| New Issues & IPO Summary |
| As at 31 Jul 2018 |
| Number of Companies | Market Value (m) | New Money Raised (m) |
| 5,664 | £2,000,833 | £242,456 |
| Market | Date | Month | Year | LSE IPO | TIDM | Company | Issue type | Transfer | Country of Inc. | Group | Sector | Subsector | Issue Price | Currency | Market Cap - Closing Price (£m) | New Money Raised (£m) | Nominated Advisor (AIM only) |
| AIM | 7/31/18 | 7/1/18 | 2018 | IPO | TWD | TRACKWISE DESIGNS PLC | New Company Placing | | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 105 | GBX | 16.03 | 5.50 | Arden Partners plc |
| International Main Market | 7/31/18 | 7/1/18 | 2018 | IPO | GR1T | GRIT REAL ESTATE INCOME GROUP LIMITED | New Company Placing | | Mauritius | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 1.43 | USD | 339.85 | 101.24 |
| UK Main Market | 7/31/18 | 7/1/18 | 2018 | IPO | KAV | KAVANGO RESOURCES PLC | New Company Placing | | United Kingdom | 1755 | Industrial Metals & Mining | Nonferrous Metals | 2.5 | GBX | 4.36 | 1.50 |
| AIM | 7/30/18 | 7/1/18 | 2018 | Not IPO | OVG | OVOCA GOLD PLC | Reverse takeover | | Ireland | 1775 | Mining | General Mining | | GBX | 9.29 | 0.00 | Davy Corporate Finance |
| AIM | 7/26/18 | 7/1/18 | 2018 | IPO | NUC | NUCLEUS FINANCIAL GROUP PLC | New Company Placing | | United Kingdom | 8775 | Financial Services | Specialty Finance | 183 | GBX | 166.33 | 0.00 | Shore Capital & Corporate Limited |
| International Main Market | 7/24/18 | 7/1/18 | 2018 | Not IPO | DNK | DANAKALI LIMITED | Introduction | | Australia | 1775 | Mining | General Mining | | GBX | 118.88 | 0.00 |
| UK Main Market | 7/19/18 | 7/1/18 | 2018 | IPO | WRKS | THEWORKS.CO.UK PLC | New Company Placing | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 160 | GBX | 109.38 | 28.50 |
| UK Main Market | 7/18/18 | 7/1/18 | 2018 | IPO | ASAI | ASA INTERNATIONAL GROUP PLC | New Company Placing | | United Kingdom | 8773 | Financial Services | Consumer Finance | 313 | GBX | 370.00 | 125.20 |
| AIM | 7/17/18 | 7/1/18 | 2018 | Not IPO | DGOC | DIVERSIFIED GAS & OIL PLC | Reverse takeover | | United Kingdom | 0533 | Oil & Gas Producers | Exploration & Production | 97 | GBX | 598.03 | 189.47 | Smith & Williamson Corporate Finance Limited |
| UK Main Market | 7/17/18 | 7/1/18 | 2018 | Not IPO | OKYO | OKYO PHARMA LIMITED | Introduction | | Guernsey | 1775 | Mining | General Mining | | GBX | 7.85 | 0.00 |
| AIM | 7/12/18 | 7/1/18 | 2018 | IPO | IMMO | IMMOTION GROUP PLC | New Company Placing | | United Kingdom | 2737 | Electronic & Electrical Equipment | Electronic Equipment | 10 | GBX | 27.84 | 5.75 | W.H. Ireland Limited |
| UK Main Market | 7/11/18 | 7/1/18 | 2018 | IPO | SONG | HIPGNOSIS SONGS FUND LIMITED | New Company Placing | | Guernsey | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | GBX | 208.24 | 202.18 |
| UK Main Market | 7/9/18 | 7/1/18 | 2018 | IPO | EBOX | TRITAX EUROBOX PLC | New Company Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | GBX | 310.50 | 300.00 |
| UK Main Market | 7/6/18 | 7/1/18 | 2018 | IPO | AIE | ASHOKA INDIA EQUITY INVESTMENT TRUST PLC | New Company Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | GBX | 47.24 | 45.65 |
| AIM | 7/5/18 | 7/1/18 | 2018 | IPO | YCA | YELLOW CAKE PLC | New Company Placing | | Jersey | 1755 | Industrial Metals & Mining | Nonferrous Metals | 200 | GBX | 152.35 | 151.24 | Numis Securities Limited |
| UK Main Market | 7/4/18 | 7/1/18 | 2018 | IPO | AMGO | AMIGO HOLDINGS PLC | New Company Placing | | United Kingdom | 8773 | Financial Services | Consumer Finance | 275 | GBX | 1496.11 | 326.80 |
| UK Main Market | 7/3/18 | 7/1/18 | 2018 | Not IPO | CHF | CHESTERFIELD RESOURCES PLC | Reverse takeover | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 7.5 | GBX | 3.56 | 2.00 |
| UK Main Market | 7/2/18 | 7/1/18 | 2018 | IPO | PU13 | PUMA VCT 13 PLC | Offer for Subscription - New Company | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | GBX | 17.91 | 17.91 |
| AIM | 6/29/18 | 6/1/18 | 2018 | Not IPO | TGL | TRANSGLOBE ENERGY CORPORATION | Introduction | | Canada | 0533 | Oil & Gas Producers | Exploration & Production | | GBX | 150.19 | 0.00 | Canaccord Genuity Ltd |
| AIM | 6/29/18 | 6/1/18 | 2018 | IPO | KGH | KNIGHTS GROUP HOLDINGS PLC | New Company Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 145 | GBX | 118.49 | 50.00 | Numis Securities Limited |
| AIM | 6/29/18 | 6/1/18 | 2018 | IPO | RAI | RA INTERNATIONAL GROUP PLC | New Company Placing | | United Kingdom | 2727 | General Industrials | Diversified Industrials | 56 | GBX | 100.67 | 18.80 | Cenkos Securities Plc |
| AIM | 6/28/18 | 6/1/18 | 2018 | IPO | MIND | MIND GYM PLC | New Company Placing | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | 146 | GBX | 166.43 | 0.00 | Liberum Capital Limited |
| AIM | 6/27/18 | 6/1/18 | 2018 | IPO | CBOX | CAKE BOX HOLDINGS PLC | New Company Placing | | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | 108 | GBX | 48.20 | 0.00 | Shore Capital & Corporate Limited |
| International Main Market | 6/26/18 | 6/1/18 | 2018 | Not IPO | OMU | OLD MUTUAL LIMITED | Introduction | | South Africa | 8575 | Life Insurance | Life Insurance | | GBX | 7907.28 | 0.00 |
| International Main Market | 6/26/18 | 6/1/18 | 2018 | Not IPO | PLUS | PLUS500 LTD | Transfer from AIM | AIM to Main Market | Israel | 8777 | Financial Services | Investment Services | | GBX | 1862.34 | 0.00 | Liberum Capital Limited |
| UK Main Market | 6/25/18 | 6/1/18 | 2018 | IPO | QLT | QUILTER PLC | New Company Placing | | United Kingdom | 8575 | Life Insurance | Life Insurance | 140 | GBX | 2872.40 | 0.00 |
| AIM | 6/21/18 | 6/1/18 | 2018 | IPO | INX | I-NEXUS GLOBAL PLC | New Company Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 79 | GBX | 24.69 | 9.20 | Nplus1 Singer Advisory LLP |
| AIM | 6/20/18 | 6/1/18 | 2018 | IPO | ANX | ANEXO GROUP PLC | New Company Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 100 | GBX | 113.85 | 25.00 | Arden Partners plc |
| AIM | 6/20/18 | 6/1/18 | 2018 | IPO | TGP | TEKMAR GROUP PLC | New Company Placing | | United Kingdom | 0577 | Oil Equipment, Services & Distribution | Pipelines | 130 | GBX | 70.00 | 61.80 | Grant Thornton UK LLP |
| UK Main Market | 6/19/18 | 6/1/18 | 2018 | Not IPO | GVMH | GRAND VISION MEDIA HOLDINGS PLC | Reverse takeover | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 15 | GBX | 57.77 | 1.01 |
| UK Main Market | 6/18/18 | 6/1/18 | 2018 | Not IPO | INF | INFORMA PLC | Merger Issue (New Co) | | United Kingdom | 5557 | Media | Publishing | | GBX | | 0.00 |
| AIM | 6/15/18 | 6/1/18 | 2018 | Not IPO | SAE | SIMEC ATLANTIS ENERGY LIMITED | Reverse takeover | | Singapore | 0583 | Alternative Energy | Renewable Energy Equipment | 35 | GBX | 135.56 | 20.00 | Cantor Fitzgerald Europe |
| UK Main Market | 6/15/18 | 6/1/18 | 2018 | Not IPO | STP | STENPROP LIMITED | Introduction | | Guernsey | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 113 | GBX | 344.96 | 0.00 |
| AIM | 6/14/18 | 6/1/18 | 2018 | IPO | AQX | AQUIS EXCHANGE PLC | New Company Placing | | United Kingdom | 8777 | Financial Services | Investment Services | 269 | GBX | 80.09 | 12.00 | Liberum Capital Limited |
| AIM | 6/11/18 | 6/1/18 | 2018 | IPO | BLOE | BLOCK ENERGY PLC | New Company Placing | | United Kingdom | 0533 | Oil & Gas Producers | Exploration & Production | 4 | GBX | 12.93 | 5.00 | SPARK Advisory Partners Limited |
| AIM | 6/8/18 | 6/1/18 | 2018 | IPO | YEW | YEW GROVE REIT PLC | New Company Placing | | Ireland | 8671 | Real Estate Investment Trusts | Industrial & Office REITs | 1 | EUR | 67.74 | 46.99 | Investec Bank PLC |
| International Main Market | 6/6/18 | 6/1/18 | 2018 | Not IPO | BKY | BERKELEY ENERGIA LIMITED | Transfer from AIM | AIM to Main Market | Australia | 1775 | Mining | General Mining | | AUD | 114.54 | 0.00 | W.H. Ireland Limited |
| AIM | 6/4/18 | 6/1/18 | 2018 | Not IPO | LOOP | LOOPUP GROUP PLC | Reverse takeover | | United Kingdom | 9537 | Software & Computer Services | Software | 400 | GBX | 267.99 | 50.00 | Panmure Gordon (UK) Limited |
| UK Main Market | 6/4/18 | 6/1/18 | 2018 | Not IPO | EML | EMMERSON PLC | Reverse takeover | | Isle of Man | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 3 | GBX | 25.05 | 6.00 |
| AIM | 6/1/18 | 6/1/18 | 2018 | IPO | CDM | CODEMASTERS GROUP HOLDINGS PLC | New Company Placing | | United Kingdom | 3747 | Leisure Goods | Toys | 2 | GBP | 346.50 | 15.00 | Liberum Capital Limited |
| AIM | 5/30/18 | 5/1/18 | 2018 | IPO | MNO | MAESTRANO GROUP PLC | New Company Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 15 | GBX | 12.41 | 6.00 | Grant Thornton UK LLP |
| UK Main Market | 5/29/18 | 5/1/18 | 2018 | Not IPO | CGEO | GEORGIA CAPITAL PLC | Merger Issue (New Co) | | United Kingdom | 8355 | Banks | Banks | | GBX | 433.23 | 0.00 |
| UK Main Market | 5/25/18 | 5/1/18 | 2018 | IPO | GSF | GORE STREET ENERGY STORAGE FUND PLC | New Company Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | GBX | 31.29 | 30.60 |
| UK Main Market | 5/24/18 | 5/1/18 | 2018 | IPO | PRD | PREDATOR OIL & GAS HOLDINGS PLC | New Company Placing | | Jersey | 0533 | Oil & Gas Producers | Exploration & Production | 2.8 | GBX | 2.93 | 1.30 |
| AIM | 5/23/18 | 5/1/18 | 2018 | IPO | TM17 | TEAM17 GROUP PLC | New Company Placing | | United Kingdom | 3747 | Leisure Goods | Toys | 165 | GBX | 252.73 | 45.09 | Altium Capital Limited |
| UK Main Market | 5/21/18 | 5/1/18 | 2018 | Not IPO | BGEO | BANK OF GEORGIA GROUP PLC | Merger Issue (New Co) | | United Kingdom | 8355 | Banks | Banks | | GBX | 1331.20 | 0.00 |
| AIM | 5/18/18 | 5/1/18 | 2018 | IPO | SENX | SERINUS ENERGY PLC | New Company Placing | | Jersey | 0533 | Oil & Gas Producers | Exploration & Production | 15 | GBX | 35.86 | 10.00 | Numis Securities Limited |
| UK Main Market | 5/15/18 | 5/1/18 | 2018 | IPO | AVST | AVAST PLC | New Company Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 250 | GBX | 2174.88 | 147.44 |
| UK Main Market | 5/10/18 | 5/1/18 | 2018 | IPO | VVO | VIVO ENERGY PLC | New Company Placing | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 165 | GBX | 2270.88 | 0.00 |
| AIM | 5/9/18 | 5/1/18 | 2018 | IPO | UEX | URBAN EXPOSURE PLC | New Company Placing | | United Kingdom | 8771 | Financial Services | Asset Managers | 100 | GBX | 174.08 | 150.00 | Liberum Capital Limited |
| AIM | 5/8/18 | 5/1/18 | 2018 | IPO | RBGP | ROSENBLATT GROUP PLC | New Company Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 95 | GBX | 82.09 | 35.00 | Cenkos Securities Plc |
| UK Main Market | 5/1/18 | 5/1/18 | 2018 | IPO | OIT | ODYSSEAN INVESTMENT TRUST PLC | New Company Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | GBX | 90.08 | 87.46 |
| AIM | 4/30/18 | 4/1/18 | 2018 | IPO | KRM | KRM22 PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 16.26 | 10.32 | finnCap Ltd |
| UK Main Market | 4/25/18 | 4/1/18 | 2018 | Not IPO | UOS | UAE OIL SERVICES PLC | Introduction | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | | | 1.00 | 0.00 |
| AIM | 4/16/18 | 4/1/18 | 2018 | IPO | CAS | CRUSADER RESOURCES LTD | Placing | | Australia | 1775 | Mining | General Mining | 2.99 | | 14.35 | 3.31 | Smith & Williamson Corporate Finance Limited |
| AIM | 4/13/18 | 4/1/18 | 2018 | Not IPO | HAL | HALOSOURCE CORPORATION | Placing | | USA | 1357 | Chemicals | Specialty Chemicals | | | 5.57 | | Cantor Fitzgerald Europe |
| PSM | 4/13/18 | 4/1/18 | 2018 | Not IPO | DTVL | DISH TV INDIA LTD | International Offering | | India | 5553 | Media | Broadcasting & Entertainment | | | 349.14 | 0.00 |
| AIM | 4/9/18 | 4/1/18 | 2018 | Not IPO | CORO | CORO ENERGY PLC | Placing Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 4.38 | | 30.82 | 14.49 | Grant Thornton UK LLP |
| AIM | 4/4/18 | 4/1/18 | 2018 | IPO | SBIZ | SIMPLYBIZ GROUP PLC (THE) | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 170 | | 120.82 | 30.00 | Zeus Capital Limited |
| UK Main Market | 4/3/18 | 4/1/18 | 2018 | Not IPO | UEM | UTILICO EMERGING MARKETS TRUST PLC | Introduction Re-admission | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 0.00 | 0.00 |
| UK Main Market | 4/3/18 | 4/1/18 | 2018 | IPO | RMDZ | RM ZDP PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 10.87 | 10.87 |
| AIM | 3/29/18 | 3/1/18 | 2018 | IPO | KP2 | KORE POTASH PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 0 | | 90.22 | 9.13 | Canaccord Genuity Ltd |
| AIM | 3/29/18 | 3/1/18 | 2018 | IPO | POLX | POLAREAN IMAGING LTD | Placing | | United Kingdom | 4535 | Health Care Equipment & Services | Medical Equipment | 15 | | 11.75 | 3.00 | Northland Capital Partners Lim |
| UK Main Market | 3/28/18 | 3/1/18 | 2018 | Not IPO | PCA | PALACE CAPITAL PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | | | 151.23 | 0.00 |
| UK Main Market | 3/27/18 | 3/1/18 | 2018 | Not IPO | SOHC | TRIPLE POINT SOCIAL HSG REIT PLC | Placing Re-admission | | United Kingdom | 8673 | Real Estate Investment Trusts | Residential REITs | 100 | | 47.98 | 47.50 |
| AIM | 3/26/18 | 3/1/18 | 2018 | Not IPO | BCN | BACANORA LITHIUM PLC | Introduction | | United Kingdom | 1775 | Mining | General Mining | | | 109.24 | | Cairn Financial Advisers LLP |
| UK Main Market | 3/26/18 | 3/1/18 | 2018 | Not IPO | LSAA | LIFE SETTLEMENT ASSETS PLC | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 64.76 | 0.00 |
| UK Main Market | 3/23/18 | 3/1/18 | 2018 | IPO | USA | BAILLIE GIFFORD US GROWTH TRUST PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 173.87 | 173.00 |
| UK Main Market | 3/21/18 | 3/1/18 | 2018 | IPO | ENOG | ENERGEAN OIL & GAS PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 455 | | 667.84 | 330.29 |
| AIM | 3/15/18 | 3/1/18 | 2018 | IPO | SHH | SAFE HARBOUR HOLDINGS PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 120 | | 33.52 | 22.70 | Cenkos Securities Plc |
| UK Main Market | 3/14/18 | 3/1/18 | 2018 | IPO | JTC | JTC PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 315 | | 338.86 | 21.72 |
| UK Main Market | 3/13/18 | 3/1/18 | 2018 | IPO | AUGM | AUGMENTUM FINTECH PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 95.41 | 81.35 |
| AIM | 3/12/18 | 3/1/18 | 2018 | IPO | VRE | VR EDUCATION HLDGS PLC | Placing | | Republic of Ireland | 9537 | Software & Computer Services | Software | 10 | | 22.69 | 6.00 | Cairn Financial Advisers LLP |
| AIM | 3/6/18 | 3/1/18 | 2018 | IPO | STRL | STIRLING INDUSTRIES PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 100 | | 9.20 | 8.88 | Numis Securities Limited |
| AIM | 3/5/18 | 3/1/18 | 2018 | IPO | GRC | GRC INTERNATIONAL GROUP PLC | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 70 | | 50.28 | 5.04 | Grant Thornton UK LLP |
| UK Main Market | 3/2/18 | 3/1/18 | 2018 | IPO | IHP | INTEGRAFIN HOLDINGS PLC | Placing | | United Kingdom | 8771 | General Financial | Asset Managers | | | 878.00 | 0.00 |
| UK Main Market | 3/2/18 | 3/1/18 | 2018 | IPO | MATE | JP MORGAN MULTI-ASSET TRUST PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 92.88 | 93.12 |
| UK Main Market | 3/1/18 | 3/1/18 | 2018 | Not IPO | AVV | AVEVA GROUP | Introduction Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | | | 2943.65 | 0.00 |
| UK Main Market | 3/1/18 | 3/1/18 | 2018 | Not IPO | CINE | CINEWORLD GROUP | Introduction Re-admission | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | | | 3150.15 | 0.00 |
| AIM | 2/21/18 | 2/1/18 | 2018 | IPO | TRU | TRUFIN PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 190 | | 192.79 | 70.00 | Macquarie Capital (Europe) Lim |
| International Main Market | 2/21/18 | 2/1/18 | 2018 | Not IPO | CVH | CABLEVISION HLDG SA | Introduction | | Argentina | 6575 | Mobile Telecommunications | Mobile Telecommunications | 0 | | 2301.24 | 0.00 |
| UK Main Market | 2/19/18 | 2/1/18 | 2018 | Not IPO | RRE | ROCKROSE ENERGY PLC | Introduction Re-admission | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 0 | | 0.00 | 0.00 |
| UK Main Market | 2/13/18 | 2/1/18 | 2018 | IPO | MPLF | MARBLE POINT LOAN FINANCING LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 151.15 | 30.76 |
| AIM | 2/9/18 | 2/1/18 | 2018 | IPO | OTMP | ONTHEMARKET PLC | Placing | | United Kingdom | 5555 | Media | Media Agencies | 165 | | 89.59 | 30.00 | Zeus Capital Limited |
| AIM | 1/24/18 | 1/1/18 | 2018 | IPO | CRA | CRADLE ARC PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 10 | | 21.64 | 2.40 | Strand Hanson Limited |
| UK Main Market | 1/24/18 | 1/1/18 | 2018 | Not IPO | IGC | INDIA CAPITAL GROWTH FUND | Introduction from AIM | AIM to Main Market | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 0 | | 129.10 | 0.00 |
| AIM | 1/19/18 | 1/1/18 | 2018 | Not IPO | VLX | VOLEX PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 0 | | 72.38 | 0.00 | Liberum Capital Limited |
| UK Main Market | 1/19/18 | 1/1/18 | 2018 | IPO | SURE | SURE VENTURES PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 3.64 | 3.31 |
| International Main Market | 1/16/18 | 1/1/18 | 2018 | Not IPO | WPY | WORLDPAY INC | Introduction | | USA | 2795 | Support Services | Financial Administration | 0 | | 17091.89 | 0.00 |
| International Main Market | 1/9/18 | 1/1/18 | 2018 | IPO | AIQ | AIQ LTD | Placing | | Cayman Islands | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 8 | | 4.50 | 1.04 |
| UK Main Market | 1/8/18 | 1/1/18 | 2018 | Not IPO | SDVP | SDV 2025 ZDP PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 0.00 | 12.78 |
| AIM | 1/4/18 | 1/1/18 | 2018 | Not IPO | ECHO | ECHO ENERGY PLC | Placing Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 17.5 | | 61.34 | 6.37 | Smith & Williamson Corporate Finance Limited |
| AIM | 12/28/17 | 12/1/17 | 2017 | Not IPO | EQT | EQTEC PLC | Placing Re-admission | | Republic of Ireland | 7537 | Electricity | Alternative Electricity | 0.65 | | 35.67 | 1.60 | Northland Cap. Partners Ltd |
| AIM | 12/27/17 | 12/1/17 | 2017 | Not IPO | LVCG | LIVE CO GRP PLC | Placing Re-admission | | United Kingdom | 5555 | Media | Media Agencies | 30 | | 18.32 | 1.26 | Stockdale Securities Limited |
| International Main Market | 12/22/17 | 12/1/17 | 2017 | Not IPO | MNHD | MADINET NASR HSG & DEV SAE | Introduction | | Egypt | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 0 | | 0.00 | 0.00 |
| AIM | 12/22/17 | 12/1/17 | 2017 | IPO | CIP | CIP MERCHANT CAPITAL LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 55.00 | 55.00 | Strand Hanson Limited |
| AIM | 12/21/17 | 12/1/17 | 2017 | Not IPO | PAT | PANTHERA RESOURCES PLC | Introduction | | United Kingdom | 1777 | Mining | Gold Mining | 0 | | 14.54 | 0.00 | RFC Ambrian Group Limited |
| UK Main Market | 12/21/17 | 12/1/17 | 2017 | Not IPO | PPP | PENNPETRO ENERGY PLC | Introduction | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 0 | | 37.22 | 0.00 |
| AIM | 12/21/17 | 12/1/17 | 2017 | Not IPO | BMN | BUSHVELD MINERALS LTD | Introduction Re-admission | | United Kingdom | 1775 | Mining | General Mining | 0 | | 75.55 | 0.00 | SP Angle Corp. Finance LLP |
| AIM | 12/21/17 | 12/1/17 | 2017 | IPO | ERIS | ERRIS RESOURCES PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 25 | | 7.53 | 4.00 | Allenby Capital Limited |
| AIM | 12/21/17 | 12/1/17 | 2017 | IPO | SUMO | SUMO GROUP PLC | Placing | | United Kingdom | 3747 | Leisure Goods | Toys | 100 | | 165.30 | 38.45 | Zeus Capital Limited |
| UK Main Market | 12/20/17 | 12/1/17 | 2017 | IPO | ALGW | ALPHA GROWTH PLC | Placing | | United Kingdom | 8771 | General Financial | Asset Managers | 1.2 | | 1.60 | 0.68 |
| UK Main Market | 12/20/17 | 12/1/17 | 2017 | IPO | SHIP | TUFTON OCEANIC ASSETS LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 68.67 | 67.83 |
| AIM | 12/19/17 | 12/1/17 | 2017 | IPO | MIRI | MIRRIAD ADVERTISING PLC | Placing | | United Kingdom | 5555 | Media | Media Agencies | 62 | | 64.20 | 25.39 | Numis Securities Limited |
| AIM | 12/19/17 | 12/1/17 | 2017 | IPO | PTRO | PELATRO PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 62.5 | | 15.44 | 3.81 | finnCap Ltd |
| AIM | 12/19/17 | 12/1/17 | 2017 | Not IPO | SRSP | SIRIUS PETROLEUM PLC | Placing Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 1 | | 33.78 | 7.24 | Cantor Fitzgerald Europe |
| AIM | 12/18/17 | 12/1/17 | 2017 | IPO | FAB | FUSION ANTIBODIES PLC | Placing | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 82 | | 27.28 | 5.50 | Allenby Capital Limited |
| International Main Market | 12/18/17 | 12/1/17 | 2017 | IPO | SEFA | SHEFA YAMIM(ATM)LTD | Placing | | Israel | 1773 | Mining | Diamonds & Gemstones | 110 | | 15.30 | 0.25 |
| UK Main Market | 12/15/17 | 12/1/17 | 2017 | IPO | ASLI | ABERDEEN STANDARD EUR LOGIS INC PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 188.44 | 187.50 |
| AIM | 12/13/17 | 12/1/17 | 2017 | Not IPO | RRL | RANGE RESOURCES | Introduction | | Australia | 533 | Oil & Gas Producers | Exploration & Production | 0 | | 17.09 | 0.00 | RFC Corporate Finance Limited |
| UK Main Market | 12/11/17 | 12/1/17 | 2017 | IPO | SBRE | SABRE INSURANCE GROUP PLC | Placing | | United Kingdom | 8536 | Nonlife Insurance | Property & Casualty Insurance | 230 | | 625.00 | 212.71 |
| AIM | 11/29/17 | 11/1/17 | 2017 | IPO | TENG | TEN LIFESTYLE GROUP PLC | Placing | | United Kingdom | 5759 | Travel & Leisure | Travel & Tourism | 134 | | 114.23 | 18.00 | Jefferies International Limite |
| AIM | 11/27/17 | 11/1/17 | 2017 | IPO | BKS | BEEKS FINANCIAL CLOUD GROUP PLC | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 50 | | 23.03 | 4.50 | Cenkos Securities Plc |
| AIM | 11/27/17 | 11/1/17 | 2017 | IPO | KEYS | KEYSTONE LAW GROUP PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 160 | | 59.73 | 10.00 | Panmure Gordon (UK) Limited |
| AIM | 11/23/17 | 11/1/17 | 2017 | IPO | CPC | CITY PUB GROUP PLC(THE) | Placing | | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | 170 | | 102.21 | 35.00 | Liberum Capital Limited |
| AIM | 11/20/17 | 11/1/17 | 2017 | IPO | BOKU | BOKU INC | Placing | | USA | 2795 | Support Services | Financial Administration | 59 | | 156.91 | 15.00 | Peel Hunt LLP |
| International Main Market | 11/20/17 | 11/1/17 | 2017 | IPO | LAHL | LANDSCAPE ACQUISITION HLDGS LTD | Placing | | British Virgin Islands | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 10 | | 472.14 | 369.85 |
| UK Main Market | 11/16/17 | 11/1/17 | 2017 | IPO | BAKK | BAKKAVOR GROUP PLC | Placing | | United Kingdom | 3577 | Food Producers | Food Products | 180 | | 1080.63 | 100.00 |
| UK Main Market | 11/14/17 | 11/1/17 | 2017 | IPO | GLO | CONTOURGLOBAL PLC | Placing | | United Kingdom | 7535 | Electricity | Electricity | 250 | | 1690.20 | 306.00 |
| AIM | 11/9/17 | 11/1/17 | 2017 | IPO | ATM | AFRITIN MINING LTD | Placing | | United Kingdom | 1755 | Industrial Metals | Nonferrous Metals | 3.9 | | 11.75 | 3.50 | W.H. Ireland Limited |
| UK Main Market | 11/8/17 | 11/1/17 | 2017 | IPO | ENPL | EN+ GROUP PLC | International Offering | | United Kingdom | 1753 | Industrial Metals | Aluminum | 14 | | 5516.09 | 1199.11 |
| AIM | 11/6/17 | 11/1/17 | 2017 | Not IPO | CAML | CENTRAL ASIA METALS PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 0 | | 430.66 | 0.00 | KPMG Corporate Finance |
| AIM | 11/2/17 | 11/1/17 | 2017 | IPO | FOOT | FOOTASYLUM PLC | Placing | | United Kingdom | 5371 | General Retailers | Apparel Retailers | 164 | | 199.55 | 43.42 | Altium Capital Limited |
| AIM | 11/2/17 | 11/1/17 | 2017 | Not IPO | SOS | SOSANDAR PLC | Placing Re-admission | | United Kingdom | 5371 | General Retailers | Apparel Retailers | 15.1 | | 20.03 | 9.98 | Cairn Financial Advisers LLP |
| AIM | 11/1/17 | 11/1/17 | 2017 | IPO | NCYT | NOVACYT | Placing | | France | 4535 | Health Care Equipment & Services | Medical Equipment | 59.38 | | 22.41 | 8.75 | Stifel Nicolaus Europe Limited |
| UK Main Market | 11/1/17 | 11/1/17 | 2017 | IPO | CGO | CONTANGO HOLDINGS PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 3 | | 1.72 | 0.70 |
| UK Main Market | 10/30/17 | 10/1/17 | 2017 | IPO | TIFS | TI FLUID SYSTEMS PLC | Placing | | United Kingdom | 3355 | Automobiles & Parts | Auto Parts | 255 | | 1288.14 | 406.68 |
| International Main Market | 10/27/17 | 10/1/17 | 2017 | Not IPO | RHIM | RHI MAGNESITA N.V. | Introduction | | Netherlands | 2757 | Industrial Engineering | Industrial Machinery | | | 1456.17 | 0.00 |
| UK Main Market | 10/25/17 | 10/1/17 | 2017 | IPO | ORNT | ORIENT TELECOMS PLC | Placing | | United Kingdom | 9535 | Software & Computer Services | Internet | 10 | | 1.10 | 0.90 |
| AIM | 10/24/17 | 10/1/17 | 2017 | Not IPO | TLY | TOTALLY PLC | Introduction Re-admission | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 0 | | 27.80 | 0.00 | Allenby Capital Limited |
| AIM | 10/16/17 | 10/1/17 | 2017 | IPO | SPR | SPRINGFIELD PROPERTIES PLC | Placing | | United Kingdom | 3728 | Household Goods | Home Construction | 106 | | 95.63 | 25.00 | Nplus1 Singer Advisory LLP |
| UK Main Market | 10/16/17 | 10/1/17 | 2017 | Not IPO | NFX | NUFORMIX PLC | Placing Re-admission | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 4 | | 17.28 | 2.30 |
| International Main Market | 10/13/17 | 10/1/17 | 2017 | IPO | GLV | GLENVEAGH PROPERTIES PLC | Placing | | Republic of Ireland | 3728 | Household Goods | Home Construction | 1 | | 617.99 | 552.52 |
| AIM | 10/11/17 | 10/1/17 | 2017 | IPO | AFM | ALPHA FINL MKTS CONSULTING PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 160 | | 173.16 | 35.23 | Grant Thornton UK LLP |
| International Main Market | 10/10/17 | 10/1/17 | 2017 | IPO | JTWO | J2 ACQUISITION LTD | Placing | | British Virgin Islands | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 10 | | 938.78 | 903.79 |
| AIM | 10/9/17 | 10/1/17 | 2017 | IPO | CORA | CORA GOLD LTD | Placing | | British Virgin Islands | 1777 | Mining | Gold Mining | 16.5 | | 8.86 | 3.45 | Allenby Capital Limited |
| UK Main Market | 10/6/17 | 10/1/17 | 2017 | Not IPO | SOLG | SOLGOLD PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 1777 | Mining | Gold Mining | | | 561.01 | 0.00 |
| International Main Market | 10/5/17 | 10/1/17 | 2017 | Not IPO | AMGR | AMER GROUP HLDG CO S.A.E. | Introduction | | Egypt | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | | | 40.43 | 0.00 |
| AIM | 10/5/17 | 10/1/17 | 2017 | Not IPO | CIN | CITY OF LONDON GROUP PLC | Placing Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 90 | | 26.58 | 7.00 | Peel Hunt LLP |
| UK Main Market | 10/5/17 | 10/1/17 | 2017 | Not IPO | HEMO | SILVER FALCON PLC | Placing Re-admission | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 0.035 | | 9.35 | 2.00 |
| UK Main Market | 10/4/17 | 10/1/17 | 2017 | IPO | CCFS | CHARTER COURT FINL SERVICES GRP PLC | Placing | | United Kingdom | 8779 | General Financial | Mortgage Finance | 230 | | 557.17 | 20.00 |
| UK Main Market | 10/4/17 | 10/1/17 | 2017 | IPO | CZN | CURZON ENERGY PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 10 | | 7.62 | 2.33 |
| UK Main Market | 9/22/17 | 9/1/17 | 2017 | IPO | BASK | BASKERVILLE CAPITAL PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 5 | | 2.39 | 1.80 |
| UK Main Market | 9/21/17 | 9/1/17 | 2017 | IPO | STC | STAPLETON CAPITAL PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 5 | | 1.83 | 1.50 |
| AIM | 9/20/17 | 9/1/17 | 2017 | IPO | WHR | WAREHOUSE REIT PLC | Placing | | United Kingdom | 8671 | Real Estate Investment Trusts | Industrial & Office REITs | 100 | | 169.32 | 150.00 | Peel Hunt LLP |
| AIM | 9/5/17 | 9/1/17 | 2017 | IPO | APPS | APPSCATTER GROUP PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 65 | | 47.38 | 9.00 | Smith & Williamson Corporate F |
| AIM | 9/4/17 | 9/1/17 | 2017 | IPO | DEST | DESTINY PHARMA PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 157 | | 90.59 | 15.28 | Cantor Fitzgerald Europe |
| AIM | 9/1/17 | 9/1/17 | 2017 | Not IPO | AVG | AVINGTRANS PLC | Introduction Re-admission | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | 0 | | 78.14 | 0.00 | Nplus1 Singer Advisory LLP |
| UK Main Market | 9/1/17 | 9/1/17 | 2017 | Not IPO | MCRO | MICRO FOCUS INTERNATIONAL PLC | Introduction Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | | | 0.00 | 0.00 |
| UK Main Market | 8/29/17 | 8/1/17 | 2017 | IPO | CHF | CHESTERFIELD RESOURCES PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 5 | | 1.54 | 1.30 |
| International Main Market | 8/22/17 | 8/1/17 | 2017 | IPO | SHWE | MYANMAR STRATEGIC HLDGS LTD | Placing | | Singapore | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 10 | | 16.75 | 3.38 |
| International Main Market | 8/21/17 | 8/1/17 | 2017 | Not IPO | KOS | KOSMOS ENERGY LTD | Introduction | | Bermuda | 533 | Oil & Gas Producers | Exploration & Production | 0 | | 2033.05 | 0.00 |
| UK Main Market | 8/21/17 | 8/1/17 | 2017 | Not IPO | PERE | PEMBRIDGE RESOURCES PLC | Placing transfer from AIM | AIM to Main Market | United Kingdom | 1775 | Mining | General Mining | 1.6 | | 3.41 | 2.27 |
| AIM | 8/17/17 | 8/1/17 | 2017 | IPO | WCH | WILMCOTE HLDGS PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 120 | | 27.60 | 15.00 | Numis Securities Limited |
| AIM | 8/11/17 | 8/1/17 | 2017 | IPO | XPD | XPEDIATOR PLC | Placing | | United Kingdom | 2777 | Industrial Transportation | Transportation Services | 24 | | 27.98 | 5.00 | SP Angel Corporate Finance LLP |
| AIM | 8/10/17 | 8/1/17 | 2017 | Not IPO | PGR | PHOENIX GLOBAL RESOURCES PLC | Introduction Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 0 | | 1272.31 | 0.00 | Stockdale Securities Limited |
| AIM | 8/10/17 | 8/1/17 | 2017 | IPO | ALS | ALTUS STRATEGIES PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 10 | | 11.31 | 1.11 | SP Angel Corporate Finance LLP |
| AIM | 8/10/17 | 8/1/17 | 2017 | IPO | VDTK | VERDITEK PLC | Placing | | United Kingdom | 583 | Alternative Energy | Renewable Energy Equipment | 9 | | 16.19 | 2.75 | Stockdale Securities Limited |
| AIM | 8/8/17 | 8/1/17 | 2017 | IPO | KETL | STRIX GROUP PLC | Placing | | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 100 | | 247.00 | 190.00 | Zeus Capital Limited |
| UK Main Market | 8/8/17 | 8/1/17 | 2017 | IPO | SOHO | TRIPLE POINT SOCIAL HSG REIT PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 204.50 | 200.00 |
| AIM | 8/7/17 | 8/1/17 | 2017 | Not IPO | PHD | PROACTIS HLDGS | Introduction Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | 0 | | 166.79 | 0.00 | finnCap Ltd |
| AIM | 8/4/17 | 8/1/17 | 2017 | Not IPO | GETB | GETBUSY PLC | Introduction | | United Kingdom | 9537 | Software & Computer Services | Software | 0 | | 16.70 | 0.00 | Grant Thornton UK LLP |
| AIM | 8/4/17 | 8/1/17 | 2017 | Not IPO | GOR | GORDON DADDS GROUP PLC | Placing Re-admission | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | 140 | | 19.11 | 20.00 | Allenby Capital Limited |
| UK Main Market | 7/31/17 | 7/1/17 | 2017 | Not IPO | UOG | UNITED OIL & GAS PLC | Placing Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 2.5 | | 5.02 | 3.00 |
| AIM | 7/28/17 | 7/1/17 | 2017 | Not IPO | HVN | HARVEY NASH GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | 0 | | 71.43 | 0.00 | Cazenove & Co |
| AIM | 7/28/17 | 7/1/17 | 2017 | IPO | QUIZ | QUIZ PLC | Placing | | United Kingdom | 5371 | General Retailers | Apparel Retailers | 161 | | 236.50 | 10.60 | Panmure Gordon (UK) Limited |
| AIM | 7/25/17 | 7/1/17 | 2017 | Not IPO | I3E | I3 ENERGY PLC | Introduction | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 0 | | 10.92 | 0.00 | W.H. Ireland Limited |
| AIM | 7/25/17 | 7/1/17 | 2017 | IPO | ARE | ARENA EVENTS GROUP PLC | Placing | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 55 | | 65.92 | 59.27 | Cenkos Securities Limited |
| AIM | 7/25/17 | 7/1/17 | 2017 | IPO | GRP | GREENCOAT RENEWABLES PLC | Placing | | Republic of Ireland | 8985 | Equity Investment Instruments | Equity Investment Instruments | 88 | | 237.60 | 237.57 | Davy Corporate Finance |
| UK Main Market | 7/21/17 | 7/1/17 | 2017 | IPO | SUPR | SUPERMARKET INCOME REIT PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 101.00 | 100.00 |
| UK Main Market | 7/19/17 | 7/1/17 | 2017 | IPO | GMP | GABELLI MERGER PLUS+ TRUST PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 10 | | 77.48 | 77.63 |
| AIM | 7/13/17 | 7/1/17 | 2017 | IPO | ANG | ANGLING DIRECT PLC | Placing | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 64 | | 28.68 | 7.40 | Cenkos Securities Plc |
| AIM | 7/13/17 | 7/1/17 | 2017 | Not IPO | ANCR | ANIMALCARE GROUP PLC | Placing Re-admission | | United Kingdom | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 350 | | 214.19 | 30.00 | Brewin Dolphin Securities Limi |
| UK Main Market | 7/12/17 | 7/1/17 | 2017 | IPO | FHP | FANDANGO HLDGS PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 1 | | 1.68 | 0.84 |
| UK Main Market | 7/12/17 | 7/1/17 | 2017 | IPO | RESI | RESIDENTIAL SECURE INCOME PLC | Placing | | United Kingdom | 8673 | Real Estate Investment Trusts | Residential REITs | 100 | | 180.23 | 180.00 |
| UK Main Market | 7/12/17 | 7/1/17 | 2017 | IPO | ROC | ROCKPOOL ACQUISITIONS PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 10 | | 1.34 | 1.09 |
| UK Main Market | 7/12/17 | 7/1/17 | 2017 | IPO | SIGC | SHERBORNE INVESTORS(GUERNSEY) C LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 714.00 | 700.00 |
| AIM | 7/11/17 | 7/1/17 | 2017 | IPO | NEXS | NEXUS INFRASTRUCTURE PLC | Placing | | United Kingdom | 2357 | Construction & Materials | Heavy Construction | 0 | | 73.00 | 0.00 | Numis Securities Lmiited |
| AIM | 7/6/17 | 7/1/17 | 2017 | IPO | TAM | TATTON ASSET MGMT PLC | Placing | | United Kingdom | 8771 | General Financial | Asset Managers | 156 | | 105.67 | 10.00 | Zeus Capital Limited |
| UK Main Market | 7/6/17 | 7/1/17 | 2017 | Not IPO | RRE | ROCKROSE ENERGY PLC | Placing Re-admission | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 150 | | 21.77 | 8.00 |
| International Main Market | 7/5/17 | 7/1/17 | 2017 | IPO | PLZL | POLYUS PJSC | International Offering | | Russia | 1777 | Mining | Gold Mining | 33.25 | | 6331.40 | 432.98 |
| AIM | 7/5/17 | 7/1/17 | 2017 | IPO | GYG | GYG PLC | Placing | | United Kingdom | 2777 | Industrial Transportation | Transportation Services | | | 52.47 | | Zeus Capital Limited |
| AIM | 7/3/17 | 7/1/17 | 2017 | Not IPO | TBGR | TISO BLACKSTAR GROUP SE | Introduction Re-admission | | Malta | 8985 | Equity Investment Instruments | Equity Investment Instruments | 0 | | 154.27 | 0.00 | ZAI Corporate Finance Limited |
| International Main Market | 7/3/17 | 7/1/17 | 2017 | IPO | DPEU | DP EURASIA NV | Placing | | Netherlands | 5757 | Travel & Leisure | Restaurants & Bars | 200 | | 268.94 | 20.74 |
| AIM | 7/3/17 | 7/1/17 | 2017 | Not IPO | DGOC | DIVERSIFIED GAS & OIL PLC | Placing Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 70.25 | | 101.55 | 19.60 | Smith & Williamson Corporate F |
| AIM | 6/30/17 | 6/1/17 | 2017 | IPO | FFI | FFI HOLDINGS PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 150 | | 247.34 | 31.50 | Liberum Capital Limited |
| UK Main Market | 6/29/17 | 6/1/17 | 2017 | Not IPO | BGLP | BLACKSTONE / GSO LOAN FINANCING LTD | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 369.29 | 0.00 |
| AIM | 6/29/17 | 6/1/17 | 2017 | IPO | ENET | ETHERNITY NETWORKS LTD | Placing | | Israel | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | 140 | | 49.59 | 15.00 | Arden Partners plc |
| AIM | 6/29/17 | 6/1/17 | 2017 | IPO | JAN | JANGADA MINES PLC | Placing | | United Kingdom | 1779 | Mining | Platinum & Precious Metals | 5 | | 10.86 | 2.25 | Strand Hanson Limited |
| AIM | 6/29/17 | 6/1/17 | 2017 | IPO | PGM | PHOENIX GLOBAL MNG LTD | Placing | | Cayman Islands | 1755 | Industrial Metals | Nonferrous Metals | 0 | | 9.48 | 0.00 | SP Angel Corporate Finance LLP |
| International Main Market | 6/27/17 | 6/1/17 | 2017 | IPO | ALBK | ALLIED IRISH BANKS | Placing | | Republic of Ireland | 8355 | Banks | Banks | 4.4 | | 11289.73 | 0.00 |
| AIM | 6/26/17 | 6/1/17 | 2017 | IPO | TXP | TOUCHSTONE EXPLORATION INC | Placing | | Canada | 533 | Oil & Gas Producers | Exploration & Production | 7.25 | | 8.00 | 1.45 | Shore Capital & Corporate Limited |
| UK Main Market | 6/26/17 | 6/1/17 | 2017 | IPO | SGEM | SCOTGEMS PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 51.33 | 50.32 |
| UK Main Market | 6/20/17 | 6/1/17 | 2017 | IPO | PGHZ | PCGH ZDP PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 0.00 | 32.13 |
| UK Main Market | 6/16/17 | 6/1/17 | 2017 | Not IPO | FBDU | FLYING BRANDS LTD | Placing Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | 0.03 | | 2.14 | 0.55 |
| UK Main Market | 6/15/17 | 6/1/17 | 2017 | Not IPO | VOR | VORDERE PLC | Introduction Re-admission | | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 0 | | 0.00 | 0.00 |
| UK Main Market | 6/6/17 | 6/1/17 | 2017 | IPO | AEWL | AEW UK LONG LEASE REIT PLC | Placing | | United Kingdom | 8674 | Real Estate Investment Trusts | Diversified REITs | 100 | | 80.40 | 80.50 |
| UK Main Market | 6/1/17 | 6/1/17 | 2017 | IPO | ALFA | ALFA FINANCIAL SOFTWARE HLDGS PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 325 | | 1236.00 | 0.00 |
| UK Main Market | 5/31/17 | 5/1/17 | 2017 | IPO | PRSR | PRS REIT PLC (THE) | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 100 | | 264.06 | 250.00 |
| AIM | 5/23/17 | 5/1/17 | 2017 | Not IPO | KAT | KATORO GOLD PLC | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 1777 | Mining | Gold Mining | 6 | | 5.68 | 1.50 | Strand Hanson Limited |
| International Main Market | 5/22/17 | 5/1/17 | 2017 | IPO | GFHG | GRAND FORTUNE HIGH GRADE LTD | Placing | | Cayman Islands | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 10 | | 16.80 | 4.30 |
| AIM | 5/18/17 | 5/1/17 | 2017 | IPO | EVE | EVE SLEEP PLC | Placing | | United Kingdom | 3722 | Household Goods | Durable Household Products | 101 | | 143.88 | 34.93 | Peel Hunt LLP |
| AIM | 5/18/17 | 5/1/17 | 2017 | IPO | VEL | VELOCITY COMPOSITES PLC | Placing | | United Kingdom | 2713 | Aerospace & Defence | Aerospace | 85 | | 32.22 | 10.43 | finnCap Ltd |
| UK Main Market | 5/17/17 | 5/1/17 | 2017 | IPO | GPH | GLOBAL PORTS HLDGS PLC | Placing | | United Kingdom | 2777 | Industrial Transportation | Transportation Services | 740 | | 463.98 | 57.92 |
| UK Main Market | 5/17/17 | 5/1/17 | 2017 | IPO | SOP | SPINNAKER OPPORTUNITIES PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 5 | | 1.30 | 1.20 |
| UK Main Market | 5/15/17 | 5/1/17 | 2017 | IPO | JEFI | JUPITER EMERGING & FRONTIER INC TST | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 91.13 | 90.00 |
| International Main Market | 5/12/17 | 5/1/17 | 2017 | IPO | ADES | ADES INTERNATIONAL HLDG LTD | Placing | | United Emirates | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | 16.5 | | 539.70 | 132.36 |
| AIM | 5/11/17 | 5/1/17 | 2017 | Not IPO | LAKE | LAKEHOUSE PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 2791 | Support Services | Business Support Services | 0 | | 77.98 | 0.00 | Stockdale Securities Limited |
| UK Main Market | 5/9/17 | 5/1/17 | 2017 | IPO | DSM | DOWNING STRAT MICRO-CAP INV TST PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 57.55 | 55.60 |
| AIM | 5/9/17 | 5/1/17 | 2017 | Not IPO | SWG | SHEARWATER GROUP PLC | Placing Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | 4.3 | | 41.31 | 9.70 | WH Ireland Ltd |
| AIM | 5/3/17 | 5/1/17 | 2017 | Not IPO | ESC | ESCAPE HUNT PLC | Placing Re-admission | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 135 | | 28.97 | 14.00 | Peel Hunt LLP |
| AIM | 5/3/17 | 5/1/17 | 2017 | Not IPO | N4P | N4 PHARMA PLC | Placing Re-admission | | United Kingdom | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 7 | | 4.57 | 1.50 | ARM Corporate Finance Ltd |
| UK Main Market | 5/2/17 | 5/1/17 | 2017 | Not IPO | NBPE | NB PRIVATE EQUITY PARTNERS LTD | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 0 | | 504.25 | 0.00 |
| UK Main Market | 5/2/17 | 5/1/17 | 2017 | Not IPO | PSH | PERSHING SQUARE HLDGS LTD | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 0 | | 2929.57 | 0.00 |
| UK Main Market | 4/28/17 | 4/1/17 | 2017 | Not IPO | SXX | SIRIUS MINERALS PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 1775 | Mining | General Mining | 0 | | 1051.54 | 0.00 |
| AIM | 4/25/17 | 4/1/17 | 2017 | IPO | ESL | EDDIE STOBART LOGISTICS PLC | Placing | | United Kingdom | 2777 | Industrial Transportation | Transportation Services | 160 | | 574.46 | 122.00 | Cenkos Securities Plc |
| UK Main Market | 4/19/17 | 4/1/17 | 2017 | IPO | TEG | TEN ENTERTAINMENT GROUP PLC | Placing | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 0 | | 106.84 | 0.00 |
| AIM | 4/11/17 | 4/1/17 | 2017 | Not IPO | FRAN | FRANCHISE BRANDS PLC | Introduction Re-admission | | United Kingdom | 5377 | General Retailers | Specialized Consumer Services | 0 | | 73.07 | 0.00 | Allenby Capital Limited |
| AIM | 4/11/17 | 4/1/17 | 2017 | IPO | K3C | K3 CAPITAL GROUP PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 95 | | 46.64 | 2.10 | finnCap Ltd |
| UK Main Market | 4/7/17 | 4/1/17 | 2017 | Not IPO | EJFI | EJF INVESTMENTS LTD | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 0 | | 69.21 | 0.00 |
| AIM | 4/7/17 | 4/1/17 | 2017 | IPO | AFX | ALPHA FX GROUP PLC | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 196 | | 81.90 | 13.00 | Liberum Capital Limited |
| AIM | 4/5/17 | 4/1/17 | 2017 | IPO | SBTX | SKINBIOTHERAPEUTICS PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 9 | | 15.73 | 4.50 | Cairn Financial Advisers LLP |
| AIM | 4/5/17 | 4/1/17 | 2017 | IPO | SKIN | INTEGUMEN PLC | Placing | | United Kingdom | 3767 | Personal Goods | Personal Products | 5 | | 7.63 | 2.25 | SPARK Advisory Partners Limite |
| UK Main Market | 3/30/17 | 3/1/17 | 2017 | IPO | PATH | PATH INVESTMENTS PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 1 | | 1.86 | 1.40 |
| UK Main Market | 3/29/17 | 3/1/17 | 2017 | IPO | DKE | DUKEMOUNT CAPITAL PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 0.5 | | 1.69 | 0.67 |
| UK Main Market | 3/27/17 | 3/1/17 | 2017 | IPO | BPCR | BIOPHARMA CREDIT PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 435.22 | 426.17 |
| UK Main Market | 3/27/17 | 3/1/17 | 2017 | Not IPO | FAL | FALCON MEDIA HOUSE LTD | Placing Re-admission | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | 25 | | 9.70 | 3.00 |
| AIM | 3/23/17 | 3/1/17 | 2017 | Not IPO | DUKE | DUKE ROYALTY LTD | Placing Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 40 | | 21.55 | 15.00 | Grant Thornton UK LLP |
| UK Main Market | 3/21/17 | 3/1/17 | 2017 | IPO | MGP | MEDICA GROUP PLC | Placing | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 135 | | 206.67 | 15.00 |
| International Main Market | 3/13/17 | 3/1/17 | 2017 | IPO | OLOT | OCELOT PARTNERS LTD | Placing | | British Virgin Islands | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 10 | | 341.10 | 341.38 |
| AIM | 3/8/17 | 3/1/17 | 2017 | Not IPO | ATQT | ATTRAQT GROUP PLC | Placing Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | 35 | | 46.80 | 27.80 | Nplus1 Singer Advisory LLP |
| UK Main Market | 3/7/17 | 3/1/17 | 2017 | IPO | IHR | IMPACT HEALTHCARE REIT PLC | Placing | | United Kingdom | 8674 | Real Estate Investment Trusts | Diversified REITs | 100 | | 151.29 | 146.17 |
| UK Main Market | 3/6/17 | 3/1/17 | 2017 | Not IPO | SRE | SIRIUS REAL ESTATE LTD | Introduction from AIM | AIM to Main Market | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 0 | | 443.49 | 0.00 |
| AIM | 3/6/17 | 3/1/17 | 2017 | IPO | AAOG | ANGLO AFRICAN OIL & GAS LTD | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 20 | | 13.29 | 10.00 | finnCap Ltd |
| UK Main Market | 3/6/17 | 3/1/17 | 2017 | IPO | UPGS | UP GLOBAL SOURCING HOLDINGS | Placing | | United Kingdom | 3722 | Household Goods | Durable Household Products | 0 | | 127.77 | 0.00 |
| UK Main Market | 2/28/17 | 2/1/17 | 2017 | Not IPO | RWI | RENEWI PLC | Introduction Re-admission | | United Kingdom | 2799 | Support Services | Waste & Disposal Services | 0 | | 771.80 | 0.00 |
| International Main Market | 2/28/17 | 2/1/17 | 2017 | Not IPO | SCGL | SEALAND CAPITAL GALAXY LTD | Placing Re-admission | | Cayman Islands | 9537 | Software & Computer Services | Software | 20 | | 10.58 | 1.40 |
| UK Main Market | 2/27/17 | 2/1/17 | 2017 | IPO | LXI | LXI REIT PLC | Placing | | United Kingdom | 8674 | Real Estate Investment Trusts | Diversified REITs | 100 | | 138.15 | 138.15 |
| AIM | 2/24/17 | 2/1/17 | 2017 | IPO | SRON | SAFFRON ENERGY PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 5 | | 11.34 | 2.50 | Grant Thornton UK LLP |
| AIM | 2/22/17 | 2/1/17 | 2017 | IPO | GBGI | GBGI LTD | Placing | | United Kingdom | 8575 | Life Insurance | Life Insurance | 150 | | 130.45 | 30.82 | Canaccord Genuity Ltd |
| UK Main Market | 2/22/17 | 2/1/17 | 2017 | IPO | ARIX | ARIX BIOSCIENCE PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 207 | | 188.35 | 100.00 |
| UK Main Market | 2/16/17 | 2/1/17 | 2017 | IPO | XAF | XAFINITY PLC | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 139 | | 210.82 | 51.29 |
| AIM | 2/15/17 | 2/1/17 | 2017 | IPO | RFX | RAMSDENS HLDGS PLC | Placing | | United Kingdom | 8773 | General Financial | Consumer Finance | 86 | | 29.60 | 5.00 | Liberum Capital Limited |
| UK Main Market | 2/15/17 | 2/1/17 | 2017 | IPO | EML | EMMERSON PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 3 | | 1.69 | 0.91 |
| AIM | 2/9/17 | 2/1/17 | 2017 | Not IPO | NAUT | NAUTILUS MARINE SERVICES PLC | Introduction Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 0 | | 5.24 | 0.00 | finnCap Ltd |
| AIM | 2/8/17 | 2/1/17 | 2017 | IPO | ECO | ECO (ATLANTIC) OIL & GAS LTD | Placing | | Canada | 533 | Oil & Gas Producers | Exploration & Production | 16 | | 21.14 | 5.09 | Strand Hanson Limited |
| AIM | 2/3/17 | 2/1/17 | 2017 | IPO | DGOC | DIVERSIFIED GAS & OIL PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 65 | | 59.40 | 39.65 | Smith & Williamson Corporate F |
| UK Main Market | 1/30/17 | 1/1/17 | 2017 | IPO | RBW | RAINBOW RARE EARTHS LTD | Placing | | United Kingdom | 1775 | Mining | General Mining | 10 | | 17.67 | 6.50 |
| UK Main Market | 1/25/17 | 1/1/17 | 2017 | Not IPO | JPJ | JACKPOTJOY PLC | Introduction | | United Kingdom | 8775 | General Financial | Specialty Finance | 0 | | 476.09 | 0.00 |
| UK Main Market | 1/24/17 | 1/1/17 | 2017 | IPO | PBLT | TOC PROPERTY BACKED LENDING TST PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 17.91 | 17.30 |
| International Main Market | 1/19/17 | 1/1/17 | 2017 | Not IPO | BOCH | BANK OF CYPRUS HLDGS PLC | Introduction | | Republic of Ireland | 8355 | Banks | Banks | 0 | | 1287.06 | 0.00 |
| UK Main Market | 1/13/17 | 1/1/17 | 2017 | IPO | STHP | STRANGER HLDGS PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 1 | | 1.68 | 0.85 |
| International Main Market | 1/11/17 | 1/1/17 | 2017 | IPO | ZEN | ZENITH ENERGY LTD | Placing | | Canada | 533 | Oil & Gas Producers | Exploration & Production | 7 | | 8.01 | 2.33 |
| UK Main Market | 1/10/17 | 1/1/17 | 2017 | IPO | SMG | SIMIAN GLOBAL PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 15 | | 1.09 | 0.77 |
| AIM | 1/5/17 | 1/1/17 | 2017 | Not IPO | SRC | SIGMAROC PLC | Placing Re-admission | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | 40 | | 43.61 | 40.00 | Strand Hanson Limited |
| UK Main Market | 12/29/16 | 12/1/16 | 2016 | IPO | DERR | DERRISTON CAPITAL PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 10 | | 5.13 | 2.28 |
| AIM | 12/19/16 | 12/1/16 | 2016 | IPO | BST | BIG SOFA TECHNOLOGIES GROUP | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 17 | | 11.92 | 6.11 | SPARK Advisory Partners |
| UK Main Market | 12/15/16 | 12/1/16 | 2016 | Not IPO | NXG | NEX GROUP PLC | Introduction | | United Kingdom | 8777 | General Financial | Investment Services | | | 3086.77 | 0.00 |
| UK Main Market | 12/15/16 | 12/1/16 | 2016 | IPO | RMDL | RM SECURED DIRECT LENDING PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 51.56 | 50.30 |
| AIM | 12/14/16 | 12/1/16 | 2016 | IPO | ECSC | ECSC GROUP PLC | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 167 | | 18.35 | 5.00 | Stockdale Securities Limited |
| AIM | 12/9/16 | 12/1/16 | 2016 | IPO | CREO | CREO MEDICAL GROUP PLC | Placing | | United Kingdom | 4535 | Health Care Equipment & Services | Medical Equipment | 76 | | 64.57 | 21.51 | Cenkos Securities Plc |
| AIM | 12/7/16 | 12/1/16 | 2016 | Not IPO | AGP | ASIAN GROWTH PROPERTIES LTD | Introduction Re-admission | | British Virgin Islands | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 0 | | 332.38 | 0.00 | Panmure Gordon (Broking) Ltd |
| AIM | 12/6/16 | 12/1/16 | 2016 | IPO | OBD | OXFORD BIODYNAMICS PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 158 | | 136.90 | 12.89 | Stifel Nicolaus Europe Limited |
| AIM | 12/2/16 | 12/1/16 | 2016 | Not IPO | TSL | THINKSMART LTD | Introduction | | Australia | 8775 | General Financial | Specialty Finance | | | 23.21 | 0.00 | Canaccord Genuity Ltd |
| UK Main Market | 12/2/16 | 12/1/16 | 2016 | IPO | BBH | BB HEALTHCARE TRUST PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 151.88 | 150.00 |
| AIM | 11/30/16 | 11/1/16 | 2016 | IPO | W7L | WARPAINT LONDON PLC | Placing | | United Kingdom | 3767 | Personal Goods | Personal Products | 97 | | 70.67 | 2.50 | Stockdale Securities Limited |
| UK Main Market | 11/18/16 | 11/1/16 | 2016 | IPO | CSH | CIVITAS SOCIAL HOUSING PLC | Placing | | United Kingdom | 8673 | Real Estate Investment Trusts | Residential REITs | 100 | | 360.94 | 350.00 |
| AIM | 11/16/16 | 11/1/16 | 2016 | IPO | FREE | FREEAGENT HOLDINGS PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 84 | | 35.54 | 8.00 | Nplus1 Singer Advisory LLP |
| AIM | 11/14/16 | 11/1/16 | 2016 | IPO | ANGS | ANGUS ENERGY PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 6 | | 13.70 | 3.50 | Beaumont Cornish Limited |
| AIM | 11/4/16 | 11/1/16 | 2016 | IPO | FLTA | FILTA GROUP HOLDINGS PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 83 | | 24.26 | 4.31 | Cenkos Securities Plc |
| UK Main Market | 11/3/16 | 11/1/16 | 2016 | Not IPO | GOCO | GOCOMPARE.COM GROUP PLC | Introduction | | United Kingdom | 5555 | Media | Media Agencies | | | 301.73 | 0.00 |
| UK Main Market | 11/1/16 | 11/1/16 | 2016 | Not IPO | LCL | LADBROKES CORAL GROUP PLC | Introduction Re-admission | | United Kingdom | 5752 | Travel & Leisure | Gambling | | | 2670.12 | 0.00 |
| UK Main Market | 10/31/16 | 10/1/16 | 2016 | IPO | CTEC | CONVATEC GROUP PLC | Placing | | United Kingdom | 4537 | Health Care Equipment & Services | Medical Supplies | 225 | | 4878.68 | 1465.00 |
| UK Main Market | 10/31/16 | 10/1/16 | 2016 | IPO | GCG | GOLDEN ROCK GLOBAL PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 10 | | 2.72 | 0.36 |
| AIM | 10/26/16 | 10/1/16 | 2016 | IPO | VANL | VAN ELLE PLC | Placing | | United Kingdom | 2357 | Construction & Materials | Heavy Construction | 100 | | 80.40 | 10.00 | Peel Hunt LLP |
| International Main Market | 10/20/16 | 10/1/16 | 2016 | Not IPO | PETB | OMV PETROM SA | International Offering | | Romania | 1 | British Funds | British Funds | | | 111.83 | 0.00 |
| UK Main Market | 10/20/16 | 10/1/16 | 2016 | IPO | BIFF | BIFFA PLC | Placing | | United Kingdom | 2799 | Support Services | Waste & Disposal Services | 180 | | 448.75 | 262.45 |
| UK Main Market | 10/20/16 | 10/1/16 | 2016 | IPO | LUCE | LUCECO PLC | Placing | | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 130 | | 246.02 | 26.00 |
| UK Main Market | 10/12/16 | 10/1/16 | 2016 | Not IPO | BIH | BOSTON INTL HLDGS LTD | Introduction | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | | | | 0.00 |
| UK Main Market | 10/12/16 | 10/1/16 | 2016 | Not IPO | STB | SECURE TRUST BANK PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 8355 | Banks | Banks | | | 429.33 | 0.00 |
| UK Main Market | 10/7/16 | 10/1/16 | 2016 | IPO | MILA | MILA RESOURCES PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 5 | | 1.74 | 1.05 |
| AIM | 10/7/16 | 10/1/16 | 2016 | IPO | PAM | PREMIER ASSET MGMT GRP LTD | Placing | | United Kingdom | 8771 | General Financial | Asset Managers | 132 | | 143.36 | 47.36 | Stifel Nicolaus Europe Limited |
| International Main Market | 9/21/16 | 9/1/16 | 2016 | Not IPO | DOMT | ARABIAN FOOD INDUSTRIES | Introduction | | Egypt | 3577 | Food Producers | Food Products | | | 0.00 | 0.00 |
| UK Main Market | 9/21/16 | 9/1/16 | 2016 | IPO | BOWL | HOLLYWOOD BOWL GROUP PLC | Placing | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | | | 256.50 | 0.00 |
| AIM | 9/21/16 | 9/1/16 | 2016 | Not IPO | SLE | SAN LEON ENERGY PLC | Placing Re-admission | | Republic of Ireland | 533 | Oil & Gas Producers | Exploration & Production | 45 | | 199.36 | 170.28 | SP Angel Corporate Finance LLP |
| UK Main Market | 9/16/16 | 9/1/16 | 2016 | Not IPO | DIGS | GCP STUDENT LIVING PLC | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 384.84 | 0.00 |
| AIM | 9/12/16 | 9/1/16 | 2016 | IPO | AURA | AURA ENERGY LTD | Placing | | Australia | 1755 | Industrial Metals | Nonferrous Metals | 1.14 | | 16.28 | 2.29 | W.H. Ireland Limited |
| UK Main Market | 9/7/16 | 9/1/16 | 2016 | Not IPO | IDP | INNOVADERMA PLC | Introduction | | United Kingdom | 3767 | Personal Goods | Personal Products | | | 7.22 | 0.00 |
| International Main Market | 9/5/16 | 9/1/16 | 2016 | IPO | VALE | VALE INTL GROUP LTD | Placing | | British Virgin Islands | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 3.5 | | 2.16 | 0.55 |
| UK Main Market | 8/31/16 | 8/1/16 | 2016 | Not IPO | MRO | MELROSE INDUSTRIES PLC | Introduction Re-admission | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | | | 2792.38 | 0.00 |
| AIM | 8/30/16 | 8/1/16 | 2016 | Not IPO | BOS | BOS GLOBAL HLDGS NL | Introduction Re-admission | | Australia | 1755 | Industrial Metals | Nonferrous Metals | 0 | | 5.31 | 0.00 | RFC Ambrian Group Limited |
| AIM | 8/26/16 | 8/1/16 | 2016 | Not IPO | APQ | APQ GLOBAL LTD | Introduction | | United Kingdom | 8775 | General Financial | Specialty Finance | 0 | | 81.57 | 0.00 | Nplus1 Singer Advisory LLP |
| AIM | 8/24/16 | 8/1/16 | 2016 | IPO | LOOP | LOOPUP GROUP PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 100 | | 45.88 | 8.50 | Panmure Gordon (UK) Limited |
| AIM | 8/22/16 | 8/1/16 | 2016 | IPO | AUTG | AUTINS GROUP PLC | Placing | | United Kingdom | 3355 | Automobiles & Parts | Auto Parts | 168 | | 44.75 | 14.00 | Cantor Fitzgerald Europe |
| UK Main Market | 8/18/16 | 8/1/16 | 2016 | Not IPO | NRR | NEWRIVER REIT PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 8672 | Real Estate Investment Trusts | Retail REITs | | | 782.57 | 0.00 |
| UK Main Market | 8/10/16 | 8/1/16 | 2016 | Not IPO | TBCG | TBC BANK GROUP PLC | Introduction | | United Kingdom | 8355 | Banks | Banks | | | 533.38 | 0.00 |
| AIM | 8/5/16 | 8/1/16 | 2016 | IPO | FRAN | FRANCHISE BRANDS PLC | Placing | | United Kingdom | 5377 | General Retailers | Specialized Consumer Services | 33 | | 19.55 | 3.50 | Allenby Capital Limited |
| UK Main Market | 8/1/16 | 8/1/16 | 2016 | IPO | RDLZ | RANGER DIRECT LENDING ZDP PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 0.00 | 30.00 |
| UK Main Market | 7/27/16 | 7/1/16 | 2016 | IPO | WDC | WIDECELLS GROUP PLC | Placing | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 11 | | 6.15 | 2.00 |
| AIM | 7/26/16 | 7/1/16 | 2016 | IPO | SECG | SEC SPA | Placing | | Italy | 5555 | Media | Media Agencies | 151 | | 18.76 | 3.36 | W.H. Ireland Limited |
| AIM | 7/26/16 | 7/1/16 | 2016 | Not IPO | CPT | CONCEPTA PLC | Placing Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 7.5 | | 12.42 | 3.54 | SPARK Advisory Partners |
| AIM | 7/26/16 | 7/1/16 | 2016 | Not IPO | TAX | TAX SYSTEMS PLC | Placing Re-admission | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 67 | | 60.42 | 45.00 | finnCap Ltd |
| AIM | 7/8/16 | 7/1/16 | 2016 | IPO | DAR | DORCASTER PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 161 | | 16.35 | 9.66 | Peel Hunt LLP |
| International Main Market | 7/5/16 | 7/1/16 | 2016 | Not IPO | VEIL | VIETNAM ENTERPRISE INVESTMENTS LTD | Introduction | | Cayman Islands | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | | | 573.01 | 0.00 |
| International Main Market | 6/30/16 | 6/1/16 | 2016 | Not IPO | DAL | DALATA HOTEL GROUP PLC | Introduction from AIM | AIM to Main Market | Republic of Ireland | 5753 | Travel & Leisure | Hotels | 0 | | 553.47 | 0.00 |
| AIM | 6/30/16 | 6/1/16 | 2016 | Not IPO | VLTY | VELTYCO GROUP PLC | Placing Re-admission | | United Kingdom | 5752 | Travel & Leisure | Gambling | 25 | | 11.21 | 0.32 | Stockdale Securities Limited |
| UK Main Market | 6/24/16 | 6/1/16 | 2016 | IPO | PPHP | PAPILLON HOLDINGS PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 1 | | 1.66 | 0.82 |
| AIM | 6/21/16 | 6/1/16 | 2016 | IPO | COM | COMPTOIR GROUP PLC | Placing | | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | 50 | | 64.32 | 8.00 | Cenkos Securities Plc |
| UK Main Market | 6/20/16 | 6/1/16 | 2016 | IPO | HWSL | HADRIANS WALL SECURED INV LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 81.23 | 80.02 |
| AIM | 6/15/16 | 6/1/16 | 2016 | IPO | GROW | DRAPER ESPRIT PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 300 | | 125.07 | 74.16 | Numis Securities Limited |
| AIM | 6/15/16 | 6/1/16 | 2016 | IPO | MKA | MKANGO RESOURCES LTD | Placing | | Canada | 1775 | Mining | General Mining | 3.3 | | 2.84 | 0.00 | SP Angel Corporate Finance LLP |
| UK Main Market | 6/14/16 | 6/1/16 | 2016 | IPO | PU12 | PUMA VCT 12 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 38.64 | 30.91 |
| AIM | 6/14/16 | 6/1/16 | 2016 | IPO | TMO | TIME OUT GROUP PLC | Placing | | United Kingdom | 5557 | Media | Publishing | 150 | | 181.35 | 90.00 | Liberum Capital Limited |
| AIM | 6/10/16 | 6/1/16 | 2016 | IPO | ACRL | ACCROL GROUP HLDGS PLC | Placing | | United Kingdom | 3724 | Household Goods | Nondurable Household Products | 100 | | 102.31 | 43.33 | Zeus Capital Limited |
| AIM | 6/9/16 | 6/1/16 | 2016 | IPO | MPH | MEREO BIOPHARMA GROUP LTD | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 221 | | 176.62 | 11.35 | Cantor Fitzgerald Europe |
| International Main Market | 6/8/16 | 6/1/16 | 2016 | Not IPO | THS | THARISA PLC | Introduction | | Cyprus | 1775 | Mining | General Mining | 0 | | 99.80 | 0.00 |
| AIM | 5/27/16 | 5/1/16 | 2016 | IPO | DCTA | DIRECTA PLUS PLC | Placing | | United Kingdom | 1357 | Chemicals | Specialty Chemicals | 75 | | 46.64 | 12.78 | Cantor Fitzgerald Europe |
| AIM | 5/26/16 | 5/1/16 | 2016 | IPO | JOUL | JOULES GROUP PLC | Placing | | United Kingdom | 5371 | General Retailers | Apparel Retailers | 160 | | 169.75 | 66.02 | Peel Hunt LLP |
| AIM | 5/24/16 | 5/1/16 | 2016 | IPO | GUSC | GUSCIO PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 4 | | 5.07 | 1.50 | Allenby Capital Ltd |
| AIM | 5/20/16 | 5/1/16 | 2016 | IPO | SDX | SDX ENERGY INC | Placing | | Canada | 533 | Oil & Gas Producers | Exploration & Production | 18 | | 15.76 | 6.89 | Cantor Fitzgerald Europe |
| UK Main Market | 5/18/16 | 5/1/16 | 2016 | IPO | MOTR | MOTORPOINT GROUP PLC | Placing | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 200 | | 225.88 | 0.00 |
| AIM | 5/18/16 | 5/1/16 | 2016 | IPO | ONC | ONCIMMUNE HLDGS PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 130 | | 67.61 | 11.00 | Zeus Capital Limited |
| AIM | 5/16/16 | 5/1/16 | 2016 | Not IPO | EVRH | EVR HLDGS PLC | Introduction Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | 0 | | 7.54 | 0.00 | SPARK Advisory Partners |
| AIM | 5/16/16 | 5/1/16 | 2016 | Not IPO | ADL | ANDALAS ENERGY & POWER PLC | Placing Re-admission | | United Kingdom | 1357 | Chemicals | Specialty Chemicals | 0.2 | | 4.41 | 2.62 | Cantor Fitzgerald Europe
Smith & Wi |
| AIM | 5/12/16 | 5/1/16 | 2016 | IPO | GSH | GREEN & SMART HLDGS PLC | Placing | | United Kingdom | 7537 | Electricity | Alternative Electricity | 9 | | 27.67 | 4.00 | SP Angel Corporate Finance LLP |
| AIM | 5/10/16 | 5/1/16 | 2016 | IPO | HOTC | HOTEL CHOCOLAT GROUP PLC | Placing | | United Kingdom | 3577 | Food Producers | Food Products | 148 | | 214.39 | 12.00 | Liberum Capital Limited |
| UK Main Market | 5/10/16 | 5/1/16 | 2016 | IPO | TOOP | TOOPLE PLC | Placing | | United Kingdom | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | 8 | | 9.25 | 2.00 |
| AIM | 5/10/16 | 5/1/16 | 2016 | Not IPO | BHRD | BE HEARD GROUP PLC | Placing Re-admission | | United Kingdom | 9535 | Software & Computer Services | Internet | 3.25 | | 19.57 | 8.12 | Numis Securities Limited |
| AIM | 5/6/16 | 5/1/16 | 2016 | IPO | MIDW | MIDWICH GROUP PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 208 | | 186.70 | 26.00 | Investec Bank PLC |
| AIM | 5/5/16 | 5/1/16 | 2016 | IPO | MCL | MORSES CLUB PLC | Placing | | United Kingdom | 8773 | General Financial | Consumer Finance | 108 | | 139.21 | 0.00 | Numis Securities Limited |
| AIM | 5/3/16 | 5/1/16 | 2016 | Not IPO | TRB | TRIBAL GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 9537 | Software & Computer Services | Software | 0 | | 88.90 | 0.00 | Investec Bank PLC |
| AIM | 4/28/16 | 4/1/16 | 2016 | Not IPO | MAI | MAINTEL HLDGS | Placing Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | | | 126.71 | 24.00 | KBC Peel Hunt Ltd |
| AIM | 4/27/16 | 4/1/16 | 2016 | Not IPO | PIER | BRIGHTON PIER GROUP PLC (THE) | Placing Re-admission | | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | 55 | | 32.15 | 8.50 | Panmure Gordon (UK) Limited |
| UK Main Market | 4/26/16 | 4/1/16 | 2016 | IPO | FORT | FORTERRA PLC | Placing | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | 180 | | 352.00 | 0.00 |
| AIM | 4/19/16 | 4/1/16 | 2016 | Not IPO | AMYT | AMRYT PHARMA PLC | Placing Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 24 | | 49.48 | 10.00 | Shore Capital & Corporate Ltd |
| AIM | 4/15/16 | 4/1/16 | 2016 | IPO | OSI | OSIRIUM TECHNOLOGIES PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 156 | | 18.40 | 4.03 | Panmure Gordon (UK) Limited |
| UK Main Market | 4/14/16 | 4/1/16 | 2016 | Not IPO | NSF | NON-STANDARD FINANCE PLC | Introduction Re-admission | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | | | 218.76 | 0.00 |
| International Main Market | 4/13/16 | 4/1/16 | 2016 | IPO | BMV | BLUEBIRD MERCHANT VENTURES LTD | Placing | | British Virgin Islands | 1755 | Industrial Metals | Nonferrous Metals | 5.75 | | 9.02 | 1.74 |
| AIM | 4/13/16 | 4/1/16 | 2016 | IPO | PILR | PACIFIC INDUSTRIAL & LOGIS REIT PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 10.83 | 10.18 | finnCap Ltd |
| AIM | 4/1/16 | 4/1/16 | 2016 | Not IPO | TLY | TOTALLY | Placing Re-admission | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 62 | | 14.00 | 6.20 | John East & Partners |
| AIM | 3/31/16 | 3/1/16 | 2016 | Not IPO | MRL | MARLOWE PLC | Placing Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | 100 | | 29.52 | 3.00 | Cenkos Securities Plc |
| UK Main Market | 3/30/16 | 3/1/16 | 2016 | Not IPO | VOF | VINACAPITAL VIETNAM OPPORTNTY FD LT | Introduction from AIM | AIM to Main Market | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 374.08 | 0.00 |
| AIM | 3/29/16 | 3/1/16 | 2016 | IPO | HW. | HARWOOD WEALTH MANAGEMENT GROUP PLC | Placing | | United Kingdom | 8771 | General Financial | Asset Managers | 81 | | 50.59 | 10.00 | Nplus1 Singer Advisory LLP |
| AIM | 3/29/16 | 3/1/16 | 2016 | IPO | MXCT | MAXCYTE INC | Placing | | USA | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 70 | | 33.25 | 10.00 | Panmure Gordon (UK) Limited |
| AIM | 3/23/16 | 3/1/16 | 2016 | IPO | WJG | WATKIN JONES PLC | Placing | | United Kingdom | 3728 | Household Goods | Home Construction | 100 | | 257.55 | 85.44 | Zeus Capital Limited |
| AIM | 3/22/16 | 3/1/16 | 2016 | Not IPO | SALV | SALVARX GROUP PLC | Placing Re-admission | | United Kingdom | 4535 | Health Care Equipment & Services | Medical Equipment | 35.5 | | 10.85 | 1.95 | Northland Capital Partners Ltd |
| AIM | 3/21/16 | 3/1/16 | 2016 | Not IPO | ONEV | ONEVIEW GROUP PLC | Introduction Re-admission | | United Kingdom | 9533 | Software & Computer Services | Computer Services | | | 17.55 | | finnCap Ltd |
| AIM | 3/18/16 | 3/1/16 | 2016 | IPO | PRSM | BLUE PRISM GROUP PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 78 | | 68.74 | 10.00 | Investec Bank PLC |
| AIM | 3/18/16 | 3/1/16 | 2016 | IPO | CER | CERILLION PLC | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 76 | | 23.46 | 10.00 | Shore Capital & Corporate Limi |
| AIM | 3/17/16 | 3/1/16 | 2016 | IPO | YU. | YU GROUP PLC | Placing | | United Kingdom | 7575 | Gas, Water & Multiutilities | Multiutilities | 185 | | 27.76 | 7.50 | Shore Capital & Corporate Limi |
| UK Main Market | 3/10/16 | 3/1/16 | 2016 | Not IPO | MTRO | METRO BANK PLC | Introduction | | United Kingdom | 8355 | Banks | Banks | | | 1765.73 | 0.00 |
| AIM | 2/26/16 | 2/1/16 | 2016 | IPO | STX | SHIELD THERAPEUTICS PLC | Placing | | United Kingdom | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 150 | | 169.77 | 32.50 | Liberum Capital Ltd |
| International Main Market | 2/18/16 | 2/1/16 | 2016 | Not IPO | WSE | WORK SERVICE SA | Introduction | | Poland | 2793 | Support Services | Business Training & Employment Agencies | | | 136.70 | 0.00 |
| UK Main Market | 2/17/16 | 2/1/16 | 2016 | IPO | CSP | COUNTRYSIDE PROPERTIES PLC | Placing | | United Kingdom | 3728 | Household Goods | Home Construction | 225 | | 1080.00 | 130.00 |
| AIM | 2/16/16 | 2/1/16 | 2016 | IPO | CRC | CIRCLE PROPERTY PLC | Placing | | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 0 | | 43.27 | 0.00 | Peel Hunt LLP |
| UK Main Market | 2/15/16 | 2/1/16 | 2016 | Not IPO | MDC | MEDICLINIC INTERNATIONAL PLC | Placing Re-admission | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 832 | | 7144.05 | 600.00 |
| AIM | 2/12/16 | 2/1/16 | 2016 | IPO | CGP | COGENPOWER PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 20 | | 10.54 | 1.00 | Allenby Capital Limited |
| UK Main Market | 2/12/16 | 2/1/16 | 2016 | IPO | ASCL | ASCENTIAL PLC | Placing | | United Kingdom | 5555 | Media | Media Agencies | 200 | | 872.00 | 199.90 |
| UK Main Market | 2/10/16 | 2/1/16 | 2016 | IPO | CMCX | CMC MARKETS | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 240 | | 642.07 | 14.85 |
| UK Main Market | 2/8/16 | 2/1/16 | 2016 | IPO | CYBG | CYBG PLC | Placing | | United Kingdom | 8355 | Banks | Banks | | | 1785.01 | 0.00 |
| UK Main Market | 2/3/16 | 2/1/16 | 2016 | Not IPO | HNR | HIGHLANDS NATURAL RESOURCES PLC | Placing Re-admission | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 12 | | 4.11 | 0.77 |
| UK Main Market | 2/2/16 | 2/1/16 | 2016 | Not IPO | GVC | GVC HLDGS PLC | Placing transfer from AIM | AIM to Main Market | United Kingdom | 5752 | Travel & Leisure | Gambling | 422 | | 1490.40 | 150.00 |
| AIM | 2/1/16 | 2/1/16 | 2016 | Not IPO | MRS | MANAGEMENT RESOURCE SOLUTIONS PLC | Introduction Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | | | 7.55 | | Norhland Capital Partners Ltd |
| UK Main Market | 1/29/16 | 1/1/16 | 2016 | IPO | DVT | DAVICTUS PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 10 | | 1.24 | 1.00 |
| UK Main Market | 1/27/16 | 1/1/16 | 2016 | Not IPO | MKT | MARKET TECH HLDG LTD | Introduction from AIM | AIM to Main Market | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | | | 879.55 | 0.00 |
| AIM | 1/21/16 | 1/1/16 | 2016 | Not IPO | CSI | CASTLE STREET INVESTMENTS PLC | Placing Re-admission | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 30 | | 58.24 | 30.00 | Nplus1 Singer Advisory LLP |
| UK Main Market | 1/18/16 | 1/1/16 | 2016 | IPO | FAL | FALCON ACQUISITIONS LTD | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 10 | | 3.16 | 1.60 |
| AIM | 1/14/16 | 1/1/16 | 2016 | Not IPO | CFHL | CITYFIBRE INFRASTRUCTURE HLDGS PLC | Placing Re-admission | | United Kingdom | 6535 | Fixed Line Telecommunications | Fixed Line Telecommunications | 50 | | 155.42 | 80.00 | finnCap Ltd |
| UK Main Market | 1/13/16 | 1/1/16 | 2016 | IPO | RRE | ROCKROSE ENERGY PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 50 | | 5.15 | 4.40 |
| International Main Market | 1/4/16 | 1/1/16 | 2016 | IPO | TRIT | TRENDIT LTD | Placing | | Israel | 9537 | Software & Computer Services | Software | 5.53 | | 12.72 | 2.62 |
| AIM | 12/30/15 | 12/1/15 | 2015 | Not IPO | BMK | BENCHMARK HLDGS PLC | Placing Re-admission | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 86 | | 389.57 | 185.69 | Cenkos Securities Plc |
| AIM | 12/24/15 | 12/1/15 | 2015 | IPO | DNL | DIURNAL GROUP PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 144 | | 79.88 | 25.35 | Numis Securities Limited |
| UK Main Market | 12/23/15 | 12/1/15 | 2015 | Not IPO | PAYS | PAYSAFE GROUP PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 2795 | Support Services | Financial Administration | | | 1696.61 | 0.00 |
| SFM | 12/23/15 | 12/1/15 | 2015 | IPO | HONY | HONEYCOMB INVESTMENT TRUST PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 1000 | | 100.15 | 100.00 |
| AIM | 12/17/15 | 12/1/15 | 2015 | IPO | PURP | PURPLEBRICKS GROUP PLC | Placing | | United Kingdom | 8637 | Real Estate Investment & Services | Real Estate Services | 100 | | 223.44 | 25.00 | Zeus Capital Limited |
| UK Main Market | 12/17/15 | 12/1/15 | 2015 | IPO | LVRT | LEVRETT PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 2 | | 2.51 | 0.92 |
| AIM | 12/17/15 | 12/1/15 | 2015 | Not IPO | APH | ALLIANCE PHARMA | Placing Re-admission | | United Kingdom | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 41 | | 210.68 | 78.50 | Numis Securities Ltd |
| UK Main Market | 12/15/15 | 12/1/15 | 2015 | IPO | CCJI | CC JAPAN INCOME & GROWTH TRUST PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 68.33 | 66.50 |
| AIM | 12/11/15 | 12/1/15 | 2015 | IPO | WEY | WEY EDUCATION PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 1.75 | | 3.76 | 1.75 | W.H. Ireland Limited |
| AIM | 12/10/15 | 12/1/15 | 2015 | Not IPO | EMH | EUROPEAN METALS HLDGS LTD | Introduction | | British Virgin Islands | 1757 | Industrial Metals | Steel | | | 9.36 | | Beaumont Cornish Limited |
| UK Main Market | 12/9/15 | 12/1/15 | 2015 | IPO | SERE | SCHRODER EURPN REAL EST INV TST LTD | Placing | | United Kingdom | 8674 | Real Estate Investment Trusts | Diversified REITs | 100 | | 109.11 | 107.50 |
| UK Main Market | 12/8/15 | 12/1/15 | 2015 | Not IPO | CHAL | CHALLENGER ACQUISITIONS LTD | Introduction Re-admission | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | | | 6.06 | 0.00 |
| AIM | 12/3/15 | 12/1/15 | 2015 | IPO | DFX | DEFENX PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 148 | | 8.72 | 2.11 | Strand Hanson Limited |
| UK Main Market | 11/30/15 | 11/1/15 | 2015 | IPO | FCIF | FUNDING CIRCLE SME INCOME FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 151.88 | 150.00 |
| AIM | 11/30/15 | 11/1/15 | 2015 | IPO | TLOU | TLOU ENERGY | Placing | | Australia | 533 | Oil & Gas Producers | Exploration & Production | 6.5 | | 13.37 | 1.20 | Grant Thornton UK LLP |
| AIM | 11/23/15 | 11/1/15 | 2015 | Not IPO | GHE | GRESHAM HOUSE | Introduction Re-admission | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 36.12 | | Liberum Capital Limited |
| AIM | 11/23/15 | 11/1/15 | 2015 | Not IPO | BHRD | BE HEARD GROUP PLC | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 3.25 | | 11.49 | 5.50 | Numis Securities Limited |
| International Main Market | 11/18/15 | 11/1/15 | 2015 | Not IPO | CGLO | CHAGALA GROUP LTD | Introduction | | British Virgin Islands | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | | | 17.65 | 0.00 |
| UK Main Market | 11/18/15 | 11/1/15 | 2015 | IPO | SCT | SOFTCAT PLC | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | | | 550.97 | 0.00 |
| AIM | 11/17/15 | 11/1/15 | 2015 | IPO | FARN | FARON PHARMACEUTICALS OY | Placing | | Finland | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 260 | | 64.13 | 10.00 | Cairn Financial Advisers LLP |
| International Main Market | 11/17/15 | 11/1/15 | 2015 | IPO | SCGL | SEALAND CAPITAL GALAXY LTD | Placing | | Cayman Islands | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 10 | | 3.75 | 0.75 |
| AIM | 11/16/15 | 11/1/15 | 2015 | Not IPO | FTC | FILTRONIC | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | 5 | | 12.55 | 4.50 | Panmure Gordon & Company Ld |
| UK Main Market | 11/12/15 | 11/1/15 | 2015 | IPO | GHG | GEORGIA HEALTHCARE GROUP PLC | Placing | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 1.7 | | 242.29 | 65.76 |
| UK Main Market | 11/12/15 | 11/1/15 | 2015 | IPO | GYM | GYM GROUP PLC | Placing | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 195 | | 260.69 | 89.92 |
| UK Main Market | 11/11/15 | 11/1/15 | 2015 | IPO | MCS | MCCARTHY & STONE PLC | Placing | | United Kingdom | 3728 | Household Goods | Home Construction | 180 | | 1124.33 | 90.00 |
| UK Main Market | 11/10/15 | 11/1/15 | 2015 | IPO | SEN | SENTERRA ENERGY PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 5 | | 1.45 | 1.25 |
| UK Main Market | 11/9/15 | 11/1/15 | 2015 | IPO | SILF | SILVER FALCON PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 0.03 | | 2.27 | 1.30 |
| SFM | 11/9/15 | 11/1/15 | 2015 | IPO | TFG | TETRAGON FINANCIAL GROUP LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 13.39 | 0.00 |
| UK Main Market | 11/6/15 | 11/1/15 | 2015 | IPO | RGL | REGIONAL REIT LTD | Placing | | United Kingdom | 8674 | Real Estate Investment Trusts | Diversified REITs | | | 281.76 | 0.00 |
| SFM | 11/5/15 | 11/1/15 | 2015 | IPO | AXI | AXIOM EUROPEAN FINCL DEBT FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 51.50 | 50.74 |
| UK Main Market | 11/2/15 | 11/1/15 | 2015 | IPO | HSW | HOSTELWORLD GROUP PLC | Placing | | United Kingdom | 5759 | Travel & Leisure | Travel & Tourism | 185 | | 193.77 | 132.68 |
| UK Main Market | 10/30/15 | 10/1/15 | 2015 | IPO | EQN | EQUINITI GROUP PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 165 | | 471.00 | 315.00 |
| International Main Market | 10/28/15 | 10/1/15 | 2015 | Not IPO | PURE | PURECIRCLE LTD | Introduction from AIM | AIM to Main Market | Bermuda | 3577 | Food Producers | Food Products | | | 745.65 | 0.00 |
| UK Main Market | 10/27/15 | 10/1/15 | 2015 | IPO | IBST | IBSTOCK PLC | Placing | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | 190 | | 780.59 | 100.00 |
| International Main Market | 10/26/15 | 10/1/15 | 2015 | IPO | UPL | UPLAND RESOURCES LTD | Placing | | British Virgin Islands | 8775 | General Financial | Specialty Finance | 1 | | 2.77 | 1.30 |
| UK Main Market | 10/23/15 | 10/1/15 | 2015 | IPO | PROJ | PROJECT FINANCE INVESTMENTS LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 108.12 | 106.00 |
| AIM | 10/21/15 | 10/1/15 | 2015 | IPO | EVG | EVGEN PHARMA PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 37 | | 25.60 | 7.00 | Northland Capital Partners Lim |
| UK Main Market | 10/19/15 | 10/1/15 | 2015 | Not IPO | LIVN | LIVANOVA PLC | Introduction | | United Kingdom | 4535 | Health Care Equipment & Services | Medical Equipment | | | 2206.59 | 0.00 |
| UK Main Market | 10/19/15 | 10/1/15 | 2015 | Not IPO | BON | BONMARCHE HLDGS PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 5371 | General Retailers | Apparel Retailers | | | 151.30 | 0.00 |
| AIM | 10/19/15 | 10/1/15 | 2015 | Not IPO | CIN | CITY OF LONDON GROUP | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 8775 | General Financial | Specialty Finance | | | 10.23 | 4.99 | Peel Hunt LLP |
| UK Main Market | 10/16/15 | 10/1/15 | 2015 | IPO | WPG | WORLDPAY GROUP PLC | Placing | | United Kingdom | 2795 | Support Services | Financial Administration | 240 | | 5300.00 | 947.80 |
| UK Main Market | 10/15/15 | 10/1/15 | 2015 | IPO | HSTG | HASTINGS GROUP HLDGS PLC | Placing | | United Kingdom | 8536 | Nonlife Insurance | Property & Casualty Insurance | 170 | | 1074.55 | 182.00 |
| AIM | 10/2/15 | 10/1/15 | 2015 | Not IPO | CVR | CONVIVIALITY PLC | Placing Re-admission | | United Kingdom | 5337 | Food & Drug Retailers | Food Retailers & Wholesalers | 150 | | 289.48 | 130.00 | Zeus Capital Limited |
| UK Main Market | 9/29/15 | 9/1/15 | 2015 | Not IPO | ZEG | ZEGONA COMMUNICATIONS PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | | | 309.75 | 0.00 |
| UK Main Market | 9/28/15 | 9/1/15 | 2015 | IPO | OTB | ON THE BEACH GROUP PLC | Placing | | United Kingdom | 5759 | Travel & Leisure | Travel & Tourism | 184 | | 283.86 | 10.00 |
| SFM | 9/23/15 | 9/1/15 | 2015 | IPO | GLAF | GLI ALTERNATIVE FINANCE PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 53.90 | 52.66 |
| UK Main Market | 9/17/15 | 9/1/15 | 2015 | Not IPO | ALF | ALTERNATIVE LIQUIDITY FUND LTD | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 26.64 | 0.00 |
| AIM | 9/10/15 | 9/1/15 | 2015 | Not IPO | SSTY | SAFESTAY PLC | Placing Re-admission | | United Kingdom | 5753 | Travel & Leisure | Hotels | 62 | | 19.97 | 8.53 | Westhouse Securities Limited |
| UK Main Market | 9/9/15 | 9/1/15 | 2015 | Not IPO | HVPE | HARBOURVEST GLOBAL PRIVATE EQUITY | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 690.81 | 0.00 |
| AIM | 9/7/15 | 9/1/15 | 2015 | Not IPO | HMI | HARVEST MINERALS LTD | Introduction | | Australia | 1775 | Mining | General Mining | | | 4.09 | | Strand Hanson Limited |
| International Main Market | 9/3/15 | 9/1/15 | 2015 | Not IPO | PDZ | PRAIRIE MINING LTD | Introduction | | Australia | 1775 | Mining | General Mining | | | 20.03 | 0.00 |
| UK Main Market | 9/3/15 | 9/1/15 | 2015 | Not IPO | NSF | NON-STANDARD FINANCE LTD | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 108.71 | 0.00 |
| AIM | 8/28/15 | 8/1/15 | 2015 | Not IPO | PCGE | PCG ENTERTAINMENT PLC | Introduction Re-admission | | Gibraltar | 5752 | Travel & Leisure | Gambling | | | 33.94 | | Sanlam Securities UK Limited |
| AIM | 8/21/15 | 8/1/15 | 2015 | Not IPO | 365 | 365 AGILE GROUP PLC | Placing Re-admission | | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 75 | | 13.76 | 2.30 | finnCap Ltd |
| UK Main Market | 8/20/15 | 8/1/15 | 2015 | Not IPO | GNI | GENERAL INDUSTRIES PLC | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 11.81 | 0.00 |
| AIM | 8/17/15 | 8/1/15 | 2015 | Not IPO | REAT | REACT GROUP PLC | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 8.36 | | SPARK Advisory Partners |
| AIM | 8/14/15 | 8/1/15 | 2015 | Not IPO | ZEG | ZEGONA COMMUNICATIONS PLC | Placing Re-admission | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 150 | | 307.72 | 250.99 | Cenkos Securities Limited |
| AIM | 8/12/15 | 8/1/15 | 2015 | Not IPO | HRN | HORNBY PLC | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 3747 | Leisure Goods | Toys | 95 | | 57.98 | 15.00 | SBC Warburg Dillon Read |
| AIM | 8/11/15 | 8/1/15 | 2015 | Not IPO | OPAY | OPTIMAL PAYMENTS PLC | Introduction Re-admission | | United Kingdom | 2795 | Support Services | Financial Administration | | | 1362.48 | | Canaccord Capital (Europe) Ltd |
| AIM | 8/11/15 | 8/1/15 | 2015 | IPO | GLOO | GLOO NETWORKS PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 120 | | 31.87 | 30.00 | Liberum Capital Limited |
| UK Main Market | 7/31/15 | 7/1/15 | 2015 | IPO | MHN | MENHADEN CAPITAL PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 82.00 | 80.00 |
| UK Main Market | 7/30/15 | 7/1/15 | 2015 | Not IPO | AAAP | ANGLO AFRICAN AGRICULTURE PLC | Introduction | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 0.81 | 0.00 |
| AIM | 7/13/15 | 7/1/15 | 2015 | Not IPO | TAL | TEN ALPS PLC | Placing Re-admission | | United Kingdom | 5555 | Media | Media Agencies | 2 | | 12.06 | 4.50 | Nplus1 Singer Advisory LLP |
| UK Main Market | 7/10/15 | 7/1/15 | 2015 | IPO | KNOS | KAINOS GROUP LTD | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 139 | | 205.24 | 0.00 |
| SFM | 7/7/15 | 7/1/15 | 2015 | IPO | UKML | UK MORTGAGES LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 259.06 | 250.00 |
| AIM | 7/3/15 | 7/1/15 | 2015 | IPO | KCR | K&C REIT PLC | Placing | | United Kingdom | 8673 | Real Estate Investment Trusts | Residential REITs | 10 | | 4.43 | 3.57 | Allenby Capital Limited |
| AIM | 7/2/15 | 7/1/15 | 2015 | Not IPO | HUNT | HUNTERS PROPERTY PLC | Introduction | | United Kingdom | 8637 | Real Estate Investment & Services | Real Estate Services | | | 19.85 | | Numis Securities Limited |
| UK Main Market | 7/1/15 | 7/1/15 | 2015 | IPO | SOPH | SOPHOS GROUP PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 225 | | 1089.00 | 79.53 |
| AIM | 7/1/15 | 7/1/15 | 2015 | IPO | ORCH | ORCHARD FUNDING GROUP PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 96 | | 20.71 | 10.00 | Panmure Gordon (UK) Limited |
| AIM | 7/1/15 | 7/1/15 | 2015 | IPO | MYSQ | MYSQUAR LTD | Placing | | British Virgin Islands | 9537 | Software & Computer Services | Software | 10 | | 18.23 | 1.68 | SP Angel Corporate Finance LLP |
| AIM | 6/24/15 | 6/1/15 | 2015 | Not IPO | IHC | INSPIRATION HEALTHCARE GROUP PLC | Introduction Re-admission | | United Kingdom | 4535 | Health Care Equipment & Services | Medical Equipment | | | 15.33 | | W H Ireland Limited |
| UK Main Market | 6/24/15 | 6/1/15 | 2015 | IPO | PRTC | PURETECH HEALTH PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 160 | | 409.05 | 108.16 |
| International Main Market | 6/23/15 | 6/1/15 | 2015 | Not IPO | CICG | CIC GOLD GROUP LTD | Introduction | | Seychelles | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | | | 3.24 | 0.00 |
| International Main Market | 6/23/15 | 6/1/15 | 2015 | Not IPO | NHL | NOMAD FOODS LTD | Placing Re-admission | | British Virgin Islands | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 10.5 | | 2098.77 | 554.54 |
| AIM | 6/19/15 | 6/1/15 | 2015 | IPO | APGN | APPLEGREEN PLC | Placing | | Republic of Ireland | 5379 | General Retailers | Specialty Retailers | 277 | | 236.22 | 51.03 | Shore Capital & Corporate Limi |
| UK Main Market | 6/15/15 | 6/1/15 | 2015 | Not IPO | PSDL | PHOENIX SPREE DEUTSCHLAND LTD | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 104.81 | 0.00 |
| UK Main Market | 6/15/15 | 6/1/15 | 2015 | IPO | APAX | APAX GLOBAL ALPHA LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 119.2 | | 612.65 | 218.18 |
| International Main Market | 6/15/15 | 6/1/15 | 2015 | IPO | CRN | CAIRN HOMES PLC | Placing | | Republic of Ireland | 3728 | Household Goods | Home Construction | 1 | | 353.39 | 305.72 |
| UK Main Market | 6/12/15 | 6/1/15 | 2015 | IPO | PU11 | PUMA VCT 11 PLC | Placing & offer for subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 36.23 | 30.51 |
| AIM | 6/11/15 | 6/1/15 | 2015 | IPO | ADGO | ADGORITHMS LTD | Placing | | Israel | 5555 | Media | Media Agencies | 133 | | 85.76 | 22.00 | Liberum Capital Limited |
| AIM | 6/8/15 | 6/1/15 | 2015 | Not IPO | TBGR | TISO BLACKSTAR GROUP SE | Introduction Re-admission | | Malta | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 189.33 | | ZAI Corporate Finance Limited |
| AIM | 6/8/15 | 6/1/15 | 2015 | IPO | GTLY | GATELEY HLDGS PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 95 | | 104.22 | 5.01 | Cantor Fitzgerald Europe |
| AIM | 6/8/15 | 6/1/15 | 2015 | Not IPO | OCT | OCTAGONAL PLC | Placing Re-admission | | United Kingdom | 2737 | Electronic & Electrical Equipment | Electronic Equipment | 2 | | 974.79 | 1.70 | Beaumont Cornish |
| AIM | 6/4/15 | 6/1/15 | 2015 | IPO | FISH | FISHING REPUBLIC PLC | Placing | | United Kingdom | 3745 | Leisure Goods | Recreational Products | 15 | | 4.04 | 1.50 | Northland Capital Partners Lim |
| AIM | 6/3/15 | 6/1/15 | 2015 | IPO | G4M | GEAR 4 MUSIC (HLDGS) LTD | Placing | | United Kingdom | 3745 | Leisure Goods | Recreational Products | 139 | | 28.82 | 9.97 | Panmure Gordon (UK) Limited |
| UK Main Market | 5/29/15 | 5/1/15 | 2015 | Not IPO | VTA | VOLTA FINANCE LTD | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 195.21 | 0.00 |
| UK Main Market | 5/29/15 | 5/1/15 | 2015 | IPO | DRIP | DRUM INCOME PLUS REIT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 31.86 | 31.86 |
| International Main Market | 5/26/15 | 5/1/15 | 2015 | Not IPO | S32 | SOUTH32 LTD | Introduction | | Australia | 1753 | Industrial Metals | Aluminum | | | 5962.61 | 0.00 |
| AIM | 5/26/15 | 5/1/15 | 2015 | IPO | EHG | ELEGANT HOTELS GROUP PLC | Placing | | United Kingdom | 5753 | Travel & Leisure | Hotels | 100 | | 0.00 | 32.20 | Zeus Capital Limited |
| AIM | 5/19/15 | 5/1/15 | 2015 | IPO | STR | STRIDE GAMING PLC | Placing | | United Kingdom | 5752 | Travel & Leisure | Gambling | 132 | | 86.01 | 11.20 | Cantor Fitzgerald Europe |
| SFM | 5/13/15 | 5/1/15 | 2015 | IPO | AA4 | AMEDEO AIR FOUR PLUS LTD | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 100 | | 209.07 | 202.00 |
| UK Main Market | 5/12/15 | 5/1/15 | 2015 | IPO | AEWU | AEW UK REIT PLC | Placing | | United Kingdom | 8674 | Real Estate Investment Trusts | Diversified REITs | 1 | | 101.25 | 100.50 |
| AIM | 5/12/15 | 5/1/15 | 2015 | IPO | SAT | SATELLITE SOLUTIONS WORLDWIDE GROUP | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 4.5 | | 15.02 | 2.25 | Strand Hanson Limited |
| UK Main Market | 5/11/15 | 5/1/15 | 2015 | IPO | IDHC | INTEGRATED DIAGNOSTICS HLDGS PLC | Placing | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 4.45 | | 589.88 | 0.00 |
| SFM | 5/8/15 | 5/1/15 | 2015 | IPO | TORO | TORO LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 247.00 | 242.16 |
