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1.Introduction According to the American Cancer Society's 2010 statistical data, almost 1.5 million new cases of cancer were diagnosed in the United States and more than one third as many people were projected to succumb to their disease [1]. The data also lists cancer as the second leading cause of death behind heart disease with an expected total annual healthcare cost of $263.8 billion. Even though many advances have been made in cancer diagnosis and treat- ment, many of the current treatments still cause considerable harm and discomfort to the pa- tient. A common treatment, chemotherapy, attempts to systemically deliver anticancer agents to pa- tients in order to eradicate the uncontrolled proliferation of cancer cells. Unfortunately, be- cause of nonspecific targeting, healthy cells can also be damaged during the treatment. This systemic approach results in hair loss, pain, anemia, and other side effects [2, 3]. In addition to the toxicity problems associated with nonspe- cific systemic treatments, up to 50% of ap- proved active molecules for cancer therapy have poor solubility in physiological conditions [4].
Another common treatment, radiation therapy, provides a more narrow treatment region, but still has side effects due to its indiscriminate nature. Moreover, this treatment modality has limited applications due to site specificity [5, 6]. However, using more direct methods such as the surgical removal of cancerous tissue may cause permanent disfigurement, is also location dependent, and may cause post operational infection or complications [3]. In an attempt to eliminate or reduce the disadvantages associ- ated with traditional techniques, minimally inva- sive energy-based therapies are being investi- gated, with many clinical trials currently under- way [7-11]. The purpose of this paper is to re- view nanotechnology enhancements to energy- based cancer therapies and discuss results that may be applicable for combined therapies. 2. Energy-based therapies Some promising focus areas in energy-based therapy research are photodynamic, alternating magnetic field, microwave, radio frequency (RF), high intensity focused ultrasound (HIFU), and cryoablation therapies, each with their own ad- vantages and disadvantages [8, 12-14]. An ad- vantage of these methods over systemic treat- ments or surgical resection is a more localized
Am J Cancer Res 2011;1(4):508-520 www.ajcr.us /ISSN:2156-6976/ajcr0000046
Review Article Nanotechnology for energy-based cancer therapies Kyle Gilstrap1,2, Xiaoxiao Hu3, Xiongbin Lu3, Xiaoming He1,2 1Department of Mechanical Engineering, and 2Biomedical Engineering Program, University of South Carolina, Columbia, SC 29208; 3Department of Cancer Biology, University of Texas M.D. Anderson Cancer Center, Houston, TX 77030, USA. Received February 16, 2011; Accepted March 5, 2011; Epub March 11; Published April 1, 2011
Abstract: To overcome problems of systemic toxicity associated with chemotherapy and enhance treatment resolution of cancer therapies, nanotechnology is increasingly providing many novel approaches, especially to energy-based cancer therapies. Enhancements to treatment targeting, the ability to facilitate combined therapies, and treatment imaging are but a few of the ongoing investigations in this ever growing field. This review briefly explores the modali- ties of energy-based cancer therapies, how nanotechnology has been allowed for improvements within them, and discusses potential future applications of combined therapies. Keywords: Nanotechnology, energy-based therapies, nanoencapsulation, thermal ablation, combined modality ther- apy, drug delivery, chemotherapy, cryosurgery, tumor targeting, cancer treatment
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destruction of diseased tissue while minimizing possible side effects such as systemic toxicity or infection. Also, these methods are considered minimally invasive and are primarily investi- gated as outpatient procedures. Energy-based therapies destroy tumor cells by causing a local temperature excursion within the designated treatment area. Commonly, this procedure is applied through a minimally invasive probe in- sertion technique or the focusing of external high energy sources. Although the individual implementation of these thermal ablation meth- odologies are different depending on the energy source, the fundamental therapeutic mecha- nisms for these therapies can be divided into two categories, damage from heating to hyper- thermic temperatures (usually > 43°C) or dam- age from cooling or freezing to cryothermic tem- peratures (usually < -20°C). The therapeutic benefit from both of these types of treatment are strongly temperature and time dependent with differing degrees of damage existing throughout a given treatment gradient, as shown in Figure 1 (left). In the complete kill zone, hyperthermic damage has been characterized by protein denaturation, cellular membrane damage, and vascular injury [12]. Alternatively, cryothermic damage has
been characterized by mechanical damage from ice formation, cellular dehydration, ischemia from vascular damage, and post treatment im- munological response [15]. Of the energy sources mentioned, all induce hyperthermic damage with the exception of cryoablation, which induces cryothermic damage. Although these methodologies have promising potential applications, they have problems that cannot be overlooked. Thermal ablation treatments are susceptible to uneven distribution of tempera- ture profiles, and in the case of hyperthermic treatments, the treated area is not readily visi- ble during the procedure and must be esti- mated from models or experimentation. Further- more, the methods of implementation for the delivery of the thermal energy required for these treatments cause unintended damage to sur- rounding healthy tissue. In contrast, the iceball formed during cryothermic ablation treatment is visible through ultrasound or CT and easily tracked, but the determination of effectively treated area with temperature < -20 C within the iceball is uncertain and must either be di- rectly measured or estimated through models and experimentation [16-18]. The fluctuation in temperature gradient and uncertainty in treated area causes ablation treatments to be less spe- cific than intended and in some cases possibly
Figure 1. Illustration of nanotechnology mediated enhancements that can improve energy-based cancer therapies. Classical energy-based treatments have limitations in treatment area visualization causing the total treated area to overlap with healthy tissue. Also, unquantified thermal distribution causes an uncertainty in the complete kill zone (left). By using nanotechnology mediated combined modality treatments, the total treatment area can be visualized to minimize healthy tissue overlap, and the complete kill zone can be expanded to the treated area edge.
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incomplete, as shown in Figure 1 (left) [7, 12, 19]. 3. Adjuvants for energy-based therapy To investigate enhancements to energy-based therapies, chemotherapeutic agents have been used as treatment adjuvants. It has been shown that both types of thermal ablation therapies, hyperthermic and cryothermic, have the poten- tial to enhance the uptake of chemotherapeutic agents as well as induce a secondary immu- nological response that can enhance the extent of the removal of diseased tissue [15, 20-31]. Additionally, various salts, chemotherapeutic agents, and immunological factors have been tested for enhanced cryoablation treatment outcomes [15, 32-37]. While promising results and discoveries have been elucidated using adjuvants to enhance thermal ablation therapy, there are significant drawbacks associated with this treatment meth- odology that warrant further investigation. In particular, unquantified systemic toxicity, tumor specific targeting, and intratumoral drug distri- bution have left areas for improvements and research [38-55]. The focus of further research in this field has been to improve the treated area versus non-treated area by using nanotechnology as a resolution enhancing mechanism to expand the complete kill zone into the incomplete kill zone, sharply define treatment boundaries, and reduce the total treated area, as shown in Figure 1 (right). 4. Nanotechnology mediated enhancements to energy-based therapies Over the past decade, nanotechnology has be- gun to be explored as a tool to increase the resolution of thermal ablation treatment area, tumor visualization, and improve treatment ef- fectiveness [13, 14, 19]. The most direct method used for the enhancement of thermal therapy has been the systemic or local introduc- tion of nanoparticles given concurrently with energy-based ablation treatments [56, 57]. For hyperthermic therapies, carbon nanotubes, gold nanoshells, and iron oxide nanoparticles have proven extremely useful for enhancing heating effects due to energy absorption by the nanoparticles during treatment [13, 19, 58]. Previous research has shown that the nanopar- ticles preferentially associate with tumors when
given systemically or locally under the premise of the enhanced permeability and retention ef- fect (EPR), which is often found in tumor vascu- lature [52, 53, 59-61]. Furthermore, the use of metallic or carbon nanoparticles as treatment adjuvants enables the treated region to be visu- alized through noninvasive means such as MRI and CT, as shown in Figure 2 [56]. To overcome problems with systemic toxicity and enable target specificity, nanocapsule carri- ers with targeting moieties have been investi- gated to preferentially deliver therapeutics to diseased tissue via cell surface receptors, as shown in Figure 3. Some cell surface receptors help transmit messages from the extracellular environment to the intracellular environment, and in many cancerous cells are overexpressed. Overexpression of these surface receptors and other similar hallmarks specific to cancer can serve as potential target areas due to their in-
Figure 2. Imaging results from a preliminary study of locally delivered metallic nanoparticles in hyperther- mic treatment of brain cancer: (A,B), pre-treatment brain MRI; (C,D), post nanoparticle delivery CT scan showing magnetic nanoparticle deposits as hyper- dense areas with the colored lines indicating calcu- lated treatment temperatures between 40°C (blue) and 50°C (red) and the brown line representing the tumor area; and (E,F), 3-D reconstruction of fused MRI and CT showing the tumor (brown), magnetic fluid (blue) and thermometry catheter (green) [144].
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creased concentration in diseased tissue. Spe- cifically, receptors to estrogen, folic acid, epider- mal growth factor and others have been ex- plored for potential treatment targets. Using the various cellular targeting moieties, preferential uptake of nanoparticles into target expressing cancer cells has been shown [23, 62-67]. In addition to small molecular compound drugs, a Nobel-prize winning discovery of RNA interfer- ence (RNAi) has been extensively applied with the progress of delivery systems in several dif- ferent experimental models and more recently in treatment of numerous diseases, including neurodegenerative disorders and cancer [68- 72]. Small interfering RNAs (siRNAs) promote the cleavage of complementary mRNA to reduce protein production in mammalian cells and play a pivotal role in triggering RNAi [73, 74]. SiRNAs have short plasma half-life, fast degradation times in the physiological milieu, inefficient translocation into the cytoplasm, and lack of targeting ability. Therefore, successful siRNA- based gene targeting relies on the following conditions: improvement on stability and pre- vention of degradation by serum RNAses, effi- cient cellular uptake and subsequent intracellu- lar release into the cytoplasm, as well as avoid- ance of intracellular immune responses, in vivo toxicity or rapid elimination in the liver or
kidneys [73, 75-77]. SiRNA, similar to DNA, carries a net negative charge on the sugar phosphate which prevents its contact and entrance to the lipid bilayer of the cell membrane, whose head groups are also negatively charged. In the early 1970s, Calcium phosphate (CaP) precipitates were used as transfection reagents of viral DNA as they are believed to be non-toxic [78]. CaP effectively protects the nucleic acids from enzymatic deg- radation and aided cellular delivery, but uncon- trollable rapid growth of calcium phosphate crystals greatly reduced the transfection effi- ciency [79, 80]. To facilitate higher genocom- patibility and lower toxicity, non-viral delivery vectors became a good choice for gene-based therapies and in drug development. Non-viral delivery vectors include cationic lipids (e.g. DO- TAP and Oligofectamine), cationic polymers (e.g. PEI and DAB dendrimers) and non-ionic (uncharged) polymers (e.g. poly HPMA and PEG) [81-87]. Nanoparticles (NPs) such as the cati- onic polymer, polyethyleneimine (PEI), can act as envelopes to protect the siRNA from metabo- lism and excretion, but can also carry specific molecules designed to target the siRNA to spe- cific tissue types. For example, hydrophobic DOX obtained by deprotonation accumulated in the PCL core of the cationic micelle assembled from PEI-PCL, as shown in Figure 4 [88]. More re- cently, gold nanoparticles were directly conju- gated to siRNA, increasing the serum half-life more than six fold compared to free RNA du- plexes [89]. Also, biodegradable nanoparticles have been developed and have shown good potential as carriers for anticancer drugs with a spherical structure [90]. Within the past decade, the use of siRNA for RNAi has proven to be an effective nanomedi- cine for gene silencing therapy [91-96]. How- ever, research into the delivery of siRNA via nanoparticles to target cells is still in its infancy. In cancer therapy, siRNA delivery via nanoparti- cles needs to satisfy two major concerns: to improve the therapeutic range by including more than one siRNA which acts on specific targets, but keep minimal toxicity and maximum patient safety; and to develop novel or modify established carrier systems to induce gene changes on siRNA mediated gene silencing, but avoid enhancing the off-target gene changes [97-99]. These emerging different new types of nanoparticles (biodegradable, gold, etc.) will
Figure 3. Illustration of nanocapsule containing thera- peutic agents for targeted delivery to tumor cells. Nanoencapsulation technology has the potential to offer many combined modality approaches for treat- ment enhancements and personalized treatment targeting.
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facilitate the brilliance of RNAi and promote its application in clinical trials targeting specific tissues and diseases. Recently, thermally responsive nanoencapsula- tion systems have been developed using tem- perature sensitive carriers designed to deliver chemotherapeutic agents preferentially to tu- mor sites. During the temperature change asso- ciated with energy-based treatment, a confor- mational or structural change in the delivery vehicle causes the release of chemotherapeu- tics from the carrier. Once released, therapeutic agents are free to diffuse away from their car- rier and act on nearby targets with promising results [64, 100-114]. Additionally, as previ- ously mentioned, the solubility of many chemo- therapeutic substances in physiological condi- tions is very poor. Therefore, an added benefit of nanoencapsulation is the expansion of avail- able chemotherapeutic agents that can be used for treatment. Moreover, an effect of energy- based treatments is enhanced uptake of chemotherapeutics possibly due to permeability
changes. Utilizing the nanoparticle aided target delivery approach allows drugs released via a tem- perature controlled mecha- nism to be preferentially distributed at the tumor location with an increased uptake caused from the energy-based treatment. Use of nanoencapsulation technology also has the potential to reduce sys- temic toxicity because of localized delivery of agents to the treatment area for controlled release. Conse- quently, this combined treatment has the potential benefit of reducing the overall treatment area by allowing for an increase in the complete kill zone aided by chemotherapeutic agents [115, 116]. Prelimi- nary results in animal stud- ies for temperature sensi- tive carriers (liposomes) have prompted several currently ongoing clinical trials in various phases, I-III
[117-121]. To provide additional improvements to the nanoparticle aided delivery methodology, facili- tated drug release and treatment visualization, some experimental systems have co- encapsulated metallic nanoparticles alongside c h e m o t h e r a p e u t i c a g e n t s . T h i s c o - encapsulation paradigm allows metallic nanoparticles to act as agents for imaging and controlled release of chemotherapeutics through their energy absorbing properties [100, 101, 122-124]. Moreover, the delivery of metal- lic nanoparticles and chemotherapeutic agents simultaneously provide an approximated visuali- zation of drug delivery localization and treat- ment area [125-129]. Therefore, this combined approach has the potential to reduce the total treatment area due to the energy absorbing properties of metallic nanoparticles, provide an increase to the complete kill zone from both targeted heating and chemotherapeutic agent delivery, and visual definition of treatment boundaries. However, more research into the
Figure 4: Formation of hierarchical nano-assemblies for combinatorial delivery of siRNA and anticancer drugs [88].
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development of this approach is necessary for clinical application to be realized, especially in the area of intratumoral nanoparticle distribu- tion. Exploration into immune response to enhance treatment has also been studied by conjugating TNF-α onto the surface of gold nanoparticles [130-135]. Results from animal model studies have shown a preferential biodistribution of gold -TNF-α within tumor locations with less systemic toxicity than free TNF-α. Furthermore, hyperther- mic and cryothermic ablation treatment given after gold-TNF-α nanoparticle delivery increased the complete kill zone in animal models, as shown in Figure 5. From these initial studies, further tumor model applications and combina- tions with chemotherapeutic and co- encapsulation treatments are warranted [115]. In addition to the nanoparticle mediated com- bined modality treatments, recent develop- ments such as nanoscissor technology in con- junction with gene and gene product specific targeting and manipulation may bring about
new areas of research focus for even more combined mo- dality therapies with patient specific cancer targeting treatments [136-140]. Spe- cifically, targeted DNA se- quences have been manipu- lated through localized dis- ruption by the utilization of the energy absorption proper- ties of gold nanoparticles [136]. Furthermore, gold and polymeric nanoparticles have also been used for DNA/ oligonucleotide conjugation to regulate transcription and translation in cell models [137, 140]. Considering that this research has used en- ergy absorption, metallic nanoparticles, and targeted delivery techniques similar to that used in previously men- tioned research areas, it is not a far stretch to imagine that combined therapy appli- cations with the correction or elimination of damaged DNA or initiation of apoptotic sig- naling through nanomanipu-
lation techniques may be of future relevance. These techniques are still in their infancy and much more research and technical advance- ment is needed in order for this to become a practical and economic reality. However, the pace of advancement toward affordable and accessible gene research technology for poten- tial treatment personalization applications is increasing rapidly [141]. While the majority of the advances made for nanotechnology derived delivery vehicles have been in the area of hyperthermic treatment, recent studies in our laboratories have focused on advancing cryoablation treatment using hy- pothermically responsive nanocapsules [142, 143]. The goal of this research has been to im- prove the effectiveness of cryoablation treat- ment by moving the complete kill zone closer to the edge of the ice ball (the total treated area) by releasing drugs from a nanocapsule carrier within the incomplete kill zone. If successful, the subsequent outcome of this treatment en- hancement would yield a smaller ice ball needed to achieve a greater clinical response
Figure 5. 30 day observation of tumor size in mice treated with cryosurgery, TNF-α with cryosurgery, or gold-TNF-α nanoparticles (CYT-6091) with cryosur- gery. CYT-6091 was found to have less systemic toxicity than free TNF-α and provided a similar benefit in tumor size reduction as the more toxic free TNF-α [135].
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and thus less peripheral damage to adjacent tissues. As shown in Figure 6, our initial studies have shown that a thermally responsive nano- capsule system for delivery of chemotherapeu- tic agents during cryothermic ablation treatment is theoretically possible and further research in this area is warranted and ongoing. The potential benefits offered by nanotechnol- ogy (target specificity, reduction of systemic toxicity for chemotherapeutics, and coencapsu- lation of adjuvants), bring nanoparticle medi- ated combined therapies to the forefront of po- tential enhancements to energy-based cancer therapies. Coupled with further understanding of host immune response and the possibility of patient specific treatments, nanoparticle medi- ated therapies can also provide the basis for many more interesting and novel treatment op- tions previously not investigated. Further re- search into the nanoparticle mediated enhance-
ments to energy-based therapies mentioned in this review should result in the final goal of ex- panding the complete kill zone while minimizing the total treatment area (or incomplete kill zone) and providing visualization of boundary zones needed to give energy-based therapies more clinical relevance and certainty, as shown in Figure 1 (right). 5. Summary and Conclusion Through advanced understanding and applica- tion of functional nanomaterials, cellular target- ing, and immune response, improvements in energy-based therapy have seen promising re- sults. Furthermore, as gene sequencing technol- ogy advances to a much more affordable level, the personalization of nanotechnology derived delivery vehicles and therapeutics will make nanoparticle mediated combined therapies a much more focused and patient specific treat- ment option. Through further investigation and clinical trials, energy-based therapy assisted by nanotechnology may bring about a paradigm shift in primary cancer treatment in the not so distant future Acknowledgments This work was partially supported by a grant (to X.H.) from the Wendy Will Case Cancer Fund and a grant (to X.L.) from the American Cancer Society (119135-RSG-10-185-01-TBE). Please address correspondence to: Xiaoming He, PhD, Department of Mechanical Engineering, and Biomedical Engineering Program, University of South C a r o l i n a , C o l u m b i a , S C , U S A . E - m a i l : [email protected] References [1] Jemal A, Siegel R, Xu J and Ward E. Cancer
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