4. Can you recommend methods of improving the morale of
parole officers and positively influencing the subculture?