| AIM | 5/7/15 | 5/1/15 | 2015 | IPO | VSN | VERSEON CORP | Placing | | USA | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 202 | | 321.19 | 65.79 | Cenkos Securities Limited |
| AIM | 5/7/15 | 5/1/15 | 2015 | IPO | CBP | CURTIS BANKS GROUP LTD | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 190 | | 92.40 | 7.50 | Peel Hunt LLP |
| AIM | 5/7/15 | 5/1/15 | 2015 | IPO | MAYA | MAYAIR GROUP PLC | Placing | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | 1.3 | | 55.85 | 16.22 | Allenby Capital Limited |
| International Main Market | 5/5/15 | 5/1/15 | 2015 | IPO | IL0A | PERMANENT TSB GROUP HLDGS PLC | Placing | | Republic of Ireland | 8575 | Life Insurance | Life Insurance | 4.5 | | 1528.38 | 287.60 |
| UK Main Market | 5/1/15 | 5/1/15 | 2015 | IPO | RDL | RANGER DIRECT LENDING FUND PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 10 | | 140.40 | 135.00 |
| UK Main Market | 5/1/15 | 5/1/15 | 2015 | Not IPO | NANO | NANOCO GROUP PLC | Placing transfer from AIM | AIM to Main Market | United Kingdom | 9576 | Technology Hardware & Equipment | Semiconductors | 105 | | 255.89 | 20.00 |
| UK Main Market | 4/30/15 | 4/1/15 | 2015 | IPO | MINI | MITON UK MICROCAP TRUST PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 50 | | 51.50 | 50.00 |
| SFM | 4/29/15 | 4/1/15 | 2015 | Not IPO | FP. | FONDUL PROPRIETATEA SA | International Offering | | Romania | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 602.66 | 0.00 |
| UK Main Market | 4/27/15 | 4/1/15 | 2015 | IPO | OPRA | OPERA INVESTMENTS PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 10 | | 1.92 | 1.20 |
| UK Main Market | 4/21/15 | 4/1/15 | 2015 | IPO | WPCT | WOODFORD PATIENT CAPITAL TRUST PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 816.00 | 800.00 |
| UK Main Market | 4/8/15 | 4/1/15 | 2015 | IPO | SHAW | SHAWBROOK GROUP PLC | Placing | | United Kingdom | 8355 | Banks | Banks | 290 | | 770.00 | 90.00 |
| International Main Market | 4/2/15 | 4/1/15 | 2015 | IPO | 66XD | EDITA FOOD INDUSTRIES SAE | International Offering | | Egypt | 3577 | Food Producers | Food Products | | | | 0.00 |
| AIM | 4/2/15 | 4/1/15 | 2015 | IPO | MMH | MARSHALL MOTOR HLDGS PLC | Placing | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 149 | | 124.74 | 40.00 | Investec Bank (UK) Limited |
| AIM | 4/2/15 | 4/1/15 | 2015 | IPO | MTFB | MOTIF BIO PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 20 | | 19.27 | 2.84 | Cairn Financial Advisers LLP |
| UK Main Market | 4/2/15 | 4/1/15 | 2015 | Not IPO | BCA | BCA MARKETPLACE PLC | Placing transfer from AIM | AIM to Main Market | United Kingdom | 8775 | General Financial | Specialty Finance | 150 | | 1224.99 | 1028.51 |
| UK Main Market | 4/1/15 | 4/1/15 | 2015 | IPO | SNN | SANNE GROUP PLC | Placing | | United Kingdom | 8771 | General Financial | Asset Managers | 200 | | 259.26 | 28.00 |
| AIM | 3/30/15 | 3/1/15 | 2015 | Not IPO | WPHO | WINDAR PHOTONICS PLC | Introduction | | United Kingdom | 2737 | Electronic & Electrical Equipment | Electronic Equipment | | | 45.42 | | Sanlam Securities UK Limited |
| AIM | 3/27/15 | 3/1/15 | 2015 | Not IPO | AMBR | AMBRIAN PLC | Introduction Re-admission | | United Kingdom | 1755 | Industrial Metals | Nonferrous Metals | | | 12.95 | | Cenkos Securities Plc |
| AIM | 3/27/15 | 3/1/15 | 2015 | IPO | REDX | REDX PHARMA LTD | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 85 | | 56.21 | 15.00 | Shore Capital & Corporate Limited |
| UK Main Market | 3/25/15 | 3/1/15 | 2015 | IPO | HNR | HIGHLANDS NATURAL RESOURCES PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 5 | | 2.55 | 0.95 |
| UK Main Market | 3/24/15 | 3/1/15 | 2015 | Not IPO | CRES | COALFIELD RESOURCES PLC | Introduction,placing | | United Kingdom | 1771 | Mining | Coal | 7.25 | | 243.31 | 115.03 |
| UK Main Market | 3/24/15 | 3/1/15 | 2015 | IPO | AUTO | AUTO TRADER GROUP PLC | Placing | | United Kingdom | 5377 | General Retailers | Specialized Consumer Services | 235 | | 2650.00 | 460.35 |
| UK Main Market | 3/23/15 | 3/1/15 | 2015 | IPO | LAKE | LAKEHOUSE PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 91 | | 141.38 | 30.67 |
| AIM | 3/19/15 | 3/1/15 | 2015 | IPO | ZEG | ZEGONA COMMUNICATIONS PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 120 | | 35.88 | 29.97 | Cenkos Securities Limited |
| UK Main Market | 3/18/15 | 3/1/15 | 2015 | IPO | RBG | REVOLUTION BARS GROUP PLC | Placing | | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | 200 | | 95.50 | 0.00 |
| UK Main Market | 3/17/15 | 3/1/15 | 2015 | IPO | VSL | VPC SPECIALTY LENDING INVSTMNTS PLC | Placing | | United Kingdom | 8773 | General Financial | Consumer Finance | 1 | | 194.00 | 200.00 |
| AIM | 3/16/15 | 3/1/15 | 2015 | IPO | TECH | TECHFINANCIALS INC | Placing | | British Virgin Islands | 9537 | Software & Computer Services | Software | 27 | | 18.41 | 3.05 | Grant Thornton UK LLP |
| UK Main Market | 3/13/15 | 3/1/15 | 2015 | IPO | ALD | ALDERMORE GROUP PLC | Placing | | United Kingdom | 8355 | Banks | Banks | 192 | | 769.67 | 75.00 |
| UK Main Market | 3/11/15 | 3/1/15 | 2015 | IPO | DFS | DFS FURNITURE LTD | Placing | | United Kingdom | 5375 | General Retailers | Home Improvement Retailers | 255 | | 549.62 | 97.98 |
| AIM | 3/10/15 | 3/1/15 | 2015 | IPO | GATE | GATE VENTURES PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 10 | | 4.86 | 3.24 | Beaumont Cornish Limited |
| UK Main Market | 3/9/15 | 3/1/15 | 2015 | IPO | ECEL | EUROCELL PLC | Placing | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | 175 | | 190.50 | 0.00 |
| AIM | 3/6/15 | 3/1/15 | 2015 | IPO | BILB | BILBY PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 58 | | 18.32 | 2.50 | Charles Stanley Securities |
| UK Main Market | 3/3/15 | 3/1/15 | 2015 | IPO | SEQI | SEQUOIA ECONOMIC INFRAST INC FD LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 156.75 | 150.00 |
| UK Main Market | 3/2/15 | 3/1/15 | 2015 | IPO | WIZZ | WIZZ AIR HLDGS PLC | Placing | | United Kingdom | 5751 | Travel & Leisure | Airlines | 11.5 | | 687.27 | 110.16 |
| UK Main Market | 2/27/15 | 2/1/15 | 2015 | Not IPO | PVG | ARK THERAPEUTICS GROUP | Introduction,placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 10.1 | | 3.98 | 1.20 |
| UK Main Market | 2/19/15 | 2/1/15 | 2015 | IPO | NSF | NON-STANDARD FINANCE LTD | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 100 | | 105.24 | 102.28 |
| UK Main Market | 2/19/15 | 2/1/15 | 2015 | IPO | GVP | GABELLI VALUE PLUS + TRUST PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 103.10 | 100.10 |
| UK Main Market | 2/19/15 | 2/1/15 | 2015 | IPO | CHAL | CHALLENGER ACQUISITIONS LTD | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 10 | | 1.43 | 0.70 |
| UK Main Market | 2/18/15 | 2/1/15 | 2015 | IPO | CBM | CLEANTECH BUILDING MATERIALS PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 1 | | 0.97 | 0.78 |
| UK Main Market | 2/17/15 | 2/1/15 | 2015 | IPO | JLG | JOHN LAING GROUP PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 195 | | 715.50 | 130.00 |
| AIM | 2/13/15 | 2/1/15 | 2015 | Not IPO | TAVI | TAVISTOCK INVESTMENTS PLC | Placing Re-admission | | United Kingdom | 9535 | Software & Computer Services | Internet | 2.25 | | 6.52 | 3.04 | Northland Capital Partners Ltd |
| AIM | 2/12/15 | 2/1/15 | 2015 | IPO | IRR | IRONRIDGE RESOURCES LTD | Placing | | Australia | 1757 | Industrial Metals | Steel | 10 | | 25.44 | 9.65 | SP Angel Corporate Finance LLP |
| AIM | 2/11/15 | 2/1/15 | 2015 | IPO | PTSG | PREMIER TECHNICAL SERVICES GRP LTD | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 52 | | 49.02 | 5.00 | Nplus1 Singer Advisory LLP |
| AIM | 2/11/15 | 2/1/15 | 2015 | Not IPO | CPP | CPP GROUP PLC | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 2791 | Support Services | Business Support Services | 3 | | 37.12 | 20.00 | Numis Securities Limited |
| UK Main Market | 2/9/15 | 2/1/15 | 2015 | IPO | HSS | HSS HIRE GRP PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 210 | | 306.43 | 103.00 |
| AIM | 2/4/15 | 2/1/15 | 2015 | Not IPO | MXCP | MXC CAPITAL LTD | Introduction | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 45.69 | | Zeus Capital Limited |
| AIM | 2/4/15 | 2/1/15 | 2015 | Not IPO | DAL | DALATA HOTEL GROUP PLC | Placing Re-admission | | Republic of Ireland | 5753 | Travel & Leisure | Hotels | 205.5 | | 286.10 | 37.61 | Davy Corporate Finance |
| AIM | 2/3/15 | 2/1/15 | 2015 | IPO | AFG | AQUATIC FOODS GROUP PLC | Placing | | United Kingdom | 3577 | Food Producers | Food Products | 70 | | 69.07 | 9.26 | SP Angel Corporate Finance LLP |
| UK Main Market | 2/2/15 | 2/1/15 | 2015 | Not IPO | CKN | CLARKSON | Introduction Re-admission | | United Kingdom | 2777 | Industrial Transportation | Transportation Services | | | 544.81 | 0.00 |
| UK Main Market | 1/28/15 | 1/1/15 | 2015 | Not IPO | AGR | ASSURA PLC | Introduction | | United Kingdom | 8675 | Real Estate Investment Trusts | Specialty REITs | 0 | | 543.73 | 0.00 |
| UK Main Market | 1/28/15 | 1/1/15 | 2015 | IPO | SCS | SCS GROUP PLC | Placing | | United Kingdom | 5375 | General Retailers | Home Improvement Retailers | 175 | | 76.00 | 0.00 |
| International Main Market | 1/28/15 | 1/1/15 | 2015 | IPO | VCBC | VERTU CAPITAL LTD | Placing | | Cayman Islands | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 1 | | 1.10 | 0.80 |
| AIM | 1/27/15 | 1/1/15 | 2015 | IPO | GIPO | GRAND GROUP INVESTMENT PLC | Placing | | Cayman Islands | 8775 | General Financial | Specialty Finance | 80 | | 28.01 | 7.16 | ZAI Corporate Finance Limited |
| AIM | 1/6/15 | 1/1/15 | 2015 | Not IPO | GMAA | GAMA AVIATION PLC | Placing Re-admission | | United Kingdom | 2777 | Industrial Transportation | Transportation Services | 280 | | 138.23 | 17.15 | Cantor Fitzgerald Europe |
| AIM | 12/23/14 | 12/1/14 | 2014 | Not IPO | PURI | PURICORE PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 4535 | Health Care Equipment & Services | Medical Equipment | | | 16.29 | 0.00 | Nplus1 Singer Advisory LLP |
| UK Main Market | 12/23/14 | 12/1/14 | 2014 | Not IPO | INDV | INDIVIOR PLC | Introduction | | United Kingdom | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | | | 0.00 | 0.00 |
| AIM | 12/23/14 | 12/1/14 | 2014 | IPO | MRR | MILL RESIDENTIAL REIT PLC | Placing | | United Kingdom | 8673 | Real Estate Investment Trusts | Residential REITs | 100 | | 3.90 | 2.49 | Sanlam Securities UK Limited |
| AIM | 12/22/14 | 12/1/14 | 2014 | IPO | GFIN | GFINITY PLC | Placing | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | 17 | | 20.82 | 3.50 | Arden Partners plc |
| AIM | 12/22/14 | 12/1/14 | 2014 | IPO | MKT | MARKET TECH HLDG LTD | Placing | | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 200 | | 843.75 | 100.00 | Jefferies International Limite |
| UK Main Market | 12/22/14 | 12/1/14 | 2014 | IPO | MITH | MITHRIL CAPITAL PLC | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 3.6 | | 7.37 | 3.84 |
| UK Main Market | 12/19/14 | 12/1/14 | 2014 | Not IPO | GLE | M J GLEESON PLC | Introduction | | United Kingdom | 3728 | Household Goods | Home Construction | | | 198.68 | 0.00 |
| UK Main Market | 12/19/14 | 12/1/14 | 2014 | Not IPO | GBGR | GOLDBRIDGES GLOBAL RESOURCES PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 1777 | Mining | Gold Mining | | | 69.66 | 0.00 |
| UK Main Market | 12/19/14 | 12/1/14 | 2014 | IPO | CLEE | CLEEVE CAPITAL PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 3.6 | | 7.41 | 3.88 |
| AIM | 12/18/14 | 12/1/14 | 2014 | IPO | MERC | MERCIA TECHNOLOGIES PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 50 | | 116.60 | 70.00 | Cenkos Securities Plc |
| International Main Market | 12/17/14 | 12/1/14 | 2014 | Not IPO | TUI | TUI AG | Introduction | | Germany | 5759 | Travel & Leisure | Travel & Tourism | | | 3231.05 | 0.00 |
| AIM | 12/11/14 | 12/1/14 | 2014 | IPO | TUNE | FOCUSRITE PLC | Placing | | United Kingdom | 3743 | Leisure Goods | Consumer Electronics | | | 79.27 | 0.00 | Panmure Gordon (UK) Limited |
| AIM | 12/11/14 | 12/1/14 | 2014 | IPO | MRS | MANAGEMENT RESOURCE SOLUTIONS PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 30 | | 9.68 | 0.73 | Northland Capital Partners Limited |
| AIM | 12/11/14 | 12/1/14 | 2014 | IPO | QP. | QUANTUM PHARMA PLC | Placing | | United Kingdom | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 100 | | 121.87 | 76.49 | Zeus Capital Limited |
| AIM | 12/10/14 | 12/1/14 | 2014 | Not IPO | COS | COLLAGEN SOLUTIONS PLC | Placing Re-admission | | United Kingdom | 4535 | Health Care Equipment & Services | Medical Equipment | 7 | | 9.38 | 6.00 | Zeus Capital Limited |
| AIM | 12/8/14 | 12/1/14 | 2014 | IPO | CHT | CONSTELLATION HEALTHCARE TECHNO INC | Placing | | USA | 4533 | Health Care Equipment & Services | Health Care Providers | 135 | | 77.86 | 9.62 | finnCap Ltd |
| AIM | 12/8/14 | 12/1/14 | 2014 | IPO | MTPH | MIDATECH PHARMA PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 267 | | 76.71 | 32.00 | Panmure Gordon (UK) Limited |
| AIM | 12/4/14 | 12/1/14 | 2014 | IPO | PCGE | PCG ENTERTAINMENT PLC | Placing | | Gibraltar | 5752 | Travel & Leisure | Gambling | 6 | | 68.28 | 3.41 | Sanlam Securities UK Limited |
| AIM | 12/4/14 | 12/1/14 | 2014 | IPO | TPOP | PEOPLES OPERATOR PLC(THE) | Placing | | United Kingdom | 6575 | Mobile Telecommunications | Mobile Telecommunications | 130 | | 105.24 | 20.00 | finnCap Ltd |
| AIM | 12/3/14 | 12/1/14 | 2014 | Not IPO | DALR | DALRADIAN RESOURCES INC | Introduction | | Canada | 1775 | Mining | General Mining | | | 53.22 | 0.00 | Canaccord Genuity Ltd |
| UK Main Market | 12/2/14 | 12/1/14 | 2014 | IPO | RMMC | RIVER AND MERCANTL UK MICRO CAP INV | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 51.40 | 50.64 |
| AIM | 12/2/14 | 12/1/14 | 2014 | IPO | CHOC | UNITED CACAO LTD SEZC | Placing | | Cayman Islands | 3573 | Food Producers | Farming & Fishing | 128 | | 25.62 | 6.40 | Strand Hanson Limited |
| AIM | 12/1/14 | 12/1/14 | 2014 | Not IPO | POWR | POWERFLUTE OYJ | Introduction Re-admission | | Finland | 1737 | Forestry & Paper | Paper | | | 160.85 | 0.00 | Numis Securities Limited |
| AIM | 12/1/14 | 12/1/14 | 2014 | Not IPO | GHE | GRESHAM HOUSE | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 227.5 | | 26.54 | 9.04 | Westhouse Securities Limited |
| UK Main Market | 11/20/14 | 11/1/14 | 2014 | Not IPO | MCRO | MICRO FOCUS INTERNATIONAL | Introduction Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | | | 2421.47 | 0.00 |
| UK Main Market | 11/18/14 | 11/1/14 | 2014 | IPO | VM. | VIRGIN MONEY HLDGS (UK) PLC | Placing | | United Kingdom | 8355 | Banks | Banks | 283 | | 1246.42 | 150.00 |
| AIM | 11/17/14 | 11/1/14 | 2014 | IPO | AERO | STRAT AERO PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 8 | | 10.39 | 0.65 | SP Angel Corporate Finance LLP |
| AIM | 11/14/14 | 11/1/14 | 2014 | IPO | MAB1 | MORTGAGE ADVICE BUREAU (HLDGS) LTD | Placing | | United Kingdom | 8779 | General Financial | Mortgage Finance | 160 | | 82.58 | 36.34 | Canaccord Genuity Ltd |
| AIM | 11/10/14 | 11/1/14 | 2014 | IPO | HAV | HAVERSHAM HLDGS PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 120 | | 32.30 | 30.00 | Cenkos Securities Limited |
| AIM | 11/7/14 | 11/1/14 | 2014 | IPO | FEVR | FEVERTREE DRINKS PLC | Placing | | United Kingdom | 3537 | Beverages | Soft Drinks | 134 | | 190.15 | 93.33 | Investec Bank (UK) Limited |
| AIM | 11/6/14 | 11/1/14 | 2014 | Not IPO | QTX | QUARTIX HLDGS PLC | Introduction | | United Kingdom | 9537 | Software & Computer Services | Software | | | 63.19 | | finnCap Ltd |
| AIM | 11/3/14 | 11/1/14 | 2014 | IPO | NKTN | NEKTAN PLC | Placing | | Gibraltar | 5752 | Travel & Leisure | Gambling | 236 | | 50.10 | 3.63 | Panmure Gordon (UK) Limited |
| AIM | 10/30/14 | 10/1/14 | 2014 | IPO | ENTU | ENTU (UK) LTD | Placing | | United Kingdom | 5375 | General Retailers | Home Improvement Retailers | 100 | | 67.90 | 32.80 | Grant Thornton UK LLP |
| AIM | 10/30/14 | 10/1/14 | 2014 | Not IPO | FIF | FINSBURY FOOD GROUP | Placing Re-admission | | United Kingdom | 3577 | Food Producers | Food Products | 60.75 | | 76.68 | 35.00 | Cenkos Securities Plc |
| AIM | 10/29/14 | 10/1/14 | 2014 | Not IPO | MXCP | MXC CAPITAL PLC | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 0 | | 31.41 | 0.00 | Zeus Capital Limited |
| UK Main Market | 10/28/14 | 10/1/14 | 2014 | IPO | EPIC | EDISTON PPTY INV CO PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 96.90 | 95.00 |
| SFM | 10/27/14 | 10/1/14 | 2014 | Not IPO | IMPT | INDUSTRIAL MULTI PROPERTY TRUST PLC | Introduction | | Isle of Man | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 0 | | 4.37 | 0.00 |
| International Main Market | 10/27/14 | 10/1/14 | 2014 | Not IPO | GDG | GREEN DRAGON GAS LTD | Introduction from AIM | AIM to Main Market | Cayman Islands | 537 | Oil & Gas Producers | Integrated Oil & Gas | 0 | | 754.28 | 0.00 |
| AIM | 10/23/14 | 10/1/14 | 2014 | IPO | ADSS | ATLAS DEV & SUPPORT SERVICES LTD | Placing | | Cayman Islands | 8985 | Equity Investment Instruments | Equity Investment Instruments | 0 | | 60.98 | 0.00 | Grant Thornton UK LLP |
| AIM | 10/23/14 | 10/1/14 | 2014 | IPO | C4XD | C4X DISCOVERY HLDG PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 100 | | 32.07 | 11.00 | Zeus Capital Limited |
| UK Main Market | 10/22/14 | 10/1/14 | 2014 | IPO | CHOO | JIMMY CHOO PLC | Placing | | United Kingdom | 3765 | Personal Goods | Footwear | 140 | | 603.78 | 141.29 |
| AIM | 10/20/14 | 10/1/14 | 2014 | IPO | FUL | FULHAM SHORE PLC(THE) | Placing | | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | 6 | | 24.94 | 1.61 | Allenby Capital Limited |
| AIM | 10/10/14 | 10/1/14 | 2014 | IPO | GAMA | GAMMA COMMUNICATIONS LTD | Placing | | United Kingdom | 6575 | Mobile Telecommunications | Mobile Telecommunications | 187 | | 181.07 | 82.59 | Investec Bank PLC |
| AIM | 9/30/14 | 9/1/14 | 2014 | IPO | CROS | CROSSRIDER LTD | Placing | | United Kingdom | 5555 | Media | Media Agencies | 103 | | 154.40 | 45.90 | Shore Capital & Corporate Ltd |
| AIM | 9/19/14 | 9/1/14 | 2014 | Not IPO | CAM | CAMELLIA | Introduction from Main Market | Main Market to AIM | United Kingdom | 8775 | General Financial | Specialty Finance | 0 | | 250.67 | 0.00 | Charles Stanley Securities |
| UK Main Market | 9/17/14 | 9/1/14 | 2014 | Not IPO | PEWZ | PEWT SECURITIES PLC | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 0 | | 44.90 | 0.00 |
| UK Main Market | 8/28/14 | 8/1/14 | 2014 | IPO | GNI | GENERAL INDUSTRIES PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 10 | | 1.57 | 0.93 |
| International Main Market | 8/27/14 | 8/1/14 | 2014 | Not IPO | ATMA | ATLAS MARA CO NVEST LTD | Introduction Re-admission | | British Virgin Islands | 8775 | General Financial | Specialty Finance | 0 | | 7.90 | 0.00 |
| AIM | 8/27/14 | 8/1/14 | 2014 | IPO | MED | MEDAPHOR GROUP PLC | Placing | | United Kingdom | 4535 | Health Care Equipment & Services | Medical Equipment | 50 | | 11.07 | 4.68 | Cenkos Securities Plc |
| UK Main Market | 8/22/14 | 8/1/14 | 2014 | IPO | AUCT | AUCTUS GROWTH PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 50 | | 1.45 | 0.97 |
| AIM | 8/22/14 | 8/1/14 | 2014 | Not IPO | PPG | PLUTUS POWERGEN PLC | Placing Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 0.6 | | 3.78 | 0.68 | Ambrian Partners Limited |
| AIM | 8/19/14 | 8/1/14 | 2014 | IPO | ATQT | ATTRAQT GROUP PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 53.5 | | 11.03 | 1.53 | Nplus1 Singer Advisory LLP |
| AIM | 8/5/14 | 8/1/14 | 2014 | IPO | FFX | FAIRFX GROUP PLC | Placing | | United Kingdom | 8773 | General Financial | Consumer Finance | 45 | | 31.84 | 3.53 | Cenkos Securities Plc |
| AIM | 8/5/14 | 8/1/14 | 2014 | Not IPO | OPTI | OPTIBIOTIX HEALTH PLC | Placing Re-admission | | United Kingdom | 1737 | Forestry & Paper | Paper | 8 | | 6.46 | 3.30 | Cairn Financial Advisers LLP |
| International Main Market | 8/4/14 | 8/1/14 | 2014 | Not IPO | BSD | B.S.D CROWN LTD | Introduction Re-admission | | Israel | 9535 | Software & Computer Services | Internet | | | 52.72 | 0.00 |
| AIM | 8/1/14 | 8/1/14 | 2014 | IPO | GTS | GTS CHEMICAL HLDGS PLC | Placing | | United Kingdom | 1357 | Chemicals | Specialty Chemicals | 38.5 | | 39.39 | 0.89 | SP Angel Corporate Finance LLP |
| AIM | 8/1/14 | 8/1/14 | 2014 | IPO | PFIT | PRESSFIT HLDGS PLC | Placing | | United Kingdom | 1757 | Industrial Metals | Steel | 10 | | 5.09 | 10.18 | Daniel Stewart & Company plc |
| AIM | 8/1/14 | 8/1/14 | 2014 | IPO | SAVP | SAVANNAH PETROLEUM PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 56 | | 77.49 | 29.29 | Strand Hanson Limited |
| UK Main Market | 7/30/14 | 7/1/14 | 2014 | Not IPO | BBOX | TRITAX BIG BOX REIT PLC | Placing & Open Offer Re-admission | | United Kingdom | 8675 | Real Estate Investment Trusts | Specialty REITs | 103 | | 383.89 | 150.00 |
| AIM | 7/28/14 | 7/1/14 | 2014 | IPO | ULS | ULS TECHNOLOGY PLC | Placing | | United Kingdom | 5555 | Media | Media Agencies | 40 | | 28.16 | 4.61 | Numis Securities Limited |
| AIM | 7/25/14 | 7/1/14 | 2014 | IPO | BCN | BACANORA MINERALS LTD | Placing | | Canada | 1775 | Mining | General Mining | 33 | | 66.53 | 4.75 | Cairn Financial Advisers LLP |
| AIM | 7/24/14 | 7/1/14 | 2014 | IPO | DJI | DJI HLDGS PLC | Placing | | United Kingdom | 5752 | Travel & Leisure | Gambling | 100 | | 150.76 | 9.00 | Canaccord Genuity Ltd |
| AIM | 7/24/14 | 7/1/14 | 2014 | IPO | EPWN | EPWIN GROUP PLC | Placing | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | 100 | | 131.29 | 10.00 | Zeus Capital Limited |
| SFM | 7/23/14 | 7/1/14 | 2014 | IPO | BGLF | BLACKSTONE / GSO LOAN FINANCING LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 209.62 | 206.52 |
| UK Main Market | 7/23/14 | 7/1/14 | 2014 | IPO | SPI | SPIRE HEALTHCARE GROUP PLC | Placing | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 210 | | 854.30 | 315.00 |
| AIM | 7/18/14 | 7/1/14 | 2014 | IPO | AMPH | AGGREGATED MICRO POWER HLDGS PLC | Placing | | United Kingdom | 7537 | Electricity | Alternative Electricity | 100 | | 26.72 | 9.50 | finnCap Ltd |
| AIM | 7/15/14 | 7/1/14 | 2014 | Not IPO | TEN | TENGRI RESOURCES | Introduction Re-admission | | Cayman Islands | 1775 | Mining | General Mining | | | 18.26 | | finnCap Ltd |
| AIM | 7/15/14 | 7/1/14 | 2014 | IPO | ERGO | ERGOMED PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 160 | | 46.72 | 11.00 | Oriel Securities Limited |
| UK Main Market | 7/15/14 | 7/1/14 | 2014 | IPO | SSPG | SSP GROUP PLC | Placing | | United Kingdom | 5337 | Food & Drug Retailers | Food Retailers & Wholesalers | 210 | | 1061.62 | 467.10 |
| AIM | 7/14/14 | 7/1/14 | 2014 | IPO | JSI | JIASEN INTL HLDGS LTD | Placing | | British Virgin Islands | 3726 | Household Goods | Furnishings | 82 | | 102.80 | 2.33 | Cairn Financial Advisers LLP |
| UK Main Market | 7/14/14 | 7/1/14 | 2014 | IPO | SQN | SQN ASSET FINANCE INCOME FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 154.50 | 150.00 |
| UK Main Market | 7/14/14 | 7/1/14 | 2014 | Not IPO | CAL | CAPITAL & REGIONAL | Placing & Open Offer Re-admission | | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 47 | | 327.60 | 165.00 |
| AIM | 7/14/14 | 7/1/14 | 2014 | Not IPO | MMP | MARWYN MANAGEMENT PARTNERS PLC | Placing & Open Offer transfer from | | United Kingdom | 8775 | General Financial | Specialty Finance | 4.25 | | 20.84 | 5.00 | W H Ireland Limited |
| AIM | 7/11/14 | 7/1/14 | 2014 | IPO | CLST | CLEARSTAR INC | Placing | | Cayman Islands | 9537 | Software & Computer Services | Software | 57 | | 21.78 | 8.84 | Cenkos Securities Limited |
| International Main Market | 7/11/14 | 7/1/14 | 2014 | IPO | MTMY | MATOMY MEDIA GROUP LTD | Placing | | Israel | 5555 | Media | Media Agencies | 227 | | 213.37 | 40.99 |
| AIM | 7/10/14 | 7/1/14 | 2014 | IPO | ABZA | ABZENA LTD | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 80 | | 81.84 | 20.00 | Cenkos Securities Limited |
| UK Main Market | 7/9/14 | 7/1/14 | 2014 | IPO | IEH | INTELLIGENT ENERGY HLDGS PLC | Placing | | United Kingdom | 587 | Alternative Energy | Alternative Fuels | 340 | | 526.49 | 56.01 |
| International Main Market | 7/4/14 | 7/1/14 | 2014 | IPO | ELSA | SOCIETATEA COMERCIALA DE DIS SI FUR | International Offering | | Romania | 7535 | Electricity | Electricity | 13.66 | | 362.24 | 358.56 |
| AIM | 7/4/14 | 7/1/14 | 2014 | Not IPO | HUN | HUNTER RESOURCES PLC | Placing Re-admission | | United Kingdom | 3573 | Food Producers | Farming & Fishing | 1.5 | | 2.42 | 1.10 | Allenby Capital Limited |
| AIM | 7/4/14 | 7/1/14 | 2014 | Not IPO | NIPT | PREMAITHA HEALTH PLC | Placing Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | 11 | | 30.11 | 7.24 | Cairn Financial Advisers LLP |
| AIM | 7/2/14 | 7/1/14 | 2014 | IPO | GINV | GLOBAL INVACOM GROUP LTD | Placing | | Singapore | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | 19.75 | | 58.25 | 8.81 | finnCap Ltd |
| AIM | 6/30/14 | 6/1/14 | 2014 | IPO | AFHP | AFH FINANCIAL GROUP PLC | Placing | | United Kingdom | 8771 | General Financial | Asset Managers | 140 | | 28.88 | 1.46 | Allenby Capital Limited |
| AIM | 6/30/14 | 6/1/14 | 2014 | IPO | EZH | EASYHOTEL PLC | Placing | | United Kingdom | 5753 | Travel & Leisure | Hotels | 80 | | 54.69 | 25.24 | Investec Bank PLC |
| UK Main Market | 6/30/14 | 6/1/14 | 2014 | IPO | ESP | EMPIRIC STUDENT PROP PLC | Placing | | United Kingdom | 8673 | Real Estate Investment Trusts | Residential REITs | 100 | | 85.85 | 85.00 |
| AIM | 6/27/14 | 6/1/14 | 2014 | IPO | CDOG | CDIALOGUES PLC | Placing | | United Kingdom | 5555 | Media | Media Agencies | 212 | | 13.89 | 1.25 | Strand Hanson Limited |
| AIM | 6/27/14 | 6/1/14 | 2014 | IPO | IMO | IMIMOBILE PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 120 | | 63.12 | 30.00 | SPARK Advisory Partners |
| UK Main Market | 6/27/14 | 6/1/14 | 2014 | IPO | SIT | SANDITON INVESTMENT TRUST PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 52.00 | 50.00 |
| AIM | 6/26/14 | 6/1/14 | 2014 | Not IPO | STY | STYLES & WOOD GROUP PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 2791 | Support Services | Business Support Services | | | 5.66 | | Investec Bank (UK) Limited |
| UK Main Market | 6/26/14 | 6/1/14 | 2014 | IPO | AA. | AA PLC | Placing | | United Kingdom | 5377 | General Retailers | Specialized Consumer Services | 250 | | 1340.68 | 1385.00 |
| UK Main Market | 6/26/14 | 6/1/14 | 2014 | IPO | RIV | RIVER & MERCANTILE GROUP PLC | Placing | | United Kingdom | 8771 | General Financial | Asset Managers | 183 | | 157.01 | 41.50 |
| UK Main Market | 6/25/14 | 6/1/14 | 2014 | IPO | ALM | ALLIED MINDS LTD | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 190 | | 389.67 | 117.22 |
| UK Main Market | 6/25/14 | 6/1/14 | 2014 | IPO | FEET | FUNDSMITH EMERGING EQUITIES TR PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1000 | | 201.11 | 193.38 |
| UK Main Market | 6/25/14 | 6/1/14 | 2014 | IPO | TSB | TSB BANKING GRP PLC | Placing | | United Kingdom | 8355 | Banks | Banks | 260 | | 1425.00 | 455.00 |
| International Main Market | 6/23/14 | 6/1/14 | 2014 | IPO | TBCB | TBC BANK JSC | International Offering | | Georgia | 8355 | Banks | Banks | 13 | | 378.60 | 140.09 |
| UK Main Market | 6/23/14 | 6/1/14 | 2014 | IPO | FAN | VOLUTION GROUP PLC | Placing | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | 150 | | 290.50 | 100.00 |
| UK Main Market | 6/23/14 | 6/1/14 | 2014 | IPO | ZPLA | ZOOPLA PROPERTY GROUP PLC | Placing | | United Kingdom | 5555 | Media | Media Agencies | 220 | | 956.40 | 351.95 |
| UK Main Market | 6/20/14 | 6/1/14 | 2014 | IPO | FDM | FDM GROUP PLC | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 287 | | 344.06 | 8.00 |
| AIM | 6/20/14 | 6/1/14 | 2014 | IPO | ZBO | ZIBAO METALS RECYCLING HLDGS LTD | Placing | | United Kingdom | 1755 | Industrial Metals | Nonferrous Metals | 8 | | 8.75 | 1.30 | ZAI Corporate Finance Limited |
| AIM | 6/19/14 | 6/1/14 | 2014 | Not IPO | MLIN | MOLINS | Introduction from Main Market | Main Market to AIM | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | | | 34.80 | | Cazenove & Co |
| AIM | 6/18/14 | 6/1/14 | 2014 | Not IPO | ZOL | ZOLTAV RESOURCES INC | Placing Re-admission | | Cayman Islands | 8775 | General Financial | Specialty Finance | 100 | | 254.32 | 41.21 | Cannacord Capital (Europe) Ltd |
| International Main Market | 6/17/14 | 6/1/14 | 2014 | IPO | BME | B & M EUROPEAN VALUE RETAIL SA | Placing | | Luxembourg | 5373 | General Retailers | Broadline Retailers | 270 | | 2850.00 | 1080.00 |
| AIM | 6/16/14 | 6/1/14 | 2014 | IPO | MYSL | MYSALE GROUP PLC | Placing | | United Kingdom | 5371 | General Retailers | Apparel Retailers | 226 | | 316.36 | 115.15 | Macquarie Capital (Europe) Lim |
| UK Main Market | 6/13/14 | 6/1/14 | 2014 | IPO | PUMX | PUMA VCT 10 PLC | Placing & offer for subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 33.51 | 34.54 |
| UK Main Market | 6/12/14 | 6/1/14 | 2014 | IPO | FAIR | FAIR OAKS INCOME FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 67.87 | 67.19 |
| UK Main Market | 6/11/14 | 6/1/14 | 2014 | IPO | GMD | GAME DIGITAL PLC | Placing | | United Kingdom | 3747 | Leisure Goods | Toys | 200 | | 336.60 | 120.82 |
| UK Main Market | 6/10/14 | 6/1/14 | 2014 | IPO | OSB | ONESAVINGS BANK PLC | Placing | | United Kingdom | 8773 | General Financial | Consumer Finance | 170 | | 422.96 | 41.50 |
| AIM | 6/10/14 | 6/1/14 | 2014 | Not IPO | 7DIG | 7DIGITAL GROUP PLC | Placing Re-admission | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | 27 | | 36.29 | 6.01 | Seymour Pierce Ltd |
| AIM | 6/5/14 | 6/1/14 | 2014 | IPO | SIR | SECURE INCOME REIT PLC | Placing | | United Kingdom | 8674 | Real Estate Investment Trusts | Diversified REITs | 174 | | 360.47 | 15.00 | Oriel Securities Limited |
| UK Main Market | 6/4/14 | 6/1/14 | 2014 | IPO | CLG | CLIPPER LOGISTICS PLC | Placing | | United Kingdom | 2777 | Industrial Transportation | Transportation Services | 100 | | 121.00 | 49.90 |
| AIM | 6/3/14 | 6/1/14 | 2014 | Not IPO | B8F | BIOFRONTERA AG | Introduction | | Germany | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | | | 0.69 | | finnCap Ltd |
| AIM | 6/2/14 | 6/1/14 | 2014 | Not IPO | TAVI | TAVISTOCK INVESTMENTS PLC | Placing Re-admission | | United Kingdom | 9535 | Software & Computer Services | Internet | 7.5 | | 8.21 | 0.50 | Northland Capital Partners Ltd |
| UK Main Market | 5/30/14 | 5/1/14 | 2014 | Not IPO | INF | INFORMA PLC | Introduction Re-admission | | United Kingdom | 5557 | Media | Publishing | | | 3116.34 | 0.00 |
| UK Main Market | 5/30/14 | 5/1/14 | 2014 | IPO | P2P | P2P GLOBAL INVESTMENTS PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1000 | | 211.00 | 200.00 |
| AIM | 5/29/14 | 5/1/14 | 2014 | IPO | NAH | NAHL GROUP PLC | Placing | | United Kingdom | 5555 | Media | Media Agencies | 200 | | 83.33 | 2.30 | Investec Bank PLC |
| UK Main Market | 5/29/14 | 5/1/14 | 2014 | IPO | SAGA | SAGA PLC | Placing | | United Kingdom | 5377 | General Retailers | Specialized Consumer Services | 185 | | 2057.58 | 550.00 |
| International Main Market | 5/28/14 | 5/1/14 | 2014 | IPO | BCRE | BCRE BRACK CAPITAL REAL EST INV NV | Placing | | Netherlands | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 1.61835 | | 2.76 | 0.26 |
| AIM | 5/28/14 | 5/1/14 | 2014 | IPO | MARI | MARIMEDIA LTD | Placing | | Israel | 5555 | Media | Media Agencies | 153 | | 95.97 | 29.76 | Nplus1 Singer Advisory LLP |
| AIM | 5/23/14 | 5/1/14 | 2014 | IPO | SHOE | SHOE ZONE PLC | Placing | | United Kingdom | 5371 | General Retailers | Apparel Retailers | 160 | | 84.50 | 36.00 | Numis Securities Limited |
| UK Main Market | 5/22/14 | 5/1/14 | 2014 | Not IPO | UANC | URBAN&CIVIC PLC | Placing transfer from AIM | AIM to Main Market | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 225 | | 373.02 | 170.00 |
| AIM | 5/21/14 | 5/1/14 | 2014 | IPO | FLO | FLOWTECH FLUIDPOWER PLC | Placing | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | 100 | | 44.25 | 39.90 | Zeus Capital Limited |
| AIM | 5/20/14 | 5/1/14 | 2014 | Not IPO | BOOM | AUDIOBOOM GRP PLC | Introduction Re-admission | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 18.19 | | Arden Partners plc |
| UK Main Market | 5/20/14 | 5/1/14 | 2014 | IPO | CARD | CARD FACTORY PLC | Placing | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 225 | | 684.80 | 90.00 |
| AIM | 5/19/14 | 5/1/14 | 2014 | IPO | CAKE | PATISSERIE HOLDINGS PLC | Placing | | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | 170 | | 194.00 | 32.75 | Canaccord Genuity Ltd |
| AIM | 5/19/14 | 5/1/14 | 2014 | Not IPO | FDBK | FEEDBACK PLC | Placing Re-admission | | United Kingdom | 2737 | Electronic & Electrical Equipment | Electronic Equipment | 0.5 | | 2.38 | 0.30 | Sanlam Securities UK Limited |
| AIM | 5/12/14 | 5/1/14 | 2014 | IPO | GLS | GALASYS PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 22.5 | | 16.31 | 3.12 | Arden Partners plc |
| AIM | 5/12/14 | 5/1/14 | 2014 | IPO | LME | LIMITLESS EARTH PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 5 | | 3.92 | 3.01 | Cairn Financial Advisers LLP |
| AIM | 5/8/14 | 5/1/14 | 2014 | IPO | RXB | REX BIONICS PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 180 | | 26.08 | 10.00 | Oriel Securities Limited |
| AIM | 5/7/14 | 5/1/14 | 2014 | Not IPO | EWG | EUROPEAN WEALTH GROUP LTD | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 14.49 | | Daniel Stewart & Company plc |
| AIM | 5/2/14 | 5/1/14 | 2014 | Not IPO | SARS | SAROSSA PLC | Introduction | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 12.15 | | WH Ireland Ltd |
| AIM | 5/2/14 | 5/1/14 | 2014 | IPO | SSTY | SAFESTAY PLC | Placing | | United Kingdom | 5753 | Travel & Leisure | Hotels | 50 | | 7.60 | 4.80 | Westhouse Securities Limited |
| AIM | 4/30/14 | 4/1/14 | 2014 | IPO | | SPRUE AEGIS | Placing | | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 200 | | 105.20 | 11.96 | Westhouse Securities LLP |
| AIM | 4/29/14 | 4/1/14 | 2014 | Not IPO | | BIOVENTIX PLC | Introduction | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 30.01 | | finnCap Ltd |
| AIM | 4/29/14 | 4/1/14 | 2014 | IPO | | ROSSLYN DATA TECHNOLOGIES PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 33 | | 25.54 | 10.00 | Cenkos Securities Limited |
| AIM | 4/29/14 | 4/1/14 | 2014 | Not IPO | | Mi-Pay Group Plc | Placing Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | 41 | | 15.69 | 0.59 | KBC Peel Hunt Ltd |
| UK Main Market | 4/25/14 | 4/1/14 | 2014 | IPO | | NEXTENERGY SOLAR FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 86.46 | 85.60 |
| AIM | 4/24/14 | 4/1/14 | 2014 | Not IPO | | Tiziana Life Sciences PLC | Placing Re-admission | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 12 | | 23.25 | 2.00 | Cairn Financial Advisers LLP |
| SFM | 4/17/14 | 4/1/14 | 2014 | Not IPO | | AFRICA OPPORTUNITY FUND LTD | Placing transfer from AIM | AIM to SFM | Cayman Islands | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 60.91 | 59.42 |
| UK Main Market | 4/16/14 | 4/1/14 | 2014 | IPO | | CAMBIAN GRP PLC | Placing | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 225 | | 357.60 | 194.32 |
| AIM | 4/16/14 | 4/1/14 | 2014 | IPO | | EAGLE EYE SOLUTIONS LTD | Placing | | United Kingdom | 9535 | Software & Computer Services | Internet | 164 | | 36.24 | 6.00 | Panmure Gordon (UK) Limited |
| UK Main Market | 4/16/14 | 4/1/14 | 2014 | IPO | | EXOVA GRP PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 220 | | 550.00 | 220.00 |
| UK Main Market | 4/16/14 | 4/1/14 | 2014 | IPO | | POLYPIPE GROUP PLC | Placing | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | 245 | | 526.00 | 294.00 |
| AIM | 4/15/14 | 4/1/14 | 2014 | IPO | | BAGIR GRP LTD | Placing | | Israel | 3763 | Personal Goods | Clothing & Accessories | 56 | | 31.39 | 20.00 | Nplus1 Singer Advisory LLP |
| International Main Market | 4/15/14 | 4/1/14 | 2014 | IPO | | NOMAD HLDGS LTD | Placing | | British Virgin Islands | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 10 | | 304.93 | 288.35 |
| AIM | 4/14/14 | 4/1/14 | 2014 | IPO | | HAYDALE GRAPHENE INDUSTRIES PLC | Placing | | United Kingdom | 1357 | Chemicals | Specialty Chemicals | 210 | | 21.60 | 6.60 | Cairn Financial Advisers LLP |
| International Main Market | 4/14/14 | 4/1/14 | 2014 | IPO | | SEPLAT PETROLEUM DEVT CO PLC | Placing | | Nigeria | 533 | Oil & Gas Producers | Exploration & Production | 210 | | 1210.84 | 300.90 |
| UK Main Market | 4/8/14 | 4/1/14 | 2014 | IPO | | JUST EAT PLC | Placing | | United Kingdom | 5377 | General Retailers | Specialized Consumer Services | 260 | | 1408.98 | 100.00 |
| AIM | 4/4/14 | 4/1/14 | 2014 | Not IPO | | QANNAS INVESTMENTS LTD | Introduction Re-admission | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 68.37 | 0.00 | finnCap Ltd |
| International Main Market | 4/4/14 | 4/1/14 | 2014 | IPO | | CANADIAN OVERSEAS PETROLEUM LTD | Placing | | Canada | 533 | Oil & Gas Producers | Exploration & Production | 13.5 | | 69.07 | 2.40 |
| AIM | 4/4/14 | 4/1/14 | 2014 | IPO | | RAME ENERGY PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 18 | | 18.10 | 1.30 | Northland Capital Partners Lim |
| AIM | 4/4/14 | 4/1/14 | 2014 | IPO | | TEKCAPITAL PLC | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 25 | | 5.85 | 2.00 | Northland Capital Partners Lim |
| UK Main Market | 4/2/14 | 4/1/14 | 2014 | IPO | | BRIT PLC | Placing | | United Kingdom | 8536 | Nonlife Insurance | Property & Casualty Insurance | 240 | | 928.00 | 240.00 |
| AIM | 4/2/14 | 4/1/14 | 2014 | IPO | | SAFECHARGE INTL GROUP LTD | Placing | | British Virgin Islands | 2795 | Support Services | Financial Administration | 162 | | 253.84 | 75.75 | Shore Capital & Corporate Limi |
| UK Main Market | 3/31/14 | 3/1/14 | 2014 | IPO | | JOHN LAING ENVIRONMENTAL ASSET GRP | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 160.00 | 160.00 |
| AIM | 3/28/14 | 3/1/14 | 2014 | Not IPO | | QANNAS INVESTMENTS LTD | Introduction Re-admission | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 40.91 | | finnCap Ltd |
| AIM | 3/28/14 | 3/1/14 | 2014 | IPO | | SCHOLIUM GROUP PLC | Placing | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 100 | | 13.13 | 8.00 | W.H. Ireland Limited |
| AIM | 3/28/14 | 3/1/14 | 2014 | IPO | | VENTURE LIFE GROUP PLC | Placing | | United Kingdom | 3577 | Food Producers | Food Products | 109 | | 26.08 | 5.40 | Charles Stanley Securities |
| AIM | 3/27/14 | 3/1/14 | 2014 | IPO | | HORIZON DISCOVERY GROUP PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 180 | | 136.53 | 40.00 | Panmure Gordon (UK) Limited |
| UK Main Market | 3/26/14 | 3/1/14 | 2014 | IPO | | CUSTODIAN REIT PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 137.93 | 55.00 |
| International Main Market | 3/25/14 | 3/1/14 | 2014 | Not IPO | | GULF KEYSTONE PETROLEUM LTD | Introduction from AIM | AIM to Main Market | Bermuda | 533 | Oil & Gas Producers | Exploration & Production | | | 924.49 | 0.00 |
| AIM | 3/25/14 | 3/1/14 | 2014 | IPO | | XEROS TECHNOLOGY GROUP PLC | Placing | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | 123 | | 101.24 | 27.58 | Jefferies International Limite |
| SFM | 3/24/14 | 3/1/14 | 2014 | IPO | | NIMROD SEA ASSETS LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 80.15 | 78.58 |
| AIM | 3/24/14 | 3/1/14 | 2014 | Not IPO | | CA SPERATI PLC | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 3763 | Personal Goods | Clothing & Accessories | 4 | | 101.24 | 0.25 | Beaumont Cornish Limited |
| AIM | 3/21/14 | 3/1/14 | 2014 | IPO | | XLMEDIA PLC | Placing | | United Kingdom | 5555 | Media | Media Agencies | 49 | | 126.06 | 41.82 | Cenkos Securities Plc |
| AIM | 3/20/14 | 3/1/14 | 2014 | Not IPO | | MINDS + MACHINES GROUP LTD | Introduction Re-admission | | British Virgin Islands | 5555 | Media | Media Agencies | | | 136.22 | | Beaumont Cornish Limited |
| AIM | 3/20/14 | 3/1/14 | 2014 | IPO | | MOSMAN OIL & GAS LTD | Placing | | Australia | 533 | Oil & Gas Producers | Exploration & Production | 8 | | 5.22 | 1.50 | ZAI Corporate Finance Limited |
| AIM | 3/19/14 | 3/1/14 | 2014 | IPO | | DALATA HOTEL GROUP PLC | Placing | | Republic of Ireland | 5753 | Travel & Leisure | Hotels | 209 | | 281.06 | 221.54 | Davy Corporate Finance |
| UK Main Market | 3/19/14 | 3/1/14 | 2014 | IPO | | GULF MARINE SERVICES PLC | Placing | | United Kingdom | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | 135 | | 536.98 | 165.69 |
| UK Main Market | 3/18/14 | 3/1/14 | 2014 | IPO | | CIRCASSIA PHARMACEUTICALS PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 310 | | 581.01 | 200.00 |
| UK Main Market | 3/17/14 | 3/1/14 | 2014 | IPO | | PETS AT HOME GROUP PLC | Placing | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 245 | | 1190.00 | 464.18 |
| UK Main Market | 3/17/14 | 3/1/14 | 2014 | IPO | | POUNDLAND GROUP PLC | Placing | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 300 | | 925.00 | 375.00 |
| AIM | 3/14/14 | 3/1/14 | 2014 | IPO | | BOOHOO.COM PLC | Placing | | United Kingdom | 5371 | General Retailers | Apparel Retailers | 50 | | 784.15 | 300.00 | Zeus Capital Limited |
| AIM | 3/10/14 | 3/1/14 | 2014 | IPO | | KOOVS PLC | Placing | | United Kingdom | 5371 | General Retailers | Apparel Retailers | 150 | | 44.36 | 22.00 | Peel Hunt LLP |
| UK Main Market | 3/10/14 | 3/1/14 | 2014 | IPO | | TWENTYFOUR SELECT MONTHLY INC FD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 105.05 | 102.74 |
| UK Main Market | 3/7/14 | 3/1/14 | 2014 | Not IPO | | GLOBAL RESOURCES INV TR PLC | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 39.57 | 0.00 |
| International Main Market | 3/5/14 | 3/1/14 | 2014 | IPO | | LENTA LTD | International Offering | | British Virgin Islands | 5337 | Food & Drug Retailers | Food Retailers & Wholesalers | 10 | | 2197.62 | 575.67 |
| UK Main Market | 3/3/14 | 3/1/14 | 2014 | IPO | | AO WORLD PLC | Placing | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 285 | | 1486.32 | 60.00 |
| UK Main Market | 2/28/14 | 2/1/14 | 2014 | IPO | | KENNEDY WILSON EUROPE REAL EST PLC | Placing | | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 1000 | | 973.70 | 840.00 |
| UK Main Market | 2/28/14 | 2/1/14 | 2014 | IPO | | MCCOLL'S RETAIL GROUP PLC | Placing | | United Kingdom | 5337 | Food & Drug Retailers | Food Retailers & Wholesalers | 191 | | 193.19 | 49.70 |
| AIM | 2/27/14 | 2/1/14 | 2014 | IPO | | DX PLC | Placing | | United Kingdom | 2771 | Industrial Transportation | Delivery Services | 100 | | 260.68 | 200.53 | Zeus Capital Limited |
| AIM | 2/26/14 | 2/1/14 | 2014 | IPO | | SUMMIT GERMANY LTD | Placing | | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 51.8 | | 155.80 | 28.48 | Cenkos Securities Plc |
| AIM | 2/20/14 | 2/1/14 | 2014 | IPO | | ATLANTIS RESOURCES LTD | Placing | | Singapore | 583 | Alternative Energy | Renewable Energy Equipment | 94 | | 73.64 | 12.00 | Nplus1 Singer Advisory LLP |
| AIM | 2/19/14 | 2/1/14 | 2014 | Not IPO | | ADAMAS FINANCE ASIA LTD | Placing Re-admission | | British Virgin Islands | 8775 | General Financial | Specialty Finance | 3.675 | | 62.38 | 3.07 | W.H. Ireland Limited |
| AIM | 2/18/14 | 2/1/14 | 2014 | IPO | | 4D PHARMA PLC | Placing | | United Kingdom | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 100 | | 63.05 | 16.55 | Zeus Capital Limited |
| AIM | 2/13/14 | 2/1/14 | 2014 | Not IPO | | ACTUAL EXPERIENCE PLC | Introduction | | United Kingdom | 9537 | Software & Computer Services | Software | | | 70.12 | | Nplus1 Singer Advisory LLP |
| AIM | 2/10/14 | 2/1/14 | 2014 | IPO | | MANX TELECOM PLC | Placing | | United Kingdom | 6535 | Fixed Line Telecommunications | Fixed Line Telecommunications | 142 | | 180.52 | 89.15 | Liberum Capital Limited |
| AIM | 2/4/14 | 2/1/14 | 2014 | IPO | | HURRICANE ENERGY PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 43 | | 235.38 | 18.00 | Cenkos Securities Plc |
| AIM | 1/20/14 | 1/1/14 | 2014 | Not IPO | | VISLINK PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | | | 50.12 | | Investec Henderson Crosthwaite |
| AIM | 1/17/14 | 1/1/14 | 2014 | IPO | | CITYFIBRE INFRASTRUCTURE HLDGS PLC | Placing | | United Kingdom | 6535 | Fixed Line Telecommunications | Fixed Line Telecommunications | 60 | | 34.27 | 16.64 | finnCap Ltd |
| AIM | 1/10/14 | 1/1/14 | 2014 | Not IPO | | LEYSHON ENERGY LTD | Introduction | | British Virgin Islands | 533 | Oil & Gas Producers | Exploration & Production | | | 16.53 | | Cantor Fitzgerald Europe |
| UK Main Market | 1/10/14 | 1/1/14 | 2014 | IPO | | CONYGAR ZDP PLC | Placing | | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 100 | | 31.43 | 30.00 |
| AIM | 1/10/14 | 1/1/14 | 2014 | Not IPO | | NASSTAR | Placing Re-admission | | United Kingdom | 9535 | Software & Computer Services | Internet | 5 | | 23.43 | 10.50 | finnCap Ltd |
| AIM | 1/6/14 | 1/1/14 | 2014 | IPO | | RM2 INTL SA | Placing | | Luxembourg | 2723 | General Industrials | Containers & Packaging | 88 | | 316.24 | 137.20 | Cenkos Securities Plc |
| AIM | 1/2/14 | 1/1/14 | 2014 | Not IPO | | COLLAGEN SOLUTIONS PLC | Placing Re-admission | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | | | 9.41 | | Zeus Capital Limited |
| AIM | 12/30/13 | 12/1/13 | 2013 | Not IPO | | PANTHER SECURITIES | Introduction from Main Market | Main Market to AIM | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | | | 55.00 | | Sanlam Securities UK Limited |
| International Main Market | 12/30/13 | 12/1/13 | 2013 | Not IPO | | GLOBAL PORTS INVESTMENTS PLC | Introduction Re-admission | | Cyprus | 2777 | Industrial Transportation | Transportation Services | 0 | | 0.00 | 0.00 |
| AIM | 12/30/13 | 12/1/13 | 2013 | IPO | | KODAL MINERALS PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 0.7 | | 5.19 | 1.00 | Allenby Capital Limited |
| International Main Market | 12/27/13 | 12/1/13 | 2013 | IPO | | DAMAC REAL ESTATE DEVELOPMENT LTD | International Offering | | United Emirates | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 12.25 | | 798.97 | 210.27 |
| AIM | 12/23/13 | 12/1/13 | 2013 | IPO | | ACTION HOTELS PLC | Placing | | United Kingdom | 5753 | Travel & Leisure | Hotels | 65 | | 95.96 | 30.96 | Sanlam Securities UK Limited |
| UK Main Market | 12/20/13 | 12/1/13 | 2013 | IPO | | VINALAND ZDP LTD | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 15.23 | 15.00 |
| International Main Market | 12/20/13 | 12/1/13 | 2013 | IPO | | ATLAS MARA CO NVEST LTD | Placing | | British Virgin Islands | 8775 | General Financial | Specialty Finance | 10 | | 206.11 | 191.13 |
| SFM | 12/19/13 | 12/1/13 | 2013 | IPO | | GCP SOVEREIGN INFRASTRUC DEBT LTD | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 77.83 | 75.57 |
| AIM | 12/19/13 | 12/1/13 | 2013 | Not IPO | | INTERNATIONAL MINING & INFRAST CORP | Placing Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 27 | | 29.97 | 12.95 | W.H. Ireland Ltd |
| AIM | 12/18/13 | 12/1/13 | 2013 | IPO | | BENCHMARK HLDGS PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 64 | | 100.95 | 45.11 | Cenkos Securities Plc |
| UK Main Market | 12/18/13 | 12/1/13 | 2013 | IPO | | JPMORGAN SENIOR SECURED LOAN FUND | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 80.19 | 79.00 |
| AIM | 12/18/13 | 12/1/13 | 2013 | IPO | | MARTINCO PLC | Placing | | United Kingdom | 8637 | Real Estate Investment & Services | Real Estate Services | 100 | | 25.74 | 10.35 | Panmure Gordon (UK) Limited |
| AIM | 12/18/13 | 12/1/13 | 2013 | IPO | | MOPOWERED GROUP PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 100 | | 15.42 | 3.64 | Nplus1 Singer Advisory LLP |
| AIM | 12/16/13 | 12/1/13 | 2013 | Not IPO | | VICTORIA | Introduction Re-admission | | United Kingdom | 3726 | Household Goods | Furnishings | | | 19.80 | | Seymour Pierce Limited |
| International Main Market | 12/11/13 | 12/1/13 | 2013 | IPO | | HIBERNIA REIT PLC | Placing | | Republic of Ireland | 8674 | Real Estate Investment Trusts | Diversified REITs | 100 | | 510.64 | 364.60 |
| AIM | 12/11/13 | 12/1/13 | 2013 | IPO | | SAFESTYLE UK PLC | Placing | | United Kingdom | 5375 | General Retailers | Home Improvement Retailers | 100 | | 107.33 | 70.00 | Zeus Capital Limited |
| SFM | 12/9/13 | 12/1/13 | 2013 | IPO | | TRITAX BIG BOX REIT PLC | Offer for Subscription | | United Kingdom | 8675 | Real Estate Investment Trusts | Specialty REITs | 100 | | 200.10 | 200.00 |
| AIM | 12/9/13 | 12/1/13 | 2013 | IPO | | JQW PLC | Placing | | United Kingdom | 5377 | General Retailers | Specialized Consumer Services | 70 | | 139.84 | 10.00 | Cairn Financial Advisers LLP |
| AIM | 12/6/13 | 12/1/13 | 2013 | Not IPO | | REDCENTRIC PLC | Placing Re-admission | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 80 | | 140.95 | 64.00 | finnCap Ltd |
| AIM | 12/5/13 | 12/1/13 | 2013 | Not IPO | | ARRIA NLG PLC | Introduction | | United Kingdom | 9537 | Software & Computer Services | Software | | | 166.21 | | Allenby Capital Limited |
| AIM | 12/4/13 | 12/1/13 | 2013 | IPO | | SYQIC PLC | Placing | | United Kingdom | 6535 | Fixed Line Telecommunications | Fixed Line Telecommunications | 62 | | 19.26 | 3.20 | Allenby Capital Limited |
| UK Main Market | 12/2/13 | 12/1/13 | 2013 | IPO | | SERVELEC GROUP PLC | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 179 | | 146.91 | 122.31 |
| AIM | 12/2/13 | 12/1/13 | 2013 | Not IPO | | FINNAUST MINING PLC | Placing Re-admission | | United Kingdom | 1755 | Industrial Metals | Nonferrous Metals | | | 16.37 | 3.41 | SP Angel Corporate Finance LLP |
| AIM | 11/29/13 | 11/1/13 | 2013 | IPO | | KALIBRATE TECHNOLOGIES PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 79 | | 28.74 | 6.50 | Nplus1 Singer Advisory LLP |
| AIM | 11/28/13 | 11/1/13 | 2013 | IPO | | ECLECTIC BAR GRP PLC | Placing | | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | 160 | | 21.16 | 15.04 | Panmure Gordon (UK) Limited |
| AIM | 11/26/13 | 11/1/13 | 2013 | IPO | | MINCON GROUP PLC | Placing | | Republic of Ireland | 2757 | Industrial Engineering | Industrial Machinery | 73 | | 169.61 | 41.95 | Davy Corporate Finance |
| AIM | 11/25/13 | 11/1/13 | 2013 | IPO | | GAMEACCOUNT NETWORK PLC | Placing | | United Kingdom | 3747 | Leisure Goods | Toys | 135 | | 80.85 | 15.00 | Davy Corporate Finance |
| AIM | 11/22/13 | 11/1/13 | 2013 | Not IPO | | MS INTERNATIONAL | Introduction from Main Market | Main Market to AIM | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | | | 32.84 | | Davy Corporate Finance |
| AIM | 11/20/13 | 11/1/13 | 2013 | Not IPO | | BONMARCHE HLDGS PLC | Introduction | | United Kingdom | 5371 | General Retailers | Apparel Retailers | | | 110.29 | | Investec Bank PLC |
| AIM | 11/20/13 | 11/1/13 | 2013 | IPO | | APPLIED GRAPHENE MATERIALS PLC | Placing | | United Kingdom | 1357 | Chemicals | Specialty Chemicals | 155 | | 36.48 | 11.00 | Nplus1 Singer Advisory LLP |
| UK Main Market | 11/20/13 | 11/1/13 | 2013 | IPO | | INFINIS ENERGY PLC | Placing | | United Kingdom | 7537 | Electricity | Alternative Electricity | 260 | | 810.00 | 234.00 |
| UK Main Market | 11/15/13 | 11/1/13 | 2013 | IPO | | Just Retirement Group plc | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 225 | | 1065.00 | 343.20 |
| International Main Market | 11/13/13 | 11/1/13 | 2013 | Not IPO | | WISDOM MARINE LINES CO LIMITED | Introduction | | USA | 2773 | Industrial Transportation | Marine Transportation | 5.46 | | 0.00 | 24.64 |
| AIM | 11/13/13 | 11/1/13 | 2013 | IPO | | EU SUPPLY PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 22.6 | | 13.98 | 5.00 | Westhouse Securities Limited |
| UK Main Market | 11/13/13 | 11/1/13 | 2013 | IPO | | MERLIN ENTERTAINMENTS PLC | Placing | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 315 | | 3517.70 | 200.00 |
| International Main Market | 11/12/13 | 11/1/13 | 2013 | Not IPO | | SOCIETATEA NATL DE GAZE N ROMGAZ SA | Introduction | | USA | 533 | Oil & Gas Producers | Exploration & Production | 9.25 | | 400.84 | 237.69 |
| AIM | 11/12/13 | 11/1/13 | 2013 | IPO | | RIGHTSTER GROUP PLC | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 60 | | 83.79 | 20.45 | Cenkos Securities Plc |
| AIM | 11/8/13 | 11/1/13 | 2013 | Not IPO | | Learning Technologies Group Plc | Introduction Re-admission | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | | | 42.75 | | Numis Securities Limited |
| AIM | 11/7/13 | 11/1/13 | 2013 | IPO | | EVERYMAN MEDIA GROUP PLC | Placing | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 83 | | 35.20 | 8.10 | Cenkos Securities Plc |
| AIM | 11/7/13 | 11/1/13 | 2013 | IPO | | GOWIN NEW ENERGY GRP LTD | Placing | | Cayman Islands | 3722 | Household Goods | Durable Household Products | 7 | | 29.21 | 1.15 | Cairn Financial Advisers LLP |
| UK Main Market | 10/29/13 | 10/1/13 | 2013 | IPO | | FORESIGHT SOLAR FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 150.00 | 150.00 |
| UK Main Market | 10/29/13 | 10/1/13 | 2013 | IPO | | RIVERSTONE ENERGY LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1000 | | 686.17 | 710.32 |
| International Main Market | 10/25/13 | 10/1/13 | 2013 | IPO | | TCS GROUP HLDG PLC | International Offering | | USA | 8355 | Banks | Banks | 17.5 | | 3451.65 | 1086.96 |
| UK Main Market | 10/25/13 | 10/1/13 | 2013 | IPO | | STOCK SPIRITS GROUP PLC | Placing | | United Kingdom | 3535 | Beverages | Distillers & Vintners | 235 | | 460.00 | 258.50 |
| AIM | 10/25/13 | 10/1/13 | 2013 | Not IPO | | TRAKM8 HLDGS | Placing Re-admission | | United Kingdom | 9572 | Technology Hardware & Equipment | Computer Hardware | 22 | | 9.22 | 2.07 | finnCap Ltd |
| AIM | 10/21/13 | 10/1/13 | 2013 | Not IPO | | PALACE CAPITAL PLC | Placing Re-admission | | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 200 | | 27.68 | 23.50 | Allenby Capital Limited |
| AIM | 10/16/13 | 10/1/13 | 2013 | IPO | | CHINA RERUN CHEMICAL GROUP LTD | Placing | | Cayman Islands | 1357 | Chemicals | Specialty Chemicals | 10 | | 40.93 | 0.18 | Cairn Financial Advisers LLP |
| AIM | 10/16/13 | 10/1/13 | 2013 | IPO | | KROMEK GROUP PLC | Placing | | United Kingdom | 1755 | Industrial Metals | Nonferrous Metals | 51 | | 64.30 | 15.00 | Panmure Gordon (UK) Limited |
| AIM | 10/16/13 | 10/1/13 | 2013 | IPO | | TUNGSTEN CORP PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 225 | | 232.75 | 160.00 | Charles Stanley Securities |
| AIM | 10/15/13 | 10/1/13 | 2013 | Not IPO | | IXICO PLC | Introduction Re-admission | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 8.82 | | Panmure Gordon & Company Ld |
| UK Main Market | 10/15/13 | 10/1/13 | 2013 | IPO | | ROYAL MAIL PLC | Placing | | United Kingdom | 2771 | Industrial Transportation | Delivery Services | 330 | | 4890.00 | 1721.74 |
| UK Main Market | 10/11/13 | 10/1/13 | 2013 | IPO | | ARROW GLOBAL GRP PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 205 | | 392.49 | 207.77 |
| AIM | 10/7/13 | 10/1/13 | 2013 | Not IPO | | PROGILITY PLC | Introduction Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | | | 16.72 | | Seymour Pierce Ltd |
| SFM | 10/7/13 | 10/1/13 | 2013 | IPO | | CHENAVARI CAPITAL SOLUTIONS LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 131.93 | 130.00 |
| SFM | 10/4/13 | 10/1/13 | 2013 | IPO | | DP AIRCRAFT I LTD | Placing | | United Kingdom | 2713 | Aerospace & Defence | Aerospace | 1 | | 121.19 | 113.00 |
| AIM | 9/30/13 | 9/1/13 | 2013 | Not IPO | | GREKA ENGINEERING & TECHNOLOGY LTD | Introduction | | Cayman Islands | 2791 | Support Services | Business Support Services | | | | | Smith & Williamson Corporate Finance Limited |
| AIM | 9/30/13 | 9/1/13 | 2013 | IPO | | Independent Oil & Gas plc | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 23.7931 | | | 2.00 | Charles Stanley Securities |
| AIM | 9/27/13 | 9/1/13 | 2013 | Not IPO | | GUSBOURNE PLC | Placing Re-admission | | United Kingdom | 3535 | Beverages | Distillers & Vintners | 54 | | 10.12 | 2.85 | Cenkos Securities Limited |
| UK Main Market | 9/25/13 | 9/1/13 | 2013 | IPO | | FOXTONS GROUP PLC | Placing | | United Kingdom | 8637 | Real Estate Investment & Services | Real Estate Services | 230 | | 753.41 | 389.73 |
| AIM | 9/25/13 | 9/1/13 | 2013 | Not IPO | | RED LEOPARD HLDGS | Placing Re-admission | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 0.5 | | 1.35 | 0.35 | City Financial Associates Limi |
| AIM | 9/20/13 | 9/1/13 | 2013 | IPO | | Macromac plc | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 10 | | 15.11 | 0.48 | Allenby Capital Limited |
| AIM | 9/19/13 | 9/1/13 | 2013 | Not IPO | | UMC ENERGY CORP | Introduction | | Cayman Islands | 1775 | Mining | General Mining | | | 18.77 | | Strand Hanson Limited |
| AIM | 9/18/13 | 9/1/13 | 2013 | Not IPO | | CENTRAL RAND GOLD LTD | Introduction from Main Market | Main Market to AIM | United Kingdom | 1777 | Mining | Gold Mining | | | 7.32 | | Charles Stanley Securities |
| AIM | 9/16/13 | 9/1/13 | 2013 | IPO | | NetScientific plc | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 160 | | 59.24 | 30.00 | Liberum Capital Limited |
| AIM | 9/12/13 | 9/1/13 | 2013 | IPO | | Arricano Real Estate PLC | Placing | | Cyprus | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 150.5 | | 2.58 | 15.50 | Smith & Williamson Corporate Finance Limited |
| AIM | 9/10/13 | 9/1/13 | 2013 | Not IPO | | RENOVO GROUP | Introduction Re-admission | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 40.53 | | Panmure Gordon (UK) Limited |
| AIM | 9/4/13 | 9/1/13 | 2013 | Not IPO | | PHYTOPHARM PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | | | Peel Hunt LLP |
| AIM | 9/4/13 | 9/1/13 | 2013 | IPO | | BlueRock Diamonds plc | Placing | | United Kingdom | 1773 | Mining | Diamonds & Gemstones | 7 | | 3.23 | 1.31 | SP Angel Corporate Finance LLP |
| AIM | 9/2/13 | 9/1/13 | 2013 | Not IPO | | NORTHAMBER | Introduction from Main Market | Main Market to AIM | United Kingdom | 9572 | Technology Hardware & Equipment | Computer Hardware | | | 8.03 | | Charles Stanley Securities |
| AIM | 9/2/13 | 9/1/13 | 2013 | IPO | | CENTRALNIC GROUP PLC | Placing | | United Kingdom | 9535 | Software & Computer Services | Internet | 55 | | 38.70 | 7.00 | Zeus Capital Limited |
| AIM | 8/23/13 | 8/1/13 | 2013 | Not IPO | | PROXAMA PLC | Introduction Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | | | 35.47 | | Grant Thornton UK LLP |
| AIM | 8/20/13 | 8/1/13 | 2013 | IPO | | W&G INVESTMENTS PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 0.00 | 15.00 | Canaccord Genuity Ltd |
| AIM | 8/14/13 | 8/1/13 | 2013 | IPO | | RAPIDCLOUD INTL PLC | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 69.5 | | 12.07 | 1.00 | Allenby Capital Limited |
| AIM | 8/9/13 | 8/1/13 | 2013 | IPO | | SCIENCE IN SPORT LTD | Placing | | United Kingdom | 3577 | Food Producers | Food Products | 60.5 | | 11.73 | 2.25 | Cenkos Securities Plc |
| AIM | 8/1/13 | 8/1/13 | 2013 | Not IPO | | GAMING REALMS PLC | Placing Re-admission | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | 13 | | 31.10 | 3.41 | Cenkos Securities Plc |
| AIM | 7/31/13 | 7/1/13 | 2013 | IPO | | 24/7 GAMING GROUP HLDGS PLC | Placing | | United Kingdom | 3747 | Leisure Goods | Toys | 45 | | 79.24 | 9.20 | Westhouse Securities Limited |
| AIM | 7/31/13 | 7/1/13 | 2013 | IPO | | CONVIVIALITY RETAIL PLC | Placing | | United Kingdom | 5337 | Food & Drug Retailers | Food Retailers & Wholesalers | 100 | | 86.71 | 33.16 | Zeus Capital Limited |
| AIM | 7/30/13 | 7/1/13 | 2013 | IPO | | UNION JACK OIL PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 0.25 | | 2.79 | 0.80 | Shore Capital Stockbrokers Lim |
| UK Main Market | 7/29/13 | 7/1/13 | 2013 | IPO | | RENEWABLES INFRASTRUCTURE GRP(THE) | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 300.75 | 300.00 |
| AIM | 7/26/13 | 7/1/13 | 2013 | Not IPO | | Inspirit Energy Holdings Plc | Introduction Re-admission | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | | | 5.85 | | Westhouse Securities Limited |
| AIM | 7/25/13 | 7/1/13 | 2013 | IPO | | GLOBALWORTH REAL ESTATE INVMTS LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 436.7449886 | | 129.41 | 46.81 | Panmure Gordon & Co |
| AIM | 7/24/13 | 7/1/13 | 2013 | IPO | | PLUS500 LTD | Placing | | Israel | 8777 | General Financial | Investment Services | 115 | | 137.87 | 49.67 | Liberum Capital Limited |
| AIM | 7/19/13 | 7/1/13 | 2013 | IPO | | GOLDEN SAINT RESOURCES LTD | Placing | | British Virgin Islands | 1775 | Mining | General Mining | 10 | | 50.42 | 3.50 | Beaumont Cornish Limited |
| International Main Market | 7/18/13 | 7/1/13 | 2013 | IPO | | GREEN REIT PLC | Placing | | Republic of Ireland | 8671 | Real Estate Investment Trusts | Industrial & Office REITs | 1 | | 300.57 | 270.43 |
| AIM | 7/16/13 | 7/1/13 | 2013 | IPO | | TRAFALGAR NEW HOMES | Placing | | United Kingdom | 3728 | Household Goods | Home Construction | 2 | | 5.14 | 0.28 | Allenby Capital Limited |
| AIM | 7/15/13 | 7/1/13 | 2013 | IPO | | FRONTIER DEVELOPMENTS PLC | Placing | | United Kingdom | 3747 | Leisure Goods | Toys | 127 | | 47.96 | 4.03 | Canaccord Genuity Ltd |
| UK Main Market | 7/12/13 | 7/1/13 | 2013 | IPO | | BLUEFIELD SOLAR INCOME FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 134.20 | 130.29 |
| AIM | 7/12/13 | 7/1/13 | 2013 | IPO | | KEYWORDS STUDIOS PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 123 | | 58.65 | 27.99 | Numis Securities Limited |
| UK Main Market | 7/11/13 | 7/1/13 | 2013 | IPO | | XPLORER PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 16 | | 2.03 | 1.00 |
| International Main Market | 7/9/13 | 7/1/13 | 2013 | Not IPO | | CARACAL ENERGY INC | Introduction | | Canada | 533 | Oil & Gas Producers | Exploration & Production | | | 425.04 | 0.00 |
| UK Main Market | 7/8/13 | 7/1/13 | 2013 | Not IPO | | TYMAN PLC | Introduction | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | | | 382.31 | 0.00 |
| AIM | 7/5/13 | 7/1/13 | 2013 | Not IPO | | RANDALL & QUILTER INVESTMENT HLDGS | Introduction Re-admission | | Bermuda | 8538 | Nonlife Insurance | Reinsurance | | | 91.55 | | Noble & Company Limited |
| AIM | 7/5/13 | 7/1/13 | 2013 | IPO | | FRONTIER RESOURCES INTL PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 6 | | 7.70 | 1.80 | Beaumont Cornish Limited |
| AIM | 7/5/13 | 7/1/13 | 2013 | Not IPO | | PARITY GROUP | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 9533 | Software & Computer Services | Computer Services | 27 | | 28.88 | 7.00 | Dresdner Kleinwort Benson |
| AIM | 7/4/13 | 7/1/13 | 2013 | Not IPO | | ZOLTAV RESOURCES INC | Placing Re-admission | | Cayman Islands | 8775 | General Financial | Specialty Finance | 70 | | 79.14 | 8.28 | Cannacord Capital (Europe) Ltd |
| SFM | 7/2/13 | 7/1/13 | 2013 | IPO | | DORIC NIMROD AIR THREE LTD | Placing | | United Kingdom | 2777 | Industrial Transportation | Transportation Services | 100 | | 0.00 | 211.00 |
| UK Main Market | 7/1/13 | 7/1/13 | 2013 | IPO | | POLAR CAPITAL GLOBAL FINANCIALS TR | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 162.14 | 183.60 |
| AIM | 6/28/13 | 6/1/13 | 2013 | IPO | | IBEX GLOBAL SOLUTIONS PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 147 | | 60.52 | 10.74 | Liberum Capital Limited |
| AIM | 6/27/13 | 6/1/13 | 2013 | IPO | | MYANMAR INVESTMENTS INTL LTD | Placing | | British Virgin Islands | 8775 | General Financial | Specialty Finance | 69 | | 4.36 | 4.03 | Grant Thornton UK LLP |
| UK Main Market | 6/26/13 | 6/1/13 | 2013 | Not IPO | | CARPHONE WAREHOUSE GROUP PLC(NEW) | Introduction Re-admission | | United Kingdom | 5379 | General Retailers | Specialty Retailers | | | 1405.22 | 0.00 |
| UK Main Market | 6/26/13 | 6/1/13 | 2013 | IPO | | AL NOOR HOSPITALS PLC | Placing | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 575 | | 723.40 | 96.98 |
| AIM | 6/25/13 | 6/1/13 | 2013 | IPO | | AFRICA OILFIELD LOGISTICS LTD | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 5 | | 13.37 | 4.26 | Cantor Fitzgerald Europe |
| UK Main Market | 6/25/13 | 6/1/13 | 2013 | IPO | | CVC CREDIT PTNRS EUROPEAN OPPS LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 150.33 | 149.78 |
| AIM | 6/20/13 | 6/1/13 | 2013 | IPO | | FALANX GROUP LTD | Placing | | British Virgin Islands | 2791 | Support Services | Business Support Services | 12 | | 4.96 | 0.60 | ZAI Corporate Finance Limited |
| UK Main Market | 6/12/13 | 6/1/13 | 2013 | IPO | | PARTNERSHIP ASSURANCE GROUP PLC | Placing | | United Kingdom | 8575 | Life Insurance | Life Insurance | 385 | | 1800.00 | 485.08 |
| AIM | 6/12/13 | 6/1/13 | 2013 | IPO | | VERSARIEN PLC | Placing | | United Kingdom | 1357 | Chemicals | Specialty Chemicals | 12.5 | | 11.22 | 3.06 | Northland Capital Partners Lim |
| UK Main Market | 6/11/13 | 6/1/13 | 2013 | IPO | | JPMORGAN GLOBAL CONVERTIBLES INC FD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 140.08 | 136.00 |
| AIM | 6/4/13 | 6/1/13 | 2013 | IPO | | SUPERGLASS HLDGS PLC | Placing | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | 50 | | 13.44 | 12.90 | Nplus1 Singer Advisory LLP |
| AIM | 5/24/13 | 5/1/13 | 2013 | IPO | | OUTSOURCERY PLC | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 110 | | 22.91 | 11.00 | Investec Bank PLC |
| AIM | 5/22/13 | 5/1/13 | 2013 | IPO | | AB DYNAMICS PLC | Placing | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | 86 | | 11.52 | 2.50 | Cairn Financial Advisers LLP |
| International Main Market | 5/22/13 | 5/1/13 | 2013 | IPO | | PLATFORM ACQUISITION HLDGS LTD | Placing | | British Virgin Islands | 8775 | General Financial | Specialty Finance | 10 | | 595.59 | 581.06 |
| AIM | 5/21/13 | 5/1/13 | 2013 | IPO | | QUIXANT PLC | Placing | | United Kingdom | 9572 | Technology Hardware & Equipment | Computer Hardware | 46 | | 25.85 | 3.88 | Smith & Williamson Corporate F |
| SFM | 5/20/13 | 5/1/13 | 2013 | IPO | | GCP STUDENT LIVING PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 72.76 | 70.00 |
| AIM | 5/17/13 | 5/1/13 | 2013 | IPO | | LEKOIL LTD | Placing | | Cayman Islands | 533 | Oil & Gas Producers | Exploration & Production | 40 | | 41.11 | 32.00 | Strand Hanson Limited |
| UK Main Market | 5/17/13 | 5/1/13 | 2013 | IPO | | PUMA VCT 9 PLC | Placing & offer for subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 26.93 | 28.35 |
| AIM | 5/14/13 | 5/1/13 | 2013 | IPO | | WEISS KOREA OPPORTUNITY FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 105.00 | 105.00 | Nplus1 Singer Advisory LLP |
| SFM | 5/7/13 | 5/1/13 | 2013 | Not IPO | | SHERBORNE INVESTORS(GUERNSEY) B LTD | Introduction from AIM | AIM to SFM | United Kingdom | 8775 | General Financial | Specialty Finance | | | 212.18 | 0.00 |
| AIM | 5/2/13 | 5/1/13 | 2013 | IPO | | ALL ASIA ASSET CAP LTD | Placing | | British Virgin Islands | 8777 | General Financial | Investment Services | 3 | | 5.97 | 3.57 | Allenby Capital Limited |
| International Main Market | 4/29/13 | 4/1/13 | 2013 | Not IPO | | COCA-COLA HBC AG | Introduction | | Switzerland | 3537 | Beverages | Soft Drinks | | | 6212.92 | 0.00 |
| AIM | 4/25/13 | 4/1/13 | 2013 | Not IPO | | HELPHIRE GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 8775 | General Financial | Specialty Finance | | | 49.19 | 0.00 | Cenkos Securities Limited |
| AIM | 4/24/13 | 4/1/13 | 2013 | IPO | | REDCENTRIC PLC | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | | | 56.13 | 0.00 | finnCap Ltd |
| AIM | 4/18/13 | 4/1/13 | 2013 | IPO | | CAMBRIDGE COGNITION HLDGS PLC | Placing | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 70 | | 11.82 | 5.00 | finnCap |
| AIM | 4/18/13 | 4/1/13 | 2013 | IPO | | ONE MEDIA IP GROUP PLC | Placing | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | 8 | | 5.15 | 0.75 | Cairn Financial Advisers LLP |
| UK Main Market | 4/16/13 | 4/1/13 | 2013 | IPO | | PEMBROKE VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 9.07 | 9.07 |
| AIM | 4/5/13 | 4/1/13 | 2013 | IPO | | HEALTHCARE INVESTMENT OPPS PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 10 | | 4.56 | 4.00 | Zeus Capital Limited |
| AIM | 4/3/13 | 4/1/13 | 2013 | IPO | | ELECTRICAL GEODESICS INC | Placing | | USA | 4535 | Health Care Equipment & Services | Medical Equipment | 120 | | 30.56 | 8.00 | Peel Hunt LLP |
| UK Main Market | 4/2/13 | 4/1/13 | 2013 | IPO | | HELLERMANNTYTON GROUP PLC | Placing | | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 195 | | 419.85 | 211.95 |
| AIM | 3/28/13 | 3/1/13 | 2013 | IPO | | FALCON OIL & GAS | Placing | | Canada | 533 | Oil & Gas Producers | Exploration & Production | 14 | | 114.43 | 16.85 | Davy Corporate Finance |
| UK Main Market | 3/27/13 | 3/1/13 | 2013 | IPO | | ESURE GROUP PLC | Placing | | United Kingdom | 8536 | Nonlife Insurance | Property & Casualty Insurance | 290 | | 1208.84 | 604.42 |
| UK Main Market | 3/27/13 | 3/1/13 | 2013 | IPO | | GREENCOAT UK WIND PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 260.00 | 260.00 |
| AIM | 3/26/13 | 3/1/13 | 2013 | Not IPO | | GRAPHENE NANOCHEM PLC | Placing Re-admission | | United Kingdom | 587 | Alternative Energy | Alternative Fuels | 140 | | 36.93 | 32.50 | Daniel Stewart & Company Plc |
| UK Main Market | 3/25/13 | 3/1/13 | 2013 | IPO | | COUNTRYWIDE PLC | Placing | | United Kingdom | 8637 | Real Estate Investment & Services | Real Estate Services | 350 | | 768.06 | 204.00 |
| International Main Market | 3/21/13 | 3/1/13 | 2013 | Not IPO | | ZENITH BANK | Introduction | | Nigeria | 8355 | Banks | Banks | 6.8 | | 563.75 | 0.00 |
| AIM | 3/20/13 | 3/1/13 | 2013 | Not IPO | | GVC HLDGS PLC | Introduction Re-admission | | United Kingdom | 5752 | Travel & Leisure | Gambling | | | 38.30 | 0.00 | Daniel Stewart & Company plc |
| AIM | 3/20/13 | 3/1/13 | 2013 | IPO | | CLOUDTAG INC | Placing | | Cayman Islands | 4535 | Health Care Equipment & Services | Medical Equipment | 20 | | 29.56 | 1.53 | Strand Hanson Limited |
| AIM | 3/18/13 | 3/1/13 | 2013 | IPO | | DEKELOIL PUBLIC LTD | Placing | | Cyprus | 3573 | Food Producers | Farming & Fishing | 1 | | 13.00 | 1.70 | Beaumont Cornish Limited |
| UK Main Market | 3/7/13 | 3/1/13 | 2013 | IPO | | TARGET HEALTHCARE REIT LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 45.66 | 45.66 |
| UK Main Market | 3/6/13 | 3/1/13 | 2013 | IPO | | TWENTYFOUR INCOME FUND LTD | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 136.08 | 136.08 |
| AIM | 3/1/13 | 3/1/13 | 2013 | Not IPO | | KEMIN RESOURCES PLC | Introduction Re-admission | | United Kingdom | 1777 | Mining | Gold Mining | | | 8.88 | 0.00 | Sanlam Securities UK Limited |
| AIM | 2/27/13 | 2/1/13 | 2013 | IPO | | STARCOM PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 20 | | 14.22 | 2.72 | Northland Capital Partners Ltd |
| AIM | 2/22/13 | 2/1/13 | 2013 | Not IPO | | AFRICAN POTASH LIMITED | Introduction Re-admission | | United Kingdom | 1775 | Mining | General Mining | 0 | | 7.94 | 0.00 | Cantor Fitzgerald Europe |
| UK Main Market | 2/18/13 | 2/1/13 | 2013 | IPO | | CREST NICHOLSON HLDGS PLC | Placing | | United Kingdom | 3728 | Household Goods | Home Construction | 220 | | 553.14 | 224.92 |
| AIM | 2/14/13 | 2/1/13 | 2013 | IPO | | DIGITAL GLOBE SERVICES LTD | Placing | | Bermuda | 5555 | Media | Media Agencies | 159 | | 47.17 | 13.08 | Nplus1 Singer Advisory LLP |
| AIM | 2/14/13 | 2/1/13 | 2013 | Not IPO | | TRINITY EXPLORATION & PRODUCTION | Placing Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 120 | | 128.75 | 57.00 | RBC Europe Limited |
| UK Main Market | 2/5/13 | 2/1/13 | 2013 | IPO | | ICG-LONGBOW SNR SEC UK PRP DEBT INV | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 104.62 | 104.62 |
| AIM | 1/29/13 | 1/1/13 | 2013 | Not IPO | | STRATMIN GLOBAL RESOURCES PLC | Introduction Re-admission | | United Kingdom | 1775 | Mining | General Mining | 0 | | 22.57 | 0.00 | Canaccord Capital (Europe) Ltd |
| AIM | 1/17/13 | 1/1/13 | 2013 | Not IPO | | VICTORIA | Introduction from Main Market | Main Market to AIM | United Kingdom | 3726 | Household Goods | Furnishings | | | 14.80 | 0.00 | Seymour Pierce Limited |
| AIM | 1/14/13 | 1/1/13 | 2013 | Not IPO | | DAILY INTERNET PLC | Introduction | | United Kingdom | 9535 | Software & Computer Services | Internet | | | 3.50 | 0.00 | Merchant Securities Limited |
| AIM | 1/14/13 | 1/1/13 | 2013 | IPO | | NORTHCOTE ENERGY LTD | Placing | | British Virgin Islands | 533 | Oil & Gas Producers | Exploration & Production | 1 | | 8.70 | 1.00 | Shore Capital Stockbrokers Lim |
| AIM | 1/8/13 | 1/1/13 | 2013 | Not IPO | | BASE RESOURCES LTD | Introduction | | Australia | 1757 | Industrial Metals | Steel | | | 92.70 | 0.00 | RFC Ambrian Limited |
| UK Main Market | 1/2/13 | 1/1/13 | 2013 | Not IPO | | WPP PLC | Introduction | | Jersey | 5555 | Media | Media Agencies | | | 11603.78 | 0.00 |
| AIM | 12/28/12 | 12/1/12 | 2012 | IPO | | EASTCOAL INC | Placing | | Canada | 1771 | Mining | Coal | 12.21 | | 39.70 | 9.50 | Cenkos Securities Limited |
| AIM | 12/24/12 | 12/1/12 | 2012 | IPO | | CAMKIDS GROUP PLC | Placing | | United Kingdom | 3763 | Personal Goods | Clothing & Accessories | 88 | | 9.21 | 6.45 | Allenby Capital Limited |
| UK Main Market | 12/20/12 | 12/1/12 | 2012 | IPO | | INLAND ZDP PLC | Placing | | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 100 | | 8.50 | 8.50 |
| UK Main Market | 12/19/12 | 12/1/12 | 2012 | Not IPO | | ALENT PLC | Introduction | | United Kingdom | 1357 | Chemicals | Specialty Chemicals | | | | 0.00 |
| AIM | 12/19/12 | 12/1/12 | 2012 | IPO | | GREEN CHINA HLDGS | Placing | | Cayman Islands | 5379 | General Retailers | Specialty Retailers | 60 | | 30.93 | 0.93 | Cairn Financial Advisers LLP |
| AIM | 12/19/12 | 12/1/12 | 2012 | IPO | | RANGERS INTL FOOTBALL CLUB PLC | Placing | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 70 | | 36.09 | 22.18 | Cenkos Securities Limited |
| AIM | 12/18/12 | 12/1/12 | 2012 | IPO | | FUSIONEX INTERNATIONAL PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 150 | | 64.50 | 11.50 | Panmure Gordon (UK) Limited |
| International Main Market | 12/17/12 | 12/1/12 | 2012 | IPO | | KCELL JSC | International Offering | | Kazakhstan | 6575 | Mobile Telecommunications | Mobile Telecommunications | 10.5 | | 1298.93 | 260.59 |
| UK Main Market | 12/17/12 | 12/1/12 | 2012 | Not IPO | | VESUVIUS PLC | Introduction | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | | | | 0.00 |
| UK Main Market | 12/17/12 | 12/1/12 | 2012 | IPO | | STARWOOD EUROPEAN REAL EST FIN LTD | Placing & offer for subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 228.50 | 228.50 |
| AIM | 12/14/12 | 12/1/12 | 2012 | IPO | | VENN LIFE SCIENCES | Placing | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 30 | | 6.03 | 2.50 | Zeus Capital Limited |
| International Main Market | 12/12/12 | 12/1/12 | 2012 | IPO | | IG SEISMIC SERVICES PLC | International Offering | | Cyprus | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | 25 | | 161.08 | 161.08 |
| AIM | 12/10/12 | 12/1/12 | 2012 | IPO | | PREMIER AFRICAN MINERALS LTD | Placing | | British Virgin Islands | 1775 | Mining | General Mining | 2 | | 6.71 | 1.50 | Cairn financial advisers LLP |
| SFM | 12/6/12 | 12/1/12 | 2012 | IPO | | BLUE CAPITAL GLOBAL REINSURANCE FD | Placing | | Bermuda | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 61.92 | 61.92 |
| International Main Market | 12/3/12 | 12/1/12 | 2012 | IPO | | MEGAFON(OJSC) | International Offering | | Russia | 6575 | Mobile Telecommunications | Mobile Telecommunications | | | 7669.90 | 1240.00 |
| AIM | 11/29/12 | 11/1/12 | 2012 | IPO | | SHERBORNE INVESTORS(GUERNSEY) B LTD | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 207.00 | 207.00 | Jeffries International Limited |
| UK Main Market | 11/27/12 | 11/1/12 | 2012 | Not IPO | | MELROSE INDUSTRIES PLC | Introduction | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | | | | 0.00 |
| AIM | 11/26/12 | 11/1/12 | 2012 | Not IPO | | ENABLES IT GROUP PLC | Introduction Re-admission | | United Kingdom | 9533 | Software & Computer Services | Computer Services | | | 1.94 | 0.00 | Merchant Securities Limited |
| AIM | 11/12/12 | 11/1/12 | 2012 | IPO | | CENTURION RESOURCES PLC | Placing | | United Kingdom | 1755 | Industrial Metals | Nonferrous Metals | 1 | | 2.30 | 1.00 | Beaumont Cornish Limited |
| International Main Market | 11/9/12 | 11/1/12 | 2012 | Not IPO | | HERITAGE OIL CORPORATION | Introduction Re-admission | | Canada | 533 | Oil & Gas Producers | Exploration & Production | | | | 0.00 |
| AIM | 11/9/12 | 11/1/12 | 2012 | IPO | | VMOTO LTD | Placing | | Australia | 3745 | Leisure Goods | Recreational Products | 1.3 | | 11.65 | 1.57 | finnCap Limited |
| UK Main Market | 10/29/12 | 10/1/12 | 2012 | IPO | | ACORN MINERALS PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 20 | | 2.86 | 1.55 |
| UK Main Market | 10/26/12 | 10/1/12 | 2012 | IPO | | BACIT LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 206.73 | 206.73 |
| AIM | 10/25/12 | 10/1/12 | 2012 | Not IPO | | SHELLPROOF PLC | Introduction Re-admission | | United Kingdom | 3535 | Beverages | Distillers & Vintners | | | 4.20 | 0.00 | Cenkos Securities Limited |
| UK Main Market | 10/24/12 | 10/1/12 | 2012 | IPO | | BLACKROCK NORTH AMERICAN INC TR PLC | Placing & Open Offer | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 61.57 | 65.00 |
| International Main Market | 10/17/12 | 10/1/12 | 2012 | IPO | | MD MEDICAL GROUP INVEST PLC | International Offering | | Cyprus | 4533 | Health Care Equipment & Services | Health Care Providers | 12 | | 558.03 | 558.03 |
| UK Main Market | 10/16/12 | 10/1/12 | 2012 | IPO | | DIRECT LINE INSURANCE GROUP PLC | Placing | | United Kingdom | 8536 | Nonlife Insurance | Property & Casualty Insurance | 175 | | 2625.00 | 787.50 |
| UK Main Market | 10/15/12 | 10/1/12 | 2012 | IPO | | PICTON ZDP LTD | Placing | | United Kingdom | 5 | Company Bonds | Company Bonds | 100 | | 22.00 | 22.00 |
| AIM | 10/11/12 | 10/1/12 | 2012 | Not IPO | | PETROCELTIC INTERNATIONAL | Introduction Re-admission | | Republic of Ireland | 533 | Oil & Gas Producers | Exploration & Production | | | 315.90 | 0.00 | J&E Davy |
| AIM | 10/9/12 | 10/1/12 | 2012 | IPO | | SULA IRON & GOLD PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 6 | | 6.85 | 1.15 | Cairn Financial Advisers LLP |
| AIM | 10/8/12 | 10/1/12 | 2012 | Not IPO | | NORISH | Placing Re-admission | | Republic of Ireland | 2791 | Support Services | Business Support Services | 30 | | 4.06 | 0.25 | NCB Stockbrokers |
| AIM | 10/5/12 | 10/1/12 | 2012 | IPO | | BLUR GROUP PLC | Placing | | United Kingdom | 9535 | Software & Computer Services | Internet | 82 | | 20.14 | 4.00 | Singer Capital Makets Limited |
| AIM | 9/27/12 | 9/1/12 | 2012 | Not IPO | | BRIDGE ENERGY ASA | Introduction | | Norway | 533 | Oil & Gas Producers | Exploration & Production | | | 82.46 | 0.00 | Cenkos Securities Plc |
| AIM | 9/26/12 | 9/1/12 | 2012 | Not IPO | | SYNETY GROUP PLC | Introduction Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | 0 | | 3.99 | 0.00 | finnCap Ltd |
| AIM | 9/25/12 | 9/1/12 | 2012 | IPO | | CLINIGEN GROUP PLC | Placing | | United Kingdom | 5333 | Food & Drug Retailers | Drug Retailers | 164 | | 135.39 | 50.02 | Numis Securities Limited |
| AIM | 9/11/12 | 9/1/12 | 2012 | Not IPO | | PHORM CORP LTD | Introduction Re-admission | | Singapore | 5555 | Media | Media Agencies | | | 91.97 | 0.00 | Canaccord Adams Limited |
| AIM | 9/10/12 | 9/1/12 | 2012 | Not IPO | | TOUCHSTONE GOLD LTD | Introduction Re-admission | | Canada | 1777 | Mining | Gold Mining | | | 12.70 | 0.00 | Canaccord Genuity Ltd |
| AIM | 9/7/12 | 9/1/12 | 2012 | Not IPO | | KIBO MINING PLC | Introduction Re-admission | | Republic of Ireland | 1775 | Mining | General Mining | 0 | | 18.70 | 0.00 | Daniel Stewart & Company plc |
| AIM | 9/3/12 | 9/1/12 | 2012 | IPO | | ELAND OIL & GAS PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 100 | | 134.87 | 118.00 | Canaccord Genuity Ltd |
| AIM | 8/31/12 | 8/1/12 | 2012 | IPO | | FOX MARBLE HOLDINGS PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 20 | | 21.44 | 6.59 | Fox-Davies Capital Limited |
| AIM | 8/20/12 | 8/1/12 | 2012 | IPO | | CHINA CHAINTEK UNITED CO LTD | Placing | | Cayman Islands | 2777 | Industrial Transportation | Transportation Services | 160 | | 84.17 | 7.52 | ZAI Corporate Finance Limited |
| AIM | 8/17/12 | 8/1/12 | 2012 | IPO | | LZYE GROUP PLC | Placing | | United Kingdom | 5377 | General Retailers | Specialized Consumer Services | 8 | | 19.74 | 1.55 | Zeus Capital Limited |
| AIM | 8/16/12 | 8/1/12 | 2012 | Not IPO | | IRONVELD PLC | Placing Re-admission | | United Kingdom | 1757 | Mining | Steel | 6.7 | | 17.45 | 3.00 | Shore Capital & Corporate Limited |
| UK Main Market | 8/13/12 | 8/1/12 | 2012 | IPO | | GROUND RENTS INCOME FUND PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 23.29 | 23.29 |
| AIM | 8/1/12 | 8/1/12 | 2012 | Not IPO | | NAMAKWA DIAMONDS LTD | Introduction from Main Market | Main Market to AIM | Bermuda | 1773 | Mining | Diamonds & Gemstones | | | 38.47 | 0.00 | Shore Capital & Corporate Limited |
| SFM | 7/31/12 | 7/1/12 | 2012 | Not IPO | | JZ CAPITAL PARTNERS LTD | Introduction from SFM | Main Market to SFM | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 108.99 | 0.00 |
| AIM | 7/30/12 | 7/1/12 | 2012 | IPO | | GOOD ENERGY GROUP PLC | Placing | | United Kingdom | 7537 | Electricity | Alternative Electricity | 85 | | 10.64 | 4.00 | Nplus 1 Brewin LLP |
| AIM | 7/25/12 | 7/1/12 | 2012 | Not IPO | | BLACK MOUNTAIN RESOURCES LTD | Introduction | | Australia | 1775 | Mining | General Mining | | | 11.43 | 0.00 | RFC Ambrian Limited |
| AIM | 7/25/12 | 7/1/12 | 2012 | Not IPO | | NEW WORLD OIL & GAS PLC | Introduction Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | | | 25.78 | 0.00 | Beaumont Cornish Limited |
| AIM | 7/23/12 | 7/1/12 | 2012 | Not IPO | | PINEWOOD SHEPPERTON | Transfer from Main Market | Main Market to AIM | United Kingdom | 5553 | Media | Broadcasting & Entertainment | 250 | | 123.52 | 5.40 | Nplus1 Brewin LLP |
| AIM | 7/16/12 | 7/1/12 | 2012 | IPO | | WISHBONE GOLD PLC | Placing | | Gibraltar | 1777 | Mining | Gold Mining | 2 | | 3.42 | 0.52 | Shore Capital and Corporate Limited |
| International Main Market | 7/13/12 | 7/1/12 | 2012 | Not IPO | | CANACCORD FINANCIAL INC | Introduction from AIM | AIM to Main Market | Canada | 8777 | General Financial | Investment Services | 0 | | 329.40 | 0.00 |
| AIM | 7/10/12 | 7/1/12 | 2012 | IPO | | REVOLYMER PLC | Placing | | United Kingdom | 1357 | Chemicals | Specialty Chemicals | 100 | | 53.02 | 25.00 | Panmure Gordon (UK) Limited |
| AIM | 7/9/12 | 7/1/12 | 2012 | IPO | | PRAETORIAN RESOURCES LTD | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 50 | | 20.04 | 9.30 | Westhouse Securities Limited |
| AIM | 7/5/12 | 7/1/12 | 2012 | Not IPO | | EDGE RESOURCES INC | Introduction | | Canada | 533 | Oil & Gas Producers | Exploration & Production | | | 11.12 | 0.00 | Merchant Securities Limited |
| AIM | 7/5/12 | 7/1/12 | 2012 | IPO | | KADA TECHNOLOGY HLDGS LTD | Placing | | Bermuda | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 178 | | 103.16 | 1.33 | finnCap Limited |
| International Main Market | 7/4/12 | 7/1/12 | 2012 | Not IPO | | HILLSHIRE BRANDS CO | Introduction Re-admission | | USA | 3577 | Food Producers | Food Products | 0 | | | 0.00 |
| AIM | 7/2/12 | 7/1/12 | 2012 | Not IPO | | IDEAGEN PLC | Introduction | | United Kingdom | 9537 | Software & Computer Services | Software | | | 11.29 | 0.00 | finnCap Limited |
| UK Main Market | 7/2/12 | 7/1/12 | 2012 | Not IPO | | PLAYTECH LTD | Introduction from AIM | AIM to Main Market | United Kingdom | 9537 | Software & Computer Services | Software | | | 1011.06 | 0.00 |
| AIM | 7/2/12 | 7/1/12 | 2012 | Not IPO | | RUBICON DIVERSIFIED INVESTMENTS PLC | Introduction Re-admission | | United Kingdom | 5751 | Travel & Leisure | Airlines | | | 51.16 | 0.00 | W. H. Ireland Limited |
| AIM | 6/28/12 | 6/1/12 | 2012 | IPO | | NEW TREND LIFESTYLE GROUP PLC | Placing | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 8 | | 8.00 | 0.96 | Zeus Capital Limited |
| UK Main Market | 6/27/12 | 6/1/12 | 2012 | IPO | | DCG IRIS LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 40.15 | 40.15 |
| AIM | 6/22/12 | 6/1/12 | 2012 | IPO | | GLOBAL MARKET GROUP LTD | Placing | | Cayman Islands | 5555 | Media | Media Agencies | 130 | | 127.11 | 9.68 | Grant Thornton UK LLP |
| UK Main Market | 6/19/12 | 6/1/12 | 2012 | Not IPO | | Polyus Gold Intl Ltd | Transfer to Main Market | AIM to Main Market | United Kingdom | 1777 | Mining | Gold Mining | | | 5973.00 | 0.00 |
| AIM | 6/12/12 | 6/1/12 | 2012 | IPO | | UTILITYWISE PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 60 | | 36.86 | 6.86 | finnCap Limited |
| AIM | 6/11/12 | 6/1/12 | 2012 | Not IPO | | Fastnet Oil & Gas PLC | Placing Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 11 | | 21.19 | 10.00 | Shore Capital & Corporate Ltd |
| AIM | 6/8/12 | 6/1/12 | 2012 | IPO | | SACOVEN PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 6.00 | 3.00 | Liberum Capital Limited |
| AIM | 6/1/12 | 6/1/12 | 2012 | IPO | | WANDISCO PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 180 | | 36.99 | 15.00 | Panmure Gordon (UK) Limited |
| AIM | 5/29/12 | 5/1/12 | 2012 | IPO | | MERCOM OIL SANDS PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 10 | | 31.69 | 3.35 | Libertas Capital Corporate Fin |
| AIM | 5/25/12 | 5/1/12 | 2012 | IPO | | INCADEA PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 75 | | 37.68 | 13.63 | Cenkos Securities Limited |
| AIM | 5/22/12 | 5/1/12 | 2012 | IPO | | CLUFF NATURAL RESOURCES PLC | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 5 | | 4.35 | 3.75 | Shore Capital & Corporate Limi |
| AIM | 5/21/12 | 5/1/12 | 2012 | Not IPO | | BLACKSTAR GROUP SE. | Introduction Re-admission | | Malta | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 61.57 | 0.00 | Liberum Capital Limited |
| AIM | 5/18/12 | 5/1/12 | 2012 | Not IPO | | ENTEQ UPSTREAM PLC | Placing Re-admission | | United Kingdom | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | 100 | | 69.21 | 42.00 | INVESTEC BANK PLC |
| AIM | 5/11/12 | 5/1/12 | 2012 | Not IPO | | EDEN RESEARCH | Introduction | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 21.65 | 0.00 | Zeus Capital Limited |
| AIM | 5/11/12 | 5/1/12 | 2012 | Not IPO | | SCOTTY GROUP SE | Introduction Re-admission | | Austria | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | | | 1.21 | 0.00 | Cairn Financial Advisers LLP |
| UK Main Market | 5/9/12 | 5/1/12 | 2012 | IPO | | PUMA VCT 8 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 12.82 | 12.82 |
| AIM | 5/3/12 | 5/1/12 | 2012 | IPO | | RETROSCREEN VIROLOGY PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 80 | | 32.78 | 15.00 | Numis Securities Limited |
| AIM | 5/1/12 | 5/1/12 | 2012 | IPO | | SNOOZEBOX HLDGS PLC | Placing | | United Kingdom | 5753 | Travel & Leisure | Hotels | 40 | | 20.52 | 12.00 | Panmure Gordon & Co |
| AIM | 4/27/12 | 4/1/12 | 2012 | Not IPO | | VERNALIS | Transfer from Main Market | Main Market to AIM | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 10721.23 | 0.00 | Nomura Code Securities Limited |
| UK Main Market | 4/24/12 | 4/1/12 | 2012 | Not IPO | | GRAMPIAN INVESTMENT TRUST PLC | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 9.12 | 0.00 |
| AIM | 4/16/12 | 4/1/12 | 2012 | IPO | | ZATTIKKA PLC | Placing | | United Kingdom | 3747 | Leisure Goods | Toys | 100 | | 21.97 | 12.64 | Canaccord Genuity Limited |
| AIM | 4/12/12 | 4/1/12 | 2012 | Not IPO | | RIALTO ENERGY LTD | Introduction | | Australia | 533 | Oil & Gas Producers | Exploration & Production | | | 175.54 | 0.00 | RBC Capital Markets |
| UK Main Market | 4/11/12 | 4/1/12 | 2012 | IPO | | TP12(I) VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 3.65 | 3.65 |
| AIM | 4/5/12 | 4/1/12 | 2012 | IPO | | NAIBU GLOBAL INTL CO LTD | Placing | | United Kingdom | 3765 | Personal Goods | Footwear | 124 | | 68.00 | 6.00 | Daniel Stewart & Company plc |
| UK Main Market | 4/5/12 | 4/1/12 | 2012 | IPO | | NMC HEALTH PLC | Placing & Open Offer | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 210 | | 390.00 | 117.00 |
| UK Main Market | 4/2/12 | 4/1/12 | 2012 | Not IPO | | CITY MERCHANTS HIGH YIELD TRUST LTD | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 118.10 | 0.00 |
| AIM | 4/2/12 | 4/1/12 | 2012 | IPO | | AUHUA CLEAN ENERGY PLC | Placing | | United Kingdom | 583 | Alternative Energy | Renewable Energy Equipment | 40 | | 25.43 | 1.00 | NORTHLAND CAPITAL PARNERS LIMI |
| AIM | 3/30/12 | 3/1/12 | 2012 | Not IPO | | PREMIER MANAGEMENT HLDGS | Introduction Re-admission | | United Kingdom | 1777 | Mining | Gold Mining | | | 8.01 | 0.00 | Brewin Dolphin Securities Ltd |
| AIM | 3/30/12 | 3/1/12 | 2012 | IPO | | RARE EARTHS GLOBAL PLC | Placing | | Cayman Islands | 1775 | Mining | General Mining | 247 | | 158.33 | 6.40 | Charles Stanley Securities |
| AIM | 3/27/12 | 3/1/12 | 2012 | Not IPO | | CROMA SECURITY SOLUTIONS GRP PLC | Placing Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | | | 10.51 | 5.00 | Seymour Pierce Ltd |
| AIM | 3/26/12 | 3/1/12 | 2012 | IPO | | BUSHVELD MINERALS LTD | Placing | | United Kingdom | 1775 | Mining | General Mining | 20 | | 59.73 | 5.73 | Charles Stanley Securities |
| SFM | 3/23/12 | 3/1/12 | 2012 | Not IPO | | ALPHA TIGER PROPERTY TRUST LTD | Introduction from AIM -Trading Only | AIM to SFM | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | | | 192.53 | 0.00 |
| UK Main Market | 3/23/12 | 3/1/12 | 2012 | IPO | | BLUECREST BLUETREND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 105.21 | 105.21 |
| UK Main Market | 3/22/12 | 3/1/12 | 2012 | IPO | | ENERGY ASSETS GROUP PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 210 | | 57.00 | 15.00 |
| UK Main Market | 3/19/12 | 3/1/12 | 2012 | IPO | | OCTOPUS VCT 3 PLC | Placing & Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 3.32 | 3.32 |
| UK Main Market | 3/19/12 | 3/1/12 | 2012 | IPO | | OCTOPUS VCT 4 PLC | Placing & Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 3.32 | 3.32 |
| AIM | 3/16/12 | 3/1/12 | 2012 | Not IPO | | BULLABULLING GOLD LTD | Introduction | | Australia | 1777 | Mining | Gold Mining | | | 40.54 | 0.00 | Westhouse Securities LLP |
| International Main Market | 3/13/12 | 3/1/12 | 2012 | IPO | | ORASCOM TELECOM MEDIA&TECH HLDG SAE | Introduction | | Egypt | 6575 | Mobile Telecommunications | Mobile Telecommunications | | | | 0.00 |
| UK Main Market | 3/6/12 | 3/1/12 | 2012 | IPO | | ALCENTRA EUROPEAN FLTG RTE INC FD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 80.72 | 80.72 |
| AIM | 3/6/12 | 3/1/12 | 2012 | IPO | | QANNAS INVESTMENTS LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 63.3 | | 12.47 | 11.69 | Deloitte LLP |
| AIM | 3/2/12 | 3/1/12 | 2012 | IPO | | PAPUA MINING PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 44 | | 14.03 | 7.01 | Cenkos Securities Limited |
| UK Main Market | 2/29/12 | 2/1/12 | 2012 | Not IPO | | BANK OF GEORGIA HLDGS PLC | Introduction | | United Kingdom | 8355 | Banks | Banks | | | 381.54 | 0.00 |
| International Main Market | 2/27/12 | 2/1/12 | 2012 | Not IPO | | LATIN RESOURCES LTD | Introduction-Trading Only | | Australia | 1777 | Mining | Gold Mining | | | 48.25 | 0.00 |
| AIM | 2/21/12 | 2/1/12 | 2012 | IPO | | BELVOIR LETTINGS PLC | Placing | | United Kingdom | 8637 | Real Estate Investment & Services | Real Estate Services | 75 | | 11.21 | 7.29 | Seymour Pierce Limited |
| AIM | 2/15/12 | 2/1/12 | 2012 | IPO | | SPORTS STARS MEDIA PLC | Placing & Offer for Subscription | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | 1 | | 3.60 | 1.60 | Cairn Financial Advisers LLP |
| AIM | 2/8/12 | 2/1/12 | 2012 | IPO | | LEAD ALL INVESTMENTS LTD | Placing | | Cayman Islands | 8775 | General Financial | Specialty Finance | 10 | | 3.00 | 3.00 | ZAI Corporate Finance Limited |
| AIM | 2/3/12 | 2/1/12 | 2012 | IPO | | TANGIERS PETROLEUM LTD | Placing | | Australia | 533 | Oil & Gas Producers | Exploration & Production | 33 | | 33.20 | 4.21 | RFC Corporate Finance Limited |
| UK Main Market | 1/24/12 | 1/1/12 | 2012 | IPO | | RUSPETRO PLC | International Offering | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 134 | | 440.59 | 162.87 |
| International Main Market | 1/19/12 | 1/1/12 | 2012 | Not IPO | | NORD GOLD NV | International Offering-Trading Only | | Netherlands | 1777 | Mining | Gold Mining | | | 1784.19 | 0.00 |
| AIM | 1/12/12 | 1/1/12 | 2012 | Not IPO | | ONE DELTA PLC | Placing Re-admission | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 8 | | 2.53 | 0.28 | Merchant Securities Limited |
| AIM | 1/11/12 | 1/1/12 | 2012 | Not IPO | | ANTISOMA | Introduction from Main Market | Main Market to AIM | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 11.44 | 0.00 | Altium Capital Limited |
| AIM | 1/9/12 | 1/1/12 | 2012 | Not IPO | | WEST AFRICAN MINERALS CORP | Placing Re-admission | | United Kingdom | 1775 | Mining | General Mining | 10 | | 26.06 | 3.25 | Religare Capital Markets (UK) |
| UK Main Market | 12/30/11 | 12/1/11 | 2011 | Not IPO | | CENTAMIN PLC | Introduction Re-admission | | United Kingdom | 1777 | Mining | Gold Mining | | | 903.35 | 0.00 |
| AIM | 12/22/11 | 12/1/11 | 2011 | Not IPO | | MARWYN CAPITAL II LTD | Placing Re-admission | | Cayman Islands | 8775 | General Financial | Specialty Finance | 4 | | 13.85 | 2.50 | Cenkos Securities Limited |
| International Main Market | 12/21/11 | 12/1/11 | 2011 | Not IPO | | PETRA DIAMONDS | Introduction from AIM | AIM to Main Market | Bermuda | 1773 | Mining | Diamonds & Gemstones | | | 585.33 | 0.00 |
| International Main Market | 12/21/11 | 12/1/11 | 2011 | IPO | | BILFINGER BERGER GLOBAL INFRA SICAV | Placing & Offer for Subscription | | Luxembourg | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 212.00 | 212.00 |
| AIM | 12/12/11 | 12/1/11 | 2011 | Not IPO | | IGAS ENERGY PLC | Introduction Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | | | 92.59 | 0.00 | Deloitte & Touche |
| International Main Market | 12/8/11 | 12/1/11 | 2011 | Not IPO | | INTERREGIONAL DIST GRID CO HLDGS | International Offering | | Russia | 7535 | Electricity | Electricity | | | 476.86 | 0.00 |
| UK Main Market | 12/8/11 | 12/1/11 | 2011 | Not IPO | | AVOCET MINING | Introduction from AIM | AIM to Main Market | United Kingdom | 1777 | Mining | Gold Mining | | | 443.49 | 0.00 |
| UK Main Market | 12/8/11 | 12/1/11 | 2011 | Not IPO | | VEDANTA RESOURCES | Introduction Re-admission | | United Kingdom | 1775 | Mining | General Mining | | | 3239.27 | 0.00 |
| AIM | 12/8/11 | 12/1/11 | 2011 | IPO | | TLA WORLDWIDE PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 20 | | 12.77 | 11.96 | Cenkos Securities Limited |
| AIM | 11/30/11 | 11/1/11 | 2011 | Not IPO | | WOLF MINERALS LTD | Introduction | | Australia | 1775 | Mining | General Mining | | | 16.92 | 0.00 | Evolution Securities Limited |
| International Main Market | 11/28/11 | 11/1/11 | 2011 | Not IPO | | INTER RAO UES JSC | Introduction- Trading Only | | Russia | 7575 | Gas, Water & Multiutilities | Multiutilities | | | | 0.00 |
| AIM | 11/28/11 | 11/1/11 | 2011 | IPO | | INSPIRED ENERGY PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 3 | | 10.62 | 3.35 | Shore Capital & Corporate Limi |
| AIM | 11/25/11 | 11/1/11 | 2011 | IPO | | MAGNOLIA PETROLEUM PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 0.55 | | 3.08 | 1.21 | Daniel Stewart & Company plc |
| UK Main Market | 11/24/11 | 11/1/11 | 2011 | Not IPO | | WORLDLINK GROUP PLC | Introduction | | United Kingdom | 5557 | Media | Publishing | | | 25.45 | 0.00 |
| AIM | 11/17/11 | 11/1/11 | 2011 | Not IPO | | GVC HLDGS PLC | Introduction Re-admission | | United Kingdom | 5752 | Travel & Leisure | Gambling | | | 38.30 | 0.00 | Daniel Stewart & Company plc |
| AIM | 11/17/11 | 11/1/11 | 2011 | IPO | | SPHERE MEDICAL HLDG PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 92.5 | | 16.52 | 14.00 | Peel Hunt |
| AIM | 11/9/11 | 11/1/11 | 2011 | Not IPO | | JUPITER ENERGY | Introduction | | Australia | 533 | Oil & Gas Producers | Exploration & Production | | | 44.03 | 0.00 | Evolution Securities Limited |
| AIM | 11/9/11 | 11/1/11 | 2011 | IPO | | NANDAN CLEANTEC PLC | Placing | | United Kingdom | 587 | Alternative Energy | Alternative Fuels | 60 | | 166.10 | 16.10 | Arden Partners Limited |
| SFM | 11/9/11 | 11/1/11 | 2011 | IPO | | DAMILLE INVESTMENTS II LTD | Placing & Open Offer | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 74.00 | 74.00 |
| AIM | 11/8/11 | 11/1/11 | 2011 | Not IPO | | PORTA COMMUNICATIONS PLC | Placing Re-admission | | United Kingdom | 5555 | Media | Media Agencies | 10 | | 7.52 | 2.32 | Northland Capital Partners Ltd |
| AIM | 11/3/11 | 11/1/11 | 2011 | Not IPO | | TELITI INTERNATIONAL LTD | Introduction | | Cayman Islands | 9533 | Software & Computer Services | Computer Services | | | 13.41 | 0.00 | Daniel Stewart & Company plc |
| AIM | 11/2/11 | 11/1/11 | 2011 | IPO | | SECURE TRUST BANK PLC | Placing | | United Kingdom | 8355 | Banks | Banks | 720 | | 102.00 | 24.99 | Hawkpoint Partners Limited |
| UK Main Market | 11/2/11 | 11/1/11 | 2011 | IPO | | POLYMETAL INTL PLC | Placing & Open Offer | | United Kingdom | 1779 | Mining | Platinum & Precious Metals | 920 | | 3551.12 | 490.82 |
| AIM | 10/25/11 | 10/1/11 | 2011 | Not IPO | | WENTWORTH RESOURCES LTD | Introduction | | Canada | 533 | Oil & Gas Producers | Exploration & Production | | | 43.86 | 0.00 | Panmure Gordon |
| AIM | 10/24/11 | 10/1/11 | 2011 | Not IPO | | RENOVO GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 29.22 | 0.00 | Panmure Gordon (UK) Limited |
| AIM | 10/18/11 | 10/1/11 | 2011 | Not IPO | | MINOAN GROUP | Placing Re-admission | | United Kingdom | 5753 | Travel & Leisure | Hotels | 10 | | 7.97 | 0.29 | J M Finn & Co |
| International Main Market | 10/14/11 | 10/1/11 | 2011 | Not IPO | | UTILICO EMERGING MARKETS LTD | Introduction from AIM | AIM to Main Market | Bermuda | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 306.05 | 0.00 |
| AIM | 10/4/11 | 10/1/11 | 2011 | Not IPO | | PALACE CAPITAL PLC | Placing Re-admission | | United Kingdom | 8534 | Nonlife Insurance | Insurance Brokers | 2.25 | | 0.83 | 0.55 | Teather & Greenwood Ltd |
| AIM | 9/30/11 | 9/1/11 | 2011 | IPO | | AFRICAN POTASH LIMITED | Placing | | United Kingdom | 1775 | Mining | General Mining | 5 | | 7.94 | 4.19 | Seymour Pierce Limited |
| AIM | 9/29/11 | 9/1/11 | 2011 | Not IPO | | PEERTV PLC | Placing Re-admission | | United Kingdom | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | 30 | | 17.37 | 1.19 | Libertas Capital Corporate Fin |
| AIM | 9/28/11 | 9/1/11 | 2011 | IPO | | GALILEO RESOURCES PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 23 | | 16.26 | 3.34 | Beaumont Cornish Limited |
| AIM | 9/20/11 | 9/1/11 | 2011 | IPO | | RADIANT GROWTH INVESTMENTS LTD | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 10 | | 10.32 | 6.32 | Daniel Stewart & Company plc |
| AIM | 9/19/11 | 9/1/11 | 2011 | Not IPO | | CONTINENTAL COAL LTD | Introduction | | Australia | 1771 | Mining | Coal | | | 59.63 | 0.00 | RFC Corporate Finance Limited |
| UK Main Market | 9/19/11 | 9/1/11 | 2011 | Not IPO | | APR ENERGY PLC | Introduction Re-admission | | United Kingdom | 7535 | Electricity | Electricity | | | 866.62 | 0.00 |
| AIM | 9/15/11 | 9/1/11 | 2011 | IPO | | FLUORMIN PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 105 | | 56.73 | 3.68 | Westhouse Securities LLP |
| AIM | 9/15/11 | 9/1/11 | 2011 | IPO | | PORT ERIN BIOPHARMA INVESTMENTS LTD | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 10 | | 3.30 | 3.00 | Libertas Capital Corporate Fin |
| AIM | 9/13/11 | 9/1/11 | 2011 | Not IPO | | XTRACT ENERGY | Placing Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 1.25 | | 22.58 | 3.00 | Smith & Williamson |
| AIM | 9/12/11 | 9/1/11 | 2011 | IPO | | CERES MEDIA INTL PLC | Placing | | United Kingdom | 1737 | Forestry & Paper | Paper | 18 | | 4.93 | 1.00 | Cairn Financial Advisers LLP |
| AIM | 9/6/11 | 9/1/11 | 2011 | Not IPO | | CORAL PRODUCTS | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 2723 | General Industrials | Containers & Packaging | 15 | | 5.72 | 1.80 | Cairn Financial Advisers LLP |
| AIM | 8/31/11 | 8/1/11 | 2011 | IPO | | MONEYSWAP PLC | Placing | | Gibraltar | 8773 | General Financial | Consumer Finance | 5 | | 19.98 | 3.13 | Allenby Capital Limited |
| AIM | 8/31/11 | 8/1/11 | 2011 | Not IPO | | SILVERMERE ENERGY PLC | Placing Re-admission | | United Kingdom | 3767 | Personal Goods | Personal Products | | | 27.00 | 1.52 | ARM Corporate Finance Ltd |
| UK Main Market | 8/23/11 | 8/1/11 | 2011 | Not IPO | | WICHFORD PLC | Introduction Re-admission | | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | | | 271.95 | 0.00 |
| AIM | 8/18/11 | 8/1/11 | 2011 | Not IPO | | DONGFANG SHIPBUILDING(GROUP)CO LTD | Introduction | | Singapore | 2753 | Industrial Engineering | Commercial Vehicles & Trucks | | | 41.80 | 0.00 | Northland Capital Partners Lim |
| AIM | 8/18/11 | 8/1/11 | 2011 | IPO | | ALLANFIELD GROUP PLC | Placing | | United Kingdom | 8534 | Nonlife Insurance | Insurance Brokers | 67 | | 11.33 | 1.33 | finncap limited |
| AIM | 8/18/11 | 8/1/11 | 2011 | IPO | | GREAT WESTERN MINING CORP PLC | Placing | | Republic of Ireland | 1775 | Mining | General Mining | 11 | | 5.10 | 0.98 | Libertas Capital Corporate Fin |
| SFM | 8/11/11 | 8/1/11 | 2011 | Not IPO | | EUROPEAN RESIDUAL INCOME INV CELLS | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 16.63 | 0.00 |
| AIM | 8/8/11 | 8/1/11 | 2011 | IPO | | ESCHER GROUP HLDGS PLC | Placing | | Republic of Ireland | 9537 | Software & Computer Services | Software | 170 | | 28.96 | 15.36 | Panmure Gordon (Broking) Limit |
| AIM | 8/4/11 | 8/1/11 | 2011 | IPO | | MYCELX TECHNOLOGIES CORP | Placing | | USA | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | 210 | | 27.14 | 12.24 | Numerica Capital Markets Limit |
| AIM | 8/3/11 | 8/1/11 | 2011 | Not IPO | | NEWRIVER RETAIL LTD | Placing Re-admission | | United Kingdom | 8672 | Real Estate Investment Trusts | Retail REITs | 252 | | 84.01 | 42.50 | BOfA Merrill Lynch |
| AIM | 8/2/11 | 8/1/11 | 2011 | Not IPO | | WILDHORSE ENERGY | Introduction | | Australia | 587 | Alternative Energy | Alternative Fuels | | | 57.71 | 0.00 | Grant Thornton UK LLP |
| AIM | 8/2/11 | 8/1/11 | 2011 | Not IPO | | FRONTERA RESOURCES CORP | Placing & Offer for Subscription Re | | USA | 533 | Oil & Gas Producers | Exploration & Production | 4 | | 76.66 | 6.79 | Morgan Stanley & Co Internatio |
| UK Main Market | 8/1/11 | 8/1/11 | 2011 | Not IPO | | SPIRIT PUB CO PLC | Introduction | | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | | | 362.81 | 0.00 |
| AIM | 8/1/11 | 8/1/11 | 2011 | IPO | | CHINA AFRICA RESOURCES PLC | Placing & Offer for Subscription | | United Kingdom | 1775 | Mining | General Mining | 40 | | 9.23 | 4.70 | Ambrian Partners Limited |
| AIM | 7/29/11 | 7/1/11 | 2011 | Not IPO | | SYNCHRONICA PLC | Placing Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | 16 | | 21.11 | 4.76 | Durlacher Limited |
| AIM | 7/28/11 | 7/1/11 | 2011 | IPO | | SOVEREIGN MINES OF AFRICA PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 10 | | 16.57 | 1.25 | Shore Capital & Corporate Limi |
| International Main Market | 7/25/11 | 7/1/11 | 2011 | Not IPO | | TETHYS PETROLEUM LIMITED | Introduction | | Cayman Islands | 533 | Oil & Gas Producers | Exploration & Production | | | 169.41 | 0.00 |
| AIM | 7/25/11 | 7/1/11 | 2011 | IPO | | SPECTRA SYSTEMS CORP | Placing | | USA | 2791 | Support Services | Business Support Services | 75.3 | | 18.27 | 14.00 | W H Ireland Limited |
| UK Main Market | 7/22/11 | 7/1/11 | 2011 | Not IPO | | KENTZ CORPORATION LTD | Introduction from AIM | AIM to Main Market | United Kingdom | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | | | 548.11 | 0.00 |
| UK Main Market | 7/22/11 | 7/1/11 | 2011 | IPO | | PUMA VCT VII PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 13.51 | 13.51 |
| AIM | 7/21/11 | 7/1/11 | 2011 | Not IPO | | TOMCO ENERGY PLC | Introduction Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | | | 12.78 | 0.00 | Westhouse Securities Limited |
| UK Main Market | 7/20/11 | 7/1/11 | 2011 | Not IPO | | RENAISSANCE RUSSIA INFRASTRUCT EQTS | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 87.17 | 0.00 |
| International Main Market | 7/18/11 | 7/1/11 | 2011 | IPO | | PHOSAGRO OJSC | International Offering | | Russia | 1357 | Chemicals | Specialty Chemicals | 14 | | 3262.22 | 335.24 |
| AIM | 7/18/11 | 7/1/11 | 2011 | IPO | | BAYFIELD ENERGY HLDGS PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 60 | | 128.75 | 54.38 | Seymour Pierce Limited |
| AIM | 7/18/11 | 7/1/11 | 2011 | IPO | | FERREX PLC | Placing | | United Kingdom | 1757 | Industrial Metals | Steel | 3 | | 15.59 | 2.00 | Grant Thornton UK LLP |
| AIM | 7/14/11 | 7/1/11 | 2011 | Not IPO | | 600 GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | | | 18.51 | 0.00 | finnCap Ltd |
| SFM | 7/14/11 | 7/1/11 | 2011 | IPO | | DORIC NIMROD AIR TWO LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 200 | | 145.00 | 136.00 |
| UK Main Market | 7/13/11 | 7/1/11 | 2011 | IPO | | OPHIR ENERGY PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 250 | | 798.70 | 234.67 |
| AIM | 7/11/11 | 7/1/11 | 2011 | IPO | | WATERLOGIC PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 145 | | 112.53 | 48.47 | Liberum Capital Limited |
| AIM | 7/8/11 | 7/1/11 | 2011 | IPO | | SMART METERING SYSTEMS PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 60 | | 50.00 | 10.00 | Cenkos Securities Limited |
| AIM | 7/6/11 | 7/1/11 | 2011 | IPO | | BLUEBIRD ENERGY PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 1 | | 4.76 | 2.00 | W.H. Ireland Limited |
| AIM | 7/4/11 | 7/1/11 | 2011 | Not IPO | | QIHANG EQUIPMENT COMPANY LTD | Placing Re-admission | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | 19 | | 11.03 | 0.32 | Northland Capital Partners Limited |
| International Main Market | 7/1/11 | 7/1/11 | 2011 | IPO | | SBERBANK OF RUSSIA | International Offering | | Russia | 8355 | Banks | Banks | 187.8 | | 32785.18 | 3216.52 |
| UK Main Market | 7/1/11 | 7/1/11 | 2011 | Not IPO | | ABLON GROUP LTD | Introduction from AIM | AIM to Main Market | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | | | 64.53 | 0.00 |
| AIM | 7/1/11 | 7/1/11 | 2011 | IPO | | ENTEQ UPSTREAM PLC | Placing | | United Kingdom | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | 100 | | 15.05 | 15.00 | INVESTEC BANK PLC |
| UK Main Market | 6/30/11 | 6/1/11 | 2011 | Not IPO | | ALLIED GOLD MINING PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 1777 | Mining | Gold Mining | | | 407.50 | 0.00 |
| UK Main Market | 6/30/11 | 6/1/11 | 2011 | Not IPO | | PARK PLAZA HOTELS LTD | Introduction from AIM | AIM to Main Market | United Kingdom | 5753 | Travel & Leisure | Hotels | | | 93.46 | 0.00 |
| International Main Market | 6/29/11 | 6/1/11 | 2011 | IPO | | GLOBAL PORTS INVESTMENTS PLC | International Offering | | Cyprus | 2777 | Industrial Transportation | Transportation Services | 15 | | 1503.82 | 332.23 |
| AIM | 6/29/11 | 6/1/11 | 2011 | Not IPO | | POWERHOUSE ENERGY GROUP PLC | Introduction Re-admission | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 49.64 | 0.00 | Merchant Securities Limited |
| UK Main Market | 6/28/11 | 6/1/11 | 2011 | Not IPO | | BUMI PLC | Introduction | | United Kingdom | 1771 | Mining | Coal | | | 1573.48 | 0.00 |
| AIM | 6/28/11 | 6/1/11 | 2011 | IPO | | CONTINENTAL FARMERS GROUP PLC | Placing | | United Kingdom | 3573 | Food Producers | Farming & Fishing | 23.14 | | 37.83 | 14.79 | Davy Corporate Finance Limited |
| AIM | 6/28/11 | 6/1/11 | 2011 | IPO | | MUSIC FESTIVALS PLC | Placing | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 65 | | 2.79 | 2.46 | Merchant Securities Limited |
| AIM | 6/23/11 | 6/1/11 | 2011 | Not IPO | | RED EMPEROR RESOURCES NL | Introduction | | Australia | 533 | Oil & Gas Producers | Exploration & Production | | | 41.63 | 0.00 | Old Park Lane Capital Plc |
| AIM | 6/23/11 | 6/1/11 | 2011 | IPO | | ZAMBEEF PRODUCTS | Placing | | Zambia | 3577 | Food Producers | Food Products | 38.06 | | 94.38 | 20.44 | Renaissance Capital Limited |
| AIM | 6/22/11 | 6/1/11 | 2011 | IPO | | JELLYBOOK LTD | Placing | | Bermuda | 8775 | General Financial | Specialty Finance | 10 | | 17.08 | 11.00 | Allenby Capital Limited |
| AIM | 6/22/11 | 6/1/11 | 2011 | IPO | | UBISENSE GROUP PLC | Placing | | United Kingdom | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | 180 | | 38.56 | 8.67 | Canaccord Genuity Limited |
| UK Main Market | 6/22/11 | 6/1/11 | 2011 | IPO | | VALLARES PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 10 | | 1330.90 | 1330.90 |
| International Main Market | 6/21/11 | 6/1/11 | 2011 | Not IPO | | URALKALI JSC | Introduction Re-admission | | Russia | 1357 | Chemicals | Specialty Chemicals | | | 16146.60 | 0.00 |
| UK Main Market | 6/17/11 | 6/1/11 | 2011 | Not IPO | | CAPE PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | | | 648.94 | 0.00 |
| AIM | 6/17/11 | 6/1/11 | 2011 | IPO | | CIRCLE HLDGS PLC | Placing | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 152 | | 95.41 | 25.28 | Numerica Capital Markets Limit |
| AIM | 6/17/11 | 6/1/11 | 2011 | IPO | | KOLAR GOLD LTD | Placing | | United Kingdom | 1777 | Mining | Gold Mining | 40 | | 40.04 | 12.00 | Cenkos Securities Limited |
| AIM | 6/15/11 | 6/1/11 | 2011 | IPO | | IN-DEED ONLINE PLC | Placing | | United Kingdom | 5377 | General Retailers | Specialized Consumer Services | 42 | | 8.57 | 1.58 | Numis Securities Limited |
| AIM | 6/14/11 | 6/1/11 | 2011 | IPO | | 3LEGS RESOURCES PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 190 | | 161.09 | 62.50 | Jefferies International Limite |
| AIM | 6/10/11 | 6/1/11 | 2011 | IPO | | TOUCHSTONE GOLD LTD | Placing | | British Virgin Islands | 1777 | Mining | Gold Mining | 27 | | 28.00 | 10.00 | Collins Stewart Europe Limited |
| International Main Market | 6/9/11 | 6/1/11 | 2011 | Not IPO | | CATCHER TECHNOLOGY CO LTD | International Offering-Trading Only | | Taiwan | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 32.84 | | 137.14 | 137.14 |
| AIM | 6/8/11 | 6/1/11 | 2011 | IPO | | STRATEGIC MINERALS PLC | Placing | | United Kingdom | 1757 | Industrial Metals | Steel | 5 | | 14.82 | 0.75 | Allenby Capital Limited |
| AIM | 6/6/11 | 6/1/11 | 2011 | Not IPO | | SINCLAIR IS PHARMA | Introduction from Main Market | Main Market to AIM | United Kingdom | 4577 | Pharmaceuticals % Biotechnology | Pharmaceuticals | | | 109.96 | 0.00 | Jefferies International Limited |
| UK Main Market | 6/6/11 | 6/1/11 | 2011 | Not IPO | | EL ORO LTD | Introduction - Trading Only | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 67.35 | 0.00 |
| International Main Market | 6/1/11 | 6/1/11 | 2011 | Not IPO | | DP WORLD LTD | Introduction | | United Emirates | 2777 | Industrial Transportation | Transportation Services | | | 6486.45 | 0.00 | Deutsche Bank |
| UK Main Market | 5/24/11 | 5/1/11 | 2011 | Not IPO | | BEALE | Introduction Re-admission | | United Kingdom | 5373 | General Retailers | Broadline Retailers | | | 7.59 | 0.00 |
| UK Main Market | 5/24/11 | 5/1/11 | 2011 | IPO | | GLENCORE INTL PLC | Placing & Open Offer | | United Kingdom | 1775 | Mining | General Mining | 530 | | 36344.25 | 6193.48 |
| AIM | 5/23/11 | 5/1/11 | 2011 | IPO | | CHINA NEW ENERGY LTD | Placing | | United Kingdom | 587 | Alternative Energy | Alternative Fuels | 7 | | 20.77 | 0.66 | Cairn Financial Advisers LLP |
| AIM | 5/17/11 | 5/1/11 | 2011 | Not IPO | | MISSION CAPITAL PLC | Introduction Re-admission | | United Kingdom | 9533 | Software & Computer Services | Computer Services | | | 37.17 | 0.00 | Arbuthnot Securities Limited |
| UK Main Market | 5/13/11 | 5/1/11 | 2011 | Not IPO | | QATAR INVESTMENT PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 8775 | General Financial | Specialty Finance | | | 129.09 | 0.00 |
| AIM | 5/11/11 | 5/1/11 | 2011 | IPO | | NEW WORLD OIL & GAS PLC | Placing & Public Offer | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 5 | | 3.76 | 3.00 | Beaumont Cornish Limited |
| UK Main Market | 5/6/11 | 5/1/11 | 2011 | Not IPO | | NEW WORLD RESOURCES PLC | Introduction | | United Kingdom | 1771 | Mining | Coal | | | 2702.61 | 0.00 |
| AIM | 4/28/11 | 4/1/11 | 2011 | Not IPO | | JJB SPORTS PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 5371 | General Retailers | Apparel Retailers | | | 76.26 | 0.00 | Lazard Asset Management |
| UK Main Market | 4/28/11 | 4/1/11 | 2011 | IPO | | DIVERSE INCOME TRUST PLC(THE) | Placing & Open Offer | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 50 | | 51.00 | 50.00 |
| UK Main Market | 4/28/11 | 4/1/11 | 2011 | IPO | | HENDERSON INTL INCOME TRUST PLC | Placing & Open Offer | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 41.50 | 41.50 |
| International Main Market | 4/27/11 | 4/1/11 | 2011 | IPO | | NOMOS BANK OJSC | International Offering | | Russia | 8355 | Banks | Banks | 17.5 | | 1945.60 | 490.23 |
| UK Main Market | 4/26/11 | 4/1/11 | 2011 | Not IPO | | LONRHO PLC | Introduction | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 218.41 | 0.00 |
| UK Main Market | 4/26/11 | 4/1/11 | 2011 | IPO | | DOWNING PLANNED EXIT VCT 2011 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 93.5 | | 7.31 | 7.31 |
| UK Main Market | 4/20/11 | 4/1/11 | 2011 | IPO | | ETALON GROUP LTD | International Offering | | United Kingdom | 1775 | Mining | General Mining | 428.855 | | 1241.14 | 352.27 |
| AIM | 4/20/11 | 4/1/11 | 2011 | IPO | | ORACLE COALFIELDS PLC | Placing | | United Kingdom | 1771 | Mining | Coal | 10 | | 21.42 | 3.00 | Libertas Capital Corporate Fin |
| UK Main Market | 4/20/11 | 4/1/11 | 2011 | IPO | | NB GLOBAL FLOATING RATE INC FD LTD | Placing & Open Offer | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 316.81 | 309.39 |
| AIM | 4/13/11 | 4/1/11 | 2011 | Not IPO | | AUREUS MINING INC | Introduction | | Canada | 1777 | Mining | Gold Mining | | | 99.19 | 0.00 | Evolution Securities Limited |
| UK Main Market | 4/13/11 | 4/1/11 | 2011 | IPO | | PERFORM GROUP LTD | Placing | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | 260 | | 586.15 | 72.54 |
| International Main Market | 4/13/11 | 4/1/11 | 2011 | IPO | | ROS AGRO PLC | Placing & Open Offer | | Cyprus | 3577 | Food Producers | Food Products | 15 | | 1091.16 | 184.43 |
| AIM | 4/13/11 | 4/1/11 | 2011 | Not IPO | | AFFERRO MINING INC | Scheme of Arrangement | | United Kingdom | 1757 | Industrial Metals | Steel | 0 | | 156.55 | 0.00 | Pelham Bell Pottinger |
| UK Main Market | 4/12/11 | 4/1/11 | 2011 | IPO | | FORESIGHT CLEARWATER VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 1.14 | 1.14 |
| UK Main Market | 4/11/11 | 4/1/11 | 2011 | IPO | | PROVEN PLANNED EXIT VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 0.1 | | 25.04 | 25.01 |
| AIM | 4/11/11 | 4/1/11 | 2011 | IPO | | MICROSAIC SYSTEMS PLC | Placing | | United Kingdom | 2737 | Electronic & Electrical Equipment | Electronic Equipment | 32 | | 12.00 | 4.00 | Numis Securities Limited |
| AIM | 4/8/11 | 4/1/11 | 2011 | Not IPO | | SACOIL HLDGS LTD | Introduction | | South Africa | 537 | Oil & Gas Producers | Integrated Oil & Gas | | | 134.82 | 0.00 | finnCap Ltd |
| UK Main Market | 4/8/11 | 4/1/11 | 2011 | IPO | | LONGBOW GROWTH & INCOME VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 1.11 | 1.11 |
| AIM | 4/6/11 | 4/1/11 | 2011 | Not IPO | | CLONTARF ENERGY PLC | Placing Re-admission | | United Kingdom | 1777 | Mining | Gold Mining | 6 | | 12.42 | 10.91 | Rowan Dartington & Co |
| AIM | 4/1/11 | 4/1/11 | 2011 | Not IPO | | UNIQ | Introduction from Main Market | Main Market to AIM | United Kingdom | 3577 | Food Producers | Food Products | | | 78.52 | 0.00 | Investec Investment Banking |
| International Main Market | 3/31/11 | 3/1/11 | 2011 | Not IPO | | PARTYGAMING PLC | Introduction | | Gibraltar | 5752 | Travel & Leisure | Gambling | | | 1704.54 | 0.00 |
| AIM | 3/31/11 | 3/1/11 | 2011 | IPO | | TOP CREATION INVESTMENTS LTD | Placing | | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 1 | | 5.00 | 3.00 | Daniel Stewart & Company plc |
| AIM | 3/29/11 | 3/1/11 | 2011 | Not IPO | | DOTDIGITAL GROUP PLC | Introduction | | United Kingdom | 5555 | Media | Media Agencies | | | 22.66 | 0.00 | Zeus Capital Limited |
| International Main Market | 3/28/11 | 3/1/11 | 2011 | Not IPO | | FEDERAL GRID CO UNI ENERGY SYS OJSC | International Offering | | Russia | 7535 | Electricity | Electricity | | | 14.66 | 0.00 |
| AIM | 3/25/11 | 3/1/11 | 2011 | Not IPO | | SYLVANIA PLATINUM LTD | Introduction | | Bermuda | 1775 | Mining | General Mining | | | 147.21 | 0.00 | Ambrian Partners Limited |
| AIM | 3/24/11 | 3/1/11 | 2011 | Not IPO | | SIRIUS PETROLEUM PLC | Introduction | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | | | 40.60 | 0.00 | Canaccord Capital (Europe) Ltd |
| International Main Market | 3/23/11 | 3/1/11 | 2011 | IPO | | HAGL JSC | International Offering | | Vietnam | 3728 | Company Bonds | Company Bonds | 1 | | 123.14 | 123.14 |
| AIM | 3/23/11 | 3/1/11 | 2011 | IPO | | WESSEX EXPLORATION PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 3 | | 14.38 | 3.00 | W H Ireland Limited |
| UK Main Market | 3/17/11 | 3/1/11 | 2011 | IPO | | OCTOPUS VCT 2 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 4.46 | 4.46 |
| AIM | 3/17/11 | 3/1/11 | 2011 | IPO | | TRAP OIL GROUP PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 43 | | 78.33 | 60.00 | Strand Hanson Limited |
| UK Main Market | 3/14/11 | 3/1/11 | 2011 | IPO | | DUET REAL ESTATE FINANCE LTD | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 50.00 | 50.00 |
| AIM | 3/8/11 | 3/1/11 | 2011 | Not IPO | | GREKA DRILLING LTD | Introduction | | Cayman Islands | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | | | 142.83 | 0.00 | Smith & Williamson Corporate Finance Limited |
| AIM | 3/7/11 | 3/1/11 | 2011 | Not IPO | | OROGEN GOLD PLC | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 14.52 | 0.00 | Collins Stewart Limited |
| AIM | 3/3/11 | 3/1/11 | 2011 | Not IPO | | INFRASTRUCTURE INDIA PLC | Placing Re-admission | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 60.5 | | 363.69 | 7.50 | Smith & Williamson Corporate F |
| UK Main Market | 3/2/11 | 3/1/11 | 2011 | IPO | | OCTOPUS TITAN VCT 5 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 1.72 | 1.72 |
| AIM | 3/2/11 | 3/1/11 | 2011 | Not IPO | | CORERO PLC | Placing Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | 35 | | 35.20 | 2.30 | John East & Partners |
| AIM | 3/1/11 | 3/1/11 | 2011 | Not IPO | | INSETCO PLC | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 0 | | 23.23 | 0.00 | Seymour Pierce Ltd |
| AIM | 2/28/11 | 2/1/11 | 2011 | Not IPO | | RENEW HLDGS | Introduction Re-admission | | United Kingdom | 2357 | Construction & Materials | Heavy Construction | | | 36.84 | 0.00 | Rowan Dartington & Co Ltd |
| International Main Market | 2/17/11 | 2/1/11 | 2011 | IPO | | JUSTICE HLDGS LTD | Placing & Open Offer | | British Virgin Islands | 8775 | General Financial | Specialty Finance | 10 | | 900.00 | 900.00 |
| International Main Market | 2/14/11 | 2/1/11 | 2011 | IPO | | HMS HYDRAULIC MACH & SYS GRP PLC | Placing & Open Offer | | Cyprus | 2757 | Industrial Engineering | Industrial Machinery | 8.25 | | 1020.82 | 224.54 |
| AIM | 2/10/11 | 2/1/11 | 2011 | Not IPO | | PATHFINDER MINERALS PLC | Placing Re-admission | | United Kingdom | 1775 | Mining | General Mining | 4.75 | | 64.75 | 0.53 | Johnson Fry Securities |
| UK Main Market | 2/3/11 | 2/1/11 | 2011 | Not IPO | | INTERNATIONAL POWER | Introduction | | United Kingdom | 7575 | Gas, Water & Multiutilities | Multiutilities | | | 21036.13 | 0.00 |
| AIM | 2/2/11 | 2/1/11 | 2011 | Not IPO | | BOTSWANA DIAMONDS PLC | Introduction | | United Kingdom | 1773 | Mining | Diamonds & Gemstones | | | 6.28 | 0.00 | FinnCap Ltd |
| AIM | 1/31/11 | 1/1/11 | 2011 | IPO | | FRONTIER IP GROUP PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 50 | | 3.49 | 1.00 | Arbuthnot Securities Limited |
| International Main Market | 1/24/11 | 1/1/11 | 2011 | Not IPO | | INTERNATIONAL CONSOLIDATED AIRL GRP | Introduction | | Spain | 5751 | Travel & Leisure | Airlines | | | 5287.80 | 0.00 |
| International Main Market | 1/20/11 | 1/1/11 | 2011 | IPO | | FARGLORY LAND DEVELOPMENT CO LTD | Placing & Open Offer | | Taiwan | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 4.8906 | | 131.61 | 131.61 |
| UK Main Market | 1/12/11 | 1/1/11 | 2011 | IPO | | MARWYN MANAGEMENT PARTNERS PLC | Placing & Open Offer | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 6.05 | 6.05 |
| UK Main Market | 1/10/11 | 1/1/11 | 2011 | IPO | | HAZEL RENEWABLE ENERGY VCT 1 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 5.49 | 5.49 |
| UK Main Market | 1/10/11 | 1/1/11 | 2011 | IPO | | HAZEL RENEWABLE ENERGY VCT 2 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 99.9 | | 5.49 | 5.49 |
| AIM | 12/31/10 | 12/1/10 | 2010 | Not IPO | | LEYSHON RESOURCES | Placing Re-admission | | Australia | 1777 | Mining | Gold Mining | 15.158160722 | | 17.50 | 4.61 | Seymour Pierce Limited |
| AIM | 12/30/10 | 12/1/10 | 2010 | IPO | | PEERTV PLC | Placing & Public Offer | | United Kingdom | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | 45 | | 6.53 | 0.16 | Libertas Capital Corporate Fin |
| UK Main Market | 12/29/10 | 12/1/10 | 2010 | Not IPO | | IRET SECURITIES LD | Introduction | | United Kingdom | 8777 | General Financial | Investment Services | | | 0.00 | 0.00 |
| UK Main Market | 12/24/10 | 12/1/10 | 2010 | IPO | | TRIPLE POINT VCT 2011 PLC | Placing & Open Offer | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 1.06 | 1.06 |
| AIM | 12/24/10 | 12/1/10 | 2010 | Not IPO | | PHOTONSTAR LED GROUP PLC | Placing Re-admission | | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 10 | | 12.09 | 1.98 | Noble & Company Limited |
| UK Main Market | 12/23/10 | 12/1/10 | 2010 | IPO | | SHAFT SINKERS HLDGS PLC | Placing & Open Offer | | United Kingdom | 2791 | Support Services | Business Support Services | 124 | | 58.90 | 30.60 |
| AIM | 12/23/10 | 12/1/10 | 2010 | IPO | | PROPHOTONIX LTD | Placing & Public Offer | | USA | 2737 | Electronic & Electrical Equipment | Electronic Equipment | 20 | | 24.33 | 1.63 | Libertas Capital Corporate Fin |
| AIM | 12/22/10 | 12/1/10 | 2010 | Not IPO | | FRONTIER MINING LTD((KY) | Introduction | | Cayman Islands | 1775 | Mining | General Mining | | | 57.33 | 0.00 | Libertas Capital Corporate Fin |
| AIM | 12/22/10 | 12/1/10 | 2010 | IPO | | MANROY PLC | Placing & Public Offer | | United Kingdom | 2717 | Aerospace & Defence | Defence | 75 | | 4.04 | 1.86 | Arbuthnot Securities Limited |
| AIM | 12/21/10 | 12/1/10 | 2010 | Not IPO | | OMEGA DIAGNOSTICS GROUP PLC | Placing Re-admission | | United Kingdom | 4537 | Health Care Equipment & Services | Medical Supplies | 12 | | 13.21 | 7.15 | Landsbanki Securities (UK) Ltd |
| SFM | 12/20/10 | 12/1/10 | 2010 | IPO | | CATCO REINSURANCE OPPORTUNITIES FD | Placing & Open Offer | | Bermuda | 8534 | Nonlife Insurance | Insurance Brokers | 1 | | 51.83 | 51.76 |
| AIM | 12/17/10 | 12/1/10 | 2010 | IPO | | NORICUM GOLD LTD | Placing | | British Virgin Islands | 1777 | Mining | Gold Mining | 4 | | 19.89 | 2.12 | Beaumont Cornish Limited |
| UK Main Market | 12/17/10 | 12/1/10 | 2010 | IPO | | BLACKROCK FRONTIERS INVESTMENT TST | Placing & Open Offer | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 94.77 | 94.77 |
| AIM | 12/15/10 | 12/1/10 | 2010 | IPO | | FERRUM CRESCENT LTD | Placing | | Australia | 1757 | Industrial Metals | Steel | 10 | | 10.00 | 10.00 | Ambrian Partners Limited |
| UK Main Market | 12/15/10 | 12/1/10 | 2010 | IPO | | CQS DIVERSIFIED FUND LTD | Placing & Open Offer | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 74.51 | 74.51 |
| UK Main Market | 12/15/10 | 12/1/10 | 2010 | IPO | | FLYBE GROUP PLC | Placing & Open Offer | | United Kingdom | 5751 | Travel & Leisure | Airlines | 295 | | 220.87 | 220.87 |
| UK Main Market | 12/15/10 | 12/1/10 | 2010 | IPO | | HSBC INFRASTRUCTURE CO | Placing & Open Offer | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 110.00 | 110.00 |
| UK Main Market | 12/14/10 | 12/1/10 | 2010 | IPO | | BH CREDIT CATALYSTS LTD | Placing & Open Offer | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 10 | | 42.80 | 42.80 |
| AIM | 12/13/10 | 12/1/10 | 2010 | IPO | | COPPER DEVELOPMENT CORP | Placing | | British Virgin Islands | 1755 | Industrial Metals | Nonferrous Metals | 35 | | 78.74 | 40.66 | Beaumont Cornish Limited |
| SFM | 12/13/10 | 12/1/10 | 2010 | IPO | | DORIC NIMROD AIR ONE LTD | Placing & Open Offer | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 42.45 | 39.63 |
| AIM | 12/10/10 | 12/1/10 | 2010 | IPO | | HUMMINGBIRD RESOURCES PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 167 | | 25.48 | 25.48 | Liberum Capital Limited |
| AIM | 12/10/10 | 12/1/10 | 2010 | IPO | | INTERNETQ PLC | Placing | | United Kingdom | 5555 | Media | Media Agencies | 120 | | 6.77 | 6.77 | Grant Thornton UK LLP |
| AIM | 12/10/10 | 12/1/10 | 2010 | IPO | | TMT INVESTMENTS PLC | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 63.274999998 | | 12.65 | 12.66 | ZAI Corporate Finance Limited |
| AIM | 12/3/10 | 12/1/10 | 2010 | IPO | | WASABI ENERGY | Placing & Public Offer | | Australia | 587 | Alternative Energy | Alternative Fuels | 1.1 | | 21.05 | 21.05 | Cenkos Securities Limited |
| International Main Market | 11/30/10 | 11/1/10 | 2010 | IPO | | ALUMINIUM BAHRAIN BSC | Placing & Open Offer | | Bahrain | 1753 | Industrial Metals | Aluminum | 11.97 | | 461.53 | 461.53 |
| AIM | 11/30/10 | 11/1/10 | 2010 | Not IPO | | DEO PETROLEUM PLC | Placing Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 45 | | 19.40 | 16.00 | Grant Thornton |
| AIM | 11/29/10 | 11/1/10 | 2010 | IPO | | MADAGASCAR OIL LTD | Placing | | Bermuda | 533 | Oil & Gas Producers | Exploration & Production | 95 | | 182.75 | 50.50 | Strand Hanson Limited |
| UK Main Market | 11/29/10 | 11/1/10 | 2010 | IPO | | JOHN LAING INFRASTRUCTURE FUND LTD | Placing & Open Offer | | United Kingdom | 2357 | Construction & Materials | Heavy Construction | 100 | | 270.00 | 270.00 |
| AIM | 11/26/10 | 11/1/10 | 2010 | Not IPO | | ACCUMULI PLC | Placing Re-admission | | United Kingdom | 9535 | Software & Computer Services | Internet | 6.5 | | 5.00 | 5.00 | Arbuthnot Securities Ltd |
| AIM | 11/24/10 | 11/1/10 | 2010 | IPO | | JUBILANT ENERGY N.V. | Placing | | Netherlands | 533 | Oil & Gas Producers | Exploration & Production | 77 | | 320.56 | 53.42 | Evolution Securities Limited |
| UK Main Market | 11/23/10 | 11/1/10 | 2010 | Not IPO | | WOLSELEY PLC | Scheme of Arrangement | | United Kingdom | 2797 | Support Services | Industrial Suppliers | | | 5065.44 | 0.00 |
| AIM | 11/22/10 | 11/1/10 | 2010 | IPO | | 3D DIAGNOSTIC IMAGING PLC | Placing | | United Kingdom | 4535 | Health Care Equipment & Services | Medical Equipment | | | 10.23 | 2.71 | finnCap Ltd |
| AIM | 11/18/10 | 11/1/10 | 2010 | IPO | | PRODUCE INVESTMENTS PLC | Placing | | United Kingdom | 3573 | Food Producers | Farming & Fishing | 182 | | 35.94 | 15.34 | Investec Bank plc |
| AIM | 11/18/10 | 11/1/10 | 2010 | IPO | | ZANAGA IRON ORE CO LTD | Placing | | British Virgin Islands | 1757 | Industrial Metals | Steel | 156 | | 437.45 | 62.11 | Liberum Capital Limited |
| AIM | 11/16/10 | 11/1/10 | 2010 | Not IPO | | INFRASTRUCTURE INDIA PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 24.27 | 0.00 | Smith & Williamson Corporate F |
| International Main Market | 11/12/10 | 11/1/10 | 2010 | IPO | | TRANSCONTAINER OJSC | Offer for Subscription | | Russia | 2777 | Industrial Transportation | Transportation Services | 8 | | 142.55 | 142.55 |
| International Main Market | 11/11/10 | 11/1/10 | 2010 | IPO | | MAIL.RU GROUP LTD | International Offering | | Russia | 9535 | Software & Computer Services | Internet | 27.7 | | 643.50 | 643.50 |
| International Main Market | 11/10/10 | 11/1/10 | 2010 | Not IPO | | WALSIN LIHWA CORP | International Offering | | Taiwan | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | | | 182.70 | 0.00 |
| AIM | 11/10/10 | 11/1/10 | 2010 | IPO | | HANGAR 8 PLC | Placing | | United Kingdom | 2777 | Industrial Transportation | Transportation Services | 150 | | 9.50 | 2.00 | Daniel Stewart & Company plc |
| UK Main Market | 11/9/10 | 11/1/10 | 2010 | Not IPO | | AEA TECHNOLOGY GROUP PLC | Scheme of Arrangement | | United Kingdom | 2791 | Support Services | Business Support Services | | | 81.84 | 0.00 |
| International Main Market | 11/5/10 | 11/1/10 | 2010 | IPO | | O'KEY GROUP SA | International Offering | | Russia | 5337 | Food & Drug Retailers | Food Retailers & Wholesalers | 11 | | 295.90 | 295.90 |
| AIM | 11/4/10 | 11/1/10 | 2010 | IPO | | PHOTON KATHAAS PRODUCTIONS LTD | Placing | | Singapore | 5553 | Media | Broadcasting & Entertainment | 30.12 | | 6.41 | 1.52 | Seymour Pierce Limited |
| International Main Market | 11/3/10 | 11/1/10 | 2010 | Not IPO | | AZ ELECTRONIC MATERIALS SA | Introduction | | Luxembourg | 1357 | Chemicals | Specialty Chemicals | | | 971.33 | 382.82 |
| UK Main Market | 11/2/10 | 11/1/10 | 2010 | IPO | | FORESIGHT SOLAR VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 40.00 | 8.12 |
| AIM | 11/1/10 | 11/1/10 | 2010 | Not IPO | | CIC MINING RESOURCES | Introduction | | Canada | 1775 | Mining | General Mining | | | 5.92 | 0.00 | Canaccord Genuity Limited |
| AIM | 11/1/10 | 11/1/10 | 2010 | IPO | | AFRICAN MINING & EXPLORATION PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 10 | | 7.08 | 5.00 | Singer Capital Makets Limited |
| AIM | 11/1/10 | 11/1/10 | 2010 | IPO | | PARAGON DIAMONDS LTD | Placing | | United Kingdom | 1773 | Mining | Diamonds & Gemstones | 20 | | 21.36 | 3.80 | ZAI Corporate Finance Limited |
| UK Main Market | 10/29/10 | 10/1/10 | 2010 | Not IPO | | CITY OF LONDON INVESTMENT GROUP | Introduction | | United Kingdom | 8771 | General Financial | Asset Managers | | | 108.34 | 0.00 |
| AIM | 10/29/10 | 10/1/10 | 2010 | Not IPO | | ULTIMATE FINANCE GROUP | Placing Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 12 | | 7.30 | 2.75 | Dawnay, Day Corporate Finance |
| International Main Market | 10/28/10 | 10/1/10 | 2010 | Not IPO | | MEDUSA MINING LD | Introduction from AIM | AIM to Main Market | Australia | 1777 | Mining | Gold Mining | | | 653.73 | 0.00 |
| UK Main Market | 10/27/10 | 10/1/10 | 2010 | IPO | | BETFAIR GROUP PLC | Placing & Open Offer | | United Kingdom | 5752 | Travel & Leisure | Gambling | 1300 | | 1390.16 | 210.96 |
| AIM | 10/19/10 | 10/1/10 | 2010 | Not IPO | | 1SPATIAL HLDGS PLC | Introduction Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | | | 2.13 | 0.00 | Libertas Capital |
| AIM | 10/18/10 | 10/1/10 | 2010 | IPO | | HALOSOURCE INC | Placing | | USA | 1357 | Chemicals | Specialty Chemicals | 135 | | 101.81 | 31.68 | Liberum Capital |
| AIM | 10/15/10 | 10/1/10 | 2010 | Not IPO | | MOTIVE TELEVISION | Introduction Re-admission | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | | | 3.10 | 0.00 | City Financial Associates Limi |
| AIM | 10/13/10 | 10/1/10 | 2010 | IPO | | INSTEM LIFE SCIENCE SYSTEMS PLC | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 175 | | 20.50 | 9.15 | Brewin Dolphin Ltd |
| AIM | 10/12/10 | 10/1/10 | 2010 | Not IPO | | GLOBAL LOCK SAFETY(INTL)GRP CO LTD | Introduction | | British Virgin Islands | 2791 | Support Services | Business Support Services | | | 41.25 | 0.00 | Allenby Capital Limited |
| AIM | 10/12/10 | 10/1/10 | 2010 | IPO | | CAPARO ENERGY LTD | Placing | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | 115 | | 188.18 | 50.18 | Strand Hanson Limited |
| AIM | 10/7/10 | 10/1/10 | 2010 | IPO | | SKIL PORTS & LOGISTICS LTD | Placing | | United Kingdom | 2777 | Industrial Transportation | Transportation Services | 250 | | 115.28 | 76.00 | Cenkos Securities plc |
| UK Main Market | 10/6/10 | 10/1/10 | 2010 | Not IPO | | AVATION PLC | Introduction | | United Kingdom | 2777 | Industrial Transportation | Transportation Services | | | 20.06 | 0.00 |
| UK Main Market | 10/1/10 | 10/1/10 | 2010 | Not IPO | | LONDON & STAMFORD PROPERTY PLC | Introduction | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 665.11 | 0.00 |
| AIM | 9/30/10 | 9/1/10 | 2010 | Not IPO | | FIRESTONE DIAMONDS | Introduction Re-admission | | United Kingdom | 1773 | Mining | Diamonds & Gemstones | | | 73.11 | 0.00 | Brewin Dolphin |
| AIM | 9/30/10 | 9/1/10 | 2010 | IPO | | CENTRAL ASIA METALS PLC | Placing | | United Kingdom | 1777 | Mining | Gold Mining | 96 | | 85.30 | 38.15 | KPMG Corporate Finance |
| AIM | 9/22/10 | 9/1/10 | 2010 | Not IPO | | RAM INVESTMENT GROUP | Introduction Re-admission | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | | | 6.71 | 0.00 | Libertas Capital Corporate |
| AIM | 9/17/10 | 9/1/10 | 2010 | Not IPO | | OBTALA RESOURCES LTD | Introduction Re-admission | | United Kingdom | 1775 | Mining | General Mining | | | 80.34 | 0.00 | ZAI Corporate Finance |
| AIM | 9/17/10 | 9/1/10 | 2010 | IPO | | XCAP SECURITIES PLC | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 4.5 | | 17.45 | 5.00 | Grant Thornton UK LLP |
| AIM | 9/15/10 | 9/1/10 | 2010 | Not IPO | | ORTAC RESOURCES LTD | Introduction Re-admission | | British Virgin Islands | 8775 | General Financial | Specialty Finance | | | 13.34 | 0.00 | Beaumont Cornish Limited |
| UK Main Market | 9/15/10 | 9/1/10 | 2010 | Not IPO | | RESOLUTION LTD | Introduction Re-admission | | United Kingdom | 8575 | Life Insurance | Life Insurance | | | 3686.79 | 0.00 |
| AIM | 9/14/10 | 9/1/10 | 2010 | IPO | | IENERGIZER LTD | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 116 | | 174.01 | 37.04 | Arden Partners |
| AIM | 9/13/10 | 9/1/10 | 2010 | Not IPO | | MOOD MEDIA CORP | Introduction | | Canada | 5555 | Media | Media Agencies | | | 116.22 | 0.00 | Panmure Gordon (UK) Limited |
| International Main Market | 9/10/10 | 9/1/10 | 2010 | Not IPO | | SINO-AMERICAN SILICON PRODUCTS INC | Introduction | | Taiwan | 9576 | Technology Hardware & Equipment | Semiconductors | | | 119.78 | 0.00 |
| AIM | 9/6/10 | 9/1/10 | 2010 | Not IPO | | ASIA CERAMICS HLDGS PLC | Introduction | | United Kingdom | 5375 | General Retailers | Home Improvement Retailers | | | 8.30 | 0.00 | W H Ireland Limited |
| AIM | 9/6/10 | 9/1/10 | 2010 | Not IPO | | BREEDON AGGREGATES LTD | Placing Re-admission | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | 12 | | 77.51 | 48.50 | Cenkos Securities PLC |
| AIM | 8/31/10 | 8/1/10 | 2010 | Not IPO | | EPE SPECIAL OPPORTUNITIES PLC | Placing Re-admission | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 55.86 | | 17.26 | 2.00 | Numis Securities Ltd |
| AIM | 8/27/10 | 8/1/10 | 2010 | Not IPO | | GB GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 9533 | Software & Computer Services | Computer Services | | | 22.24 | 0.00 | KBC Peel Hunt Limited |
| AIM | 8/27/10 | 8/1/10 | 2010 | Not IPO | | TRI-STAR RESOURCES PLC | Introduction Re-admission | | United Kingdom | 6535 | Fixed Line Telecommunications | Fixed Line Telecommunications | | | 15.98 | 0.00 | Strand Hanson Limited |
| AIM | 8/20/10 | 8/1/10 | 2010 | IPO | | NBNK INVESTMENTS PLC | Placing | | United Kingdom | 8355 | Banks | Banks | 100 | | 50.05 | 50.00 | Cenkos Securities Limited |
| AIM | 8/19/10 | 8/1/10 | 2010 | IPO | | MASAWARA PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 50 | | 49.68 | 15.48 | Cenkos Securities Limited |
| AIM | 8/17/10 | 8/1/10 | 2010 | Not IPO | | HORIZONTE MINERALS | Placing Re-admission | | United Kingdom | 1775 | Mining | General Mining | 10 | | 24.66 | 5.13 | Davy |
| UK Main Market | 8/16/10 | 8/1/10 | 2010 | IPO | | ABERDEEN LATIN AMERICAN INCOME FD | Placing & Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 52.11 | 53.21 |
| AIM | 8/16/10 | 8/1/10 | 2010 | Not IPO | | VIPERA PLC | Placing Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | 8.5 | | 10.00 | 0.06 | RUEGG & CO PLC |
| AIM | 8/12/10 | 8/1/10 | 2010 | Not IPO | | MOBILEWAVE GROUP PLC | Placing Re-admission | | United Kingdom | 3743 | Leisure Goods | Consumer Electronics | 5 | | 3.96 | 1.07 | Charles Stanley & Co Ltd |
| UK Main Market | 8/10/10 | 8/1/10 | 2010 | IPO | | OCTOPUS SECOND AIM VCT PLC(NEW) | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 63.20209575 | | 0.00 | 12.95 |
| AIM | 8/3/10 | 8/1/10 | 2010 | IPO | | SURETRACK MONITORING PLC | Placing | | United Kingdom | 2737 | Electronic & Electrical Equipment | Electronic Equipment | 0.6 | | 3.97 | 1.42 | Merchant Securities Limited |
| UK Main Market | 8/2/10 | 8/1/10 | 2010 | Not IPO | | RAVEN RUSSIA LTD | Introduction from AIM | AIM to Main Market | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | | | 237.81 | 0.00 |
| AIM | 7/30/10 | 7/1/10 | 2010 | Not IPO | | HAVELOCK EUROPA PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 3726 | Household Goods | Furnishings | | | 4.05 | 0.00 | Investec Bank (UK) Limited |
| AIM | 7/30/10 | 7/1/10 | 2010 | Not IPO | | SCANCELL HLDGS PLC | Introduction | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 13.62 | 0.00 | Zeus Capital Limited |
| AIM | 7/30/10 | 7/1/10 | 2010 | Not IPO | | NETCALL | Introduction Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | | | 13.94 | 0.00 | Evolution Securities Limited |
| AIM | 7/30/10 | 7/1/10 | 2010 | Not IPO | | WATER INTELLIGENCE PLC | Placing & Open Offer Re-admission | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 75 | | 6.75 | 0.80 | Merchant Securities Limited |
| AIM | 7/29/10 | 7/1/10 | 2010 | IPO | | ARGOS RESOURCES LTD | Placing | | Falkland Islands | 533 | Oil & Gas Producers | Exploration & Production | 31 | | 67.00 | 22.00 | Evolution Securities Limited |
| UK Main Market | 7/29/10 | 7/1/10 | 2010 | IPO | | JPMORGAN GBL EMERG MKTS INC TST PLC | Placing & Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 200.00 | 200.00 |
| AIM | 7/28/10 | 7/1/10 | 2010 | IPO | | DP POLAND PLC | Placing | | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | 50 | | 9.89 | 6.50 | Seymour Pierce Limited |
| International Main Market | 7/26/10 | 7/1/10 | 2010 | Not IPO | | RUUKKI GROUP OYJ | Introduction | | Finland | 2727 | General Industrials | Diversified Industrials | | | 420.33 | 0.00 |
| UK Main Market | 7/26/10 | 7/1/10 | 2010 | IPO | | OCADO GROUP PLC | Placing | | United Kingdom | 5337 | Food & Drug Retailers | Food Retailers & Wholesalers | 180 | | 995.73 | 214.14 |
| AIM | 7/26/10 | 7/1/10 | 2010 | Not IPO | | EXPANSYS PLC | Placing Re-admission | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 5.6 | | 64.75 | 30.00 | Cenkos Securities Limited |
| UK Main Market | 7/22/10 | 7/1/10 | 2010 | IPO | | GCP INFRASTRUCTURE INVESTMENTS LTD | Placing & Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 40.00 | 40.00 |
| AIM | 7/22/10 | 7/1/10 | 2010 | Not IPO | | PARSEQ PLC | Placing Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | 7 | | 30.61 | 4.47 | Canaccord Genuity Limited |
| AIM | 7/20/10 | 7/1/10 | 2010 | Not IPO | | FUSE 8 PLC | Introduction | | United Kingdom | 5555 | Media | Media Agencies | | | 3.69 | 0.00 | finnCap Ltd |
| International Main Market | 7/15/10 | 7/1/10 | 2010 | Not IPO | | ENTERTAINMENT ONE LTD | Introduction from AIM | AIM to Main Market | Canada | 5553 | Media | Broadcasting & Entertainment | | | 137.39 | 0.00 |
| UK Main Market | 7/14/10 | 7/1/10 | 2010 | IPO | | VALLAR PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 1000 | | 687.18 | 687.18 |
| AIM | 7/13/10 | 7/1/10 | 2010 | Not IPO | | BIOME TECHNOLOGIES PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | | | 7.65 | 0.00 | Singar Capital Markets Limited |
| UK Main Market | 7/8/10 | 7/1/10 | 2010 | Not IPO | | BETTER CAPITAL LTD | Introduction from AIM | AIM to Main Market | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 227.46 | 0.00 |
| AIM | 7/8/10 | 7/1/10 | 2010 | Not IPO | | MARWYN CAPITAL I LTD | Placing Re-admission | | Cayman Islands | 8775 | General Financial | Specialty Finance | 12 | | 18.52 | 7.89 | Cenkos Securities Limited |
| AIM | 7/7/10 | 7/1/10 | 2010 | Not IPO | | EKF DIAGNOSTICS HOLDINGS PLC | Placing Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 15 | | 21.36 | 15.07 | Collins Stewart Limited |
| UK Main Market | 6/30/10 | 6/1/10 | 2010 | Not IPO | | MACAU PROPERTY OPPORTUNITIES FUND | Introduction from AIM | AIM to Main Market | United Kingdom | 8775 | General Financial | Specialty Finance | | | 135.98 | 0.00 |
| AIM | 6/30/10 | 6/1/10 | 2010 | IPO | | EASYDATE PLC | Placing | | United Kingdom | 5377 | General Retailers | Specialized Consumer Services | 60 | | 41.03 | 15.00 | Cenkos Securities Limited |
| AIM | 6/29/10 | 6/1/10 | 2010 | Not IPO | | OXECO PLC | Placing Re-admission | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 5 | | 23.30 | 5.34 | Zimmerman Adams International |
| AIM | 6/24/10 | 6/1/10 | 2010 | Not IPO | | TIMEWEAVE PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 9537 | Software & Computer Services | Software | | | 56.92 | 0.00 | Investec Bank PLC |
| UK Main Market | 6/21/10 | 6/1/10 | 2010 | IPO | | JUPITER FUND MANAGEMENT PLC | Placing | | United Kingdom | 8771 | General Financial | Asset Managers | 165 | | 755.20 | 253.76 |
| AIM | 6/16/10 | 6/1/10 | 2010 | Not IPO | | BPC PLC | Introduction Re-admission | | Falkland Islands | 533 | Oil & Gas Producers | Exploration & Production | 0 | | 35.53 | 0.00 | W.H. Ireland Ltd |
| UK Main Market | 6/15/10 | 6/1/10 | 2010 | IPO | | POLAR CAP GBL HLTHCARE GWTH&INC TST | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 89.00 | 89.00 |
| AIM | 6/14/10 | 6/1/10 | 2010 | Not IPO | | MANGANESE BRONZE HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 2753 | Industrial Engineering | Commercial Vehicles & Trucks | | | 14.40 | 0.00 | Matrix Corporate Capital LLP |
| AIM | 6/10/10 | 6/1/10 | 2010 | IPO | | NCONDEZI COAL CO LTD | Placing | | British Virgin Islands | 1771 | Mining | Coal | 123 | | 146.56 | 35.62 | Liberum Capital Limited |
| SFM | 6/10/10 | 6/1/10 | 2010 | IPO | | NB DISTRESSED DEBT INV FD LTD | Placing & Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 133.94 | 133.94 |
| AIM | 6/9/10 | 6/1/10 | 2010 | IPO | | NORTHWEST INVESTMENT GROUP LTD | Placing | | British Virgin Islands | 8775 | General Financial | Specialty Finance | 25 | | 3.33 | 3.00 | ZAI Corporate Finance Limited |
| AIM | 6/8/10 | 6/1/10 | 2010 | Not IPO | | NATASA MINING LTD | Introduction | | Cayman Islands | 1755 | Industrial Metals | Nonferrous Metals | 0 | | 32.17 | 0.00 | Strand Hanson Limited |
| International Main Market | 6/7/10 | 6/1/10 | 2010 | IPO | | CAPITAL DRILLING LTD | Placing | | Bermuda | 2791 | Support Services | Business Support Services | 61.5 | | 82.77 | 20.79 |
| AIM | 6/2/10 | 6/1/10 | 2010 | Not IPO | | ALTERNATIVE ENERGY LTD | Introduction Re-admission | | Singapore | 583 | Alternative Energy | Renewable Energy Equipment | | | 37.62 | 0.00 | Beaumont Cornish Limited |
| UK Main Market | 6/1/10 | 6/1/10 | 2010 | IPO | | PUMA HIGH INCOME PROTECTED VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 13.67 | 13.67 |
| International Main Market | 5/28/10 | 5/1/10 | 2010 | Not IPO | | GREAT EASTERN ENERGY CORP | Introduction from AIM | AIM to Main Market | India | 533 | Oil & Gas Producers | Exploration & Production | | | 562.04 | 0.00 |
| UK Main Market | 5/27/10 | 5/1/10 | 2010 | Not IPO | | RSM TENON GROUP PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 8775 | General Financial | Specialty Finance | | | 139.31 | 0.00 |
| UK Main Market | 5/26/10 | 5/1/10 | 2010 | IPO | | HARBOURVEST SENIOR LOANS EUROPE LTD | Placing & Open Offer | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 101.09 | 101.09 |
| AIM | 5/24/10 | 5/1/10 | 2010 | Not IPO | | GVC HLDGS PLC | Introduction | | United Kingdom | 5752 | Travel & Leisure | Gambling | | | 56.82 | 0.00 | Arbuthnot Securities Limited |
| UK Main Market | 5/17/10 | 5/1/10 | 2010 | Not IPO | | CAPITAL & COUNTIES PROPERTIES PLC | Introduction | | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | | | 758.63 | 0.00 |
| UK Main Market | 5/14/10 | 5/1/10 | 2010 | Not IPO | | SPORTINGBET PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 5752 | Travel & Leisure | Gambling | | | 321.29 | 0.00 |
| AIM | 5/14/10 | 5/1/10 | 2010 | IPO | | ILIKA PLC | Placing | | United Kingdom | 587 | Alternative Energy | Alternative Fuels | 51 | | 18.65 | 5.18 | Nomura Code Securities Limited |
| SFM | 5/12/10 | 5/1/10 | 2010 | Not IPO | | HARBOURVEST GLOBAL PRIVATE EQUITY | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | | 0.00 |
| UK Main Market | 5/7/10 | 5/1/10 | 2010 | IPO | | ESSAR ENERGY PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 420 | | 5472.73 | 1271.72 |
| International Main Market | 5/6/10 | 5/1/10 | 2010 | IPO | | AVANGARDCO INVESTMENTS PUBLIC LTD | Offer | | Cyprus | 3573 | Food Producers | Farming & Fishing | 15 | | 151.98 | 151.98 |
| UK Main Market | 4/30/10 | 4/1/10 | 2010 | IPO | | ABERFORTH GEARED INCOME TRUST PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 45.00 | 45.00 |
| UK Main Market | 4/28/10 | 4/1/10 | 2010 | IPO | | BAKER STEEL RESOURCES TRUST LTD | Placing & Open Offer | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 30.47 | 30.47 |
| AIM | 4/28/10 | 4/1/10 | 2010 | Not IPO | | CREAT RESOURCES HLDGS LTD | Placing Re-admission | | Australia | 1775 | Mining | General Mining | 6 | | 40.04 | 6.00 | Grant Thornton Corporate Finan |
| AIM | 4/27/10 | 4/1/10 | 2010 | Not IPO | | KIBO MINING PLC | Introduction | | Republic of Ireland | 1775 | Mining | General Mining | | | 6.98 | 0.00 | Daniel Stewart & Company plc |
| UK Main Market | 4/26/10 | 4/1/10 | 2010 | IPO | | JPMORGAN BRAZIL INVESTMENT TRUST | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 46.74 | 46.74 |
| UK Main Market | 4/22/10 | 4/1/10 | 2010 | IPO | | ACUITY ENVIRONMENTAL VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 99.9 | | 4.86 | 4.86 |
| AIM | 4/20/10 | 4/1/10 | 2010 | Not IPO | | PRAESEPE PLC | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 28.17 | 0.00 | Numis Securities Limited |
| UK Main Market | 4/19/10 | 4/1/10 | 2010 | IPO | | FIDELITY CHINA SPECIAL SITUATIONS | Placing & Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 460.00 | 460.00 |
| AIM | 4/12/10 | 4/1/10 | 2010 | IPO | | SQUARESTONE BRASIL LTD | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 100 | | 39.50 | 28.26 | Liberum Capital Limited |
| AIM | 4/9/10 | 4/1/10 | 2010 | IPO | | Q RESOURCES PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 6 | | 3.28 | 3.28 | Fairfax I.S. Limited |
| UK Main Market | 4/8/10 | 4/1/10 | 2010 | IPO | | INVESTEC STRUCTURED PRD CAL VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 3.10 | 3.10 |
| International Main Market | 4/7/10 | 4/1/10 | 2010 | Not IPO | | PXP VIETNAM FUND | Introduction | | Cayman Islands | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 27.89 | 0.00 |
| AIM | 4/7/10 | 4/1/10 | 2010 | Not IPO | | GREEN COMPLIANCE PLC | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 23.09 | 0.00 | Zeus Capital Ltd |
| UK Main Market | 4/6/10 | 4/1/10 | 2010 | Not IPO | | ENQUEST PLC | Introduction | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | | | 803.70 | 0.00 |
| AIM | 4/1/10 | 4/1/10 | 2010 | Not IPO | | CAMBRIA AUTOMOBILES PLC | Introduction | | United Kingdom | 5379 | General Retailers | Specialty Retailers | | | 61.00 | 0.00 | Fairfax I.S. Limited |
| UK Main Market | 4/1/10 | 4/1/10 | 2010 | IPO | | TP70 2010 VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 1.04 | 1.04 |
| AIM | 4/1/10 | 4/1/10 | 2010 | IPO | | BELLZONE MINING PLC | Placing | | United Kingdom | 1757 | Industrial Metals | Steel | 35 | | 184.49 | 33.60 | Canaccord Adams Limited |
| AIM | 4/1/10 | 4/1/10 | 2010 | IPO | | METMINCO LIMITED | Placing | | Australia | 1775 | Mining | General Mining | 9 | | 44.35 | 9.34 | Daniel Stewart & Company plc |
| UK Main Market | 3/31/10 | 3/1/10 | 2010 | Not IPO | | KSK POWER VENTUR PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 7535 | Electricity | Electricity | | | 0.00 | 0.00 |
| SFM | 3/30/10 | 3/1/10 | 2010 | IPO | | DAMILLE INVESTMENTS LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 32.50 | 32.50 |
| UK Main Market | 3/29/10 | 3/1/10 | 2010 | Not IPO | | CARPHONE WAREHOUSE GROUP PLC(NEW) | Introduction | | United Kingdom | 5379 | General Retailers | Specialty Retailers | | | | 0.00 |
| AIM | 3/29/10 | 3/1/10 | 2010 | Not IPO | | SHORE CAPITAL GROUP LTD | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 84.61 | 0.00 | Deloitte & Touche LLP |
| UK Main Market | 3/29/10 | 3/1/10 | 2010 | Not IPO | | TALK TALK TELECOM GROUP PLC | Introduction | | United Kingdom | 5379 | General Retailers | Specialty Retailers | | | 1206.62 | 0.00 |
| AIM | 3/29/10 | 3/1/10 | 2010 | IPO | | EMIS GROUP PLC | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 300 | | 137.08 | 50.00 | Evolution Securities Limited |
| AIM | 3/29/10 | 3/1/10 | 2010 | Not IPO | | EDENVILLE ENERGY PLC | Placing Re-admission | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | 0.5 | | 14.94 | 1.00 | Matrix Corporate Finance |
| UK Main Market | 3/26/10 | 3/1/10 | 2010 | Not IPO | | CABLE & WIRELESS WORLDWIDE | Introduction | | United Kingdom | 6535 | Fixed Line Telecommunications | Fixed Line Telecommunications | | | 0.00 | 0.00 |
| UK Main Market | 3/24/10 | 3/1/10 | 2010 | IPO | | AFRICAN BARRICK GOLD LTD | Offer for Subscription | | United Kingdom | 1777 | Mining | Gold Mining | 5.75 | | 2324.89 | 581.22 |
| UK Main Market | 3/24/10 | 3/1/10 | 2010 | IPO | | CPP GROUP PLC | Offer for Subscription | | United Kingdom | 8536 | Nonlife Insurance | Property & Casualty Insurance | 2.35 | | 396.23 | 150.00 |
| UK Main Market | 3/24/10 | 3/1/10 | 2010 | IPO | | PROMETHEAN WORLD PLC | Placing | | United Kingdom | 9572 | Technology Hardware & Equipment | Computer Hardware | 2 | | 400.00 | 185.75 |
| UK Main Market | 3/24/10 | 3/1/10 | 2010 | IPO | | METRIC PROPERTY INVESTMENTS PLC | Placing & Open Offer | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 100 | | 175.00 | 175.00 |
| UK Main Market | 3/24/10 | 3/1/10 | 2010 | IPO | | SUPERGROUP PLC | Placing & Open Offer | | United Kingdom | 3763 | Personal Goods | Clothing & Accessories | 5 | | 395.00 | 125.00 |
| UK Main Market | 3/22/10 | 3/1/10 | 2010 | Not IPO | | CABLE & WIRELESS COMMUNICATIONS | Introduction | | United Kingdom | 6535 | Fixed Line Telecommunications | Fixed Line Telecommunications | | | 0.00 | 0.00 |
| AIM | 3/22/10 | 3/1/10 | 2010 | IPO | | CSF GROUP PLC | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 55 | | 88.00 | 28.00 | Cenkos Securities Limited |
| AIM | 3/9/10 | 3/1/10 | 2010 | IPO | | SHERBORNE INVESTORS(GUERNSEY) A LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 105.00 | 105.00 | RBS Hoare Govett Limited |
| AIM | 3/5/10 | 3/1/10 | 2010 | Not IPO | | ILA GROUP LTD | Introduction Re-admission | | United Kingdom | 2799 | Support Services | Waste & Disposal Services | | | 6.76 | 0.00 | Arbuthnot Securities Limited |
| AIM | 3/4/10 | 3/1/10 | 2010 | IPO | | DIGITAL BARRIERS LTD | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 100 | | 24.78 | 20.00 | Investec Bank (UK) Limited |
| AIM | 2/26/10 | 2/1/10 | 2010 | IPO | | EQUATORIAL PALM OIL PLC | Placing | | United Kingdom | 3573 | Food Producers | Farming & Fishing | 17.5 | | 14.25 | 6.55 | Shore Capital & Corporate Limi |
| AIM | 2/24/10 | 2/1/10 | 2010 | IPO | | SCOTGOLD RESOURCES LTD | Placing | | Australia | 1777 | Mining | Gold Mining | 4.6 | | 5.40 | 0.70 | Westhouse Securities LLP |
| AIM | 2/22/10 | 2/1/10 | 2010 | Not IPO | | STELLAR DIAMONDS PLC | Placing Re-admission | | United Kingdom | 1773 | Mining | Diamonds & Gemstones | 20 | | 19.32 | 5.00 | Royal Bank of Canada Europe Li |
| AIM | 2/15/10 | 2/1/10 | 2010 | IPO | | KEA PETROLEUM PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 8 | | 36.77 | 6.00 | RBC Capital Markets |
| AIM | 2/12/10 | 2/1/10 | 2010 | IPO | | OXFORD NUTRASCIENCE GROUP PLC | Placing | | United Kingdom | 3577 | Food Producers | Food Products | 1.75 | | 8.12 | 1.10 | ZAI Corporate Finance Limited |
| UK Main Market | 2/11/10 | 2/1/10 | 2010 | IPO | | TP10 VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 3.18 | 3.18 |
| UK Main Market | 2/9/10 | 2/1/10 | 2010 | IPO | | HORIZON ACQUISITION CO PLC | Placing & Open Offer | | United Kingdom | 8775 | General Financial | Specialty Finance | 1000 | | 400.05 | 400.05 |
| UK Main Market | 2/5/10 | 2/1/10 | 2010 | IPO | | DOWNING ABSOLUTE INCOME VCT 2 PLC | Offer for Subscription | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 1.69 | 1.69 |
| UK Main Market | 2/5/10 | 2/1/10 | 2010 | IPO | | OCTOPUS TITAN VCT 4 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 1.03 | 1.03 |
| AIM | 2/4/10 | 2/1/10 | 2010 | Not IPO | | WYG PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 2791 | Support Services | Business Support Services | | | 16.41 | 0.00 | Arbuthnot Securities Limited |
| AIM | 1/20/10 | 1/1/10 | 2010 | Not IPO | | SPECIALIST ENERGY GROUP PLC | Placing Re-admission | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | 76 | | 12.47 | 4.00 | Grant Thornton UK LLP |
| AIM | 1/6/10 | 1/1/10 | 2010 | Not IPO | | RENEWABLE ENERGY GENERATION LTD | Introduction Re-admission | | United Kingdom | 7537 | Electricity | Alternative Electricity | | | 67.11 | 0.00 | Numis Securities Limited |
| UK Main Market | 1/5/10 | 1/1/10 | 2010 | IPO | | ALBION DEVELOPMENT VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 1.43 | 1.43 |
| AIM | 1/5/10 | 1/1/10 | 2010 | Not IPO | | SILENCE THERAPEUTICS PLC | Placing Re-admission | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 23 | | 52.48 | 15.00 | Nomura Code Securities Limited |
| AIM | 12/24/09 | 12/1/09 | 2009 | Not IPO | | AFNAT RESOURCES LD | Introduction Re-admission | | Bermuda | 1775 | Mining | General Mining | 0 | | 97.78 | 0.00 | Seymour Pierce Ltd |
| AIM | 12/24/09 | 12/1/09 | 2009 | IPO | | MARWYN CAPITAL I LTD | Placing | | Cayman Islands | 8775 | General Financial | Specialty Finance | 10 | | 6.26 | 6.26 |
| AIM | 12/24/09 | 12/1/09 | 2009 | IPO | | MARWYN CAPITAL II LTD | Placing | | Cayman Islands | 8775 | General Financial | Specialty Finance | 10 | | 4.90 | 4.90 |
| International Main Market | 12/21/09 | 12/1/09 | 2009 | Not IPO | | COMPAL ELECTRONICS INC | Introduction | | Taiwan | 3743 | Leisure Goods | Consumer Electronics | | | 0.00 | 0.00 |
| International Main Market | 12/21/09 | 12/1/09 | 2009 | Not IPO | | BRIT INSURANCE HLDGS N.V. | Introduction Re-admission | | Netherlands | 8536 | Nonlife Insurance | Property & Casualty Insurance | | | 600.59 | 0.00 |
| UK Main Market | 12/21/09 | 12/1/09 | 2009 | IPO | | OCTOPUS VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 2.07 | 2.07 |
| AIM | 12/18/09 | 12/1/09 | 2009 | Not IPO | | VELTI PLC | Introduction Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | 0 | | 73.37 | 0.00 |
| AIM | 12/17/09 | 12/1/09 | 2009 | IPO | | BETTER CAPITAL LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 142.40 | 142.40 |
| UK Main Market | 12/17/09 | 12/1/09 | 2009 | IPO | | EXILLON ENERGY PLC | Public Offer | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 153 | | 192.05 | 61.97 |
| International Main Market | 12/16/09 | 12/1/09 | 2009 | IPO | | GARTMORE GROUP LTD | Placing | | Cayman Islands | 8771 | General Financial | Asset Managers | 220 | | 676.00 | 340.00 |
| AIM | 12/14/09 | 12/1/09 | 2009 | Not IPO | | ORIGO PARTNERS PLC | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 0 | | 34.10 | 0.00 |
| UK Main Market | 12/14/09 | 12/1/09 | 2009 | IPO | | F&C PRIVATE EQUITY ZEROS PLC | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 100 | | 30.00 | 30.00 |
| AIM | 12/7/09 | 12/1/09 | 2009 | Not IPO | | LP HILL PLC | Introduction Re-admission | | United Kingdom | 5752 | Travel & Leisure | Gambling | | | 11.35 | 0.00 |
| UK Main Market | 12/3/09 | 12/1/09 | 2009 | Not IPO | | AFREN | Placing transfer from AIM | AIM to Main Market | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 81 | | 0.00 | 104.90 |
| AIM | 11/30/09 | 11/1/09 | 2009 | IPO | | ASIAN PLANTATIONS LTD | Placing | | Singapore | 3573 | Food Producers | Farming & Fishing | 75 | | 23.51 | 5.26 | Strand Hanson Limited |
| AIM | 11/24/09 | 11/1/09 | 2009 | Not IPO | | ECLECTIC INVESTMENT CO PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 16.83 | 0.00 | Arbuthnot Securities Limited |
| International Main Market | 11/17/09 | 11/1/09 | 2009 | Not IPO | | PEARL GROUP | Introduction | | Cayman Islands | 8575 | Life Insurance | Life Insurance | | | 604.05 | 0.00 |
| AIM | 11/16/09 | 11/1/09 | 2009 | IPO | | AVIA HEALTH INFORMATICS PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 60 | | 2.97 | 1.19 | Merchant John East Securities |
| AIM | 11/12/09 | 11/1/09 | 2009 | IPO | | M WINKWORTH PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 80 | | 9.14 | 0.70 | FinnCap |
| AIM | 11/6/09 | 11/1/09 | 2009 | Not IPO | | LONDON MINING PLC | Introduction | | United Kingdom | 1757 | Industrial Metals | Steel | | | 223.45 | 0.00 | Liberum Capital Ltd |
| International Main Market | 11/6/09 | 11/1/09 | 2009 | Not IPO | | CENTAMIN EGYPT | Introduction from AIM | AIM to Main Market | Australia | 1777 | Mining | Gold Mining | | | 1402.81 | 0.00 |
| AIM | 10/29/09 | 10/1/09 | 2009 | Not IPO | | HARVARD INTL PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 3743 | Leisure Goods | Consumer Electronics | | | 28.96 | 0.00 |
| UK Main Market | 10/23/09 | 10/1/09 | 2009 | IPO | | IMPAX ASIAN ENVIRONMENTAL MKTS PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 104.50 | 104.50 |
| AIM | 10/23/09 | 10/1/09 | 2009 | IPO | | LXB RETAIL PROPERTIES PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 100 | | 110.00 | 110.00 |
| AIM | 10/21/09 | 10/1/09 | 2009 | IPO | | BURFORD CAPITAL LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 80.00 | 80.00 |
| AIM | 10/19/09 | 10/1/09 | 2009 | IPO | | CHINA PRIVATE EQUITY INVEST HLDGS | Placing | | British Virgin Islands | 8775 | General Financial | Specialty Finance | 109.792800001 | | 18.48 | 3.05 |
| International Main Market | 10/16/09 | 10/1/09 | 2009 | Not IPO | | TATA MOTORS | Introduction | | India | 2753 | Industrial Engineering | Commercial Vehicles & Trucks | | | 229.06 | 0.00 |
| AIM | 10/15/09 | 10/1/09 | 2009 | Not IPO | | BEACON HILL RESOURCES PLC | Placing Re-admission | | United Kingdom | 1775 | Mining | General Mining | 0.25 | | 21.12 | 1.00 | Corporate Synergy Plc |
| UK Main Market | 10/6/09 | 10/1/09 | 2009 | Not IPO | | HANSTEEN HLDGS | Introduction from AIM | AIM to Main Market | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 406.80 | 0.00 |
| AIM | 10/6/09 | 10/1/09 | 2009 | Not IPO | | COVE ENERGY PLC | Placing Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 20 | | 65.07 | 42.00 | Cenkos Securities Plc |
| International Main Market | 10/5/09 | 10/1/09 | 2009 | Not IPO | | TATUNG CO | Introduction | | Taiwan | 9572 | Technology Hardware & Equipment | Computer Hardware | | | 114.12 | 0.00 |
| International Main Market | 10/1/09 | 10/1/09 | 2009 | Not IPO | | VIRGIN MEDIA INC | Introduction | | USA | 6535 | Fixed Line Telecommunications | Fixed Line Telecommunications | | | 2825.56 | 0.00 |
| UK Main Market | 9/28/09 | 9/1/09 | 2009 | IPO | | BLACKROCK HEDGE SELECTOR LTD | Placing & Open Offer | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 48.63 | 48.63 |
| AIM | 9/25/09 | 9/1/09 | 2009 | Not IPO | | SHORE CAPITAL GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 8777 | General Financial | Investment Services | | | 107.29 | 0.00 | Deloitte Corporate Finance |
| International Main Market | 9/23/09 | 9/1/09 | 2009 | Not IPO | | EPISTAR CORP | Introduction | | Taiwan | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | | | | 0.00 |
| AIM | 9/2/09 | 9/1/09 | 2009 | IPO | | INDIAN ENERGY LTD | Placing | | United Kingdom | 7535 | Electricity | Electricity | 80 | | 20.28 | 9.75 | Arden Partners |
| AIM | 9/1/09 | 9/1/09 | 2009 | IPO | | NEWRIVER RETAIL LTD | Placing | | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 250 | | 25.00 | 25.00 | BOfA Merrill Lynch |
| AIM | 8/27/09 | 8/1/09 | 2009 | Not IPO | | CONYGAR INVESTMENT CO(THE) | Introduction Re-admission | | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | | | 56.49 | 0.00 |
| International Main Market | 8/11/09 | 8/1/09 | 2009 | Not IPO | | KGI SECURITIES CO LTD | Introduction | | Taiwan | 8771 | General Financial | Asset Managers | | | | 0.00 |
| International Main Market | 8/6/09 | 8/1/09 | 2009 | Not IPO | | GREEN ENERGY TECHNOLOGY INC | Introduction | | Taiwan | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | | | | 0.00 |
| UK Main Market | 8/5/09 | 8/1/09 | 2009 | IPO | | ELECTRA PRIVATE EQUITY INVESTMENTS | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 0.00 | 43.00 |
| International Main Market | 7/29/09 | 7/1/09 | 2009 | Not IPO | | SHIN KONG FINANCIAL HLDG CO | Introduction | | Taiwan | 8575 | Life Insurance | Life Insurance | 8.91 | | 224.43 | 0.00 |
| UK Main Market | 7/29/09 | 7/1/09 | 2009 | Not IPO | | EW&PO FINANCE PLC | Placing & Open Offer | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 0.00 | 60.00 |
| International Main Market | 7/28/09 | 7/1/09 | 2009 | Not IPO | | SUZLON ENERGY LTD | Introduction | | India | 7535 | Electricity | Electricity | 7.4 | | 64.66 | 0.00 |
| International Main Market | 7/28/09 | 7/1/09 | 2009 | Not IPO | | TATA POWER CO | Introduction | | India | 7535 | Electricity | Electricity | 22.577 | | 200.49 | 0.00 |
| PSM | 7/27/09 | 7/1/09 | 2009 | IPO | | TATA STEEL | International Offering | | India | 1757 | Industrial Metals | Steel | 7.644 | | 305.28 | 305.28 |
| UK Main Market | 7/27/09 | 7/1/09 | 2009 | Not IPO | | MICRO FOCUS INTERNATIONAL | Introduction Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | | | 820.00 | 0.00 |
| AIM | 7/21/09 | 7/1/09 | 2009 | Not IPO | | DAISY GROUP PLC | Placing Re-admission | | United Kingdom | 6535 | Fixed Line Telecommunications | Fixed Line Telecommunications | 80 | | 218.45 | 83.00 | Liberum Capital Limited |
| International Main Market | 7/7/09 | 7/1/09 | 2009 | Not IPO | | OMEGA INSURANCE HLDGS LTD | Introduction from AIM | AIM to Main Market | Bermuda | 8775 | General Financial | Specialty Finance | | | 311.02 | 0.00 |
| UK Main Market | 7/7/09 | 7/1/09 | 2009 | Not IPO | | NEW FCPT LTD | Introduction Re-admission | | United Kingdom | 8737 | Real Estate | Real Estate Investment Trusts | | | 0.00 | 0.00 |
| International Main Market | 7/6/09 | 7/1/09 | 2009 | Not IPO | | RUSHYDRO OJSC | International Offering | | Russia | 7535 | Electricity | Electricity | 0 | | 364.59 | 0.00 |
| UK Main Market | 7/1/09 | 7/1/09 | 2009 | Not IPO | | BOOKER GROUP PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 5337 | Food & Drug Retailers | Food Retailers & Wholesalers | | | 524.76 | 0.00 |
| SFM | 6/30/09 | 6/1/09 | 2009 | Not IPO | | NB PRIVATE EQUITY PARTNERS LTD | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 131.74 | 0.00 |
| UK Main Market | 6/30/09 | 6/1/09 | 2009 | Not IPO | | LMS CAPITAL PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 8775 | General Financial | Specialty Finance | | | 121.33 | 0.00 |
| SFM | 6/30/09 | 6/1/09 | 2009 | IPO | | ALTUS RESOURCE CAPITAL LTD | Placing & Open Offer | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 26.52 | 26.00 |
| UK Main Market | 6/26/09 | 6/1/09 | 2009 | Not IPO | | CSR PLC | Introduction Re-admission | | United Kingdom | 9576 | Technology Hardware & Equipment | Semiconductors | | | 631.05 | 0.00 |
| AIM | 6/25/09 | 6/1/09 | 2009 | Not IPO | | PROGRESSIVE DIGITAL MEDIA GROUP PLC | Introduction Re-admission | | United Kingdom | 5557 | Media | Publishing | | | 44.35 | 0.00 | Investec Bank Plc |
| AIM | 6/25/09 | 6/1/09 | 2009 | IPO | | CRITICAL INFORMATION GROUP PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 3.01 | 1.56 | Singer Capital Markets Limited |
| UK Main Market | 6/16/09 | 6/1/09 | 2009 | Not IPO | | GOLDEN PROSPECT PRECIOUS METALS LTD | Introduction from AIM | AIM to Main Market | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 13.06 | 0.00 |
| AIM | 6/16/09 | 6/1/09 | 2009 | Not IPO | | HANSON WESTHOUSE HLDGS PLC | Placing Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 59.5 | | 9.28 | 0.85 | Smith & Williamson Corporate F |
| International Main Market | 6/5/09 | 6/1/09 | 2009 | Not IPO | | CASTLE ALTERNATIVE INVEST AG | Introduction | | Switzerland | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | | | 262.41 | 0.00 |
| AIM | 5/26/09 | 5/1/09 | 2009 | Not IPO | | ESSENDEN PLC | Introduction Re-admission | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 0 | | 3.54 | 0.00 | West LB Panmure Ltd |
| AIM | 5/26/09 | 5/1/09 | 2009 | IPO | | MAX PROPERTY GROUP PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 220.00 | 220.00 | Morgan Stanley & Co Internatio |
| AIM | 5/1/09 | 5/1/09 | 2009 | Not IPO | | NANOCO GROUP PLC | Introduction Re-admission | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 81.00 | 0.00 | Zeus Capital Limited |
| AIM | 4/28/09 | 4/1/09 | 2009 | Not IPO | | REAL OFFICE GROUP PLC | Placing Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | | | 1.25 | 0.00 | Colins Stewart Europe Limited |
| UK Main Market | 4/22/09 | 4/1/09 | 2009 | Not IPO | | PETER HAMBRO MINING PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 1777 | Mining | Gold Mining | | | 917.87 | 0.00 |
| AIM | 4/9/09 | 4/1/09 | 2009 | Not IPO | | GREEN CO2 PLC | Placing Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 1.25 | | 4.13 | 0.56 | Rowan Dartington & Co |
| UK Main Market | 3/25/09 | 3/1/09 | 2009 | IPO | | DOWNING PROTECTED OPPS VCT 1 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 99.9 | | 2.62 | 2.62 |
| International Main Market | 3/16/09 | 3/1/09 | 2009 | Not IPO | | LANCASHIRE HLDGS | Introduction from AIM | AIM to Main Market | Bermuda | 8536 | Nonlife Insurance | Property & Casualty Insurance | | | 863.24 | 0.00 |
| AIM | 3/16/09 | 3/1/09 | 2009 | Not IPO | | ORA CAPITAL PARTNERS LTD | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 46.50 | 0.00 |
| International Main Market | 2/19/09 | 2/1/09 | 2009 | Not IPO | | BYBLOS BANK | Introduction | | Lebanon | 8355 | Banks | Banks | 0 | | 0.00 | 0.00 |
| AIM | 2/10/09 | 2/1/09 | 2009 | Not IPO | | YUJIN INTL LTD | Introduction | | Singapore | 2773 | Industrial Transportation | Marine Transportation | | | 10.65 | 0.00 | Seymour Pierce Limited |
| AIM | 2/5/09 | 2/1/09 | 2009 | Not IPO | | AGRITERRA LTD | Placing Re-admission | | United Kingdom | 3573 | Food Producers | Farming & Fishing | 3 | | 142.15 | 2.36 | Seymour Pierce Ltd |
| AIM | 2/2/09 | 2/1/09 | 2009 | Not IPO | | AVISEN PLC | Introduction Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | | | 12.42 | 0.00 | Panmure Gordon & Co |
| AIM | 1/30/09 | 1/1/09 | 2009 | Not IPO | | IQ HLDGS PLC | Placing Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | 0.1 | | 2.13 | 0.60 | Grant Thornton UK LLP |
| SFM | 1/19/09 | 1/1/09 | 2009 | Not IPO | | IRF EUROPEAN FINANCE INVESTMENTS | Introduction from AIM | AIM to SFM | Bermuda | 8355 | Banks | Banks | | | 134.97 | 0.00 |
| AIM | 12/31/08 | 12/1/08 | 2008 | Not IPO | | ALEXANDER DAVID SECURITIES GROUP PL | Introduction Re-admission | | United Kingdom | 8777 | General Financial | Investment Services | | | 2.70 | 0.00 |
| AIM | 12/31/08 | 12/1/08 | 2008 | Not IPO | | EVOLVE CAPITAL PLC | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 11.25 | 0.00 |
| AIM | 12/24/08 | 12/1/08 | 2008 | Not IPO | | HERTFORD INTL GROUP PLC | Introduction Re-admission | | United Kingdom | 5555 | Media | Media Agencies | | | 8.32 | 0.00 |
| AIM | 12/23/08 | 12/1/08 | 2008 | Not IPO | | METIC GROUP PLC | Introduction | | Republic of Ireland | 2353 | Construction & Materials | Building Materials & Fixtures | | | 15.23 | 0.00 |
| AIM | 12/22/08 | 12/1/08 | 2008 | Not IPO | | WENSUM CO PLC | Introduction Re-admission | | United Kingdom | 3763 | Personal Goods | Clothing & Accessories | | | 3.33 | 0.00 |
| AIM | 12/10/08 | 12/1/08 | 2008 | Not IPO | | AFRICAN MEDICAL INVESTMENTS PLC | Introduction Re-admission | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 0 | | 8.82 | 0.00 |
| UK Main Market | 12/10/08 | 12/1/08 | 2008 | IPO | | RESOLUTION LTD | Placing | | United Kingdom | 8575 | Life Insurance | Life Insurance | 100 | | 660.00 | 660.00 |
| International Main Market | 12/9/08 | 12/1/08 | 2008 | Not IPO | | CARADOR | Introduction Re-admission | | Republic of Ireland | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | | 0.00 |
| AIM | 12/8/08 | 12/1/08 | 2008 | Not IPO | | SCIENTIFIC DIGITAL IMAGING PLC | Introduction | | United Kingdom | 4535 | Health Care Equipment & Services | Medical Equipment | | | 2.08 | 0.00 |
| SFM | 12/8/08 | 12/1/08 | 2008 | Not IPO | | MARWYN VALUE INVESTORS LTD | Introduction from AIM | AIM to SFM | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 0 | | 20.53 | 0.00 |
| AIM | 12/4/08 | 12/1/08 | 2008 | Not IPO | | MELORIO PLC | Introduction Re-admission | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | | | 25.22 | 0.00 |
| AIM | 12/4/08 | 12/1/08 | 2008 | Not IPO | | GARNER PLC | Placing Re-admission | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | 3 | | 2.13 | 0.73 |
| AIM | 12/2/08 | 12/1/08 | 2008 | Not IPO | | REAL HOTEL GROUP PLC(THE) | Introduction from Main Market | Main Market to AIM | United Kingdom | 5753 | Travel & Leisure | Hotels | | | 4.81 | 0.00 |
| AIM | 11/27/08 | 11/1/08 | 2008 | Not IPO | | JSJS DESIGNS PLC | Introduction | | United Kingdom | 3743 | Leisure Goods | Consumer Electronics | | | 4.75 | 0.00 | W H Ireland Limited |
| UK Main Market | 11/26/08 | 11/1/08 | 2008 | Not IPO | | TARSUS GROUP PLC | Introduction Re-admission | | United Kingdom | 5555 | Media | Media Agencies | | | 41.69 | 0.00 |
| AIM | 11/20/08 | 11/1/08 | 2008 | Not IPO | | OXFORD CATALYSTS GROUP | Placing Re-admission | | United Kingdom | 1357 | Chemicals | Specialty Chemicals | 125 | | 7.46 | 10.31 | KBC Peel Hunt Ltd |
| UK Main Market | 11/19/08 | 11/1/08 | 2008 | Not IPO | | WPP PLC | Introduction Re-admission | | United Kingdom | 5555 | Media | Media Agencies | | | 4183.86 | 0.00 |
| AIM | 11/18/08 | 11/1/08 | 2008 | Not IPO | | ARGO GROUP LTD | Introduction | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 12.69 | 0.00 | Panmure Gordon (UK) Limited |
| AIM | 11/18/08 | 11/1/08 | 2008 | IPO | | MEDILINK-GLOBAL UK LTD | Placing | | United Kingdom | 2795 | Support Services | Financial Administration | 18 | | 18.60 | 2.10 | Dowgate Capital Advisers Limit |
| UK Main Market | 11/14/08 | 11/1/08 | 2008 | IPO | | TP5 VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 1.62 | 1.62 |
| International Main Market | 11/11/08 | 11/1/08 | 2008 | Not IPO | | STEPSTONE ASA | Introduction | | Norway | 2793 | Support Services | Business Training & Employment Agencies | | | 105.43 | 0.00 |
| UK Main Market | 11/6/08 | 11/1/08 | 2008 | Not IPO | | LAMPRELL PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | | | 310.43 | 0.00 |
| AIM | 11/4/08 | 11/1/08 | 2008 | Not IPO | | RAVEN MOUNT GROUP PLC | Introduction | | United Kingdom | 2357 | Construction & Materials | Heavy Construction | | | 41.76 | 0.00 | Shore Capital & Corporate Limi |
| UK Main Market | 11/3/08 | 11/1/08 | 2008 | Not IPO | | HENDERSON GROUP PLC | Introduction Re-admission | | United Kingdom | 8771 | General Financial | Asset Managers | | | 402.48 | 0.00 |
| AIM | 10/31/08 | 10/1/08 | 2008 | Not IPO | | FIRST ARTIST CORP PLC | Introduction Re-admission | | United Kingdom | 5555 | Media | Media Agencies | | | 2.71 | 0.00 | Daniel Steward & Company Plc |
| AIM | 10/30/08 | 10/1/08 | 2008 | Not IPO | | MOUNTFIELD GROUP PLC | Introduction | | United Kingdom | 2357 | Construction & Materials | Heavy Construction | | | 21.19 | 0.00 | Daniel Stewart & Company plc |
| UK Main Market | 10/22/08 | 10/1/08 | 2008 | Not IPO | | CHARTER INTERNATIONAL PLC | Introduction Re-admission | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | | | 697.44 | 0.00 |
| AIM | 10/20/08 | 10/1/08 | 2008 | Not IPO | | KEDCO PLC | Introduction | | Republic of Ireland | 2353 | Construction & Materials | Building Materials & Fixtures | | | 27.14 | 0.00 | Deloitte & Touche LLP (London) |
| AIM | 10/14/08 | 10/1/08 | 2008 | Not IPO | | FLETCHER KING | Introduction from Main Market | Main Market to AIM | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 2.99 | 0.00 | Dowgate Capital Advisers Limit |
| UK Main Market | 10/14/08 | 10/1/08 | 2008 | Not IPO | | REGUS PLC | Introduction Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | | | 635.31 | 0.00 |
| UK Main Market | 10/13/08 | 10/1/08 | 2008 | IPO | | OCTOPUS PROTECTED VCT 2 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 1.15 | 1.15 |
| AIM | 10/6/08 | 10/1/08 | 2008 | Not IPO | | WAGON PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 3355 | Automobiles & Parts | Auto Parts | | | 20.02 | 0.00 | RBS Hoare Govett Limited |
| AIM | 10/3/08 | 10/1/08 | 2008 | Not IPO | | AGUA TERRA LTD | Introduction | | British Virgin Islands | 8775 | General Financial | Specialty Finance | | | 7.23 | 0.00 | Fairfax I.S. Plc |
| AIM | 10/2/08 | 10/1/08 | 2008 | Not IPO | | LIT PLC | Introduction | | United Kingdom | 2777 | Industrial Transportation | Transportation Services | | | 123.78 | 0.00 | KBC Peel Hunt Limited |
| AIM | 9/30/08 | 9/1/08 | 2008 | Not IPO | | SCEPTRE LEISURE PLC | Introduction Re-admission | | United Kingdom | 5752 | Travel & Leisure | Gambling | | | 15.01 | 0.00 | Smith & Williamson |
| AIM | 9/30/08 | 9/1/08 | 2008 | Not IPO | | NINETY PLC | Placing Re-admission | | United Kingdom | 3577 | Food Producers | Food Products | 75 | | 17.32 | 0.24 | FinnCap |
| AIM | 9/29/08 | 9/1/08 | 2008 | Not IPO | | SAN LEON ENERGY PLC | Introduction | | Republic of Ireland | 533 | Oil & Gas Producers | Exploration & Production | | | 65.12 | 0.00 | Daniel Stewart & Company plc |
| AIM | 9/26/08 | 9/1/08 | 2008 | Not IPO | | REDHOT MEDIA INTL LTD | Introduction | | Cayman Islands | 5555 | Media | Media Agencies | | | 30.89 | 0.00 | Blomfield Corporate Finance Li |
| AIM | 9/26/08 | 9/1/08 | 2008 | Not IPO | | SERVICEPOWER TECHNOLOGIES PLC | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 9537 | Software & Computer Services | Software | 5 | | 9.46 | 5.00 | KBC Peel Hunt Limited |
| UK Main Market | 9/24/08 | 9/1/08 | 2008 | Not IPO | | ATHELNEY TRUST | Introduction from AIM | AIM to Main Market | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 2.49 | 0.00 |
| International Main Market | 9/11/08 | 9/1/08 | 2008 | Not IPO | | SIGNET JEWELERS LTD | Introduction Re-admission | | Bermuda | 5371 | General Retailers | Apparel Retailers | | | 1100.93 | 0.00 |
| AIM | 9/2/08 | 9/1/08 | 2008 | Not IPO | | BPC LIMITED | Introduction Re-admission | | Falkland Islands | 533 | Oil & Gas Producers | Exploration & Production | | | 35.53 | 0.00 | W.H. Ireland Ltd |
| AIM | 9/1/08 | 9/1/08 | 2008 | IPO | | BIOENERGY AFRICA LTD | Placing | | British Virgin Islands | 1357 | Chemicals | Specialty Chemicals | 12.5 | | 41.55 | 8.60 | Seymour Pierce Limited |
| AIM | 8/29/08 | 8/1/08 | 2008 | Not IPO | | SOUTHERN BEAR PLC | Placing Re-admission | | United Kingdom | 2727 | General Industrials | Diversified Industrials | 2 | | 12.03 | 3.13 | Grant Thornton UK LLP |
| AIM | 8/29/08 | 8/1/08 | 2008 | Not IPO | | JOURNEY GROUP PLC | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 2791 | Support Services | Business Support Services | 7.5 | | 21.79 | 9.00 | KBC Peel Hunt Limited |
| AIM | 8/27/08 | 8/1/08 | 2008 | Not IPO | | ADVANCED COMPUTER SOFTWARE PLC | Placing Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | 17 | | 11.75 | 4.10 | Colins Stewart Europe Limited |
| AIM | 8/13/08 | 8/1/08 | 2008 | Not IPO | | MOLECTRA GROUP LTD | Introduction Re-admission | | United Kingdom | 2799 | Support Services | Waste & Disposal Services | | | 13.46 | 0.00 | Matrix Corporate Capital LLP |
| International Main Market | 8/12/08 | 8/1/08 | 2008 | IPO | | ACRON JSC | International Offering | | Russia | 1357 | Chemicals | Specialty Chemicals | 9 | | 1.47 | 1.47 |
| AIM | 8/6/08 | 8/1/08 | 2008 | Not IPO | | CBAYSYSTEMS HLDGS LTD | Placing Re-admission | | British Virgin Islands | 2791 | Support Services | Business Support Services | 70 | | 108.49 | 62.99 | Jefferies International Limite |
| AIM | 8/5/08 | 8/1/08 | 2008 | Not IPO | | TRACSIS PLC | Placing Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | 53.5 | | 10.14 | 0.20 | Zeus Capital Limited |
| AIM | 7/29/08 | 7/1/08 | 2008 | Not IPO | | MARINETRACK HLDGS PLC | Introduction Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | | | 3.20 | 0.00 | Grant Thornton LLP |
| AIM | 7/29/08 | 7/1/08 | 2008 | IPO | | THALASSA ENERGY LTD | Placing | | British Virgin Islands | 2791 | Support Services | Business Support Services | 50.53 | | 4.30 | 3.13 | Dowgate Capital Advisers Limit |
| UK Main Market | 7/28/08 | 7/1/08 | 2008 | Not IPO | | BOUSSARD & GAVAUDAN HOLDING | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 560.91 | 0.00 |
| UK Main Market | 7/28/08 | 7/1/08 | 2008 | Not IPO | | UNITED UTILITIES GROUP PLC | Introduction Re-admission | | United Kingdom | 7575 | Gas, Water & Multiutilities | Multiutilities | | | 4766.26 | 0.00 |
| UK Main Market | 7/28/08 | 7/1/08 | 2008 | IPO | | OCTOPUS TITAN VCT 3 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 1.45 | 1.45 |
| AIM | 7/28/08 | 7/1/08 | 2008 | IPO | | NORCON PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 64.5 | | 28.37 | 1.45 | FinnCap |
| UK Main Market | 7/25/08 | 7/1/08 | 2008 | Not IPO | | SPICE PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 2791 | Support Services | Business Support Services | | | 307.84 | 0.00 |
| AIM | 7/25/08 | 7/1/08 | 2008 | IPO | | FAMILY SHARIAH FUND LTD(THE) | Placing | | Cayman Islands | 8985 | Equity Investment Instruments | Equity Investment Instruments | 50.24 | | 15.37 | 15.85 | Blomfield Corporate Finance Li |
| UK Main Market | 7/24/08 | 7/1/08 | 2008 | IPO | | AQUA RESOURCES FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 49.28 | 49.28 |
| AIM | 7/24/08 | 7/1/08 | 2008 | Not IPO | | PRAESEPE PLC | Placing Re-admission | | United Kingdom | 5752 | Travel & Leisure | Gambling | 22 | | 21.70 | 4.20 | Numis Securities Limited |
| UK Main Market | 7/23/08 | 7/1/08 | 2008 | Not IPO | | PARTNERS GROUP GLOBAL OPPORTUNITIES | Introduction from AIM | AIM to Main Market | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 209.81 | 0.00 |
| UK Main Market | 7/18/08 | 7/1/08 | 2008 | IPO | | GLOBAL MENA FINANCIAL ASSETS LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 252.04 | 252.04 |
| AIM | 7/17/08 | 7/1/08 | 2008 | IPO | | RESACA EXPLOITATION INC | Placing | | USA | 533 | Oil & Gas Producers | Exploration & Production | 130 | | 119.94 | 53.30 | Seymour Pierce Limited |
| AIM | 7/15/08 | 7/1/08 | 2008 | Not IPO | | OPTARE PLC | Placing Re-admission | | United Kingdom | 2753 | Industrial Engineering | Commercial Vehicles & Trucks | 30 | | 25.49 | 16.00 | Cenkos Securities Limited |
| AIM | 7/8/08 | 7/1/08 | 2008 | Not IPO | | SAGENTIA GROUP PLC | Introduction | | United Kingdom | 2791 | Support Services | Business Support Services | | | 9.10 | 0.00 | Arbuthnot Securities Limited |
| UK Main Market | 7/7/08 | 7/1/08 | 2008 | Not IPO | | SYNERGY HEALTH PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | | | 368.16 | 0.00 |
| UK Main Market | 7/7/08 | 7/1/08 | 2008 | IPO | | PUMA VCT V PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 7.47 | 7.47 |
| International Main Market | 7/3/08 | 7/1/08 | 2008 | IPO | | COMMERCIAL BANK OF QATAR(THE) | International Offering | | Qatar | 8777 | General Financial | Investment Services | 7.5 | | 352.33 | 352.33 |
| UK Main Market | 7/1/08 | 7/1/08 | 2008 | Not IPO | | ARAWAK ENERGY LTD | Introduction | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | | | 210.49 | 0.00 |
| AIM | 7/1/08 | 7/1/08 | 2008 | Not IPO | | EMERGING METALS LTD | Introduction | | British Virgin Islands | 1775 | Mining | General Mining | | | 49.61 | 0.00 | Blomfield Corporate Finance Li |
| UK Main Market | 7/1/08 | 7/1/08 | 2008 | Not IPO | | JZ CAPITAL PARTNERS LTD | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 108.99 | 0.00 |
| UK Main Market | 7/1/08 | 7/1/08 | 2008 | Not IPO | | UNITED BUSINESS MEDIA LTD | Introduction Re-admission | | United Kingdom | 5557 | Media | Publishing | | | 1280.06 | 0.00 |
| AIM | 7/1/08 | 7/1/08 | 2008 | IPO | | TAI ZI CAPITAL LTD | Placing | | Cayman Islands | 8733 | Real Estate | Real Estate Holding & Development | 50.12 | | 3.01 | 3.01 | Zimmerman Adams International |
| UK Main Market | 6/30/08 | 6/1/08 | 2008 | IPO | | INFRASTRUCTURE INDIA PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 36.70 | 36.70 |
| AIM | 6/30/08 | 6/1/08 | 2008 | IPO | | SUNKAR RESOURCES PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 120 | | 191.82 | 33.60 | Canaccord Adams Limited |
| AIM | 6/30/08 | 6/1/08 | 2008 | Not IPO | | BRIGHTSIDE GROUP PLC | Placing Re-admission | | United Kingdom | 8536 | Nonlife Insurance | Property & Casualty Insurance | 19 | | 62.03 | 10.60 | Landsbanki Securities (UK) Ltd |
| AIM | 6/27/08 | 6/1/08 | 2008 | IPO | | AFRICAN MEDICAL INVESTMENTS PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 10 | | 5.60 | 5.10 | Seymour Pierce Limited |
| UK Main Market | 6/26/08 | 6/1/08 | 2008 | IPO | | FRM DIVERSIFIED ALPHA LTD | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 61.84 | 61.84 |
| AIM | 6/26/08 | 6/1/08 | 2008 | IPO | | BROOKWELL LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 25.23 | 25.23 | Deloitte & Touche LLP (London) |
| AIM | 6/25/08 | 6/1/08 | 2008 | Not IPO | | METALRAX GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | | | 23.38 | 0.00 | Arden Partners Limited |
| AIM | 6/25/08 | 6/1/08 | 2008 | Not IPO | | PAION AG | Introduction | | Germany | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 26.45 | 0.00 | Landsbanki Securities (UK) Ltd |
| AIM | 6/25/08 | 6/1/08 | 2008 | Not IPO | | GASOL | Introduction Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | | | 80.86 | 0.00 | Jefferies International Limite |
| UK Main Market | 6/25/08 | 6/1/08 | 2008 | IPO | | DIAMOND CIRCLE CAPITAL PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 10 | | 37.17 | 37.63 |
| UK Main Market | 6/23/08 | 6/1/08 | 2008 | IPO | | CADOGAN PETROLEUM | International Offering | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 230 | | 531.51 | 152.82 |
| UK Main Market | 6/23/08 | 6/1/08 | 2008 | Not IPO | | MEARS GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 2791 | Support Services | Business Support Services | | | 213.50 | 0.00 |
| UK Main Market | 6/19/08 | 6/1/08 | 2008 | Not IPO | | BLUECREST ALLBLUE FUND LTD | Introduction from AIM | AIM to Main Market | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 171.43 | 0.00 |
| UK Main Market | 6/18/08 | 6/1/08 | 2008 | Not IPO | | MW TOPS LTD | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 911.32 | 0.00 |
| AIM | 6/17/08 | 6/1/08 | 2008 | IPO | | CRYSTAL AMBER FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 60.00 | 60.00 | John East & Partners Limited |
| AIM | 6/17/08 | 6/1/08 | 2008 | IPO | | RETHINK GROUP PLC(THE) | Placing | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | 10 | | 18.18 | 0.80 | Smith & Williamson Corporate F |
| AIM | 6/16/08 | 6/1/08 | 2008 | Not IPO | | I S SOLUTIONS PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 9533 | Software & Computer Services | Computer Services | | | 6.07 | 0.00 | Brewin Dolphin Securities Limi |
| AIM | 6/12/08 | 6/1/08 | 2008 | IPO | | MARWYN MATERIALS LTD | Placing | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | 10 | | 13.60 | 13.60 | Colins Stewart Europe Limited |
| UK Main Market | 6/11/08 | 6/1/08 | 2008 | Not IPO | | PHAUNOS TIMBER FUND LTD | Introduction from AIM | AIM to Main Market | United Kingdom | 8775 | General Financial | Specialty Finance | | | 263.68 | 0.00 |
| AIM | 6/10/08 | 6/1/08 | 2008 | Not IPO | | JOHNSON SERVICE GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 2791 | Support Services | Business Support Services | | | 14.27 | 0.00 | Investec Investment Banking |
| AIM | 6/9/08 | 6/1/08 | 2008 | IPO | | KSK EMERGING INDIA ENERGY FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 101.00 | 101.00 | Grant Thornton UK LLP |
| AIM | 6/6/08 | 6/1/08 | 2008 | IPO | | INDUS GAS LTD | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 164 | | 299.98 | 25.00 | Arden Partners Limited |
| AIM | 6/6/08 | 6/1/08 | 2008 | Not IPO | | GEMFIELDS RESOURCES | Placing Re-admission | | United Kingdom | 1773 | Mining | Diamonds & Gemstones | 45 | | 139.12 | 30.00 | Canaccord Adams Limited |
| AIM | 5/30/08 | 5/1/08 | 2008 | IPO | | OPG POWER VENTURE PLC | Placing | | United Kingdom | 7535 | Electricity | Electricity | 60 | | 172.19 | 65.05 | Cenkos Securities Limited |
| UK Main Market | 5/29/08 | 5/1/08 | 2008 | IPO | | BH GLOBAL LTD | International Offering | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 10 | | 533.79 | 533.79 |
| SFM | 5/29/08 | 5/1/08 | 2008 | IPO | | DA VINCI CIS PRIVATE SECTOR GWTH FD | International Offering | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 0.00 | 54.71 |
| AIM | 5/28/08 | 5/1/08 | 2008 | Not IPO | | YCO DEUXMIL PLC | Placing Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 49 | | 23.49 | 8.20 | W.H. Ireland Limited |
| UK Main Market | 5/23/08 | 5/1/08 | 2008 | Not IPO | | SHIRE LTD | Introduction Re-admission | | United Kingdom | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | | | 4819.23 | 0.00 |
| International Main Market | 5/21/08 | 5/1/08 | 2008 | IPO | | GLOBAL INVESTMENT HOUSE | International Offering | | Kuwait | 8777 | General Financial | Investment Services | 18.75 | | 581.75 | 581.75 |
| AIM | 5/20/08 | 5/1/08 | 2008 | Not IPO | | EVERGREEN SECURITIES PLC | Placing Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 105 | | 12.23 | 0.42 | Seymour Pierce Ltd |
| UK Main Market | 5/19/08 | 5/1/08 | 2008 | Not IPO | | DOMINO'S PIZZA UK & IRL | Introduction from AIM | AIM to Main Market | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | | | 361.02 | 0.00 |
| AIM | 5/19/08 | 5/1/08 | 2008 | IPO | | CHARIOT OIL & GAS LTD | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 130 | | 183.53 | 45.00 | KPMG Corporate Finance (London |
| International Main Market | 5/15/08 | 5/1/08 | 2008 | IPO | | MHP SA | International Offering | | Luxembourg | 3577 | Food Producers | Food Products | 15 | | 846.38 | 188.92 |
| AIM | 5/15/08 | 5/1/08 | 2008 | IPO | | MORTICE LTD | Placing | | Singapore | 2791 | Support Services | Business Support Services | 65 | | 31.01 | 5.01 | Grant Thornton UK LLP |
| AIM | 5/15/08 | 5/1/08 | 2008 | IPO | | SHARE PLC | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 27 | | 43.23 | 1.08 | KBC Peel Hunt Limited |
| AIM | 5/15/08 | 5/1/08 | 2008 | IPO | | TGE MARINE AG | Placing | | Germany | 2757 | Industrial Engineering | Industrial Machinery | 13000 | | 158.25 | 67.16 | Kaupthing Singer & Friedlander |
| UK Main Market | 5/14/08 | 5/1/08 | 2008 | IPO | | FRESNILLO PLC | International Offering | | United Kingdom | 1779 | Mining | Platinum & Precious Metals | 555 | | 3901.35 | 913.34 |
| PSM | 5/14/08 | 5/1/08 | 2008 | IPO | | LUCKY CEMENT LTD | International Offering | | Pakistan | 2353 | Construction & Materials | Building Materials & Fixtures | 7.2838 | | 56.06 | 56.06 |
| AIM | 5/14/08 | 5/1/08 | 2008 | IPO | | YANGTZE CHINA INVESTMENT LTD | Placing | | Cayman Islands | 8985 | Equity Investment Instruments | Equity Investment Instruments | 51.39 | | 13.04 | 13.04 | Colins Stewart Europe Limited |
| AIM | 5/12/08 | 5/1/08 | 2008 | IPO | | MDM ENGINEERING GROUP LTD | Placing | | British Virgin Islands | 2791 | Support Services | Business Support Services | 145 | | 54.32 | 5.00 | Numis Securities Limited |
| AIM | 5/9/08 | 5/1/08 | 2008 | IPO | | IOFINA PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 55 | | 51.60 | 15.10 | Strand Partners Limited |
| International Main Market | 5/9/08 | 5/1/08 | 2008 | IPO | | NEW WORLD RESOURCES NV | Placing | | Netherlands | 1771 | Mining | Coal | 13.25 | | 3494.55 | 1264.92 |
| International Main Market | 5/8/08 | 5/1/08 | 2008 | IPO | | GLOBALTRANS INVESTMENT PLC | International Offering | | Cyprus | 2775 | Industrial Transportation | Railroads | 13.25 | | 227.32 | 227.32 |
| International Main Market | 5/8/08 | 5/1/08 | 2008 | IPO | | PALM HILLS DEVELOPMENTS SAE | International Offering | | Egypt | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 20.31 | | 149.55 | 149.55 |
| AIM | 5/7/08 | 5/1/08 | 2008 | Not IPO | | IMPELLAM GROUP PLC | Introduction | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | | | 38.96 | 0.00 | Cenkos Securities Limited |
| AIM | 5/7/08 | 5/1/08 | 2008 | Not IPO | | SHELLPROOF LTD | Introduction | | Belize (British Hondur | 8775 | General Financial | Specialty Finance | | | 4.20 | 0.00 | Cenkos Securities Limited |
| UK Main Market | 5/2/08 | 5/1/08 | 2008 | Not IPO | | CADBURY PLC | Introduction | | United Kingdom | 3577 | Food Producers | Food Products | | | 8659.14 | 0.00 |
| AIM | 5/1/08 | 5/1/08 | 2008 | Not IPO | | PETRO MATAD LTD | Introduction | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | | | 36.01 | 0.00 | Hanson Westhouse LLP |
| UK Main Market | 4/29/08 | 4/1/08 | 2008 | IPO | | BLACKROCK ABSOLUTE RETURN STRATEGIE | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 10 | | 143.50 | 143.50 |
| AIM | 4/25/08 | 4/1/08 | 2008 | IPO | | VIETNAM PROPERTY FUND LTD | Placing | | Cayman Islands | 8985 | Equity Investment Instruments | Equity Investment Instruments | 50.4 | | 45.36 | 45.36 | Seymour Pierce Limited |
| AIM | 4/24/08 | 4/1/08 | 2008 | IPO | | OBTALA RESOURCES PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 20 | | 35.50 | 3.50 | Zimmerman Adams International |
| International Main Market | 4/23/08 | 4/1/08 | 2008 | IPO | | DEPA LTD | International Offering | | United Emirates | 3726 | Household Goods | Furnishings | 7.75 | | 53.12 | 53.12 |
| International Main Market | 4/22/08 | 4/1/08 | 2008 | IPO | | MAGNIT OJSC | International Offering | | Russia | 5337 | Food & Drug Retailers | Food Retailers & Wholesalers | 8.5 | | 120.24 | 120.24 |
| UK Main Market | 4/21/08 | 4/1/08 | 2008 | Not IPO | | MECOM GROUP PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 5557 | Media | Publishing | | | 530.55 | 0.00 |
| UK Main Market | 4/21/08 | 4/1/08 | 2008 | Not IPO | | PACE MICRO TECHNOLOGY | Introduction Re-admission | | United Kingdom | 3743 | Leisure Goods | Consumer Electronics | | | 270.62 | 0.00 |
| AIM | 4/21/08 | 4/1/08 | 2008 | IPO | | LONGSHIPS PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 20 | | 4.62 | 3.00 | Grant Thornton UK LLP |
| UK Main Market | 4/18/08 | 4/1/08 | 2008 | IPO | | INGENIOUS ENTERTAINMENT VCT 1 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 9.73 | 9.73 |
| UK Main Market | 4/18/08 | 4/1/08 | 2008 | IPO | | INGENIOUS ENTERTAINMENT VCT 2 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 9.73 | 9.73 |
| AIM | 4/18/08 | 4/1/08 | 2008 | Not IPO | | MARWYN VALUE INVESTORS LTD | Placing Re-admission | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 86.64 | 0.00 | Collins Stewart Limited |
| UK Main Market | 4/17/08 | 4/1/08 | 2008 | Not IPO | | THOMSON REUTERS PLC | Introduction | | United Kingdom | 5557 | Media | Publishing | | | 3028.07 | 0.00 |
| UK Main Market | 4/16/08 | 4/1/08 | 2008 | IPO | | F&C MANAGED PORTFOLIO TRUST PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 42.84 | 42.84 |
| AIM | 4/11/08 | 4/1/08 | 2008 | Not IPO | | CRAWSHAW GROUP PLC | Placing Re-admission | | United Kingdom | 5337 | Food & Drug Retailers | Food Retailers & Wholesalers | 37.5 | | 17.51 | 4.00 | Investec Investment Banking |
| UK Main Market | 4/9/08 | 4/1/08 | 2008 | IPO | | DOWNING PROTECTED VCT IX PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 99.9 | | 6.94 | 6.94 |
| AIM | 4/4/08 | 4/1/08 | 2008 | Not IPO | | NETWORK GROUP HLDGS PLC | Introduction Re-admission | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | | | 45.38 | 0.00 | Daniel Stewart & Company plc |
| AIM | 4/4/08 | 4/1/08 | 2008 | IPO | | PHIBRO ANIMAL HEALTH CORP | Placing | | USA | 3573 | Food Producers | Farming & Fishing | 250.89 | | 173.11 | 22.58 | Panmure Gordon (Broking) Limit |
| UK Main Market | 4/3/08 | 4/1/08 | 2008 | IPO | | ZHAIKMUNAI L.P. | International Offering | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 10 | | 50.77 | 50.77 |
| UK Main Market | 4/3/08 | 4/1/08 | 2008 | Not IPO | | MWB GROUP HLDGS PLC | Introduction | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 110.72 | 0.00 |
| AIM | 4/3/08 | 4/1/08 | 2008 | Not IPO | | EKAY | Placing Re-admission | | United Kingdom | 5555 | Media | Media Agencies | 6 | | 2.88 | 0.53 | Daniel Stewart & Company Plc |
| International Main Market | 4/2/08 | 4/1/08 | 2008 | Not IPO | | HERITAGE OIL CORP | Introduction | | Canada | 533 | Oil & Gas Producers | Exploration & Production | | | | 0.00 |
| AIM | 4/1/08 | 4/1/08 | 2008 | Not IPO | | RIVER DIAMONDS PLC | Placing Re-admission | | United Kingdom | 1775 | Mining | General Mining | 6 | | 101.11 | 4.67 | WH Ireland Ltd |
| UK Main Market | 3/31/08 | 3/1/08 | 2008 | Not IPO | | HERITAGE OIL LTD | Introduction | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | | | 746.53 | 0.00 |
| AIM | 3/31/08 | 3/1/08 | 2008 | Not IPO | | PANCELTICA HLDGS LTD | Introduction | | United Kingdom | 2357 | Construction & Materials | Heavy Construction | | | 268.29 | 0.00 | Blomfield Corporate Finance Li |
| AIM | 3/20/08 | 3/1/08 | 2008 | IPO | | ENEGI OIL PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 181 | | 55.01 | 14.00 | Cenkos Securities Limited |
| AIM | 3/20/08 | 3/1/08 | 2008 | Not IPO | | SWEET CHINA PLC | Placing Re-admission | | United Kingdom | 3577 | Food Producers | Food Products | 9 | | 7.99 | 2.70 | Zimmerman Adams International |
| AIM | 3/18/08 | 3/1/08 | 2008 | Not IPO | | NEWMARKET INVESTMENTS | Placing & Open Offer Re-admission | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 1 | | 2.43 | 1.32 | City Financial Associates Ltd |
| AIM | 3/13/08 | 3/1/08 | 2008 | IPO | | VALIANT PETROLEUM PLC | Placing | | United Kingdom | 537 | Oil & Gas Producers | Integrated Oil & Gas | 750 | | 196.84 | 50.00 | Oriel Securities Limited |
| AIM | 3/12/08 | 3/1/08 | 2008 | Not IPO | | APPLIED INTELLECTUAL CAPITAL LTD | Introduction | | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | | | 106.85 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 3/12/08 | 3/1/08 | 2008 | Not IPO | | BHK INC | Introduction | | South Korea | 3722 | Household Goods | Durable Household Products | | | 1.69 | 0.00 | Deloitte & Touche LLP |
| AIM | 3/7/08 | 3/1/08 | 2008 | Not IPO | | MIDAS CAPITAL PLC | Placing Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 150 | | 85.99 | 10.50 | Arbuthnot Securities Ltd |
| AIM | 3/4/08 | 3/1/08 | 2008 | Not IPO | | POLO RESOURCES LTD | Introduction Re-admission | | British Virgin Islands | 8775 | General Financial | Specialty Finance | | | 109.16 | 0.00 | Canaccord Adams Limited |
| AIM | 3/3/08 | 3/1/08 | 2008 | Not IPO | | ST HELENS CAPITAL PLC | Introduction | | United Kingdom | 8777 | General Financial | Investment Services | | | 6.51 | 0.00 | Strand Partners Limited |
| AIM | 3/3/08 | 3/1/08 | 2008 | Not IPO | | ROXI PETROLEUM PLC | Introduction Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | | | 65.63 | 0.00 | W H Ireland Limited |
| UK Main Market | 3/3/08 | 3/1/08 | 2008 | IPO | | JPMORGAN INCOME & CAPITAL TRUST PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 108.29 | 108.29 |
| AIM | 2/26/08 | 2/1/08 | 2008 | Not IPO | | INDIAN RESTAURANTS GROUP PLC | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 1.77 | 0.00 |
| PSM | 2/25/08 | 2/1/08 | 2008 | IPO | | TAEWOONG CO LTD | International Offering | | South Korea | 2757 | Industrial Engineering | Industrial Machinery | 18.35 | | 138.40 | 138.40 |
| AIM | 2/25/08 | 2/1/08 | 2008 | Not IPO | | DARWEN HLDGS PLC | Introduction | | United Kingdom | 2753 | Industrial Engineering | Commercial Vehicles & Trucks | | | 18.48 | 0.00 |
| AIM | 2/25/08 | 2/1/08 | 2008 | IPO | | PAQ INTERNATIONAL HLDGS LTD | Placing | | Cayman Islands | 2797 | Support Services | Industrial Suppliers | 6 | | 7.23 | 1.00 |
| AIM | 2/25/08 | 2/1/08 | 2008 | IPO | | TERRA CATALYST FUND | Placing | | Cayman Islands | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 116.60 | 116.60 |
| AIM | 2/22/08 | 2/1/08 | 2008 | Not IPO | | SITESERV PLC | Introduction Re-admission | | Republic of Ireland | 2357 | Construction & Materials | Heavy Construction | | | 44.63 | 0.00 |
| UK Main Market | 2/20/08 | 2/1/08 | 2008 | Not IPO | | HARDY OIL & GAS | Introduction from AIM | AIM to Main Market | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | | | 371.71 | 0.00 |
| AIM | 2/18/08 | 2/1/08 | 2008 | Not IPO | | TELSPEC PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | | | 2.33 | 0.00 |
| UK Main Market | 2/18/08 | 2/1/08 | 2008 | Not IPO | | REO SECURITIES LTD | Introduction | | United Kingdom | 8777 | General Financial | Investment Services | | | 88.08 | 0.00 |
| UK Main Market | 2/18/08 | 2/1/08 | 2008 | IPO | | TP70 2008(I)VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 3.71 | 3.71 |
| UK Main Market | 2/18/08 | 2/1/08 | 2008 | IPO | | TP70 2008(II)VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 3.76 | 3.76 |
| AIM | 2/12/08 | 2/1/08 | 2008 | Not IPO | | API GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 2791 | Support Services | Business Support Services | | | 17.88 | 0.00 |
| AIM | 2/8/08 | 2/1/08 | 2008 | Not IPO | | CUBUS LUX | Placing Re-admission | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 17 | | 17.35 | 0.74 |
| AIM | 2/5/08 | 2/1/08 | 2008 | IPO | | KENTZ CORPORATION LTD | Placing | | United Kingdom | 2357 | Construction & Materials | Heavy Construction | 115 | | 133.83 | 66.74 |
| UK Main Market | 2/4/08 | 2/1/08 | 2008 | Not IPO | | PREMIER RENEWABLE ENERGY FD LTD | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 13.11 | 0.00 |
| AIM | 1/31/08 | 1/1/08 | 2008 | Not IPO | | CONISTER FINANCIAL GROUP PLC | Introduction Re-admission | | United Kingdom | 8773 | General Financial | Consumer Finance | 0 | | 40.58 | 0.00 | Beaumont Cornish Limited |
| AIM | 1/30/08 | 1/1/08 | 2008 | IPO | | TURFTRAX PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 40 | | 17.59 | 3.20 | City Financial Associates Limi |
| AIM | 1/29/08 | 1/1/08 | 2008 | Not IPO | | ASIA RESOURCES PLC | Placing Re-admission | | United Kingdom | 3763 | Personal Goods | Clothing & Accessories | | | 15.73 | 0.00 | Zimmerman Adams International |
| AIM | 1/24/08 | 1/1/08 | 2008 | Not IPO | | CHINA EASTSEA BUSINESS SOFTWARE | Introduction | | United Kingdom | 9537 | Software & Computer Services | Software | | | 19.80 | 0.00 | Evolution Securities China Lim |
| AIM | 1/21/08 | 1/1/08 | 2008 | IPO | | DESIGNCAPITAL PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 10 | | 5.98 | 5.93 | HB – Corporate |
| AIM | 1/17/08 | 1/1/08 | 2008 | Not IPO | | PORTLAND GAS PLC | Introduction | | United Kingdom | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | 0 | | 179.00 | 0.00 | Seymour Pierce Limited |
| AIM | 1/17/08 | 1/1/08 | 2008 | Not IPO | | EGDON RESOURCES PLC (NEW) | Introduction Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | | | 16.78 | 0.00 | Seymour Pierce Limited |
| AIM | 1/16/08 | 1/1/08 | 2008 | IPO | | JAPAN LEISURE HOTELS LTD | Placing | | United Kingdom | 5753 | Travel & Leisure | Hotels | 50 | | 22.05 | 3.05 | Shore Capital Stockbrokers Lim |
| AIM | 1/15/08 | 1/1/08 | 2008 | IPO | | ANIMALCARE GROUP PLC | Placing | | United Kingdom | 3573 | Food Producers | Farming & Fishing | 55 | | 10.87 | 7.49 | Brewin Dolphin Securities Limi |
| AIM | 1/15/08 | 1/1/08 | 2008 | Not IPO | | CONCHANGO PLC | Placing Re-admission | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 18.91 | | 34.22 | 0.96 | JMFinn Capital Markets Limited |
| AIM | 1/10/08 | 1/1/08 | 2008 | IPO | | STEPPINGSTONE ASSOCIATES PLC | Placing | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | 4 | | 6.41 | 1.10 | Grant Thornton UK LLP |
| AIM | 1/7/08 | 1/1/08 | 2008 | IPO | | LIFELINE SCIENTIFIC INC | Placing | | USA | 4535 | Health Care Equipment & Services | Medical Equipment | 150 | | 23.58 | 5.51 | Seymour Pierce Limited |
| UK Main Market | 1/7/08 | 1/1/08 | 2008 | IPO | | QUORUM OIL & GAS TECHNOLOGY FUND LD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 10 | | 21.93 | 21.93 |
| AIM | 12/31/07 | 12/1/07 | 2007 | Not IPO | | ISLAND GAS RESOURCES PLC | Introduction Re-admission | | United Kingdom | 7535 | Electricity | Electricity | | | 42.83 | 0.00 | Deloitte & Touche |
| AIM | 12/31/07 | 12/1/07 | 2007 | IPO | | ARMOR DESIGNS INC | Placing | | USA | 9533 | Software & Computer Services | Computer Services | 503.7 | | 130.57 | 8.06 | Zimmerman Adams International |
| AIM | 12/31/07 | 12/1/07 | 2007 | Not IPO | | OXFORD ADVANCED SERVICES GR PLC | Placing Re-admission | | United Kingdom | 1775 | Mining | General Mining | 25 | | 44.48 | 3.00 | Zimmerman Adams International |
| UK Main Market | 12/28/07 | 12/1/07 | 2007 | Not IPO | | WICHFORD PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 184.13 | 0.00 |
| UK Main Market | 12/28/07 | 12/1/07 | 2007 | IPO | | OCTOPUS TITAN VCT 1 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 1.33 | 1.33 |
| UK Main Market | 12/28/07 | 12/1/07 | 2007 | IPO | | OCTOPUS TITAN VCT 2 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 1.33 | 1.33 |
| AIM | 12/28/07 | 12/1/07 | 2007 | IPO | | ASIAN LOGIC LTD | Placing | | British Virgin Islands | 5752 | Travel & Leisure | Gambling | 111.62 | | 123.10 | 54.16 | Colins Stewart Europe Limited |
| AIM | 12/28/07 | 12/1/07 | 2007 | IPO | | EVOLVE CAPITAL PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 10 | | 4.63 | 4.00 | City Financial Associates Limi |
| AIM | 12/24/07 | 12/1/07 | 2007 | IPO | | HERTFORD INTL GROUP PLC | Placing | | United Kingdom | 5555 | Media | Media Agencies | 20 | | 8.53 | 2.00 | Zimmerman Adams International |
| AIM | 12/24/07 | 12/1/07 | 2007 | IPO | | NATSUN HLDGS LTD | Placing | | Hong Kong | 3763 | Personal Goods | Clothing & Accessories | 122 | | 36.77 | 6.28 | Evolution Securities Limited |
| AIM | 12/21/07 | 12/1/07 | 2007 | IPO | | JURIDICA INVESTMENTS LTD | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 80.00 | 78.40 | Cenkos Securities Limited |
| AIM | 12/20/07 | 12/1/07 | 2007 | IPO | | RANDALL & QUILTER INVTMNT HLDGS PLC | Placing | | United Kingdom | 8538 | Nonlife Insurance | Reinsurance | 125 | | 69.88 | 31.00 | Noble & Company Limited |
| International Main Market | 12/19/07 | 12/1/07 | 2007 | IPO | | NAMAKWA DIAMONDS LTD | International Offering | | Bermuda | 1773 | Mining | Diamonds & Gemstones | 181 | | 210.11 | 93.35 |
| AIM | 12/19/07 | 12/1/07 | 2007 | IPO | | KDD GROUP NV | Placing | | Netherlands | 8985 | Equity Investment Instruments | Equity Investment Instruments | 200 | | 323.76 | 63.76 | ING Bank N.V. |
| AIM | 12/19/07 | 12/1/07 | 2007 | IPO | | SNACKTIME PLC | Placing | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 144 | | 10.00 | 3.00 | Arbuthnot Securities Limited |
| PSM | 12/18/07 | 12/1/07 | 2007 | IPO | | DIAMOND BANK | International Offering | | Nigeria | 8355 | Banks | Banks | 13.3 | | 248.17 | 248.17 |
| AIM | 12/18/07 | 12/1/07 | 2007 | IPO | | DQ ENTERTAINMENT PLC | Placing | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | 136 | | 48.91 | 26.83 | Evolution Securities Limited |
| PSM | 12/17/07 | 12/1/07 | 2007 | IPO | | GITANJALI GEMS LIMITED | International Offering | | India | 1773 | Mining | Diamonds & Gemstones | 9.67 | | 89.07 | 89.07 |
| International Main Market | 12/17/07 | 12/1/07 | 2007 | Not IPO | | ENDEAVOUR INTL CORP | Introduction | | USA | 533 | Oil & Gas Producers | Exploration & Production | | | 79.52 | 0.00 |
| International Main Market | 12/17/07 | 12/1/07 | 2007 | IPO | | NEW BRITAIN PALM OIL LTD | Placing | | Papua New Guinea | 3573 | Food Producers | Farming & Fishing | 250 | | 362.50 | 88.88 |
| AIM | 12/14/07 | 12/1/07 | 2007 | Not IPO | | CAPITAL LEASE AVIATION PLC | Introduction | | United Kingdom | 2777 | Industrial Transportation | Transportation Services | | | 73.85 | 0.00 | W H Ireland Limited |
| AIM | 12/14/07 | 12/1/07 | 2007 | IPO | | BAQUS GROUP PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 10 | | 11.25 | 1.75 | Seymour Pierce Limited |
| AIM | 12/14/07 | 12/1/07 | 2007 | IPO | | GLOBO PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 20 | | 26.12 | 3.12 | NCB Stockbrokers Limited |
| AIM | 12/14/07 | 12/1/07 | 2007 | IPO | | ORIGO RESOURCES PARTNERS LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 48.60 | 48.60 | Smith & Williamson |
| AIM | 12/13/07 | 12/1/07 | 2007 | Not IPO | | ZAMANO PLC | Introduction Re-admission | | Republic of Ireland | 6575 | Mobile Telecommunications | Mobile Telecommunications | | | 24.03 | 0.00 | Seymour Pierce Limited |
| AIM | 12/13/07 | 12/1/07 | 2007 | IPO | | BLUEWATER BIO INTERNATIONAL | Placing | | Cayman Islands | 8775 | General Financial | Specialty Finance | 12.5 | | 26.91 | 2.78 | Strand Partners Limited |
| UK Main Market | 12/12/07 | 12/1/07 | 2007 | IPO | | ASHMORE GLOBAL OPPORTUNITIES LTD | International Offering | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 10 | | 359.39 | 359.39 |
| UK Main Market | 12/12/07 | 12/1/07 | 2007 | IPO | | EURASIAN NATURAL RESOURCES CORP | International Offering | | United Kingdom | 1775 | Mining | General Mining | 540 | | 6953.85 | 1499.85 |
| AIM | 12/12/07 | 12/1/07 | 2007 | IPO | | ADILI PLC | Placing | | United Kingdom | 5371 | General Retailers | Apparel Retailers | 17.5 | | 4.46 | 1.50 | John East & Partners Limited |
| AIM | 12/12/07 | 12/1/07 | 2007 | IPO | | CAZA OIL & GAS INC | Placing | | Canada | 533 | Oil & Gas Producers | Exploration & Production | 38.5 | | 26.69 | 7.25 | Noble & Company Limited |
| International Main Market | 12/11/07 | 12/1/07 | 2007 | IPO | | HANSEN TRANSMISSIONS INTL NV | International Offering | | Belgium | 2757 | Industrial Engineering | Industrial Machinery | 175 | | 1172.68 | 318.15 |
| AIM | 12/11/07 | 12/1/07 | 2007 | Not IPO | | BRAMLIN LTD | Introduction Re-admission | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 39.86 | 0.00 | Strand Partners Ltd |
| UK Main Market | 12/11/07 | 12/1/07 | 2007 | IPO | | DOWNING PROTECTED VCT VIII PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 99.9 | | 2.96 | 2.96 |
| AIM | 12/11/07 | 12/1/07 | 2007 | IPO | | LONZIM PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 36.45 | 29.16 | Colins Stewart Europe Limited |
| AIM | 12/11/07 | 12/1/07 | 2007 | IPO | | PURECIRCLE LTD | Placing | | Bermuda | 3577 | Food Producers | Food Products | 172.05 | | 224.16 | 24.58 | RFC Corporate Finance Limited |
| UK Main Market | 12/10/07 | 12/1/07 | 2007 | Not IPO | | CHRYSALIS GROUP PLC | Introduction Re-admission | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | | | 88.62 | 0.00 |
| AIM | 12/10/07 | 12/1/07 | 2007 | Not IPO | | CHINA FOOD COMPANY PLC | Placing Re-admission | | United Kingdom | 3573 | Food Producers | Farming & Fishing | 30 | | 19.92 | 5.00 | Strand Partners Ltd |
| AIM | 12/7/07 | 12/1/07 | 2007 | Not IPO | | COCKLESHELL LTD | Introduction | | Belize (British Hondur | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 28.04 | 0.00 | Cenkos Securities Limited |
| AIM | 12/7/07 | 12/1/07 | 2007 | Not IPO | | INVU PLC | Introduction Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | | | 8.60 | 0.00 | Arbuthnot Securities Ltd |
| AIM | 12/5/07 | 12/1/07 | 2007 | Not IPO | | PAYZONE PLC | Introduction | | Republic of Ireland | 2795 | Support Services | Financial Administration | | | 221.86 | 0.00 | Panmure Gordon (UK) Limited |
| AIM | 12/5/07 | 12/1/07 | 2007 | IPO | | FOAMASTERS INTERNATIONAL LTD | Placing | | United Kingdom | 1353 | Chemicals | Commodity Chemicals | 38 | | 31.73 | 1.33 | Hanson Westhouse LLP |
| AIM | 12/4/07 | 12/1/07 | 2007 | IPO | | MEDGENICS INC | Placing | | USA | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 10 | | 10.41 | 0.96 | Blomfield Corporate |
| AIM | 12/3/07 | 12/1/07 | 2007 | IPO | | PLASTICS CAPITAL PLC | Placing | | United Kingdom | 1357 | Chemicals | Specialty Chemicals | 100 | | 1.93 | 1.93 | Charles Stanley Securities |
| UK Main Market | 12/3/07 | 12/1/07 | 2007 | IPO | | RECORD PLC | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 160 | | 354.21 | 88.55 |
| AIM | 11/30/07 | 11/1/07 | 2007 | IPO | | HELLENIC CARRIERS LTD | Placing | | United Kingdom | 2773 | Industrial Transportation | Marine Transportation | 212 | | 96.71 | 29.01 |
| AIM | 11/29/07 | 11/1/07 | 2007 | IPO | | ABBEY PROTECTION PLC | Placing | | United Kingdom | 8536 | Nonlife Insurance | Property & Casualty Insurance | 55 | | 55.00 | 15.30 |
| AIM | 11/29/07 | 11/1/07 | 2007 | IPO | | IQ HLDGS PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 2 | | 1.63 | 0.85 |
| UK Main Market | 11/29/07 | 11/1/07 | 2007 | Not IPO | | CAZENOVE ABSOLUTE EQUITY LTD | Placing and Open Offer transfer fro | AIM to Main Market | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 37.29 | 20.47 |
| AIM | 11/28/07 | 11/1/07 | 2007 | IPO | | E-THERAPEUTICS PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 67 | | 37.33 | 1.33 |
| AIM | 11/28/07 | 11/1/07 | 2007 | IPO | | VISION OPPORTUNITY CHINA FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 48.52 | | 48.52 | 48.52 |
| UK Main Market | 11/27/07 | 11/1/07 | 2007 | IPO | | CERES AGRICULTURAL FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 65.38 | 65.38 |
| AIM | 11/27/07 | 11/1/07 | 2007 | IPO | | HIPCRICKET INC | Placing | | USA | 5555 | Media | Media Agencies | 262 | | 75.27 | 8.28 |
| AIM | 11/27/07 | 11/1/07 | 2007 | IPO | | TRACSIS PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 40 | | 7.00 | 2.00 |
| AIM | 11/26/07 | 11/1/07 | 2007 | Not IPO | | ENERGEM RESOURCES INC | Introduction | | Canada | 537 | Oil & Gas Producers | Integrated Oil & Gas | | | 26.29 | 0.00 |
| AIM | 11/22/07 | 11/1/07 | 2007 | IPO | | LANDKOM INTERNATIONAL PLC | Placing | | United Kingdom | 3573 | Food Producers | Farming & Fishing | 52 | | 98.39 | 54.00 | Libertas Capital Securities Li |
| AIM | 11/22/07 | 11/1/07 | 2007 | IPO | | PACIFIC ALLIANCE CHINA LAND LTD | Placing | | Cayman Islands | 8733 | Real Estate | Real Estate Holding & Development | 48.89 | | 195.56 | 244.45 | Grant Thornton UK LLP |
| International Main Market | 11/21/07 | 11/1/07 | 2007 | Not IPO | | POWERSHARES GLOBAL FUNDS IRELAND | Introduction | | Republic of Ireland | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | | | | 0.00 |
| AIM | 11/19/07 | 11/1/07 | 2007 | Not IPO | | ATLANTIC COAL PLC | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 12.42 | 0.00 | HB - Corporate |
| International Main Market | 11/16/07 | 11/1/07 | 2007 | IPO | | LSR GROUP OJSC | International Offering | | Russia | 2353 | Construction & Materials | Building Materials & Fixtures | 14.5 | | 315.60 | 315.60 |
| AIM | 11/16/07 | 11/1/07 | 2007 | Not IPO | | LENI GAS & OIL PLC | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 27.07 | 0.00 | Beaumont Cornish Limited |
| AIM | 11/16/07 | 11/1/07 | 2007 | IPO | | XCITE ENERGY LTD | Placing | | British Virgin Islands | 533 | Oil & Gas Producers | Exploration & Production | 80.5 | | 48.74 | 15.09 | Strand Partners Limited |
| AIM | 11/14/07 | 11/1/07 | 2007 | Not IPO | | HECTA MEDIA INC | Introduction | | British Virgin Islands | 5555 | Media | Media Agencies | | | 9.74 | 0.00 | Beaumont Cornish Limited |
| UK Main Market | 11/12/07 | 11/1/07 | 2007 | Not IPO | | GENUS | Introduction from AIM | AIM to Main Market | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 420.05 | 0.00 |
| International Main Market | 11/8/07 | 11/1/07 | 2007 | IPO | | NOVOROSSIYSK COMMERCIAL SEA PORT | International Offering | | Russia | 2777 | Industrial Transportation | Transportation Services | 19.2 | | 297.03 | 297.03 |
| UK Main Market | 11/8/07 | 11/1/07 | 2007 | IPO | | CENTRAL RAND GOLD LTD | Placing | | United Kingdom | 1777 | Mining | Gold Mining | 125 | | 308.25 | 75.00 |
| AIM | 11/8/07 | 11/1/07 | 2007 | IPO | | CHAARAT GOLD HLDGS LTD | Placing | | British Virgin Islands | 1777 | Mining | Gold Mining | 60 | | 43.13 | 8.80 | Canaccord Capital (Europe) Lim |
| International Main Market | 11/7/07 | 11/1/07 | 2007 | IPO | | EURASIA DRILLING CO LTD | International Offering | | Cayman Islands | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | 23.5 | | 351.03 | 219.56 |
| PSM | 11/7/07 | 11/1/07 | 2007 | IPO | | INNOLUX DISPLAY CORPORATION | International Offering | | Taiwan | 9572 | Technology Hardware & Equipment | Computer Hardware | 9.02 | | 659.99 | 659.99 |
| AIM | 11/7/07 | 11/1/07 | 2007 | Not IPO | | ASIA DISTRIBUTION SOLUTIONS LTD | Introduction | | Cayman Islands | 3537 | Beverages | Soft Drinks | | | 9.05 | 0.00 | Evolution Securities Limited |
| AIM | 11/7/07 | 11/1/07 | 2007 | IPO | | GREENKO GROUP PLC | Placing | | United Kingdom | 7535 | Electricity | Electricity | 97.08 | | 66.00 | 31.21 | Arden Partners Limited |
| AIM | 11/7/07 | 11/1/07 | 2007 | IPO | | LONDON & STAMFORD PROPERTY LTD | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 100 | | 285.00 | 247.50 | KBC Peel Hunt Limited |
| AIM | 11/6/07 | 11/1/07 | 2007 | IPO | | CRYO-SAVE GROUP NV | Placing | | Netherlands | 4533 | Health Care Equipment & Services | Health Care Providers | 210 | | 101.17 | 40.51 | Kaupthing Simger & Freidlander |
| AIM | 11/5/07 | 11/1/07 | 2007 | IPO | | BOOMERANG PLUS PLC | Placing | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | 158 | | 14.06 | 3.51 | Evolution Securities Limited |
| PSM | 11/2/07 | 11/1/07 | 2007 | IPO | | DAISHIN SECURITIES CO | International Offering | | South Korea | 8777 | General Financial | Investment Services | 6.4503 | | 62.94 | 62.94 |
| UK Main Market | 11/1/07 | 11/1/07 | 2007 | Not IPO | | PRINCESS PRIVATE EQUITY HLDGS | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 408.10 | 0.00 |
| AIM | 10/31/07 | 10/1/07 | 2007 | IPO | | CYRIL SWEETT GROUP PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 110 | | 60.81 | 26.30 | Brewin Dolphin Securities Limi |
| UK Main Market | 10/29/07 | 10/1/07 | 2007 | IPO | | TELECITY GROUP | International Offering | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 220 | | 435.80 | 110.73 |
| AIM | 10/29/07 | 10/1/07 | 2007 | Not IPO | | DIAMONEX | Introduction | | Australia | 1773 | Mining | Diamonds & Gemstones | | | 25.62 | 0.00 | RFC Corporate Finance Limited |
| UK Main Market | 10/29/07 | 10/1/07 | 2007 | Not IPO | | ARICOM | Introduction from AIM | AIM to Main Market | United Kingdom | 1357 | Chemicals | Specialty Chemicals | | | 834.15 | 0.00 |
| AIM | 10/26/07 | 10/1/07 | 2007 | Not IPO | | PARK GROUP | Introduction | | United Kingdom | 8773 | General Financial | Consumer Finance | | | 28.89 | 0.00 | Shore Capital & Corporate Limi |
| AIM | 10/26/07 | 10/1/07 | 2007 | Not IPO | | SHELLSHOCK LTD | Introduction | | Belize (British Hondur | 2793 | Support Services | Business Training & Employment Agencies | | | 3.33 | 0.00 | Cenkos Securities Limited |
| AIM | 10/26/07 | 10/1/07 | 2007 | Not IPO | | REDLINE COMMUNICATION GROUP | Placing Re-admission | | Canada | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | 345 | | 47.05 | 21.23 | Canaccord Capital (Europe) Lim |
| International Main Market | 10/25/07 | 10/1/07 | 2007 | IPO | | GRUPO CLARIN SA | International Offering | | Argentina | 5553 | Media | Broadcasting & Entertainment | 18.5 | | 229.65 | 229.65 |
| AIM | 10/24/07 | 10/1/07 | 2007 | IPO | | NINETY PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 1 | | 3.75 | 3.20 | JMFinn Capital Markets Limited |
| AIM | 10/23/07 | 10/1/07 | 2007 | Not IPO | | RANGE RESOURCES | Introduction | | Australia | 533 | Oil & Gas Producers | Exploration & Production | | | 50.52 | 0.00 | RFC Corporate Finance Limited |
| UK Main Market | 10/23/07 | 10/1/07 | 2007 | Not IPO | | RECKITT BENCKISER GROUP PLC | Introduction Re-admission | | United Kingdom | 3724 | Household Goods | Nondurable Household Products | | | 20717.53 | 0.00 |
| International Main Market | 10/19/07 | 10/1/07 | 2007 | IPO | | URALKALI JSC | International Offering | | Russia | 1357 | Chemicals | Specialty Chemicals | 17.5 | | 460.11 | 460.11 |
| UK Main Market | 10/19/07 | 10/1/07 | 2007 | Not IPO | | LUMINAR GROUP HLDGS PLC | Introduction Re-admission | | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | | | 379.02 | 0.00 |
| AIM | 10/19/07 | 10/1/07 | 2007 | IPO | | GEM BIOFUELS PLC | Placing | | United Kingdom | 3573 | Food Producers | Farming & Fishing | 60 | | 16.56 | 3.50 | W H Ireland Limited |
| AIM | 10/18/07 | 10/1/07 | 2007 | IPO | | SGL VIETNAM DEVELOPMENT LTD | Placing | | Cayman Islands | 8733 | Real Estate | Real Estate Holding & Development | 147.67 | | 15.83 | 15.90 | Colins Stewart Europe Limited |
| UK Main Market | 10/15/07 | 10/1/07 | 2007 | Not IPO | | UTV MEDIA PLC | Introduction Re-admission | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | | | 196.05 | 0.00 |
| AIM | 10/12/07 | 10/1/07 | 2007 | Not IPO | | ALTERNATIVE ENERGY LTD | Introduction | | Singapore | 8775 | General Financial | Specialty Finance | | | 11.74 | 0.00 | Beaumont Cornish Limited |
| AIM | 10/11/07 | 10/1/07 | 2007 | IPO | | ECO CITY VEHICLES PLC | Placing | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 5 | | 15.10 | 1.00 | Numis Securities Limited |
| AIM | 10/10/07 | 10/1/07 | 2007 | IPO | | CVS GROUP PLC | Placing | | United Kingdom | 5377 | General Retailers | Specialized Consumer Services | 205 | | 105.71 | 92.67 | Panmure Gordon (UK) Limited |
| International Main Market | 10/5/07 | 10/1/07 | 2007 | IPO | | HRVATSKE TELEKOMUNIKACIJE D D | International Offering | | Croatia | 6575 | Mobile Telecommunications | Mobile Telecommunications | 51.76 | | 68.63 | 68.63 |
| International Main Market | 10/4/07 | 10/1/07 | 2007 | IPO | | OGK 2 | International Offering | | Russia | 7535 | Electricity | Electricity | 16 | | 127.25 | 127.25 |
| AIM | 10/2/07 | 10/1/07 | 2007 | IPO | | MELORIO PLC | Placing | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | 100 | | 2.23 | 2.23 | Kaupthing Singer & Friedlander |
| AIM | 10/2/07 | 10/1/07 | 2007 | Not IPO | | ANDES ENERGIA PLC | Placing Re-admission | | United Kingdom | 7535 | Electricity | Electricity | 54 | | 54.49 | 6.48 | Arbuthnot Securities Limited |
| AIM | 10/1/07 | 10/1/07 | 2007 | Not IPO | | CHAPELTHORPE | Introduction from Main Market | Main Market to AIM | United Kingdom | 3763 | Personal Goods | Clothing & Accessories | | | 6.43 | 0.00 | Brewin Dolphin Securities Limi |
| AIM | 10/1/07 | 10/1/07 | 2007 | Not IPO | | TITANIUM ASSET MANAGEMENT CORP | Introduction Re-admission | | USA | 8771 | General Financial | Asset Managers | | | 62.83 | 0.00 | Seymour Pierce Limited |
| AIM | 10/1/07 | 10/1/07 | 2007 | IPO | | ALL LEISURE GROUP PLC | Placing | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 180 | | 110.53 | 19.66 | Blue Oar Securities Plc |
| AIM | 9/26/07 | 9/1/07 | 2007 | Not IPO | | VPHASE | Introduction | | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 0 | | 11.73 | 0.00 | Zimmerman Adams International |
| AIM | 9/24/07 | 9/1/07 | 2007 | Not IPO | | BERKELEY SCOTT GROUP | Placing Re-admission | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | 40 | | 10.77 | 1.65 | Daniel Stewart & Company Plc |
| UK Main Market | 9/21/07 | 9/1/07 | 2007 | Not IPO | | WESTBURY PROPERTY FUND(THE) | Introduction Re-admission | | United Kingdom | 2777 | Industrial Transportation | Transportation Services | | | 239.94 | 0.00 |
| AIM | 9/21/07 | 9/1/07 | 2007 | Not IPO | | KIMCOR DIAMONDS | Placing Re-admission | | United Kingdom | 1773 | Mining | Diamonds & Gemstones | 6.5 | | 18.11 | 4.26 | Strand Partners Ltd |
| AIM | 9/19/07 | 9/1/07 | 2007 | Not IPO | | SPEYMILL GROUP PLC | Introduction Re-admission | | United Kingdom | 8771 | General Financial | Asset Managers | | | 60.87 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 9/18/07 | 9/1/07 | 2007 | IPO | | KURAWOOD PLC | Placing | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | 100 | | 17.00 | 4.50 | City Financial Associates Limi |
| AIM | 9/17/07 | 9/1/07 | 2007 | Not IPO | | CLINICAL COMPUTING | Introduction from Main Market | Main Market to AIM | United Kingdom | 9537 | Software & Computer Services | Software | | | 1.32 | 0.00 | City Financial Associates Limi |
| AIM | 9/17/07 | 9/1/07 | 2007 | Not IPO | | NETWORK GROUP HOLDINGS PLC | Introduction | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | | | 14.53 | 0.00 | Daniel Stewart & Company plc |
| AIM | 9/14/07 | 9/1/07 | 2007 | Not IPO | | PLATINUM DIVERSIFIED MINING INC | Introduction Re-admission | | Cayman Islands | 1775 | Mining | General Mining | | | 161.23 | 0.00 | Strand Partners Ltd |
| AIM | 9/13/07 | 9/1/07 | 2007 | IPO | | CRANEWARE PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 128 | | 31.91 | 20.53 | KBC Peel Hunt Limited |
| AIM | 9/12/07 | 9/1/07 | 2007 | Not IPO | | NIGER URANIUM LTD | Introduction | | British Virgin Islands | 1755 | Industrial Metals | Nonferrous Metals | | | 48.14 | 0.00 | Beaumont Cornish Limited |
| International Main Market | 9/12/07 | 9/1/07 | 2007 | Not IPO | | SPA ETF PLC | Introduction | | Republic of Ireland | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | | | | 0.00 |
| AIM | 9/11/07 | 9/1/07 | 2007 | Not IPO | | BOUNDARY CAPITAL PLC | Introduction Re-admission | | Republic of Ireland | 8775 | General Financial | Specialty Finance | | | 33.63 | 0.00 | Davy |
| AIM | 9/7/07 | 9/1/07 | 2007 | IPO | | REAL OFFICE GROUP PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 20 | | 3.50 | 3.50 | Colins Stewart Europe Limited |
| AIM | 9/7/07 | 9/1/07 | 2007 | Not IPO | | SOUTHERN BEAR PLC | Placing Re-admission | | United Kingdom | 5377 | General Retailers | Specialized Consumer Services | 4 | | 11.57 | 2.90 | Grant Thornton UK LLP |
| International Main Market | 9/6/07 | 9/1/07 | 2007 | Not IPO | | DB X-TRACKERS | Introduction | | Luxembourg | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | | | | 0.00 |
| AIM | 9/5/07 | 9/1/07 | 2007 | Not IPO | | SPORT MEDIA GROUP PLC | Placing Re-admission | | United Kingdom | 5557 | Media | Publishing | 75 | | 72.64 | 58.15 | Daniel Stewart & Company PLC |
| AIM | 9/4/07 | 9/1/07 | 2007 | Not IPO | | POLO RESOURCES LTD | Introduction | | British Virgin Islands | 8775 | General Financial | Specialty Finance | | | 14.91 | 0.00 | Beaumont Cornish Limited |
| AIM | 9/4/07 | 9/1/07 | 2007 | IPO | | HAMPDEN UNDERWRITING PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 5.24 | 5.24 | Smith & Williamson |
| UK Main Market | 9/3/07 | 9/1/07 | 2007 | Not IPO | | TUI TRAVEL PLC | Introduction | | United Kingdom | 5759 | Travel & Leisure | Travel & Tourism | | | 3186.33 | 0.00 |
| AIM | 8/31/07 | 8/1/07 | 2007 | Not IPO | | CROPPER(JAMES) | Introduction from Main Market | Main Market to AIM | United Kingdom | 1737 | Forestry & Paper | Paper | | | 21.18 | 0.00 | Brewin Dolphin Securities Limi |
| International Main Market | 8/31/07 | 8/1/07 | 2007 | Not IPO | | INTERNATIONAL FERRO METALS | Introduction from AIM | AIM to Main Market | Australia | 1757 | Industrial Metals | Steel | | | 5.64 | 0.00 |
| AIM | 8/31/07 | 8/1/07 | 2007 | Not IPO | | RESEARCH PHARMACEUTICAL SRV INC | Introduction Re-admission | | USA | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 107.61 | 0.00 | Arbuthnot Securities Ltd |
| AIM | 8/31/07 | 8/1/07 | 2007 | Not IPO | | OMEGA DIAGNOSTICS GROUP | Placing Re-admission | | United Kingdom | 4537 | Health Care Equipment & Services | Medical Supplies | 30 | | 2.91 | 1.98 | Landsbanki Securities (UK) Ltd |
| AIM | 8/30/07 | 8/1/07 | 2007 | IPO | | HOLLYWOOD MEDIA SERVICES PLC | Placing | | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | 3 | | 1.45 | 0.85 | City Financial Associates Limi |
| AIM | 8/30/07 | 8/1/07 | 2007 | Not IPO | | MKM GROUP | Placing Re-admission | | United Kingdom | 5555 | Media | Media Agencies | 7.5 | | 5.28 | 0.50 | WH Ireland Ltd |
| AIM | 8/28/07 | 8/1/07 | 2007 | Not IPO | | TALIESIN PROPERTY FUND LTD | Introduction | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 31.12 | 0.00 | Insinger de Beaufort |
| International Main Market | 8/23/07 | 8/1/07 | 2007 | Not IPO | | NASPERS | Introduction | | South Africa | 5553 | Media | Broadcasting & Entertainment | | | | 0.00 |
| AIM | 8/22/07 | 8/1/07 | 2007 | IPO | | NEW EUROPE PROPERTY INVESTMENTS PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 135.28 | | 17.42 | 17.42 | Smith & Williamson |
| AIM | 8/21/07 | 8/1/07 | 2007 | Not IPO | | SANDFORD PLC | Introduction Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | | | 4.38 | 0.00 | Beaumont Cornish Limited |
| AIM | 8/20/07 | 8/1/07 | 2007 | Not IPO | | LINCAT GROUP | Introduction | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | | | 32.28 | 0.00 | Evolution Securities Limited |
| AIM | 8/16/07 | 8/1/07 | 2007 | IPO | | CANTON PROPERTY INVESTMENT LTD | Placing | | British Virgin Islands | 8733 | Real Estate | Real Estate Holding & Development | 44.36 | | 181.39 | 27.11 | Libertas Capital Corporate Fin |
| AIM | 8/15/07 | 8/1/07 | 2007 | IPO | | LEED PETROLEUM PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 47 | | 117.98 | 53.92 | Matrix Corporate Capital Limit |
| AIM | 8/14/07 | 8/1/07 | 2007 | IPO | | HITCHENS GROUP PLC | Placing | | United Kingdom | 5373 | General Retailers | Broadline Retailers | 0.75 | | 9.33 | 2.33 | Daniel Stewart & Company plc |
| AIM | 8/13/07 | 8/1/07 | 2007 | IPO | | AMERICAN LEISURE GROUP LTD | Placing | | British Virgin Islands | 5753 | Travel & Leisure | Hotels | 120 | | 203.97 | 75.00 | Dawnay, Day Corporate Finance |
| AIM | 8/7/07 | 8/1/07 | 2007 | Not IPO | | IN HOUSE GROUP PLC | Introduction Re-admission | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 1.49 | 0.00 | Beaumont Cornish Limited |
| AIM | 8/7/07 | 8/1/07 | 2007 | IPO | | STRATEGIC NATURAL RESOURCES PLC | Placing | | United Kingdom | 1771 | Mining | Coal | 30 | | 19.50 | 3.00 | HB – Corporate |
| AIM | 8/6/07 | 8/1/07 | 2007 | IPO | | ENERGYBUILD GROUP PLC | Placing | | United Kingdom | 1771 | Mining | Coal | 20 | | 26.00 | 15.00 | Seymour Pierce Limited |
| AIM | 8/6/07 | 8/1/07 | 2007 | IPO | | IDATECH PLC | Placing | | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 100 | | 49.50 | 15.27 | Dresdner Kleinwort Limited |
| AIM | 8/6/07 | 8/1/07 | 2007 | IPO | | NVIRO CLEANTECH PLC | Placing | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | 63 | | 27.61 | 7.50 | Grant Thornton UK LLP |
| AIM | 8/6/07 | 8/1/07 | 2007 | Not IPO | | KIWARA PLC | Placing Re-admission | | United Kingdom | 1755 | Industrial Metals | Nonferrous Metals | 10 | | 14.19 | 1.20 | Beaumont Cornish Limited |
| AIM | 8/3/07 | 8/1/07 | 2007 | IPO | | ET-CHINA.COM INTL HLDGS LTD | Placing | | United Kingdom | 5759 | Travel & Leisure | Travel & Tourism | 127 | | 41.85 | 5.22 | Seymour Pierce Limited |
| AIM | 8/3/07 | 8/1/07 | 2007 | IPO | | NORDIC LAND LTD | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 100 | | 19.17 | 4.88 | Matrix Corporate Capital Limit |
| AIM | 8/3/07 | 8/1/07 | 2007 | IPO | | OAKLEY CAPITAL INVESTMENTS LTD | Placing | | Bermuda | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 100.00 | 100.00 | Colins Stewart Europe Limited |
| UK Main Market | 8/3/07 | 8/1/07 | 2007 | IPO | | PSOURCE STRUCTURED DEBT LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 30.00 | 30.00 |
| UK Main Market | 8/3/07 | 8/1/07 | 2007 | IPO | | SEPURA PLC | Placing | | United Kingdom | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | 145 | | 197.71 | 54.37 |
| International Main Market | 8/3/07 | 8/1/07 | 2007 | IPO | | SYMPHONY INTERNATIONAL HLDGS LTD | Placing | | British Virgin Islands | 8775 | General Financial | Specialty Finance | 1 | | 165.30 | 92.85 |
| International Main Market | 8/2/07 | 8/1/07 | 2007 | IPO | | VIMETCO NV | International Offering | | Netherlands | 1753 | Industrial Metals | Aluminum | 9 | | 965.31 | 289.59 |
| AIM | 8/2/07 | 8/1/07 | 2007 | IPO | | LEWIS CHARLES ROMANIA PRPTY LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 140 | | 27.41 | 27.41 | Canaccord Adams Limited |
| AIM | 8/2/07 | 8/1/07 | 2007 | IPO | | LUDGATE ENVIRONMENTAL FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 25.71 | 25.71 | PricewaterhouseCoopers LLP (Lo |
| AIM | 8/2/07 | 8/1/07 | 2007 | IPO | | RAPID REALISATIONS FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 60.00 | 60.00 | Grant Thornton UK LLP |
| AIM | 8/1/07 | 8/1/07 | 2007 | IPO | | AISI REALTY PUBLIC LTD | Placing | | Cyprus | 8733 | Real Estate | Real Estate Holding & Development | 32.25 | | 53.60 | 16.19 | Libertas Capital Corporate Fin |
| AIM | 8/1/07 | 8/1/07 | 2007 | IPO | | WORLDSPREADS GROUP PLC | Placing | | Republic of Ireland | 5752 | Travel & Leisure | Gambling | 47 | | 18.29 | 5.77 | Colins Stewart Europe Limited |
| UK Main Market | 7/31/07 | 7/1/07 | 2007 | IPO | | MONEYSUPERMARKET.COM GROUP PLC | International Offering | | United Kingdom | 5555 | Media | Media Agencies | 170 | | 842.96 | 180.00 |
| AIM | 7/31/07 | 7/1/07 | 2007 | Not IPO | | PAN AFRICAN RESOURCES PLC | Introduction Re-admission | | United Kingdom | 1777 | Mining | Gold Mining | | | 87.13 | 0.00 | Ambrian Partners Limited |
| AIM | 7/31/07 | 7/1/07 | 2007 | IPO | | CONNEMARA MINING PLC | Placing | | Republic of Ireland | 1775 | Mining | General Mining | 35 | | 5.31 | 1.00 | Blue Oar Securities Plc |
| AIM | 7/31/07 | 7/1/07 | 2007 | IPO | | EPICURE QATAR EQUITY OPPORTUNITIES | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 48.86 | | 82.25 | 83.72 | Panmure Gordon (Broking) Limit |
| International Main Market | 7/30/07 | 7/1/07 | 2007 | IPO | | GLOBEOP FINANCIAL SERVICES SA | Placing | | Luxembourg | 8777 | General Financial | Investment Services | 230 | | 208.19 | 46.85 |
| AIM | 7/27/07 | 7/1/07 | 2007 | Not IPO | | CORE BUSINESS(THE) | Placing Re-admission | | United Kingdom | 3767 | Personal Goods | Personal Products | 1 | | 2.69 | 1.35 | ARM Corporate Finance Ltd |
| International Main Market | 7/26/07 | 7/1/07 | 2007 | IPO | | GUARANTY TRUST BANK | International Offering | | Nigeria | 8355 | Banks | Banks | 11.2 | | 376.38 | 376.38 |
| AIM | 7/26/07 | 7/1/07 | 2007 | IPO | | TAWA PLC | Placing | | United Kingdom | 8538 | Nonlife Insurance | Reinsurance | 125 | | 127.36 | 27.36 | KBC Peel Hunt Limited |
| UK Main Market | 7/25/07 | 7/1/07 | 2007 | IPO | | KAZAKHSTAN KAGAZY PLC | International Offering | | United Kingdom | 2723 | General Industrials | Containers & Packaging | 5 | | 120.45 | 120.45 |
| UK Main Market | 7/25/07 | 7/1/07 | 2007 | IPO | | THIRD POINT OFFSHORE INVESTORS LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 10 | | 260.91 | 260.91 |
| AIM | 7/24/07 | 7/1/07 | 2007 | Not IPO | | INDIA HOSPITALITY CORP | Introduction Re-admission | | Cayman Islands | 5757 | Travel & Leisure | Restaurants & Bars | | | 111.37 | 0.00 | Deutsche Bank AG London |
| AIM | 7/24/07 | 7/1/07 | 2007 | IPO | | AFRICA OPPORTUNITY FUND LTD | Placing | | Cayman Islands | 8985 | Equity Investment Instruments | Equity Investment Instruments | 48.78 | | 60.98 | 60.98 | Grant Thornton UK LLP |
| AIM | 7/24/07 | 7/1/07 | 2007 | IPO | | CAPREGEN PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 5 | | 4.45 | 3.20 | Blue Oar Securitied |
| International Main Market | 7/23/07 | 7/1/07 | 2007 | IPO | | ALLIANCE BANK JSC | International Offering | | Kazakhstan | 8355 | Banks | Banks | 14 | | 353.30 | 353.30 |
| AIM | 7/20/07 | 7/1/07 | 2007 | Not IPO | | MINERAL SECURITIES LTD | Introduction | | British Virgin Islands | 1775 | Mining | General Mining | | | 156.16 | 0.00 | RBC Capital Markets |
| AIM | 7/20/07 | 7/1/07 | 2007 | IPO | | NOSTRA TERRA OIL&GAS CO PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 5 | | 15.09 | 3.50 | Nabarro Wells & Co. Limited |
| AIM | 7/20/07 | 7/1/07 | 2007 | Not IPO | | I-DESIGN GROUP PLC | Placing Re-admission | | United Kingdom | 5555 | Media | Media Agencies | 67 | | 9.45 | 3.45 | Arbuthnot Securities Limited |
| AIM | 7/19/07 | 7/1/07 | 2007 | Not IPO | | INTERNATIONAL MARKETING & SALES GRP | Introduction Re-admission | | United Kingdom | 5555 | Media | Media Agencies | | | 72.47 | 0.00 | Canaccord Capital (Europe) Ltd |
| International Main Market | 7/18/07 | 7/1/07 | 2007 | IPO | | EASTPHARMA LTD | International Offering | | Bermuda | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 11 | | 87.50 | 87.50 |
| AIM | 7/18/07 | 7/1/07 | 2007 | Not IPO | | MOBILE DOCTORS GROUP PLC | Introduction | | United Kingdom | 5377 | General Retailers | Specialized Consumer Services | | | 8.50 | 0.00 | Daniel Stewart & Company plc |
| UK Main Market | 7/18/07 | 7/1/07 | 2007 | Not IPO | | VECTURA GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | | | 247.54 | 0.00 |
| UK Main Market | 7/18/07 | 7/1/07 | 2007 | IPO | | HENDERSON DIVERSIFIED INCOME LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 40.50 | 40.50 |
| AIM | 7/18/07 | 7/1/07 | 2007 | IPO | | SPITFIRE OIL LTD | Placing | | Bermuda | 533 | Oil & Gas Producers | Exploration & Production | 60 | | 25.53 | 10.00 | Colins Stewart Europe Limited |
| AIM | 7/17/07 | 7/1/07 | 2007 | IPO | | PARK PLAZA HOTELS LTD | Placing | | United Kingdom | 5753 | Travel & Leisure | Hotels | 550 | | 225.18 | 84.98 | Morgan Stanley & Co Internatio |
| AIM | 7/17/07 | 7/1/07 | 2007 | Not IPO | | CLEARDEBT GROUP | Placing Re-admission | | United Kingdom | 8773 | General Financial | Consumer Finance | 2 | | 6.09 | 0.32 | W. H. Ireland Ltd |
| UK Main Market | 7/16/07 | 7/1/07 | 2007 | Not IPO | | INTERNATIONAL PERSONAL FINANCE PLC | Introduction | | United Kingdom | 8773 | General Financial | Consumer Finance | 0 | | 437.27 | 0.00 |
| AIM | 7/16/07 | 7/1/07 | 2007 | IPO | | FRESHWATER UK PLC | Placing | | United Kingdom | 5555 | Media | Media Agencies | 85 | | 9.48 | 4.00 | Charles Stanley Securities |
| UK Main Market | 7/16/07 | 7/1/07 | 2007 | IPO | | NORCROS PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 78 | | 116.00 | 100.47 |
| AIM | 7/16/07 | 7/1/07 | 2007 | IPO | | SHIELDTECH PLC | Placing | | United Kingdom | 3763 | Personal Goods | Clothing & Accessories | 25 | | 13.12 | 10.00 | Seymour Pierce Limited |
| UK Main Market | 7/13/07 | 7/1/07 | 2007 | Not IPO | | NCC GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 9533 | Software & Computer Services | Computer Services | | | 130.29 | 0.00 |
| AIM | 7/13/07 | 7/1/07 | 2007 | IPO | | MAPLE ENERGY PLC | Placing | | Republic of Ireland | 537 | Oil & Gas Producers | Integrated Oil & Gas | 84 | | 63.24 | 22.43 | Canaccord Capital (Europe) Lim |
| AIM | 7/12/07 | 7/1/07 | 2007 | IPO | | DHIR INDIA INVESTMENTS PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 150 | | 25.00 | 25.00 | Evolution Securities Limited |
| AIM | 7/12/07 | 7/1/07 | 2007 | IPO | | PME AFRICAN INFRASTRUCTURE OPP PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 49.74 | | 89.76 | 89.76 | Smith & Williamson |
| UK Main Market | 7/12/07 | 7/1/07 | 2007 | IPO | | SUPERGLASS HLDGS PLC | Placing | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | 180 | | 105.00 | 72.83 |
| AIM | 7/11/07 | 7/1/07 | 2007 | IPO | | CHINA REAL ESTATE OPPORTUNITIES LTD | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 756 | | 397.87 | 245.45 | Teather & Greenwood Limited |
| AIM | 7/11/07 | 7/1/07 | 2007 | IPO | | TVC HLDGS PLC | Placing | | Republic of Ireland | 8775 | General Financial | Specialty Finance | 101.46 | | 102.59 | 33.82 | Davy Stockbrokers |
| AIM | 7/10/07 | 7/1/07 | 2007 | Not IPO | | MINERVA RESOURCES PLC | Introduction Re-admission | | United Kingdom | 1779 | Mining | Platinum & Precious Metals | | | 5.59 | 0.00 | WH Ireland Ltd |
| International Main Market | 7/9/07 | 7/1/07 | 2007 | IPO | | QUEENCO LEISURE INTERNATIONAL LTD | International Offering | | Israel | 5752 | Travel & Leisure | Gambling | 14 | | 68.30 | 68.30 |
| UK Main Market | 7/9/07 | 7/1/07 | 2007 | Not IPO | | ACENCIA DEBT STRATEGIES | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 213.97 | 0.00 |
| UK Main Market | 7/9/07 | 7/1/07 | 2007 | IPO | | BRAMDEAN ALTERNATIVES LTD | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 130.14 | 129.86 |
| AIM | 7/9/07 | 7/1/07 | 2007 | IPO | | PLANT OFFSHORE GROUP LTD | Placing | | United Kingdom | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | 12 | | 20.00 | 2.00 | HB Corporate |
| AIM | 7/6/07 | 7/1/07 | 2007 | IPO | | JETION HLDGS LTD | Placing | | British Virgin Islands | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 151 | | 112.06 | 30.50 | Colins Stewart Europe Limited |
| AIM | 7/6/07 | 7/1/07 | 2007 | IPO | | MOUNT ENGINEERING PLC | Placing | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | 70 | | 12.71 | 1.07 | BlueOar Securities Plc |
| AIM | 7/5/07 | 7/1/07 | 2007 | IPO | | COBRA HLDGS PLC | Placing | | United Kingdom | 8534 | Nonlife Insurance | Insurance Brokers | 97 | | 36.09 | 0.99 | Dawnay, Day Corporate Finance |
| AIM | 7/5/07 | 7/1/07 | 2007 | IPO | | MOBILITYONE LTD | Placing | | United Kingdom | 2795 | Support Services | Financial Administration | 12.5 | | 11.74 | 1.54 | HB Corporate |
| AIM | 7/5/07 | 7/1/07 | 2007 | IPO | | VIETNAM INFRASTRUCTURE LTD | Placing | | Cayman Islands | 8985 | Equity Investment Instruments | Equity Investment Instruments | 49.93 | | 200.77 | 200.77 | Grant Thornton UK LLP |
| International Main Market | 7/4/07 | 7/1/07 | 2007 | IPO | | GULF FINANCE HOUSE | International Offering | | Bahrain | 8777 | General Financial | Investment Services | 25 | | 138.07 | 138.07 |
| UK Main Market | 7/3/07 | 7/1/07 | 2007 | Not IPO | | MONDI PLC | Introduction | | United Kingdom | 1737 | Forestry & Paper | Paper | | | 1799.48 | 0.00 |
| AIM | 7/3/07 | 7/1/07 | 2007 | IPO | | GENESIS WORLWIDE INC CDA | Placing | | Canada | 2353 | Construction & Materials | Building Materials & Fixtures | 94 | | 29.12 | 9.40 | Canaccord Capital (Europe) Lim |
| AIM | 7/3/07 | 7/1/07 | 2007 | Not IPO | | DISCOVER LEISURE | Placing Re-admission | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 22 | | 34.10 | 20.24 | Panmure Gordon (Broking) Ltd |
| International Main Market | 7/2/07 | 7/1/07 | 2007 | Not IPO | | GROUPE EUROTUNNEL SA | Introduction | | France | 2775 | Industrial Transportation | Railroads | | | 804.04 | 0.00 |
| AIM | 7/2/07 | 7/1/07 | 2007 | IPO | | FIRST COMMUNICATIONS INC | Placing | | USA | 6535 | Fixed Line Telecommunications | Fixed Line Telecommunications | 249.68 | | 65.08 | 22.88 | Colins Stewart Europe Limited |
| AIM | 7/2/07 | 7/1/07 | 2007 | IPO | | JSM INDOCHINA LTD | Placing | | Cayman Islands | 8733 | Real Estate | Real Estate Holding & Development | 49.93 | | 107.80 | 109.85 | Evolution Securities Limited |
| AIM | 7/2/07 | 7/1/07 | 2007 | IPO | | SDI GROUP PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 49 | | 51.99 | 2.99 | Cenkos Securities Limited |
| AIM | 7/2/07 | 7/1/07 | 2007 | IPO | | UTV MOTION PICTURES PLC | Placing | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | 144.81 | | 150.80 | 34.95 | Grant Thornton UK LLP |
| PSM | 6/29/07 | 6/1/07 | 2007 | IPO | | UNITED BANK LTD | International Offering | | Pakistan | 8355 | Banks | Banks | 12.8543 | | 284.86 | 284.86 |
| AIM | 6/29/07 | 6/1/07 | 2007 | Not IPO | | DISCOVERY METALS LTD | Introduction | | Australia | 1755 | Industrial Metals | Nonferrous Metals | | | 17.72 | 0.00 |
| International Main Market | 6/29/07 | 6/1/07 | 2007 | Not IPO | | OILEXCO INC | Introduction from AIM | AIM to Main Market | Canada | 533 | Oil & Gas Producers | Exploration & Production | | | 1342.29 | 0.00 |
| UK Main Market | 6/29/07 | 6/1/07 | 2007 | IPO | | 3I QUOTED PRIVATE EQUITY LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 400.00 | 400.00 |
| AIM | 6/28/07 | 6/1/07 | 2007 | Not IPO | | MONITISE PLC | Introduction | | United Kingdom | 6575 | Mobile Telecommunications | Mobile Telecommunications | | | 33.34 | 0.00 |
| AIM | 6/28/07 | 6/1/07 | 2007 | IPO | | LEAF CLEAN ENERGY CO | Placing | | Cayman Islands | 8775 | General Financial | Specialty Finance | 100 | | 200.00 | 200.00 |
| AIM | 6/27/07 | 6/1/07 | 2007 | Not IPO | | BRAIME(T.F.& J.H.)(HLDGS) | Introduction from Main Market | Main Market to AIM | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | | | 2.90 | 0.00 |
| AIM | 6/26/07 | 6/1/07 | 2007 | IPO | | CHINA MEDICAL SYSTEM HLDGS LTD | Placing | | Cayman Islands | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 138 | | 65.20 | 10.00 |
| AIM | 6/26/07 | 6/1/07 | 2007 | IPO | | EAG LTD | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 265 | | 176.86 | 124.90 |
| AIM | 6/26/07 | 6/1/07 | 2007 | IPO | | SILANIS INTERNATIONAL LTD | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 46 | | 10.01 | 10.01 |
| AIM | 6/22/07 | 6/1/07 | 2007 | Not IPO | | FORMATION GROUP | Introduction Re-admission | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 40.87 | 0.00 |
| AIM | 6/22/07 | 6/1/07 | 2007 | IPO | | AOI MEDICAL INC | Placing | | USA | 4535 | Health Care Equipment & Services | Medical Equipment | 344 | | 28.97 | 8.00 |
| UK Main Market | 6/22/07 | 6/1/07 | 2007 | IPO | | F&C EVENT DRIVEN LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 75.00 | 75.00 |
| AIM | 6/22/07 | 6/1/07 | 2007 | IPO | | NORTHWEST BIOTHERAPEUTICS INC | Placing | | USA | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 95 | | 39.91 | 15.00 |
| AIM | 6/21/07 | 6/1/07 | 2007 | Not IPO | | STRATIC ENERGY CORP | Introduction | | Canada | 533 | Oil & Gas Producers | Exploration & Production | | | 133.37 | 0.00 |
| AIM | 6/21/07 | 6/1/07 | 2007 | IPO | | EUROPEAN CONVERGENCE DEVELOPMENT CO | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 64.2195633 | | 65.00 | 40.56 |
| AIM | 6/21/07 | 6/1/07 | 2007 | IPO | | MEDICSIGHT PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 110 | | 171.08 | 32.00 |
| AIM | 6/21/07 | 6/1/07 | 2007 | IPO | | TITANIUM ASSET MANAGEMENT CORP | Placing | | USA | 8775 | General Financial | Specialty Finance | 304.66 | | 69.71 | 60.93 |
| AIM | 6/21/07 | 6/1/07 | 2007 | IPO | | VICORP GROUP | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 4 | | 7.68 | 1.62 |
| AIM | 6/21/07 | 6/1/07 | 2007 | IPO | | WESTMINSTER GROUP PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 67.5 | | 9.16 | 3.06 |
| International Main Market | 6/20/07 | 6/1/07 | 2007 | Not IPO | | UTILICO FINANCE LTD | Introduction | | Bermuda | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 135.02 | 0.00 |
| International Main Market | 6/20/07 | 6/1/07 | 2007 | Not IPO | | UTILICO LTD | Introduction | | Bermuda | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 282.05 | 0.00 |
| UK Main Market | 6/20/07 | 6/1/07 | 2007 | IPO | | FERREXPO PLC | Placing | | United Kingdom | 1757 | Industrial Metals | Steel | 140 | | 848.50 | 101.54 |
| UK Main Market | 6/20/07 | 6/1/07 | 2007 | IPO | | SALTUS EUROPEAN DEBT STRATEGIES LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 48.00 | 48.00 |
| AIM | 6/20/07 | 6/1/07 | 2007 | IPO | | BURANI DESIGNER HLDG NV | Placing & Offer for Subscription | | Netherlands | 5371 | General Retailers | Apparel Retailers | 504.96 | | 381.77 | 87.81 |
| UK Main Market | 6/19/07 | 6/1/07 | 2007 | Not IPO | | THOMAS COOK GROUP PLC | Introduction | | United Kingdom | 5759 | Travel & Leisure | Travel & Tourism | | | 3236.47 | 0.00 |
| AIM | 6/19/07 | 6/1/07 | 2007 | Not IPO | | CASTLE SUPPORT SERVICES PLC | Introduction Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | | | 126.06 | 0.00 |
| AIM | 6/18/07 | 6/1/07 | 2007 | Not IPO | | MADARA BULGARIAN PROPERTY FUND LTD | Introduction | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 34.57 | 0.00 |
| AIM | 6/18/07 | 6/1/07 | 2007 | IPO | | BLUESTAR SECUTECH INC | Placing | | British Virgin Islands | 3743 | Leisure Goods | Consumer Electronics | 48 | | 34.95 | 11.14 |
| AIM | 6/18/07 | 6/1/07 | 2007 | IPO | | CBAYSYSTEMS HLDGS LTD | Placing | | British Virgin Islands | 2791 | Support Services | Business Support Services | 89 | | 57.85 | 12.75 |
| AIM | 6/18/07 | 6/1/07 | 2007 | IPO | | INDIAN FILM COMPANY LTD(THE) | Placing | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | 100 | | 55.00 | 55.00 |
| AIM | 6/15/07 | 6/1/07 | 2007 | IPO | | ADVANCE FRONTIER MARKETS FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 50.82 | | 43.20 | 43.20 |
| AIM | 6/14/07 | 6/1/07 | 2007 | IPO | | MAXJET AIRWAYS INC | Placing | | USA | 5751 | Travel & Leisure | Airlines | 138 | | 96.09 | 50.51 |
| UK Main Market | 6/13/07 | 6/1/07 | 2007 | Not IPO | | NEW STAR ASSET MANAGEMENT GROUP PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 8771 | General Financial | Asset Managers | | | 1097.83 | 0.00 |
| AIM | 6/13/07 | 6/1/07 | 2007 | IPO | | CHINA CENTRAL PROPERTIES LTD | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 100 | | 270.23 | 151.23 |
| International Main Market | 6/12/07 | 6/1/07 | 2007 | Not IPO | | YAMANA GOLD INC | Introduction from AIM | AIM to Main Market | Canada | 1777 | Mining | Gold Mining | | | 2275.85 | 0.00 |
| AIM | 6/12/07 | 6/1/07 | 2007 | IPO | | MODERN WATER PLC | Placing | | United Kingdom | 7577 | Gas, Water & Multiutilities | Water | 119 | | 70.05 | 30.00 |
| AIM | 6/12/07 | 6/1/07 | 2007 | IPO | | VESTPA PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 1 | | 3.70 | 3.20 |
| UK Main Market | 6/11/07 | 6/1/07 | 2007 | Not IPO | | CRYPTOLOGIC LTD | Introduction | | United Kingdom | 9537 | Software & Computer Services | Software | | | 157.13 | 0.00 |
| UK Main Market | 6/11/07 | 6/1/07 | 2007 | IPO | | PV CRYSTALOX SOLAR PLC | Placing | | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 130 | | 541.74 | 54.24 |
| AIM | 6/8/07 | 6/1/07 | 2007 | Not IPO | | CAINS BEER CO PLC | Placing Re-admission | | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | 5 | | 7.56 | 2.60 |
| AIM | 6/8/07 | 6/1/07 | 2007 | Not IPO | | SERVOCA PLC | Placing Re-admission | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | 25 | | 10.23 | 4.00 |
| UK Main Market | 6/7/07 | 6/1/07 | 2007 | IPO | | EAGA PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 181 | | 452.97 | 30.00 |
| International Main Market | 6/6/07 | 6/1/07 | 2007 | IPO | | PIK GROUP OJSC | International Offering | | Russia | 8733 | Real Estate | Real Estate Holding & Development | 25 | | 466.01 | 466.01 |
| AIM | 6/6/07 | 6/1/07 | 2007 | IPO | | GLOBUS MARITIME LTD | Placing | | United Kingdom | 2773 | Industrial Transportation | Marine Transportation | 300 | | 85.79 | 25.27 |
| AIM | 6/6/07 | 6/1/07 | 2007 | IPO | | PRESSURE TECHNOLOGIES PLC | Placing | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | 150 | | 17.00 | 6.00 |
| AIM | 6/5/07 | 6/1/07 | 2007 | IPO | | ORIGIN ENTERPRISES PLC | Placing | | Republic of Ireland | 3573 | Food Producers | Farming & Fishing | 204.08 | | 271.46 | 68.03 |
| AIM | 6/5/07 | 6/1/07 | 2007 | Not IPO | | IDOX | Placing Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | 7.5 | | 19.05 | 4.40 |
| AIM | 6/4/07 | 6/1/07 | 2007 | Not IPO | | CAPITAL PUB CO(THE) | Introduction | | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | | | 32.44 | 0.00 |
| AIM | 6/4/07 | 6/1/07 | 2007 | Not IPO | | BOOKER GROUP PLC | Introduction Re-admission | | United Kingdom | 5337 | Food & Drug Retailers | Food Retailers & Wholesalers | | | 450.24 | 0.00 |
| UK Main Market | 6/4/07 | 6/1/07 | 2007 | IPO | | MATRIX EUROPEAN REAL EST INVMT TST | Placing & Open Offer | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 675 | | 260.06 | 170.78 |
| UK Main Market | 6/1/07 | 6/1/07 | 2007 | IPO | | CLOSE ENHANCED COMMODITIES FUND II | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 45.25 | 45.25 |
| AIM | 6/1/07 | 6/1/07 | 2007 | IPO | | DRAGON-UKRAINIAN PROPERTIES&DEVLPMT | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 99.24 | | 104.79 | 103.21 |
| International Main Market | 6/1/07 | 6/1/07 | 2007 | IPO | | TALVIVAARA MINING CO LTD | Placing | | Finland | 1755 | Industrial Metals | Nonferrous Metals | 250 | | 435.21 | 210.63 |
| AIM | 6/1/07 | 6/1/07 | 2007 | IPO | | TYRATECH INC | Placing | | USA | 1357 | Chemicals | Specialty Chemicals | 500 | | 110.00 | 25.00 |
| AIM | 5/30/07 | 5/1/07 | 2007 | Not IPO | | EUROTRUST AS | Introduction | | Denmark | 8733 | Real Estate | Real Estate Holding & Development | | | 311.25 | 0.00 | Cenkos Securities Limited |
| AIM | 5/30/07 | 5/1/07 | 2007 | IPO | | ITACARE CAPITAL INVESTMENTS LTD | Placing | | British Virgin Islands | 8733 | Real Estate | Real Estate Holding & Development | 50.38 | | 43.83 | 38.22 | Numis Securities Limited |
| AIM | 5/29/07 | 5/1/07 | 2007 | Not IPO | | NOVERA ENERGY | Introduction Re-admission | | United Kingdom | 7535 | Electricity | Electricity | | | 89.87 | 0.00 | Oriel Securities Ltd |
| International Main Market | 5/24/07 | 5/1/07 | 2007 | Not IPO | | ADDAX PETROLEUM CORP | Introduction | | Canada | 533 | Oil & Gas Producers | Exploration & Production | | | 2935.62 | 0.00 |
| AIM | 5/24/07 | 5/1/07 | 2007 | IPO | | VECTRIX CORP | Placing | | USA | 3353 | Automobiles & Parts | Automobiles | 52 | | 134.87 | 37.44 | HSBC Bank plc |
| AIM | 5/23/07 | 5/1/07 | 2007 | IPO | | PLANTIC TECHNOLOGIES LTD | Placing | | Australia | 1357 | Chemicals | Specialty Chemicals | 64 | | 50.86 | 20.00 | Libertas Capital Corporate Fin |
| AIM | 5/22/07 | 5/1/07 | 2007 | Not IPO | | BLINKX PLC | Introduction | | United Kingdom | 9535 | Software & Computer Services | Internet | | | 124.26 | 0.00 | Citigroup Global Markets UK Eq |
| AIM | 5/22/07 | 5/1/07 | 2007 | IPO | | ROXI PETROLEUM PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 38 | | 63.92 | 38.93 | W H Ireland Limited |
| International Main Market | 5/21/07 | 5/1/07 | 2007 | Not IPO | | KILN LTD | Introduction | | Bermuda | 8536 | Nonlife Insurance | Property & Casualty Insurance | | | 345.24 | 0.00 |
| International Main Market | 5/18/07 | 5/1/07 | 2007 | Not IPO | | FIRST QUANTUM MINERALS | Introduction from AIM | AIM to Main Market | Canada | 1755 | Industrial Metals | Nonferrous Metals | | | 2657.39 | 0.00 |
| UK Main Market | 5/18/07 | 5/1/07 | 2007 | IPO | | HARGREAVES LANSDOWN PLC | Placing | | United Kingdom | 8771 | General Financial | Asset Managers | 150 | | 711.48 | 177.87 |
| International Main Market | 5/17/07 | 5/1/07 | 2007 | IPO | | VTB BANK(JSC) | International Offering | | Russia | 8355 | Banks | Banks | 10.56 | | 3218.16 | 3218.16 |
| AIM | 5/17/07 | 5/1/07 | 2007 | Not IPO | | ICB FINANCIAL GROUP HLDGS AG | Introduction | | Switzerland | 8355 | Banks | Banks | | | 74.38 | 0.00 | RFC Corporate Finance Limited |
| AIM | 5/17/07 | 5/1/07 | 2007 | Not IPO | | AVESCO GROUP PLC | Introduction Re-admission | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | | | 24.56 | 0.00 | J.M. Finn & Co. Ltd |
| UK Main Market | 5/17/07 | 5/1/07 | 2007 | IPO | | HILTON FOOD GROUP PLC | Placing | | United Kingdom | 3577 | Food Producers | Food Products | 150 | | 104.49 | 52.24 |
| AIM | 5/16/07 | 5/1/07 | 2007 | Not IPO | | BBI HLDGS | Introduction Re-admission | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 69.14 | 0.00 | Teather & Greenwood Ltd |
| AIM | 5/15/07 | 5/1/07 | 2007 | IPO | | BOUNDARY CAPITAL PLC | Placing | | Republic of Ireland | 8775 | General Financial | Specialty Finance | 68.15 | | 36.38 | 17.21 | Davy |
| AIM | 5/15/07 | 5/1/07 | 2007 | IPO | | DIAMONDTECH INC | Placing | | Cayman Islands | 2757 | Industrial Engineering | Industrial Machinery | 12.5 | | 21.76 | 4.25 | Strand Partners Limited |
| AIM | 5/15/07 | 5/1/07 | 2007 | IPO | | JPMORGAN PROGRESSIVE MULTI-STRGY FD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 25.06 | 25.00 | Shore Capital & Corporate Limi |
| UK Main Market | 5/15/07 | 5/1/07 | 2007 | IPO | | RUGBY ESTATES INVESTMENT TRUST PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 100 | | 50.00 | 50.00 |
| International Main Market | 5/11/07 | 5/1/07 | 2007 | IPO | | AFI DEVELOPMENT PLC | International Offering | | Cyprus | 8733 | Real Estate | Real Estate Holding & Development | 14 | | 773.15 | 773.15 |
| International Main Market | 5/11/07 | 5/1/07 | 2007 | IPO | | PHARMSTANDARD OJSC | International Offering | | Russia | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 14.55 | | 276.07 | 276.07 |
| AIM | 5/11/07 | 5/1/07 | 2007 | Not IPO | | TEMPLAR MINERALS LTD | Introduction | | British Virgin Islands | 8775 | General Financial | Specialty Finance | | | 25.38 | 0.00 | Beaumont Cornish Limited |
| AIM | 5/11/07 | 5/1/07 | 2007 | IPO | | POWERFLUTE OYJ | Placing | | Finland | 1737 | Forestry & Paper | Paper | 110 | | 96.80 | 96.80 | Colins Stewart Europe Limited |
| AIM | 5/11/07 | 5/1/07 | 2007 | IPO | | TEMBUSU INVESTMENTS LTD | Placing | | Bermuda | 8775 | General Financial | Specialty Finance | 10 | | 8.40 | 3.00 | ARM Corporate Finance Limited |
| UK Main Market | 5/10/07 | 5/1/07 | 2007 | IPO | | EUROPEAN CAPITAL LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 9.84 | | 715.53 | 85.38 |
| AIM | 5/10/07 | 5/1/07 | 2007 | Not IPO | | OCEAN POWER TECHNOLOGIES | Placing Re-admission | | USA | 7535 | Electricity | Electricity | 1004 | | 102.27 | 50.20 | Colins Stewart Europe Ltd |
| UK Main Market | 5/9/07 | 5/1/07 | 2007 | Not IPO | | IMPERIAL ENERGY CORP | Introduction from AIM | AIM to Main Market | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | | | 642.29 | 0.00 |
| AIM | 5/9/07 | 5/1/07 | 2007 | IPO | | TAU CAPITAL PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 50.21 | | 126.02 | 125.53 | Numis Securities Limited |
| AIM | 5/8/07 | 5/1/07 | 2007 | Not IPO | | MAELOR | Placing Re-admission | | United Kingdom | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 10 | | 7.00 | 3.57 | Noble & Company Limited |
| AIM | 5/4/07 | 5/1/07 | 2007 | Not IPO | | PHORM INC | Introduction | | USA | 5555 | Media | Media Agencies | | | 184.56 | 0.00 | Canaccord Adams Limited |
| AIM | 5/4/07 | 5/1/07 | 2007 | IPO | | DAWNAY DAY SIRIUS LTD | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 68.3 | | 204.93 | 185.91 | JPMorgan Cazenove Limited |
| AIM | 5/2/07 | 5/1/07 | 2007 | Not IPO | | MINOAN GROUP | Introduction | | United Kingdom | 5753 | Travel & Leisure | Hotels | | | 11.95 | 0.00 | J M Finn & Co |
| UK Main Market | 5/2/07 | 5/1/07 | 2007 | IPO | | LOCAL SHOPPING REIT PLC(THE) | Offer for Subscription | | United Kingdom | 8737 | Real Estate | Real Estate Investment Trusts | 174 | | 166.96 | 160.00 |
| UK Main Market | 5/2/07 | 5/1/07 | 2007 | IPO | | CINEWORLD GROUP | Placing | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 170 | | 240.93 | 120.00 |
| AIM | 5/2/07 | 5/1/07 | 2007 | IPO | | NETDIMENSIONS(HLDGS)LTD | Placing | | Cayman Islands | 9537 | Software & Computer Services | Software | 62 | | 15.22 | 15.22 | Teather & Greenwood Limited |
| UK Main Market | 5/1/07 | 5/1/07 | 2007 | IPO | | WELLSTREAM HLDGS PLC | International Offering | | United Kingdom | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | 320 | | 318.66 | 75.00 |
| AIM | 5/1/07 | 5/1/07 | 2007 | IPO | | DIRECT WONEN N.V. | Placing | | Netherlands | 8733 | Real Estate | Real Estate Holding & Development | 137 | | 215.65 | 61.22 | Colins Stewart Europe Limited |
| AIM | 5/1/07 | 5/1/07 | 2007 | Not IPO | | COOLABI | Placing Re-admission | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 1.5 | | 7.36 | 5.50 | Evolution Securities Limited |
| International Main Market | 4/30/07 | 4/1/07 | 2007 | IPO | | MAGNITOGORSK IRON & STEEL WORKS | International Offering | | Russia | 1757 | Industrial Metals | Steel | 12.5 | | 508.32 | 508.32 |
| UK Main Market | 4/30/07 | 4/1/07 | 2007 | IPO | | XCHANGING PLC | International Offering | | United Kingdom | 2791 | Support Services | Business Support Services | 240 | | 493.39 | 232.36 |
| AIM | 4/27/07 | 4/1/07 | 2007 | Not IPO | | STERLING GREEN GROUP PLC | Introduction | | United Kingdom | 8773 | General Financial | Consumer Finance | | | 7.49 | 0.00 | John East & Partners Limited |
| AIM | 4/27/07 | 4/1/07 | 2007 | Not IPO | | LUPUS CAPITAL | Introduction Re-admission | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | | | 267.56 | 0.00 | HSBC Investment Bank |
| International Main Market | 4/25/07 | 4/1/07 | 2007 | Not IPO | | XP POWER LTD | Introduction | | Singapore | 2737 | Electronic & Electrical Equipment | Electronic Equipment | | | 97.61 | 0.00 |
| AIM | 4/25/07 | 4/1/07 | 2007 | IPO | | BGLOBAL PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 50 | | 30.42 | 7.75 | Charles Stanley Securities |
| AIM | 4/25/07 | 4/1/07 | 2007 | IPO | | PROMETHEAN INDIA PLC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 50.00 | 50.00 | Insinger de Beaufort |
| AIM | 4/25/07 | 4/1/07 | 2007 | IPO | | VOLGA GAS PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 299.62 | | 154.89 | 62.42 | KBC Peel Hunt Limited |
| UK Main Market | 4/24/07 | 4/1/07 | 2007 | IPO | | CORE VCT V PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 11.06 | 11.06 |
| AIM | 4/24/07 | 4/1/07 | 2007 | IPO | | AFC ENERGY PLC | Placing | | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 23 | | 20.17 | 3.03 | Nabarro Wells & Co. Limited |
| AIM | 4/24/07 | 4/1/07 | 2007 | Not IPO | | NORSEMAN GOLD PLC | Placing Re-admission | | United Kingdom | 1777 | Mining | Gold Mining | 10 | | 36.52 | 22.00 | BlueOar Securities Plc |
| UK Main Market | 4/20/07 | 4/1/07 | 2007 | IPO | | INGENIOUS LIVE VCT 1 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 8.22 | 8.22 |
| UK Main Market | 4/20/07 | 4/1/07 | 2007 | IPO | | INGENIOUS LIVE VCT 2 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 8.22 | 8.22 |
| AIM | 4/19/07 | 4/1/07 | 2007 | IPO | | DRAGONWAVE INC | Placing | | Canada | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | 175 | | 41.90 | 13.29 | Canaccord Adams Limited |
| UK Main Market | 4/17/07 | 4/1/07 | 2007 | IPO | | DOWNING PROTECTED VCT VII PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 99.9 | | 8.44 | 8.44 |
| AIM | 4/17/07 | 4/1/07 | 2007 | IPO | | ORA CAPITAL PARTNERS PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 120 | | 120.00 | 35.21 | Smith & Williamson Corporate F |
| AIM | 4/17/07 | 4/1/07 | 2007 | Not IPO | | CLYDE PROCESS SOLUTIONS PLC | Placing Re-admission | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | | | 33.78 | 0.00 | City Financial Associates Limi |
| AIM | 4/16/07 | 4/1/07 | 2007 | Not IPO | | AVANTI COMMUNICATIONS GROUP PLC | Introduction | | United Kingdom | 6575 | Mobile Telecommunications | Mobile Telecommunications | | | 62.21 | 0.00 | Hoare Govett Limited |
| UK Main Market | 4/16/07 | 4/1/07 | 2007 | Not IPO | | SINCLAIR PHARMA | Introduction from AIM | AIM to Main Market | United Kingdom | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | | | 118.57 | 0.00 |
| UK Main Market | 4/16/07 | 4/1/07 | 2007 | IPO | | KEYDATA AIM VCT 2 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 4.60 | 4.60 |
| AIM | 4/16/07 | 4/1/07 | 2007 | IPO | | ST PETER PORT CAPITAL LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 75.00 | 75.00 | Deloitte & Touche LLP |
| AIM | 4/16/07 | 4/1/07 | 2007 | IPO | | VERSATILE SYSTEMS INC | Placing | | Canada | 9537 | Software & Computer Services | Software | 29 | | 33.86 | 2.10 | NCB Stockbrokers Limited |
| AIM | 4/12/07 | 4/1/07 | 2007 | Not IPO | | IMMERSION TECHNOLOGIES INTL PLC | Introduction Re-admission | | United Kingdom | 3743 | Leisure Goods | Consumer Electronics | | | 10.28 | 0.00 | Nabarro Wells |
| AIM | 4/12/07 | 4/1/07 | 2007 | IPO | | MINERA IRL LTD | Placing | | United Kingdom | 1777 | Mining | Gold Mining | 45 | | 27.80 | 11.40 | Arbuthnot Securities Limited |
| AIM | 4/11/07 | 4/1/07 | 2007 | IPO | | EXPANSYS PLC | Placing | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 58 | | 23.41 | 10.00 | Cenkos Securities Limited |
| AIM | 4/11/07 | 4/1/07 | 2007 | Not IPO | | INTERBULK INVESTMENTS | Placing Re-admission | | United Kingdom | 2777 | Industrial Transportation | Transportation Services | 20 | | 60.58 | 28.00 | City Financial Associates Ltd |
| AIM | 4/10/07 | 4/1/07 | 2007 | IPO | | MATICA PLC | Placing | | United Kingdom | 2737 | Electronic & Electrical Equipment | Electronic Equipment | 100 | | 10.06 | 1.89 | Seymour Pierce Limited |
| UK Main Market | 4/5/07 | 4/1/07 | 2007 | IPO | | CLOSE ENTERPRISE VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 20.00 | 20.00 |
| UK Main Market | 4/5/07 | 4/1/07 | 2007 | IPO | | ASEANA PROPERTIES LTD | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 1 | | 127.08 | 127.08 |
| AIM | 4/5/07 | 4/1/07 | 2007 | IPO | | DELEK GLOBAL REAL ESTATE LTD | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 200 | | 519.64 | 100.00 | Panmure Gordon (Broking) Limit |
| AIM | 4/4/07 | 4/1/07 | 2007 | IPO | | EPISTEM HLDGS PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 124 | | 7.39 | 1.75 | Teather & Greenwood Limited |
| AIM | 4/3/07 | 4/1/07 | 2007 | Not IPO | | REGENESIS GROUP PLC | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 2.69 | 0.00 | John East & Partners Ltd |
| UK Main Market | 4/3/07 | 4/1/07 | 2007 | IPO | | NEW CENTURY AIM VCT 2 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 2.30 | 2.30 |
| AIM | 4/3/07 | 4/1/07 | 2007 | IPO | | INLAND PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 50 | | 81.08 | 50.00 | Dawnay, Day Corporate Finance |
| AIM | 3/30/07 | 3/1/07 | 2007 | IPO | | BRAVEHEART INVESTMENT GROUP | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 160 | | 21.45 | 6.64 | Panmure Gordon (Broking) Limit |
| AIM | 3/30/07 | 3/1/07 | 2007 | IPO | | EQUABLE PROPERTIES PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 1.4 | | 1.82 | 1.55 | Nabarro Wells & Co. Limited |
| AIM | 3/30/07 | 3/1/07 | 2007 | Not IPO | | ASSETCO PLC | Placing Re-admission | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | 145 | | 97.44 | 20.00 | Hoare Govett Limited |
| UK Main Market | 3/29/07 | 3/1/07 | 2007 | IPO | | GOTTEX MARKET NEUTRAL TRUST LTD | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 45.35 | 45.35 |
| AIM | 3/29/07 | 3/1/07 | 2007 | IPO | | ENTERTAINMENT ONE LTD | Placing | | Cayman Islands | 5379 | General Retailers | Specialty Retailers | 100 | | 84.41 | 80.00 | Colins Stewart Europe Limited |
| AIM | 3/28/07 | 3/1/07 | 2007 | IPO | | STM GROUP PLC | Placing | | United Kingdom | 8771 | General Financial | Asset Managers | 50 | | 17.60 | 7.50 | Daniel Stewart & Company plc |
| AIM | 3/27/07 | 3/1/07 | 2007 | Not IPO | | VERTU MOTORS PLC | Placing Re-admission | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 75 | | 68.12 | 26.20 | Brewin Dolphin Bell Lawrie |
| UK Main Market | 3/26/07 | 3/1/07 | 2007 | IPO | | TP70 VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 8.89 | 8.89 |
| AIM | 3/26/07 | 3/1/07 | 2007 | IPO | | PUBLIC SERVICE PROPERTIES INVESTMNT | Placing | | British Virgin Islands | 8733 | Real Estate | Real Estate Holding & Development | 150 | | 100.21 | 75.00 | Evolution Securities Limited |
| AIM | 3/23/07 | 3/1/07 | 2007 | IPO | | ENFIS GROUP PLC | Placing | | United Kingdom | 3722 | Household Goods | Durable Household Products | 140 | | 12.51 | 4.50 | Noble & Company Limited |
| AIM | 3/23/07 | 3/1/07 | 2007 | IPO | | EVOLVENCE INDIA HLDGS PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 51.6396 | | 33.57 | 33.57 | Seymour Pierce Limited |
| AIM | 3/21/07 | 3/1/07 | 2007 | Not IPO | | ZTC TELECOMMUNICATIONS PLC | Introduction | | United Kingdom | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | | | 18.74 | 0.00 | Corporate Synergy plc |
| International Main Market | 3/20/07 | 3/1/07 | 2007 | IPO | | SMURFIT KAPPA PLC | International Offering | | Republic of Ireland | 2723 | General Industrials | Containers & Packaging | 16.5 | | 2408.33 | 1003.52 |
| AIM | 3/20/07 | 3/1/07 | 2007 | IPO | | NOVENTA LTD | Placing | | United Kingdom | 1775 | Mining | General Mining | 175 | | 60.00 | 8.05 | Investec Bank (UK) Limited |
| AIM | 3/16/07 | 3/1/07 | 2007 | IPO | | LENI GAS & OIL PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 3 | | 9.89 | 3.76 | Beaumont Cornish Limited |
| UK Main Market | 3/15/07 | 3/1/07 | 2007 | IPO | | DOWNING PROTECTED VCT VI PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 99.9 | | 4.25 | 4.25 |
| UK Main Market | 3/14/07 | 3/1/07 | 2007 | IPO | | BH MACRO LTD | International Offering | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 10 | | 518.91 | 518.91 |
| UK Main Market | 3/14/07 | 3/1/07 | 2007 | IPO | | SAFESTORE HLDGS PLC | International Offering | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 240 | | 449.00 | 35.00 |
| AIM | 3/14/07 | 3/1/07 | 2007 | IPO | | TRUST PROPERTY MANAGEMENT GROUP PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 10 | | 2.94 | 0.60 | City Financial Associates Limi |
| UK Main Market | 3/13/07 | 3/1/07 | 2007 | IPO | | 3I INFRASTRUCTURE LTD | International Offering | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 770.00 | 770.00 |
| UK Main Market | 3/12/07 | 3/1/07 | 2007 | IPO | | CORE VCT IV PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 4.94 | 4.94 |
| AIM | 3/12/07 | 3/1/07 | 2007 | IPO | | NIGHTHAWK ENERGY PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 25 | | 37.96 | 10.00 | Hanson Westhouse LLP |
| PSM | 3/9/07 | 3/1/07 | 2007 | Not IPO | | SUBEX AZURE LTD | Introduction | | India | 9537 | Software & Computer Services | Software | | | | 0.00 |
| AIM | 3/9/07 | 3/1/07 | 2007 | IPO | | VYCON INC | Placing | | USA | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 89 | | 26.92 | 9.17 | Smith & Williamson Corporate F |
| International Main Market | 3/7/07 | 3/1/07 | 2007 | IPO | | INDOCHINA CAPITAL VIETNAM HLDGS LTD | Placing | | British Virgin Islands | 8985 | Equity Investment Instruments | Equity Investment Instruments | 10 | | 256.06 | 256.06 |
| AIM | 3/7/07 | 3/1/07 | 2007 | IPO | | IPSO VENTURES PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 85 | | 10.53 | 4.50 | Ambrian Partners Limited
Ambr |
| UK Main Market | 3/7/07 | 3/1/07 | 2007 | IPO | | NEW CITY HIGH YIELD FUND LTD | Placing & Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 54.3 | | 68.80 | 15.03 |
| AIM | 3/6/07 | 3/1/07 | 2007 | Not IPO | | BROCA PLC | Introduction | | United Kingdom | 6575 | Mobile Telecommunications | Mobile Telecommunications | | | 21.85 | 0.00 | Numis Securities Limited |
| AIM | 3/6/07 | 3/1/07 | 2007 | IPO | | CAMBIUM GLOBAL TIMBERLAND LTD | Placing | | United Kingdom | 1733 | Forestry & Paper | Forestry | 100 | | 104.35 | 104.35 | Teather & Greenwood Limited |
| AIM | 3/6/07 | 3/1/07 | 2007 | IPO | | NEUROPHARM GROUP PLC | Placing | | United Kingdom | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 127 | | 24.07 | 4.00 | Investec Bank (UK) Limited |
| AIM | 3/6/07 | 3/1/07 | 2007 | IPO | | ZEEHAN ZINC LTD | Placing | | Australia | 1775 | Mining | General Mining | 19.5 | | 25.70 | 9.00 | Libertas Capital Corporate Fin |
| UK Main Market | 3/2/07 | 3/1/07 | 2007 | IPO | | SPORTS DIRECT INTL PLC | Placing | | United Kingdom | 5371 | General Retailers | Apparel Retailers | 300 | | 2020.68 | 928.80 |
| UK Main Market | 3/1/07 | 3/1/07 | 2007 | Not IPO | | INVESTORS CAPITAL TRUST PLC | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 221.23 | 0.00 |
| AIM | 2/28/07 | 2/1/07 | 2007 | IPO | | NEVILLE PORTER PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 2 | | 3.46 | 0.87 | ARM Corporate Finance Limited |
| AIM | 2/28/07 | 2/1/07 | 2007 | Not IPO | | PUBLISHING TECHNOLOGY PLC | Placing Re-admission | | United Kingdom | 5557 | Media | Publishing | 1 | | 5.96 | 1.50 | Colins Stewart Europe Limited |
| International Main Market | 2/27/07 | 2/1/07 | 2007 | IPO | | CHAGALA GROUP LTD | International Offering | | British Virgin Islands | 8733 | Real Estate | Real Estate Holding & Development | 9.75 | | 52.94 | 52.94 |
| International Main Market | 2/27/07 | 2/1/07 | 2007 | IPO | | INTEGRA GROUP | International Offering | | Cayman Islands | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | 16.75 | | 338.99 | 338.99 |
| AIM | 2/26/07 | 2/1/07 | 2007 | IPO | | NAYA BHARAT PROPERTY CO PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 51.212 | | 30.73 | 30.73 | Panmure Gordon (Broking) Limit |
| AIM | 2/23/07 | 2/1/07 | 2007 | IPO | | REDKNEE SOLUTIONS INC | Placing | | Canada | 9537 | Software & Computer Services | Software | 105 | | 62.01 | 17.54 | Canaccord Adams Limited |
| AIM | 2/23/07 | 2/1/07 | 2007 | Not IPO | | FINSBURY FOOD GROUP PLC | Placing Re-admission | | United Kingdom | 3577 | Food Producers | Food Products | 85 | | 41.45 | 10.63 | Panmure Gordon (Broking) |
| AIM | 2/21/07 | 2/1/07 | 2007 | IPO | | COMMERCIAL GROUP PROPERTIES PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 50 | | 10.50 | 1.50 | Beaumont Cornish Limited |
| AIM | 2/21/07 | 2/1/07 | 2007 | IPO | | PROSPERITY RUSSIA DOMESTIC FD LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 51.286 | | 179.50 | 179.50 | KPMG LLP |
| International Main Market | 2/19/07 | 2/1/07 | 2007 | IPO | | GEM DIAMONDS LTD | Placing | | British Virgin Islands | 1773 | Mining | Diamonds & Gemstones | 950 | | 549.72 | 285.00 |
| AIM | 2/16/07 | 2/1/07 | 2007 | Not IPO | | GENEMEDIX | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 1.25 | | 1.95 | 1.46 | Ernst & Young LLP |
| AIM | 2/15/07 | 2/1/07 | 2007 | IPO | | HEXAGON HUMAN CAPITAL PLC | Placing | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | 165 | | 23.76 | 6.65 | Brewin Dolphin Securities Limi |
| International Main Market | 2/14/07 | 2/1/07 | 2007 | Not IPO | | SAGICOR FINANCIAL CORP | Introduction | | Barbados | 8575 | Life Insurance | Life Insurance | | | | 0.00 |
| AIM | 2/14/07 | 2/1/07 | 2007 | IPO | | HAIKE CHEMICAL GROUP LTD | Placing | | Cayman Islands | 533 | Oil & Gas Producers | Exploration & Production | 80.17161 | | 30.75 | 10.21 | Hanson Westhouse LLP |
| International Main Market | 2/13/07 | 2/1/07 | 2007 | IPO | | SITRONICS JSC | International Offering | | Russia | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | 12 | | 188.74 | 188.74 |
| AIM | 2/13/07 | 2/1/07 | 2007 | Not IPO | | CEPS | Placing Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | 50 | | 4.24 | 2.38 | City Financial Associates |
| International Main Market | 2/12/07 | 2/1/07 | 2007 | IPO | | POLYMETAL OJSC | International Offering | | Russia | 1779 | Mining | Platinum & Precious Metals | 7.75 | | 263.37 | 263.37 |
| AIM | 2/7/07 | 2/1/07 | 2007 | IPO | | ABLON GROUP LTD | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 250 | | 262.50 | 87.50 | Credit Suisse Securities (Euro |
| AIM | 2/6/07 | 2/1/07 | 2007 | IPO | | POLAR CAPITAL HLDGS PLC | Placing | | United Kingdom | 8771 | General Financial | Asset Managers | 190 | | 120.52 | 18.19 | Bridgewell Limited |
| AIM | 2/2/07 | 2/1/07 | 2007 | IPO | | NAUTILUS MINERALS INC | Placing | | Canada | 1775 | Mining | General Mining | 185 | | 85.19 | 52.44 | Numis Securities Limited |
| AIM | 2/1/07 | 2/1/07 | 2007 | IPO | | BAOBAB RESOURCES PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 10 | | 4.78 | 2.20 | Grant Thornton UK LLP |
| AIM | 2/1/07 | 2/1/07 | 2007 | IPO | | DEV PROPERTY DEVELOPMENT PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 100 | | 138.00 | 138.00 | Deutsche Bank AG London |
| AIM | 2/1/07 | 2/1/07 | 2007 | IPO | | DIAMONDCORP PLC | Placing | | United Kingdom | 1773 | Mining | Diamonds & Gemstones | 90 | | 30.59 | 3.31 | Cenkos Securities Limited |
| AIM | 1/31/07 | 1/1/07 | 2007 | IPO | | HELIUS ENERGY PLC | Placing | | United Kingdom | 7535 | Electricity | Electricity | 26 | | 17.49 | 2.04 | Daniel Stewart & Company plc |
| AIM | 1/29/07 | 1/1/07 | 2007 | Not IPO | | DEUTSCHE LAND | Introduction Re-admission | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 87.40 | 0.00 | Matrix Corporate Finance |
| AIM | 1/29/07 | 1/1/07 | 2007 | IPO | | CAMPER & NICHOLSONS MARINA INV LTD | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 65.845 | | 32.92 | 32.92 | Arbuthnot Securities Limited |
| AIM | 1/29/07 | 1/1/07 | 2007 | IPO | | LOUDWATER TRUST LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 75.00 | 75.00 | Panmure Gordon (Broking) Limit |
| AIM | 1/26/07 | 1/1/07 | 2007 | IPO | | APPLIED INTELLECTUAL CAPITAL | Placing | | USA | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 95 | | 40.16 | 19.95 | Nabarro Wells & Co. Limited |
| AIM | 1/25/07 | 1/1/07 | 2007 | Not IPO | | SKY HIGH PLC | Placing Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | 25 | | 3.08 | 0.31 | Corporate Synergy plc |
| AIM | 1/18/07 | 1/1/07 | 2007 | Not IPO | | VECTURA GROUP | Introduction Re-admission | | United Kingdom | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | | | 282.78 | 0.00 | Piper Jaffray Ltd |
| AIM | 1/18/07 | 1/1/07 | 2007 | IPO | | BRAMLIN LTD | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 10 | | 3.87 | 3.87 | Beaumont Cornish Limited |
| AIM | 1/16/07 | 1/1/07 | 2007 | IPO | | MOBILE CREDIT BALTIC PLC | Placing | | United Kingdom | 8773 | General Financial | Consumer Finance | 150 | | 21.10 | 3.80 | Libertas Capital Corporate Fin |
| AIM | 1/16/07 | 1/1/07 | 2007 | Not IPO | | TOMCO ENERGY PLC | Placing Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 2.5 | | 10.51 | 1.28 | Strand Partners Limited |
| AIM | 1/15/07 | 1/1/07 | 2007 | IPO | | ASHLEY HOUSE PLC | Placing | | United Kingdom | 2357 | Construction & Materials | Heavy Construction | 150 | | 40.65 | 6.47 | Numis Securities Limited |
| AIM | 1/10/07 | 1/1/07 | 2007 | Not IPO | | FYFFES | Introduction from Main Market | Main Market to AIM | Republic of Ireland | 3577 | Food Producers | Food Products | | | 268.20 | 0.00 | Davy |
| AIM | 1/9/07 | 1/1/07 | 2007 | IPO | | BRIGHTSIDE GROUP PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 69 | | 13.95 | 0.06 | Teather & Greenwood Limited |
| AIM | 1/8/07 | 1/1/07 | 2007 | Not IPO | | FUTURE INTERNET TEC | Placing Re-admission | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 100 | | 52.45 | 3.00 | Deloitte & Touche LLP |
| AIM | 1/5/07 | 1/1/07 | 2007 | Not IPO | | NORDIC PANORAMA PLC | Introduction Re-admission | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 21.62 | 0.00 | HB Corporate |
| AIM | 1/5/07 | 1/1/07 | 2007 | IPO | | WEST AFRICAN DIAMONDS | Placing | | United Kingdom | 1773 | Mining | Diamonds & Gemstones | 20 | | 6.71 | 2.70 | Corporate Synergy |
| AIM | 1/2/07 | 1/1/07 | 2007 | Not IPO | | TOTAL PRODUCE PLC | Introduction | | Republic of Ireland | 5337 | Food & Drug Retailers | Food Retailers & Wholesalers | | | 179.00 | 0.00 | Davy |
| AIM | 12/29/06 | 12/1/06 | 2006 | Not IPO | | RESPONZETV PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 5373 | General Retailers | Broadline Retailers | | | 8.17 | 0.00 | Evolution Securities Limited |
| AIM | 12/29/06 | 12/1/06 | 2006 | Not IPO | | MYHOME INTL PLC | Introduction | | United Kingdom | 5377 | General Retailers | Specialized Consumer Services | 0 | | 31.44 | 0.00 | Noble & Company Limited |
| AIM | 12/28/06 | 12/1/06 | 2006 | Not IPO | | TURBO POWER SYSTEMS INC | Introduction from Main Market | Main Market to AIM | Canada | 2757 | Industrial Engineering | Industrial Machinery | 8 | | 21.92 | 4.00 | KBC Peel Hunt Limited |
| AIM | 12/28/06 | 12/1/06 | 2006 | IPO | | COSMEDIA GROUP HLDGS LTD | Placing | | Cayman Islands | 5555 | Media | Media Agencies | 145.271 | | 66.35 | 5.10 | Colins Stewart Europe Limited |
| AIM | 12/28/06 | 12/1/06 | 2006 | IPO | | TIMAN OIL & GAS PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 76 | | 122.96 | 18.27 | Strand Partners Limited |
| AIM | 12/28/06 | 12/1/06 | 2006 | Not IPO | | FIRST ARTIST CORP | Placing Re-admission | | United Kingdom | 5555 | Media | Media Agencies | 62.5 | | 8.14 | 1.00 | Dawnay, Day Corporate Finance Limited |
| AIM | 12/27/06 | 12/1/06 | 2006 | Not IPO | | NORTH RIVER RESOURCES PLC | Introduction | | United Kingdom | 1775 | Mining | General Mining | | | 3.74 | 0.00 | Corporate Synergy plc |
| AIM | 12/27/06 | 12/1/06 | 2006 | Not IPO | | MISSION CAPITAL | Introduction Re-admission | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 7.22 | 0.00 | Arbuthnot Securities Limited |
| AIM | 12/27/06 | 12/1/06 | 2006 | IPO | | KUBERA CROSS-BORDER FUND LTD | Placing | | Cayman Islands | 8985 | Equity Investment Instruments | Equity Investment Instruments | 50.9722 | | 105.00 | 105.00 | Grant Thornton UK LLP |
| AIM | 12/22/06 | 12/1/06 | 2006 | Not IPO | | UMC ENERGY | Introduction Re-admission | | United Kingdom | 1775 | Mining | General Mining | | | 6.60 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 12/22/06 | 12/1/06 | 2006 | IPO | | VERDANT HLDGS PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 10 | | 3.45 | 3.14 | Grant Thornton UK LLP |
| AIM | 12/22/06 | 12/1/06 | 2006 | Not IPO | | INDIVIDUAL RESTAURANT | Placing Re-admission | | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | 105 | | 37.12 | 29.50 | Altium Capital Limited |
| AIM | 12/22/06 | 12/1/06 | 2006 | Not IPO | | LONDON TOWN | Placing Re-admission | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 104 | | 17.50 | 14.30 | Strand Partners Limited |
| AIM | 12/21/06 | 12/1/06 | 2006 | Not IPO | | TRACTION TECHNOLOGY PLC | Introduction | | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | | | 9.33 | 0.00 | Beaumont Cornish Limited |
| AIM | 12/21/06 | 12/1/06 | 2006 | IPO | | ALPHA TIGER PROPERTY TRUST LTD | Placing | | United Kingdom | 8773 | General Financial | Consumer Finance | 100 | | 75.00 | 75.00 | Panmure Gordon (UK) Limited |
| AIM | 12/21/06 | 12/1/06 | 2006 | IPO | | ORIGO SINO-INDIA PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 50 | | 32.60 | 12.84 | Seymour Pierce Limited |
| AIM | 12/21/06 | 12/1/06 | 2006 | IPO | | OXECO PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 1 | | 4.00 | 3.00 | Zimmerman Adams International Ltd |
| AIM | 12/21/06 | 12/1/06 | 2006 | IPO | | WALCOM GROUP LTD | Placing | | British Virgin Islands | 3577 | Food Producers | Food Products | 35 | | 22.72 | 1.57 | John East & Partners Limited |
| AIM | 12/20/06 | 12/1/06 | 2006 | Not IPO | | SINCLAIR(WILLIAM)HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 3722 | Household Goods | Durable Household Products | | | 12.42 | 0.00 | Arbuthnot Securities Limited |
| International Main Market | 12/20/06 | 12/1/06 | 2006 | IPO | | HALYK SAVINGS BANK OF KAZAKHSTN JSC | International Offering | | Kazakhstan | 8355 | Banks | Banks | 16 | | 355.06 | 355.06 |
| UK Main Market | 12/20/06 | 12/1/06 | 2006 | IPO | | JPMORGAN INC & GRWTH INVEST TST PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 103.4 | | 93.93 | 93.93 |
| AIM | 12/20/06 | 12/1/06 | 2006 | IPO | | ADVANCE AIM VALUE REALISATION CO LD | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 100 | | 0.00 | 35.13 | Ernst & Young LLP |
| AIM | 12/20/06 | 12/1/06 | 2006 | IPO | | EQUEST INVESTMENTS BALKANS | Placing | | British Virgin Islands | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1210 | | 209.62 | 43.92 | Colins Stewart Europe Limited |
| International Main Market | 12/20/06 | 12/1/06 | 2006 | IPO | | INVISTA EUROPEAN REAL ESTATE TRUST | Placing | | Luxembourg | 8733 | Real Estate | Real Estate Holding & Development | 200 | | 207.75 | 166.20 |
| AIM | 12/20/06 | 12/1/06 | 2006 | IPO | | PETMIN LTD | Placing | | South Africa | 1775 | Mining | General Mining | 9 | | 43.19 | 3.60 | Numis Securities Limited |
| AIM | 12/20/06 | 12/1/06 | 2006 | IPO | | PHAUNOS TIMBER FUND LTD | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 50.948 | | 58.59 | 58.59 | Shore Capital & Corporate Limited |
| AIM | 12/20/06 | 12/1/06 | 2006 | IPO | | SABIEN TECHNOLOGY GROUP PLC | Placing | | United Kingdom | 2737 | Electronic & Electrical Equipment | Electronic Equipment | 52 | | 13.82 | 3.20 | Brewin Dolphin Securities Limited |
| AIM | 12/20/06 | 12/1/06 | 2006 | IPO | | UNITECH CORPORATE PARKS PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 100 | | 360.00 | 360.00 | Deutsche Bank AG London |
| AIM | 12/20/06 | 12/1/06 | 2006 | IPO | | VERTU MOTORS PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 60 | | 5.41 | 2.41 | Brewin Dolphin Securities Limited |
| AIM | 12/20/06 | 12/1/06 | 2006 | Not IPO | | 2WAYTRAFFIC N.V. | Placing Re-admission | | Netherlands | 5553 | Media | Broadcasting & Entertainment | 122 | | 159.08 | 38.00 | Investec Bank (UK) Limited |
| AIM | 12/20/06 | 12/1/06 | 2006 | Not IPO | | CENTRAL AFRICAN GOLD | Placing Re-admission | | United Kingdom | 1777 | Mining | Gold Mining | 9 | | 38.92 | 14.55 | Strand Partners Limited |
| UK Main Market | 12/19/06 | 12/1/06 | 2006 | Not IPO | | COLLINS STEWART PLC | Introduction | | United Kingdom | 8777 | General Financial | Investment Services | | | 463.96 | 0.00 |
| UK Main Market | 12/19/06 | 12/1/06 | 2006 | Not IPO | | TULLETT PREBON PLC | Introduction | | United Kingdom | 8777 | General Financial | Investment Services | | | 1380.20 | 0.00 |
| AIM | 12/19/06 | 12/1/06 | 2006 | IPO | | ALL POINTS NORTH PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 32 | | 2.37 | 0.40 | Zeus Capital Limited |
| AIM | 12/19/06 | 12/1/06 | 2006 | IPO | | NORTHERN BEAR PLC | Placing | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | 88 | | 9.94 | 2.42 | Dawnay, Day Corporate Finance Limited |
| UK Main Market | 12/18/06 | 12/1/06 | 2006 | Not IPO | | HENDERSON FAR EAST INCOME LTD | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 176.40 | 0.00 |
| International Main Market | 12/18/06 | 12/1/06 | 2006 | Not IPO | | POLYUS ZOLOTO OAO | Introduction | | Russia | 1777 | Mining | Gold Mining | | | 1703.57 | 0.00 |
| AIM | 12/18/06 | 12/1/06 | 2006 | IPO | | CLEAN ENERGY BRAZIL PLC | Placing | | United Kingdom | 1357 | Chemicals | Specialty Chemicals | 100 | | 100.00 | 100.00 | Smith & Williamson Corporate Finance Limited |
| AIM | 12/18/06 | 12/1/06 | 2006 | IPO | | CQS RIG FINANCE FUND LTD | Placing | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | 100 | | 50.00 | 50.00 | Arbuthnot Securities Limited |
| UK Main Market | 12/18/06 | 12/1/06 | 2006 | IPO | | HANSARD GLOBAL PLC | Placing | | United Kingdom | 8575 | Life Insurance | Life Insurance | 260 | | 356.93 | 131.75 |
| AIM | 12/18/06 | 12/1/06 | 2006 | IPO | | KEFI MINERALS PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 3 | | 2.66 | 1.40 | W H Ireland Limited |
| AIM | 12/18/06 | 12/1/06 | 2006 | IPO | | MIRLAND DEVELOPMENT CORP PLC | Placing | | Cyprus | 8733 | Real Estate | Real Estate Holding & Development | 478 | | 4.78 | 143.40 | Credit Suisse Securities (Europe) Limited |
| UK Main Market | 12/15/06 | 12/1/06 | 2006 | Not IPO | | AIDA FUND LTD(THE) | Introduction | | United Kingdom | 8995 | Nonequity Investment Instruments | Nonequity Investment Instruments | | | 28.58 | 0.00 |
| AIM | 12/15/06 | 12/1/06 | 2006 | Not IPO | | PEPTECH LTD | Introduction | | Australia | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 105.83 | 0.00 | Nomura International plc |
| AIM | 12/15/06 | 12/1/06 | 2006 | IPO | | FABIAN ROMANIA PROPERTY FUND LTD | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 91.388 | | 46.45 | 27.08 | Deloitte & Touche LLP |
| AIM | 12/15/06 | 12/1/06 | 2006 | IPO | | IMAGINATIK PLC | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 7.5 | | 8.75 | 2.08 | W H Ireland Limited |
| AIM | 12/14/06 | 12/1/06 | 2006 | Not IPO | | INTELEK PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | | | 12.45 | 0.00 | Brewin Dolphin Securities Limited |
| International Main Market | 12/14/06 | 12/1/06 | 2006 | IPO | | SHALKIYAZINC NV | International Offering | | Netherlands | 1775 | Mining | General Mining | 7.25 | | 53.00 | 53.00 |
| AIM | 12/14/06 | 12/1/06 | 2006 | IPO | | RENEWABLE POWER & LIGHT PLC | Placing | | United Kingdom | 7535 | Electricity | Electricity | 70 | | 60.09 | 40.00 | Grant Thornton UK LLP |
| AIM | 12/14/06 | 12/1/06 | 2006 | IPO | | TAIHUA PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 10 | | 8.12 | 0.78 | W H Ireland Limited |
| AIM | 12/14/06 | 12/1/06 | 2006 | Not IPO | | CALEDON RESOURCES PLC | Placing Re-admission | | United Kingdom | 1777 | Mining | Gold Mining | 8 | | 11.12 | 5.30 | Canaccord Adams Limited |
| AIM | 12/13/06 | 12/1/06 | 2006 | Not IPO | | KALIMANTAN GOLD CORP LTD | Introduction | | Bermuda | 1777 | Mining | Gold Mining | | | 8.40 | 0.00 | RFC Corporate Finance Limited |
| AIM | 12/13/06 | 12/1/06 | 2006 | Not IPO | | SHARIAH CAPITAL INC | Introduction | | USA | 8777 | General Financial | Investment Services | | | 35.47 | 0.00 | Investec Bank (UK) Limited |
| AIM | 12/13/06 | 12/1/06 | 2006 | IPO | | CONSOLIDATED VENDING PLC | Placing | | United Kingdom | 5337 | Food & Drug Retailers | Food Retailers & Wholesalers | 3 | | 6.17 | 1.05 | ARM Corporate Finance Limited |
| AIM | 12/13/06 | 12/1/06 | 2006 | IPO | | HIRCO PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 500 | | 382.63 | 370.00 | HSBC Bank plc |
| AIM | 12/13/06 | 12/1/06 | 2006 | IPO | | MONEY DEBT & CREDIT GROUP PLC | Placing | | United Kingdom | 8773 | General Financial | Consumer Finance | 25 | | 10.00 | 3.00 | Solomon Hare LLP |
| AIM | 12/13/06 | 12/1/06 | 2006 | IPO | | POLYMER LOGISTICS NV | Placing | | Netherlands | 2723 | General Industrials | Containers & Packaging | 82 | | 63.52 | 25.00 | Colins Stewart Europe Limited |
| AIM | 12/13/06 | 12/1/06 | 2006 | IPO | | R.G.I. INTL LTD | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 305.4523 | | 310.66 | 88.88 | KPMG LLP |
| AIM | 12/13/06 | 12/1/06 | 2006 | IPO | | WEST PIONEER PROPERTIES LTD | Placing | | British Virgin Islands | 8733 | Real Estate | Real Estate Holding & Development | 81.454 | | 61.09 | 20.36 | Libertas Capital Corporate Finance Limited |
| International Main Market | 12/12/06 | 12/1/06 | 2006 | Not IPO | | HISCOX LTD | Introduction Re-admission | | Bermuda | 8536 | Nonlife Insurance | Property & Casualty Insurance | | | 1068.91 | 0.00 |
| AIM | 12/12/06 | 12/1/06 | 2006 | IPO | | DOMINION PETROLEUM LTD | Placing | | Bermuda | 533 | Oil & Gas Producers | Exploration & Production | 27 | | 107.28 | 4.06 | Insinger de Beaufort |
| AIM | 12/12/06 | 12/1/06 | 2006 | IPO | | IT & E LIMITED | Placing | | Australia | 9533 | Software & Computer Services | Computer Services | 4.75 | | 10.05 | 0.60 | Grant Thornton UK LLP |
| International Main Market | 12/11/06 | 12/1/06 | 2006 | Not IPO | | BRAMBLES LTD | Introduction | | Australia | 2791 | Support Services | Business Support Services | | | 7949.70 | 0.00 |
| UK Main Market | 12/11/06 | 12/1/06 | 2006 | Not IPO | | HEYWOOD WILLIAMS GROUP PLC | Introduction Re-admission | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | | | 90.16 | 0.00 |
| AIM | 12/11/06 | 12/1/06 | 2006 | IPO | | METRO BALTIC HORIZONS PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 100 | | 26.20 | 26.20 | Oriel Securities Limited |
| AIM | 12/11/06 | 12/1/06 | 2006 | Not IPO | | DIAMOND LIFESTYLE HLDGS PLC | Placing Re-admission | | United Kingdom | 8779 | General Financial | Mortgage Finance | 4 | | 5.07 | 0.75 | City Financial Associates Limited |
| International Main Market | 12/8/06 | 12/1/06 | 2006 | IPO | | INVESTCORP BANK B.S.C | International Offering | | Bahrain | 8777 | General Financial | Investment Services | 29 | | 219.57 | 219.57 |
| International Main Market | 12/8/06 | 12/1/06 | 2006 | Not IPO | | SAMSUNG CORP | Introduction | | South Korea | 2797 | Support Services | Industrial Suppliers | | | | 0.00 |
| AIM | 12/7/06 | 12/1/06 | 2006 | Not IPO | | INDEPENDENT MEDIA DISTRIBUTION | Introduction from Main Market | Main Market to AIM | United Kingdom | 5553 | Media | Broadcasting & Entertainment | | | 11.85 | 0.00 | Bridgewell Limited |
| AIM | 12/7/06 | 12/1/06 | 2006 | Not IPO | | ORIEL RESOURCES | Introduction Re-admission | | United Kingdom | 1775 | Mining | General Mining | | | 258.21 | 0.00 | Canaccord Adams Limited |
| International Main Market | 12/6/06 | 12/1/06 | 2006 | IPO | | OIL & GAS DEVELOPMENT CO | International Offering | | Pakistan | 537 | Oil & Gas Producers | Integrated Oil & Gas | 18.9 | | 477.04 | 477.04 |
| AIM | 12/6/06 | 12/1/06 | 2006 | Not IPO | | BERKELEY RESOURCES LTD | Introduction | | Australia | 1775 | Mining | General Mining | | | 43.65 | 0.00 | RBC Capital Markets |
| AIM | 12/6/06 | 12/1/06 | 2006 | IPO | | ACM SHIPPING GROUP PLC | Placing | | United Kingdom | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | 162 | | 24.82 | 7.56 | Noble & Company Limited |
| AIM | 12/6/06 | 12/1/06 | 2006 | IPO | | REDLINE COMMUNICATIONS INC | Placing | | USA | 9535 | Software & Computer Services | Internet | 100 | | 42.50 | 13.00 | Canaccord Adams Limited |
| AIM | 12/5/06 | 12/1/06 | 2006 | Not IPO | | QUANTICA | Introduction from Main Market | Main Market to AIM | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | | | 20.22 | 0.00 | Bridgewell Limited |
| AIM | 12/5/06 | 12/1/06 | 2006 | IPO | | BRAINJUICER GROUP PLC | Placing | | United Kingdom | 5555 | Media | Media Agencies | 108 | | 13.55 | 1.50 | Teather & Greenwood Limited |
| UK Main Market | 12/5/06 | 12/1/06 | 2006 | IPO | | SALAMANDER ENERGY PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 250 | | 204.96 | 105.59 |
| AIM | 12/4/06 | 12/1/06 | 2006 | IPO | | JUST RETIREMENT(HLDGS)PLC | Placing | | United Kingdom | 8575 | Life Insurance | Life Insurance | 148 | | 434.61 | 86.96 | Deutsche Bank AG London |
| AIM | 12/4/06 | 12/1/06 | 2006 | IPO | | WEST CHINA CEMENT LTD | Placing | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | 105 | | 66.87 | 22.00 | Insinger de Beaufort |
| International Main Market | 12/1/06 | 12/1/06 | 2006 | IPO | | INA-INDUSTRIJA NAFTE DD | International Offering | | Croatia | 537 | Oil & Gas Producers | Integrated Oil & Gas | 303.41 | | 269.32 | 269.32 |
| AIM | 11/30/06 | 11/1/06 | 2006 | IPO | | CHINA MEDSTAR LTD | Placing | | Singapore | 4535 | Health Care Equipment & Services | Medical Equipment | 78 | | 21.50 | 6.15 | Evolution Securities Limited |
| AIM | 11/30/06 | 11/1/06 | 2006 | IPO | | WREN HOMES GROUP | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 36 | | 14.55 | 5.80 | J M Finn & Co |
| International Main Market | 11/29/06 | 11/1/06 | 2006 | IPO | | BANK OF GEORGIA JSC | International Offering | | Georgia | 8355 | Banks | Banks | 18 | | 84.69 | 84.69 |
| AIM | 11/29/06 | 11/1/06 | 2006 | IPO | | SOUTHERN BEAR PLC | Placing | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | 3 | | 3.84 | 1.50 | ARM Corporate Finance Limited |
| AIM | 11/28/06 | 11/1/06 | 2006 | IPO | | GOLDEN PROSPECT PRECIOUS METALS LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 12.93 | 3.53 | Colins Stewart Europe Limited |
| UK Main Market | 11/28/06 | 11/1/06 | 2006 | IPO | | NEW STAR RBC HDG 250 IDX EXCH TRADE | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 1 | | 79.16 | 79.16 |
| AIM | 11/28/06 | 11/1/06 | 2006 | Not IPO | | KIOTECH INTERNATIONAL | Placing Re-admission | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 3 | | 7.53 | 5.30 | J M Finn & Co |
| UK Main Market | 11/27/06 | 11/1/06 | 2006 | Not IPO | | RUTLEY EUROPEAN PROPERTY LTD | Introduction | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 79.82 | 0.00 |
| AIM | 11/24/06 | 11/1/06 | 2006 | IPO | | ISHAAN REAL ESTATE PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 100 | | 207.00 | 207.00 | Deutsche Bank AG London |
| AIM | 11/24/06 | 11/1/06 | 2006 | Not IPO | | BIOFUTURES INTERNATIONAL | Placing Re-admission | | United Kingdom | 1357 | Chemicals | Specialty Chemicals | 25 | | 36.93 | 11.05 | Ruegg & Co Limited |
| AIM | 11/23/06 | 11/1/06 | 2006 | Not IPO | | CHAMBERLIN & HILL PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | | | 14.65 | 0.00 | Teather & Greenwood Limited |
| UK Main Market | 11/23/06 | 11/1/06 | 2006 | Not IPO | | INVESCO PERPETUAL SELECT TRUST PLC | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 131.46 | 0.00 |
| AIM | 11/23/06 | 11/1/06 | 2006 | IPO | | HELESI PLC | Placing | | Cyprus | 2797 | Support Services | Industrial Suppliers | 116 | | 38.02 | 11.56 | Panmure Gordon (UK) Limited |
| UK Main Market | 11/22/06 | 11/1/06 | 2006 | IPO | | BLUEBAY ASSET MANAGEMENT PLC | International Offering | | United Kingdom | 8771 | General Financial | Asset Managers | 300 | | 570.93 | 210.00 |
| AIM | 11/22/06 | 11/1/06 | 2006 | IPO | | CATALYTIC SOLUTIONS INC | Placing | | USA | 3355 | Automobiles & Parts | Auto Parts | 123 | | 78.53 | 15.83 | Canaccord Adams Limited |
| AIM | 11/21/06 | 11/1/06 | 2006 | Not IPO | | MEDUSA MINING LD | Introduction | | Australia | 1777 | Mining | Gold Mining | | | 23.77 | 0.00 | Ambrian Partners Limited |
| UK Main Market | 11/21/06 | 11/1/06 | 2006 | IPO | | LSL PROPERTY SERVICES PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 202.5 | | 210.92 | 81.03 |
| AIM | 11/20/06 | 11/1/06 | 2006 | Not IPO | | XG TECHNOLOGY INC | Introduction | | USA | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | | | 319.88 | 0.00 | Smith & Williamson Corporate Finance Limited |
| AIM | 11/20/06 | 11/1/06 | 2006 | Not IPO | | GLOBE SPECIALTY METALS INC | Introduction Re-admission | | USA | 1755 | Industrial Metals | Nonferrous Metals | | | 144.27 | 0.00 | Colins Stewart Europe Limited |
| UK Main Market | 11/17/06 | 11/1/06 | 2006 | Not IPO | | FIBERWEB PLC | Introduction | | United Kingdom | 2797 | Support Services | Industrial Suppliers | | | 215.50 | 0.00 |
| AIM | 11/17/06 | 11/1/06 | 2006 | IPO | | EATONFIELD GROUP PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 125 | | 28.75 | 15.00 | Evolution Securities Limited |
| AIM | 11/17/06 | 11/1/06 | 2006 | IPO | | SPEYMILL MACAU PROPERTY CO PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 52.65790798 | | 42.13 | 42.13 | Smith & Williamson Corporate Finance Limited |
| AIM | 11/15/06 | 11/1/06 | 2006 | IPO | | IFR CAPITAL PLC | Placing | | Cyprus | 5757 | Travel & Leisure | Restaurants & Bars | 67.36501814 | | 90.94 | 89.19 | Colins Stewart Europe Limited |
| AIM | 11/15/06 | 11/1/06 | 2006 | IPO | | NORTHERN EUROPEAN PROPERTIES LTD | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 70.73326904 | | 313.96 | 235.78 | Citigroup Global Markets UK Equity Limited |
| AIM | 11/15/06 | 11/1/06 | 2006 | IPO | | SITESERV PLC | Placing | | Republic of Ireland | 2357 | Construction & Materials | Heavy Construction | 37.05075997 | | 34.34 | 7.04 | Davy |
| International Main Market | 11/14/06 | 11/1/06 | 2006 | IPO | | OAO SEVERSTAL | International Offering | | Russia | 1757 | Industrial Metals | Steel | 12.5 | | 562.96 | 562.96 |
| AIM | 11/14/06 | 11/1/06 | 2006 | IPO | | HASGROVE PLC | Placing | | United Kingdom | 5555 | Media | Media Agencies | 120 | | 21.35 | 5.35 | KBC Peel Hunt Limited |
| AIM | 11/14/06 | 11/1/06 | 2006 | IPO | | PROSPECT EPICURE J-REIT VALUE FUND | Placing | | United Kingdom | 8737 | Real Estate | Real Estate Investment Trusts | 100 | | 121.50 | 101.00 | Panmure Gordon (UK) Limited |
| International Main Market | 11/13/06 | 11/1/06 | 2006 | IPO | | CHELIABINSK ELEKTROLIT ZINK PLANT | International Offering | | Russia | 1755 | Industrial Metals | Nonferrous Metals | 16.75 | | 107.69 | 107.69 |
| International Main Market | 11/10/06 | 11/1/06 | 2006 | IPO | | HANATOUR SERVICE INC | International Offering | | South Korea | 5759 | Travel & Leisure | Travel & Tourism | 11.88 | | 36.54 | 36.54 |
| AIM | 11/9/06 | 11/1/06 | 2006 | Not IPO | | OMEGA INSURANCE HLDGS LTD | Introduction Re-admission | | Bermuda | 8775 | General Financial | Specialty Finance | | | 214.03 | 0.00 | Cenkos Securities Limited |
| UK Main Market | 11/9/06 | 11/1/06 | 2006 | IPO | | BABCOCK & BROWN PUBLIC PRTNSHPS LTD | Offer for Subscription | | United Kingdom | 8777 | General Financial | Investment Services | 100 | | 300.00 | 300.00 |
| UK Main Market | 11/8/06 | 11/1/06 | 2006 | IPO | | HOCHSCHILD MINING PLC | International Offering | | United Kingdom | 1779 | Mining | Platinum & Precious Metals | 350 | | 1075.73 | 270.38 |
| International Main Market | 11/8/06 | 11/1/06 | 2006 | IPO | | SISTEMA-HALS JSC | International Offering | | Russia | 8733 | Real Estate | Real Estate Holding & Development | 10.7 | | 216.22 | 216.22 |
| UK Main Market | 11/7/06 | 11/1/06 | 2006 | IPO | | STYLES & WOOD GROUP PLC | Placing | | United Kingdom | 2357 | Construction & Materials | Heavy Construction | 150 | | 96.74 | 71.90 |
| UK Main Market | 11/6/06 | 11/1/06 | 2006 | Not IPO | | CONNAUGHT | Introduction from AIM | AIM to Main Market | United Kingdom | 2791 | Support Services | Business Support Services | | | 255.28 | 0.00 |
| International Main Market | 11/3/06 | 11/1/06 | 2006 | IPO | | OAO TMK | International Offering | | Russia | 1757 | Industrial Metals | Steel | 21.6 | | 396.56 | 396.56 |
| AIM | 11/3/06 | 11/1/06 | 2006 | Not IPO | | NETWORKERS INTL | Introduction Re-admission | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | | | 30.86 | 0.00 | Seymour Pierce Limited |
| AIM | 11/3/06 | 11/1/06 | 2006 | Not IPO | | CONCATENO | Placing Re-admission | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 85 | | 10.98 | 6.73 | Colins Stewart Europe Limited |
| AIM | 11/2/06 | 11/1/06 | 2006 | Not IPO | | IRVINE ENERGY | Introduction Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | | | 9.60 | 0.00 | Nabarro Wells & Co. Limited |
| UK Main Market | 11/2/06 | 11/1/06 | 2006 | IPO | | MEDICX FUND LTD | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 80.00 | 80.00 |
| AIM | 11/2/06 | 11/1/06 | 2006 | IPO | | SIMIGON LTD | Placing | | Israel | 9537 | Software & Computer Services | Software | 88 | | 32.78 | 5.35 | Panmure Gordon (UK) Limited |
| AIM | 11/1/06 | 11/1/06 | 2006 | Not IPO | | COMPEL GROUP PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 9533 | Software & Computer Services | Computer Services | | | 34.25 | 0.00 | Charles Stanley Securities |
| UK Main Market | 11/1/06 | 11/1/06 | 2006 | Not IPO | | ACCIDENT EXCHANGE GROUP PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 8775 | General Financial | Specialty Finance | | | 274.20 | 0.00 |
| AIM | 11/1/06 | 11/1/06 | 2006 | IPO | | BETBROKERS PLC | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 15 | | 31.66 | 2.50 | Hanson Westhouse LLP |
| AIM | 11/1/06 | 11/1/06 | 2006 | IPO | | KSK POWER VENTUR PLC | Placing | | United Kingdom | 7535 | Electricity | Electricity | 107 | | 137.90 | 30.90 | Arden Partners Limited |
| International Main Market | 11/1/06 | 11/1/06 | 2006 | IPO | | PLAZA CENTERS NV | Placing | | Netherlands | 8733 | Real Estate | Real Estate Holding & Development | 180 | | 514.29 | 154.29 |
| AIM | 11/1/06 | 11/1/06 | 2006 | IPO | | SOMERO ENTERPRISES INC | Placing | | USA | 2757 | Industrial Engineering | Industrial Machinery | 125 | | 42.85 | 26.76 | Jefferies International Limited |
| AIM | 10/31/06 | 10/1/06 | 2006 | Not IPO | | VIALOGY PLC | Introduction Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | | | 20.16 | 0.00 | Seymour Pierce Limited |
| AIM | 10/31/06 | 10/1/06 | 2006 | Not IPO | | VICEROY ACQUISITION CORP | Introduction Re-admission | | USA | 1357 | Chemicals | Specialty Chemicals | | | 139.03 | 0.00 | KBC Peel Hunt Limited |
| AIM | 10/31/06 | 10/1/06 | 2006 | IPO | | CENKOS SECURITIES PLC | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 140.5 | | 72.75 | 18.31 | HSBC Bank plc |
| AIM | 10/31/06 | 10/1/06 | 2006 | IPO | | PROTON POWER SYSTEMS | Placing | | United Kingdom | 3355 | Automobiles & Parts | Auto Parts | 80 | | 25.06 | 4.67 | Brewin Dolphin Securities Limited |
| AIM | 10/31/06 | 10/1/06 | 2006 | IPO | | ZAMANO PLC | Placing | | Republic of Ireland | 6575 | Mobile Telecommunications | Mobile Telecommunications | 24 | | 16.28 | 4.00 | Seymour Pierce Limited |
| AIM | 10/30/06 | 10/1/06 | 2006 | Not IPO | | GRUPPEM INVESTMENTS | Introduction Re-admission | | United Kingdom | 5379 | General Retailers | Specialty Retailers | | | 5.00 | 0.00 | Shore Capital & Corporate Limited |
| AIM | 10/30/06 | 10/1/06 | 2006 | IPO | | CAZENOVE ABSOLUTE EQUITY LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 30.27 | 30.27 | JPMorgan Cazenove Limited |
| AIM | 10/30/06 | 10/1/06 | 2006 | IPO | | DRURY LANE CAPITAL PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 10 | | 4.50 | 4.50 | Colins Stewart Europe Limited |
| AIM | 10/27/06 | 10/1/06 | 2006 | IPO | | MATCHTECH GROUP PLC | Placing | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | 310 | | 69.50 | 22.02 | Arbuthnot Securities Limited |
| AIM | 10/26/06 | 10/1/06 | 2006 | Not IPO | | MERCHANT SECURITIES PLC | Introduction Re-admission | | United Kingdom | 8777 | General Financial | Investment Services | | | 10.20 | 0.00 | Arden Partners Limited |
| AIM | 10/26/06 | 10/1/06 | 2006 | IPO | | BRULINES (HLDGS) PLC | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 123 | | 29.52 | 8.00 | RSM Robson Rhodes Corporate Finance |
| AIM | 10/26/06 | 10/1/06 | 2006 | IPO | | DIGITAL MARKETING GROUP PLC | Placing | | United Kingdom | 5555 | Media | Media Agencies | 57 | | 19.47 | 7.83 | Cenkos Securities Limited |
| AIM | 10/26/06 | 10/1/06 | 2006 | IPO | | SOUTH AFRICAN PROPERTY OPPS PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 100 | | 30.00 | 30.00 | Teather & Greenwood Limited |
| AIM | 10/25/06 | 10/1/06 | 2006 | Not IPO | | ASBISC ENTERPRISES PLC | Introduction | | Cyprus | 9572 | Technology Hardware & Equipment | Computer Hardware | | | 60.00 | 0.00 | Seymour Pierce Limited |
| AIM | 10/25/06 | 10/1/06 | 2006 | IPO | | ASTEK GROUP PLC | Placing | | United Kingdom | 3767 | Personal Goods | Personal Products | 5 | | 3.50 | 1.25 | HB – Corporate |
| International Main Market | 10/24/06 | 10/1/06 | 2006 | IPO | | A&D PHARMA HLDGS NV | International Offering | | Netherlands | 5333 | Food & Drug Retailers | Drug Retailers | 12 | | 80.47 | 80.47 |
| UK Main Market | 10/24/06 | 10/1/06 | 2006 | IPO | | DUNELM GROUP PLC | International Offering | | United Kingdom | 5375 | General Retailers | Home Improvement Retailers | 170 | | 340.00 | 102.51 |
| AIM | 10/24/06 | 10/1/06 | 2006 | Not IPO | | DOWGATE CAPITAL PLC | Placing Re-admission | | United Kingdom | 8777 | General Financial | Investment Services | 0.65 | | 7.24 | 2.55 | Grant Thornton UK LLP |
| AIM | 10/23/06 | 10/1/06 | 2006 | Not IPO | | DAVOS RESOURCES PLC | Introduction | | United Kingdom | 1777 | Mining | Gold Mining | | | 3.44 | 0.00 | Corporate Synergy plc |
| AIM | 10/23/06 | 10/1/06 | 2006 | IPO | | LED INTL HLDGS LTD | Placing | | Hong Kong | 2737 | Electronic & Electrical Equipment | Electronic Equipment | 10 | | 13.69 | 0.50 | Corporate Synergy plc |
| AIM | 10/20/06 | 10/1/06 | 2006 | IPO | | DATATEC | Placing | | South Africa | 9533 | Software & Computer Services | Computer Services | 192 | | 296.48 | 13.89 | Dresdner Kleinwort Wasserstein |
| PSM | 10/18/06 | 10/1/06 | 2006 | IPO | | MCB BANK LTD | International Offering | | Pakistan | 8355 | Banks | Banks | 17.397 | | 79.08 | 79.08 |
| AIM | 10/18/06 | 10/1/06 | 2006 | IPO | | SPAZIO INVESTMENT NV | Placing & Offer for Subscription | | Netherlands | 8733 | Real Estate | Real Estate Holding & Development | 844.1251925 | | 257.29 | 172.88 | Credit Suisse Securities (Europe) Limited |
| UK Main Market | 10/17/06 | 10/1/06 | 2006 | IPO | | APOLLO VCT 1 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 1.10 | 1.10 |
| UK Main Market | 10/17/06 | 10/1/06 | 2006 | IPO | | APOLLO VCT 2 PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 1.10 | 1.10 |
| UK Main Market | 10/17/06 | 10/1/06 | 2006 | IPO | | OCTOPUS PROTECTED VCT PLC | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 2.68 | 2.68 |
| UK Main Market | 10/17/06 | 10/1/06 | 2006 | IPO | | ASHMORE GROUP PLC | Placing | | United Kingdom | 8771 | General Financial | Asset Managers | 170 | | 1205.17 | 301.35 |
| AIM | 10/17/06 | 10/1/06 | 2006 | IPO | | PANGEA DIAMONDFIELDS PLC | Placing | | United Kingdom | 1773 | Mining | Diamonds & Gemstones | 60 | | 70.25 | 15.89 | Ambrian Partners Limited |
| AIM | 10/16/06 | 10/1/06 | 2006 | Not IPO | | LAMPRELL PLC | Introduction | | United Kingdom | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | | | 390.00 | 0.00 | JPMorgan Cazenove Limited |
| AIM | 10/16/06 | 10/1/06 | 2006 | Not IPO | | HAWTIN | Introduction Re-admission | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 13.04 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 10/16/06 | 10/1/06 | 2006 | Not IPO | | TRAVELZEST | Introduction Re-admission | | United Kingdom | 5759 | Travel & Leisure | Travel & Tourism | | | 19.82 | 0.00 | Daniel Stewart & Company plc |
| AIM | 10/16/06 | 10/1/06 | 2006 | IPO | | PLANT IMPACT PLC | Placing | | United Kingdom | 1357 | Chemicals | Specialty Chemicals | 38 | | 8.79 | 3.85 | Grant Thornton UK LLP |
| AIM | 10/16/06 | 10/1/06 | 2006 | Not IPO | | RAVEN CAPITAL INC | Placing Re-admission | | Cayman Islands | 5555 | Media | Media Agencies | 20 | | 26.71 | 0.50 | Strand Partners Limited |
| AIM | 10/13/06 | 10/1/06 | 2006 | IPO | | JAPAN RESIDENTIAL INVESTMENT CO LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 100.00 | 100.00 | Ernst & Young LLP |
| UK Main Market | 10/12/06 | 10/1/06 | 2006 | IPO | | HOGG ROBINSON GROUP PLC | International Offering | | United Kingdom | 5759 | Travel & Leisure | Travel & Tourism | 90 | | 275.07 | 242.00 |
| AIM | 10/12/06 | 10/1/06 | 2006 | Not IPO | | TELESET NETWORKS PLC | Introduction | | Cyprus | 6535 | Fixed Line Telecommunications | Fixed Line Telecommunications | | | 20.73 | 0.00 | Corporate Synergy plc |
| AIM | 10/11/06 | 10/1/06 | 2006 | Not IPO | | SAFELAND PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 16.74 | 0.00 | Insinger de Beaufort |
| UK Main Market | 10/11/06 | 10/1/06 | 2006 | IPO | | EXPERIAN GROUP LTD | International Offering | | United Kingdom | 2791 | Support Services | Business Support Services | 560 | | 5713.69 | 800.00 |
| UK Main Market | 10/11/06 | 10/1/06 | 2006 | Not IPO | | HOME RETAIL GROUP PLC | Introduction | | United Kingdom | 5373 | General Retailers | Broadline Retailers | | | 3597.52 | 0.00 |
| AIM | 10/11/06 | 10/1/06 | 2006 | Not IPO | | MECOM GROUP | Introduction Re-admission | | United Kingdom | 5557 | Media | Publishing | | | 363.70 | 0.00 | Numis Securities Limited |
| AIM | 10/11/06 | 10/1/06 | 2006 | IPO | | LOW CARBON ACCELERATOR LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 44.50 | 44.50 | Hoare Govett Limited |
| AIM | 10/10/06 | 10/1/06 | 2006 | Not IPO | | PENNA CONSULTING | Introduction from Main Market | Main Market to AIM | United Kingdom | 2791 | Support Services | Business Support Services | | | 16.30 | 0.00 | Bridgewell Limited |
| AIM | 10/10/06 | 10/1/06 | 2006 | IPO | | KANYON PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 1 | | 4.50 | 3.50 | Zimmerman Adams International Ltd |
| UK Main Market | 10/9/06 | 10/1/06 | 2006 | Not IPO | | BIFFA PLC | Introduction | | United Kingdom | 2799 | Support Services | Waste & Disposal Services | | | 908.78 | 0.00 |
| UK Main Market | 10/6/06 | 10/1/06 | 2006 | IPO | | CAPITAL & COUNTIES DEBENTURE PLC | Placing | | United Kingdom | 8672 | Real Estate Investment Trusts | Retail REITs | 1 | | 0.00 | 354.88 |
| AIM | 10/6/06 | 10/1/06 | 2006 | IPO | | MARWYN VALUE INVESTORS II LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 33.00 | 33.00 | Colins Stewart Europe Limited |
| AIM | 10/6/06 | 10/1/06 | 2006 | IPO | | PROSPERITY VOSKHOD FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 53.53462459 | | 66.92 | 66.92 | KPMG LLP |
| AIM | 10/5/06 | 10/1/06 | 2006 | Not IPO | | MID-STATES PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 2737 | Electronic & Electrical Equipment | Electronic Equipment | | | 12.89 | 0.00 | Panmure Gordon (UK) Limited |
| International Main Market | 10/5/06 | 10/1/06 | 2006 | IPO | | KAZMUNAIGAS EXPLORATION PRODUCTION | International Offering | | Kazakhstan | 533 | Oil & Gas Producers | Exploration & Production | 14.64 | | 360.16 | 360.16 |
| AIM | 10/5/06 | 10/1/06 | 2006 | Not IPO | | ASIAN GROWTH PROPERTIES | Introduction Re-admission | | British Virgin Islands | 8733 | Real Estate | Real Estate Holding & Development | | | 323.52 | 0.00 | Panmure Gordon (Broking) Limited |
| AIM | 10/3/06 | 10/1/06 | 2006 | Not IPO | | INFINITY BIO-ENERGY | Introduction Re-admission | | Bermuda | 3577 | Food Producers | Food Products | | | 318.25 | 0.00 | Colins Stewart Europe Limited |
| AIM | 10/3/06 | 10/1/06 | 2006 | Not IPO | | VALIRX PLC | Introduction Re-admission | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 12.84 | 0.00 | W H Ireland Limited |
| AIM | 10/3/06 | 10/1/06 | 2006 | IPO | | PARTNERS GROUP GLOBAL OPPORTUNITIES | Placing & Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 678.1500263 | | 268.89 | 268.89 | Credit Suisse Securities (Europe) Limited |
| International Main Market | 10/2/06 | 10/1/06 | 2006 | IPO | | AER LINGUS GROUP PLC | International Offering | | Republic of Ireland | 5751 | Travel & Leisure | Airlines | 2.2 | | 758.83 | 336.50 |
| AIM | 10/2/06 | 10/1/06 | 2006 | IPO | | SSP HLDGS PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 98 | | 70.23 | 31.00 | KBC Peel Hunt Limited |
| AIM | 9/29/06 | 9/1/06 | 2006 | IPO | | HYDROGEN GROUP PLC | Placing | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | 232 | | 52.30 | 6.44 | Oriel Securities Limited |
| AIM | 9/29/06 | 9/1/06 | 2006 | Not IPO | | TANZANIA GOLD PLC | Placing Re-admission | | United Kingdom | 1777 | Mining | Gold Mining | 50 | | 12.01 | 2.44 | Strand Partners Limited |
| AIM | 9/27/06 | 9/1/06 | 2006 | IPO | | PETRONEFT RESOURCES | Placing | | Republic of Ireland | 533 | Oil & Gas Producers | Exploration & Production | 19.8 | | 34.97 | 8.21 | Davy |
| AIM | 9/26/06 | 9/1/06 | 2006 | Not IPO | | CODA PLC | Introduction | | United Kingdom | 9537 | Software & Computer Services | Software | | | 112.38 | 0.00 | Bridgewell Limited |
| AIM | 9/26/06 | 9/1/06 | 2006 | Not IPO | | NEWFOUND NV | Placing Re-admission | | Netherlands | 5753 | Travel & Leisure | Hotels | 65 | | 46.08 | 16.74 | Colins Stewart Europe Limited |
| UK Main Market | 9/25/06 | 9/1/06 | 2006 | IPO | | KENMORE EUROPEAN INDUSTRIAL FD LTD | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 140.00 | 140.00 |
| AIM | 9/25/06 | 9/1/06 | 2006 | Not IPO | | PETROWORLD CORP | Placing Re-admission | | Cayman Islands | 533 | Oil & Gas Producers | Exploration & Production | 30.55875652 | | 93.46 | 18.79 | Canaccord Adams Limited |
| UK Main Market | 9/22/06 | 9/1/06 | 2006 | IPO | | UK COMMERCIAL PROPERTY TRUST LTD | Offer for Subscription | | United Kingdom | 8737 | Real Estate | Real Estate Investment Trusts | 100 | | 530.00 | 152.00 |
| AIM | 9/22/06 | 9/1/06 | 2006 | IPO | | ASIA RESOURCES PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 10 | | 4.02 | 3.02 | Zimmerman Adams International Ltd |
| AIM | 9/22/06 | 9/1/06 | 2006 | IPO | | INVISTA REAL ESTATE INV MNGMT HLDGS | Placing | | United Kingdom | 8737 | Real Estate | Real Estate Investment Trusts | 90 | | 238.19 | 103.19 | JPMorgan Cazenove Limited |
| AIM | 9/21/06 | 9/1/06 | 2006 | IPO | | NETWORK DATA HLDGS PLC | Placing | | United Kingdom | 8779 | General Financial | Mortgage Finance | 40 | | 11.24 | 0.22 | Noble & Company Limited |
| AIM | 9/21/06 | 9/1/06 | 2006 | IPO | | PACIFIC ALLIANCE ASIA OPPORTUNTY FD | Placing | | Cayman Islands | 8985 | Equity Investment Instruments | Equity Investment Instruments | 52.882 | | 145.43 | 145.43 | Grant Thornton UK LLP |
| AIM | 9/20/06 | 9/1/06 | 2006 | Not IPO | | OAKHILL GROUP PLC | Introduction from Main Market | Main Market to AIM | Republic of Ireland | 5557 | Media | Publishing | | | 3.95 | 0.00 | Davy |
| AIM | 9/20/06 | 9/1/06 | 2006 | Not IPO | | IPOINT-MEDIA PLC | Introduction | | United Kingdom | 6575 | Mobile Telecommunications | Mobile Telecommunications | | | 11.17 | 0.00 | John East & Partners Limited |
| AIM | 9/19/06 | 9/1/06 | 2006 | Not IPO | | OMEGA DIAGNOSTICS GROUP | Placing Re-admission | | United Kingdom | 4537 | Health Care Equipment & Services | Medical Supplies | 2 | | 2.44 | 1.00 | City Financial Associates Limited |
| AIM | 9/19/06 | 9/1/06 | 2006 | Not IPO | | VERONA PHARMA | Placing Re-admission | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 4 | | 5.77 | 2.04 | Hanson Westhouse LLP |
| AIM | 9/18/06 | 9/1/06 | 2006 | IPO | | BIOCARE SOLUTIONS PLC | Placing | | United Kingdom | 3724 | Household Goods | Nondurable Household Products | 20 | | 18.33 | 6.25 | KBC Peel Hunt Limited |
| AIM | 9/14/06 | 9/1/06 | 2006 | Not IPO | | DEUXMIL MARINE PLC | Introduction | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | | | 13.33 | 0.00 | Daniel Stewart & Company plc |
| AIM | 9/14/06 | 9/1/06 | 2006 | Not IPO | | PROMETHEUS ENERGY CO | Introduction | | USA | 533 | Oil & Gas Producers | Exploration & Production | | | 55.23 | 0.00 | Jefferies International Limited |
| AIM | 9/14/06 | 9/1/06 | 2006 | Not IPO | | GENERAL CAPITAL GROUP PLC | Placing Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 94.316 | | 18.82 | 2.16 | Daniel Stewart & Company plc |
| AIM | 9/14/06 | 9/1/06 | 2006 | Not IPO | | RETEC DIGITAL PLC | Placing Re-admission | | United Kingdom | 2737 | Electronic & Electrical Equipment | Electronic Equipment | 3.75 | | 4.38 | 1.17 | Charles Stanley Securities |
| AIM | 9/14/06 | 9/1/06 | 2006 | Not IPO | | MDY HEALTHCARE PLC | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 8775 | General Financial | Specialty Finance | 3 | | 20.96 | 9.40 | Brewin Dolphin Securities Limited |
| AIM | 9/13/06 | 9/1/06 | 2006 | Not IPO | | WEATHER LOTTERY PLC (THE) | Introduction | | United Kingdom | 5752 | Travel & Leisure | Gambling | | | 7.32 | 0.00 | SVS Securities |
| AIM | 9/11/06 | 9/1/06 | 2006 | Not IPO | | AUTOLOGIC HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 2777 | Industrial Transportation | Transportation Services | | | 38.36 | 0.00 | Arden Partners Limited |
| AIM | 9/7/06 | 9/1/06 | 2006 | Not IPO | | FACES COSMETICS PLC | Introduction | | United Kingdom | 5379 | General Retailers | Specialty Retailers | | | 6.62 | 0.00 | City Financial Associates Limited |
| AIM | 9/7/06 | 9/1/06 | 2006 | IPO | | CHROMEX MINING PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 20 | | 11.27 | 0.87 | Corporate Synergy plc |
| AIM | 9/6/06 | 9/1/06 | 2006 | IPO | | GMO LTD | Placing | | United Kingdom | 6575 | Mobile Telecommunications | Mobile Telecommunications | 50 | | 20.00 | 5.00 | Corporate Synergy plc |
| AIM | 9/6/06 | 9/1/06 | 2006 | IPO | | HIGHTEX GROUP PLC | Placing | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | 10 | | 11.65 | 1.50 | Teather & Greenwood Limited |
| AIM | 9/6/06 | 9/1/06 | 2006 | IPO | | RUBICON SOFTWARE GROUP PLC | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 10 | | 3.77 | 0.77 | W H Ireland Limited |
| AIM | 9/6/06 | 9/1/06 | 2006 | Not IPO | | COMS | Placing Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 1 | | 7.94 | 1.22 | ARM Corporate Finance Limited |
| AIM | 9/5/06 | 9/1/06 | 2006 | Not IPO | | PINNACLE STAFFING GROUP PLC | Introduction | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | | | 8.33 | 0.00 | Hawkpoint Partners Limited |
| AIM | 9/5/06 | 9/1/06 | 2006 | IPO | | AQUABELLA GROUP PLC | Placing | | United Kingdom | 3573 | Food Producers | Farming & Fishing | 100 | | 18.25 | 2.29 | City Financial Associates Limited |
| AIM | 9/5/06 | 9/1/06 | 2006 | Not IPO | | DISCOVER LEISURE | Placing Re-admission | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 14 | | 5.13 | 2.04 | W H Ireland Limited |
| UK Main Market | 9/4/06 | 9/1/06 | 2006 | Not IPO | | CRODA INTERNATIONAL PLC | Introduction Re-admission | | United Kingdom | 1357 | Chemicals | Specialty Chemicals | | | 612.53 | 0.00 |
| UK Main Market | 9/1/06 | 9/1/06 | 2006 | Not IPO | | WH SMITH PLC | Introduction | | United Kingdom | 5379 | General Retailers | Specialty Retailers | | | 672.23 | 0.00 |
| UK Main Market | 9/1/06 | 9/1/06 | 2006 | Not IPO | | RESOLUTION | Introduction Re-admission | | United Kingdom | 8575 | Life Insurance | Life Insurance | | | 4079.30 | 0.00 |
| AIM | 9/1/06 | 9/1/06 | 2006 | Not IPO | | GASOL | Placing Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 15 | | 21.47 | 2.50 | Jefferies International Limited |
| AIM | 8/31/06 | 8/1/06 | 2006 | IPO | | PRINCE CATERING & MGMT(OVERSEAS)LTD | Placing | | British Virgin Islands | 5757 | Travel & Leisure | Restaurants & Bars | 9.25 | | 7.94 | 0.43 | W H Ireland Limited |
| UK Main Market | 8/30/06 | 8/1/06 | 2006 | Not IPO | | SMITHS NEWS PLC | Introduction Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | | | 878.02 | 0.00 |
| AIM | 8/30/06 | 8/1/06 | 2006 | Not IPO | | VIROTEC INTL | Introduction Re-admission | | United Kingdom | 1357 | Chemicals | Specialty Chemicals | | | 42.03 | 0.00 | Numis Securities Limited |
| AIM | 8/30/06 | 8/1/06 | 2006 | IPO | | AIM REALISATION FUND LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 30.65 | 30.65 | Colins Stewart Europe Limited |
| AIM | 8/25/06 | 8/1/06 | 2006 | Not IPO | | URASIA ENERGY LTD | Introduction | | Canada | 1775 | Mining | General Mining | | | 626.04 | 0.00 | Canaccord Adams Limited |
| AIM | 8/24/06 | 8/1/06 | 2006 | IPO | | PROBABILITY PLC | Placing | | United Kingdom | 5752 | Travel & Leisure | Gambling | 76 | | 13.66 | 4.15 | Evolution Securities Limited |
| AIM | 8/23/06 | 8/1/06 | 2006 | Not IPO | | SCAPA GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 1357 | Chemicals | Specialty Chemicals | | | 31.85 | 0.00 | JPMorgan Cazenove Limited |
| AIM | 8/22/06 | 8/1/06 | 2006 | Not IPO | | INVESTIKA LTD | Introduction | | Australia | 8775 | General Financial | Specialty Finance | | | 16.29 | 0.00 | W H Ireland Limited |
| AIM | 8/22/06 | 8/1/06 | 2006 | Not IPO | | ZENERGY POWER PLC | Introduction | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | | | 35.91 | 0.00 | Teather & Greenwood Limited |
| AIM | 8/22/06 | 8/1/06 | 2006 | IPO | | AURELIAN OIL & GAS PLC | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 55 | | 73.82 | 12.63 | Nabarro Wells & Co. Limited |
| AIM | 8/22/06 | 8/1/06 | 2006 | Not IPO | | CRIMSON TIDE PLC | Placing Re-admission | | United Kingdom | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | 1.5 | | 4.14 | 0.90 | W H Ireland Limited |
| AIM | 8/21/06 | 8/1/06 | 2006 | IPO | | VELOSI LTD | Placing | | United Kingdom | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | 90 | | 34.33 | 10.00 | Strand Partners Limited |
| AIM | 8/18/06 | 8/1/06 | 2006 | Not IPO | | KENETICS GROUP LTD | Introduction | | United Kingdom | 2737 | Electronic & Electrical Equipment | Electronic Equipment | | | 8.83 | 0.00 | Insinger de Beaufort |
| AIM | 8/17/06 | 8/1/06 | 2006 | IPO | | GREEN DRAGON GAS LTD | Placing | | Cayman Islands | 1771 | Mining | Coal | 293.9077608 | | 277.78 | 13.27 | Smith & Williamson Corporate Finance Limited |
| AIM | 8/16/06 | 8/1/06 | 2006 | Not IPO | | GLOBAL HEALTH PARTNER PLC | Introduction | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | | | 25.60 | 0.00 | Cenkos Securities Limited |
| AIM | 8/16/06 | 8/1/06 | 2006 | IPO | | NORTH REAL ESTATE OPPORTUNITIES FD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 67.52504516 | | 67.53 | 67.53 | Panmure Gordon (Broking) Limited |
| AIM | 8/15/06 | 8/1/06 | 2006 | IPO | | ENERGETIX GROUP PLC | Placing | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | 40 | | 13.00 | 1.00 | Zeus Capital Limited |
| AIM | 8/14/06 | 8/1/06 | 2006 | IPO | | BEST OF THE BEST PLC | Placing | | United Kingdom | 5752 | Travel & Leisure | Gambling | 63 | | 8.01 | 2.50 | Charles Stanley Securities |
| AIM | 8/14/06 | 8/1/06 | 2006 | IPO | | CARNEGIE MINERALS PLC | Placing | | United Kingdom | 1775 | Mining | General Mining | 8 | | 4.87 | 2.00 | Corporate Synergy plc |
| AIM | 8/11/06 | 8/1/06 | 2006 | Not IPO | | VENTECO | Introduction Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | | | 10.05 | 0.00 | Libertas Capital Corporate Finance Limited |
| AIM | 8/10/06 | 8/1/06 | 2006 | IPO | | JUMPTV INC | Placing | | Canada | 5553 | Media | Broadcasting & Entertainment | 262 | | 87.13 | 31.44 | Canaccord Adams Limited |
| AIM | 8/10/06 | 8/1/06 | 2006 | IPO | | PLATMIN LIMITED | Placing | | Canada | 1779 | Mining | Platinum & Precious Metals | 190 | | 169.49 | 21.61 | Grant Thornton UK LLP |
| AIM | 8/8/06 | 8/1/06 | 2006 | IPO | | RENESOLA LTD | Placing | | British Virgin Islands | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 79.424 | | 79.42 | 26.47 | Westhouse Securities LLP |
| AIM | 8/8/06 | 8/1/06 | 2006 | Not IPO | | AVACTA GROUP PLC | Placing Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | 2.25 | | 14.51 | 1.01 | W H Ireland Limited |
| AIM | 8/4/06 | 8/1/06 | 2006 | IPO | | CARECAPITAL GROUP PLC | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 30 | | 23.03 | 7.50 | Daniel Stewart & Company plc |
| AIM | 8/3/06 | 8/1/06 | 2006 | IPO | | CUE ENERGY PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 2 | | 4.60 | 3.00 | Ruegg & Co Limited |
| AIM | 8/2/06 | 8/1/06 | 2006 | IPO | | 1PM PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 2 | | 2.93 | 1.30 | SVS Securities |
| UK Main Market | 8/1/06 | 8/1/06 | 2006 | IPO | | HENDERSON GLOBAL PROPERTY COMPANIES | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 37.50 | 37.50 |
| AIM | 8/1/06 | 8/1/06 | 2006 | IPO | | HERITAGE UNDERWRITING AGENCY PLC | Placing | | United Kingdom | 8536 | Nonlife Insurance | Property & Casualty Insurance | 75 | | 43.32 | 15.44 | KBC Peel Hunt Limited |
| AIM | 8/1/06 | 8/1/06 | 2006 | IPO | | INDIA HOSPITALITY CORP | Placing | | Cayman Islands | 8775 | General Financial | Specialty Finance | 321.8279896 | | 68.66 | 53.64 | Deutsche Bank AG London |
| AIM | 8/1/06 | 8/1/06 | 2006 | IPO | | NEW STAR ABSOLUTE RETURN FD PCC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 24.10 | 24.10 | Ernst & Young LLP |
| AIM | 7/31/06 | 7/1/06 | 2006 | IPO | | IMPERIAL INNOVATIONS GROUP | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 365 | | 180.76 | 26.50 | JPMorgan Cazenove Limited |
| International Main Market | 7/31/06 | 7/1/06 | 2006 | IPO | | NAPO PHARMACEUTICALS INC | Placing | | USA | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 83 | | 35.85 | 9.50 |
| AIM | 7/31/06 | 7/1/06 | 2006 | IPO | | TINCI HOLDINGS | Placing | | Hong Kong | 2757 | Industrial Engineering | Industrial Machinery | 70 | | 37.07 | 2.05 | Zimmerman Adams International Ltd |
| AIM | 7/28/06 | 7/1/06 | 2006 | Not IPO | | KIMBERLEY DIAMOND CO NL | Introduction | | Australia | 1773 | Mining | Diamonds & Gemstones | | | 156.85 | 0.00 | RFC Corporate Finance Limited |
| AIM | 7/27/06 | 7/1/06 | 2006 | Not IPO | | EL ORO & EXPLORATION CO | Introduction from Main Market | Main Market to AIM | United Kingdom | 8775 | General Financial | Specialty Finance | | | 64.20 | 0.00 | Grant Thornton UK LLP |
| UK Main Market | 7/27/06 | 7/1/06 | 2006 | IPO | | GOLDMAN SACHS DYNAMIC OPPORTUNITIES | Placing & Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 220.38 | 220.38 |
| AIM | 7/26/06 | 7/1/06 | 2006 | IPO | | ACP MEZZANINE LIMITED | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 68.32 | | 69.28 | 67.36 | Colins Stewart Europe Limited |
| AIM | 7/26/06 | 7/1/06 | 2006 | IPO | | GOLDPLAT PLC | Placing | | United Kingdom | 1777 | Mining | Gold Mining | 7.5 | | 7.80 | 1.50 | HB – Corporate |
| UK Main Market | 7/24/06 | 7/1/06 | 2006 | IPO | | CMA GLOBAL HEDGE PCC LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 10 | | 0.00 | 220.54 |
| AIM | 7/21/06 | 7/1/06 | 2006 | Not IPO | | ROSS HOME BUILDERS PLC | Introduction | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 9.36 | 0.00 | ARM Corporate Finance Limited |
| AIM | 7/21/06 | 7/1/06 | 2006 | IPO | | NUFCOR URANIUM LTD | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 205 | | 67.65 | 60.89 | Deutsche Bank AG London |
| AIM | 7/21/06 | 7/1/06 | 2006 | IPO | | SYLVANIA RESOURCES LTD | Placing | | Australia | 1775 | Mining | General Mining | 30 | | 43.66 | 12.00 | William de Broe Plc |
| AIM | 7/21/06 | 7/1/06 | 2006 | Not IPO | | CLYDE PROCESS SOLUTIONS PLC | Placing Re-admission | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | 2 | | 10.23 | 2.00 | City Financial Associates Limited |
| AIM | 7/20/06 | 7/1/06 | 2006 | Not IPO | | FREEPLAY ENERGY | Placing Re-admission | | United Kingdom | 5373 | General Retailers | Broadline Retailers | 29 | | 14.44 | 3.21 | Charles Stanley Securities |
| International Main Market | 7/19/06 | 7/1/06 | 2006 | IPO | | ROSNEFT OJSC | International Offering | | Russia | 537 | Oil & Gas Producers | Integrated Oil & Gas | 7.55 | | 3580.52 | 3580.52 |
| AIM | 7/19/06 | 7/1/06 | 2006 | IPO | | ARDEN PARTNERS PLC | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 162 | | 40.02 | 15.42 | Altium Capital Limited |
| AIM | 7/19/06 | 7/1/06 | 2006 | Not IPO | | SILVERDELL PLC | Placing Re-admission | | United Kingdom | 2357 | Construction & Materials | Heavy Construction | 75 | | 24.15 | 12.00 | Colins Stewart Europe Limited |
| AIM | 7/19/06 | 7/1/06 | 2006 | Not IPO | | WEATHERLY INTERNATIONAL | Placing Re-admission | | United Kingdom | 1775 | Mining | General Mining | 17 | | 53.69 | 6.44 | Libertas Capital Corporate Finance Limited |
| AIM | 7/17/06 | 7/1/06 | 2006 | IPO | | NIKANOR PLC | Placing | | United Kingdom | 1755 | Industrial Metals | Nonferrous Metals | 600 | | 817.50 | 216.00 | JPMorgan Cazenove Limited |
| AIM | 7/14/06 | 7/1/06 | 2006 | Not IPO | | SECURE DESIGN KK | Introduction | | Japan | 2737 | Electronic & Electrical Equipment | Electronic Equipment | | | 21.82 | 0.00 | Charles Stanley Securities |
| AIM | 7/14/06 | 7/1/06 | 2006 | Not IPO | | EASTERN PLATINUM LTD | Placing Re-admission | | Canada | 1779 | Mining | Platinum & Precious Metals | 61.331 | | 73.60 | 63.78 | Canaccord Adams Limited |
| AIM | 7/13/06 | 7/1/06 | 2006 | Not IPO | | ZONE-IP LTD | Introduction Re-admission | | Israel | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | | | 11.50 | 0.00 | John East & Partners Limited |
| AIM | 7/13/06 | 7/1/06 | 2006 | Not IPO | | SOUND OIL | Placing Re-admission | | United Kingdom | 1353 | Chemicals | Commodity Chemicals | 7.25 | | 50.20 | 11.71 | Smith & Williamson Corporate Finance Limited |
| UK Main Market | 7/12/06 | 7/1/06 | 2006 | IPO | | SOUTHERN CROSS HEALTHCARE GROUP PLC | Placing | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 225 | | 423.15 | 220.00 |
| AIM | 7/12/06 | 7/1/06 | 2006 | IPO | | TARGET RESOURCES PLC | Placing | | United Kingdom | 1773 | Mining | Diamonds & Gemstones | 50 | | 43.38 | 4.01 | Westhouse Securities LLP |
| AIM | 7/12/06 | 7/1/06 | 2006 | IPO | | VICEROY ACQUISITION CORP | Placing | | USA | 8775 | General Financial | Specialty Finance | 435.623 | | 122.52 | 98.02 | KBC Peel Hunt Limited |
| AIM | 7/11/06 | 7/1/06 | 2006 | Not IPO | | AMARIN CORP PLC | Introduction | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 110.78 | 0.00 | Davy |
| AIM | 7/11/06 | 7/1/06 | 2006 | Not IPO | | ARC FUND MANAGEMENT HLDGS PLC | Introduction | | United Kingdom | 8771 | General Financial | Asset Managers | | | 4.30 | 0.00 | Beaumont Cornish Limited |
| AIM | 7/10/06 | 7/1/06 | 2006 | IPO | | PIXEL INTERACTIVE MEDIA LTD | Placing | | United Kingdom | 5555 | Media | Media Agencies | 30.5 | | 10.61 | 2.37 | Dawnay, Day Corporate Finance Limited |
| UK Main Market | 7/10/06 | 7/1/06 | 2006 | IPO | | STANDARD LIFE PLC | Placing | | United Kingdom | 8575 | Life Insurance | Life Insurance | 230 | | 4599.37 | 2234.56 |
| AIM | 7/7/06 | 7/1/06 | 2006 | IPO | | CITEL PLC | Placing | | United Kingdom | 6535 | Fixed Line Telecommunications | Fixed Line Telecommunications | 95 | | 12.81 | 0.40 | Panmure Gordon (Broking) Limited |
| AIM | 7/6/06 | 7/1/06 | 2006 | Not IPO | | SUN TV SHOP PLC | Introduction | | Republic of Ireland | 8775 | General Financial | Specialty Finance | | | 76.54 | 0.00 | Corporate Synergy plc |
| UK Main Market | 7/6/06 | 7/1/06 | 2006 | IPO | | MIDDLEFIELD CANADIAN INC TST INV CO | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 0.00 | 55.00 |
| AIM | 7/6/06 | 7/1/06 | 2006 | Not IPO | | CURIDIUM MEDICA PLC | Placing Re-admission | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 2 | | 9.10 | 1.50 | Corporate Synergy plc |
| AIM | 7/4/06 | 7/1/06 | 2006 | IPO | | EROS INTERNATIONAL | Placing | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | 176 | | 176.00 | 27.50 | Evolution Securities Limited |
| AIM | 7/4/06 | 7/1/06 | 2006 | IPO | | NATIONWIDE ACCIDENT REPAIR SERVICES | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 111 | | 49.81 | 17.50 | Arbuthnot Securities Limited |
| AIM | 7/4/06 | 7/1/06 | 2006 | IPO | | TASTY PLC | Placing | | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | 52 | | 11.85 | 1.75 | Evolution Securities Limited |
| AIM | 7/3/06 | 7/1/06 | 2006 | Not IPO | | EUROPE VISION PLC | Introduction | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 170.11 | 0.00 | KBC Peel Hunt Limited |
| AIM | 7/3/06 | 7/1/06 | 2006 | IPO | | GREATLAND GOLD PLC | Placing | | United Kingdom | 1777 | Mining | Gold Mining | 2 | | 2.01 | 1.31 | ARM Corporate Finance Limited |
| AIM | 7/3/06 | 7/1/06 | 2006 | IPO | | PROTONEX TECHNOLOGY CORP | Placing | | USA | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 85 | | 36.80 | 8.80 | Canaccord Adams Limited |
| International Main Market | 7/3/06 | 7/1/06 | 2006 | IPO | | COLT TELECOM GROUP S.A. | Placing & Open Offer | | Luxembourg | 6535 | Fixed Line Telecommunications | Fixed Line Telecommunications | 177 | | 1203.68 | 304.43 |
| AIM | 6/30/06 | 6/1/06 | 2006 | Not IPO | | HML HLDGS PLC | Introduction | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 1.91 | 0.00 | Smith & Williamson Corporate Finance Limited |
| AIM | 6/30/06 | 6/1/06 | 2006 | IPO | | AFRICAN CONSOLIDATED RESOURCES | Placing | | United Kingdom | 1777 | Mining | Gold Mining | 12 | | 22.69 | 4.00 | William de Broe Plc |
| AIM | 6/30/06 | 6/1/06 | 2006 | IPO | | CHINA BIODIESEL INTL HLDG CO | Placing | | British Virgin Islands | 1357 | Chemicals | Specialty Chemicals | 85 | | 38.60 | 8.00 | Evolution Securities Limited |
| UK Main Market | 6/30/06 | 6/1/06 | 2006 | IPO | | PURICORE PLC | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 66 | | 100.21 | 30.00 |
| AIM | 6/28/06 | 6/1/06 | 2006 | Not IPO | | IRF EUROPEAN FINANCE INVESTMENTS | Introduction Re-admission | | Bermuda | 8355 | Banks | Banks | | | 202.78 | 0.00 | Colins Stewart Europe Limited |
| AIM | 6/27/06 | 6/1/06 | 2006 | IPO | | BRIDGEWELL GROUP PLC | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 140 | | 57.71 | 17.11 | Bell Lawrie & Co |
| AIM | 6/27/06 | 6/1/06 | 2006 | IPO | | NANETTE REAL ESTATE GROUP NV | Placing | | Netherlands | 8733 | Real Estate | Real Estate Holding & Development | 77 | | 102.40 | 10.00 | KBC Peel Hunt Limited |
| AIM | 6/27/06 | 6/1/06 | 2006 | Not IPO | | AXISMOBILE PLC | Placing Re-admission | | United Kingdom | 6575 | Mobile Telecommunications | Mobile Telecommunications | 60 | | 17.66 | 4.01 | Canaccord Adams Limited |
| AIM | 6/26/06 | 6/1/06 | 2006 | Not IPO | | KBC ADVANCED TECHNOLOGIES | Introduction from Main Market | Main Market to AIM | United Kingdom | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | | | 19.44 | 0.00 | Arden Partners Limited |
| AIM | 6/26/06 | 6/1/06 | 2006 | Not IPO | | LORIEN | Introduction from Main Market | Main Market to AIM | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | | | 7.36 | 0.00 | NM Rothschild & Sons Limited |
| AIM | 6/26/06 | 6/1/06 | 2006 | IPO | | ARC CAPITAL HLDGS LTD | Placing | | Cayman Islands | 8985 | Equity Investment Instruments | Equity Investment Instruments | 54.68814144 | | 65.63 | 44.91 | Grant Thornton UK LLP |
| AIM | 6/26/06 | 6/1/06 | 2006 | IPO | | NORKOM GROUP PLC | Placing | | Republic of Ireland | 9537 | Software & Computer Services | Software | 85.27482872 | | 68.64 | 14.44 | Goodbody Corporate Finance Limited |
| UK Main Market | 6/23/06 | 6/1/06 | 2006 | IPO | | CLINPHONE PLC | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 148 | | 94.06 | 60.28 |
| AIM | 6/23/06 | 6/1/06 | 2006 | IPO | | GEONG INTERNATIONAL | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 30 | | 7.84 | 0.75 | Ruegg & Co Limited |
| AIM | 6/23/06 | 6/1/06 | 2006 | IPO | | INFOSERVE GROUP PLC | Placing | | United Kingdom | 9535 | Software & Computer Services | Internet | 41.15 | | 6.00 | 2.00 | W H Ireland Limited |
| AIM | 6/21/06 | 6/1/06 | 2006 | Not IPO | | INTERMAP TECHNOLOGIES CORP | Introduction | | Canada | 2737 | Electronic & Electrical Equipment | Electronic Equipment | | | 98.90 | 0.00 | Canaccord Adams Limited |
| AIM | 6/21/06 | 6/1/06 | 2006 | IPO | | MAY GURNEY INTEGRATED SERVICES | Placing | | United Kingdom | 2357 | Construction & Materials | Heavy Construction | 186 | | 130.64 | 44.13 | Altium Capital Limited |
| AIM | 6/21/06 | 6/1/06 | 2006 | IPO | | OCZ TECHNOLOGY GROUP INC | Placing | | USA | 9572 | Technology Hardware & Equipment | Computer Hardware | 65 | | 27.20 | 4.91 | John East & Partners Limited |
| AIM | 6/20/06 | 6/1/06 | 2006 | Not IPO | | AVID HLDGS | Placing Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 1.5 | | 1.15 | 1.16 | City Financial Associates Limited |
| AIM | 6/20/06 | 6/1/06 | 2006 | Not IPO | | IMPACT HLDGS(UK) | Placing Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 10 | | 7.83 | 4.25 | Daniel Stewart & Company plc |
| UK Main Market | 6/19/06 | 6/1/06 | 2006 | Not IPO | | IP GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 8775 | General Financial | Specialty Finance | | | 321.54 | 0.00 |
| AIM | 6/16/06 | 6/1/06 | 2006 | IPO | | FINANCIAL PAYMENT SYSTEMS | Placing | | United Kingdom | 2795 | Support Services | Financial Administration | 12 | | 11.00 | 5.00 | Daniel Stewart & Company plc |
| AIM | 6/16/06 | 6/1/06 | 2006 | Not IPO | | FAIRGROUND GAMING HLDGS | Placing Re-admission | | United Kingdom | 5752 | Travel & Leisure | Gambling | 85 | | 32.00 | 6.00 | Daniel Stewart & Company plc |
| AIM | 6/15/06 | 6/1/06 | 2006 | IPO | | DILLISTONE GROUP | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 125 | | 6.75 | 0.65 | Rowan Dartington & Co Limited |
| AIM | 6/15/06 | 6/1/06 | 2006 | IPO | | VIETNAM HLDG LTD | Placing | | Cayman Islands | 8985 | Equity Investment Instruments | Equity Investment Instruments | 108.7577128 | | 61.18 | 61.18 | Grant Thornton UK LLP |
| AIM | 6/14/06 | 6/1/06 | 2006 | IPO | | TIANSHAN GOLDFIELDS | Placing | | Australia | 1777 | Mining | Gold Mining | 12 | | 22.27 | 6.60 | W H Ireland Limited |
| AIM | 6/14/06 | 6/1/06 | 2006 | Not IPO | | MECOM GROUP | Placing Re-admission | | United Kingdom | 5557 | Media | Publishing | 50 | | 122.53 | 72.49 | Numis Securities Limited |
| AIM | 6/12/06 | 6/1/06 | 2006 | Not IPO | | LEO CAPITAL | Introduction | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 211.38 | 0.00 | NM Rothschild & Sons Limited |
| AIM | 6/12/06 | 6/1/06 | 2006 | IPO | | WORTHINGTON NICHOLLS GROUP | Placing | | United Kingdom | 5377 | General Retailers | Specialized Consumer Services | 50 | | 32.50 | 8.70 | Corporate Synergy plc |
| AIM | 6/12/06 | 6/1/06 | 2006 | Not IPO | | CALYX GROUP | Placing Re-admission | | Republic of Ireland | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | 70 | | 47.03 | 17.50 | Evolution Securities Limited |
| AIM | 6/9/06 | 6/1/06 | 2006 | Not IPO | | HANDMADE | Placing Re-admission | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | 32 | | 36.17 | 10.00 | Canaccord Adams Limited |
| UK Main Market | 6/8/06 | 6/1/06 | 2006 | IPO | | JUPITER GREEN INVESTMENT TRUST | International Offering | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 26.08 | 25.03 |
| AIM | 6/8/06 | 6/1/06 | 2006 | IPO | | SUMMIT RESOURCES PLC | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 2 | | 5.36 | 3.68 | Ruegg & Co Limited |
| AIM | 6/6/06 | 6/1/06 | 2006 | IPO | | ITHACA ENERGY INC | Placing | | Canada | 533 | Oil & Gas Producers | Exploration & Production | 100 | | 60.70 | 30.48 | Nabarro Wells & Co. Limited |
| AIM | 6/5/06 | 6/1/06 | 2006 | Not IPO | | BRINKLEY MINING | Introduction | | United Kingdom | 1755 | Industrial Metals | Nonferrous Metals | | | 100.57 | 0.00 | Beaumont Cornish Limited |
| AIM | 6/5/06 | 6/1/06 | 2006 | IPO | | CORSIE GROUP | Placing | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 3 | | 5.02 | 1.50 | City Financial Associates Limited |
| AIM | 6/5/06 | 6/1/06 | 2006 | IPO | | MACAU PROPERTY OPPORTUNITIES FUND | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 105.00 | 105.00 | Colins Stewart Europe Limited |
| UK Main Market | 6/5/06 | 6/1/06 | 2006 | IPO | | TRIO FINANCE | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 10 | | 56.28 | 56.28 |
| AIM | 6/2/06 | 6/1/06 | 2006 | Not IPO | | GENETIX GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 4537 | Health Care Equipment & Services | Medical Supplies | | | 34.06 | 0.00 | Piper Jaffray Ltd |
| AIM | 6/2/06 | 6/1/06 | 2006 | IPO | | INSPIRED GAMING GROUP | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 180 | | 115.09 | 108.00 | Evolution Securities Limited |
| AIM | 6/1/06 | 6/1/06 | 2006 | Not IPO | | DATACASH GROUP | Introduction Re-admission | | United Kingdom | 2795 | Support Services | Financial Administration | | | 154.50 | 0.00 | Investec Bank (UK) Limited |
| AIM | 6/1/06 | 6/1/06 | 2006 | IPO | | PROACTIS HLDGS | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 43 | | 9.32 | 0.37 | Teather & Greenwood Limited |
| AIM | 5/31/06 | 5/1/06 | 2006 | Not IPO | | INTERNATIONAL NUCLEAR SOLUTIONS | Introduction | | United Kingdom | 2799 | Support Services | Waste & Disposal Services | | | 23.69 | 0.00 | Colins Stewart Europe Limited |
| UK Main Market | 5/31/06 | 5/1/06 | 2006 | IPO | | ING GLOBAL REAL ESTATE SECURITIES | Offer for Subscription | | United Kingdom | 8737 | Real Estate | Real Estate Investment Trusts | 100 | | 100.00 | 100.00 |
| AIM | 5/31/06 | 5/1/06 | 2006 | IPO | | CONDOR RESOURCES | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 10 | | 12.23 | 4.10 | Nabarro Wells & Co. Limited |
| AIM | 5/31/06 | 5/1/06 | 2006 | IPO | | DEVELICA DEUTSCHLAND | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 68.3760684 | | 170.94 | 170.94 | Grant Thornton UK LLP |
| AIM | 5/31/06 | 5/1/06 | 2006 | IPO | | ESSENTIALLY GROUP LTD | Placing | | United Kingdom | 5555 | Media | Media Agencies | 15 | | 9.14 | 2.00 | Corporate Synergy plc |
| AIM | 5/31/06 | 5/1/06 | 2006 | IPO | | POWERFILM INC | Placing | | USA | 2353 | Construction & Materials | Building Materials & Fixtures | 120 | | 39.61 | 9.61 | Nomura Code Securities Limited |
| AIM | 5/26/06 | 5/1/06 | 2006 | IPO | | CAPE DIAMONDS | Placing | | United Kingdom | 1773 | Mining | Diamonds & Gemstones | 250 | | 82.05 | 13.00 | W H Ireland Limited |
| AIM | 5/26/06 | 5/1/06 | 2006 | IPO | | CIREF | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 140 | | 49.71 | 28.21 | Seymour Pierce Limited |
| AIM | 5/25/06 | 5/1/06 | 2006 | Not IPO | | ARIAN SILVER CORP | Introduction Re-admission | | Canada | 1779 | Mining | Platinum & Precious Metals | | | 24.60 | 0.00 | Canaccord Adams Limited |
| AIM | 5/25/06 | 5/1/06 | 2006 | IPO | | CLOSE ALLBLUE FUND | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 144.23 | 144.23 | Ernst & Young LLP |
| AIM | 5/25/06 | 5/1/06 | 2006 | IPO | | MONTO MINERALS LTD | Placing | | Australia | 1775 | Mining | General Mining | 12 | | 22.67 | 16.76 | Ambrian Partners Limited |
| AIM | 5/25/06 | 5/1/06 | 2006 | IPO | | SUMMIT GERMANY | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 67.76 | | 44.86 | 44.86 | Colins Stewart Europe Limited |
| AIM | 5/24/06 | 5/1/06 | 2006 | IPO | | AVARAE GLOBAL COINS | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 12.5 | | 6.67 | 5.00 | Daniel Stewart & Company plc |
| AIM | 5/24/06 | 5/1/06 | 2006 | IPO | | DEBTS.CO.UK | Placing | | United Kingdom | 8773 | General Financial | Consumer Finance | 180 | | 35.00 | 10.00 | Seymour Pierce Limited |
| AIM | 5/24/06 | 5/1/06 | 2006 | IPO | | IGM | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 51.5 | | 40.21 | 9.95 | Libertas Capital Corporate Finance Limited |
| AIM | 5/24/06 | 5/1/06 | 2006 | IPO | | PROSPERITY MINERALS HLDGS | Placing | | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | 148 | | 191.00 | 115.00 | Evolution Securities Limited |
| AIM | 5/23/06 | 5/1/06 | 2006 | IPO | | BATEMAN LITWIN N.V. | Placing | | Netherlands | 573 | Oil Equipment, Services & Distribution | Oil Equipment & Services | 180 | | 153.47 | 47.70 | Credit Suisse Securities (Europe) Limited |
| AIM | 5/23/06 | 5/1/06 | 2006 | IPO | | INFINITY BIO-ENERGY | Placing | | Bermuda | 8775 | General Financial | Specialty Finance | 317.3679617 | | 341.17 | 272.94 | Colins Stewart Europe Limited |
| AIM | 5/23/06 | 5/1/06 | 2006 | Not IPO | | NETWORKERS INTL | Placing Re-admission | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | 26 | | 23.95 | 2.27 | Seymour Pierce Limited |
| AIM | 5/22/06 | 5/1/06 | 2006 | Not IPO | | REDSTONE | Introduction from Main Market | Main Market to AIM | United Kingdom | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | | | 33.98 | 0.00 | Evolution Securities Limited |
| UK Main Market | 5/19/06 | 5/1/06 | 2006 | IPO | | PUMA VCT III | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 19.51 | 19.51 |
| UK Main Market | 5/19/06 | 5/1/06 | 2006 | IPO | | PUMA VCT IV | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 19.51 | 19.51 |
| AIM | 5/19/06 | 5/1/06 | 2006 | IPO | | DHX MEDIA | Placing | | Canada | 5553 | Media | Broadcasting & Entertainment | 114 | | 37.02 | 9.92 | Canaccord Adams Limited |
| AIM | 5/19/06 | 5/1/06 | 2006 | IPO | | HUTCHISON CHINA MEDITECH | Placing | | Cayman Islands | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 275 | | 140.83 | 39.98 | Lazard & Co. Limited |
| AIM | 5/19/06 | 5/1/06 | 2006 | IPO | | INOVA HLDGS | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 65 | | 20.96 | 10.00 | Daniel Stewart & Company plc |
| AIM | 5/19/06 | 5/1/06 | 2006 | IPO | | MARIANA RESOURCES | Placing | | United Kingdom | 1777 | Mining | Gold Mining | 20 | | 7.07 | 3.63 | RFC Corporate Finance Limited |
| AIM | 5/19/06 | 5/1/06 | 2006 | IPO | | ST JAMES'S ENERGY | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 3 | | 10.28 | 4.07 | Nabarro Wells & Co. Limited |
| UK Main Market | 5/18/06 | 5/1/06 | 2006 | Not IPO | | NOVAE GROUP | Introduction | | United Kingdom | 8536 | Nonlife Insurance | Property & Casualty Insurance | | | 107.09 | 0.00 |
| AIM | 5/17/06 | 5/1/06 | 2006 | IPO | | EUROPEAN ISLAMIC INVESTMENT BANK | Placing | | United Kingdom | 8355 | Banks | Banks | 25 | | 456.39 | 75.28 | Evolution Securities Limited |
| AIM | 5/16/06 | 5/1/06 | 2006 | IPO | | ACERTEC | Placing | | United Kingdom | 1757 | Industrial Metals | Steel | 148 | | 76.00 | 57.00 | Hawkpoint Partners Limited |
| AIM | 5/16/06 | 5/1/06 | 2006 | IPO | | GEOPARK HLDGS | Placing | | Bermuda | 533 | Oil & Gas Producers | Exploration & Production | 320 | | 98.14 | 30.70 | Canaccord Adams Limited |
| International Main Market | 5/15/06 | 5/1/06 | 2006 | IPO | | CHERKIZOVO GROUP(OJSC) | International Offering | | Russia | 3577 | Food Producers | Food Products | 15.25 | | 128.59 | 128.59 |
| AIM | 5/15/06 | 5/1/06 | 2006 | Not IPO | | BLACKROCK INTERNATIONAL LAND | Introduction | | Republic of Ireland | 8733 | Real Estate | Real Estate Holding & Development | | | 172.06 | 0.00 | Davy |
| UK Main Market | 5/15/06 | 5/1/06 | 2006 | Not IPO | | LONDON STOCK EXCHANGE GROUP | Introduction Re-admission | | United Kingdom | 8777 | General Financial | Investment Services | | | 3241.01 | 0.00 |
| AIM | 5/12/06 | 5/1/06 | 2006 | IPO | | SILVERJET | Placing | | United Kingdom | 5751 | Travel & Leisure | Airlines | 122 | | 8.87 | 2.34 | Arden Partners Limited |
| AIM | 5/10/06 | 5/1/06 | 2006 | Not IPO | | EREDENE CAPITAL | Placing Re-admission | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 25 | | 61.18 | 57.11 | Seymour Pierce Limited |
| AIM | 5/9/06 | 5/1/06 | 2006 | Not IPO | | SWALLOWFIELD | Introduction from Main Market | Main Market to AIM | United Kingdom | 3767 | Personal Goods | Personal Products | | | 4.45 | 0.00 | Rowan Dartington & Co Limited |
| AIM | 5/9/06 | 5/1/06 | 2006 | IPO | | ATELIS | Placing | | United Kingdom | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | 20 | | 5.01 | 1.00 | City Financial Associates Limited |
| UK Main Market | 5/9/06 | 5/1/06 | 2006 | IPO | | DEBENHAMS PLC | Placing | | United Kingdom | 5373 | General Retailers | Broadline Retailers | 195 | | 1675.00 | 950.00 |
| AIM | 5/8/06 | 5/1/06 | 2006 | IPO | | H & T GROUP | Placing | | United Kingdom | 5379 | General Retailers | Specialty Retailers | 172 | | 54.16 | 48.87 | Numis Securities Limited |
| AIM | 5/8/06 | 5/1/06 | 2006 | IPO | | HORIZONTE MINERALS | Placing | | United Kingdom | 1777 | Mining | Gold Mining | 30 | | 8.85 | 2.30 | Davy |
| AIM | 5/8/06 | 5/1/06 | 2006 | IPO | | INTERACTIVE WORLD | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 73 | | 28.07 | 7.00 | Daniel Stewart & Company plc |
| AIM | 5/8/06 | 5/1/06 | 2006 | IPO | | TURBOTEC PRODUCTS | Placing | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | 85 | | 10.89 | 4.76 | Dawnay, Day Corporate Finance Limited |
| AIM | 5/5/06 | 5/1/06 | 2006 | IPO | | BIOFUTURES INTERNATIONAL | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 10 | | 3.69 | 3.02 | Ruegg & Co Limited |
| AIM | 5/4/06 | 5/1/06 | 2006 | Not IPO | | CAPE LAMBERT IRON ORE | Introduction | | Australia | 1777 | Mining | Gold Mining | | | 73.50 | 0.00 | Colins Stewart Europe Limited |
| AIM | 5/3/06 | 5/1/06 | 2006 | Not IPO | | ELEKSEN GROUP | Introduction Re-admission | | United Kingdom | 2737 | Electronic & Electrical Equipment | Electronic Equipment | | | 23.42 | 0.00 | W H Ireland Limited |
| AIM | 5/3/06 | 5/1/06 | 2006 | IPO | | VELTI | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 100 | | 29.09 | 10.35 | Oriel Securities Limited |
| AIM | 5/2/06 | 5/1/06 | 2006 | Not IPO | | ALLIED GOLD LTD | Introduction | | Australia | 1777 | Mining | Gold Mining | | | 63.96 | 0.00 | Beaumont Cornish Limited |
| AIM | 4/28/06 | 4/1/06 | 2006 | IPO | | BIOGANIX | Placing | | United Kingdom | 2799 | Support Services | Waste & Disposal Services | 120 | | 7.75 | 3.05 | Rowan Dartington & Co Limited |
| AIM | 4/28/06 | 4/1/06 | 2006 | IPO | | CROSS SHORE ACQUISITION CORP | Placing | | USA | 8775 | General Financial | Specialty Finance | 337.657 | | 84.87 | 63.03 | Colins Stewart Europe Limited |
| AIM | 4/27/06 | 4/1/06 | 2006 | IPO | | BALTIC OIL TERMINALS | Placing | | United Kingdom | 537 | Oil & Gas Producers | Integrated Oil & Gas | 140 | | 60.83 | 31.40 | Arden Partners Limited |
| AIM | 4/26/06 | 4/1/06 | 2006 | IPO | | EUROPEAN EQUITY TRANCHE INCOME | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 69.2550046 | | 69.26 | 69.26 | Arbuthnot Securities Limited |
| AIM | 4/26/06 | 4/1/06 | 2006 | IPO | | OXFORD CATALYSTS GROUP | Placing | | United Kingdom | 1357 | Chemicals | Specialty Chemicals | 174 | | 64.57 | 16.60 | KBC Peel Hunt Limited |
| AIM | 4/25/06 | 4/1/06 | 2006 | Not IPO | | AUKETT FITZROY ROBINSON GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 2791 | Support Services | Business Support Services | | | 7.06 | 0.00 | Beaumont Cornish Limited |
| AIM | 4/25/06 | 4/1/06 | 2006 | Not IPO | | MOBESTAR HOLDINGS | Introduction | | United Kingdom | 6575 | Mobile Telecommunications | Mobile Telecommunications | | | 43.83 | 0.00 | City Financial Associates Limited |
| AIM | 4/25/06 | 4/1/06 | 2006 | Not IPO | | ARDENT GROUP | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 13.81 | 0.00 | Dawnay, Day Corporate Finance Limited |
| AIM | 4/25/06 | 4/1/06 | 2006 | IPO | | CAMCO INTERNATIONAL | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 64 | | 83.14 | 29.90 | KBC Peel Hunt Limited |
| AIM | 4/25/06 | 4/1/06 | 2006 | Not IPO | | COMMODITRADE INC | Placing Re-admission | | Cayman Islands | 8777 | General Financial | Investment Services | 12.5 | | 46.41 | 18.00 | Strand Partners Limited |
| UK Main Market | 4/24/06 | 4/1/06 | 2006 | IPO | | EPIC SECURITIES | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 0.00 | 20.00 |
| AIM | 4/21/06 | 4/1/06 | 2006 | IPO | | BOW LANE CAPITAL | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 50 | | 5.70 | 5.70 | Colins Stewart Europe Limited |
| AIM | 4/21/06 | 4/1/06 | 2006 | IPO | | BURST MEDIA CORP | Placing | | USA | 5555 | Media | Media Agencies | 82 | | 68.00 | 37.94 | Altium Capital Limited |
| AIM | 4/21/06 | 4/1/06 | 2006 | IPO | | LANSDOWNE OIL & GAS | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 85 | | 17.69 | 1.60 | John East & Partners Limited |
| AIM | 4/21/06 | 4/1/06 | 2006 | IPO | | TRINITY CAPITAL | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 100 | | 252.50 | 250.00 | Numis Securities Limited |
| AIM | 4/21/06 | 4/1/06 | 2006 | IPO | | URAMIN INC | Placing | | British Virgin Islands | 1775 | Mining | General Mining | 68.5 | | 119.31 | 34.25 | Matrix Corporate Capital Limited |
| AIM | 4/20/06 | 4/1/06 | 2006 | IPO | | CAP-XX | Placing | | Australia | 2737 | Electronic & Electrical Equipment | Electronic Equipment | 93 | | 45.17 | 17.14 | Colins Stewart Europe Limited |
| AIM | 4/20/06 | 4/1/06 | 2006 | IPO | | DEUTSCHE LAND | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 70 | | 71.79 | 70.00 | Matrix Corporate Capital Limited |
| AIM | 4/19/06 | 4/1/06 | 2006 | IPO | | RIFT OIL | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 5 | | 17.29 | 1.11 | Insinger de Beaufort |
| UK Main Market | 4/19/06 | 4/1/06 | 2006 | Not IPO | | SCARBOROUGH MINERALS | Placing & Open Offer Re-admission | | United Kingdom | 1777 | Mining | Gold Mining | 72.6 | | 79.33 | 22.00 |
| AIM | 4/19/06 | 4/1/06 | 2006 | Not IPO | | QUADRISE FUELS INTERNATIONAL | Placing Re-admission | | United Kingdom | 1357 | Chemicals | Specialty Chemicals | 17.5 | | 80.70 | 11.33 | Smith & Williamson Corporate Finance Limited |
| International Main Market | 4/18/06 | 4/1/06 | 2006 | IPO | | ROLTA INDIA | International Offering | | India | 9533 | Software & Computer Services | Computer Services | 5.6 | | 51.88 | 51.88 |
| AIM | 4/13/06 | 4/1/06 | 2006 | Not IPO | | MAYPOLE GROUP | Introduction | | United Kingdom | 5753 | Travel & Leisure | Hotels | | | 2.41 | 0.00 | ARM Corporate Finance Limited |
| AIM | 4/13/06 | 4/1/06 | 2006 | IPO | | MISSION MARKETING GROUP(THE) | Placing | | United Kingdom | 5555 | Media | Media Agencies | 120 | | 24.00 | 14.80 | Seymour Pierce Limited |
| UK Main Market | 4/12/06 | 4/1/06 | 2006 | IPO | | RENOVO GROUP | International Offering | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 87 | | 154.14 | 50.00 |
| International Main Market | 4/12/06 | 4/1/06 | 2006 | IPO | | CARADOR | Placing | | Republic of Ireland | 8985 | Equity Investment Instruments | Equity Investment Instruments | 1 | | 34.56 | 34.56 |
| AIM | 4/12/06 | 4/1/06 | 2006 | IPO | | CITY OF LONDON INVESTMENT GROUP | Placing | | United Kingdom | 8771 | General Financial | Asset Managers | 180 | | 48.20 | 11.81 | Teather & Greenwood Limited |
| AIM | 4/12/06 | 4/1/06 | 2006 | IPO | | ENTELOS INC | Placing | | USA | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 82.75 | | 44.53 | 11.43 | Evolution Securities Limited |
| UK Main Market | 4/11/06 | 4/1/06 | 2006 | IPO | | EDGE PERFORMANCE VCT | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 6.40 | 6.40 |
| AIM | 4/11/06 | 4/1/06 | 2006 | IPO | | ALDGATE CAPITAL | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 10 | | 5.00 | 5.00 | Colins Stewart Europe Limited |
| AIM | 4/11/06 | 4/1/06 | 2006 | IPO | | INGENIOUS MEDIA ACTIVE CAPITAL | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 150.00 | 150.00 | Bridgewell Limited |
| AIM | 4/11/06 | 4/1/06 | 2006 | Not IPO | | MATRA PETROLEUM | Placing Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 5 | | 14.70 | 8.00 | RFC Corporate Finance Limited |
| UK Main Market | 4/7/06 | 4/1/06 | 2006 | Not IPO | | WAGON | Introduction Re-admission | | United Kingdom | 3355 | Automobiles & Parts | Auto Parts | | | 290.90 | 0.00 |
| AIM | 4/7/06 | 4/1/06 | 2006 | IPO | | 2 WAY TRAFFIC N.V. | Placing | | Netherlands | 5553 | Media | Broadcasting & Entertainment | 116 | | 107.86 | 24.34 | Investec Bank (UK) Limited |
| AIM | 4/7/06 | 4/1/06 | 2006 | IPO | | IX EUROPE | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 22 | | 37.97 | 10.00 | Investec Bank (UK) Limited |
| AIM | 4/6/06 | 4/1/06 | 2006 | Not IPO | | EVERFOR DIAMONDS | Introduction | | United Kingdom | 1773 | Mining | Diamonds & Gemstones | | | 6.43 | 0.00 | Canaccord Adams Limited |
| UK Main Market | 4/5/06 | 4/1/06 | 2006 | IPO | | IBIS MEDIA VCT 1 | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 4.09 | 4.09 |
| UK Main Market | 4/5/06 | 4/1/06 | 2006 | IPO | | LIMELIGHT VCT | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 5.62 | 5.62 |
| International Main Market | 4/5/06 | 4/1/06 | 2006 | IPO | | GOLDENPORT HLDGS INC | Placing | | Marshall Islands | 2773 | Industrial Transportation | Marine Transportation | 235 | | 158.23 | 66.00 |
| AIM | 4/5/06 | 4/1/06 | 2006 | IPO | | PANTHEON RESOURCES | Placing | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 100 | | 15.55 | 10.00 | Oriel Securities Limited |
| AIM | 4/5/06 | 4/1/06 | 2006 | IPO | | TWENTY | Placing | | United Kingdom | 5555 | Media | Media Agencies | 20 | | 10.13 | 8.36 | ARM Corporate Finance Limited |
| AIM | 4/4/06 | 4/1/06 | 2006 | Not IPO | | CHEEKYMOON ENTERTAINMENT | Introduction | | United Kingdom | 5752 | Travel & Leisure | Gambling | | | 9.63 | 0.00 | John East & Partners Limited |
| AIM | 4/4/06 | 4/1/06 | 2006 | Not IPO | | ENERGY XXI(BERMUDA) | Introduction Re-admission | | Bermuda | 533 | Oil & Gas Producers | Exploration & Production | | | 249.57 | 0.00 | Colins Stewart Europe Limited |
| AIM | 4/4/06 | 4/1/06 | 2006 | IPO | | CHARLEMAGNE CAPITAL LTD | Placing | | Cayman Islands | 8771 | General Financial | Asset Managers | 100 | | 297.71 | 120.47 | UBS Investment Bank Limited |
| AIM | 4/4/06 | 4/1/06 | 2006 | IPO | | NORTHERN LYNX | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 1.2 | | 8.78 | 1.00 | Strand Partners Limited |
| AIM | 4/4/06 | 4/1/06 | 2006 | Not IPO | | LUPUS CAPITAL | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 8775 | General Financial | Specialty Finance | 14 | | 86.28 | 53.00 | HSBC Bank plc |
| AIM | 4/3/06 | 4/1/06 | 2006 | IPO | | LUDORUM | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 5.00 | 4.95 | Investec Bank (UK) Limited |
| UK Main Market | 4/3/06 | 4/1/06 | 2006 | IPO | | MELCHIOR JAPAN INVESTMENT TRUST | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 87.26 | 87.26 |
| AIM | 3/31/06 | 3/1/06 | 2006 | Not IPO | | GALANTAS GOLD CORP | Introduction | | Canada | 1777 | Mining | Gold Mining | | | 14.74 | 0.00 | ARM Corporate Finance Limited |
| AIM | 3/31/06 | 3/1/06 | 2006 | Not IPO | | ZEST GROUP | Placing Re-admission | | United Kingdom | 5557 | Media | Publishing | 3 | | 5.21 | 2.50 | W H Ireland Limited |
| AIM | 3/30/06 | 3/1/06 | 2006 | IPO | | MORSON GROUP | Placing | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | 160 | | 72.55 | 36.00 | Brewin Dolphin Securities Limited |
| AIM | 3/30/06 | 3/1/06 | 2006 | IPO | | PEACH HLDGS INC | Placing | | USA | 8775 | General Financial | Specialty Finance | 309 | | 321.02 | 120.17 | Colins Stewart Europe Limited |
| AIM | 3/29/06 | 3/1/06 | 2006 | IPO | | BULGARIAN LAND DEVELOPMENT | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 100 | | 25.00 | 23.00 | Seymour Pierce Limited |
| AIM | 3/29/06 | 3/1/06 | 2006 | IPO | | CASHBOX | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 20 | | 12.19 | 4.50 | Seymour Pierce Limited |
| UK Main Market | 3/29/06 | 3/1/06 | 2006 | IPO | | HSBC INFRASTRUCTURE CO | Placing & Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 250.00 | 250.00 |
| AIM | 3/28/06 | 3/1/06 | 2006 | IPO | | NORTHBRIDGE INDUSTRIAL SERVICES | Placing | | United Kingdom | 2757 | Industrial Engineering | Industrial Machinery | 100 | | 7.39 | 6.44 | Charles Stanley Securities |
| AIM | 3/28/06 | 3/1/06 | 2006 | IPO | | PLAYTECH | Placing | | British Virgin Islands | 5752 | Travel & Leisure | Gambling | 257 | | 548.27 | 265.08 | Colins Stewart Europe Limited |
| UK Main Market | 3/28/06 | 3/1/06 | 2006 | IPO | | PSOLVE ALTERNATIVES PCC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 24.60 | 24.60 |
| AIM | 3/27/06 | 3/1/06 | 2006 | Not IPO | | GET GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | | | 18.61 | 0.00 | Shore Capital & Corporate Limited |
| AIM | 3/27/06 | 3/1/06 | 2006 | IPO | | O TWELVE ESTATES | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 100 | | 122.50 | 122.50 | Colins Stewart Europe Limited |
| AIM | 3/27/06 | 3/1/06 | 2006 | IPO | | WESTERN & ORIENTAL | Placing | | United Kingdom | 5759 | Travel & Leisure | Travel & Tourism | 22 | | 8.97 | 4.50 | Evolution Securities Limited |
| AIM | 3/24/06 | 3/1/06 | 2006 | Not IPO | | MOTO GOLDMINES LTD | Introduction | | Canada | 1777 | Mining | Gold Mining | | | 185.96 | 0.00 | RFC Corporate Finance Limited |
| UK Main Market | 3/24/06 | 3/1/06 | 2006 | IPO | | DEXION ALPHA STRATEGIES | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 129.51 | 129.51 |
| AIM | 3/24/06 | 3/1/06 | 2006 | IPO | | AURORA RUSSIA | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 75.00 | 75.00 | Investec Bank (UK) Limited |
| AIM | 3/24/06 | 3/1/06 | 2006 | IPO | | LITCOMP | Placing | | United Kingdom | 8536 | Nonlife Insurance | Property & Casualty Insurance | 61 | | 6.38 | 0.35 | Daniel Stewart & Company plc |
| AIM | 3/24/06 | 3/1/06 | 2006 | IPO | | TEJOORI | Placing | | British Virgin Islands | 8985 | Equity Investment Instruments | Equity Investment Instruments | 85.489569 | | 15.70 | 23.36 | Investec Bank (UK) Limited |
| AIM | 3/24/06 | 3/1/06 | 2006 | IPO | | VENTECO | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 3 | | 3.63 | 3.10 | Libertas Capital Corporate Finance Limited |
| AIM | 3/23/06 | 3/1/06 | 2006 | IPO | | EASTERN EUROPEAN PROPERTY FUND | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 100 | | 20.00 | 20.00 | Colins Stewart Europe Limited |
| AIM | 3/23/06 | 3/1/06 | 2006 | IPO | | PACTOLUS HUNGARIAN PROPERTY | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 60 | | 12.33 | 9.02 | City Financial Associates Limited |
| AIM | 3/23/06 | 3/1/06 | 2006 | IPO | | SYNTOPIX GROUP | Placing | | United Kingdom | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 177 | | 9.22 | 3.22 | KBC Peel Hunt Limited |
| AIM | 3/22/06 | 3/1/06 | 2006 | Not IPO | | ELECO | Introduction from Main Market | Main Market to AIM | United Kingdom | 2353 | Construction & Materials | Building Materials & Fixtures | | | 25.54 | 0.00 | Charles Stanley Securities |
| AIM | 3/22/06 | 3/1/06 | 2006 | IPO | | FINDERS RESOURCES | Placing | | Australia | 1775 | Mining | General Mining | 20 | | 10.56 | 3.50 | RFC Corporate Finance Limited |
| AIM | 3/22/06 | 3/1/06 | 2006 | IPO | | VINALAND | Placing | | Cayman Islands | 8733 | Real Estate | Real Estate Holding & Development | 56.993 | | 116.75 | 116.75 | Grant Thornton UK LLP |
| AIM | 3/21/06 | 3/1/06 | 2006 | Not IPO | | PAROS | Introduction | | United Kingdom | 9576 | Technology Hardware & Equipment | Semiconductors | | | 17.68 | 0.00 | John East & Partners Limited |
| AIM | 3/21/06 | 3/1/06 | 2006 | IPO | | KALAHARI MINERALS | Placing | | United Kingdom | 1775 | Mining | General Mining | 15 | | 14.14 | 6.00 | Corporate Synergy plc |
| AIM | 3/21/06 | 3/1/06 | 2006 | IPO | | NOIDA TOLL BRIDGE CO | Placing | | India | 2777 | Industrial Transportation | Transportation Services | 225.6924 | | 25.65 | 25.65 | Colins Stewart Europe Limited |
| AIM | 3/21/06 | 3/1/06 | 2006 | IPO | | SANDVINE CORP | Placing | | Canada | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | 75 | | 85.82 | 25.14 | Canaccord Adams Limited |
| AIM | 3/20/06 | 3/1/06 | 2006 | IPO | | AQUA BOUNTY TECHNOLOGIES INC | Placing | | USA | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 148 | | 73.69 | 20.00 | Nomura Code Securities Limited |
| AIM | 3/20/06 | 3/1/06 | 2006 | IPO | | KLEENAIR SYSTEMS INTERNATIONAL | Placing | | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 45 | | 8.51 | 1.25 | ARM Corporate Finance Limited |
| AIM | 3/20/06 | 3/1/06 | 2006 | IPO | | PLANET GROUP INC | Placing | | USA | 8777 | General Financial | Investment Services | 125 | | 17.79 | 7.00 | Canaccord Adams Limited |
| AIM | 3/20/06 | 3/1/06 | 2006 | IPO | | SERVOCELL GROUP | Placing | | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 54 | | 20.48 | 5.50 | Brewin Dolphin Securities Limited |
| AIM | 3/17/06 | 3/1/06 | 2006 | Not IPO | | BETCORP | Introduction | | Australia | 5752 | Travel & Leisure | Gambling | | | 53.26 | 0.00 | KBC Peel Hunt Limited |
| UK Main Market | 3/17/06 | 3/1/06 | 2006 | IPO | | VENTUS 2 VCT | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 2.34 | 2.34 |
| UK Main Market | 3/17/06 | 3/1/06 | 2006 | IPO | | VENTUS 3 VCT | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 2.34 | 2.34 |
| AIM | 3/17/06 | 3/1/06 | 2006 | IPO | | INVOCAS GROUP | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 111 | | 31.71 | 9.51 | Charles Stanley Securities |
| AIM | 3/17/06 | 3/1/06 | 2006 | IPO | | NEW MEDIA LOTTERY SERVICES | Placing | | Republic of Ireland | 5752 | Travel & Leisure | Gambling | 50 | | 12.28 | 1.84 | Zimmerman Adams International Ltd |
| AIM | 3/17/06 | 3/1/06 | 2006 | IPO | | SPEYMILL DEUTSCHE IMMOBILIEN CO | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 100 | | 170.00 | 170.00 | Smith & Williamson Corporate Finance Limited |
| AIM | 3/16/06 | 3/1/06 | 2006 | Not IPO | | LEGACY DISTRIBUTION GROUP INC | Introduction | | USA | 3785 | Tobacco | Tobacco | | | 10.10 | 0.00 | Corporate Synergy plc |
| AIM | 3/16/06 | 3/1/06 | 2006 | IPO | | MTI WIRELESS EDGE | Placing | | Israel | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | 39 | | 20.97 | 7.00 | Corporate Synergy plc |
| AIM | 3/16/06 | 3/1/06 | 2006 | IPO | | PUMA BRANDENBURG | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 100 | | 185.00 | 185.00 | Grant Thornton UK LLP |
| UK Main Market | 3/15/06 | 3/1/06 | 2006 | Not IPO | | TRIBUNE UK TRACKER | Introduction | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 244.32 | 0.00 |
| AIM | 3/15/06 | 3/1/06 | 2006 | IPO | | AMUR MINERALS CORP | Placing | | British Virgin Islands | 1775 | Mining | General Mining | 33 | | 28.45 | 4.08 | Nabarro Wells & Co. Limited |
| AIM | 3/15/06 | 3/1/06 | 2006 | IPO | | LONDON ASIA CHINESE PRIVATE EQUITY | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 52.85 | 50.00 | Colins Stewart Europe Limited |
| UK Main Market | 3/15/06 | 3/1/06 | 2006 | IPO | | RIGHTMOVE | Placing | | United Kingdom | 5555 | Media | Media Agencies | 335 | | 424.65 | 75.94 |
| UK Main Market | 3/15/06 | 3/1/06 | 2006 | IPO | | SCOTT WILSON GROUP | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 158 | | 111.96 | 71.57 |
| PSM | 3/14/06 | 3/1/06 | 2006 | IPO | | MACQUARIE KOREA INFRASTRUCTURE FUND | International Offering | | South Korea | 8985 | Equity Investment Instruments | Equity Investment Instruments | 7.1921 | | 423.99 | 423.99 |
| AIM | 3/14/06 | 3/1/06 | 2006 | IPO | | PLATINUM DIVERSIFIED MINING INC | Placing | | Cayman Islands | 8775 | General Financial | Specialty Finance | 460.5 | | 57.19 | 45.75 | KBC Peel Hunt Limited |
| UK Main Market | 3/13/06 | 3/1/06 | 2006 | IPO | | BARONSMEAD AIM VCT | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 3.53 | 3.53 |
| AIM | 3/13/06 | 3/1/06 | 2006 | Not IPO | | ENERGY ASSET MANAGEMENT | Placing Re-admission | | United Kingdom | 2791 | Support Services | Business Support Services | 1.5 | | 3.70 | 1.25 | Ruegg & Co Limited |
| AIM | 3/10/06 | 3/1/06 | 2006 | Not IPO | | FUN TECHNOLOGIES | Introduction Re-admission | | Canada | 5752 | Travel & Leisure | Gambling | | | 215.10 | 0.00 | Panmure Gordon (UK) Limited |
| UK Main Market | 3/10/06 | 3/1/06 | 2006 | IPO | | CORE VCT III | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 7.52 | 7.52 |
| AIM | 3/10/06 | 3/1/06 | 2006 | IPO | | OVUM | Placing | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 190 | | 20.49 | 7.71 | Bridgewell Limited |
| AIM | 3/9/06 | 3/1/06 | 2006 | IPO | | GOLD FROST | Placing | | Israel | 3577 | Food Producers | Food Products | 35 | | 18.50 | 4.50 | Corporate Synergy plc |
| AIM | 3/8/06 | 3/1/06 | 2006 | Not IPO | | TMT GROUP | Introduction Re-admission | | United Kingdom | 6575 | Mobile Telecommunications | Mobile Telecommunications | | | 16.12 | 0.00 | Corporate Synergy plc |
| AIM | 3/8/06 | 3/1/06 | 2006 | IPO | | COHORT | Placing | | United Kingdom | 2791 | Support Services | Business Support Services | 123 | | 27.21 | 9.51 | Investec Bank (UK) Limited |
| AIM | 3/8/06 | 3/1/06 | 2006 | IPO | | CORE BUSINESS(THE) | Placing | | United Kingdom | 3767 | Personal Goods | Personal Products | 4 | | 1.61 | 0.41 | ARM Corporate Finance Limited |
| UK Main Market | 3/8/06 | 3/1/06 | 2006 | IPO | | KENT RELIANCE BS | Placing | | United Kingdom | 8350 | Preference | Preference | 1 | | 0.00 | 22.00 |
| AIM | 3/8/06 | 3/1/06 | 2006 | IPO | | NETSERVICES | Placing | | United Kingdom | 9535 | Software & Computer Services | Internet | 71 | | 20.48 | 11.00 | Arbuthnot Securities Limited |
| AIM | 3/7/06 | 3/1/06 | 2006 | Not IPO | | INDIA OUTSOURCING SERVICES | Placing Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | 45 | | 3.82 | 3.00 | Daniel Stewart & Company plc |
| AIM | 3/6/06 | 3/1/06 | 2006 | IPO | | KIMCOR DIAMONDS | Placing | | United Kingdom | 1773 | Mining | Diamonds & Gemstones | 15 | | 9.52 | 3.35 | Westhouse Securities LLP |
| AIM | 3/6/06 | 3/1/06 | 2006 | IPO | | SINOSOFT TECHNOLOGY | Placing | | United Kingdom | 9537 | Software & Computer Services | Software | 19 | | 31.46 | 9.72 | Westhouse Securities LLP |
| AIM | 3/6/06 | 3/1/06 | 2006 | Not IPO | | CUBUS LUX | Placing Re-admission | | United Kingdom | 5755 | Travel & Leisure | Recreational Services | 10 | | 6.74 | 1.03 | Corporate Synergy plc |
| AIM | 3/3/06 | 3/1/06 | 2006 | Not IPO | | HARDYS & HANSONS | Introduction from Main Market | Main Market to AIM | United Kingdom | 5757 | Travel & Leisure | Restaurants & Bars | | | 140.00 | 0.00 | Arbuthnot Securities Limited |
| AIM | 3/3/06 | 3/1/06 | 2006 | Not IPO | | ABSOLUTE CAPITAL MANAGEMENT HLDGS | Introduction | | Cayman Islands | 8771 | General Financial | Asset Managers | | | 105.00 | 0.00 | Solomon Hare LLP |
| AIM | 3/3/06 | 3/1/06 | 2006 | Not IPO | | ALLTRUE INVESTMENTS | Introduction Re-admission | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 2.56 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 3/3/06 | 3/1/06 | 2006 | IPO | | BETEX GROUP | Placing | | United Kingdom | 5752 | Travel & Leisure | Gambling | 34 | | 45.32 | 13.10 | Cenkos Securities Limited |
| AIM | 3/3/06 | 3/1/06 | 2006 | Not IPO | | ENCORE OIL | Placing Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 15.625 | | 31.54 | 17.50 | Westhouse Securities LLP |
| AIM | 3/2/06 | 3/1/06 | 2006 | IPO | | ARTHRO KINETICS | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 120 | | 33.12 | 6.00 | Nomura Code Securities Limited |
| AIM | 3/2/06 | 3/1/06 | 2006 | IPO | | CERAMIC FUEL CELLS | Placing | | Australia | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | 21.25 | | 61.24 | 37.19 | Libertas Capital Corporate Finance Limited |
| International Main Market | 3/1/06 | 3/1/06 | 2006 | IPO | | KINGDOM HOTEL INVESTMENTS | International Offering | | Cayman Islands | 5753 | Travel & Leisure | Hotels | 9.25 | | 249.54 | 249.54 |
| AIM | 3/1/06 | 3/1/06 | 2006 | Not IPO | | EBTM | Introduction Re-admission | | United Kingdom | 5373 | General Retailers | Broadline Retailers | | | 6.32 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 3/1/06 | 3/1/06 | 2006 | IPO | | ATLAS ESTATES | Placing | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | 341 | | 156.95 | 110.23 | UBS Investment Bank Limited |
| AIM | 3/1/06 | 3/1/06 | 2006 | IPO | | WORK GROUP | Placing | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | 80.5 | | 19.11 | 11.00 | Altium Capital Limited |
| AIM | 2/28/06 | 2/1/06 | 2006 | IPO | | CLEAN AIR POWER | Placing | | Bermuda | 2757 | Industrial Engineering | Industrial Machinery | 100 | | 26.32 | 10.00 | Canaccord Adams Limited |
| AIM | 2/28/06 | 2/1/06 | 2006 | IPO | | INTERBULK INVESTMENTS | Placing | | United Kingdom | 2777 | Industrial Transportation | Transportation Services | 20 | | 19.58 | 14.50 | City Financial Associates Limited |
| AIM | 2/27/06 | 2/1/06 | 2006 | Not IPO | | BALTIMORE | Introduction | | United Kingdom | 8775 | General Financial | Specialty Finance | | | 30.66 | 0.00 | Seymour Pierce Limited |
| AIM | 2/27/06 | 2/1/06 | 2006 | IPO | | AGI THERAPEUTICS | Placing | | Republic of Ireland | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 86.5 | | 58.31 | 29.18 | Davy |
| AIM | 2/27/06 | 2/1/06 | 2006 | IPO | | PHYNOVA GROUP | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 60 | | 8.88 | 3.65 | Nabarro Wells & Co. Limited |
| AIM | 2/24/06 | 2/1/06 | 2006 | Not IPO | | ONESOURCE SERVICES INC | Introduction | | Belize (British Hondur | 5377 | General Retailers | Specialized Consumer Services | | | 32.47 | 0.00 | Cenkos Securities Limited |
| AIM | 2/23/06 | 2/1/06 | 2006 | IPO | | ECONERGY INTERNATIONAL | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 87.00 | 60.00 | Numis Securities Limited |
| AIM | 2/23/06 | 2/1/06 | 2006 | IPO | | MARWYN VALUE INVESTORS | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 15.68 | 15.00 | Colins Stewart Europe Limited |
| AIM | 2/23/06 | 2/1/06 | 2006 | Not IPO | | DIGITAL CLASSICS | Placing Re-admission | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | 0.65 | | 19.26 | 6.03 | Evolution Securities Limited |
| AIM | 2/22/06 | 2/1/06 | 2006 | Not IPO | | DEWHURST | Introduction from Main Market | Main Market to AIM | United Kingdom | 2733 | Electronic & Electrical Equipment | Electrical Components & Equipment | | | 20.41 | 0.00 | Seymour Pierce Limited |
| AIM | 2/20/06 | 2/1/06 | 2006 | Not IPO | | RESMEX | Introduction Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | | | 20.06 | 0.00 | Smith & Williamson Corporate Finance Limited |
| AIM | 2/20/06 | 2/1/06 | 2006 | IPO | | ELITEL TELECOM SPA | Placing | | Italy | 6535 | Fixed Line Telecommunications | Fixed Line Telecommunications | 130 | | 49.50 | 8.03 | Charles Stanley Securities |
| AIM | 2/17/06 | 2/1/06 | 2006 | Not IPO | | IAF GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 8771 | General Financial | Asset Managers | 14 | | 5.19 | 3.03 | City Financial Associates Limited |
| AIM | 2/17/06 | 2/1/06 | 2006 | Not IPO | | MULTI GROUP | Introduction Re-admission | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | | | 10.23 | 0.00 | Corporate Synergy plc |
| AIM | 2/17/06 | 2/1/06 | 2006 | Not IPO | | WHITE STAR PROPERTY HLDGS | Introduction Re-admission | | United Kingdom | 8733 | Real Estate | Real Estate Holding & Development | | | 1.34 | 0.00 | City Financial Associates Limited |
| AIM | 2/17/06 | 2/1/06 | 2006 | IPO | | CLARKSON HILL GROUP | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 35 | | 7.86 | 0.93 | City Financial Associates Limited |
| AIM | 2/17/06 | 2/1/06 | 2006 | Not IPO | | IMMUPHARMA | Placing Re-admission | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 28.96 | 0.00 | Dawnay, Day Corporate Finance Limited |
| AIM | 2/16/06 | 2/1/06 | 2006 | Not IPO | | OILEX NL | Introduction | | Australia | 533 | Oil & Gas Producers | Exploration & Production | | | 10.25 | 0.00 | RFC Corporate Finance Limited |
| AIM | 2/16/06 | 2/1/06 | 2006 | Not IPO | | QUEST CAPITAL CORP | Introduction | | Canada | 8775 | General Financial | Specialty Finance | | | 167.40 | 0.00 | Canaccord Adams Limited |
| AIM | 2/16/06 | 2/1/06 | 2006 | IPO | | EXCAPSA SOFTWARE INC | Placing | | Canada | 5752 | Travel & Leisure | Gambling | 110 | | 214.21 | 56.20 | Canaccord Adams Limited |
| AIM | 2/15/06 | 2/1/06 | 2006 | IPO | | ADEPT TELECOM | Placing | | United Kingdom | 6535 | Fixed Line Telecommunications | Fixed Line Telecommunications | 140 | | 26.29 | 5.00 | Strand Partners Limited |
| AIM | 2/15/06 | 2/1/06 | 2006 | IPO | | MOBILE STREAMS | Placing | | United Kingdom | 6575 | Mobile Telecommunications | Mobile Telecommunications | 87 | | 28.06 | 6.94 | Bridgewell Limited |
| UK Main Market | 2/15/06 | 2/1/06 | 2006 | IPO | | OPTOS | Placing | | United Kingdom | 4535 | Health Care Equipment & Services | Medical Equipment | 230 | | 151.31 | 29.90 |
| AIM | 2/15/06 | 2/1/06 | 2006 | IPO | | PERSONAL SCREENING | Placing | | United Kingdom | 4537 | Health Care Equipment & Services | Medical Supplies | 1 | | 1.44 | 1.00 | Nabarro Wells & Co. Limited |
| UK Main Market | 2/15/06 | 2/1/06 | 2006 | IPO | | QINETIQ GROUP | Placing | | United Kingdom | 2717 | Aerospace & Defence | Defence | 200 | | 1295.98 | 150.00 |
| AIM | 2/15/06 | 2/1/06 | 2006 | Not IPO | | GLEN GROUP | Placing Re-admission | | United Kingdom | 9533 | Software & Computer Services | Computer Services | 1 | | 3.28 | 2.50 | Seymour Pierce Limited |
| UK Main Market | 2/14/06 | 2/1/06 | 2006 | IPO | | INGENIOUS MUSIC VCT 2 | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 5.60 | 5.60 |
| AIM | 2/14/06 | 2/1/06 | 2006 | IPO | | NARDINA RESOURCES | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 3 | | 6.18 | 3.18 | Nabarro Wells & Co. Limited |
| International Main Market | 2/13/06 | 2/1/06 | 2006 | IPO | | COMSTAR UNITED TELESYSTEM | International Offering | | Russia | 6535 | Fixed Line Telecommunications | Fixed Line Telecommunications | 7.25 | | 563.89 | 563.89 |
| UK Main Market | 2/13/06 | 2/1/06 | 2006 | IPO | | TRADER MEDIA EAST | International Offering | | United Kingdom | 5555 | Media | Media Agencies | 13 | | 316.27 | 316.27 |
| AIM | 2/13/06 | 2/1/06 | 2006 | IPO | | CAGNEY | Placing | | United Kingdom | 5555 | Media | Media Agencies | 8 | | 6.64 | 2.03 | ARM Corporate Finance Limited |
| AIM | 2/13/06 | 2/1/06 | 2006 | IPO | | MICROFUZE INTERNATIONAL | Placing | | United Kingdom | 1757 | Industrial Metals | Steel | 10 | | 14.91 | 2.51 | Nabarro Wells & Co. Limited |
| AIM | 2/10/06 | 2/1/06 | 2006 | IPO | | SOLOMON GOLD | Placing | | United Kingdom | 1777 | Mining | Gold Mining | 50 | | 13.41 | 5.00 | William de Broe Plc |
| International Main Market | 2/8/06 | 2/1/06 | 2006 | IPO | | LOTTE SHOPPING CO | International Offering | | South Korea | 5373 | General Retailers | Broadline Retailers | 20.67 | | 1586.18 | 1586.18 |
| UK Main Market | 2/8/06 | 2/1/06 | 2006 | IPO | | DOWNING PROTECTED VCT V | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 4.86 | 4.86 |
| AIM | 2/7/06 | 2/1/06 | 2006 | IPO | | CHINA GOLDMINES | Placing | | United Kingdom | 1777 | Mining | Gold Mining | 60 | | 13.53 | 4.50 | Brewin Dolphin Securities Limited |
| AIM | 2/7/06 | 2/1/06 | 2006 | Not IPO | | CONTEMPORARY ENTERPRISES | Placing Re-admission | | United Kingdom | 9537 | Software & Computer Services | Software | 30 | | 3.90 | 0.25 | City Financial Associates Limited |
| AIM | 2/6/06 | 2/1/06 | 2006 | IPO | | BODISEN BIOTECH INC | Placing | | USA | 1357 | Chemicals | Specialty Chemicals | 730 | | 129.68 | 12.00 | Charles Stanley Securities |
| AIM | 2/6/06 | 2/1/06 | 2006 | IPO | | CHARIOT(UK) | Placing | | United Kingdom | 5752 | Travel & Leisure | Gambling | 115 | | 18.36 | 9.60 | Noble & Company Limited |
| AIM | 2/2/06 | 2/1/06 | 2006 | Not IPO | | STRONTIUM | Introduction | | United Kingdom | 2791 | Support Services | Business Support Services | | | 1.96 | 0.00 | City Financial Associates Limited |
| AIM | 2/2/06 | 2/1/06 | 2006 | IPO | | B.P.MARSH & PARTNERS | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 140 | | 41.00 | 13.03 | Nabarro Wells & Co. Limited |
| AIM | 2/1/06 | 2/1/06 | 2006 | IPO | | INTERCYTEX GROUP | Placing | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | 108 | | 50.50 | 5.33 | Piper Jaffray Ltd |
| AIM | 2/1/06 | 2/1/06 | 2006 | IPO | | XCOUNTER AB | Placing | | Sweden | 4535 | Health Care Equipment & Services | Medical Equipment | 155 | | 38.03 | 16.26 | Nomura Code Securities Limited |
| PSM | 1/31/06 | 1/1/06 | 2006 | IPO | | FEDERAL BANK | International Offering | | India | 8355 | Banks | Banks | 3.97 | | 45.73 | 45.73 |
| UK Main Market | 1/31/06 | 1/1/06 | 2006 | IPO | | DOWNING PROTECTED VCT IV | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 2.82 | 2.82 |
| AIM | 1/31/06 | 1/1/06 | 2006 | IPO | | CLAIMAR CARE GROUP | Placing | | United Kingdom | 4533 | Health Care Equipment & Services | Health Care Providers | 72 | | 16.07 | 8.20 | Arden Partners Limited |
| PSM | 1/26/06 | 1/1/06 | 2006 | IPO | | BANCO DE ORO UNIVERSAL BANK | International Offering | | Philippines | 8355 | Banks | Banks | 12.7 | | 57.60 | 57.60 |
| AIM | 1/26/06 | 1/1/06 | 2006 | Not IPO | | BLACKSTAR INVESTORS | Introduction Re-admission | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | | | 0.73 | 0.00 | Shore Capital & Corporate Limited |
| UK Main Market | 1/26/06 | 1/1/06 | 2006 | IPO | | MATRIX INCOME & GROWTH 3 VCT | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 3.23 | 3.23 |
| UK Main Market | 1/25/06 | 1/1/06 | 2006 | IPO | | CLOSE IHT AIM VCT | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 11.26 | 11.26 |
| AIM | 1/20/06 | 1/1/06 | 2006 | Not IPO | | MERCATOR GOLD | Placing Re-admission | | United Kingdom | 1777 | Mining | Gold Mining | 50 | | 19.56 | 9.12 | Beaumont Cornish Limited |
| AIM | 1/18/06 | 1/1/06 | 2006 | IPO | | AMTEUS | Placing | | United Kingdom | 9578 | Technology Hardware & Equipment | Telecommunications Equipment | 55 | | 18.96 | 4.00 | John East & Partners Limited |
| AIM | 1/17/06 | 1/1/06 | 2006 | Not IPO | | TINOPOLIS PLC | Introduction Re-admission | | United Kingdom | 5553 | Media | Broadcasting & Entertainment | | | 26.71 | 0.00 | Panmure Gordon (UK) Limited |
| AIM | 1/17/06 | 1/1/06 | 2006 | Not IPO | | LIPOXEN | Placing Re-admission | | United Kingdom | 4577 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 13.5 | | 13.15 | 3.78 | Grant Thornton UK LLP |
| AIM | 1/17/06 | 1/1/06 | 2006 | Not IPO | | TOWER RESOURCES | Placing Re-admission | | United Kingdom | 533 | Oil & Gas Producers | Exploration & Production | 1.5 | | 9.17 | 2.00 | Nabarro Wells & Co. Limited |
| AIM | 1/16/06 | 1/1/06 | 2006 | Not IPO | | ASIAN GROWTH PROPERTIES | Introduction | | British Virgin Islands | 8733 | Real Estate | Real Estate Holding & Development | | | 139.32 | 0.00 | HB – Corporate |
| UK Main Market | 1/12/06 | 1/1/06 | 2006 | IPO | | CORE VCT II | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 9.19 | 9.19 |
| AIM | 1/12/06 | 1/1/06 | 2006 | IPO | | GREENHOUSE FUND | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 10 | | 12.52 | 9.80 | Evolution Securities Limited |
| AIM | 1/6/06 | 1/1/06 | 2006 | Not IPO | | THORPE(F.W.) | Introduction from Main Market | Main Market to AIM | United Kingdom | 3722 | Household Goods | Durable Household Products | | | 39.49 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 1/6/06 | 1/1/06 | 2006 | IPO | | ACP CAPITAL | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 64.19 | 50.00 | Colins Stewart Europe Limited |
| AIM | 1/6/06 | 1/1/06 | 2006 | Not IPO | | LEO INSURANCE SERVICES | Placing Re-admission | | United Kingdom | 8534 | Nonlife Insurance | Insurance Brokers | 14 | | 0.99 | 0.20 | Teather & Greenwood Limited |
| AIM | 1/6/06 | 1/1/06 | 2006 | Not IPO | | RURELEC | Placing Re-admission | | United Kingdom | 7535 | Electricity | Electricity | 42 | | 23.04 | 14.00 | Daniel Stewart & Company plc |
| AIM | 1/5/06 | 1/1/06 | 2006 | Not IPO | | GOINDUSTRY | Introduction Re-admission | | United Kingdom | 2797 | Support Services | Industrial Suppliers | | | 35.80 | 0.00 | Grant Thornton UK LLP |
| AIM | 1/5/06 | 1/1/06 | 2006 | IPO | | EKAY | Placing | | United Kingdom | 5555 | Media | Media Agencies | 21.5 | | 7.96 | 0.14 | Shore Capital & Corporate Limited |
| AIM | 1/4/06 | 1/1/06 | 2006 | Not IPO | | SLIMMA | Introduction from Main Market | Main Market to AIM | United Kingdom | 3763 | Personal Goods | Clothing & Accessories | | | 6.52 | 0.00 | W H Ireland Limited |
| AIM | 1/4/06 | 1/1/06 | 2006 | Not IPO | | VTR | Introduction from Main Market | Main Market to AIM | United Kingdom | 5553 | Media | Broadcasting & Entertainment | | | 2.43 | 0.00 | Charles Stanley Securities |
| AIM | 1/4/06 | 1/1/06 | 2006 | Not IPO | | PRIME PEOPLE | Introduction Re-admission | | United Kingdom | 2793 | Support Services | Business Training & Employment Agencies | | | 10.84 | 0.00 | W H Ireland Limited |
| AIM | 1/4/06 | 1/1/06 | 2006 | IPO | | APPIAN TECHNOLOGY | Placing | | United Kingdom | 2737 | Electronic & Electrical Equipment | Electronic Equipment | 5 | | 5.57 | 2.08 | John East & Partners Limited |
| AIM | 1/4/06 | 1/1/06 | 2006 | IPO | | STRATEX INTERNATIONAL | Placing | | United Kingdom | 1775 | Mining | General Mining | 5 | | 6.87 | 1.87 | HB – Corporate |
| AIM | 1/4/06 | 1/1/06 | 2006 | Not IPO | | CLEARDEBT GROUP | Placing Re-admission | | United Kingdom | 8773 | General Financial | Consumer Finance | 2 | | 5.05 | 1.21 | Zeus Capital Limited |
| AIM | 1/4/06 | 1/1/06 | 2006 | Not IPO | | DERMASALVE SCIENCES | Placing Re-admission | | United Kingdom | 3767 | Personal Goods | Personal Products | 11 | | 6.57 | 0.69 | Corporate Synergy plc |
| AIM | 1/4/06 | 1/1/06 | 2006 | Not IPO | | E-PAY ASIA | Placing Re-admission | | Australia | 9535 | Software & Computer Services | Internet | 8.4 | | 15.99 | 0.42 | HB – Corporate |
| UK Main Market | 1/3/06 | 1/1/06 | 2006 | Not IPO | | ASTERAND | Introduction Re-admission | | United Kingdom | 4573 | Pharmaceuticals & Biotechnology | Biotechnology | | | 15.53 | 0.00 |
| AIM | 12/30/05 | 12/1/05 | 2005 | Not IPO | | CHARACTER GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 545 | Media & Entertainment | Media Agencies | | | 29.85 | 0.00 | Colins Stewart Europe Limited |
| AIM | 12/30/05 | 12/1/05 | 2005 | Not IPO | | ALLIED HEALTHCARE INTERNATIONAL INC | Introduction | | USA | 449 | Health | Other Health Care | | | 162.60 | 0.00 | KBC Peel Hunt Limited |
| AIM | 12/30/05 | 12/1/05 | 2005 | Not IPO | | RUSINA MINING | Introduction | | Australia | 48 | Mining | Other Mineral Extractors & Mines | | | 12.75 | 0.00 | Beaumont Cornish Limited |
| AIM | 12/30/05 | 12/1/05 | 2005 | IPO | | NEXTGEN GROUP | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 3 | | 20.91 | 2.40 | Seymour Pierce Limited |
| AIM | 12/30/05 | 12/1/05 | 2005 | IPO | | REENERGY GROUP | Placing | | United Kingdom | 584 | Support Services | Environmental Control | 75 | | 28.01 | 6.54 | Strand Partners Limited |
| AIM | 12/30/05 | 12/1/05 | 2005 | Not IPO | | TITAN EUROPE | Placing Re-admission | | United Kingdom | 263 | Engineering & Machinery | Commercial Vehicles & Trucks | 200 | | 173.25 | 70.00 | Seymour Pierce Limited |
| UK Main Market | 12/29/05 | 12/1/05 | 2005 | IPO | | PENNINE AIM VCT 6 | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 3.95 | 3.95 |
| AIM | 12/29/05 | 12/1/05 | 2005 | IPO | | NASSTAR | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 25 | | 2.73 | 0.15 | W H Ireland Limited |
| AIM | 12/28/05 | 12/1/05 | 2005 | IPO | | OTTOMAN FUND(THE) | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 150.00 | 150.00 | Numis Securities Limited |
| AIM | 12/28/05 | 12/1/05 | 2005 | Not IPO | | LONGBRIDGE INTERNATIONAL | Placing Re-admission | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 15 | | 8.40 | 1.75 | Noble & Company Limited |
| UK Main Market | 12/23/05 | 12/1/05 | 2005 | IPO | | CLOSE FUND MGMT PORTFOLIOS II PCC | Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 1 | | 42.50 | 42.50 |
| AIM | 12/23/05 | 12/1/05 | 2005 | IPO | | IRVINE ENERGY | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 6.00 | 3.00 | Nabarro Wells & Co. Limited |
| AIM | 12/23/05 | 12/1/05 | 2005 | IPO | | RECONSTRUCTION CAPITAL II | Placing | | Cayman Islands | 850 | Investment Companies | Investment Companies | 67.7412187 | | 16.54 | 16.54 | Grant Thornton UK LLP |
| AIM | 12/23/05 | 12/1/05 | 2005 | IPO | | VENUE SOLUTIONS HLDGS | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 26.5 | | 7.36 | 0.31 | City Financial Associates Limited |
| AIM | 12/23/05 | 12/1/05 | 2005 | Not IPO | | GABLE HLDGS INC | Placing Re-admission | | Cayman Islands | 834 | Insurance | Insurance - Non-Life | 12.5 | | 13.93 | 4.75 | Strand Partners Limited |
| AIM | 12/22/05 | 12/1/05 | 2005 | IPO | | CHINA REAL ESTATE OPPORTUNITIES SA | Placing | | Luxembourg | 862 | Real Estate | Real Estate Holding & Development | 84.676 | | 15.58 | 15.58 | Teather & Greenwood Limited |
| AIM | 12/22/05 | 12/1/05 | 2005 | IPO | | CMR FUEL CELLS | Placing | | United Kingdom | 252 | Electronic & Electrical Equipment | Electrical Equipment | 176 | | 35.74 | 10.30 | Investec Bank (UK) Limited |
| AIM | 12/22/05 | 12/1/05 | 2005 | IPO | | INDIA CAPITAL GROWTH FUND | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 75.00 | 75.00 | Arbuthnot Securities Limited |
| AIM | 12/22/05 | 12/1/05 | 2005 | IPO | | LONDON CAPITAL GROUP HLDGS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 82 | | 31.40 | 15.00 | Evolution Securities Limited |
| AIM | 12/22/05 | 12/1/05 | 2005 | Not IPO | | CELTIC | Placing & Open Offer transfer from | Main Market to AIM | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 30 | | 61.77 | 15.00 | Seymour Pierce Limited |
| AIM | 12/21/05 | 12/1/05 | 2005 | Not IPO | | SIRDAR | Introduction from Main Market | Main Market to AIM | United Kingdom | 349 | Household Goods & Textiles | Other Textiles & Leather Goods | | | 14.34 | 0.00 | Brewin Dolphin Securities Limited |
| UK Main Market | 12/21/05 | 12/1/05 | 2005 | IPO | | FRAMLINGTON AIM VCT 2 | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 2.02 | 2.02 |
| AIM | 12/21/05 | 12/1/05 | 2005 | IPO | | GAS TURBINE EFFICIENCY | Placing | | United Kingdom | 267 | Engineering & Machinery | Engineering - General | 30 | | 13.13 | 5.40 | Libertas Capital Corporate Finance Limited |
| AIM | 12/21/05 | 12/1/05 | 2005 | IPO | | MWB BUSINESS EXCHANGE | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 80 | | 55.28 | 15.00 | KBC Peel Hunt Limited |
| AIM | 12/21/05 | 12/1/05 | 2005 | IPO | | NETTWORX | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 11.10 | 10.00 | Canaccord Adams Limited |
| UK Main Market | 12/21/05 | 12/1/05 | 2005 | IPO | | THIRD ADVANCE VALUE REALISATION CO | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 21.71 | 72.36 |
| UK Main Market | 12/20/05 | 12/1/05 | 2005 | IPO | | ABERDEEN ASIAN INCOME FUND | Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 112.20 | 112.20 |
| AIM | 12/20/05 | 12/1/05 | 2005 | IPO | | VIGILANT TECHNOLOGY | Placing | | Israel | 253 | Electronic & Electrical Equipment | Electronic Equipment | 43 | | 24.32 | 10.00 | Shore Capital & Corporate Limited |
| AIM | 12/19/05 | 12/1/05 | 2005 | IPO | | ECOSECURITIES GROUP | Placing | | Republic of Ireland | 879 | Speciality & Other Finance | Other Financial | 150 | | 137.44 | 54.00 | Hoare Govett Limited |
| AIM | 12/16/05 | 12/1/05 | 2005 | Not IPO | | APPLIED OPTICAL TECHNOLOGIES | Introduction from Main Market | Main Market to AIM | United Kingdom | 581 | Support Services | Business Support Services | | | 23.62 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 12/16/05 | 12/1/05 | 2005 | Not IPO | | GVM METALS | Introduction | | Australia | 43 | Mining | Gold Mining | | | 3.05 | 0.00 | Beaumont Cornish Limited |
| AIM | 12/16/05 | 12/1/05 | 2005 | Not IPO | | MINMET | Introduction | | Republic of Ireland | 48 | Mining | Other Mineral Extractors & Mines | | | 17.24 | 0.00 | HB – Corporate |
| AIM | 12/16/05 | 12/1/05 | 2005 | IPO | | CARTUCHO GROUP | Placing | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 20 | | 18.00 | 10.00 | Colins Stewart Europe Limited |
| AIM | 12/16/05 | 12/1/05 | 2005 | IPO | | LANCASHIRE HLDGS | Placing | | Bermuda | 834 | Insurance | Insurance - Non-Life | 284 | | 555.83 | 546.74 | Merrill Lynch International |
| AIM | 12/16/05 | 12/1/05 | 2005 | IPO | | PAN PACIFIC AGGREGATES | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 80 | | 50.85 | 2.54 | Insinger de Beaufort |
| AIM | 12/16/05 | 12/1/05 | 2005 | IPO | | UNIVISION ENGINEERING | Placing | | Hong Kong | 253 | Electronic & Electrical Equipment | Electronic Equipment | 3 | | 9.39 | 1.50 | Insinger de Beaufort |
| AIM | 12/16/05 | 12/1/05 | 2005 | IPO | | XXI CENTURY INVESTMENTS | Placing | | Cyprus | 862 | Real Estate | Real Estate Holding & Development | 586 | | 208.62 | 67.98 | ING Bank N.V. |
| AIM | 12/16/05 | 12/1/05 | 2005 | IPO | | ZIRAX | Placing | | United Kingdom | 118 | Chemicals | Chemicals - Speciality | 15 | | 25.85 | 7.75 | Westhouse Securities LLP |
| International Main Market | 12/15/05 | 12/1/05 | 2005 | IPO | | NOVOLIPETSK IRON AND STEEL CORP | International Offering | | Russia | 188 | Steel & Other Metals | Steel | 14.5 | | 353.29 | 353.29 |
| UK Main Market | 12/15/05 | 12/1/05 | 2005 | Not IPO | | DRAX GROUP | Introduction | | United Kingdom | 720 | Electricity | Electricity | | | 1993.95 | 0.00 |
| AIM | 12/15/05 | 12/1/05 | 2005 | Not IPO | | VALUE CATALYST FUND(THE) | Introduction | | Cayman Islands | 850 | Investment Companies | Investment Companies | | | 111.80 | 0.00 | Smith & Williamson Corporate Finance Limited |
| AIM | 12/15/05 | 12/1/05 | 2005 | Not IPO | | ASPEN CLEAN ENERGY | Introduction Re-admission | | United Kingdom | 78 | Oil & Gas | Oil - Integrated | | | 12.71 | 0.00 | John East & Partners Limited |
| AIM | 12/15/05 | 12/1/05 | 2005 | Not IPO | | HAT PIN | Introduction Re-admission | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | | | 9.68 | 0.00 | Arden Partners Limited |
| AIM | 12/15/05 | 12/1/05 | 2005 | IPO | | ENGEL EAST EUROPE N.V. | Placing | | Netherlands | 862 | Real Estate | Real Estate Holding & Development | 108 | | 94.80 | 30.00 | Dawnay, Day Corporate Finance Limited |
| AIM | 12/15/05 | 12/1/05 | 2005 | Not IPO | | MAMA GROUP | Placing Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 5 | | 19.00 | 7.00 | Seymour Pierce Limited |
| AIM | 12/15/05 | 12/1/05 | 2005 | Not IPO | | WEATHERLY INTERNATIONAL | Placing Re-admission | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 8 | | 11.50 | 2.35 | Libertas Capital Corporate Finance Limited |
| UK Main Market | 12/14/05 | 12/1/05 | 2005 | IPO | | BRITVIC | International Offering | | United Kingdom | 418 | Beverages | Soft Drinks | 230 | | 494.00 | 404.77 |
| International Main Market | 12/14/05 | 12/1/05 | 2005 | IPO | | TELECOM EGYPT | International Offering | | Egypt | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 13.504 | | 333.14 | 333.14 |
| AIM | 12/14/05 | 12/1/05 | 2005 | IPO | | @UK | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 60 | | 22.54 | 8.00 | Shore Capital & Corporate Limited |
| AIM | 12/14/05 | 12/1/05 | 2005 | IPO | | ADVANCED SMARTCARD TECHNOLOGIES | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 3 | | 5.92 | 0.75 | ARM Corporate Finance Limited |
| AIM | 12/14/05 | 12/1/05 | 2005 | IPO | | CARDIOMAG IMAGING INC | Placing | | USA | 446 | Health | Medical Equipment & Supplies | 137 | | 28.95 | 5.29 | Merrill Lynch International |
| AIM | 12/14/05 | 12/1/05 | 2005 | IPO | | CARLUCCIO'S | Placing | | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | 94.5 | | 53.62 | 26.54 | Close Brothers Corporate Finance Limited |
| AIM | 12/14/05 | 12/1/05 | 2005 | IPO | | DAWNAY DAY TREVERIA | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 67.3 | | 276.29 | 252.38 | Citigroup Global Markets UK Equity Limited |
| AIM | 12/14/05 | 12/1/05 | 2005 | IPO | | EQUEST BALKAN PROPERTIES | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 100 | | 140.00 | 140.00 | Oriel Securities Limited |
| AIM | 12/13/05 | 12/1/05 | 2005 | IPO | | GREAT EASTERN ENERGY CORP | Placing | | India | 78 | Oil & Gas | Oil - Integrated | 101 | | 18.99 | 18.99 | Arden Partners Limited |
| AIM | 12/13/05 | 12/1/05 | 2005 | IPO | | LOMBARD MEDICAL TECHNOLOGIES | Placing | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 159 | | 77.74 | 26.18 | Code Securities Limited |
| UK Main Market | 12/13/05 | 12/1/05 | 2005 | IPO | | QUEENS WALK INVESTMENT | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 277.76 | 153.86 |
| AIM | 12/13/05 | 12/1/05 | 2005 | IPO | | SERICA ENERGY | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 95 | | 135.42 | 64.00 | JPMorgan Cazenove Limited |
| UK Main Market | 12/13/05 | 12/1/05 | 2005 | IPO | | MERRILL LYNCH COMMODITIES INC INV | Placing & Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 75.00 | 75.00 |
| AIM | 12/13/05 | 12/1/05 | 2005 | Not IPO | | COAL INTERNATIONAL | Placing Re-admission | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 100 | | 64.05 | 5.00 | Cenkos Securities Limited |
| AIM | 12/12/05 | 12/1/05 | 2005 | IPO | | AMAZING HLDGS | Placing | | United Kingdom | 532 | Leisure & Hotels | Gambling | 185 | | 28.31 | 1.84 | Daniel Stewart & Company plc |
| AIM | 12/12/05 | 12/1/05 | 2005 | IPO | | INDEPENDENT RESOURCES | Placing | | United Kingdom | 78 | Oil & Gas | Oil - Integrated | 60 | | 20.06 | 5.06 | Deloitte & Touche LLP |
| AIM | 12/12/05 | 12/1/05 | 2005 | IPO | | OFF-PLAN FUND(THE) | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 100 | | 9.26 | 6.77 | Numis Securities Limited |
| AIM | 12/12/05 | 12/1/05 | 2005 | Not IPO | | WORLD GAMING | Placing Re-admission | | United Kingdom | 977 | Software & Computer Services | Software | 125 | | 55.52 | 8.00 | Daniel Stewart & Company plc |
| UK Main Market | 12/9/05 | 12/1/05 | 2005 | Not IPO | | MELROSE | Introduction from AIM | AIM to Main Market | United Kingdom | 267 | Engineering & Machinery | Engineering - General | | | 340.68 | 0.00 |
| AIM | 12/9/05 | 12/1/05 | 2005 | IPO | | PLEXUS HLDGS | Placing | | United Kingdom | 75 | Oil & Gas | Oil - Services | 59 | | 47.31 | 11.00 | Bell Lawrie & Co |
| AIM | 12/8/05 | 12/1/05 | 2005 | IPO | | DOLPHIN CAPITAL INVESTORS | Placing | | British Virgin Islands | 862 | Real Estate | Real Estate Holding & Development | 68 | | 74.12 | 70.72 | Grant Thornton UK LLP |
| AIM | 12/8/05 | 12/1/05 | 2005 | IPO | | ORPAK SYSTEMS | Placing | | Israel | 253 | Electronic & Electrical Equipment | Electronic Equipment | 140 | | 46.55 | 14.58 | Seymour Pierce Limited |
| AIM | 12/7/05 | 12/1/05 | 2005 | IPO | | AUTOCLENZ HLDGS | Placing | | United Kingdom | 318 | Automobiles | Vehicle Distribution | 125 | | 13.00 | 13.00 | KBC Peel Hunt Limited |
| AIM | 12/7/05 | 12/1/05 | 2005 | IPO | | CYAN HLDGS | Placing | | United Kingdom | 936 | Information Technology Hardware | Semiconductors | 22 | | 18.55 | 4.81 | Colins Stewart Europe Limited |
| AIM | 12/7/05 | 12/1/05 | 2005 | Not IPO | | BRAEMAR GROUP | Placing Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 3 | | 2.96 | 1.50 | Zeus Capital Limited |
| AIM | 12/6/05 | 12/1/05 | 2005 | IPO | | CHINA SHOTO | Placing | | United Kingdom | 252 | Electronic & Electrical Equipment | Electrical Equipment | 130 | | 26.00 | 6.00 | Seymour Pierce Limited |
| AIM | 12/6/05 | 12/1/05 | 2005 | IPO | | INTERNATIONAL MARKETING & SALES GRP | Placing | | Republic of Ireland | 545 | Media & Entertainment | Media Agencies | 190 | | 57.61 | 15.20 | Canaccord Adams Limited |
| AIM | 12/5/05 | 12/1/05 | 2005 | IPO | | AMIAD FILTRATION SYSTEMS | Placing | | Israel | 264 | Engineering & Machinery | Engineering - Contractors | 129 | | 25.14 | 8.01 | Panmure Gordon (UK) Limited |
| AIM | 12/5/05 | 12/1/05 | 2005 | IPO | | MISSION CAPITAL | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 5 | | 4.26 | 3.03 | Arbuthnot Securities Limited |
| AIM | 12/2/05 | 12/1/05 | 2005 | IPO | | GENOSIS | Placing | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 110 | | 17.04 | 7.00 | Evolution Securities Limited |
| AIM | 12/2/05 | 12/1/05 | 2005 | IPO | | INDAGO PETROLEUM | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 70 | | 186.67 | 70.00 | Nabarro Wells & Co. Limited |
| AIM | 12/2/05 | 12/1/05 | 2005 | Not IPO | | GENUS | Placing Re-admission | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 325 | | 179.20 | 55.00 | Bridgewell Limited |
| UK Main Market | 12/1/05 | 12/1/05 | 2005 | IPO | | KAZAKHGOLD GROUP | International Offering | | United Kingdom | 43 | Mining | Gold Mining | 15 | | 409.85 | 113.99 |
| UK Main Market | 12/1/05 | 12/1/05 | 2005 | IPO | | ELECTRA KINGSWAY VCT 3 | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 1.34 | 1.34 |
| UK Main Market | 12/1/05 | 12/1/05 | 2005 | IPO | | MORANT WRIGHT JAPAN INCOME TRUST | Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 142.17 | 142.17 |
| AIM | 12/1/05 | 12/1/05 | 2005 | IPO | | COSENTINO SIGNATURE WINES | Placing | | United Kingdom | 416 | Beverages | Beverages - Distillers & Vintners | 125 | | 28.09 | 11.40 | Arbuthnot Securities Limited |
| AIM | 12/1/05 | 12/1/05 | 2005 | IPO | | SEEING MACHINES | Placing | | Australia | 932 | Information Technology Hardware | Computer Hardware | 3 | | 7.65 | 1.65 | Insinger de Beaufort |
| AIM | 11/30/05 | 11/1/05 | 2005 | Not IPO | | ADVENT AIR | Introduction | | Singapore | 591 | Transport | Airlines & Airports | | | 12.99 | 0.00 | Beaumont Cornish Limited |
| AIM | 11/30/05 | 11/1/05 | 2005 | Not IPO | | PLATINUM AUSTRALIA LTD | Introduction | | Australia | 48 | Mining | Other Mineral Extractors & Mines | | | 22.25 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 11/30/05 | 11/1/05 | 2005 | IPO | | HARGREAVES SERVICES | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 243 | | 57.53 | 23.20 | Brewin Dolphin Securities Limited |
| AIM | 11/29/05 | 11/1/05 | 2005 | Not IPO | | CHARALAMBIDES DAIRIES | Introduction | | Cyprus | 435 | Food Producers & Processors | Food Processors | | | 22.22 | 0.00 | Insinger de Beaufort |
| AIM | 11/29/05 | 11/1/05 | 2005 | Not IPO | | TRAKM8 HLDGS | Introduction | | United Kingdom | 932 | Information Technology Hardware | Computer Hardware | | | 11.91 | 0.00 | Arbuthnot Securities Limited |
| UK Main Market | 11/29/05 | 11/1/05 | 2005 | IPO | | ALPHA PYRENEES TRUST | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 125.00 | 125.00 |
| AIM | 11/29/05 | 11/1/05 | 2005 | IPO | | HANSTEEN HLDGS | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 100 | | 125.00 | 124.50 | KBC Peel Hunt Limited |
| AIM | 11/29/05 | 11/1/05 | 2005 | Not IPO | | FARLEY GROUP | Placing Re-admission | | United Kingdom | 864 | Real Estate | Property Agencies | 60 | | 23.12 | 8.00 | Corporate Synergy plc |
| AIM | 11/29/05 | 11/1/05 | 2005 | Not IPO | | NOBLE INVESTMENTS PLC | Placing Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 58 | | 8.31 | 5.00 | KBC Peel Hunt Limited |
| AIM | 11/28/05 | 11/1/05 | 2005 | IPO | | GEMFIELDS RESOURCES | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 45 | | 42.59 | 12.50 | Canaccord Adams Limited |
| AIM | 11/25/05 | 11/1/05 | 2005 | Not IPO | | CALDWELL INVESTMENTS | Introduction from Main Market | Main Market to AIM | United Kingdom | 349 | Household Goods & Textiles | Other Textiles & Leather Goods | | | 3.29 | 0.00 | William de Broe Plc |
| UK Main Market | 11/25/05 | 11/1/05 | 2005 | Not IPO | | SHIRE | Introduction Re-admission | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | | | 3557.82 | 0.00 |
| AIM | 11/25/05 | 11/1/05 | 2005 | IPO | | BNS TELECOM GROUP | Placing | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | 54 | | 26.89 | 8.00 | KBC Peel Hunt Limited |
| AIM | 11/23/05 | 11/1/05 | 2005 | IPO | | ELEPHANT LOANS & MORTGAGES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 6.29 | 0.65 | ARM Corporate Finance Limited |
| AIM | 11/23/05 | 11/1/05 | 2005 | IPO | | MATTIOLI WOODS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 132 | | 22.50 | 6.00 | William de Broe Plc |
| AIM | 11/22/05 | 11/1/05 | 2005 | Not IPO | | HERENCIA RESOURCES | Introduction Re-admission | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | | | 3.10 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 11/22/05 | 11/1/05 | 2005 | IPO | | DAVENHAM GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 254 | | 65.15 | 44.64 | Hawkpoint Partners Limited |
| UK Main Market | 11/22/05 | 11/1/05 | 2005 | IPO | | KGR ABSOLUTE RETURN PCC | Placing & Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 43.00 | 43.00 |
| International Main Market | 11/18/05 | 11/1/05 | 2005 | IPO | | AMTEL VREDESTEIN NV | International Offering | | Netherlands | 317 | Automobiles | Tyres & Rubber | 11 | | 130.06 | 130.06 |
| International Main Market | 11/18/05 | 11/1/05 | 2005 | IPO | | REI AGRO | International Offering | | India | 435 | Food Producers & Processors | Food Processors | 8 | | 16.91 | 16.91 |
| AIM | 11/18/05 | 11/1/05 | 2005 | Not IPO | | HILL STATION | Placing Re-admission | | United Kingdom | 435 | Food Producers & Processors | Food Processors | 3 | | 9.47 | 7.50 | Daniel Stewart & Company plc |
| AIM | 11/17/05 | 11/1/05 | 2005 | IPO | | ANGEL BIOTECHNOLOGY HLDGS | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 1.1 | | 6.62 | 1.50 | Grant Thornton UK LLP |
| AIM | 11/17/05 | 11/1/05 | 2005 | IPO | | HEALTHCARE LOCUMS | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 55 | | 23.74 | 7.50 | Colins Stewart Europe Limited |
| UK Main Market | 11/17/05 | 11/1/05 | 2005 | IPO | | INVESCO PERPETUAL RECOVERY TST 2011 | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 51.70 | 35.66 |
| UK Main Market | 11/16/05 | 11/1/05 | 2005 | IPO | | STHREE | International Offering | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 200 | | 275.94 | 91.35 |
| AIM | 11/16/05 | 11/1/05 | 2005 | Not IPO | | ANZON ENERGY | Introduction | | Australia | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 75.26 | 0.00 | Investec Bank (UK) Limited |
| AIM | 11/16/05 | 11/1/05 | 2005 | Not IPO | | MEDITERRANEAN OIL & GAS | Introduction | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 33.31 | 0.00 | W H Ireland Limited |
| AIM | 11/16/05 | 11/1/05 | 2005 | Not IPO | | PREMIER BIONICS | Introduction | | Australia | 446 | Health | Medical Equipment & Supplies | | | 6.56 | 0.00 | Corporate Synergy plc |
| AIM | 11/16/05 | 11/1/05 | 2005 | IPO | | XCELDIAM | Placing | | Bermuda | 48 | Mining | Other Mineral Extractors & Mines | 45 | | 25.63 | 9.42 | W H Ireland Limited |
| AIM | 11/14/05 | 11/1/05 | 2005 | Not IPO | | GENESIS PETROLEUM CORP | Introduction Re-admission | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 13.95 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 11/14/05 | 11/1/05 | 2005 | IPO | | IRF EUROPEAN FINANCE INVESTMENTS | Placing | | Bermuda | 879 | Speciality & Other Finance | Other Financial | 3.4342 | | 197.26 | 1.57 | Colins Stewart Europe Limited |
| AIM | 11/11/05 | 11/1/05 | 2005 | IPO | | NEW STAR ASSET MANAGEMENT GROUP | Placing | | United Kingdom | 871 | Speciality & Other Finance | Asset Managers | 225 | | 703.96 | 103.56 | UBS Investment Bank Limited |
| AIM | 11/10/05 | 11/1/05 | 2005 | Not IPO | | CHRISTIE GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 581 | Support Services | Business Support Services | | | 27.43 | 0.00 | Charles Stanley Securities |
| AIM | 11/10/05 | 11/1/05 | 2005 | IPO | | NEWCOURT GROUP | Placing | | Republic of Ireland | 588 | Support Services | Security & Alarm Services | 56.21341 | | 32.09 | 9.64 | Davy |
| AIM | 11/10/05 | 11/1/05 | 2005 | Not IPO | | MINORPLANET SYSTEMS | Placing & Open Offer transfer from | Main Market to AIM | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 50 | | 14.14 | 10.50 | Shore Capital & Corporate Limited |
| UK Main Market | 11/8/05 | 11/1/05 | 2005 | IPO | | GONDOLA HLDGS | International Offering | | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | 320 | | 430.97 | 155.25 |
| AIM | 11/7/05 | 11/1/05 | 2005 | IPO | | DOWLIS CORPORATE SOLUTIONS | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 36 | | 13.50 | 4.50 | Zeus Capital Limited |
| AIM | 11/7/05 | 11/1/05 | 2005 | IPO | | SYNEXUS CLINICAL RESEARCH | Placing | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 65 | | 14.14 | 5.15 | Brewin Dolphin Securities Limited |
| UK Main Market | 11/4/05 | 11/1/05 | 2005 | IPO | | HIKMA PHARMACEUTICALS | International Offering | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 290 | | 482.96 | 148.80 |
| AIM | 11/4/05 | 11/1/05 | 2005 | Not IPO | | MEDIA SQUARE | Placing Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 25 | | 81.32 | 30.00 | Colins Stewart Europe Limited |
| AIM | 11/3/05 | 11/1/05 | 2005 | IPO | | ABCAM | Placing | | United Kingdom | 525 | General Retailers | Retailers - e-commerce | 167 | | 57.49 | 15.24 | Numis Securities Limited |
| AIM | 11/3/05 | 11/1/05 | 2005 | IPO | | PHOQUS GROUP | Placing | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 140 | | 45.00 | 10.00 | Code Securities Limited |
| AIM | 11/3/05 | 11/1/05 | 2005 | Not IPO | | NANOSCIENCE INC | Placing Re-admission | | Cayman Islands | 936 | Information Technology Hardware | Semiconductors | 15 | | 27.57 | 7.10 | Strand Partners Limited |
| AIM | 11/2/05 | 11/1/05 | 2005 | IPO | | SOFTWARE RADIO TECHNOLOGY | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 35 | | 24.45 | 4.04 | Westhouse Securities LLP |
| UK Main Market | 11/2/05 | 11/1/05 | 2005 | IPO | | UKRAINE OPPORTUNITY TRUST (THE) | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 10 | | 34.65 | 34.65 |
| AIM | 10/31/05 | 10/1/05 | 2005 | IPO | | SPACELABS HEALTHCARE INC | Placing | | USA | 446 | Health | Medical Equipment & Supplies | 125 | | 84.82 | 16.83 | Colins Stewart Europe Limited |
| AIM | 10/31/05 | 10/1/05 | 2005 | IPO | | WOGEN | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 122 | | 54.78 | 20.00 | Bridgewell Limited |
| AIM | 10/31/05 | 10/1/05 | 2005 | IPO | | ZAMBEZI NICKEL | Placing | | Bermuda | 48 | Mining | Other Mineral Extractors & Mines | 10 | | 3.35 | 1.60 | W H Ireland Limited |
| AIM | 10/31/05 | 10/1/05 | 2005 | Not IPO | | ESERVGLOBAL | Placing Re-admission | | Australia | 977 | Software & Computer Services | Software | 46 | | 77.30 | 26.32 | Numis Securities Limited |
| AIM | 10/27/05 | 10/1/05 | 2005 | IPO | | CELOXICA HOLDINGS | Placing | | United Kingdom | 936 | Information Technology Hardware | Semiconductors | 31.25 | | 16.11 | 6.07 | Arbuthnot Securities Limited |
| AIM | 10/27/05 | 10/1/05 | 2005 | IPO | | MAX PETROLEUM | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 35 | | 90.91 | 25.87 | Nabarro Wells & Co. Limited |
| AIM | 10/26/05 | 10/1/05 | 2005 | Not IPO | | LEYSHON RESOURCES | Introduction | | Australia | 43 | Mining | Gold Mining | | | 14.46 | 0.00 | Seymour Pierce Limited |
| AIM | 10/26/05 | 10/1/05 | 2005 | IPO | | ACCSYS TECHNOLOGIES | Placing | | United Kingdom | 240 | Diversified Industrials | Diversified Industrials | 67.6603 | | 88.44 | 18.27 | Colins Stewart Europe Limited |
| UK Main Market | 10/26/05 | 10/1/05 | 2005 | IPO | | PRINCIPLE CAPITAL INVESTMENT TRUST | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 50.00 | 50.00 |
| AIM | 10/26/05 | 10/1/05 | 2005 | IPO | | SPI LASERS | Placing | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 144 | | 19.16 | 5.68 | Panmure Gordon (UK) Limited |
| AIM | 10/26/05 | 10/1/05 | 2005 | Not IPO | | MWANA AFRICA | Placing Re-admission | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 50 | | 75.56 | 4.35 | Canaccord Adams Limited |
| UK Main Market | 10/25/05 | 10/1/05 | 2005 | Not IPO | | WPP GROUP | Introduction Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | | | 6936.71 | 0.00 |
| UK Main Market | 10/25/05 | 10/1/05 | 2005 | IPO | | ING UK REAL ESTATE INCOME TRUST | Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 305.00 | 252.20 |
| AIM | 10/24/05 | 10/1/05 | 2005 | Not IPO | | BELGRAVIUM TECHNOLOGIES | Placing Re-admission | | United Kingdom | 932 | Information Technology Hardware | Computer Hardware | 14 | | 14.06 | 4.70 | KPMG LLP |
| AIM | 10/21/05 | 10/1/05 | 2005 | IPO | | BATEMAN ENGINEERING N.V. | Placing | | Netherlands | 264 | Engineering & Machinery | Engineering - Contractors | 200 | | 71.43 | 14.29 | Numis Securities Limited |
| AIM | 10/21/05 | 10/1/05 | 2005 | IPO | | BEXIMCO PHARMACEUTICALS | Placing | | Bangladesh | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 60 | | 12.00 | 12.00 | Libertas Capital Corporate Finance Limited |
| AIM | 10/20/05 | 10/1/05 | 2005 | Not IPO | | GALAPAGOS NV | Introduction | | Belgium | 482 | Pharmaceuticals & Biotechnology | Biotechnology | | | 73.17 | 0.00 | ING Bank N.V. |
| AIM | 10/20/05 | 10/1/05 | 2005 | IPO | | DIABLO GROUP | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 10 | | 3.29 | 1.00 | W H Ireland Limited |
| AIM | 10/20/05 | 10/1/05 | 2005 | IPO | | ENERGY XXI ACQUISITION CORP(BERMUDA | Placing | | Bermuda | 879 | Speciality & Other Finance | Other Financial | 343.1316 | | 215.01 | 171.57 | Colins Stewart Europe Limited |
| AIM | 10/14/05 | 10/1/05 | 2005 | Not IPO | | UNION RESOURCES | Introduction | | Australia | 43 | Mining | Gold Mining | | | 23.96 | 0.00 | Westhouse Securities LLP |
| UK Main Market | 10/14/05 | 10/1/05 | 2005 | IPO | | ECLIPSE VCT 3 | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 3.52 | 3.52 |
| UK Main Market | 10/14/05 | 10/1/05 | 2005 | IPO | | ECLIPSE VCT 4 | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 3.52 | 3.52 |
| AIM | 10/14/05 | 10/1/05 | 2005 | IPO | | DIC ENTERTAINMENT HLDGS INC | Placing | | USA | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 248 | | 105.15 | 32.92 | Bridgewell Limited |
| PSM | 10/13/05 | 10/1/05 | 2005 | IPO | | LLOYD ELECTRIC & ENGINEERING | International Offering | | India | 252 | Electronic & Electrical Equipment | Electrical Equipment | 6.25 | | 16.06 | 16.06 |
| AIM | 10/13/05 | 10/1/05 | 2005 | IPO | | DRIVER GROUP | Placing | | United Kingdom | 137 | Construction & Building Materials | Other Construction | 73 | | 16.94 | 4.00 | W H Ireland Limited |
| AIM | 10/13/05 | 10/1/05 | 2005 | Not IPO | | INSPICIO | Placing Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | 100 | | 55.00 | 48.82 | Robert W. Baird Limited |
| UK Main Market | 10/12/05 | 10/1/05 | 2005 | IPO | | KAZAKHMYS | International Offering | | United Kingdom | 186 | Steel & Other Metals | Non-Ferrous Metals | 540 | | 2524.35 | 661.38 |
| AIM | 10/12/05 | 10/1/05 | 2005 | IPO | | CARETECH HOLDINGS | Placing | | United Kingdom | 444 | Health | Hospital Management & Long Term Care | 160 | | 57.97 | 25.82 | Brewin Dolphin Securities Limited |
| International Main Market | 10/11/05 | 10/1/05 | 2005 | IPO | | INVESTCOM LLC | International Offering | | United Emirates | 678 | Telecommunication Services | Wireless Telecommunications Services | 12.35 | | 434.54 | 434.54 |
| AIM | 10/10/05 | 10/1/05 | 2005 | IPO | | NEPTUNE MINERALS | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 25 | | 15.53 | 9.30 | Corporate Synergy plc |
| UK Main Market | 10/7/05 | 10/1/05 | 2005 | IPO | | PETROFAC | International Offering | | United Kingdom | 75 | Oil & Gas | Oil - Services | 215 | | 742.09 | 322.37 |
| AIM | 10/7/05 | 10/1/05 | 2005 | IPO | | DATONG ELECTRONICS | Placing | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 128 | | 17.71 | 9.32 | Bridgewell Limited |
| PSM | 10/6/05 | 10/1/05 | 2005 | IPO | | ELECTROSTEEL CASTINGS | International Offering | | India | 266 | Engineering & Machinery | Engineering Fabricators | 8.75 | | 22.34 | 22.34 |
| International Main Market | 10/5/05 | 10/1/05 | 2005 | IPO | | BANK MUSCAT | International Offering | | Oman | 810 | Banks | Banks | 23.75 | | 91.26 | 91.26 |
| International Main Market | 10/4/05 | 10/1/05 | 2005 | IPO | | 888 HLDGS | International Offering | | Gibraltar | 532 | Leisure & Hotels | Gambling | 175 | | 589.92 | 147.70 |
| AIM | 10/4/05 | 10/1/05 | 2005 | IPO | | ACTA SPA | Placing | | Italy | 252 | Electronic & Electrical Equipment | Electrical Equipment | 125 | | 44.81 | 9.00 | Numis Securities Limited |
| AIM | 10/4/05 | 10/1/05 | 2005 | IPO | | FAIRGROUND GAMING HLDGS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 50 | | 10.67 | 3.81 | Daniel Stewart & Company plc |
| AIM | 10/3/05 | 10/1/05 | 2005 | IPO | | INTERNATIONAL METAL ENTERPRISES INC | Placing | | USA | 879 | Speciality & Other Finance | Other Financial | 340.6671398 | | 177.74 | 114.12 | Colins Stewart Europe Limited |
| UK Main Market | 10/3/05 | 10/1/05 | 2005 | IPO | | INVESTEC CAPITAL ACCUMULATOR TRUST | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 24.47 | 24.47 |
| AIM | 10/3/05 | 10/1/05 | 2005 | IPO | | TRAVELZEST | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 126 | | 10.15 | 5.15 | Daniel Stewart & Company plc |
| AIM | 9/30/05 | 9/1/05 | 2005 | Not IPO | | IRISH ESTATES | Introduction | | Republic of Ireland | 581 | Support Services | Business Support Services | | | 26.56 | 0.00 | Davy |
| AIM | 9/30/05 | 9/1/05 | 2005 | Not IPO | | MOYDOW MINES INTERNATIONAL INC | Introduction | | Canada | 43 | Mining | Gold Mining | | | 4.60 | 0.00 | Davy |
| AIM | 9/30/05 | 9/1/05 | 2005 | IPO | | ASHTON PENNEY HLDGS | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 15 | | 5.04 | 0.99 | Beaumont Cornish Limited |
| AIM | 9/30/05 | 9/1/05 | 2005 | IPO | | CONSOLIDATED COMMUNICATIONS CORP | Placing | | Republic of Ireland | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 2 | | 6.37 | 1.45 | Seymour Pierce Limited |
| AIM | 9/30/05 | 9/1/05 | 2005 | IPO | | INTERNATIONAL FERRO METALS | Placing | | Australia | 188 | Steel & Other Metals | Steel | 35 | | 143.60 | 80.00 | Grant Thornton UK LLP |
| AIM | 9/29/05 | 9/1/05 | 2005 | IPO | | GLOBAL BRANDS SA | Placing | | Luxembourg | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | 185 | | 8.92 | 3.50 | Ruegg & Co Limited |
| AIM | 9/28/05 | 9/1/05 | 2005 | Not IPO | | TABLE MOUNTAIN MINERALS | Introduction Re-admission | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 12.98 | 0.00 | Corporate Synergy plc |
| AIM | 9/28/05 | 9/1/05 | 2005 | IPO | | I-MATE | Placing | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 210 | | 248.91 | 49.46 | JPMorgan Cazenove Limited |
| AIM | 9/28/05 | 9/1/05 | 2005 | IPO | | SOVEREIGN OILFIELD GROUP | Placing | | United Kingdom | 75 | Oil & Gas | Oil - Services | 140 | | 20.08 | 5.00 | Charles Stanley Securities |
| AIM | 9/27/05 | 9/1/05 | 2005 | IPO | | CDS OIL & GAS GROUP | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 10 | | 20.98 | 2.43 | Insinger de Beaufort |
| AIM | 9/27/05 | 9/1/05 | 2005 | IPO | | LEWIS CHARLES SOFIA PROPERTY FUND | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 80 | | 38.68 | 38.68 | Panmure Gordon (UK) Limited |
| AIM | 9/27/05 | 9/1/05 | 2005 | IPO | | PANTHEON LEISURE | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 3 | | 3.50 | 0.75 | City Financial Associates Limited |
| AIM | 9/26/05 | 9/1/05 | 2005 | IPO | | WHAM ENERGY | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 90 | | 28.53 | 10.00 | Bridgewell Limited |
| AIM | 9/23/05 | 9/1/05 | 2005 | Not IPO | | 32RED | Introduction | | Gibraltar | 532 | Leisure & Hotels | Gambling | | | 61.54 | 0.00 | Numis Securities Limited |
| AIM | 9/23/05 | 9/1/05 | 2005 | Not IPO | | GLENCAR MINING | Introduction | | Republic of Ireland | 43 | Mining | Gold Mining | | | 5.17 | 0.00 | Davy |
| AIM | 9/23/05 | 9/1/05 | 2005 | IPO | | GETECH GROUP | Placing | | United Kingdom | 75 | Oil & Gas | Oil - Services | 39 | | 10.80 | 3.50 | Teather & Greenwood Limited |
| AIM | 9/23/05 | 9/1/05 | 2005 | IPO | | HOT TUNA INTERNATIONAL | Placing | | United Kingdom | 341 | Household Goods & Textiles | Clothing & Footwear | 50 | | 20.00 | 1.90 | Nabarro Wells & Co. Limited |
| AIM | 9/23/05 | 9/1/05 | 2005 | IPO | | SYNDICATE ASSET MANAGEMENT | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 60 | | 55.90 | 33.00 | Noble & Company Limited |
| AIM | 9/21/05 | 9/1/05 | 2005 | IPO | | CELLCAST GROUP | Placing | | United Kingdom | 543 | Media & Entertainment | Subscription Entertainment Networks | 71 | | 20.13 | 6.87 | Daniel Stewart & Company plc |
| AIM | 9/20/05 | 9/1/05 | 2005 | IPO | | IPSA GROUP | Placing | | United Kingdom | 720 | Electricity | Electricity | 27 | | 14.75 | 8.00 | Noble & Company Limited |
| AIM | 9/20/05 | 9/1/05 | 2005 | IPO | | SQS SOFTWARE QUALITY SYSTEMS AG | Placing | | Germany | 972 | Software & Computer Services | Computer Services | 190 | | 29.62 | 10.78 | Evolution Securities Limited |
| AIM | 9/15/05 | 9/1/05 | 2005 | Not IPO | | STEPPE CEMENT | Introduction | | Malaysia | 132 | Construction & Building Materials | Building & Construction Materials | | | 46.50 | 0.00 | RFC Corporate Finance Limited |
| AIM | 9/15/05 | 9/1/05 | 2005 | IPO | | CLIPPER WINDPOWER | Placing | | United Kingdom | 720 | Electricity | Electricity | 190 | | 180.84 | 75.00 | Lehman Brothers Europe Limited |
| AIM | 9/15/05 | 9/1/05 | 2005 | IPO | | SYMPHONY TELECOM HLDGS | Placing | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 41 | | 12.75 | 4.51 | Evolution Securities Limited |
| AIM | 9/12/05 | 9/1/05 | 2005 | Not IPO | | STANLEY LEISURE | Introduction | | United Kingdom | 532 | Leisure & Hotels | Gambling | | | 0.00 | 0.00 | JPMorgan Cazenove Limited |
| AIM | 9/9/05 | 9/1/05 | 2005 | Not IPO | | GLOBAL NATURAL ENERGY | Introduction from Main Market | Main Market to AIM | United Kingdom | 526 | General Retailers | Retailers - Hardlines | | | 16.90 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 9/8/05 | 9/1/05 | 2005 | Not IPO | | EBT MOBILE CHINA | Placing Re-admission | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 17 | | 26.48 | 4.00 | Evolution Securities Limited |
| UK Main Market | 9/6/05 | 9/1/05 | 2005 | Not IPO | | RESOLUTION | Introduction Re-admission | | United Kingdom | 840 | Life Assurance | Life Assurance | | | 2310.41 | 0.00 |
| AIM | 9/6/05 | 9/1/05 | 2005 | Not IPO | | XKO GROUP | Placing Re-admission | | United Kingdom | 977 | Software & Computer Services | Software | 85 | | 35.22 | 6.72 | Robert W. Baird Limited |
| AIM | 9/2/05 | 9/1/05 | 2005 | IPO | | VIMIO | Placing | | Republic of Ireland | 977 | Software & Computer Services | Software | 100 | | 25.60 | 5.60 | John East & Partners Limited |
| AIM | 9/2/05 | 9/1/05 | 2005 | Not IPO | | CATALYST MEDIA GROUP | Placing Re-admission | | United Kingdom | 543 | Media & Entertainment | Subscription Entertainment Networks | 4 | | 24.97 | 17.00 | Strand Partners Limited |
| AIM | 9/1/05 | 9/1/05 | 2005 | Not IPO | | INTERACTIVE GAMING HOLDINGS | Introduction Re-admission | | United Kingdom | 532 | Leisure & Hotels | Gambling | | | 3.17 | 0.00 | Insinger de Beaufort |
| AIM | 9/1/05 | 9/1/05 | 2005 | IPO | | KARELIAN DIAMOND RESOURCES | Placing | | Republic of Ireland | 48 | Mining | Other Mineral Extractors & Mines | 5 | | 2.24 | 0.50 | John East & Partners Limited |
| AIM | 9/1/05 | 9/1/05 | 2005 | Not IPO | | GTL RESOURCES | Placing Re-admission | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 1.25 | | 28.38 | 24.00 | Arden Partners Limited |
| AIM | 8/31/05 | 8/1/05 | 2005 | Not IPO | | CARLISLE GROUP | Introduction | | Belize (British Hondur | 583 | Support Services | Education, Business Training & Employment Agencies | | | 28.28 | 0.00 | Cenkos Securities Limited |
| AIM | 8/31/05 | 8/1/05 | 2005 | Not IPO | | GORDIAN INVESTMENTS | Introduction Re-admission | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | | | 4.97 | 0.00 | Teather & Greenwood Limited |
| AIM | 8/31/05 | 8/1/05 | 2005 | Not IPO | | REAL GOOD FOOD CO | Introduction Re-admission | | United Kingdom | 435 | Food Producers & Processors | Food Processors | | | 72.84 | 0.00 | Numis Securities Limited |
| AIM | 8/31/05 | 8/1/05 | 2005 | Not IPO | | NEUTRAHEALTH | Placing Re-admission | | United Kingdom | 630 | Food & Drug Retailers | Food & Drug Retailers | 10.5 | | 12.95 | 10.00 | KBC Peel Hunt Limited |
| AIM | 8/30/05 | 8/1/05 | 2005 | Not IPO | | ROTALA | Placing Re-admission | | United Kingdom | 596 | Transport | Rail, Road & Freight | 6.5 | | 11.18 | 1.19 | Panmure Gordon (Broking) Limited |
| AIM | 8/26/05 | 8/1/05 | 2005 | Not IPO | | EASTERN PLATINUM LTD | Introduction | | Canada | 48 | Mining | Other Mineral Extractors & Mines | | | 50.22 | 0.00 | Canaccord Adams Limited |
| AIM | 8/25/05 | 8/1/05 | 2005 | IPO | | TITANIUM RESOURCES GROUP | Placing | | British Virgin Islands | 48 | Mining | Other Mineral Extractors & Mines | 47 | | 87.98 | 40.96 | Nabarro Wells & Co. Limited |
| AIM | 8/25/05 | 8/1/05 | 2005 | Not IPO | | PROVENTEC | Placing Re-admission | | United Kingdom | 118 | Chemicals | Chemicals - Speciality | 14 | | 31.21 | 0.54 | Colins Stewart Europe Limited |
| AIM | 8/23/05 | 8/1/05 | 2005 | Not IPO | | AMBERLEY GROUP | Introduction Re-admission | | United Kingdom | 977 | Software & Computer Services | Software | | | 7.41 | 0.00 | Arbuthnot Securities Limited |
| AIM | 8/23/05 | 8/1/05 | 2005 | IPO | | AMPHION INNOVATIONS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 22.50 | 5.00 | Nabarro Wells & Co. Limited |
| AIM | 8/18/05 | 8/1/05 | 2005 | IPO | | F.T.S.-FORMULA TELECOM SOLUTIONS | Placing | | Israel | 977 | Software & Computer Services | Software | 120 | | 39.03 | 4.20 | Seymour Pierce Limited |
| AIM | 8/17/05 | 8/1/05 | 2005 | Not IPO | | FIRST ARTIST CORP | Placing Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 5 | | 3.71 | 1.25 | Shore Capital & Corporate Limited |
| AIM | 8/16/05 | 8/1/05 | 2005 | Not IPO | | TITAN MOVE | Placing Re-admission | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 1.22 | | 3.92 | 1.04 | W H Ireland Limited |
| AIM | 8/15/05 | 8/1/05 | 2005 | Not IPO | | DART GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 591 | Transport | Airlines & Airports | | | 83.27 | 0.00 | Smith & Williamson Corporate Finance Limited |
| AIM | 8/15/05 | 8/1/05 | 2005 | IPO | | ROCKHOPPER EXPLORATION | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 42 | | 30.15 | 15.00 | Arden Partners Limited |
| AIM | 8/15/05 | 8/1/05 | 2005 | Not IPO | | CARDPOINT | Placing Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | 127 | | 133.26 | 55.00 | Panmure Gordon (UK) Limited |
| AIM | 8/12/05 | 8/1/05 | 2005 | IPO | | RENEURON GROUP | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 25 | | 23.39 | 9.50 | Colins Stewart Europe Limited |
| AIM | 8/11/05 | 8/1/05 | 2005 | Not IPO | | ELY PROPERTY GROUP | Introduction | | Republic of Ireland | 862 | Real Estate | Real Estate Holding & Development | | | 11.94 | 0.00 | Corporate Synergy plc |
| AIM | 8/11/05 | 8/1/05 | 2005 | IPO | | ALPHA STRATEGIC | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 100 | | 3.00 | 2.95 | Strand Partners Limited |
| AIM | 8/10/05 | 8/1/05 | 2005 | Not IPO | | FITZWILLIAM CAPITAL | Placing Re-admission | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | 59.75 | | 56.32 | 43.32 | Davy |
| AIM | 8/9/05 | 8/1/05 | 2005 | IPO | | GILAT SATCOM | Placing | | Israel | 974 | Software & Computer Services | Internet | 120 | | 21.23 | 4.57 | Seymour Pierce Limited |
| AIM | 8/9/05 | 8/1/05 | 2005 | IPO | | URALS ENERGY PUBLIC CO | Placing | | Cyprus | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 240 | | 198.43 | 64.00 | Morgan Stanley & Co International Limited |
| AIM | 8/8/05 | 8/1/05 | 2005 | Not IPO | | WORKPLACE SYSTEMS INTL | Introduction from Main Market | Main Market to AIM | United Kingdom | 977 | Software & Computer Services | Software | | | 18.25 | 0.00 | Altium Capital Limited |
| AIM | 8/5/05 | 8/1/05 | 2005 | IPO | | PTARMIGAN PROPERTY | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 8.35 | 0.63 | Seymour Pierce Limited |
| AIM | 8/5/05 | 8/1/05 | 2005 | IPO | | T2 INCOME FUND | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 38.00 | 38.00 | Grant Thornton UK LLP |
| AIM | 8/4/05 | 8/1/05 | 2005 | Not IPO | | RELIANCE SECURITY GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 588 | Support Services | Security & Alarm Services | | | 127.60 | 0.00 | JPMorgan Cazenove Limited |
| AIM | 8/4/05 | 8/1/05 | 2005 | IPO | | RADICLE PROJECTS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 75 | | 14.09 | 6.20 | Charles Stanley Securities |
| AIM | 8/4/05 | 8/1/05 | 2005 | IPO | | RESEARCH NOW | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 130 | | 16.74 | 9.15 | Canaccord Adams Limited |
| AIM | 8/3/05 | 8/1/05 | 2005 | IPO | | ASIAN CITRUS HLDGS | Placing | | Bermuda | 433 | Food Producers & Processors | Farming & Fishing | 112 | | 68.07 | 12.07 | Evolution Securities Limited |
| AIM | 8/3/05 | 8/1/05 | 2005 | IPO | | MESSAGING INTERNATIONAL | Placing | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | 5 | | 6.77 | 1.50 | Seymour Pierce Limited |
| AIM | 8/2/05 | 8/1/05 | 2005 | Not IPO | | URANIUM MINING CORP | Introduction | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | | | 5.79 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 8/2/05 | 8/1/05 | 2005 | IPO | | ADWALKER | Placing | | Republic of Ireland | 545 | Media & Entertainment | Media Agencies | 8 | | 13.49 | 4.00 | John East & Partners Limited |
| AIM | 8/2/05 | 8/1/05 | 2005 | IPO | | FORUM ENERGY | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 112 | | 30.49 | 11.00 | Noble & Company Limited |
| AIM | 8/1/05 | 8/1/05 | 2005 | IPO | | SCREEN TECHNOLOGY GROUP | Placing | | United Kingdom | 252 | Electronic & Electrical Equipment | Electrical Equipment | 63 | | 20.47 | 7.97 | Charles Stanley Securities |
| AIM | 8/1/05 | 8/1/05 | 2005 | IPO | | SIRIUS EXPLORATION | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 5 | | 2.52 | 0.50 | Beaumont Cornish Limited |
| AIM | 8/1/05 | 8/1/05 | 2005 | Not IPO | | RURELEC | Placing Re-admission | | United Kingdom | 720 | Electricity | Electricity | 40 | | 8.57 | 3.50 | Daniel Stewart & Company plc |
| UK Main Market | 7/29/05 | 7/1/05 | 2005 | Not IPO | | ANGLO & OVERSEAS | Introduction | | United Kingdom | 850 | Investment Companies | Investment Companies | | | 89.28 | 0.00 |
| AIM | 7/29/05 | 7/1/05 | 2005 | IPO | | ANGLO ASIAN MINING | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 77 | | 76.36 | 20.02 | Numis Securities Limited |
| AIM | 7/29/05 | 7/1/05 | 2005 | IPO | | KP RENEWABLES | Placing | | United Kingdom | 720 | Electricity | Electricity | 125 | | 57.44 | 2.97 | Deloitte & Touche LLP |
| AIM | 7/29/05 | 7/1/05 | 2005 | IPO | | RAVEN RUSSIA | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 100 | | 153.00 | 153.00 | Cenkos Securities Limited |
| AIM | 7/29/05 | 7/1/05 | 2005 | IPO | | RED ROCK RESOURCES | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 2 | | 2.84 | 0.55 | ARM Corporate Finance Limited |
| AIM | 7/28/05 | 7/1/05 | 2005 | Not IPO | | HIGHBURY HOUSE COMMUNICATIONS | Introduction from Main Market | Main Market to AIM | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | | | 2.94 | 0.00 | Robert W. Baird Limited |
| UK Main Market | 7/28/05 | 7/1/05 | 2005 | IPO | | SCHRODER ORIENTAL INCOME FUND | Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 150.00 | 150.00 |
| AIM | 7/28/05 | 7/1/05 | 2005 | IPO | | ARIANA RESOURCES | Placing | | United Kingdom | 43 | Mining | Gold Mining | 12 | | 3.77 | 1.50 | Beaumont Cornish Limited |
| AIM | 7/28/05 | 7/1/05 | 2005 | IPO | | INTERNATIONAL MOLYBDENUM | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 30 | | 39.31 | 6.00 | Matrix Corporate Capital Limited |
| AIM | 7/28/05 | 7/1/05 | 2005 | IPO | | SANATANA DIAMONDS INC | Placing | | Canada | 48 | Mining | Other Mineral Extractors & Mines | 82 | | 27.56 | 2.37 | Insinger de Beaufort |
| AIM | 7/28/05 | 7/1/05 | 2005 | IPO | | UBET2WIN | Placing | | United Kingdom | 532 | Leisure & Hotels | Gambling | 3.5 | | 5.45 | 0.24 | Beaumont Cornish Limited |
| AIM | 7/28/05 | 7/1/05 | 2005 | Not IPO | | BRAEMORE RESOURCES | Placing Re-admission | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 10 | | 54.22 | 4.20 | Nabarro Wells & Co. Limited |
| International Main Market | 7/27/05 | 7/1/05 | 2005 | IPO | | NOVATEK OAO | International Offering | | Russia | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 16.75 | | 1118.19 | 531.14 |
| UK Main Market | 7/27/05 | 7/1/05 | 2005 | IPO | | CLOSE EUROPEAN ACCELERATED FUND | Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 36.00 | 36.00 |
| AIM | 7/27/05 | 7/1/05 | 2005 | IPO | | EMPYREAN ENERGY | Placing | | United Kingdom | 45 | Mining | Mining Finance | 35 | | 10.73 | 2.50 | HB – Corporate |
| AIM | 7/27/05 | 7/1/05 | 2005 | IPO | | LATITUDE RESOURCES | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 5 | | 12.65 | 5.00 | Colins Stewart Europe Limited |
| AIM | 7/26/05 | 7/1/05 | 2005 | IPO | | DAWNAY DAY CARPATHIAN | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 100 | | 140.01 | 140.00 | Numis Securities Limited |
| AIM | 7/26/05 | 7/1/05 | 2005 | IPO | | ENOVA SYSTEMS INC | Placing | | USA | 313 | Automobiles | Auto Parts | 215 | | 33.69 | 11.50 | Investec Bank (UK) Limited |
| AIM | 7/25/05 | 7/1/05 | 2005 | Not IPO | | SPG MEDIA GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | | | 6.01 | 0.00 | Rowan Dartington & Co Limited |
| AIM | 7/25/05 | 7/1/05 | 2005 | IPO | | AT COMMUNICATIONS GROUP | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 37 | | 9.05 | 3.15 | Insinger de Beaufort |
| UK Main Market | 7/22/05 | 7/1/05 | 2005 | IPO | | RHM | Placing | | United Kingdom | 435 | Food Producers & Processors | Food Processors | 275 | | 957.63 | 676.90 |
| AIM | 7/21/05 | 7/1/05 | 2005 | Not IPO | | FINANCIAL OBJECTS | Introduction from Main Market | Main Market to AIM | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 15.55 | 0.00 | Hoare Govett Limited |
| UK Main Market | 7/21/05 | 7/1/05 | 2005 | IPO | | LAND OF LEATHER HLDGS | Placing | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 149 | | 75.73 | 37.52 |
| AIM | 7/20/05 | 7/1/05 | 2005 | Not IPO | | SMITH(JAMES)ESTATES | Introduction from Main Market | Main Market to AIM | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 73.68 | 0.00 | Oriel Securities Limited |
| UK Main Market | 7/20/05 | 7/1/05 | 2005 | Not IPO | | ROYAL DUTCH SHELL | Introduction | | United Kingdom | 78 | Oil & Gas | Oil - Integrated | | | 122963.98 | 0.00 |
| AIM | 7/20/05 | 7/1/05 | 2005 | IPO | | OXONICA | Placing | | United Kingdom | 116 | Chemicals | Chemicals - Advanced Materials | 95.8 | | 35.26 | 8.30 | Panmure Gordon (UK) Limited |
| AIM | 7/20/05 | 7/1/05 | 2005 | IPO | | UTILICO EMERGING MARKETS UTILITIES | Placing | | Bermuda | 850 | Investment Companies | Investment Companies | 100 | | 79.21 | 52.50 | Arbuthnot Securities Limited |
| UK Main Market | 7/19/05 | 7/1/05 | 2005 | IPO | | STRATEGIC EQUITY CAPITAL | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 70.40 | 70.40 |
| AIM | 7/19/05 | 7/1/05 | 2005 | Not IPO | | INTERNATIONAL MEDICAL DEVICES | Placing Re-admission | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 6 | | 13.04 | 0.75 | Rowan Dartington & Co Limited |
| AIM | 7/18/05 | 7/1/05 | 2005 | IPO | | JARLWAY HLDGS | Placing | | United Kingdom | 266 | Engineering & Machinery | Engineering Fabricators | 30 | | 7.32 | 1.25 | Nabarro Wells & Co. Limited |
| AIM | 7/18/05 | 7/1/05 | 2005 | IPO | | STEM CELL SCIENCES | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 97 | | 21.19 | 6.02 | Colins Stewart Europe Limited |
| AIM | 7/15/05 | 7/1/05 | 2005 | IPO | | SATCOM GROUP HLDGS | Placing | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | 30 | | 17.29 | 0.50 | Ernst & Young LLP |
| AIM | 7/14/05 | 7/1/05 | 2005 | IPO | | ORCHID DEVELOPMENTS GROUP | Placing | | Cayman Islands | 862 | Real Estate | Real Estate Holding & Development | 95 | | 60.25 | 20.00 | Shore Capital & Corporate Limited |
| AIM | 7/13/05 | 7/1/05 | 2005 | IPO | | WATERLINE GROUP | Placing | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 84 | | 11.02 | 2.10 | Daniel Stewart & Company plc |
| AIM | 7/12/05 | 7/1/05 | 2005 | Not IPO | | SR PHARMA | Introduction Re-admission | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | | | 13.78 | 0.00 | Grant Thornton UK LLP |
| AIM | 7/12/05 | 7/1/05 | 2005 | Not IPO | | TANGENT COMMUNICATIONS | Introduction Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | | | 10.46 | 0.00 | Colins Stewart Europe Limited |
| AIM | 7/12/05 | 7/1/05 | 2005 | IPO | | CYBERSCAN TECHNOLOGY INC | Placing | | USA | 977 | Software & Computer Services | Software | 611 | | 91.33 | 34.00 | Colins Stewart Europe Limited |
| AIM | 7/11/05 | 7/1/05 | 2005 | Not IPO | | AFRIORE | Introduction | | British Virgin Islands | 48 | Mining | Other Mineral Extractors & Mines | | | 27.11 | 0.00 | Charles Stanley Securities |
| AIM | 7/11/05 | 7/1/05 | 2005 | Not IPO | | TESCOM SOFTWARE SYSTEMS TESTING | Introduction | | Israel | 972 | Software & Computer Services | Computer Services | | | 16.95 | 0.00 | Teather & Greenwood Limited |
| AIM | 7/11/05 | 7/1/05 | 2005 | IPO | | JUMPIT ASA | Placing | | Norway | 252 | Electronic & Electrical Equipment | Electrical Equipment | 40 | | 19.51 | 3.00 | Westhouse Securities LLP |
| AIM | 7/11/05 | 7/1/05 | 2005 | IPO | | SHANTA GOLD | Placing | | United Kingdom | 43 | Mining | Gold Mining | 25 | | 15.56 | 4.31 | W H Ireland Limited |
| AIM | 7/8/05 | 7/1/05 | 2005 | Not IPO | | ZI MEDICAL | Placing Re-admission | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 7 | | 14.04 | 3.43 | Brewin Dolphin Securities Limited |
| AIM | 7/7/05 | 7/1/05 | 2005 | Not IPO | | BANKERS PETROLEUM | Introduction | | Canada | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 172.51 | 0.00 | Canaccord Adams Limited |
| AIM | 7/7/05 | 7/1/05 | 2005 | IPO | | STRATEGIC THOUGHT GROUP | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 120 | | 29.99 | 9.42 | KBC Peel Hunt Limited |
| AIM | 7/7/05 | 7/1/05 | 2005 | Not IPO | | TELEPHONETICS | Placing Re-admission | | United Kingdom | 977 | Software & Computer Services | Software | 36 | | 19.80 | 1.50 | W H Ireland Limited |
| AIM | 7/6/05 | 7/1/05 | 2005 | IPO | | BYOTROL | Placing | | United Kingdom | 118 | Chemicals | Chemicals - Speciality | 23 | | 8.02 | 3.00 | Matrix Corporate Capital Limited |
| AIM | 7/5/05 | 7/1/05 | 2005 | Not IPO | | YOUNG & CO'S BREWERY | Introduction from Main Market | Main Market to AIM | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | | | 205.53 | 0.00 | JPMorgan Cazenove Limited |
| AIM | 7/5/05 | 7/1/05 | 2005 | IPO | | POLYFUEL INC | Placing | | USA | 252 | Electronic & Electrical Equipment | Electrical Equipment | 51 | | 23.03 | 8.00 | Colins Stewart Europe Limited |
| AIM | 7/4/05 | 7/1/05 | 2005 | Not IPO | | PHSC | Introduction | | United Kingdom | 581 | Support Services | Business Support Services | | | 7.58 | 0.00 | Ruegg & Co Limited |
| International Main Market | 7/1/05 | 7/1/05 | 2005 | Not IPO | | BANCO SANTANDER CENTRAL HISPANO | Introduction | | Spain | 810 | Banks | Banks | | | 40871.83 | 0.00 |
| AIM | 7/1/05 | 7/1/05 | 2005 | Not IPO | | SOUTH CHINA RESOURCES | Introduction Re-admission | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | | | 6.67 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 7/1/05 | 7/1/05 | 2005 | IPO | | ERUMA | Placing | | United Kingdom | 588 | Support Services | Security & Alarm Services | 5 | | 3.48 | 0.87 | Beaumont Cornish Limited |
| AIM | 6/30/05 | 6/1/05 | 2005 | Not IPO | | OVOCA RESOURCES | Introduction | | Republic of Ireland | 48 | Mining | Other Mineral Extractors & Mines | | | 9.95 | 0.00 | Davy |
| UK Main Market | 6/30/05 | 6/1/05 | 2005 | IPO | | ARC GROWTH CO VCT | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 1.01 | 1.01 |
| UK Main Market | 6/30/05 | 6/1/05 | 2005 | IPO | | ADC ZEROS 2010 | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 0.00 | 6.60 |
| UK Main Market | 6/30/05 | 6/1/05 | 2005 | IPO | | ADC ZEROS 2012 | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 0.00 | 6.60 |
| AIM | 6/30/05 | 6/1/05 | 2005 | IPO | | BANGO | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 134 | | 35.05 | 11.03 | Panmure Gordon (UK) Limited |
| UK Main Market | 6/30/05 | 6/1/05 | 2005 | IPO | | BEAR STEARNS PRIVATE EQUITY | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 1.05 | | 19.06 | 33.15 |
| AIM | 6/30/05 | 6/1/05 | 2005 | IPO | | KIOTECH INTERNATIONAL | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 7 | | 4.64 | 2.22 | Grant Thornton UK LLP |
| International Main Market | 6/30/05 | 6/1/05 | 2005 | IPO | | PARTYGAMING | Placing | | Gibraltar | 532 | Leisure & Hotels | Gambling | 116 | | 4640.00 | 906.69 |
| AIM | 6/30/05 | 6/1/05 | 2005 | IPO | | PERSIAN GOLD | Placing | | United Kingdom | 43 | Mining | Gold Mining | 25 | | 13.95 | 1.00 | Rowan Dartington & Co Limited |
| AIM | 6/30/05 | 6/1/05 | 2005 | IPO | | PROMETHEAN | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 100 | | 50.00 | 50.00 | Colins Stewart Europe Limited |
| UK Main Market | 6/30/05 | 6/1/05 | 2005 | IPO | | TRIPLE POINT VCT | Placing & Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 3.47 | 3.47 |
| UK Main Market | 6/30/05 | 6/1/05 | 2005 | IPO | | ABERDEEN WARRANTS(JERSEY) | Placing & Open Offer | | United Kingdom | 871 | Speciality & Other Finance | Asset Managers | 200 | | 16.00 | 16.00 |
| AIM | 6/30/05 | 6/1/05 | 2005 | Not IPO | | MAVINWOOD | Placing Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | 8 | | 26.63 | 20.00 | Seymour Pierce Limited |
| AIM | 6/29/05 | 6/1/05 | 2005 | Not IPO | | LEES FOODS | Introduction | | United Kingdom | 435 | Food Producers & Processors | Food Processors | | | 4.24 | 0.00 | Shore Capital & Corporate Limited |
| AIM | 6/29/05 | 6/1/05 | 2005 | IPO | | CRESCENT HYDROPOLIS RESORTS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 39.8485754 | | 31.63 | 2.74 | Nabarro Wells & Co. Limited |
| AIM | 6/29/05 | 6/1/05 | 2005 | IPO | | SOUND OIL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5.5 | | 16.49 | 10.99 | Smith & Williamson Corporate Finance Limited |
| AIM | 6/29/05 | 6/1/05 | 2005 | IPO | | THOR MINING | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 2 | | 3.63 | 1.63 | ARM Corporate Finance Limited |
| AIM | 6/29/05 | 6/1/05 | 2005 | Not IPO | | RANSOM(WILLIAM)& SON | Placing Re-admission | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 40 | | 33.73 | 10.00 | Numis Securities Limited |
| AIM | 6/29/05 | 6/1/05 | 2005 | Not IPO | | TOWER | Placing Re-admission | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 3 | | 11.78 | 1.80 | Beaumont Cornish Limited |
| AIM | 6/28/05 | 6/1/05 | 2005 | Not IPO | | ORCHID CAPITAL LTD | Introduction | | Australia | 850 | Investment Companies | Investment Companies | | | 10.45 | 0.00 | Nabarro Wells & Co. Limited |
| UK Main Market | 6/28/05 | 6/1/05 | 2005 | Not IPO | | SECURITIES TRUST OF SCOTLAND | Introduction | | United Kingdom | 850 | Investment Companies | Investment Companies | | | 109.22 | 0.00 |
| AIM | 6/28/05 | 6/1/05 | 2005 | Not IPO | | ACCESS INTELLIGENCE | Introduction Re-admission | | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 6.02 | 0.00 | Corporate Synergy plc |
| AIM | 6/28/05 | 6/1/05 | 2005 | IPO | | EUROPEAN CONVERGENCE PROPERTY CO | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 66.2450394 | | 41.53 | 41.53 | Panmure Gordon (UK) Limited |
| AIM | 6/28/05 | 6/1/05 | 2005 | IPO | | SOUTHERN ROCK FILMS | Placing | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 1 | | 0.73 | 0.38 | Nabarro Wells & Co. Limited |
| AIM | 6/28/05 | 6/1/05 | 2005 | IPO | | SYSTEM C HEALTHCARE | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 54 | | 41.71 | 21.32 | Colins Stewart Europe Limited |
| AIM | 6/28/05 | 6/1/05 | 2005 | Not IPO | | LEISURE & GAMING | Placing Re-admission | | United Kingdom | 532 | Leisure & Hotels | Gambling | 88 | | 26.84 | 7.00 | Altium Capital Limited |
| AIM | 6/27/05 | 6/1/05 | 2005 | Not IPO | | ARBUTHNOT BANKING GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 57.29 | 0.00 | Hawkpoint Partners Limited |
| UK Main Market | 6/27/05 | 6/1/05 | 2005 | Not IPO | | INTERCONTINENTAL HOTELS GROUP | Introduction Re-admission | | United Kingdom | 536 | Leisure & Hotels | Hotels | | | 3090.02 | 0.00 |
| AIM | 6/27/05 | 6/1/05 | 2005 | IPO | | CALEDONIA MINING CORP | Placing | | Canada | 48 | Mining | Other Mineral Extractors & Mines | 4.5 | | 15.12 | 1.57 | Seymour Pierce Limited |
| AIM | 6/27/05 | 6/1/05 | 2005 | Not IPO | | GLOBAL GAMING TECHNOLOGIES | Placing Re-admission | | United Kingdom | 977 | Software & Computer Services | Software | 12 | | 22.33 | 1.18 | Canaccord Adams Limited |
| AIM | 6/24/05 | 6/1/05 | 2005 | Not IPO | | PROVIDENCE RESOURCES | Introduction | | Republic of Ireland | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 80.13 | 0.00 | Davy |
| AIM | 6/24/05 | 6/1/05 | 2005 | IPO | | MEDIA STEPS GROUP | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 6 | | 4.32 | 1.50 | Corporate Synergy plc |
| AIM | 6/23/05 | 6/1/05 | 2005 | Not IPO | | BOMBSHELL | Introduction | | Belize (British Hondur | 879 | Speciality & Other Finance | Other Financial | | | 3.86 | 0.00 | Cenkos Securities Limited |
| AIM | 6/23/05 | 6/1/05 | 2005 | Not IPO | | PENINSULAR GOLD | Introduction | | United Kingdom | 43 | Mining | Gold Mining | | | 20.54 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 6/23/05 | 6/1/05 | 2005 | Not IPO | | SEASHELL II | Introduction | | Belize (British Hondur | 879 | Speciality & Other Finance | Other Financial | | | 4.18 | 0.00 | Cenkos Securities Limited |
| UK Main Market | 6/23/05 | 6/1/05 | 2005 | IPO | | KEYDATA INCOME VCT 1 | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 2.74 | 2.74 |
| UK Main Market | 6/23/05 | 6/1/05 | 2005 | IPO | | KEYDATA INCOME VCT 2 | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 2.74 | 2.74 |
| AIM | 6/23/05 | 6/1/05 | 2005 | Not IPO | | PROVEXIS | Placing Re-admission | | United Kingdom | 435 | Food Producers & Processors | Food Processors | 5.6 | | 13.98 | 3.78 | Oriel Securities Limited |
| AIM | 6/22/05 | 6/1/05 | 2005 | Not IPO | | CANACCORD CAPITAL INC | Introduction | | Canada | 875 | Speciality & Other Finance | Investment Banks | | | 199.51 | 0.00 | Grant Thornton UK LLP |
| AIM | 6/22/05 | 6/1/05 | 2005 | Not IPO | | SPEARHEAD | Introduction | | USA | 972 | Software & Computer Services | Computer Services | | | 22.36 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 6/22/05 | 6/1/05 | 2005 | IPO | | DEBTMATTERS GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 65 | | 16.00 | 6.00 | Charles Stanley Securities |
| UK Main Market | 6/22/05 | 6/1/05 | 2005 | IPO | | INMARSAT | Placing | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | 245 | | 1118.89 | 367.50 |
| UK Main Market | 6/21/05 | 6/1/05 | 2005 | Not IPO | | RENTOKIL INITIAL | Introduction Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | | | 2900.24 | 0.00 |
| UK Main Market | 6/21/05 | 6/1/05 | 2005 | IPO | | MAPELEY | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 23 | | 516.70 | 140.80 |
| AIM | 6/21/05 | 6/1/05 | 2005 | IPO | | Z GROUP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 108 | | 21.03 | 5.30 | Panmure Gordon (UK) Limited |
| AIM | 6/20/05 | 6/1/05 | 2005 | Not IPO | | ROBOTIC TECHNOLOGY SYSTEMS | Introduction from Main Market | Main Market to AIM | United Kingdom | 581 | Support Services | Business Support Services | | | 28.78 | 0.00 | Colins Stewart Europe Limited |
| AIM | 6/20/05 | 6/1/05 | 2005 | Not IPO | | INFOSCREEN NETWORKS | Introduction | | United Kingdom | 543 | Media & Entertainment | Subscription Entertainment Networks | | | 11.25 | 0.00 | City Financial Associates Limited |
| AIM | 6/20/05 | 6/1/05 | 2005 | IPO | | CHROMOGENEX | Placing | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 11 | | 6.51 | 2.00 | Corporate Synergy plc |
| AIM | 6/20/05 | 6/1/05 | 2005 | IPO | | E-RETAIL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3.5 | | 2.07 | 0.70 | Nabarro Wells & Co. Limited |
| AIM | 6/20/05 | 6/1/05 | 2005 | IPO | | FISHWORKS | Placing | | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | 33 | | 10.67 | 4.40 | Smith & Williamson Corporate Finance Limited |
| AIM | 6/17/05 | 6/1/05 | 2005 | Not IPO | | WHITE NILE | Introduction Re-admission | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 379.75 | 0.00 | Numerica Capital Markets Limited |
| AIM | 6/17/05 | 6/1/05 | 2005 | Not IPO | | PETRA DIAMONDS | Placing Re-admission | | Bermuda | 48 | Mining | Other Mineral Extractors & Mines | 85 | | 111.30 | 17.07 | William de Broe Plc |
| UK Main Market | 6/16/05 | 6/1/05 | 2005 | IPO | | PROSTRAKAN GROUP | International Offering | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 100 | | 186.75 | 40.00 |
| AIM | 6/16/05 | 6/1/05 | 2005 | IPO | | CENTROM GROUP | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 5 | | 7.62 | 1.62 | Seymour Pierce Limited |
| AIM | 6/16/05 | 6/1/05 | 2005 | IPO | | PROPERTY RECYCLING GROUP | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 50 | | 18.10 | 7.50 | Marshall Securities Limited |
| AIM | 6/15/05 | 6/1/05 | 2005 | IPO | | BILLING SERVICES GROUP | Placing | | Bermuda | 587 | Support Services | Transaction and Payroll services | 74.5 | | 136.04 | 84.13 | Evolution Securities Limited |
| AIM | 6/15/05 | 6/1/05 | 2005 | IPO | | EMPIRE ONLINE | Placing | | British Virgin Islands | 545 | Media & Entertainment | Media Agencies | 175 | | 512.36 | 123.47 | Numis Securities Limited |
| AIM | 6/15/05 | 6/1/05 | 2005 | IPO | | ENDACE | Placing | | New Zealand | 972 | Software & Computer Services | Computer Services | 162 | | 23.02 | 10.00 | Panmure Gordon (UK) Limited |
| AIM | 6/15/05 | 6/1/05 | 2005 | IPO | | GRANBY OIL & GAS | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 84 | | 21.58 | 10.00 | KBC Peel Hunt Limited |
| AIM | 6/15/05 | 6/1/05 | 2005 | IPO | | RAMBLER MEDIA | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 563.6358668 | | 84.41 | 21.93 | Nabarro Wells & Co. Limited |
| AIM | 6/14/05 | 6/1/05 | 2005 | Not IPO | | RUGBY ESTATES | Introduction from Main Market | Main Market to AIM | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 35.75 | 0.00 | Colins Stewart Europe Limited |
| AIM | 6/13/05 | 6/1/05 | 2005 | IPO | | AXEON HLDGS | Placing | | United Kingdom | 936 | Information Technology Hardware | Semiconductors | 56 | | 9.52 | 1.56 | Dolmen Securities Limited |
| UK Main Market | 6/13/05 | 6/1/05 | 2005 | IPO | | CALIBER GLOBAL INVESTMENT | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 10 | | 82.35 | 82.35 |
| AIM | 6/10/05 | 6/1/05 | 2005 | IPO | | NORTH AMERICAN BANKS FUND | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 550.3425943 | | 20.91 | 20.91 | Arbuthnot Securities Limited |
| AIM | 6/10/05 | 6/1/05 | 2005 | IPO | | NOVERA ENERGY | Placing | | Australia | 720 | Electricity | Electricity | 58 | | 31.78 | 5.33 | Oriel Securities Limited |
| AIM | 6/10/05 | 6/1/05 | 2005 | IPO | | RENOVA ENERGY | Placing | | United Kingdom | 113 | Chemicals | Chemicals - Commodity | 69 | | 18.19 | 9.10 | Brewin Dolphin Securities Limited |
| AIM | 6/10/05 | 6/1/05 | 2005 | IPO | | SMC GROUP | Placing | | United Kingdom | 137 | Construction & Building Materials | Other Construction | 43 | | 14.68 | 5.01 | Noble & Company Limited |
| UK Main Market | 6/9/05 | 6/1/05 | 2005 | IPO | | PUMA VCT II | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 8.30 | 8.30 |
| International Main Market | 6/8/05 | 6/1/05 | 2005 | IPO | | EVRAZ GROUP SA | International Offering | | Luxembourg | 188 | Steel & Other Metals | Steel | 14.5 | | 231.64 | 231.64 |
| International Main Market | 6/8/05 | 6/1/05 | 2005 | IPO | | AGCERT INTERNATIONAL | Placing | | Republic of Ireland | 584 | Support Services | Environmental Control | 140 | | 214.96 | 60.81 |
| AIM | 6/7/05 | 6/1/05 | 2005 | Not IPO | | ULTIMA NETWORKS | Introduction from Main Market | Main Market to AIM | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 4.35 | 0.00 | ARM Corporate Finance Limited |
| AIM | 6/7/05 | 6/1/05 | 2005 | IPO | | HARDY OIL & GAS | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 144 | | 59.33 | 15.00 | Arden Partners Limited |
| UK Main Market | 6/6/05 | 6/1/05 | 2005 | Not IPO | | FILTRONA | Introduction | | United Kingdom | 581 | Support Services | Business Support Services | | | 508.84 | 0.00 |
| AIM | 6/6/05 | 6/1/05 | 2005 | IPO | | EG SOLUTIONS | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 85 | | 12.15 | 3.50 | Brewin Dolphin Securities Limited |
| AIM | 6/6/05 | 6/1/05 | 2005 | IPO | | SPORTSWINBET | Placing | | British Virgin Islands | 879 | Speciality & Other Finance | Other Financial | 50 | | 28.53 | 3.00 | City Financial Associates Limited |
| AIM | 6/6/05 | 6/1/05 | 2005 | IPO | | SUNRISE DIAMONDS | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 2 | | 1.51 | 0.31 | Ruegg & Co Limited |
| AIM | 6/3/05 | 6/1/05 | 2005 | IPO | | ADVENT CAPITAL HLDGS | Placing | | United Kingdom | 834 | Insurance | Insurance - Non-Life | 35 | | 76.86 | 40.00 | Numis Securities Limited |
| AIM | 6/2/05 | 6/1/05 | 2005 | IPO | | FIREONE GROUP | Placing | | Republic of Ireland | 879 | Speciality & Other Finance | Other Financial | 241 | | 120.50 | 24.10 | Numis Securities Limited |
| UK Main Market | 6/1/05 | 6/1/05 | 2005 | IPO | | EDINBURGH NEW INCOME TRUST | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 1 | | 20.52 | 35.69 |
| AIM | 6/1/05 | 6/1/05 | 2005 | IPO | | TRISTEL | Placing | | United Kingdom | 449 | Health | Other Health Care | 37 | | 8.82 | 2.00 | Teather & Greenwood Limited |
| AIM | 6/1/05 | 6/1/05 | 2005 | Not IPO | | BUSINESS CONTROL SOLUTIONS GROUP | Placing Re-admission | | United Kingdom | 972 | Software & Computer Services | Computer Services | 10 | | 21.59 | 2.30 | Colins Stewart Europe Limited |
| AIM | 6/1/05 | 6/1/05 | 2005 | Not IPO | | TALARIUS | Placing Re-admission | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 100 | | 37.05 | 23.80 | Numis Securities Limited |
| AIM | 5/31/05 | 5/1/05 | 2005 | IPO | | RAB SPECIAL SITUATIONS CO | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 41.85 | 40.00 | Colins Stewart Europe Limited |
| AIM | 5/27/05 | 5/1/05 | 2005 | Not IPO | | CHIEFTAIN GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | | | 5.53 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 5/26/05 | 5/1/05 | 2005 | Not IPO | | NETTEC | Introduction from Main Market | Main Market to AIM | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 8.47 | 0.00 | Westhouse Securities LLP |
| AIM | 5/26/05 | 5/1/05 | 2005 | IPO | | GLOBAL OCEANIC CARRIERS | Placing | | United Kingdom | 597 | Transport | Shipping & Ports | 140 | | 26.50 | 22.69 | Colins Stewart Europe Limited |
| AIM | 5/26/05 | 5/1/05 | 2005 | IPO | | INSPACE | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 108 | | 72.51 | 30.00 | Seymour Pierce Limited |
| AIM | 5/26/05 | 5/1/05 | 2005 | IPO | | POWERLEAGUE GROUP | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 44 | | 36.00 | 22.25 | Evolution Securities Limited |
| AIM | 5/26/05 | 5/1/05 | 2005 | IPO | | PUNCH GRAPHIX | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 98 | | 100.77 | 49.63 | Altium Capital Limited |
| AIM | 5/26/05 | 5/1/05 | 2005 | Not IPO | | MELROSE | Placing Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 100 | | 257.12 | 201.99 | Investec Bank (UK) Limited |
| AIM | 5/25/05 | 5/1/05 | 2005 | Not IPO | | LAPP PLATS | Introduction | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | | | 2.30 | 0.00 | Davy |
| AIM | 5/25/05 | 5/1/05 | 2005 | IPO | | TOLUNA | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 70 | | 25.04 | 5.60 | John East & Partners Limited |
| AIM | 5/24/05 | 5/1/05 | 2005 | Not IPO | | SHERWOOD GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 341 | Household Goods & Textiles | Clothing & Footwear | | | 12.20 | 0.00 | KBC Peel Hunt Limited |
| AIM | 5/24/05 | 5/1/05 | 2005 | Not IPO | | SLINGSBY(H.C.) | Introduction from Main Market | Main Market to AIM | United Kingdom | 267 | Engineering & Machinery | Engineering - General | | | 12.50 | 0.00 | William de Broe Plc |
| AIM | 5/24/05 | 5/1/05 | 2005 | IPO | | BORDERS & SOUTHERN PETROLEUM | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 20 | | 25.54 | 10.00 | Insinger de Beaufort |
| AIM | 5/24/05 | 5/1/05 | 2005 | IPO | | INCAGOLD | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 3 | | 5.24 | 1.50 | City Financial Associates Limited |
| AIM | 5/24/05 | 5/1/05 | 2005 | Not IPO | | JUDGES CAPITAL | Placing Re-admission | | United Kingdom | 267 | Engineering & Machinery | Engineering - General | 100 | | 3.46 | 0.96 | Shore Capital & Corporate Limited |
| AIM | 5/23/05 | 5/1/05 | 2005 | Not IPO | | ULTRASIS | Introduction from Main Market | Main Market to AIM | United Kingdom | 977 | Software & Computer Services | Software | | | 7.55 | 0.00 | Seymour Pierce Limited |
| AIM | 5/23/05 | 5/1/05 | 2005 | IPO | | UBIQUITY SOFTWARE CORP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 33 | | 53.53 | 20.00 | Evolution Securities Limited |
| UK Main Market | 5/23/05 | 5/1/05 | 2005 | IPO | | AXA PROPERTY TRUST | Placing & Offer for Subscription | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 100 | | 100.00 | 100.00 |
| AIM | 5/20/05 | 5/1/05 | 2005 | IPO | | INTERQUEST GROUP | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 55 | | 13.93 | 3.00 | Panmure Gordon (UK) Limited |
| UK Main Market | 5/17/05 | 5/1/05 | 2005 | IPO | | MICRO FOCUS INTERNATIONAL | International Offering | | United Kingdom | 977 | Software & Computer Services | Software | 130 | | 259.19 | 66.39 |
| AIM | 5/17/05 | 5/1/05 | 2005 | IPO | | WORLD GAMING | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 52.5 | | 19.94 | 2.50 | Daniel Stewart & Company plc |
| AIM | 5/16/05 | 5/1/05 | 2005 | Not IPO | | ITOUCH | Introduction from Main Market | Main Market to AIM | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | | | 175.52 | 0.00 | Colins Stewart Europe Limited |
| AIM | 5/16/05 | 5/1/05 | 2005 | IPO | | ELIXIR PETROLEUM LIMITED | Placing | | Australia | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 24 | | 15.29 | 6.51 | RFC Corporate Finance Limited |
| AIM | 5/16/05 | 5/1/05 | 2005 | IPO | | RENEWABLE ENERGY GENERATION | Placing | | United Kingdom | 775 | Utilities - Other | Multi-Utilities | 100 | | 25.00 | 25.00 | Colins Stewart Europe Limited |
| AIM | 5/13/05 | 5/1/05 | 2005 | IPO | | METAL-TECH | Placing | | Israel | 113 | Chemicals | Chemicals - Commodity | 130 | | 49.89 | 10.50 | Durlacher Limited |
| UK Main Market | 5/12/05 | 5/1/05 | 2005 | IPO | | FOSECO | Placing | | United Kingdom | 188 | Steel & Other Metals | Steel | 100 | | 169.15 | 107.02 |
| International Main Market | 5/11/05 | 5/1/05 | 2005 | IPO | | PYATEROCHKA HLDG N.V. | International Offering | | Netherlands | 630 | Food & Drug Retailers | Food & Drug Retailers | 13 | | 1041.52 | 312.45 |
| AIM | 5/11/05 | 5/1/05 | 2005 | IPO | | MOTIVE TELEVISION | Placing | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 3 | | 1.13 | 0.75 | City Financial Associates Limited |
| AIM | 5/11/05 | 5/1/05 | 2005 | Not IPO | | MAVINWOOD | Placing Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | 11 | | 6.57 | 3.94 | Seymour Pierce Limited |
| AIM | 5/10/05 | 5/1/05 | 2005 | IPO | | HAMSARD GROUP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 43.6 | | 18.01 | 3.00 | W H Ireland Limited |
| AIM | 5/10/05 | 5/1/05 | 2005 | IPO | | SERABI MINING | Placing | | United Kingdom | 43 | Mining | Gold Mining | 30 | | 30.90 | 8.00 | KBC Peel Hunt Limited |
| AIM | 5/9/05 | 5/1/05 | 2005 | Not IPO | | BEOWULF MINING | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 5.74 | 0.00 | Ruegg & Co Limited |
| AIM | 5/9/05 | 5/1/05 | 2005 | IPO | | EASTERN MEDITERRANEAN RESOURCES | Placing | | Cyprus | 43 | Mining | Gold Mining | 8 | | 4.19 | 2.00 | Nabarro Wells & Co. Limited |
| AIM | 5/9/05 | 5/1/05 | 2005 | Not IPO | | ELEVATION EVENTS GROUP | Placing Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 12 | | 6.40 | 4.20 | Corporate Synergy plc |
| UK Main Market | 5/6/05 | 5/1/05 | 2005 | Not IPO | | RENSBURG SHEPPARDS | Introduction Re-admission | | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | | | 248.99 | 0.00 |
| AIM | 5/6/05 | 5/1/05 | 2005 | IPO | | VISUAL DEFENCE INC | Placing | | Canada | 588 | Support Services | Security & Alarm Services | 55 | | 45.15 | 26.34 | KBC Peel Hunt Limited |
| AIM | 5/5/05 | 5/1/05 | 2005 | Not IPO | | MAGNESIUM INTERNATIONAL | Introduction | | Australia | 48 | Mining | Other Mineral Extractors & Mines | | | 17.12 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 5/5/05 | 5/1/05 | 2005 | IPO | | KI-BI MOBILE TECHNOLOGIES | Placing | | Israel | 938 | Information Technology Hardware | Telecommunications Equipment | 98 | | 19.99 | 10.00 | Colins Stewart Europe Limited |
| UK Main Market | 5/4/05 | 5/1/05 | 2005 | IPO | | IG GROUP HLDGS | International Offering | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 120 | | 393.00 | 219.92 |
| AIM | 5/4/05 | 5/1/05 | 2005 | IPO | | HICHENS HARRISON & CO | Placing | | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | 50 | | 6.00 | 1.04 | Ruegg & Co Limited |
| AIM | 5/4/05 | 5/1/05 | 2005 | IPO | | RDF MEDIA | Placing | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 144 | | 48.79 | 27.94 | Investec Bank (UK) Limited |
| AIM | 5/4/05 | 5/1/05 | 2005 | IPO | | TITAN MOVE | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 1.22 | | 2.02 | 0.40 | W H Ireland Limited |
| AIM | 5/3/05 | 5/1/05 | 2005 | Not IPO | | CASTLE ACQUISITIONS | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 6.38 | 0.00 | Strand Partners Limited |
| AIM | 4/29/05 | 4/1/05 | 2005 | Not IPO | | OPTIMISA | Introduction Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | | | 3.25 | 0.00 | Nabarro Wells & Co. Limited |
| UK Main Market | 4/29/05 | 4/1/05 | 2005 | IPO | | PUMA VCT | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 12.09 | 12.09 |
| AIM | 4/29/05 | 4/1/05 | 2005 | IPO | | DRAGANFLY INVESTMENTS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 3.43 | 3.07 | Teather & Greenwood Limited |
| AIM | 4/29/05 | 4/1/05 | 2005 | IPO | | INSPICIO | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 100 | | 3.00 | 3.00 | Robert W. Baird Limited |
| AIM | 4/28/05 | 4/1/05 | 2005 | IPO | | COAL INTERNATIONAL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 75 | | 20.07 | 20.00 | William de Broe Plc |
| UK Main Market | 4/28/05 | 4/1/05 | 2005 | Not IPO | | REDSTONE | Placing & Open Offer Re-admission | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 6.25 | | 45.87 | 26.05 |
| AIM | 4/28/05 | 4/1/05 | 2005 | Not IPO | | WHITEHEAD MANN GROUP | Placing & Open Offer transfer from | Main Market to AIM | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 40 | | 24.29 | 13.08 | Deloitte & Touche LLP |
| AIM | 4/27/05 | 4/1/05 | 2005 | IPO | | MARCH NETWORKS CORP | Placing | | Canada | 588 | Support Services | Security & Alarm Services | 504 | | 77.26 | 25.20 | Evolution Securities Limited |
| AIM | 4/26/05 | 4/1/05 | 2005 | Not IPO | | PANMURE GORDON & CO | Introduction from Main Market | Main Market to AIM | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | | | 63.49 | 0.00 | Hawkpoint Partners Limited |
| AIM | 4/26/05 | 4/1/05 | 2005 | Not IPO | | PREMIER ASSET MANAGEMENT | Introduction from Main Market | Main Market to AIM | United Kingdom | 871 | Speciality & Other Finance | Asset Managers | | | 9.85 | 0.00 | Colins Stewart Europe Limited |
| AIM | 4/26/05 | 4/1/05 | 2005 | Not IPO | | BARTERCARD | Introduction Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 1.61 | 0.00 | Shore Capital & Corporate Limited |
| AIM | 4/26/05 | 4/1/05 | 2005 | Not IPO | | FTV GROUP | Placing Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 0.75 | | 6.54 | 2.00 | Seymour Pierce Limited |
| AIM | 4/25/05 | 4/1/05 | 2005 | Not IPO | | COMPANY HEALTH GROUP | Introduction Re-admission | | United Kingdom | 449 | Health | Other Health Care | | | 3.52 | 0.00 | Arden Partners Limited |
| AIM | 4/25/05 | 4/1/05 | 2005 | IPO | | SPECTRUM INTERACTIVE | Placing | | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 93 | | 31.53 | 6.90 | Seymour Pierce Limited |
| AIM | 4/25/05 | 4/1/05 | 2005 | IPO | | YOUGOV | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 135 | | 18.01 | 6.04 | Noble & Company Limited |
| AIM | 4/22/05 | 4/1/05 | 2005 | IPO | | HALLIN MARINE SUBSEA INTERNATIONAL | Placing | | United Kingdom | 75 | Oil & Gas | Oil - Services | 64 | | 19.46 | 3.46 | ARM Corporate Finance Limited |
| AIM | 4/22/05 | 4/1/05 | 2005 | IPO | | INTANDEM FILMS | Placing | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 5 | | 4.16 | 1.15 | City Financial Associates Limited |
| International Main Market | 4/21/05 | 4/1/05 | 2005 | IPO | | SREI INFRASTRUCTURE FINANCE | International Offering | | India | 879 | Speciality & Other Finance | Other Financial | 4.05 | | 18.69 | 18.69 |
| AIM | 4/21/05 | 4/1/05 | 2005 | Not IPO | | GSH GROUP | Introduction | | United Kingdom | 581 | Support Services | Business Support Services | | | 40.00 | 0.00 | KBC Peel Hunt Limited |
| AIM | 4/21/05 | 4/1/05 | 2005 | IPO | | COPPER RESOURCES CORP | Placing | | British Virgin Islands | 48 | Mining | Other Mineral Extractors & Mines | 100 | | 27.76 | 4.00 | Nabarro Wells & Co. Limited |
| AIM | 4/21/05 | 4/1/05 | 2005 | IPO | | TRADING EMISSIONS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 100 | | 135.00 | 135.00 | Numis Securities Limited |
| AIM | 4/19/05 | 4/1/05 | 2005 | IPO | | ORMONDE MINING | Placing | | Republic of Ireland | 43 | Mining | Gold Mining | 10 | | 15.20 | 3.01 | Davy |
| AIM | 4/19/05 | 4/1/05 | 2005 | IPO | | PLATINUM MINING CORP OF INDIA | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 22 | | 38.64 | 14.00 | W H Ireland Limited |
| AIM | 4/18/05 | 4/1/05 | 2005 | Not IPO | | INTERNATIONAL REAL ESTATE | Introduction from Main Market | Main Market to AIM | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 9.87 | 0.00 | KBC Peel Hunt Limited |
| International Main Market | 4/18/05 | 4/1/05 | 2005 | Not IPO | | NEWS CORP | Introduction | | USA | 543 | Media & Entertainment | Subscription Entertainment Networks | | | | 0.00 |
| AIM | 4/18/05 | 4/1/05 | 2005 | IPO | | SOUTH CHINA RESOURCES | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 5 | | 4.00 | 3.00 | Nabarro Wells & Co. Limited |
| AIM | 4/15/05 | 4/1/05 | 2005 | Not IPO | | TOAD GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 581 | Support Services | Business Support Services | | | 7.56 | 0.00 | Seymour Pierce Limited |
| UK Main Market | 4/15/05 | 4/1/05 | 2005 | Not IPO | | AUKETT GROUP | Introduction Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | | | 4.53 | 0.00 |
| AIM | 4/15/05 | 4/1/05 | 2005 | IPO | | CARDINAL RESOURCES | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 32 | | 28.10 | 10.56 | Nabarro Wells & Co. Limited |
| AIM | 4/15/05 | 4/1/05 | 2005 | IPO | | CHURCHILL MINING | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 2 | | 2.22 | 1.00 | Ruegg & Co Limited |
| AIM | 4/13/05 | 4/1/05 | 2005 | Not IPO | | TELECITY | Introduction from Main Market | Main Market to AIM | United Kingdom | 974 | Software & Computer Services | Internet | | | 55.10 | 0.00 | Bridgewell Limited |
| UK Main Market | 4/13/05 | 4/1/05 | 2005 | IPO | | DOWNING PROTECTED VCT III | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 8.86 | 8.86 |
| AIM | 4/12/05 | 4/1/05 | 2005 | Not IPO | | HYDRO INTERNATIONAL | Introduction from Main Market | Main Market to AIM | United Kingdom | 264 | Engineering & Machinery | Engineering - Contractors | | | 13.53 | 0.00 | KBC Peel Hunt Limited |
| AIM | 4/12/05 | 4/1/05 | 2005 | Not IPO | | ZETAR | Placing Re-admission | | United Kingdom | 435 | Food Producers & Processors | Food Processors | 200 | | 13.63 | 3.05 | Altium Capital Limited |
| AIM | 4/11/05 | 4/1/05 | 2005 | IPO | | TABLE MOUNTAIN MINERALS | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 5 | | 3.17 | 3.12 | Daniel Stewart & Company plc |
| AIM | 4/11/05 | 4/1/05 | 2005 | IPO | | UTEK CORP | Placing | | USA | 879 | Speciality & Other Finance | Other Financial | 610 | | 51.86 | 7.47 | Shore Capital & Corporate Limited |
| AIM | 4/11/05 | 4/1/05 | 2005 | IPO | | VINDON HEALTHCARE | Placing | | United Kingdom | 584 | Support Services | Environmental Control | 10 | | 7.89 | 0.30 | W H Ireland Limited |
| AIM | 4/8/05 | 4/1/05 | 2005 | Not IPO | | GRAVITY DIAMONDS | Introduction | | Australia | 48 | Mining | Other Mineral Extractors & Mines | | | 41.68 | 0.00 | RFC Corporate Finance Limited |
| AIM | 4/8/05 | 4/1/05 | 2005 | IPO | | GULFSANDS PETROLEUM | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 130 | | 120.09 | 39.22 | Seymour Pierce Limited |
| AIM | 4/8/05 | 4/1/05 | 2005 | IPO | | RAMBLER METALS & MINING | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 50 | | 20.00 | 8.00 | Insinger de Beaufort |
| AIM | 4/7/05 | 4/1/05 | 2005 | IPO | | CONCATENO | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 100 | | 5.00 | 5.00 | Bridgewell Limited |
| AIM | 4/7/05 | 4/1/05 | 2005 | IPO | | FDM GROUP | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 78 | | 18.11 | 8.01 | Noble & Company Limited |
| AIM | 4/7/05 | 4/1/05 | 2005 | IPO | | GRASSHOPPER INVESTMENTS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 3.03 | 2.93 | Grant Thornton UK LLP |
| AIM | 4/7/05 | 4/1/05 | 2005 | IPO | | LEADCOM INTEGRATED SOLUTIONS | Placing | | Israel | 938 | Information Technology Hardware | Telecommunications Equipment | 32 | | 30.55 | 12.00 | Corporate Synergy plc |
| AIM | 4/6/05 | 4/1/05 | 2005 | IPO | | LANDORE RESOURCES | Placing | | United Kingdom | 43 | Mining | Gold Mining | 7 | | 6.01 | 2.00 | Strand Partners Limited |
| AIM | 4/6/05 | 4/1/05 | 2005 | IPO | | OMEGA UNDERWRITING HLDGS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 115 | | 44.88 | 20.00 | Numis Securities Limited |
| UK Main Market | 4/6/05 | 4/1/05 | 2005 | IPO | | PRODESSE INVESTMENT | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 10 | | 141.42 | 141.42 |
| AIM | 4/5/05 | 4/1/05 | 2005 | Not IPO | | MULTI GROUP | Introduction Re-admission | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | | | 11.43 | 0.00 | Corporate Synergy plc |
| UK Main Market | 4/5/05 | 4/1/05 | 2005 | IPO | | DOWNING PROTECTED VCT II | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 6.60 | 6.60 |
| UK Main Market | 4/5/05 | 4/1/05 | 2005 | IPO | | INGENIOUS MUSIC VCT | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 4.60 | 4.60 |
| UK Main Market | 4/4/05 | 4/1/05 | 2005 | IPO | | CORE VCT I | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 5.27 | 5.27 |
| AIM | 4/4/05 | 4/1/05 | 2005 | IPO | | ALBA MINERAL RESOURCES | Placing | | United Kingdom | 43 | Mining | Gold Mining | 5.25 | | 3.10 | 1.05 | City Financial Associates Limited |
| AIM | 4/4/05 | 4/1/05 | 2005 | IPO | | ALEXANDER MINING | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 30 | | 40.36 | 20.00 | Evolution Securities Limited |
| AIM | 4/4/05 | 4/1/05 | 2005 | IPO | | EUROPEAN BUSINESS JETS | Placing | | United Kingdom | 591 | Transport | Airlines & Airports | 1.5 | | 3.21 | 1.36 | Grant Thornton UK LLP |
| AIM | 4/4/05 | 4/1/05 | 2005 | IPO | | HARDIDE | Placing | | United Kingdom | 118 | Chemicals | Chemicals - Speciality | 10 | | 12.74 | 1.75 | Seymour Pierce Limited |
| AIM | 4/4/05 | 4/1/05 | 2005 | IPO | | TALARIUS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 80 | | 5.50 | 5.50 | Numis Securities Limited |
| AIM | 4/4/05 | 4/1/05 | 2005 | IPO | | TELIT COMMUNICATIONS | Placing | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 140 | | 60.50 | 23.00 | Seymour Pierce Limited |
| AIM | 4/1/05 | 4/1/05 | 2005 | Not IPO | | BLUE STAR MOBILE GROUP | Introduction | | United Kingdom | 581 | Support Services | Business Support Services | | | 5.65 | 0.00 | Seymour Pierce Limited |
| AIM | 4/1/05 | 4/1/05 | 2005 | Not IPO | | NAUTICAL PETROLEUM PLC | Introduction Re-admission | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 81.38 | 0.00 | Insinger Townsley |
| AIM | 3/31/05 | 3/1/05 | 2005 | Not IPO | | EMESS | Introduction from Main Market | Main Market to AIM | United Kingdom | 252 | Electronic & Electrical Equipment | Electrical Equipment | | | 23.48 | 0.00 | Bridgewell Limited |
| AIM | 3/31/05 | 3/1/05 | 2005 | Not IPO | | NEXT FIFTEEN COMMUNICATIONS | Introduction from Main Market | Main Market to AIM | United Kingdom | 545 | Media & Entertainment | Media Agencies | | | 24.70 | 0.00 | Bridgewell Limited |
| AIM | 3/31/05 | 3/1/05 | 2005 | Not IPO | | NORISH | Introduction from Main Market | Main Market to AIM | Republic of Ireland | 581 | Support Services | Business Support Services | | | 4.06 | 0.00 | NCB Stockbrokers Limited |
| AIM | 3/31/05 | 3/1/05 | 2005 | Not IPO | | HHK | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 0.47 | 0.00 | Colins Stewart Europe Limited |
| AIM | 3/31/05 | 3/1/05 | 2005 | Not IPO | | RED LEOPARD HLDGS | Introduction | | United Kingdom | 850 | Investment Companies | Investment Companies | | | 7.12 | 0.00 | City Financial Associates Limited |
| AIM | 3/31/05 | 3/1/05 | 2005 | IPO | | 9999 | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 0.45 | 0.25 | Rowan Dartington & Co Limited |
| AIM | 3/31/05 | 3/1/05 | 2005 | IPO | | ARCHIMEDIA VENTURES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 0.35 | 0.20 | City Financial Associates Limited |
| AIM | 3/31/05 | 3/1/05 | 2005 | IPO | | CARPATHIAN RESOURCES | Placing | | Australia | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 3 | | 3.16 | 0.41 | Grant Thornton UK LLP |
| AIM | 3/31/05 | 3/1/05 | 2005 | IPO | | FONEBAK | Placing | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 125 | | 24.00 | 14.04 | KBC Peel Hunt Limited |
| AIM | 3/31/05 | 3/1/05 | 2005 | IPO | | NANOTECH ENERGY | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 1.15 | 0.40 | City Financial Associates Limited |
| AIM | 3/31/05 | 3/1/05 | 2005 | IPO | | PROXIMAGEN NEUROSCIENCE | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 148 | | 29.65 | 14.50 | KBC Peel Hunt Limited |
| AIM | 3/31/05 | 3/1/05 | 2005 | IPO | | SWEET CHINA | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 35 | | 3.53 | 0.57 | Rowan Dartington & Co Limited |
| AIM | 3/31/05 | 3/1/05 | 2005 | IPO | | VIVIDAS GROUP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 84 | | 18.59 | 5.50 | Teather & Greenwood Limited |
| AIM | 3/30/05 | 3/1/05 | 2005 | Not IPO | | CENTRAL CHINA GOLDFIELDS | Introduction | | United Kingdom | 43 | Mining | Gold Mining | | | 4.10 | 0.00 | Ruegg & Co Limited |
| AIM | 3/30/05 | 3/1/05 | 2005 | Not IPO | | LIBRA RETAIL | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 0.38 | 0.00 | Teather & Greenwood Limited |
| AIM | 3/30/05 | 3/1/05 | 2005 | Not IPO | | SAGITTARIUS PROFESSIONAL SERVICES | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 0.38 | 0.00 | Teather & Greenwood Limited |
| AIM | 3/30/05 | 3/1/05 | 2005 | Not IPO | | TAURUS STORAGE | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 0.38 | 0.00 | Teather & Greenwood Limited |
| AIM | 3/30/05 | 3/1/05 | 2005 | IPO | | INDIA STAR ENERGY | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 1.40 | 0.90 | W H Ireland Limited |
| AIM | 3/30/05 | 3/1/05 | 2005 | IPO | | ISIS RESOURCES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 2 | | 1.00 | 0.94 | RFC Corporate Finance Limited |
| AIM | 3/30/05 | 3/1/05 | 2005 | IPO | | MING RESOURCES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 2 | | 1.00 | 0.94 | RFC Corporate Finance Limited |
| AIM | 3/30/05 | 3/1/05 | 2005 | IPO | | NANOSCIENCE INC | Placing | | Cayman Islands | 879 | Speciality & Other Finance | Other Financial | 5 | | 1.88 | 0.50 | Strand Partners Limited |
| AIM | 3/30/05 | 3/1/05 | 2005 | IPO | | PETSOME | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 4 | | 0.90 | 0.25 | Ruegg & Co Limited |
| AIM | 3/30/05 | 3/1/05 | 2005 | IPO | | RICMORE | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 4 | | 0.88 | 0.24 | Ruegg & Co Limited |
| UK Main Market | 3/29/05 | 3/1/05 | 2005 | IPO | | FIRST STATE INVESTMENTS AIM VCT | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 2.92 | 2.92 |
| AIM | 3/29/05 | 3/1/05 | 2005 | IPO | | RESMEX | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 1.42 | 0.89 | Smith & Williamson Corporate Finance Limited |
| AIM | 3/29/05 | 3/1/05 | 2005 | IPO | | ROTALA | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 4 | | 4.28 | 3.20 | Durlacher Limited |
| AIM | 3/24/05 | 3/1/05 | 2005 | Not IPO | | XKO GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 977 | Software & Computer Services | Software | | | 20.87 | 0.00 | Robert W. Baird Limited |
| AIM | 3/24/05 | 3/1/05 | 2005 | Not IPO | | PROCARBON | Introduction | | Australia | 879 | Speciality & Other Finance | Other Financial | | | 1.75 | 0.00 | John East & Partners Limited |
| UK Main Market | 3/24/05 | 3/1/05 | 2005 | IPO | | NEW CENTURY AIM VCT | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 1.06 | 1.06 |
| AIM | 3/24/05 | 3/1/05 | 2005 | IPO | | DORI MEDIA GROUP | Placing | | Israel | 543 | Media & Entertainment | Subscription Entertainment Networks | 118 | | 21.82 | 3.23 | Nabarro Wells & Co. Limited |
| AIM | 3/24/05 | 3/1/05 | 2005 | IPO | | GLOBAL STRUCTURED FINANCE | Placing | | Cayman Islands | 879 | Speciality & Other Finance | Other Financial | 5 | | 1.60 | 0.40 | Strand Partners Limited |
| AIM | 3/24/05 | 3/1/05 | 2005 | IPO | | PLETHORA SOLUTIONS HLDGS | Placing | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 135 | | 30.00 | 10.00 | Colins Stewart Europe Limited |
| AIM | 3/24/05 | 3/1/05 | 2005 | IPO | | ZEST GROUP | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 3 | | 2.21 | 0.58 | W H Ireland Limited |
| AIM | 3/23/05 | 3/1/05 | 2005 | IPO | | IBS OPENSYSTEMS | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 140 | | 56.00 | 56.00 | Numis Securities Limited |
| AIM | 3/23/05 | 3/1/05 | 2005 | IPO | | MECOM GROUP | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 50 | | 48.09 | 45.00 | Numis Securities Limited |
| AIM | 3/23/05 | 3/1/05 | 2005 | IPO | | POLAND INVESTMENT FUND | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 1.15 | 0.40 | City Financial Associates Limited |
| AIM | 3/23/05 | 3/1/05 | 2005 | IPO | | PROCESS HANDLING | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 1.95 | 0.90 | City Financial Associates Limited |
| International Main Market | 3/22/05 | 3/1/05 | 2005 | IPO | | UTI BANK | International Offering | | India | 810 | Banks | Banks | 5.91 | | 125.45 | 125.45 |
| AIM | 3/22/05 | 3/1/05 | 2005 | IPO | | CROATIA VENTURES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 1.35 | 0.60 | Beaumont Cornish Limited |
| UK Main Market | 3/21/05 | 3/1/05 | 2005 | IPO | | ECLIPSE VCT 2 | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 3.21 | 3.21 |
| AIM | 3/21/05 | 3/1/05 | 2005 | IPO | | AIM RESOURCES | Placing | | Australia | 48 | Mining | Other Mineral Extractors & Mines | 2 | | 10.08 | 1.31 | Grant Thornton UK LLP |
| AIM | 3/21/05 | 3/1/05 | 2005 | IPO | | ENOLA RESOURCES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 1.55 | 0.80 | W H Ireland Limited |
| AIM | 3/21/05 | 3/1/05 | 2005 | IPO | | SHIELD CAPITAL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 1.10 | 1.00 | Nabarro Wells & Co. Limited |
| AIM | 3/18/05 | 3/1/05 | 2005 | IPO | | BORA COMMUNICATIONS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 1.43 | 0.68 | W H Ireland Limited |
| AIM | 3/18/05 | 3/1/05 | 2005 | IPO | | ROEFORD PROPERTIES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 1.73 | 0.55 | Strand Partners Limited |
| AIM | 3/18/05 | 3/1/05 | 2005 | IPO | | SHED PRODUCTIONS | Placing | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 88 | | 44.00 | 22.44 | Bridgewell Limited |
| UK Main Market | 3/18/05 | 3/1/05 | 2005 | IPO | | F&C COMMERCIAL PROPERTY TRUST | Placing & Offer for Subscription | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 100 | | 270.00 | 270.00 |
| AIM | 3/17/05 | 3/1/05 | 2005 | IPO | | CALYX GROUP | Placing | | Republic of Ireland | 938 | Information Technology Hardware | Telecommunications Equipment | 55 | | 21.00 | 7.25 | Evolution Securities Limited |
| AIM | 3/17/05 | 3/1/05 | 2005 | IPO | | GLADSTONE PACIFIC NICKEL | Placing | | Australia | 48 | Mining | Other Mineral Extractors & Mines | 120 | | 36.05 | 11.00 | Insinger de Beaufort |
| AIM | 3/17/05 | 3/1/05 | 2005 | IPO | | HARBINGER CAPITAL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 1.00 | 0.50 | ARM Corporate Finance Limited |
| AIM | 3/16/05 | 3/1/05 | 2005 | IPO | | ANT | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 126 | | 30.60 | 15.88 | KBC Peel Hunt Limited |
| AIM | 3/16/05 | 3/1/05 | 2005 | IPO | | GASOL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 2.21 | 1.46 | Durlacher Limited |
| AIM | 3/16/05 | 3/1/05 | 2005 | Not IPO | | WRAITH | Placing Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 50 | | 13.07 | 2.00 | WestLB AG |
| UK Main Market | 3/15/05 | 3/1/05 | 2005 | IPO | | VENTUS VCT | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 5.62 | 5.62 |
| UK Main Market | 3/14/05 | 3/1/05 | 2005 | Not IPO | | O2 | Introduction | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | | | 10651.26 | 0.00 |
| AIM | 3/14/05 | 3/1/05 | 2005 | IPO | | AFREN | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 20 | | 25.95 | 8.00 | Canaccord Adams Limited |
| AIM | 3/14/05 | 3/1/05 | 2005 | IPO | | BLACK SEA PROPERTY FUND(THE) | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 20 | | 50.14 | 50.14 | Colins Stewart Europe Limited |
| AIM | 3/14/05 | 3/1/05 | 2005 | IPO | | FRONTERA RESOURCES CORP | Placing | | USA | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 150 | | 82.72 | 42.00 | Morgan Stanley & Co International Limited |
| AIM | 3/14/05 | 3/1/05 | 2005 | IPO | | MEDICI BIOVENTURES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 1.00 | 0.50 | Nabarro Wells & Co. Limited |
| AIM | 3/11/05 | 3/1/05 | 2005 | IPO | | BROOKS MACDONALD GROUP | Placing | | United Kingdom | 871 | Speciality & Other Finance | Asset Managers | 140 | | 13.74 | 4.14 | Colins Stewart Europe Limited |
| AIM | 3/11/05 | 3/1/05 | 2005 | IPO | | LIBRA NATURAL RESOURCES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 3.84 | 1.26 | Numerica Capital Markets Limited |
| AIM | 3/11/05 | 3/1/05 | 2005 | IPO | | POLY INFORMATION | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 1 | | 3.95 | 0.86 | John East & Partners Limited |
| AIM | 3/10/05 | 3/1/05 | 2005 | IPO | | ALTONA RESOURCES | Placing | | United Kingdom | 45 | Mining | Mining Finance | 1 | | 2.00 | 1.00 | Nabarro Wells & Co. Limited |
| AIM | 3/10/05 | 3/1/05 | 2005 | IPO | | BRAEMORE RESOURCES | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 1 | | 2.00 | 1.00 | Nabarro Wells & Co. Limited |
| AIM | 3/10/05 | 3/1/05 | 2005 | IPO | | CCO CAPITAL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 1.05 | 0.17 | Arden Partners Limited |
| AIM | 3/10/05 | 3/1/05 | 2005 | IPO | | PERSPECTIVE CAPITAL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 1.05 | 0.17 | Arden Partners Limited |
| AIM | 3/9/05 | 3/1/05 | 2005 | IPO | | ACCUMA GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 82 | | 16.75 | 4.14 | Daniel Stewart & Company plc |
| UK Main Market | 3/9/05 | 3/1/05 | 2005 | IPO | | ARDANA | Placing | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 128 | | 71.12 | 20.99 |
| AIM | 3/9/05 | 3/1/05 | 2005 | IPO | | IN CUP PLUS | Placing | | United Kingdom | 267 | Engineering & Machinery | Engineering - General | 6.5 | | 6.34 | 2.10 | Deloitte & Touche LLP |
| AIM | 3/8/05 | 3/1/05 | 2005 | IPO | | COMMODITRADE INC | Placing | | Cayman Islands | 879 | Speciality & Other Finance | Other Financial | 5 | | 5.16 | 0.52 | Strand Partners Limited |
| AIM | 3/7/05 | 3/1/05 | 2005 | Not IPO | | GLOBAL PETROLEUM | Introduction | | Australia | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 75.34 | 0.00 | KBC Peel Hunt Limited |
| AIM | 3/4/05 | 3/1/05 | 2005 | IPO | | GORDIAN INVESTMENTS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 1.54 | 1.16 | Teather & Greenwood Limited |
| AIM | 3/2/05 | 3/1/05 | 2005 | IPO | | AZMAN | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 2 | | 2.40 | 0.40 | Nabarro Wells & Co. Limited |
| AIM | 3/2/05 | 3/1/05 | 2005 | IPO | | CASTOR INVESTMENTS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 1.36 | 0.99 | Teather & Greenwood Limited |
| AIM | 3/2/05 | 3/1/05 | 2005 | IPO | | FREEPLAY ENERGY | Placing | | United Kingdom | 252 | Electronic & Electrical Equipment | Electrical Equipment | 52 | | 10.78 | 3.50 | Charles Stanley Securities |
| AIM | 3/2/05 | 3/1/05 | 2005 | IPO | | SARANTEL GROUP | Placing | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 82 | | 35.24 | 9.98 | Arbuthnot Securities Limited |
| UK Main Market | 3/1/05 | 3/1/05 | 2005 | Not IPO | | CENTER PARCS(UK)GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 196.51 | 0.00 |
| AIM | 3/1/05 | 3/1/05 | 2005 | Not IPO | | CAMBRIAN OIL & GAS | Placing Re-admission | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 5 | | 5.41 | 2.25 | W H Ireland Limited |
| AIM | 2/28/05 | 2/1/05 | 2005 | IPO | | CHIAN RESOURCES | Placing | | United Kingdom | 45 | Mining | Mining Finance | 1 | | 1.00 | 0.50 | Nabarro Wells & Co. Limited |
| AIM | 2/28/05 | 2/1/05 | 2005 | Not IPO | | TIMESTRIP PLC | Placing Re-admission | | United Kingdom | 267 | Engineering & Machinery | Engineering - General | 4 | | 9.82 | 3.00 | Beaumont Cornish Limited |
| AIM | 2/25/05 | 2/1/05 | 2005 | Not IPO | | MINSTER PHARMACEUTICALS PLC | Placing Re-admission | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 0.75 | | 11.72 | 3.00 | Insinger de Beaufort |
| AIM | 2/24/05 | 2/1/05 | 2005 | IPO | | EQUITY PRE-IPO INVESTMENTS | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 50 | | 4.89 | 2.50 | Noble & Company Limited |
| AIM | 2/24/05 | 2/1/05 | 2005 | IPO | | QONNECTIS | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 2.25 | | 3.54 | 1.50 | Grant Thornton UK LLP |
| UK Main Market | 2/23/05 | 2/1/05 | 2005 | IPO | | ABSOLUTE RETURN TRUST | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 66.00 | 66.00 |
| UK Main Market | 2/23/05 | 2/1/05 | 2005 | IPO | | CLOSE ENHANCED COMMODITIES FUND | Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 33.70 | 33.70 |
| UK Main Market | 2/23/05 | 2/1/05 | 2005 | IPO | | TAPESTRY INVESTMENT CO PCC | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 45.00 | 45.00 |
| AIM | 2/23/05 | 2/1/05 | 2005 | IPO | | LHP INVESTMENTS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 2 | | 1.25 | 0.25 | Nabarro Wells & Co. Limited |
| AIM | 2/22/05 | 2/1/05 | 2005 | Not IPO | | REGENCY MINES | Introduction | | United Kingdom | 45 | Mining | Mining Finance | | | 6.64 | 0.00 | ARM Corporate Finance Limited |
| AIM | 2/22/05 | 2/1/05 | 2005 | IPO | | HERENCIA RESOURCES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 1.00 | 0.50 | Nabarro Wells & Co. Limited |
| AIM | 2/22/05 | 2/1/05 | 2005 | IPO | | MEDIAZEST | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 50 | | 7.08 | 1.44 | City Financial Associates Limited |
| AIM | 2/22/05 | 2/1/05 | 2005 | IPO | | PANNAL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 2.10 | 1.50 | Numis Securities Limited |
| AIM | 2/21/05 | 2/1/05 | 2005 | IPO | | ADAMIND | Placing | | Israel | 977 | Software & Computer Services | Software | 132 | | 46.68 | 15.00 | Bridgewell Limited |
| AIM | 2/21/05 | 2/1/05 | 2005 | IPO | | TV COMMERCE HLDGS | Placing | | United Kingdom | 543 | Media & Entertainment | Subscription Entertainment Networks | 6 | | 3.84 | 1.24 | Matrix Corporate Capital Limited |
| AIM | 2/18/05 | 2/1/05 | 2005 | Not IPO | | GRUPPEM INVESTMENTS | Introduction | | United Kingdom | 850 | Investment Companies | Investment Companies | | | 0.95 | 0.00 | Shore Capital & Corporate Limited |
| AIM | 2/18/05 | 2/1/05 | 2005 | IPO | | ALTERNATIVE NETWORKS | Placing | | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 100 | | 44.35 | 12.67 | Investec Bank (UK) Limited |
| AIM | 2/18/05 | 2/1/05 | 2005 | IPO | | NEUTRAHEALTH | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 2.81 | 1.50 | KBC Peel Hunt Limited |
| AIM | 2/18/05 | 2/1/05 | 2005 | IPO | | URANIUM RESOURCES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 2.05 | 1.05 | Nabarro Wells & Co. Limited |
| AIM | 2/17/05 | 2/1/05 | 2005 | IPO | | SUMUS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 40 | | 11.00 | 3.00 | Solomon Hare LLP |
| AIM | 2/17/05 | 2/1/05 | 2005 | IPO | | UNITED CARPETS GROUP | Placing | | United Kingdom | 528 | General Retailers | Retailers - Soft Goods | 25 | | 20.35 | 7.50 | Seymour Pierce Limited |
| UK Main Market | 2/17/05 | 2/1/05 | 2005 | IPO | | ABERDEEN GROWTH OPPORTUNITIES VCT 2 | Placing & Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 1.98 | 1.98 |
| International Main Market | 2/16/05 | 2/1/05 | 2005 | IPO | | KUMHO TIRE CO INC | International Offering | | South Korea | 317 | Automobiles | Tyres & Rubber | 7.13 | | 141.28 | 141.28 |
| AIM | 2/16/05 | 2/1/05 | 2005 | IPO | | IONIAN ESTATES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 1.20 | 0.60 | Beaumont Cornish Limited |
| AIM | 2/16/05 | 2/1/05 | 2005 | IPO | | LA TASCA GROUP | Placing | | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | 110 | | 53.98 | 37.45 | Altium Capital Limited |
| AIM | 2/14/05 | 2/1/05 | 2005 | Not IPO | | DAWSON INTERNATIONAL | Introduction from Main Market | Main Market to AIM | United Kingdom | 341 | Household Goods & Textiles | Clothing & Footwear | | | 10.72 | 0.00 | Bell Lawrie & Co |
| International Main Market | 2/14/05 | 2/1/05 | 2005 | IPO | | SISTEMA JSFC | International Offering | | Russia | 240 | Diversified Industrials | Diversified Industrials | 17 | | 717.61 | 717.61 |
| AIM | 2/14/05 | 2/1/05 | 2005 | IPO | | ZAREBA | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 2.00 | 1.50 | Hichens Harrison and Co |
| UK Main Market | 2/11/05 | 2/1/05 | 2005 | IPO | | PENNINE AIM VCT 5 | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 3.39 | 3.39 |
| AIM | 2/11/05 | 2/1/05 | 2005 | IPO | | RENEWABLE ENERGY HLDGS | Placing | | United Kingdom | 720 | Electricity | Electricity | 50 | | 14.50 | 10.00 | Corporate Synergy plc |
| AIM | 2/11/05 | 2/1/05 | 2005 | IPO | | SINO-ASIA MINING & RESOURCES | Placing | | United Kingdom | 45 | Mining | Mining Finance | 1 | | 0.24 | 0.19 | Insinger de Beaufort |
| AIM | 2/11/05 | 2/1/05 | 2005 | IPO | | UKRPRODUCT GROUP | Placing | | United Kingdom | 435 | Food Producers & Processors | Food Processors | 53.5 | | 22.05 | 6.00 | W H Ireland Limited |
| AIM | 2/10/05 | 2/1/05 | 2005 | Not IPO | | WHITE NILE | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 112.50 | 0.00 | Grant Thornton UK LLP |
| AIM | 2/10/05 | 2/1/05 | 2005 | IPO | | EREDENE CAPITAL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 4.08 | 3.95 | Seymour Pierce Limited |
| AIM | 2/10/05 | 2/1/05 | 2005 | IPO | | SIERRA LEONE DIAMOND CO | Placing | | Bermuda | 48 | Mining | Other Mineral Extractors & Mines | 75 | | 72.57 | 20.03 | Canaccord Adams Limited |
| International Main Market | 2/8/05 | 2/1/05 | 2005 | IPO | | FRUTAROM INDUSTRIES | International Offering | | Israel | 118 | Chemicals | Chemicals - Speciality | 7.63 | | 30.75 | 30.75 |
| AIM | 2/8/05 | 2/1/05 | 2005 | Not IPO | | FIRSTAFRICA OIL | Introduction Re-admission | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 183.70 | 0.00 | Evolution Securities Limited |
| AIM | 2/8/05 | 2/1/05 | 2005 | Not IPO | | TINOPOLIS PLC | Introduction Re-admission | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | | | 11.81 | 0.00 | Teather & Greenwood Limited |
| AIM | 2/8/05 | 2/1/05 | 2005 | IPO | | ZENITH HYGIENE GROUP | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 100 | | 15.00 | 4.50 | Oriel Securities Limited |
| UK Main Market | 2/8/05 | 2/1/05 | 2005 | IPO | | TEESLAND ADVANTAGE PROPERTY INC TR | Placing & Offer for Subscription | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 100 | | 76.00 | 76.00 |
| UK Main Market | 2/7/05 | 2/1/05 | 2005 | IPO | | CARTER & CARTER GROUP | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 235 | | 78.45 | 53.94 |
| UK Main Market | 2/7/05 | 2/1/05 | 2005 | IPO | | NEPTUNE-CALCULUS INCOME&GROWTH VCT | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 1.22 | 1.22 |
| AIM | 2/4/05 | 2/1/05 | 2005 | IPO | | CRYSTALBAND | Placing | | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | 12 | | 2.70 | 0.46 | W H Ireland Limited |
| AIM | 2/4/05 | 2/1/05 | 2005 | IPO | | MCC ENERGY | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 50 | | 13.00 | 3.00 | KBC Peel Hunt Limited |
| AIM | 2/3/05 | 2/1/05 | 2005 | IPO | | ADDWORTH | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 2.85 | 0.75 | Nabarro Wells & Co. Limited |
| AIM | 2/3/05 | 2/1/05 | 2005 | IPO | | BLACK RAVEN PROPERTIES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 1.25 | 1.00 | Arden Partners Limited |
| AIM | 2/3/05 | 2/1/05 | 2005 | IPO | | CORDILLERA RESOURCES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 2.10 | 1.50 | Nabarro Wells & Co. Limited |
| AIM | 2/2/05 | 2/1/05 | 2005 | IPO | | BIOFUSION | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 150 | | 28.14 | 8.23 | Code Securities Limited |
| AIM | 2/1/05 | 2/1/05 | 2005 | Not IPO | | SKYNETGLOBAL | Introduction | | Australia | 974 | Software & Computer Services | Internet | | | 5.91 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 2/1/05 | 2/1/05 | 2005 | IPO | | VOLLER ENERGY GROUP | Placing | | United Kingdom | 252 | Electronic & Electrical Equipment | Electrical Equipment | 74 | | 17.83 | 10.00 | Arden Partners Limited |
| AIM | 2/1/05 | 2/1/05 | 2005 | Not IPO | | AQUILO | Placing Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | 1.75 | | 5.63 | 0.05 | Brewin Dolphin Securities Limited |
| AIM | 2/1/05 | 2/1/05 | 2005 | Not IPO | | AURUM MINING | Placing Re-admission | | United Kingdom | 43 | Mining | Gold Mining | 84 | | 8.32 | 0.60 | W H Ireland Limited |
| AIM | 1/31/05 | 1/1/05 | 2005 | Not IPO | | ARLINGTON GROUP | Introduction Re-admission | | Bermuda | 850 | Investment Companies | Investment Companies | | | 26.12 | 0.00 | Evolution Securities Limited |
| AIM | 1/31/05 | 1/1/05 | 2005 | Not IPO | | LODORE RESOURCES INC | Placing Re-admission | | Cayman Islands | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 15 | | 90.66 | 1.36 | Strand Partners Limited |
| AIM | 1/28/05 | 1/1/05 | 2005 | IPO | | MINCORP | Placing | | United Kingdom | 45 | Mining | Mining Finance | 1 | | 1.20 | 0.60 | Nabarro Wells & Co. Limited |
| AIM | 1/28/05 | 1/1/05 | 2005 | Not IPO | | CONIVAL | Placing Re-admission | | United Kingdom | 435 | Food Producers & Processors | Food Processors | 10 | | 13.85 | 0.29 | W H Ireland Limited |
| AIM | 1/25/05 | 1/1/05 | 2005 | IPO | | PETROWORLD CORP | Placing | | Cayman Islands | 879 | Speciality & Other Finance | Other Financial | 10 | | 3.75 | 1.20 | Canaccord Adams Limited |
| AIM | 1/24/05 | 1/1/05 | 2005 | Not IPO | | DOWDING & MILLS | Introduction from Main Market | Main Market to AIM | United Kingdom | 252 | Electronic & Electrical Equipment | Electrical Equipment | | | 19.65 | 0.00 | Bell Lawrie & Co |
| AIM | 1/21/05 | 1/1/05 | 2005 | IPO | | GABLE HLDGS INC | Placing | | Cayman Islands | 879 | Speciality & Other Finance | Other Financial | 5 | | 2.12 | 1.00 | Strand Partners Limited |
| AIM | 1/19/05 | 1/1/05 | 2005 | IPO | | OPTIMISTIC ENTERTAINMENT | Placing | | United Kingdom | 543 | Media & Entertainment | Subscription Entertainment Networks | 5 | | 26.77 | 1.71 | John East & Partners Limited |
| AIM | 1/17/05 | 1/1/05 | 2005 | Not IPO | | ALBION | Introduction from Main Market | Main Market to AIM | United Kingdom | 341 | Household Goods & Textiles | Clothing & Footwear | | | 2.10 | 0.00 | Grant Thornton UK LLP |
| UK Main Market | 1/17/05 | 1/1/05 | 2005 | Not IPO | | BRITISH ENERGY GROUP | Introduction | | United Kingdom | 720 | Electricity | Electricity | | | 1526.01 | 0.00 |
| AIM | 1/17/05 | 1/1/05 | 2005 | IPO | | TRADING NEW HOMES | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 100 | | 2.30 | 2.09 | Durlacher Limited |
| AIM | 1/14/05 | 1/1/05 | 2005 | Not IPO | | TAGHMEN ENERGY | Introduction | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 36.19 | 0.00 | Canaccord Adams Limited |
| AIM | 1/14/05 | 1/1/05 | 2005 | Not IPO | | ALLTRACEL PHARMACEUTICALS | Introduction Re-admission | | Republic of Ireland | 446 | Health | Medical Equipment & Supplies | | | 28.99 | 0.00 | Davy |
| AIM | 1/14/05 | 1/1/05 | 2005 | Not IPO | | SERVICED OFFICE GROUP | Introduction Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 10.77 | 0.00 | Altium Capital Limited |
| AIM | 1/13/05 | 1/1/05 | 2005 | Not IPO | | CRESCENT TECHNOLOGY VENTURES | Introduction | | United Kingdom | 850 | Investment Companies | Investment Companies | | | 0.65 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 1/13/05 | 1/1/05 | 2005 | Not IPO | | HARDY AMIES | Introduction | | United Kingdom | 341 | Household Goods & Textiles | Clothing & Footwear | | | 5.60 | 0.00 | Shore Capital & Corporate Limited |
| AIM | 1/13/05 | 1/1/05 | 2005 | IPO | | TOWER RESOURCES | Placing | | United Kingdom | 45 | Mining | Mining Finance | 1 | | 1.25 | 0.65 | Nabarro Wells & Co. Limited |
| AIM | 1/12/05 | 1/1/05 | 2005 | IPO | | DROMANA ESTATE | Placing | | Australia | 416 | Beverages | Beverages - Distillers & Vintners | 11 | | 2.96 | 0.60 | Grant Thornton UK LLP |
| AIM | 1/7/05 | 1/1/05 | 2005 | Not IPO | | MEDOIL | Introduction | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 4.32 | 0.00 | Beaumont Cornish Limited |
| UK Main Market | 1/7/05 | 1/1/05 | 2005 | IPO | | UNICORN AIM VCT 2 | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 2.01 | 2.01 |
| AIM | 1/6/05 | 1/1/05 | 2005 | IPO | | ZETAR | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 100 | | 0.78 | 0.75 | Altium Capital Limited |
| AIM | 1/4/05 | 1/1/05 | 2005 | Not IPO | | BULGARIAN PROPERTY DEVELOPMENTS | Introduction | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 5.97 | 0.00 | Matrix Corporate Capital Limited |
| AIM | 12/31/04 | 12/1/04 | 2004 | Not IPO | | LATHAM(JAMES) | Introduction from Main Market | Main Market to AIM | United Kingdom | 131 | Construction & Building Materials | Builders Merchants | | | 33.87 | 0.00 | Rowan Dartington & Co Limited |
| AIM | 12/31/04 | 12/1/04 | 2004 | Not IPO | | SERVISION | Introduction | | United Kingdom | 588 | Support Services | Security & Alarm Services | | | 15.17 | 0.00 | Numerica Capital Markets Limited |
| AIM | 12/31/04 | 12/1/04 | 2004 | Not IPO | | MERCURY GROUP PLC | Introduction Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | | | 6.21 | 0.00 | Seymour Pierce Limited |
| AIM | 12/31/04 | 12/1/04 | 2004 | IPO | | INTERBULK INVESTMENTS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 1.70 | 0.80 | City Financial Associates Limited |
| AIM | 12/31/04 | 12/1/04 | 2004 | IPO | | SPACEANDPEOPLE | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 50 | | 5.70 | 0.30 | ARM Corporate Finance Limited |
| AIM | 12/30/04 | 12/1/04 | 2004 | IPO | | RHEOCHEM | Placing | | United Kingdom | 75 | Oil & Gas | Oil - Services | 16 | | 14.41 | 4.70 | William de Broe Plc |
| AIM | 12/30/04 | 12/1/04 | 2004 | Not IPO | | CREATIVE EDUCATION CORP | Placing Re-admission | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 5 | | 15.17 | 5.00 | Corporate Synergy plc |
| UK Main Market | 12/24/04 | 12/1/04 | 2004 | IPO | | FORESIGHT 2 VCT | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 1.53 | 1.53 |
| AIM | 12/24/04 | 12/1/04 | 2004 | IPO | | IMMUNODIAGNOSTIC SYSTEMS HLDGS | Placing | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 51 | | 6.75 | 1.77 | Teather & Greenwood Limited |
| AIM | 12/23/04 | 12/1/04 | 2004 | IPO | | 121MEDIA INC | Placing | | USA | 545 | Media & Entertainment | Media Agencies | 245 | | 17.40 | 2.19 | John East & Partners Limited |
| AIM | 12/23/04 | 12/1/04 | 2004 | IPO | | ANKER | Placing | | United Kingdom | 932 | Information Technology Hardware | Computer Hardware | 150 | | 62.38 | 31.50 | Colins Stewart Europe Limited |
| AIM | 12/23/04 | 12/1/04 | 2004 | IPO | | MAGHREB MINERALS | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 15 | | 7.38 | 2.56 | Westhouse Securities LLP |
| AIM | 12/23/04 | 12/1/04 | 2004 | IPO | | JARVIS SECURITIES | Placing & Offer for Subscription | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 82.5 | | 9.47 | 1.50 | Corporate Synergy plc |
| AIM | 12/21/04 | 12/1/04 | 2004 | IPO | | EGDON RESOURCES | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 30 | | 15.48 | 5.00 | Seymour Pierce Limited |
| AIM | 12/21/04 | 12/1/04 | 2004 | IPO | | GAMING VC HLDGS S.A. | Placing | | Luxembourg | 532 | Leisure & Hotels | Gambling | 420 | | 130.77 | 81.00 | Colins Stewart Europe Limited |
| AIM | 12/21/04 | 12/1/04 | 2004 | IPO | | QUESTAIR TECHNOLOGIES INC | Placing | | Canada | 264 | Engineering & Machinery | Engineering - Contractors | 74.5 | | 27.76 | 6.41 | Canaccord Adams Limited |
| AIM | 12/21/04 | 12/1/04 | 2004 | Not IPO | | HYDRODEC GROUP PLC | Placing Re-admission | | United Kingdom | 78 | Oil & Gas | Oil - Integrated | 11.5 | | 18.00 | 1.04 | Durlacher Limited |
| AIM | 12/21/04 | 12/1/04 | 2004 | Not IPO | | YOOMEDIA | Placing Re-admission | | United Kingdom | 543 | Media & Entertainment | Subscription Entertainment Networks | 15 | | 67.50 | 25.00 | Evolution Securities Limited |
| UK Main Market | 12/20/04 | 12/1/04 | 2004 | Not IPO | | PD PORTS | Introduction from AIM | AIM to Main Market | United Kingdom | 597 | Transport | Shipping & Ports | | | 167.56 | 0.00 |
| AIM | 12/20/04 | 12/1/04 | 2004 | IPO | | MAINTEL HLDGS | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 98 | | 13.25 | 4.66 | KBC Peel Hunt Limited |
| AIM | 12/20/04 | 12/1/04 | 2004 | IPO | | PHYSIOMICS | Placing | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 2 | | 4.60 | 0.75 | Grant Thornton UK LLP |
| AIM | 12/20/04 | 12/1/04 | 2004 | IPO | | PURE WAFER | Placing | | United Kingdom | 936 | Information Technology Hardware | Semiconductors | 145 | | 38.42 | 7.00 | Numis Securities Limited |
| UK Main Market | 12/17/04 | 12/1/04 | 2004 | Not IPO | | CENTAUR HOLDINGS | Introduction | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | | | 150.21 | 0.00 |
| AIM | 12/17/04 | 12/1/04 | 2004 | IPO | | ASCRIBE | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 18 | | 18.62 | 5.50 | Seymour Pierce Limited |
| AIM | 12/17/04 | 12/1/04 | 2004 | IPO | | INTELLEGO HLDGS | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 4.25 | | 1.50 | 0.65 | Beaumont Cornish Limited |
| AIM | 12/16/04 | 12/1/04 | 2004 | IPO | | LENNOX HLDGS | Placing | | United Kingdom | 435 | Food Producers & Processors | Food Processors | 45 | | 10.89 | 4.00 | ARM Corporate Finance Limited |
| AIM | 12/16/04 | 12/1/04 | 2004 | IPO | | SANDERSON GROUP | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 50 | | 20.22 | 13.86 | Arden Partners Limited |
| International Main Market | 12/15/04 | 12/1/04 | 2004 | IPO | | AIR CHINA | International Offering | | China | 591 | Transport | Airlines & Airports | 3.1 | | 592.51 | 592.51 |
| AIM | 12/15/04 | 12/1/04 | 2004 | Not IPO | | MILLBROOK SCIENTIFIC INSTRUMENTS | Introduction | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 4.15 | 0.00 | Seymour Pierce Limited |
| AIM | 12/15/04 | 12/1/04 | 2004 | Not IPO | | URUGUAY MINERAL EXPLORATION | Introduction | | Canada | 43 | Mining | Gold Mining | | | 94.09 | 0.00 | Durlacher Limited |
| AIM | 12/15/04 | 12/1/04 | 2004 | IPO | | CLUFF GOLD | Placing | | United Kingdom | 43 | Mining | Gold Mining | 55 | | 11.48 | 6.50 | Numis Securities Limited |
| AIM | 12/15/04 | 12/1/04 | 2004 | IPO | | RAVEN CAPITAL INC | Placing | | Cayman Islands | 879 | Speciality & Other Finance | Other Financial | 5 | | 1.55 | 0.40 | Strand Partners Limited |
| AIM | 12/15/04 | 12/1/04 | 2004 | Not IPO | | AUGEAN | Placing Re-admission | | United Kingdom | 584 | Support Services | Environmental Control | 180 | | 117.88 | 86.14 | Numis Securities Limited |
| UK Main Market | 12/14/04 | 12/1/04 | 2004 | IPO | | ARTEMIS AIM VCT 2 | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 10.97 | 10.97 |
| UK Main Market | 12/14/04 | 12/1/04 | 2004 | IPO | | ARMORGROUP INTERNATIONAL | Placing | | United Kingdom | 588 | Support Services | Security & Alarm Services | 125 | | 65.07 | 30.73 |
| AIM | 12/14/04 | 12/1/04 | 2004 | IPO | | DAT GROUP | Placing | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 130 | | 24.20 | 8.00 | Durlacher Limited |
| AIM | 12/10/04 | 12/1/04 | 2004 | IPO | | AEC EDUCATION | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 41 | | 6.12 | 0.75 | Hichens Harrison and Co |
| AIM | 12/10/04 | 12/1/04 | 2004 | IPO | | LEPTIS MAGNA | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 40 | | 3.00 | 1.00 | W H Ireland Limited |
| AIM | 12/10/04 | 12/1/04 | 2004 | IPO | | MAGNA INVESTMENTS | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 3 | | 0.62 | 0.05 | Beaumont Cornish Limited |
| AIM | 12/9/04 | 12/1/04 | 2004 | IPO | | EQUATOR EXPLORATION | Placing | | British Virgin Islands | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 100 | | 113.40 | 60.00 | Nabarro Wells & Co. Limited |
| AIM | 12/9/04 | 12/1/04 | 2004 | IPO | | FALKLAND GOLD & MINERALS | Placing | | Falkland Islands | 48 | Mining | Other Mineral Extractors & Mines | 40 | | 31.30 | 10.00 | W H Ireland Limited |
| AIM | 12/9/04 | 12/1/04 | 2004 | IPO | | INTERACTIVE PROSPECT TARGETING HLDG | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 68 | | 22.57 | 4.51 | Canaccord Adams Limited |
| AIM | 12/8/04 | 12/1/04 | 2004 | IPO | | STAFFLINE RECRUITMENT GROUP | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 80 | | 16.66 | 7.35 | Oriel Securities Limited |
| AIM | 12/7/04 | 12/1/04 | 2004 | Not IPO | | ISLAND OIL & GAS | Introduction | | Republic of Ireland | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 22.10 | 0.00 | Davy |
| AIM | 12/7/04 | 12/1/04 | 2004 | IPO | | BOWLEVEN | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 363 | | 76.62 | 17.21 | Noble & Company Limited |
| AIM | 12/7/04 | 12/1/04 | 2004 | IPO | | DUNN-LINE | Placing | | United Kingdom | 596 | Transport | Rail, Road & Freight | 3 | | 6.24 | 2.10 | City Financial Associates Limited |
| AIM | 12/7/04 | 12/1/04 | 2004 | IPO | | GOALS SOCCER CENTRES | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 62 | | 25.97 | 21.79 | KBC Peel Hunt Limited |
| AIM | 12/7/04 | 12/1/04 | 2004 | Not IPO | | GREENFIELD CONSTRUCTION GROUP | Placing Re-admission | | United Kingdom | 134 | Construction & Building Materials | House Building | 9 | | 2.85 | 0.70 | W H Ireland Limited |
| AIM | 12/6/04 | 12/1/04 | 2004 | IPO | | GATEKEEPER SYSTEMS INC | Placing | | USA | 588 | Support Services | Security & Alarm Services | 48 | | 21.17 | 8.11 | Seymour Pierce Limited |
| AIM | 12/6/04 | 12/1/04 | 2004 | IPO | | INDIA OUTSOURCING SERVICES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 0.75 | 0.50 | Durlacher Limited |
| UK Main Market | 12/6/04 | 12/1/04 | 2004 | IPO | | RAYMARINE | Placing | | United Kingdom | 347 | Household Goods & Textiles | Leisure Equipment | 152 | | 125.47 | 79.20 |
| UK Main Market | 12/3/04 | 12/1/04 | 2004 | IPO | | ELECTRA KINGSWAY VCT 2 | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 3.13 | 3.13 |
| AIM | 12/3/04 | 12/1/04 | 2004 | IPO | | ANDOR TECHNOLOGY | Placing | | United Kingdom | 546 | Media & Entertainment | Photography | 90 | | 21.97 | 7.23 | Bridgewell Limited |
| AIM | 12/3/04 | 12/1/04 | 2004 | IPO | | BERKELEY SCOTT GROUP | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 71 | | 6.05 | 3.03 | Evolution Securities Limited |
| AIM | 12/3/04 | 12/1/04 | 2004 | IPO | | HEALTHSTAR GROUP | Placing | | United Kingdom | 449 | Health | Other Health Care | 50 | | 2.25 | 2.25 | Marshall Securities Limited |
| AIM | 12/3/04 | 12/1/04 | 2004 | IPO | | PREMIER RESEARCH GROUP | Placing | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 40 | | 16.00 | 8.00 | Evolution Securities Limited |
| AIM | 12/2/04 | 12/1/04 | 2004 | Not IPO | | BALLARAT GOLDFIELDS NL | Introduction | | Australia | 43 | Mining | Gold Mining | | | 63.55 | 0.00 | RFC Corporate Finance Limited |
| UK Main Market | 12/2/04 | 12/1/04 | 2004 | IPO | | FRAMLINGTON AIM VCT | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 6.86 | 6.86 |
| AIM | 12/2/04 | 12/1/04 | 2004 | IPO | | ADULIS RESOURCES INC | Placing | | Canada | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 125 | | 79.84 | 22.73 | Canaccord Adams Limited |
| AIM | 12/2/04 | 12/1/04 | 2004 | IPO | | GROVE ENERGY | Placing | | Canada | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 21 | | 23.12 | 10.00 | Canaccord Adams Limited |
| AIM | 12/2/04 | 12/1/04 | 2004 | IPO | | KRYSO RESOURCES | Placing | | United Kingdom | 43 | Mining | Gold Mining | 10 | | 5.60 | 2.60 | Ruegg & Co Limited |
| International Main Market | 12/1/04 | 12/1/04 | 2004 | Not IPO | | INION OY | Introduction | | Finland | 446 | Health | Medical Equipment & Supplies | | | 72.47 | 0.00 |
| AIM | 12/1/04 | 12/1/04 | 2004 | IPO | | GLEN GROUP | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 3 | | 1.50 | 0.75 | Seymour Pierce Limited |
| AIM | 11/30/04 | 11/1/04 | 2004 | IPO | | INCAT INTERNATIONAL | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 128 | | 31.07 | 13.25 | Investec Bank (UK) Limited |
| AIM | 11/30/04 | 11/1/04 | 2004 | IPO | | MICROEMISSIVE DISPLAYS GROUP | Placing | | United Kingdom | 252 | Electronic & Electrical Equipment | Electrical Equipment | 150 | | 11.14 | 1.14 | Bell Lawrie & Co |
| AIM | 11/30/04 | 11/1/04 | 2004 | Not IPO | | EUROPEAN GOLDFIELDS | Placing Re-admission | | Canada | 43 | Mining | Gold Mining | 135 | | 149.84 | 40.00 | Canaccord Adams Limited |
| AIM | 11/29/04 | 11/1/04 | 2004 | IPO | | GLOBAL GAMING TECHNOLOGIES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 4 | | 1.68 | 0.68 | Canaccord Adams Limited |
| UK Main Market | 11/29/04 | 11/1/04 | 2004 | IPO | | DEXION TRADING | Placing & Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 83.00 | 83.00 |
| AIM | 11/26/04 | 11/1/04 | 2004 | Not IPO | | NETSTORE | Introduction from Main Market | Main Market to AIM | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 32.15 | 0.00 | Evolution Securities Limited |
| AIM | 11/26/04 | 11/1/04 | 2004 | IPO | | CORNWELL MANAGEMENT CONSULTANTS | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 121 | | 20.12 | 6.00 | Arbuthnot Securities Limited |
| International Main Market | 11/25/04 | 11/1/04 | 2004 | IPO | | AMTEK AUTO | International Offering | | India | 313 | Automobiles | Auto Parts | 7.328 | | 32.83 | 32.83 |
| AIM | 11/25/04 | 11/1/04 | 2004 | IPO | | CERES POWER HLDGS | Placing | | United Kingdom | 252 | Electronic & Electrical Equipment | Electrical Equipment | 120 | | 66.12 | 21.56 | Numis Securities Limited |
| AIM | 11/25/04 | 11/1/04 | 2004 | IPO | | CREON CORP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 50 | | 3.06 | 1.00 | Noble & Company Limited |
| AIM | 11/25/04 | 11/1/04 | 2004 | Not IPO | | HEMSCOTT | Placing Re-admission | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 43.25 | | 24.98 | 3.96 | KBC Peel Hunt Limited |
| International Main Market | 11/24/04 | 11/1/04 | 2004 | IPO | | LECICO EGYPT S.A.E. | International Offering | | Egypt | 132 | Construction & Building Materials | Building & Construction Materials | 16.03 | | 77.16 | 77.16 |
| AIM | 11/24/04 | 11/1/04 | 2004 | IPO | | MAXIMA HLDGS | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 110 | | 12.85 | 4.88 | Seymour Pierce Limited |
| AIM | 11/23/04 | 11/1/04 | 2004 | IPO | | SOVGEM | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 50 | | 11.41 | 3.16 | Teather & Greenwood Limited |
| AIM | 11/23/04 | 11/1/04 | 2004 | IPO | | VAN DIEMAN MINES | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 30 | | 21.50 | 3.32 | Grant Thornton UK LLP |
| UK Main Market | 11/22/04 | 11/1/04 | 2004 | Not IPO | | ADC ZEROS 2005 | Introduction | | United Kingdom | 8771 | General Financial | Asset Managers | | | 0.00 | 0.00 |
| AIM | 11/22/04 | 11/1/04 | 2004 | IPO | | IDMOS | Placing | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 135 | | 19.94 | 5.06 | Altium Capital Limited |
| AIM | 11/16/04 | 11/1/04 | 2004 | Not IPO | | ABBEY | Introduction from Main Market | Main Market to AIM | Republic of Ireland | 137 | Construction & Building Materials | Other Construction | | | 188.62 | 0.00 | Davy |
| UK Main Market | 11/16/04 | 11/1/04 | 2004 | IPO | | PHOENIX IT GROUP | International Offering | | United Kingdom | 972 | Software & Computer Services | Computer Services | 235 | | 132.24 | 95.93 |
| AIM | 11/16/04 | 11/1/04 | 2004 | Not IPO | | ALL IPO PLC | Placing Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 5.83 | 1.50 | Grant Thornton UK LLP |
| AIM | 11/16/04 | 11/1/04 | 2004 | Not IPO | | CHACO RESOURCES PLC | Placing Re-admission | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 2.05 | | 7.99 | 0.75 | Daniel Stewart & Company plc |
| AIM | 11/15/04 | 11/1/04 | 2004 | IPO | | CAREFORCE GROUP | Placing | | United Kingdom | 449 | Health | Other Health Care | 106 | | 14.50 | 7.73 | Arbuthnot Securities Limited |
| AIM | 11/15/04 | 11/1/04 | 2004 | Not IPO | | URBAN DINING | Placing Re-admission | | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | 60 | | 34.54 | 28.45 | KBC Peel Hunt Limited |
| AIM | 11/12/04 | 11/1/04 | 2004 | IPO | | AFRICAN COPPER | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 76 | | 35.01 | 15.00 | Numis Securities Limited |
| AIM | 11/12/04 | 11/1/04 | 2004 | IPO | | CLEARSTREAM TECHNOLOGIES GROUP | Placing | | Republic of Ireland | 446 | Health | Medical Equipment & Supplies | 79 | | 12.91 | 4.90 | Rowan Dartington & Co Limited |
| AIM | 11/11/04 | 11/1/04 | 2004 | IPO | | EUROPA OIL & GAS(HLDGS) | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 25 | | 15.60 | 5.00 | Westhouse Securities LLP |
| AIM | 11/11/04 | 11/1/04 | 2004 | IPO | | LODORE RESOURCES INC | Placing | | Cayman Islands | 879 | Speciality & Other Finance | Other Financial | 5 | | 6.42 | 1.40 | Strand Partners Limited |
| AIM | 11/10/04 | 11/1/04 | 2004 | IPO | | ASCENT RESOURCES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 1.00 | 0.50 | Nabarro Wells & Co. Limited |
| AIM | 11/10/04 | 11/1/04 | 2004 | IPO | | INTERNATIONAL MEDICAL DEVICES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 0.80 | 0.30 | Rowan Dartington & Co Limited |
| AIM | 11/9/04 | 11/1/04 | 2004 | Not IPO | | EMERGING UK INVESTMENTS | Introduction | | United Kingdom | 850 | Investment Companies | Investment Companies | | | 1.46 | 0.00 | Beaumont Cornish Limited |
| AIM | 11/9/04 | 11/1/04 | 2004 | IPO | | CELLO GROUP | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 100 | | 26.21 | 15.00 | Durlacher Limited |
| UK Main Market | 11/8/04 | 11/1/04 | 2004 | Not IPO | | ENTERPRISE | Introduction | | United Kingdom | 581 | Support Services | Business Support Services | | | 239.00 | 0.00 |
| AIM | 11/5/04 | 11/1/04 | 2004 | IPO | | MAVINWOOD | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 2.39 | 2.14 | Seymour Pierce Limited |
| AIM | 11/4/04 | 11/1/04 | 2004 | IPO | | CASPIAN HLDGS | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 23 | | 18.90 | 4.04 | Grant Thornton UK LLP |
| AIM | 11/4/04 | 11/1/04 | 2004 | IPO | | SUBSEA RESOURCES | Placing | | United Kingdom | 597 | Transport | Shipping & Ports | 20 | | 22.75 | 11.00 | Canaccord Adams Limited |
| UK Main Market | 11/3/04 | 11/1/04 | 2004 | IPO | | JESSOPS | International Offering | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 155 | | 159.40 | 119.76 |
| AIM | 11/3/04 | 11/1/04 | 2004 | IPO | | EMPRESARIA GROUP | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 65 | | 12.96 | 3.06 | Robert W. Baird Limited |
| AIM | 11/3/04 | 11/1/04 | 2004 | IPO | | PRINCIPLE CAPITAL HLDGS S.A. | Placing | | Luxembourg | 850 | Investment Companies | Investment Companies | 200 | | 18.00 | 12.50 | Numis Securities Limited |
| UK Main Market | 11/1/04 | 11/1/04 | 2004 | Not IPO | | DX SERVICES | Introduction | | United Kingdom | 582 | Support Services | Delivery Services | | | 249.75 | 0.00 |
| UK Main Market | 11/1/04 | 11/1/04 | 2004 | IPO | | DEFINED CAPITAL RETURN FUND | Placing & Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 28.00 | 28.00 |
| UK Main Market | 11/1/04 | 11/1/04 | 2004 | IPO | | JUPITER SECOND ENHANCED INCOME TST | Placing & Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 40 | | 22.12 | 55.29 |
| UK Main Market | 11/1/04 | 11/1/04 | 2004 | IPO | | JUPITER SECOND SPLIT TRUST | Placing & Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 40 | | 37.54 | 93.86 |
| UK Main Market | 10/29/04 | 10/1/04 | 2004 | IPO | | KEYDATA AIM VCT | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 1.50 | 1.50 |
| AIM | 10/29/04 | 10/1/04 | 2004 | IPO | | BLUE STAR CAPITAL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 10.55 | 5.55 | Durlacher Limited |
| AIM | 10/29/04 | 10/1/04 | 2004 | IPO | | CLERKENWELL VENTURES | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 7 | | 4.82 | 3.90 | Seymour Pierce Limited |
| AIM | 10/29/04 | 10/1/04 | 2004 | IPO | | D1 OILS | Placing | | United Kingdom | 118 | Chemicals | Chemicals - Speciality | 160 | | 34.39 | 13.00 | Brewin Dolphin Securities Limited |
| AIM | 10/29/04 | 10/1/04 | 2004 | IPO | | ISIS MEDICAL TECHNOLOGY | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 1.01 | 0.21 | Noble & Company Limited |
| UK Main Market | 10/26/04 | 10/1/04 | 2004 | Not IPO | | BERKELEY GROUP HLDGS | Introduction Re-admission | | United Kingdom | 134 | Construction & Building Materials | House Building | | | 1420.39 | 0.00 |
| AIM | 10/26/04 | 10/1/04 | 2004 | IPO | | SYNAIRGEN | Placing | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 130 | | 28.20 | 10.52 | Robert W. Baird Limited |
| AIM | 10/25/04 | 10/1/04 | 2004 | IPO | | ADDLEISURE | Placing | | United Kingdom | 347 | Household Goods & Textiles | Leisure Equipment | 5 | | 5.35 | 1.50 | Seymour Pierce Limited |
| AIM | 10/25/04 | 10/1/04 | 2004 | IPO | | HILL STATION | Placing | | United Kingdom | 435 | Food Producers & Processors | Food Processors | 8 | | 4.74 | 1.40 | Daniel Stewart & Company plc |
| AIM | 10/22/04 | 10/1/04 | 2004 | Not IPO | | METALS EXPLORATION | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 0.96 | 0.00 | Beaumont Cornish Limited |
| UK Main Market | 10/22/04 | 10/1/04 | 2004 | Not IPO | | ERINACEOUS GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 581 | Support Services | Business Support Services | | | 122.47 | 0.00 |
| International Main Market | 10/21/04 | 10/1/04 | 2004 | IPO | | EFES BREWERIES INTERNATIONAL NV | International Offering | | Netherlands | 415 | Beverages | Beverages - Brewers | 23.25 | | 107.96 | 75.37 |
| AIM | 10/21/04 | 10/1/04 | 2004 | Not IPO | | MUSIC COPYRIGHT SOLUTIONS | Introduction | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | | | 5.53 | 0.00 | Daniel Stewart & Company plc |
| AIM | 10/21/04 | 10/1/04 | 2004 | IPO | | JELF GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 81 | | 10.83 | 2.50 | Daniel Stewart & Company plc |
| AIM | 10/20/04 | 10/1/04 | 2004 | IPO | | SMARTFOCUS GROUP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 9 | | 6.63 | 1.63 | Arbuthnot Securities Limited |
| AIM | 10/18/04 | 10/1/04 | 2004 | Not IPO | | CIRCLE OIL | Introduction | | Republic of Ireland | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 24.10 | 0.00 | Corporate Synergy plc |
| AIM | 10/18/04 | 10/1/04 | 2004 | Not IPO | | DANIEL STEWART SECURITIES | Introduction | | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | | | 15.75 | 0.00 | Corporate Synergy plc |
| AIM | 10/18/04 | 10/1/04 | 2004 | Not IPO | | ESERVGLOBAL | Introduction | | Australia | 977 | Software & Computer Services | Software | | | 26.93 | 0.00 | Numis Securities Limited |
| UK Main Market | 10/15/04 | 10/1/04 | 2004 | IPO | | CHAMELEON TRUST | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 10.71 | 10.71 |
| AIM | 10/14/04 | 10/1/04 | 2004 | Not IPO | | AVINGTRANS | Introduction Re-admission | | United Kingdom | 446 | Health | Medical Equipment & Supplies | | | 8.63 | 0.00 | Bridgewell Limited |
| AIM | 10/14/04 | 10/1/04 | 2004 | IPO | | DELLING GROUP | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 14 | | 8.19 | 2.21 | Nabarro Wells & Co. Limited |
| AIM | 10/14/04 | 10/1/04 | 2004 | IPO | | FALKLAND OIL & GAS | Placing | | Falkland Islands | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 40 | | 32.00 | 12.00 | KBC Peel Hunt Limited |
| AIM | 10/14/04 | 10/1/04 | 2004 | IPO | | VASTOX | Placing | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 135 | | 42.27 | 15.00 | KBC Peel Hunt Limited |
| AIM | 10/13/04 | 10/1/04 | 2004 | IPO | | ORCA INTERACTIVE | Placing | | Israel | 977 | Software & Computer Services | Software | 99 | | 34.93 | 14.00 | Altium Capital Limited |
| AIM | 10/12/04 | 10/1/04 | 2004 | IPO | | ISLAMIC BANK OF BRITAIN | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 104.75 | 40.00 | Grant Thornton UK LLP |
| AIM | 10/12/04 | 10/1/04 | 2004 | IPO | | XL TECHGROUP INC | Placing | | USA | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 150 | | 72.62 | 23.00 | Altium Capital Limited |
| UK Main Market | 10/11/04 | 10/1/04 | 2004 | Not IPO | | F&C ASSET MANAGEMENT | Introduction Re-admission | | United Kingdom | 871 | Speciality & Other Finance | Asset Managers | | | 1107.87 | 0.00 |
| AIM | 10/11/04 | 10/1/04 | 2004 | IPO | | ALLERGY THERAPEUTICS | Placing | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 73 | | 32.19 | 16.00 | KBC Peel Hunt Limited |
| AIM | 10/11/04 | 10/1/04 | 2004 | IPO | | SAREUM HLDGS | Placing | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 2 | | 6.96 | 2.00 | Grant Thornton UK LLP |
| AIM | 10/8/04 | 10/1/04 | 2004 | Not IPO | | MERCATOR GOLD | Introduction | | United Kingdom | 43 | Mining | Gold Mining | | | 4.70 | 0.00 | Beaumont Cornish Limited |
| UK Main Market | 10/8/04 | 10/1/04 | 2004 | IPO | | MATRIX INCOME & GROWTH VCT | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 2.77 | 2.77 |
| AIM | 10/8/04 | 10/1/04 | 2004 | IPO | | PEARL STREET HLDGS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 0.70 | 0.25 | Beaumont Cornish Limited |
| AIM | 10/8/04 | 10/1/04 | 2004 | Not IPO | | MEDIA SQUARE | Placing Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 17.5 | | 33.43 | 6.30 | Colins Stewart Europe Limited |
| UK Main Market | 10/7/04 | 10/1/04 | 2004 | IPO | | CLOSE INCOME & GROWTH VCT | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 3.22 | 3.22 |
| UK Main Market | 10/7/04 | 10/1/04 | 2004 | IPO | | LANGLEY PARK INVESTMENT TRUST | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 74.58 | 74.58 |
| AIM | 10/7/04 | 10/1/04 | 2004 | IPO | | WESTERN CANADIAN COAL CORP | Placing | | Canada | 48 | Mining | Other Mineral Extractors & Mines | 76.417542198 | | 39.78 | 8.73 | William de Broe Plc |
| AIM | 10/7/04 | 10/1/04 | 2004 | Not IPO | | AIR MUSIC & MEDIA GROUP PLC | Placing Re-admission | | United Kingdom | 347 | Household Goods & Textiles | Leisure Equipment | 8 | | 29.59 | 5.13 | Seymour Pierce Limited |
| AIM | 10/6/04 | 10/1/04 | 2004 | Not IPO | | DM PLC | Introduction Re-admission | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 13.06 | 0.00 | Altium Capital Limited |
| AIM | 10/6/04 | 10/1/04 | 2004 | IPO | | WIN | Placing | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | 202 | | 19.01 | 10.07 | Beaumont Cornish Limited |
| AIM | 10/5/04 | 10/1/04 | 2004 | Not IPO | | MG CAPITAL | Placing Re-admission | | United Kingdom | 873 | Speciality & Other Finance | Consumer Finance | 100 | | 4.80 | 2.53 | Nabarro Wells & Co. Limited |
| AIM | 10/4/04 | 10/1/04 | 2004 | Not IPO | | MILLFIELD GROUP | Introduction Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 43.73 | 0.00 | Colins Stewart Europe Limited |
| AIM | 10/1/04 | 10/1/04 | 2004 | IPO | | BEGBIES TRAYNOR GROUP | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 40 | | 26.05 | 5.38 | Teather & Greenwood Limited |
| AIM | 10/1/04 | 10/1/04 | 2004 | IPO | | CHINA WONDER | Placing | | United Kingdom | 264 | Engineering & Machinery | Engineering - Contractors | 24 | | 2.52 | 0.12 | Rowan Dartington & Co Limited |
| AIM | 9/30/04 | 9/1/04 | 2004 | Not IPO | | PITTARDS | Introduction from Main Market | Main Market to AIM | United Kingdom | 341 | Household Goods & Textiles | Clothing & Footwear | | | 10.03 | 0.00 | Rowan Dartington & Co Limited |
| AIM | 9/30/04 | 9/1/04 | 2004 | Not IPO | | SR PHARMA | Introduction from Main Market | Main Market to AIM | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | | | 6.69 | 0.00 | Grant Thornton UK LLP |
| AIM | 9/30/04 | 9/1/04 | 2004 | Not IPO | | TV LOONLAND AG | Introduction | | Germany | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | | | 8.41 | 0.00 | Seymour Pierce Limited |
| AIM | 9/30/04 | 9/1/04 | 2004 | Not IPO | | SEVEN ARTS PICTURES PLC | Introduction Re-admission | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | | | 3.49 | 0.00 | Grant Thornton UK LLP |
| AIM | 9/30/04 | 9/1/04 | 2004 | IPO | | BDI MINING CORP | Placing | | Canada | 48 | Mining | Other Mineral Extractors & Mines | 14 | | 8.84 | 1.54 | Ruegg & Co Limited |
| AIM | 9/30/04 | 9/1/04 | 2004 | IPO | | LOMBARD RISK MANAGEMENT | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 8 | | 8.29 | 1.25 | Noble & Company Limited |
| AIM | 9/29/04 | 9/1/04 | 2004 | Not IPO | | EUROPEAN MINERALS CORPORATION | Introduction | | Canada | 48 | Mining | Other Mineral Extractors & Mines | | | 20.56 | 0.00 | Canaccord Adams Limited |
| UK Main Market | 9/28/04 | 9/1/04 | 2004 | IPO | | ADMIRAL GROUP | International Offering | | United Kingdom | 833 | Insurance | Insurance Brokers | 275 | | 711.14 | 266.00 |
| AIM | 9/28/04 | 9/1/04 | 2004 | IPO | | TELEPHONE MAINTENANCE GROUP | Placing | | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 3.5 | | 2.64 | 1.03 | City Financial Associates Limited |
| UK Main Market | 9/28/04 | 9/1/04 | 2004 | IPO | | INVESCO UK PROPERTY INCOME TRUST | Placing & Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 97.50 | 97.50 |
| UK Main Market | 9/24/04 | 9/1/04 | 2004 | IPO | | PAYPOINT | Placing | | United Kingdom | 587 | Support Services | Transaction and Payroll services | 192 | | 129.53 | 30.13 |
| AIM | 9/24/04 | 9/1/04 | 2004 | IPO | | TOWER | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 0.55 | 0.25 | Beaumont Cornish Limited |
| AIM | 9/21/04 | 9/1/04 | 2004 | IPO | | CASPIAN ENERGY INC | Placing | | Canada | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 82 | | 67.28 | 16.58 | Canaccord Adams Limited |
| UK Main Market | 9/20/04 | 9/1/04 | 2004 | IPO | | MERRILL LYNCH GREATER EUROPE IT | Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 164.84 | 164.84 |
| AIM | 9/17/04 | 9/1/04 | 2004 | IPO | | CRUCIAL PLAN | Placing | | United Kingdom | 536 | Leisure & Hotels | Hotels | 24 | | 6.60 | 0.30 | W H Ireland Limited |
| AIM | 9/15/04 | 9/1/04 | 2004 | Not IPO | | EP&F CAPITAL PLC | Introduction Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 1.88 | 0.00 | Seymour Pierce Limited |
| AIM | 9/15/04 | 9/1/04 | 2004 | Not IPO | | ZYZYGY | Introduction Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 2.64 | 0.00 | Grant Thornton UK LLP |
| AIM | 9/14/04 | 9/1/04 | 2004 | IPO | | TRANSVISION RESOURCES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 1.04 | 0.24 | Noble & Company Limited |
| AIM | 9/14/04 | 9/1/04 | 2004 | Not IPO | | PAN AFRICAN RESOURCES PLC | Placing Re-admission | | United Kingdom | 43 | Mining | Gold Mining | 2.5 | | 8.80 | 1.50 | Grant Thornton UK LLP |
| AIM | 9/13/04 | 9/1/04 | 2004 | Not IPO | | RED SQUARED | Introduction | | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 3.73 | 0.00 | Daniel Stewart & Company plc |
| AIM | 9/13/04 | 9/1/04 | 2004 | Not IPO | | SUPPORTA | Placing Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | 38 | | 15.62 | 6.25 | Arbuthnot Securities Limited |
| AIM | 9/10/04 | 9/1/04 | 2004 | IPO | | AUGEAN | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 125 | | 2.00 | 2.00 | Numerica Capital Markets Limited |
| AIM | 9/10/04 | 9/1/04 | 2004 | IPO | | SMART TELECOM | Placing | | Republic of Ireland | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 15 | | 27.74 | 10.00 | Seymour Pierce Limited |
| UK Main Market | 9/8/04 | 9/1/04 | 2004 | IPO | | OXFORD TECHNOLOGY 4 VCT | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 98 | | 1.28 | 1.28 |
| AIM | 9/8/04 | 9/1/04 | 2004 | IPO | | GULF KEYSTONE PETROLEUM | Placing | | Bermuda | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 48 | | 121.79 | 60.00 | Evolution Securities Limited |
| AIM | 9/7/04 | 9/1/04 | 2004 | Not IPO | | TINSLEY(ELIZA)GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 266 | Engineering & Machinery | Engineering Fabricators | | | 9.59 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 9/6/04 | 9/1/04 | 2004 | Not IPO | | ROC OIL CO LTD | Introduction | | Australia | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 129.29 | 0.00 | Canaccord Adams Limited |
| AIM | 9/3/04 | 9/1/04 | 2004 | IPO | | ELKEDRA DIAMONDS | Placing | | Australia | 48 | Mining | Other Mineral Extractors & Mines | 10 | | 6.28 | 2.25 | RFC Corporate Finance Limited |
| AIM | 9/3/04 | 9/1/04 | 2004 | IPO | | LEISURE & GAMING | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 0.50 | 0.40 | Corporate Synergy plc |
| AIM | 9/2/04 | 9/1/04 | 2004 | IPO | | FRONTIER MINING | Placing | | USA | 48 | Mining | Other Mineral Extractors & Mines | 15 | | 9.09 | 3.50 | Numis Securities Limited |
| AIM | 9/1/04 | 9/1/04 | 2004 | Not IPO | | CAPITAL MANAGEMENT & INVESTMENT | Introduction Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 29.90 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 8/31/04 | 8/1/04 | 2004 | Not IPO | | CUBUS LUX | Introduction | | United Kingdom | 532 | Leisure & Hotels | Gambling | | | 6.63 | 0.00 | Numerica Capital Markets Limited |
| AIM | 8/31/04 | 8/1/04 | 2004 | Not IPO | | SEASHELL GROUP | Introduction | | Belize (British Hondur | 850 | Investment Companies | Investment Companies | | | 7.50 | 0.00 | WestLB AG |
| AIM | 8/31/04 | 8/1/04 | 2004 | IPO | | BUSINESS DIRECT GROUP | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 50 | | 13.50 | 3.50 | Daniel Stewart & Company plc |
| AIM | 8/31/04 | 8/1/04 | 2004 | IPO | | INTERMODAL RESOURCE | Placing | | United Kingdom | 263 | Engineering & Machinery | Commercial Vehicles & Trucks | 10 | | 4.08 | 0.52 | Strand Partners Limited |
| AIM | 8/27/04 | 8/1/04 | 2004 | Not IPO | | ENTERPRISEASIA | Introduction Re-admission | | United Kingdom | 850 | Investment Companies | Investment Companies | | | 0.81 | 0.00 | Insinger de Beaufort |
| AIM | 8/27/04 | 8/1/04 | 2004 | IPO | | FORMJET | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 7.25 | | 4.72 | 1.20 | Daniel Stewart & Company plc |
| AIM | 8/26/04 | 8/1/04 | 2004 | IPO | | MEDIASURFACE | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 12 | | 9.18 | 2.00 | KBC Peel Hunt Limited |
| AIM | 8/26/04 | 8/1/04 | 2004 | IPO | | RIVER DIAMONDS | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 2.5 | | 6.78 | 1.68 | W H Ireland Limited |
| AIM | 8/26/04 | 8/1/04 | 2004 | IPO | | SPICE HLDGS | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 115 | | 48.45 | 23.42 | KBC Peel Hunt Limited |
| AIM | 8/25/04 | 8/1/04 | 2004 | IPO | | HOMEBUY GROUP | Placing | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 80 | | 16.73 | 3.50 | Noble & Company Limited |
| AIM | 8/25/04 | 8/1/04 | 2004 | IPO | | P&MM GROUP | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 54 | | 13.56 | 3.15 | Grant Thornton UK LLP |
| AIM | 8/25/04 | 8/1/04 | 2004 | IPO | | VERT-ECO GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 4.38 | 3.00 | Durlacher Limited |
| AIM | 8/24/04 | 8/1/04 | 2004 | Not IPO | | SPORTS NETWORK GROUP PLC | Placing Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 5 | | 10.11 | 0.97 | Grant Thornton UK LLP |
| AIM | 8/20/04 | 8/1/04 | 2004 | Not IPO | | FORMINSTER | Introduction from Main Market | Main Market to AIM | United Kingdom | 528 | General Retailers | Retailers - Soft Goods | | | 5.96 | 0.00 | Teather & Greenwood Limited |
| AIM | 8/20/04 | 8/1/04 | 2004 | IPO | | TANZANITE ONE | Placing | | Bermuda | 48 | Mining | Other Mineral Extractors & Mines | 42 | | 29.39 | 5.00 | William de Broe Plc |
| AIM | 8/19/04 | 8/1/04 | 2004 | Not IPO | | COLEFAX GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | | | 16.28 | 0.00 | KBC Peel Hunt Limited |
| AIM | 8/19/04 | 8/1/04 | 2004 | Not IPO | | VIRTUE BROADCASTING | Introduction Re-admission | | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 28.25 | 0.00 | Bell Lawrie & Co |
| AIM | 8/18/04 | 8/1/04 | 2004 | IPO | | RURELEC | Placing | | United Kingdom | 720 | Electricity | Electricity | 40 | | 4.82 | 0.80 | Arbuthnot Securities Limited |
| AIM | 8/18/04 | 8/1/04 | 2004 | Not IPO | | IMAGESOUND | Placing Re-admission | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 20 | | 12.00 | 3.00 | Beeson Gregory Limited |
| AIM | 8/16/04 | 8/1/04 | 2004 | Not IPO | | EQUITY SPECIAL SITUATIONS | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 4.73 | 0.00 | Noble & Company Limited |
| AIM | 8/16/04 | 8/1/04 | 2004 | Not IPO | | IIMIA INVESTMENT GROUP | Introduction | | United Kingdom | 850 | Investment Companies | Investment Companies | | | 14.39 | 0.00 | Arbuthnot Securities Limited |
| AIM | 8/16/04 | 8/1/04 | 2004 | Not IPO | | NICHE GROUP | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 3.80 | 0.00 | John East & Partners Limited |
| AIM | 8/13/04 | 8/1/04 | 2004 | IPO | | WICHFORD | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 150 | | 56.19 | 30.00 | Evolution Securities Limited |
| AIM | 8/12/04 | 8/1/04 | 2004 | Not IPO | | AZURE DYNAMICS CORP | Introduction | | Canada | 252 | Electronic & Electrical Equipment | Electrical Equipment | | | 24.98 | 0.00 | Bridgewell Limited |
| AIM | 8/11/04 | 8/1/04 | 2004 | IPO | | CONIVAL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 0.77 | 0.44 | W H Ireland Limited |
| AIM | 8/11/04 | 8/1/04 | 2004 | IPO | | PRINTING.COM | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 30 | | 12.81 | 1.15 | Brewin Dolphin Securities Limited |
| AIM | 8/9/04 | 8/1/04 | 2004 | Not IPO | | BAILEY(C.H.) | Introduction from Main Market | Main Market to AIM | United Kingdom | 267 | Engineering & Machinery | Engineering - General | | | 8.50 | 0.00 | Arden Partners Limited |
| AIM | 8/6/04 | 8/1/04 | 2004 | Not IPO | | ONDINE BIOPHARMA CORP | Introduction | | Canada | 482 | Pharmaceuticals & Biotechnology | Biotechnology | | | 29.15 | 0.00 | Canaccord Adams Limited |
| AIM | 8/5/04 | 8/1/04 | 2004 | IPO | | EURO CAPITAL PROJECTS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 0.54 | 0.39 | Beaumont Cornish Limited |
| AIM | 8/4/04 | 8/1/04 | 2004 | Not IPO | | CATALYST NEW OPPORTUNITIES | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 57.96 | 0.00 | Beaumont Cornish Limited |
| AIM | 8/4/04 | 8/1/04 | 2004 | Not IPO | | MEDSEA ESTATES GROUP | Introduction | | United Kingdom | 864 | Real Estate | Property Agencies | | | 62.51 | 0.00 | Beaumont Cornish Limited |
| UK Main Market | 8/4/04 | 8/1/04 | 2004 | IPO | | ECLIPSE VCT | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 10.20 | 10.20 |
| AIM | 8/4/04 | 8/1/04 | 2004 | IPO | | GREYSTAR RESOURCES | Placing | | Canada | 48 | Mining | Other Mineral Extractors & Mines | 100 | | 26.91 | 5.12 | Insinger de Beaufort |
| UK Main Market | 8/3/04 | 8/1/04 | 2004 | IPO | | INVESCO PERPETUAL AIM VCT | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 1.29 | 1.29 |
| AIM | 8/2/04 | 8/1/04 | 2004 | Not IPO | | BUSINESS SYSTEMS GRP HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 10.10 | 0.00 | KBC Peel Hunt Limited |
| AIM | 8/2/04 | 8/1/04 | 2004 | IPO | | EVOLUTEC GROUP | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 125 | | 12.75 | 5.70 | Colins Stewart Europe Limited |
| AIM | 7/30/04 | 7/1/04 | 2004 | IPO | | NIPSON DIGITAL PRINTING SYSTEMS | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 70 | | 31.00 | 10.00 | Teather & Greenwood Limited |
| AIM | 7/29/04 | 7/1/04 | 2004 | IPO | | PHOSPHAGENICS | Placing | | Australia | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 5.5 | | 9.84 | 0.35 | William de Broe Plc |
| AIM | 7/29/04 | 7/1/04 | 2004 | Not IPO | | MOTION MEDIA | Placing & Open Offer Re-admission | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 4 | | 24.38 | 5.53 | ARM Corporate Finance Limited |
| AIM | 7/28/04 | 7/1/04 | 2004 | IPO | | FRENKEL TOPPING GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 48 | | 21.89 | 1.91 | W H Ireland Limited |
| AIM | 7/28/04 | 7/1/04 | 2004 | IPO | | NORMAN 95 SPA | Placing | | Italy | 879 | Speciality & Other Finance | Other Financial | 59.6 | | 25.02 | 3.68 | Durlacher Limited |
| AIM | 7/28/04 | 7/1/04 | 2004 | Not IPO | | SPIRITEL | Placing Re-admission | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | 35 | | 46.45 | 0.25 | W H Ireland Limited |
| AIM | 7/27/04 | 7/1/04 | 2004 | IPO | | TEG ENVIRONMENTAL | Placing | | United Kingdom | 264 | Engineering & Machinery | Engineering - Contractors | 50 | | 8.17 | 1.92 | Canaccord Adams Limited |
| AIM | 7/27/04 | 7/1/04 | 2004 | IPO | | VICTORIA OIL & GAS | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 20 | | 11.78 | 9.78 | Beaumont Cornish Limited |
| UK Main Market | 7/26/04 | 7/1/04 | 2004 | IPO | | VIRGIN MOBILE HLDGS(UK) | International Offering | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | 200 | | 500.00 | 137.50 |
| AIM | 7/26/04 | 7/1/04 | 2004 | IPO | | ARDENT GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 16 | | 1.90 | 1.10 | Durlacher Limited |
| AIM | 7/26/04 | 7/1/04 | 2004 | IPO | | COZART | Placing | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 30 | | 26.98 | 6.75 | Piper Jaffray Ltd |
| AIM | 7/26/04 | 7/1/04 | 2004 | IPO | | SMALLBONE | Placing | | United Kingdom | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | 59 | | 10.86 | 3.38 | City Financial Associates Limited |
| AIM | 7/26/04 | 7/1/04 | 2004 | IPO | | ZAMBEZI RESOURCES | Placing | | Bermuda | 48 | Mining | Other Mineral Extractors & Mines | 12 | | 7.60 | 2.50 | Grant Thornton UK LLP |
| AIM | 7/26/04 | 7/1/04 | 2004 | IPO | | ZARI RESOURCES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 1.15 | 0.65 | Nabarro Wells & Co. Limited |
| AIM | 7/26/04 | 7/1/04 | 2004 | IPO | | DISPERSE TECHNOLOGIES GROUP | Placing & Offer for Subscription | | United Kingdom | 477 | Personal Care & Household Products | Personal Products | 18 | | 10.94 | 5.21 | Smith & Williamson Corporate Finance Limited |
| UK Main Market | 7/23/04 | 7/1/04 | 2004 | IPO | | PREMIER FOODS | International Offering | | United Kingdom | 435 | Food Producers & Processors | Food Processors | 215 | | 526.51 | 402.50 |
| UK Main Market | 7/23/04 | 7/1/04 | 2004 | IPO | | E2V TECHNOLOGIES | Placing | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 155 | | 86.67 | 76.42 |
| AIM | 7/21/04 | 7/1/04 | 2004 | IPO | | CLEARSPEED TECHNOLOGY | Placing | | United Kingdom | 936 | Information Technology Hardware | Semiconductors | 96 | | 31.17 | 11.12 | KBC Peel Hunt Limited |
| AIM | 7/21/04 | 7/1/04 | 2004 | IPO | | TRL ELECTRONICS | Placing | | United Kingdom | 216 | Aerospace & Defence | Defence | 130 | | 32.39 | 13.00 | Investec Bank (UK) Limited |
| UK Main Market | 7/20/04 | 7/1/04 | 2004 | Not IPO | | GROUP 4 SECURICOR | Introduction | | United Kingdom | 581 | Support Services | Business Support Services | | | 1473.61 | 0.00 |
| AIM | 7/20/04 | 7/1/04 | 2004 | IPO | | BLUEHEATH HLDGS | Placing | | United Kingdom | 435 | Food Producers & Processors | Food Processors | 121 | | 49.68 | 18.50 | Evolution Securities Limited |
| AIM | 7/20/04 | 7/1/04 | 2004 | IPO | | EUROGOLD | Placing | | Australia | 43 | Mining | Gold Mining | 5 | | 10.21 | 2.40 | RFC Corporate Finance Limited |
| AIM | 7/20/04 | 7/1/04 | 2004 | IPO | | HAMWORTHY | Placing | | United Kingdom | 267 | Engineering & Machinery | Engineering - General | 109 | | 40.33 | 40.33 | Colins Stewart Europe Limited |
| AIM | 7/20/04 | 7/1/04 | 2004 | IPO | | MERIDIAN PETROLEUM | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 30 | | 16.80 | 1.80 | W H Ireland Limited |
| AIM | 7/19/04 | 7/1/04 | 2004 | IPO | | NELSON RESOURCES | Placing | | Bermuda | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 57.25 | | 474.02 | 64.20 | Canaccord Adams Limited |
| UK Main Market | 7/16/04 | 7/1/04 | 2004 | IPO | | INSIGHT FOUNDATION PROPERTY TRUST | Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 260.00 | 260.00 |
| AIM | 7/16/04 | 7/1/04 | 2004 | IPO | | TMT GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 32 | | 1.90 | 1.10 | Corporate Synergy plc |
| AIM | 7/15/04 | 7/1/04 | 2004 | IPO | | BETONSPORTS | Placing | | United Kingdom | 532 | Leisure & Hotels | Gambling | 140 | | 113.61 | 54.64 | Evolution Securities Limited |
| AIM | 7/15/04 | 7/1/04 | 2004 | IPO | | RAGUSA CAPITAL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 54 | | 12.97 | 5.54 | City Financial Associates Limited |
| AIM | 7/15/04 | 7/1/04 | 2004 | IPO | | SILVERMINES MEDIA | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 1.16 | 0.66 | W H Ireland Limited |
| AIM | 7/14/04 | 7/1/04 | 2004 | Not IPO | | GOLD OIL | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 10.03 | 0.00 | Beaumont Cornish Limited |
| AIM | 7/14/04 | 7/1/04 | 2004 | IPO | | HARD ASSETS INC | Placing | | Canada | 879 | Speciality & Other Finance | Other Financial | 5 | | 1.85 | 0.35 | Canaccord Adams Limited |
| AIM | 7/14/04 | 7/1/04 | 2004 | IPO | | LIBERTAS CAPITAL GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 30 | | 10.43 | 2.20 | Grant Thornton UK LLP |
| AIM | 7/14/04 | 7/1/04 | 2004 | IPO | | M&C SAATCHI | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 125 | | 67.76 | 35.08 | Lehman Brothers Europe Limited |
| AIM | 7/14/04 | 7/1/04 | 2004 | IPO | | NCC GROUP | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 170 | | 55.43 | 38.20 | Dresdner Kleinwort Wasserstein |
| AIM | 7/14/04 | 7/1/04 | 2004 | IPO | | PLAYGOLF(HLGS) | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 16.666 | | 8.00 | 2.50 | Daniel Stewart & Company plc |
| AIM | 7/14/04 | 7/1/04 | 2004 | IPO | | PLUSNET | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 90 | | 25.11 | 12.52 | Robert W. Baird Limited |
| AIM | 7/12/04 | 7/1/04 | 2004 | Not IPO | | STRATEGIC GLOBAL INVESTMENTS | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 0.32 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 7/12/04 | 7/1/04 | 2004 | IPO | | HOTEL CORP(THE) | Placing | | United Kingdom | 536 | Leisure & Hotels | Hotels | 100 | | 22.00 | 22.00 | Shore Capital & Corporate Limited |
| AIM | 7/12/04 | 7/1/04 | 2004 | IPO | | PD PORTS | Placing | | United Kingdom | 597 | Transport | Shipping & Ports | 100 | | 225.00 | 158.53 | Colins Stewart Europe Limited |
| AIM | 7/9/04 | 7/1/04 | 2004 | IPO | | AVANTI SCREENMEDIA GROUP | Placing | | United Kingdom | 543 | Media & Entertainment | Subscription Entertainment Networks | 130 | | 12.89 | 3.00 | Seymour Pierce Limited |
| UK Main Market | 7/8/04 | 7/1/04 | 2004 | Not IPO | | MARSHALLS | Introduction Re-admission | | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | | | 383.22 | 0.00 |
| AIM | 7/8/04 | 7/1/04 | 2004 | IPO | | MONKLEIGH | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 0.73 | 0.43 | Corporate Synergy plc |
| UK Main Market | 7/8/04 | 7/1/04 | 2004 | IPO | | RUFFER INVESTMENT CO | Placing | | United Kingdom | 8771 | General Financial | Asset Managers | 100 | | 0.00 | 50.00 |
| AIM | 7/6/04 | 7/1/04 | 2004 | IPO | | PFI INFRASTRUCTURE CO | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 140 | | 47.00 | 47.00 | Colins Stewart Europe Limited |
| AIM | 7/6/04 | 7/1/04 | 2004 | IPO | | PLANT HEALTH CARE | Placing | | United Kingdom | 118 | Chemicals | Chemicals - Speciality | 52 | | 15.66 | 7.00 | Evolution Securities Limited |
| AIM | 7/6/04 | 7/1/04 | 2004 | IPO | | UNITED CLEARING | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 80 | | 14.10 | 1.00 | Seymour Pierce Limited |
| AIM | 7/6/04 | 7/1/04 | 2004 | Not IPO | | SYNERGY HEALTHCARE | Placing Re-admission | | United Kingdom | 449 | Health | Other Health Care | 270 | | 98.54 | 37.50 | Brewin Dolphin Securities Limited |
| AIM | 7/5/04 | 7/1/04 | 2004 | IPO | | PROLOGIC | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 75 | | 7.50 | 3.20 | W H Ireland Limited |
| AIM | 7/2/04 | 7/1/04 | 2004 | IPO | | FITZWILLIAM CAPITAL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 46 | | 3.90 | 0.50 | Davy |
| AIM | 7/2/04 | 7/1/04 | 2004 | IPO | | RC GROUP HLDGS | Placing | | Bermuda | 977 | Software & Computer Services | Software | 10 | | 10.00 | 1.00 | Insinger de Beaufort |
| AIM | 7/2/04 | 7/1/04 | 2004 | IPO | | VECTURA GROUP | Placing | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 56 | | 38.96 | 0.28 | Nomura International plc |
| AIM | 7/1/04 | 7/1/04 | 2004 | Not IPO | | KIRKLAND LAKE GOLD INC | Introduction | | Canada | 43 | Mining | Gold Mining | | | 61.67 | 0.00 | Canaccord Adams Limited |
| AIM | 7/1/04 | 7/1/04 | 2004 | IPO | | ADVENTIS GROUP | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 28.5 | | 9.00 | 3.00 | W H Ireland Limited |
| AIM | 7/1/04 | 7/1/04 | 2004 | IPO | | EXC | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 5 | | 17.42 | 0.25 | John East & Partners Limited |
| AIM | 6/30/04 | 6/1/04 | 2004 | IPO | | NORWOOD IMMUNOLOGY | Placing | | Australia | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 38 | | 46.14 | 5.84 | KBC Peel Hunt Limited |
| UK Main Market | 6/29/04 | 6/1/04 | 2004 | IPO | | EUROCASTLE INVESTMENT | International Offering | | United Kingdom | 850 | Investment Companies | Investment Companies | 12 | | 143.23 | 52.92 |
| AIM | 6/29/04 | 6/1/04 | 2004 | Not IPO | | PALANDRI | Introduction | | Australia | 416 | Beverages | Beverages - Distillers & Vintners | | | 17.77 | 0.00 | Nabarro Wells & Co. Limited |
| UK Main Market | 6/29/04 | 6/1/04 | 2004 | IPO | | OFFICE2OFFICE | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 178 | | 97.90 | 97.90 |
| AIM | 6/29/04 | 6/1/04 | 2004 | IPO | | XN CHECKOUT HLDGS | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 98 | | 21.09 | 1.00 | Daniel Stewart & Company plc |
| AIM | 6/28/04 | 6/1/04 | 2004 | Not IPO | | INVESCO TECHMARK ENTERPRISE TST | Introduction from Main Market | Main Market to AIM | United Kingdom | 850 | Investment Companies | Investment Companies | | | 16.93 | 0.00 | Durlacher Limited |
| International Main Market | 6/28/04 | 6/1/04 | 2004 | IPO | | ZENTIVA NV | International Offering | | Netherlands | 1357 | Chemicals | Specialty Chemicals | 18.36 | | 115.05 | 100.04 |
| AIM | 6/28/04 | 6/1/04 | 2004 | IPO | | BRADY | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 81 | | 20.57 | 2.50 | Oriel Securities Limited |
| AIM | 6/28/04 | 6/1/04 | 2004 | IPO | | NUTRINNOVATOR HLDGS | Placing | | United Kingdom | 435 | Food Producers & Processors | Food Processors | 53 | | 8.80 | 1.72 | Oriel Securities Limited |
| AIM | 6/25/04 | 6/1/04 | 2004 | Not IPO | | ASHCOURT HLDGS INC | Introduction | | United Kingdom | 871 | Speciality & Other Finance | Asset Managers | | | 5.58 | 0.00 | Insinger de Beaufort |
| AIM | 6/25/04 | 6/1/04 | 2004 | Not IPO | | LONDON & BOSTON INVESTMENTS | Placing & Open Offer Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | 7 | | 11.58 | 1.50 | Matrix Corporate Capital Limited |
| AIM | 6/24/04 | 6/1/04 | 2004 | IPO | | INDEPENDENT MEDIA SUPPORT GROUP | Placing | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 57.5 | | 15.00 | 3.50 | Corporate Synergy plc |
| AIM | 6/24/04 | 6/1/04 | 2004 | IPO | | IP LIVE | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 40 | | 2.80 | 1.00 | Corporate Synergy plc |
| AIM | 6/22/04 | 6/1/04 | 2004 | Not IPO | | PRIME PEOPLE | Introduction from Main Market | Main Market to AIM | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | | | 2.12 | 0.00 | W H Ireland Limited |
| AIM | 6/21/04 | 6/1/04 | 2004 | Not IPO | | CARDPOINT | Placing & Open Offer Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 125 | | 75.97 | 35.11 | Evolution Securities Limited |
| AIM | 6/17/04 | 6/1/04 | 2004 | Not IPO | | PORTMEIRION GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 345 | Household Goods & Textiles | Household Appliances & Housewares | | | 16.93 | 0.00 | KBC Peel Hunt Limited |
| AIM | 6/17/04 | 6/1/04 | 2004 | IPO | | BIOFUELS CORP | Placing | | United Kingdom | 113 | Chemicals | Chemicals - Commodity | 75 | | 22.02 | 15.00 | Colins Stewart Europe Limited |
| AIM | 6/17/04 | 6/1/04 | 2004 | IPO | | PAVILION INSURANCE NETWORK | Placing | | United Kingdom | 839 | Insurance | Other Insurance | 5 | | 2.05 | 0.70 | Insinger de Beaufort |
| AIM | 6/15/04 | 6/1/04 | 2004 | Not IPO | | HEMISPHERE PROPERTIES | Introduction Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 34.70 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 6/15/04 | 6/1/04 | 2004 | Not IPO | | FUTURAGENE | Placing Re-admission | | United Kingdom | 118 | Chemicals | Chemicals - Speciality | 38 | | 11.46 | 1.90 | Insinger de Beaufort |
| AIM | 6/11/04 | 6/1/04 | 2004 | Not IPO | | NICHOLS | Introduction from Main Market | Main Market to AIM | United Kingdom | 418 | Beverages | Soft Drinks | | | 48.61 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 6/11/04 | 6/1/04 | 2004 | IPO | | ATH RESOURCES | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 136 | | 40.49 | 22.50 | Seymour Pierce Limited |
| AIM | 6/11/04 | 6/1/04 | 2004 | IPO | | ITM POWER | Placing | | United Kingdom | 252 | Electronic & Electrical Equipment | Electrical Equipment | 50 | | 45.70 | 10.00 | Durlacher Limited |
| AIM | 6/11/04 | 6/1/04 | 2004 | IPO | | MULTIMEDIA TELEVISION | Placing | | United Kingdom | 543 | Media & Entertainment | Subscription Entertainment Networks | 12 | | 11.94 | 2.50 | Solomon Hare LLP |
| AIM | 6/10/04 | 6/1/04 | 2004 | IPO | | HAMBLEDON MINING | Placing | | United Kingdom | 43 | Mining | Gold Mining | 5 | | 9.99 | 2.50 | Seymour Pierce Limited |
| AIM | 6/10/04 | 6/1/04 | 2004 | IPO | | REAL ESTATE INVESTORS | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 10 | | 2.32 | 2.27 | Smith & Williamson Corporate Finance Limited |
| AIM | 6/9/04 | 6/1/04 | 2004 | IPO | | AMINO TECHNOLOGIES | Placing | | United Kingdom | 343 | Household Goods & Textiles | Consumer Electronics | 120 | | 61.25 | 12.74 | KBC Peel Hunt Limited |
| UK Main Market | 6/8/04 | 6/1/04 | 2004 | IPO | | HALFORDS GROUP | International Offering | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 260 | | 592.59 | 306.67 |
| AIM | 6/7/04 | 6/1/04 | 2004 | IPO | | MKM GROUP | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 44 | | 5.80 | 2.40 | W H Ireland Limited |
| UK Main Market | 6/3/04 | 6/1/04 | 2004 | IPO | | UMBRO | Placing | | United Kingdom | 341 | Household Goods & Textiles | Clothing & Footwear | 100 | | 144.54 | 50.00 |
| AIM | 6/2/04 | 6/1/04 | 2004 | IPO | | VANE HLDGS | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 11 | | 16.08 | 3.71 | Seymour Pierce Limited |
| AIM | 6/1/04 | 6/1/04 | 2004 | IPO | | HIGHTOWER CONSTRUCTION | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 0.75 | 0.50 | W H Ireland Limited |
| UK Main Market | 6/1/04 | 6/1/04 | 2004 | IPO | | ISIS PROPERTY TRUST 2 | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 110.50 | 110.50 |
| AIM | 5/26/04 | 5/1/04 | 2004 | IPO | | MICHELMERSH BRICK HLDGS | Placing | | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | 56 | | 21.29 | 5.18 | Charles Stanley Securities |
| AIM | 5/26/04 | 5/1/04 | 2004 | IPO | | TELEUNIT SPA | Placing | | Italy | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 20 | | 37.35 | 10.15 | Daniel Stewart & Company plc |
| AIM | 5/25/04 | 5/1/04 | 2004 | Not IPO | | SHOPRITE GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 630 | Food & Drug Retailers | Food & Drug Retailers | | | 9.71 | 0.00 | Teather & Greenwood Limited |
| UK Main Market | 5/25/04 | 5/1/04 | 2004 | Not IPO | | CHESNARA | Introduction | | United Kingdom | 840 | Life Assurance | Life Assurance | | | 94.12 | 0.00 |
| UK Main Market | 5/25/04 | 5/1/04 | 2004 | Not IPO | | COUNTRYWIDE | Introduction | | United Kingdom | 864 | Real Estate | Property Agencies | | | 482.02 | 0.00 |
| AIM | 5/24/04 | 5/1/04 | 2004 | Not IPO | | HAWTIN | Introduction from Main Market | Main Market to AIM | United Kingdom | 347 | Household Goods & Textiles | Leisure Equipment | | | 6.10 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 5/24/04 | 5/1/04 | 2004 | IPO | | WYNNSTAY GROUP | Placing | | United Kingdom | 433 | Food Producers & Processors | Farming & Fishing | 190 | | 16.49 | 1.50 | W H Ireland Limited |
| AIM | 5/21/04 | 5/1/04 | 2004 | Not IPO | | SONGBIRD ESTATES | Introduction | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 0.00 | 0.00 | KPMG LLP |
| AIM | 5/21/04 | 5/1/04 | 2004 | IPO | | LOCAL RADIO CO(THE) | Placing | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 95 | | 52.78 | 50.14 | Bridgewell Limited |
| AIM | 5/20/04 | 5/1/04 | 2004 | IPO | | METROCAPITAL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 0.57 | 0.45 | Beaumont Cornish Limited |
| AIM | 5/20/04 | 5/1/04 | 2004 | IPO | | OAKDENE HOMES | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 110 | | 17.91 | 5.00 | Seymour Pierce Limited |
| International Main Market | 5/19/04 | 5/1/04 | 2004 | IPO | | C&C GROUP | International Offering | | Republic of Ireland | 415 | Beverages | Beverages - Brewers | 152 | | 461.50 | 267.52 |
| AIM | 5/19/04 | 5/1/04 | 2004 | IPO | | URBAN DINING | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 50 | | 3.70 | 2.75 | KBC Peel Hunt Limited |
| AIM | 5/18/04 | 5/1/04 | 2004 | Not IPO | | WENSUM CO | Introduction from Main Market | Main Market to AIM | United Kingdom | 341 | Household Goods & Textiles | Clothing & Footwear | | | 5.97 | 0.00 | William de Broe Plc |
| AIM | 5/18/04 | 5/1/04 | 2004 | Not IPO | | SKIDDAW CAPITAL INC | Placing Re-admission | | Cayman Islands | 879 | Speciality & Other Finance | Other Financial | 12 | | 28.20 | 0.80 | Canaccord Adams Limited |
| AIM | 5/14/04 | 5/1/04 | 2004 | Not IPO | | REAL GOOD FOOD CO | Introduction Re-admission | | United Kingdom | 435 | Food Producers & Processors | Food Processors | | | 19.16 | 0.00 | John East & Partners Limited |
| AIM | 5/14/04 | 5/1/04 | 2004 | IPO | | ORIENTROSE 2 | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 0.38 | 0.23 | Beaumont Cornish Limited |
| AIM | 5/12/04 | 5/1/04 | 2004 | IPO | | NEWPORT NETWORKS GROUP | Placing | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 71 | | 44.69 | 27.00 | Evolution Securities Limited |
| UK Main Market | 5/12/04 | 5/1/04 | 2004 | IPO | | PINEWOOD SHEPPERTON | Placing | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 180 | | 82.46 | 75.10 |
| AIM | 5/12/04 | 5/1/04 | 2004 | IPO | | SOLAR INTEGRATED TECHNOLOGIES INC | Placing | | USA | 252 | Electronic & Electrical Equipment | Electrical Equipment | 171 | | 57.22 | 12.34 | KBC Peel Hunt Limited |
| AIM | 5/12/04 | 5/1/04 | 2004 | IPO | | STAR ENERGY GROUP | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 175 | | 105.44 | 79.10 | Hoare Govett Limited |
| AIM | 5/10/04 | 5/1/04 | 2004 | IPO | | ALLTRUE INVESTMENTS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 2 | | 1.87 | 0.87 | City Financial Associates Limited |
| AIM | 5/10/04 | 5/1/04 | 2004 | IPO | | DEALOGIC(HOLDINGS) | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 220 | | 153.92 | 24.40 | JPMorgan Cazenove Limited |
| AIM | 5/10/04 | 5/1/04 | 2004 | IPO | | BROKER NETWORK HLDGS | Placing & Offer for Subscription | | United Kingdom | 581 | Support Services | Business Support Services | 71 | | 10.69 | 2.75 | Brewin Dolphin Securities Limited |
| AIM | 5/7/04 | 5/1/04 | 2004 | IPO | | AURUM MINING | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 47 | | 3.85 | 1.50 | W H Ireland Limited |
| AIM | 5/7/04 | 5/1/04 | 2004 | IPO | | CNG TRAVEL GROUP | Placing | | Republic of Ireland | 538 | Leisure & Hotels | Leisure Facilities | 103 | | 58.89 | 22.47 | Evolution Securities Limited |
| AIM | 5/6/04 | 5/1/04 | 2004 | Not IPO | | CROWN SPORTS | Introduction from Main Market | Main Market to AIM | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 31.98 | 0.00 | Colins Stewart Europe Limited |
| AIM | 5/6/04 | 5/1/04 | 2004 | IPO | | AQUILO | Placing & Offer for Subscription | | United Kingdom | 581 | Support Services | Business Support Services | 1.75 | | 4.96 | 2.71 | Brewin Dolphin Securities Limited |
| AIM | 5/6/04 | 5/1/04 | 2004 | Not IPO | | HOTGROUP PLC (THE) | Placing Re-admission | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 19 | | 39.42 | 9.32 | Strand Partners Limited |
| AIM | 4/30/04 | 4/1/04 | 2004 | IPO | | BRIGHT THINGS | Placing | | United Kingdom | 347 | Household Goods & Textiles | Leisure Equipment | 90 | | 13.50 | 4.50 | Corporate Synergy plc |
| AIM | 4/30/04 | 4/1/04 | 2004 | IPO | | PUBLIC RECRUITMENT GROUP | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 136 | | 30.00 | 10.00 | Colins Stewart Europe Limited |
| AIM | 4/30/04 | 4/1/04 | 2004 | Not IPO | | ENERGY TECHNIQUE | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 267 | Engineering & Machinery | Engineering - General | 4 | | 5.98 | 3.00 | Evolution Securities Limited |
| AIM | 4/28/04 | 4/1/04 | 2004 | IPO | | BBI HLDGS | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 47 | | 10.02 | 5.00 | Teather & Greenwood Limited |
| AIM | 4/27/04 | 4/1/04 | 2004 | IPO | | BLOCK SHIELD CORP | Placing | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 72 | | 18.18 | 1.48 | Teather & Greenwood Limited |
| AIM | 4/26/04 | 4/1/04 | 2004 | IPO | | YORK PHARMA | Placing & Offer for Subscription | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 25 | | 2.90 | 1.00 | Daniel Stewart & Company plc |
| AIM | 4/19/04 | 4/1/04 | 2004 | Not IPO | | BELGRAVIA TELECOM | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 1.61 | 0.00 | Numerica Capital Markets Limited |
| AIM | 4/19/04 | 4/1/04 | 2004 | IPO | | ASIA ENERGY | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 75 | | 25.47 | 11.22 | W H Ireland Limited |
| AIM | 4/19/04 | 4/1/04 | 2004 | Not IPO | | ACCIDENT EXCHANGE GROUP | Placing Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 15.41 | 1.50 | Grant Thornton UK LLP |
| AIM | 4/16/04 | 4/1/04 | 2004 | IPO | | ELCOM INTERNATIONAL | Placing | | USA | 977 | Software & Computer Services | Software | 6.8 | | 5.64 | 2.02 | Smith & Williamson Corporate Finance Limited |
| AIM | 4/16/04 | 4/1/04 | 2004 | IPO | | SOVEREIGN REVERSIONS | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 260 | | 33.44 | 18.34 | Charles Stanley Securities |
| AIM | 4/16/04 | 4/1/04 | 2004 | Not IPO | | CROMA GROUP | Placing Re-admission | | United Kingdom | 216 | Aerospace & Defence | Defence | 5.75 | | 5.29 | 2.30 | Seymour Pierce Limited |
| AIM | 4/15/04 | 4/1/04 | 2004 | IPO | | 4LESS GROUP(THE) | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 60 | | 4.79 | 1.97 | Corporate Synergy plc |
| AIM | 4/15/04 | 4/1/04 | 2004 | IPO | | PKL HLDGS | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 110 | | 39.70 | 10.00 | Arbuthnot Securities Limited |
| International Main Market | 4/15/04 | 4/1/04 | 2004 | IPO | | VISONIC | Placing | | Israel | 938 | Information Technology Hardware | Telecommunications Equipment | 88 | | 35.41 | 9.56 |
| AIM | 4/14/04 | 4/1/04 | 2004 | IPO | | NETELLER | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 200 | | 239.60 | 35.00 | Canaccord Adams Limited |
| AIM | 4/14/04 | 4/1/04 | 2004 | Not IPO | | CORVUS CAPITAL INC | Placing Re-admission | | British Virgin Islands | 879 | Speciality & Other Finance | Other Financial | 10 | | 24.20 | 0.20 | Canaccord Adams Limited |
| AIM | 4/13/04 | 4/1/04 | 2004 | IPO | | OMEGA INTERNATIONAL GRP | Placing | | United Kingdom | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | 113 | | 31.37 | 9.50 | Evolution Securities Limited |
| UK Main Market | 4/8/04 | 4/1/04 | 2004 | IPO | | DIGNITY | Placing | | United Kingdom | 584 | Support Services | Environmental Control | 230 | | 184.00 | 150.00 |
| AIM | 4/8/04 | 4/1/04 | 2004 | IPO | | TOLEDO COPPER CORP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1.5 | | 6.81 | 2.50 | Nabarro Wells & Co. Limited |
| AIM | 4/7/04 | 4/1/04 | 2004 | IPO | | TITAN EUROPE | Placing | | United Kingdom | 263 | Engineering & Machinery | Commercial Vehicles & Trucks | 125 | | 47.81 | 33.47 | Seymour Pierce Limited |
| International Main Market | 4/6/04 | 4/1/04 | 2004 | IPO | | CATLIN GROUP | International Offering | | Bermuda | 834 | Insurance | Insurance - Non-Life | 350 | | 539.25 | 190.96 |
| AIM | 4/6/04 | 4/1/04 | 2004 | Not IPO | | ROBINSON | Introduction | | United Kingdom | 267 | Engineering & Machinery | Engineering - General | | | 21.69 | 0.00 | Arbuthnot Securities Limited |
| UK Main Market | 4/6/04 | 4/1/04 | 2004 | Not IPO | | SOUTH STAFFORDSHIRE | Introduction | | United Kingdom | 778 | Utilities - Other | Provision of water and the removal of sewage | | | 83.72 | 0.00 |
| UK Main Market | 4/6/04 | 4/1/04 | 2004 | IPO | | IIMIA INVESTMENT TRUST | Placing & Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 18.73 | 18.73 |
| AIM | 4/5/04 | 4/1/04 | 2004 | IPO | | IMPERIAL ENERGY CORP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 2.45 | 0.85 | Canaccord Adams Limited |
| AIM | 4/2/04 | 4/1/04 | 2004 | IPO | | HEALTHCARE COMMUNICATIONS GROUP | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 48 | | 18.11 | 0.25 | W H Ireland Limited |
| AIM | 4/2/04 | 4/1/04 | 2004 | Not IPO | | ASHDENE GROUP PLC | Placing & Open Offer Re-admission | | United Kingdom | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | 1 | | 1.87 | 0.65 | City Financial Associates Limited |
| UK Main Market | 4/1/04 | 4/1/04 | 2004 | IPO | | DEXION EQUITY ALTERNATIVE | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 85.00 | 85.00 |
| AIM | 4/1/04 | 4/1/04 | 2004 | IPO | | FLOORS 2 GO | Placing | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 48 | | 62.84 | 0.81 | W H Ireland Limited |
| AIM | 3/31/04 | 3/1/04 | 2004 | Not IPO | | AZTEC RESOURCES LIMITED | Introduction | | Australia | 48 | Mining | Other Mineral Extractors & Mines | | | 19.73 | 0.00 | Grant Thornton UK LLP |
| AIM | 3/31/04 | 3/1/04 | 2004 | IPO | | ATTENTIV SYSTEMS GROUP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 55 | | 33.32 | 33.32 | Investec Bank (UK) Limited |
| AIM | 3/31/04 | 3/1/04 | 2004 | IPO | | EUROPEAN NICKEL | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 32 | | 30.42 | 15.00 | Canaccord Adams Limited |
| AIM | 3/31/04 | 3/1/04 | 2004 | IPO | | POLARON | Placing | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 150 | | 17.60 | 7.86 | Arbuthnot Securities Limited |
| AIM | 3/29/04 | 3/1/04 | 2004 | Not IPO | | SKY CAPITAL ENTERPRISES | Introduction | | USA | 581 | Support Services | Business Support Services | | | 44.49 | 0.00 | Daniel Stewart & Company plc |
| AIM | 3/29/04 | 3/1/04 | 2004 | IPO | | AWARD INTERNATIONAL HLDGS | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 10 | | 3.25 | 2.25 | Seymour Pierce Limited |
| AIM | 3/29/04 | 3/1/04 | 2004 | Not IPO | | CONTENTFILM | Placing Re-admission | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 26 | | 16.43 | 8.50 | Evolution Securities Limited |
| AIM | 3/26/04 | 3/1/04 | 2004 | IPO | | CENTRAL AFRICAN GOLD | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 3.94 | 1.11 | Grant Thornton UK LLP |
| AIM | 3/25/04 | 3/1/04 | 2004 | IPO | | ALBIDON LD | Placing | | British Virgin Islands | 48 | Mining | Other Mineral Extractors & Mines | 20 | | 13.13 | 6.00 | RFC Corporate Finance Limited |
| AIM | 3/25/04 | 3/1/04 | 2004 | IPO | | GOLDSTONE RESOURCES | Placing | | United Kingdom | 43 | Mining | Gold Mining | 25 | | 16.27 | 5.60 | Westhouse Securities LLP |
| UK Main Market | 3/25/04 | 3/1/04 | 2004 | IPO | | ALTERNATIVE ASSET OPPORTUNITIES | Placing & Offer for Subscription | | United Kingdom | 8777 | General Financial | Investment Services | 100 | | 0.00 | 40.00 |
| UK Main Market | 3/24/04 | 3/1/04 | 2004 | IPO | | EIRCOM GROUP | International Offering | | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 104 | | 769.32 | 201.29 |
| AIM | 3/24/04 | 3/1/04 | 2004 | Not IPO | | COBRA CAPITAL | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 2.40 | 0.00 | Canaccord Adams Limited |
| AIM | 3/24/04 | 3/1/04 | 2004 | IPO | | NAMIBIAN RESOURCES | Placing & Offer for Subscription | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 15 | | 5.16 | 2.00 | Grant Thornton UK LLP |
| AIM | 3/23/04 | 3/1/04 | 2004 | IPO | | NADLAN | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 5 | | 10.61 | 0.70 | John East & Partners Limited |
| International Main Market | 3/19/04 | 3/1/04 | 2004 | IPO | | ASSOCIATED CEMENT CO | International Offering | | India | 132 | Construction & Building Materials | Building & Construction Materials | 6.19 | | 18.53 | 18.53 |
| AIM | 3/18/04 | 3/1/04 | 2004 | Not IPO | | EUROPEAN GOLDFIELDS | Introduction | | Canada | 43 | Mining | Gold Mining | | | 39.92 | 0.00 | Canaccord Adams Limited |
| AIM | 3/18/04 | 3/1/04 | 2004 | Not IPO | | HEALTHCARE HOLDINGS | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 0.65 | 0.00 | John East & Partners Limited |
| AIM | 3/18/04 | 3/1/04 | 2004 | IPO | | MONEYBOX | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 47 | | 93.58 | 46.30 | Numis Securities Limited |
| AIM | 3/18/04 | 3/1/04 | 2004 | IPO | | QUINTESSENTIALLY ENGLISH | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 0.56 | 0.25 | City Financial Associates Limited |
| AIM | 3/17/04 | 3/1/04 | 2004 | IPO | | ANGLE | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 144 | | 24.04 | 9.00 | KBC Peel Hunt Limited |
| AIM | 3/16/04 | 3/1/04 | 2004 | IPO | | RAB CAPITAL | Placing & Offer for Subscription | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 85.55 | 8.00 | KBC Peel Hunt Limited |
| AIM | 3/11/04 | 3/1/04 | 2004 | IPO | | 2 ERGO GROUP | Placing | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | 120 | | 34.76 | 3.00 | Numis Securities Limited |
| AIM | 3/11/04 | 3/1/04 | 2004 | IPO | | OFFSHORE HYDOCARBON MAPPING | Placing | | United Kingdom | 267 | Engineering & Machinery | Engineering - General | 170 | | 49.30 | 15.48 | KBC Peel Hunt Limited |
| AIM | 3/11/04 | 3/1/04 | 2004 | IPO | | ORIEL RESOURCES | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 65 | | 104.48 | 40.56 | Canaccord Adams Limited |
| AIM | 3/11/04 | 3/1/04 | 2004 | IPO | | ROSHNI INVESTMENTS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 0.80 | 0.25 | W H Ireland Limited |
| AIM | 3/10/04 | 3/1/04 | 2004 | IPO | | CENTAUR HOLDINGS | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 100 | | 147.99 | 134.18 | Numis Securities Limited |
| AIM | 3/10/04 | 3/1/04 | 2004 | IPO | | COMPASS FINANCE GROUP | Placing | | United Kingdom | 873 | Speciality & Other Finance | Consumer Finance | 48 | | 32.15 | 0.61 | W H Ireland Limited |
| AIM | 3/10/04 | 3/1/04 | 2004 | IPO | | SCREEN FX | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 10 | | 12.00 | 5.00 | Seymour Pierce Limited |
| AIM | 3/9/04 | 3/1/04 | 2004 | IPO | | GIPPSLAND | Placing | | Australia | 48 | Mining | Other Mineral Extractors & Mines | 2.8 | | 4.34 | 0.70 | Grant Thornton UK LLP |
| AIM | 3/9/04 | 3/1/04 | 2004 | IPO | | SKIDDAW CAPITAL INC | Placing | | Cayman Islands | 879 | Speciality & Other Finance | Other Financial | 6 | | 1.50 | 1.20 | Canaccord Adams Limited |
| UK Main Market | 3/8/04 | 3/1/04 | 2004 | IPO | | ARK THERAPEUTICS GROUP | International Offering | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 133 | | 167.87 | 55.27 |
| AIM | 3/8/04 | 3/1/04 | 2004 | IPO | | FELIX GROUP | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 20 | | 19.01 | 0.50 | Seymour Pierce Limited |
| AIM | 3/8/04 | 3/1/04 | 2004 | IPO | | REFLEXION COSMETICS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 13 | | 1.15 | 0.50 | W H Ireland Limited |
| AIM | 3/5/04 | 3/1/04 | 2004 | IPO | | INTERACTIVE GAMING HOLDINGS | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 5 | | 0.88 | 0.25 | Insinger de Beaufort |
| AIM | 3/2/04 | 3/1/04 | 2004 | Not IPO | | MEDORO RESOURCES | Introduction | | Canada | 43 | Mining | Gold Mining | | | 32.75 | 0.00 | William de Broe Plc |
| UK Main Market | 3/2/04 | 3/1/04 | 2004 | IPO | | CSR PLC | Placing | | United Kingdom | 936 | Information Technology Hardware | Semiconductors | 200 | | 240.35 | 78.74 |
| AIM | 3/2/04 | 3/1/04 | 2004 | IPO | | TOREX RETAIL | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 40 | | 60.30 | 22.50 | Evolution Securities Limited |
| AIM | 3/1/04 | 3/1/04 | 2004 | IPO | | CIVICA | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 175 | | 79.20 | 45.00 | Seymour Pierce Limited |
| UK Main Market | 2/23/04 | 2/1/04 | 2004 | IPO | | THAMES RIVER MULTI-HEDGE PCC | Placing & Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 45.11 | 45.11 |
| AIM | 2/19/04 | 2/1/04 | 2004 | Not IPO | | AVESCO PLC | Introduction | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | | | 11.99 | 0.00 | Durlacher Limited |
| AIM | 2/16/04 | 2/1/04 | 2004 | Not IPO | | MEON CAPITAL | Introduction | | United Kingdom | 850 | Investment Companies | Investment Companies | | | 4.03 | 0.00 | KBC Peel Hunt Limited |
| AIM | 2/13/04 | 2/1/04 | 2004 | Not IPO | | ADL PLC | Introduction Re-admission | | United Kingdom | 444 | Health | Hospital Management & Long Term Care | | | 3.73 | 0.00 | Durlacher Limited |
| AIM | 2/6/04 | 2/1/04 | 2004 | Not IPO | | INFLEXION | Introduction Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 20.80 | 0.00 | Grant Thornton UK LLP |
| AIM | 2/4/04 | 2/1/04 | 2004 | IPO | | SUPERCART | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 50 | | 10.25 | 4.00 | Charles Stanley Securities |
| AIM | 2/3/04 | 2/1/04 | 2004 | IPO | | BUSINESS SERVE | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 78 | | 18.04 | 4.50 | Teather & Greenwood Limited |
| AIM | 2/3/04 | 2/1/04 | 2004 | IPO | | CAMELOT CAPITAL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 2.96 | 1.38 | Seymour Pierce Limited |
| AIM | 2/3/04 | 2/1/04 | 2004 | Not IPO | | REAL AFFINITY | Placing Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 1.25 | | 2.37 | 1.30 | Seymour Pierce Limited |
| UK Main Market | 2/2/04 | 2/1/04 | 2004 | Not IPO | | ITV | Introduction Re-admission | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | | | 6130.33 | 0.00 |
| AIM | 2/2/04 | 2/1/04 | 2004 | IPO | | PALLADEX | Placing | | United Kingdom | 43 | Mining | Gold Mining | 20 | | 15.44 | 5.30 | W H Ireland Limited |
| UK Main Market | 1/23/04 | 1/1/04 | 2004 | Not IPO | | NORTHGATE INFORMATION SOLUTIONS | Placing & Open Offer Re-admission | | United Kingdom | 972 | Software & Computer Services | Computer Services | 48 | | 237.57 | 44.16 |
| AIM | 1/23/04 | 1/1/04 | 2004 | Not IPO | | TOTTENHAM HOTSPUR | Placing & Open Offer transfer from | Main Market to AIM | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 25000 | | 25.00 | 15.00 | Seymour Pierce Limited |
| AIM | 1/22/04 | 1/1/04 | 2004 | Not IPO | | PLANIT HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 977 | Software & Computer Services | Software | | | 27.03 | 0.00 | Evolution Securities Limited |
| AIM | 1/20/04 | 1/1/04 | 2004 | Not IPO | | BLAVOD BLACK VODKA | Placing & Open Offer Re-admission | | United Kingdom | 416 | Beverages | Beverages - Distillers & Vintners | 24.5 | | 16.03 | 10.00 | Evolution Securities Limited |
| AIM | 1/19/04 | 1/1/04 | 2004 | IPO | | ENITION | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 5 | | 10.17 | 0.30 | Seymour Pierce Limited |
| AIM | 1/19/04 | 1/1/04 | 2004 | Not IPO | | TRIPLE PLATE JUNCTION PLC | Placing Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 30 | | 10.86 | 4.20 | Evolution Securities Limited |
| AIM | 1/16/04 | 1/1/04 | 2004 | Not IPO | | AMBERLEY GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 118 | Chemicals | Chemicals - Speciality | | | 1.70 | 0.00 | Arbuthnot Securities Limited |
| AIM | 1/13/04 | 1/1/04 | 2004 | IPO | | EIRX THERAPEUTICS | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 5 | | 6.12 | 0.78 | Grant Thornton UK LLP |
| AIM | 1/12/04 | 1/1/04 | 2004 | Not IPO | | SUPPORTA | Placing Re-admission | | United Kingdom | 587 | Support Services | Transaction and Payroll services | 38 | | 6.92 | 4.00 | Arbuthnot Securities Limited |
| AIM | 1/9/04 | 1/1/04 | 2004 | Not IPO | | SIRVIS IT PLC | Placing Re-admission | | United Kingdom | 977 | Software & Computer Services | Software | 6 | | 6.54 | 2.88 | Coopers & Lybrand |
| AIM | 1/6/04 | 1/1/04 | 2004 | IPO | | INVU INC | Placing | | USA | 977 | Software & Computer Services | Software | 8.5 | | 8.60 | 3.00 | Arbuthnot Securities Limited |
| AIM | 12/31/03 | 12/1/03 | 2003 | Not IPO | | FEEDBACK | Introduction from Main Market | Main Market to AIM | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 3.61 | 0.00 | Charles Stanley Securities |
| AIM | 12/31/03 | 12/1/03 | 2003 | IPO | | ARICOM | Placing | | United Kingdom | 118 | Chemicals | Chemicals - Speciality | 15 | | 14.02 | 4.00 | Canaccord Adams Limited |
| AIM | 12/30/03 | 12/1/03 | 2003 | Not IPO | | COMELEON | Introduction Re-admission | | United Kingdom | 267 | Engineering & Machinery | Engineering - General | | | 1.84 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 12/24/03 | 12/1/03 | 2003 | Not IPO | | AVESCO | Introduction from Main Market | Main Market to AIM | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | | | 24.56 | 0.00 | Durlacher Limited |
| UK Main Market | 12/23/03 | 12/1/03 | 2003 | IPO | | HHG | International Offering | | United Kingdom | 871 | Speciality & Other Finance | Asset Managers | 30 | | 739.21 | 195.88 |
| AIM | 12/23/03 | 12/1/03 | 2003 | Not IPO | | CAVANAGH GROUP | Introduction Re-admission | | United Kingdom | 873 | Speciality & Other Finance | Consumer Finance | | | 16.25 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 12/23/03 | 12/1/03 | 2003 | Not IPO | | GALAHAD GOLD | Introduction Re-admission | | United Kingdom | 45 | Mining | Mining Finance | | | 80.91 | 0.00 | Seymour Pierce Limited |
| AIM | 12/23/03 | 12/1/03 | 2003 | IPO | | OILEXCO INC | Placing | | Canada | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 47 | | 27.97 | 12.82 | Canaccord Adams Limited |
| AIM | 12/23/03 | 12/1/03 | 2003 | Not IPO | | ALLIANCE PHARMA PLC | Placing & Open Offer Re-admission | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 16 | | 17.73 | 3.67 | Numis Securities Limited |
| AIM | 12/22/03 | 12/1/03 | 2003 | Not IPO | | FARLEY GROUP | Introduction | | United Kingdom | 864 | Real Estate | Property Agencies | | | 3.11 | 0.00 | Corporate Synergy plc |
| AIM | 12/19/03 | 12/1/03 | 2003 | Not IPO | | WILSHAW | Introduction from Main Market | Main Market to AIM | United Kingdom | 313 | Automobiles | Auto Parts | | | 5.29 | 0.00 | Colins Stewart Europe Limited |
| AIM | 12/19/03 | 12/1/03 | 2003 | IPO | | STRATEGIC RETAIL | Placing | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 91 | | 11.91 | 0.35 | W H Ireland Limited |
| AIM | 12/19/03 | 12/1/03 | 2003 | IPO | | VISTA GROUP | Placing | | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | 95 | | 14.61 | 0.25 | W H Ireland Limited |
| UK Main Market | 12/19/03 | 12/1/03 | 2003 | IPO | | STANDARD LIFE INVEST PROP INC TRUST | Placing & Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 100.00 | 100.00 |
| AIM | 12/18/03 | 12/1/03 | 2003 | IPO | | BWA GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 2 | | 0.36 | 0.31 | Beaumont Cornish Limited |
| AIM | 12/18/03 | 12/1/03 | 2003 | IPO | | CITY LOFTS GROUP | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 100 | | 47.00 | 7.00 | Colins Stewart Europe Limited |
| AIM | 12/18/03 | 12/1/03 | 2003 | IPO | | NAPIER BROWN FOODS | Placing | | United Kingdom | 435 | Food Producers & Processors | Food Processors | 110 | | 25.11 | 10.00 | John East & Partners Limited |
| AIM | 12/18/03 | 12/1/03 | 2003 | IPO | | CROMA GROUP | Placing & Offer for Subscription | | United Kingdom | 216 | Aerospace & Defence | Defence | 5.5 | | 2.84 | 1.65 | Seymour Pierce Limited |
| UK Main Market | 12/18/03 | 12/1/03 | 2003 | IPO | | JAPANESE ACCELERATED PERFORMANCE FD | Placing & Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 30.00 | 30.00 |
| AIM | 12/17/03 | 12/1/03 | 2003 | Not IPO | | RAVEN MOUNT | Introduction | | United Kingdom | 134 | Construction & Building Materials | House Building | | | 46.66 | 0.00 | WestLB AG |
| AIM | 12/16/03 | 12/1/03 | 2003 | Not IPO | | BKN INTERNATIONAL AG | Introduction | | Germany | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | | | 10.24 | 0.00 | Teather & Greenwood Limited |
| AIM | 12/16/03 | 12/1/03 | 2003 | Not IPO | | NWD GROUP | Placing Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 6.5 | | 4.33 | 2.22 | Smith & Williamson Corporate Finance Limited |
| AIM | 12/15/03 | 12/1/03 | 2003 | Not IPO | | INDIGOVISION GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 2.46 | 0.00 | Brewin Dolphin Securities Limited |
| UK Main Market | 12/15/03 | 12/1/03 | 2003 | IPO | | EP GLOBAL OPPORTUNITIES TRUST | Placing & Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 21.44 | 21.44 |
| AIM | 12/12/03 | 12/1/03 | 2003 | IPO | | ASFARE GROUP | Placing | | United Kingdom | 267 | Engineering & Machinery | Engineering - General | 100 | | 4.20 | 2.40 | Seymour Pierce Limited |
| AIM | 12/12/03 | 12/1/03 | 2003 | IPO | | CATER BARNARD(USA) | Placing | | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | 5 | | 1.67 | 0.19 | Beaumont Cornish Limited |
| AIM | 12/12/03 | 12/1/03 | 2003 | IPO | | FLIGHTSTORE GROUP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 10 | | 10.04 | 2.00 | Seymour Pierce Limited |
| AIM | 12/12/03 | 12/1/03 | 2003 | IPO | | IMMEDIA BROADCASTING | Placing | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 110 | | 12.88 | 5.05 | Teather & Greenwood Limited |
| UK Main Market | 12/11/03 | 12/1/03 | 2003 | IPO | | BURREN ENERGY | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 130 | | 175.29 | 20.00 |
| AIM | 12/11/03 | 12/1/03 | 2003 | IPO | | CENTER PARCS(UK)GROUP | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 100 | | 245.00 | 245.00 | Colins Stewart Europe Limited |
| AIM | 12/11/03 | 12/1/03 | 2003 | IPO | | EUREKA MINING | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 120 | | 20.45 | 7.00 | William de Broe Plc |
| AIM | 12/11/03 | 12/1/03 | 2003 | IPO | | SINCLAIR PHARMA | Placing | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 115 | | 61.82 | 10.80 | Robert W. Baird Limited |
| UK Main Market | 12/10/03 | 12/1/03 | 2003 | IPO | | VEDANTA RESOURCES | International Offering | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 390 | | 1115.40 | 507.00 |
| AIM | 12/8/03 | 12/1/03 | 2003 | Not IPO | | HOT GROUP | Introduction Re-admission | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | | | 29.02 | 0.00 | Strand Partners Limited |
| AIM | 12/8/03 | 12/1/03 | 2003 | IPO | | BRAZILIAN DIAMONDS LTD | Placing | | Canada | 48 | Mining | Other Mineral Extractors & Mines | 34 | | 37.41 | 2.04 | Brown Shipley & Co Limited |
| AIM | 12/8/03 | 12/1/03 | 2003 | IPO | | PIXOLOGY | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 140 | | 28.00 | 10.00 | Canaccord Adams Limited |
| AIM | 12/4/03 | 12/1/03 | 2003 | Not IPO | | MARAKAND MINERALS | Introduction | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | | | 39.37 | 0.00 | William de Broe Plc |
| AIM | 12/4/03 | 12/1/03 | 2003 | IPO | | CES SOFTWARE | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 68 | | 13.30 | 4.31 | Canaccord Adams Limited |
| AIM | 12/2/03 | 12/1/03 | 2003 | Not IPO | | OAK HOLDINGS PLC | Introduction Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 13.08 | 0.00 | City Financial Associates Limited |
| AIM | 12/1/03 | 12/1/03 | 2003 | Not IPO | | MONSOON | Introduction from Main Market | Main Market to AIM | United Kingdom | 528 | General Retailers | Retailers - Soft Goods | | | 254.43 | 0.00 | Numis Securities Limited |
| UK Main Market | 12/1/03 | 12/1/03 | 2003 | Not IPO | | REGUS GROUP | Introduction Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | | | 272.08 | 0.00 |
| AIM | 12/1/03 | 12/1/03 | 2003 | IPO | | ACCESS INTELLIGENCE | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 37 | | 10.45 | 0.20 | W H Ireland Limited |
| AIM | 11/28/03 | 11/1/03 | 2003 | Not IPO | | YAMANA GOLD INC | Introduction | | Canada | 43 | Mining | Gold Mining | | | 140.80 | 0.00 | Canaccord Adams Limited |
| UK Main Market | 11/27/03 | 11/1/03 | 2003 | Not IPO | | BRISTOL WATER GROUP | Introduction Re-admission | | United Kingdom | 778 | Utilities - Other | Provision of water and the removal of sewage | | | 109.30 | 0.00 |
| AIM | 11/27/03 | 11/1/03 | 2003 | IPO | | ERINACEOUS GROUP | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 130 | | 57.96 | 14.14 | Colins Stewart Europe Limited |
| AIM | 11/27/03 | 11/1/03 | 2003 | Not IPO | | SCOTT TOD | Placing Re-admission | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 25 | | 6.75 | 2.50 | ARM Corporate Finance Limited |
| AIM | 11/25/03 | 11/1/03 | 2003 | IPO | | TRANS-SIBERIAN GOLD | Placing | | United Kingdom | 43 | Mining | Gold Mining | 150 | | 42.83 | 16.00 | Colins Stewart Europe Limited |
| AIM | 11/24/03 | 11/1/03 | 2003 | Not IPO | | NETWORK LTD | Introduction | | Australia | 545 | Media & Entertainment | Media Agencies | | | 12.08 | 0.00 | Grant Thornton UK LLP |
| AIM | 11/24/03 | 11/1/03 | 2003 | IPO | | MONSTERMOB GROUP | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 135 | | 32.08 | 5.30 | Teather & Greenwood Limited |
| UK Main Market | 11/21/03 | 11/1/03 | 2003 | IPO | | MEDICAL PROPERTY INVESTMENT FUND | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 140.00 | 140.00 |
| International Main Market | 11/19/03 | 11/1/03 | 2003 | IPO | | ALEA GROUP HLDGS(BERMUDA) | International Offering | | Bermuda | 837 | Insurance | Re-insurance | 250 | | 432.82 | 165.00 |
| AIM | 11/19/03 | 11/1/03 | 2003 | Not IPO | | TRIPLEARC | Placing Re-admission | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 16 | | 31.50 | 11.20 | Canaccord Adams Limited |
| AIM | 11/17/03 | 11/1/03 | 2003 | Not IPO | | MULTI GROUP | Placing & Open Offer transfer from | Main Market to AIM | United Kingdom | 137 | Construction & Building Materials | Other Construction | 1 | | 2.50 | 2.04 | Corporate Synergy plc |
| AIM | 11/14/03 | 11/1/03 | 2003 | Not IPO | | HEALTHCARE ENTERPRISE GROUP | Placing Re-admission | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 1 | | 28.46 | 10.50 | Numis Securities Limited |
| AIM | 11/11/03 | 11/1/03 | 2003 | Not IPO | | RWS HOLDINGS PLC | Placing Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | 112.54 | | 42.52 | 21.08 | Colins Stewart Europe Limited |
| AIM | 11/10/03 | 11/1/03 | 2003 | IPO | | CLAPHAM HOUSE GROUP(THE) | Placing | | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | 100 | | 15.05 | 14.75 | Noble & Company Limited |
| AIM | 11/7/03 | 11/1/03 | 2003 | IPO | | STRAIGHT | Placing | | United Kingdom | 116 | Chemicals | Chemicals - Advanced Materials | 80 | | 5.52 | 1.52 | Durlacher Limited |
| AIM | 11/6/03 | 11/1/03 | 2003 | IPO | | ROMAG HLDGS | Placing | | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | 45 | | 19.00 | 8.01 | Brewin Dolphin Securities Limited |
| UK Main Market | 11/4/03 | 11/1/03 | 2003 | IPO | | PREMIER UTILITIES TRUST | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 19.14 | 38.29 |
| AIM | 11/3/03 | 11/1/03 | 2003 | IPO | | COMMUNITY BROKING GROUP | Placing | | United Kingdom | 833 | Insurance | Insurance Brokers | 36 | | 2.83 | 0.80 | Insinger de Beaufort |
| AIM | 10/31/03 | 10/1/03 | 2003 | Not IPO | | CROWN CORP | Introduction | | Bermuda | 890 | Investment Entities | Investment Entities | | | 283.14 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 10/31/03 | 10/1/03 | 2003 | IPO | | OCEAN POWER TECHNOLOGIES | Placing | | USA | 252 | Electronic & Electrical Equipment | Electrical Equipment | 125 | | 62.84 | 25.00 | Evolution Securities Limited |
| AIM | 10/30/03 | 10/1/03 | 2003 | Not IPO | | NETBENEFIT | Introduction from Main Market | Main Market to AIM | United Kingdom | 974 | Software & Computer Services | Internet | | | 6.93 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 10/29/03 | 10/1/03 | 2003 | Not IPO | | QUAYLE MUNRO HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 871 | Speciality & Other Finance | Asset Managers | | | 14.24 | 0.00 | KBC Peel Hunt Limited |
| AIM | 10/29/03 | 10/1/03 | 2003 | Not IPO | | TELECOMMUNICATIONS GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | | | 26.48 | 0.00 | Deloitte & Touche LLP |
| UK Main Market | 10/28/03 | 10/1/03 | 2003 | IPO | | ISIS PROPERTY TRUST | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 75.65 | 75.65 |
| AIM | 10/28/03 | 10/1/03 | 2003 | IPO | | MELROSE | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 100 | | 13.12 | 12.10 | Investec Bank (UK) Limited |
| AIM | 10/28/03 | 10/1/03 | 2003 | IPO | | GENERAL INDUSTRIES PLC | Placing & Offer for Subscription | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 1.05 | 0.57 | KBC Peel Hunt Limited |
| International Main Market | 10/27/03 | 10/1/03 | 2003 | IPO | | GAM DIVERSITY III INC | Placing & Offer for Subscription | | British Virgin Islands | 890 | Investment Entities | Investment Entities | 100 | | 868.94 | 868.94 |
| AIM | 10/23/03 | 10/1/03 | 2003 | IPO | | CONYGAR INVESTMENT CO(THE) | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 50 | | 4.60 | 4.00 | Deloitte & Touche LLP |
| UK Main Market | 10/22/03 | 10/1/03 | 2003 | Not IPO | | ARLA FOODS UK | Introduction Re-admission | | United Kingdom | 435 | Food Producers & Processors | Food Processors | | | 271.24 | 0.00 |
| UK Main Market | 10/21/03 | 10/1/03 | 2003 | IPO | | WOLFSON MICROELECTRONICS | Placing | | United Kingdom | 936 | Information Technology Hardware | Semiconductors | 210 | | 213.69 | 24.47 |
| AIM | 10/20/03 | 10/1/03 | 2003 | Not IPO | | SOUTHAMPTON LEISURE HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 10.70 | 0.00 | Colins Stewart Europe Limited |
| AIM | 10/20/03 | 10/1/03 | 2003 | IPO | | STEPQUICK | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 48 | | 14.99 | 0.17 | W H Ireland Limited |
| AIM | 10/20/03 | 10/1/03 | 2003 | Not IPO | | DEAL GROUP MEDIA PLC | Placing Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 3.41 | | 11.95 | 1.75 | KBC Peel Hunt Limited |
| AIM | 10/17/03 | 10/1/03 | 2003 | Not IPO | | NOBLE INVESTMENTS PLC | Placing Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 23 | | 1.18 | 0.84 | Insinger de Beaufort |
| International Main Market | 10/16/03 | 10/1/03 | 2003 | Not IPO | | PETROKAZAKHSTAN INC | Introduction | | Canada | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 1007.52 | 0.00 |
| UK Main Market | 10/15/03 | 10/1/03 | 2003 | Not IPO | | HANSON | Introduction Re-admission | | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | | | 3168.97 | 0.00 |
| AIM | 10/15/03 | 10/1/03 | 2003 | IPO | | CANISP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 27.5 | | 3.44 | 2.06 | Canaccord Adams Limited |
| AIM | 10/15/03 | 10/1/03 | 2003 | IPO | | IP2IPO GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 275 | | 111.76 | 31.49 | KBC Peel Hunt Limited |
| AIM | 10/13/03 | 10/1/03 | 2003 | Not IPO | | CHEPSTOW RACECOURSE | Introduction Re-admission | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 66.24 | 0.00 | NM Rothschild & Sons Limited |
| AIM | 9/30/03 | 9/1/03 | 2003 | Not IPO | | COHEN(A.)& CO | Introduction from Main Market | Main Market to AIM | United Kingdom | 186 | Steel & Other Metals | Non-Ferrous Metals | | | 0.72 | 0.00 |
| AIM | 9/30/03 | 9/1/03 | 2003 | Not IPO | | IQE | Introduction from Main Market | Main Market to AIM | United Kingdom | 936 | Information Technology Hardware | Semiconductors | | | 28.82 | 0.00 |
| AIM | 9/30/03 | 9/1/03 | 2003 | Not IPO | | BEMA GOLD CORP | Introduction | | Canada | 43 | Mining | Gold Mining | | | 571.95 | 0.00 | Canaccord Adams Limited |
| International Main Market | 9/30/03 | 9/1/03 | 2003 | Not IPO | | UTD HEAVY MACHINERY URALMASH-IZHORA | Introduction | | Russia | 78 | Oil & Gas | Oil - Integrated | | | 69.96 | 0.00 |
| AIM | 9/30/03 | 9/1/03 | 2003 | IPO | | VIETNAM OPPORTUNITY FUND | Placing | | Cayman Islands | 890 | Investment Entities | Investment Entities | 60.25 | | 5.72 | 5.72 | Grant Thornton UK LLP |
| AIM | 9/29/03 | 9/1/03 | 2003 | IPO | | REAL GOOD FOOD CO | Placing | | United Kingdom | 435 | Food Producers & Processors | Food Processors | 110 | | 5.77 | 1.20 | John East & Partners Limited |
| AIM | 9/26/03 | 9/1/03 | 2003 | Not IPO | | JACKS(WILLIAM) | Introduction from Main Market | Main Market to AIM | United Kingdom | 318 | Automobiles | Vehicle Distribution | | | 8.10 | 0.00 | Charles Stanley Securities |
| AIM | 9/26/03 | 9/1/03 | 2003 | Not IPO | | LTG TECHNOLOGIES | Introduction from Main Market | Main Market to AIM | United Kingdom | 264 | Engineering & Machinery | Engineering - Contractors | | | 22.81 | 0.00 | Seymour Pierce Limited |
| AIM | 9/26/03 | 9/1/03 | 2003 | Not IPO | | ORBIS PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 588 | Support Services | Security & Alarm Services | | | 2.76 | 0.00 | Close Brothers Corporate Finance Limited |
| AIM | 9/25/03 | 9/1/03 | 2003 | IPO | | AMERICA MINERAL FIELD INC | Placing | | Canada | 48 | Mining | Other Mineral Extractors & Mines | 50.0250124 | | 30.68 | 12.61 | Canaccord Adams Limited |
| AIM | 9/25/03 | 9/1/03 | 2003 | IPO | | BRISTOL & LONDON | Placing | | United Kingdom | 596 | Transport | Rail, Road & Freight | 130 | | 31.46 | 0.30 | Rowan Dartington & Co Limited |
| UK Main Market | 9/23/03 | 9/1/03 | 2003 | Not IPO | | NORTHUMBRIAN WATER GROUP PLC | Introduction from AIM | AIM to Main Market | United Kingdom | 778 | Utilities - Other | Provision of water and the removal of sewage | | | 553.63 | 0.00 |
| AIM | 9/19/03 | 9/1/03 | 2003 | Not IPO | | ALKANE ENERGY | Introduction from Main Market | Main Market to AIM | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 10.98 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 9/18/03 | 9/1/03 | 2003 | IPO | | CHICAGO ENVIRONMENTAL | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 15.00 | 15.00 | Colins Stewart Europe Limited |
| AIM | 9/16/03 | 9/1/03 | 2003 | IPO | | EPIC RECONSTRUCTION | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 30.00 | 30.00 | Numis Securities Limited |
| International Main Market | 9/15/03 | 9/1/03 | 2003 | Not IPO | | CRYPTOLOGIC INC | Introduction | | Canada | 974 | Software & Computer Services | Internet | | | 85.21 | 0.00 |
| AIM | 9/12/03 | 9/1/03 | 2003 | IPO | | INCITE HLDGS | Placing & Offer for Subscription | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | 25 | | 7.27 | 1.52 | Beaumont Cornish Limited |
| AIM | 9/10/03 | 9/1/03 | 2003 | Not IPO | | HARTSTONE GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 341 | Household Goods & Textiles | Clothing & Footwear | | | 1.11 | 0.00 | Colins Stewart Europe Limited |
| AIM | 9/9/03 | 9/1/03 | 2003 | Not IPO | | CANTERBURY FOODS GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 435 | Food Producers & Processors | Food Processors | | | 4.67 | 0.00 | Teather & Greenwood Limited |
| AIM | 9/9/03 | 9/1/03 | 2003 | Not IPO | | ARCHIPELAGO RESOURCES | Introduction | | United Kingdom | 43 | Mining | Gold Mining | | | 11.30 | 0.00 | Grant Thornton UK LLP |
| AIM | 9/8/03 | 9/1/03 | 2003 | IPO | | READYBUY | Placing | | United Kingdom | 435 | Food Producers & Processors | Food Processors | 48 | | 8.64 | 0.22 | W H Ireland Limited |
| AIM | 8/28/03 | 8/1/03 | 2003 | Not IPO | | ENTERPRISEASIA | Introduction Re-admission | | United Kingdom | 850 | Investment Companies | Investment Companies | | | 1.56 | 0.00 | Insinger de Beaufort |
| AIM | 8/28/03 | 8/1/03 | 2003 | IPO | | CORPORA | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 25 | | 3.50 | 1.46 | Nabarro Wells & Co. Limited |
| AIM | 8/27/03 | 8/1/03 | 2003 | Not IPO | | HOT GROUP | Placing & Open Offer Re-admission | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 12 | | 16.00 | 9.62 | Strand Partners Limited |
| AIM | 8/26/03 | 8/1/03 | 2003 | Not IPO | | MAISHA | Introduction from Main Market | Main Market to AIM | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 0.94 | 0.00 | ARM Corporate Finance Limited |
| AIM | 8/22/03 | 8/1/03 | 2003 | Not IPO | | TOUCHSTONE GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 977 | Software & Computer Services | Software | | | 10.17 | 0.00 | Teather & Greenwood Limited |
| UK Main Market | 8/14/03 | 8/1/03 | 2003 | Not IPO | | UTILICO INVESTMENT TRUST | Introduction | | United Kingdom | 850 | Investment Companies | Investment Companies | | | 93.67 | 0.00 |
| UK Main Market | 8/14/03 | 8/1/03 | 2003 | Not IPO | | PATIENTLINE | Introduction from AIM | AIM to Main Market | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | | | 66.15 | 0.00 |
| AIM | 8/14/03 | 8/1/03 | 2003 | IPO | | QUIKTRAK NETWORKS PLC | Placing | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | 34.5 | | 16.26 | 0.69 | Nabarro Wells & Co. Limited |
| AIM | 8/12/03 | 8/1/03 | 2003 | IPO | | DESIGNER VISION GROUP | Placing | | United Kingdom | 313 | Automobiles | Auto Parts | 10 | | 5.00 | 1.00 | City Financial Associates Limited |
| AIM | 8/8/03 | 8/1/03 | 2003 | Not IPO | | CENES PHARMACEUTICALS | Introduction from Main Market | Main Market to AIM | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | | | 8.51 | 0.00 | Evolution Securities Limited |
| AIM | 8/7/03 | 8/1/03 | 2003 | IPO | | MICAP | Placing | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 55 | | 15.85 | 5.37 | Brewin Dolphin Securities Limited |
| AIM | 8/5/03 | 8/1/03 | 2003 | IPO | | HEMISPHERE PROPERTIES | Placing & Offer for Subscription | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 5 | | 0.95 | 0.50 | Grant Thornton UK LLP |
| AIM | 8/4/03 | 8/1/03 | 2003 | IPO | | CAMBRIAN MINING | Placing & Offer for Subscription | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 30 | | 5.70 | 1.81 | Grant Thornton UK LLP |
| AIM | 8/1/03 | 8/1/03 | 2003 | Not IPO | | AIRSPRUNG FURNITURE GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | | | 16.12 | 0.00 | Rowan Dartington & Co Limited |
| AIM | 8/1/03 | 8/1/03 | 2003 | IPO | | TELLINGS GOLDEN MILLER GROUP | Placing | | United Kingdom | 596 | Transport | Rail, Road & Freight | 70 | | 15.31 | 2.00 | City Financial Associates Limited |
| AIM | 7/31/03 | 7/1/03 | 2003 | Not IPO | | MOBILEFUTURE | Introduction Re-admission | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 2.98 | 0.00 | Beaumont Cornish Limited |
| AIM | 7/30/03 | 7/1/03 | 2003 | Not IPO | | ANTRIM ENERGY INC | Introduction | | Canada | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 7.13 | 0.00 | Canaccord Adams Limited |
| AIM | 7/29/03 | 7/1/03 | 2003 | IPO | | CITYBLOCK | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 48 | | 10.48 | 0.11 | W H Ireland Limited |
| AIM | 7/28/03 | 7/1/03 | 2003 | Not IPO | | ESV A/S | Introduction | | Denmark | 879 | Speciality & Other Finance | Other Financial | | | 0.51 | 0.00 | Beaumont Cornish Limited |
| AIM | 7/24/03 | 7/1/03 | 2003 | Not IPO | | DENSITRON TECHNOLOGIES | Introduction from Main Market | Main Market to AIM | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 10.43 | 0.00 | KBC Peel Hunt Limited |
| AIM | 7/22/03 | 7/1/03 | 2003 | Not IPO | | FUTURA MEDICAL | Introduction | | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | | | 31.48 | 0.00 | William de Broe Plc |
| AIM | 7/21/03 | 7/1/03 | 2003 | Not IPO | | RANSOM(WILLIAM)& SON | Introduction from Main Market | Main Market to AIM | United Kingdom | 486 | Pharmaceuticals & Biotechnology | Pharmaceuticals | | | 11.44 | 0.00 | Credit Suisse Securities (Europe) Limited |
| AIM | 7/21/03 | 7/1/03 | 2003 | Not IPO | | REDBUS INTERHOUSE | Introduction from Main Market | Main Market to AIM | United Kingdom | 974 | Software & Computer Services | Internet | | | 8.44 | 0.00 | Colins Stewart Europe Limited |
| AIM | 7/21/03 | 7/1/03 | 2003 | Not IPO | | EUROPASIA EDUCATION | Introduction Re-admission | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | | | 0.93 | 0.00 | Insinger de Beaufort |
| AIM | 7/16/03 | 7/1/03 | 2003 | Not IPO | | ORAD HI TEC SYSTEMS | Introduction | | Israel | 932 | Information Technology Hardware | Computer Hardware | | | 9.75 | 0.00 | Shore Capital & Corporate Limited |
| UK Main Market | 7/15/03 | 7/1/03 | 2003 | IPO | | YELL GROUP | International Offering | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 285 | | 1980.30 | 1140.00 |
| UK Main Market | 7/15/03 | 7/1/03 | 2003 | Not IPO | | PREMIER OIL | Introduction Re-admission | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 536.42 | 0.00 |
| AIM | 7/14/03 | 7/1/03 | 2003 | IPO | | AFRICAN DIAMONDS | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 7 | | 3.83 | 0.80 | Rowan Dartington & Co Limited |
| AIM | 7/11/03 | 7/1/03 | 2003 | Not IPO | | SCIPHER | Placing & Open Offer transfer from | Main Market to AIM | United Kingdom | 932 | Information Technology Hardware | Computer Hardware | 5 | | 12.90 | 7.57 | Evolution Securities Limited |
| AIM | 7/8/03 | 7/1/03 | 2003 | IPO | | CUSTOMVIS | Placing | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 91 | | 31.59 | 11.50 | Colins Stewart Europe Limited |
| UK Main Market | 7/7/03 | 7/1/03 | 2003 | Not IPO | | KESA ELECTRICALS | Introduction | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | | | 1019.39 | 0.00 |
| AIM | 7/2/03 | 7/1/03 | 2003 | Not IPO | | BOOTH INDUSTRIES GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 264 | Engineering & Machinery | Engineering - Contractors | | | 1.67 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 7/1/03 | 7/1/03 | 2003 | IPO | | MILESTONE GROUP | Placing | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 100 | | 21.60 | 10.50 | Colins Stewart Europe Limited |
| AIM | 6/27/03 | 6/1/03 | 2003 | Not IPO | | ECKOH TECHNOLOGIES | Introduction from Main Market | Main Market to AIM | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | | | 25.43 | 0.00 | Evolution Securities Limited |
| AIM | 6/27/03 | 6/1/03 | 2003 | IPO | | FAROE PETROLEUM | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 103.5 | | 44.08 | 15.00 | William de Broe Plc |
| UK Main Market | 6/26/03 | 6/1/03 | 2003 | Not IPO | | EVOLUTION GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | | | 163.42 | 0.00 |
| AIM | 6/25/03 | 6/1/03 | 2003 | IPO | | AFRICAN EAGLE RESOURCES | Placing | | United Kingdom | 43 | Mining | Gold Mining | 6 | | 3.51 | 1.46 | Nabarro Wells & