management
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CHAPTER 15
SELECTING, APPRAISING, AND DISCIPLINING EMPLOYEES
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- Explain who is responsible for selecting, appraising, and disciplining employees
- Describe the steps in the employee selection procedure, including the proper orientation of new employees
- Explain what employee performance appraisal is and who performs it
LEARNING OBJECTIVES
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- Explain why training and developing employees is important
- State why performance-appraisal interviews are difficult for both the employee and the supervisor
- Define discipline and explain why it is necessary
- Describe how discipline is imposed under due process
LEARNING OBJECTIVES
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- Top managers
- Set human resource objectives, establish policies, and do long-range planning and organizing
- Middle managers
- Control the operating procedures needed to achieve the objectives and carry out personnel policies
- Supervisors
- Interpret policies for employees
- Carry out the organization’s wishes for selecting and training employees
- Transmit workers’ interests to higher management
RESPONSIBILITY FOR SELECTING, APPRAISING, AND DISCIPLINING EMPLOYEES
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FLOWCHART OF A SUGGESTED SELECTION PROCEDURE
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- Requisition - Procedures must conform to:
- Equal Employment Opportunity Commission’s Uniform Guidelines on Employee Selection Procedures
- Affirmative Action Program (AAP)
- National and local laws and customs
REQUISITION, PRELIMINARY SCREENING, AND APPLICATION FORM
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- Preliminary screening
- Eliminates persons who do not meet the employer’s needs
- Application form or résumé
- Provides the information needed about the applicant’s potential performance
REQUISITION, PRELIMINARY SCREENING, AND APPLICATION FORM
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TOPICS TO AVOID WHEN INTERVIEWING APPLICANTS
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TYPES OF PREEMPLOYMENT TESTS
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- Validity: High positive correlation between the applicant’s test scores and an objective measure of job performance
- Reliability: Probability that test results won’t change if the test is given to the same person by different individuals
VALIDITY AND RELIABILITY OF TESTS
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- Prepare questions to aid in judging the applicant
- Provide the applicant with information about the company and the job
- Determine whether to hold a structured or unstructured interview
PREEMPLOYMENT INTERVIEWING
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- Structured interviews: Standardized and controlled with regard to pattern of questions, interpretation of replies, and factors considered in the hiring decision
- Unstructured interviews - Pattern of questions asked, conditions under which they are asked, and the basis for evaluating results are determined by interviewer
PREEMPLOYMENT INTERVIEWING
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- Provide information on a candidate’s performance on previous jobs
- Help verify information on the application form and other records
- Fair Credit Reporting Act and the Privacy Act place restrictions on the type of information an employer can verify
CHECKING REFERENCES AND RECORDS
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- Preliminary selection by the supervisor
- If there is only one applicant, he/she can be hired on a trial basis
- If there are more than one qualified candidate, a review of the information collected will reveal the best choice
PRELIMINARY SELECTION BY THE SUPERVISOR AND FINAL SELECTION
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- Final selection
- Human resource officers ensure that all laws, regulations, and company policies are followed
- Human resource officers determine the salary and employee benefits to be offered to the applicant
PRELIMINARY SELECTION BY THE SUPERVISOR AND FINAL SELECTION
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- Physical examination
- Americans with Disabilities Act (ADA) and the Genetic Information Non-Discrimination Act place limitations on this process
- Job offer
- Offered in writing and contain the terms and conditions of employment
- If it is rejected, an offer may be made to the next most qualified applicant
- All applicants must be notified that someone else has been selected
PHYSICAL EXAMINATION AND JOB OFFER
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- Orientation: Familiarizing a new employee with the company surroundings, policies, and job responsibilities
- Training and development
- Training: Process by which employees are educated to improve their capabilities, competencies, productivity and /or performance
ORIENTATION AND TRAINING AND DEVELOPMENT
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- ARCS model - Motivationally centered approach to instruction and training
- Attention (A), relevance (R), confidence (C), and satisfaction (S)
- SMART goals - Specific, Measurable, Attainable, Rewarding, and Time defined
ORIENTATION AND TRAINING AND DEVELOPMENT
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- Determines to what extent an employee performs a job the way it was intended
- Also known as merit rating, efficiency rating, service rating, and employee evaluation
- Purposes
- Recognizes good performance
- Identifies areas that need improvement
- Validates selection techniques to meet EEOC/AAP requirements
- Provides a basis for administrative actions
PERFORMANCE APPRAISAL
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EXHIBIT 15.3 - HOW PERFORMANCE APPRAISALS OPERATE
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APPRAISAL INTERVIEW
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EXHIBIT 15.4 - HINTS FOR THE APPRAISAL INTERVIEW
Source: From Mathis/Jackson. Human Resource Management, 12E, 318. © 2008 South-Western, a part of Cengage Learning, Inc. Reproduced by permissions. www.cengage.com/permissions
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- Training that corrects and molds knowledge, attitudes, and behavior
- Due process: Guarantees the individual accused of violating an established rule a hearing to determine the extent of guilt
- For disciplinary action to be upheld:
- The rules must be reasonable
- The penalty must be related to the severity of the offense
- The worker must be given a fair hearing
DISCIPLINE
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- Establishing rules of conduct
- Determining penalties
- Progressive discipline: Uses a graduated scale of penalties
- Graduated scale of penalties: Penalties become progressively more severe each time the violation is repeated
- Intolerable offenses: Disciplinary problems of a drastic, dangerous, or illegal nature
- Imposing the penalty only after a fair hearing
STEPS INVOLVED IN THE DISCIPLINARY DUE PROCESS
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- Must instill a desire for self-discipline in employees
- Factors to consider when applying discipline
- Every job contains a certain margin for error
- Being overly concerned with avoiding errors stifles initiative and encourages employees to postpone decisions or avoid making them altogether
- A different way of doing something should not be mistaken for the wrong way of doing it
SUPERVISOR’S DISCIPLINARY ROLE
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- Disciplinary layoff or suspension: Time off without pay
- Discharge
- Termination-at-will rule: Right of an employer to dismiss an employee for any reason
- Carried out by top management, with the advice and consent of the human resources manager
APPLYING DISCIPLINE
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- Performance appraisal or merit rating or efficiency
- Rating or service rating or employee evaluation
- Personality tests
- Progressive discipline
- Reliability
- Structured interviews
IMPORTANT TERMS
- Termination-at-will rule
- Validity
- Vocational interest tests
- Work sampling or work preview
- Achievement, proficiency, or skill tests
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- Appraisal interview
- Aptitude tests
- Disciplinary layoff or suspension
- Discipline
- Due process
IMPORTANT TERMS
- Graduated scale of penalties
- Hot-stove rule
- Intolerable offenses
- Orientation
- IQ tests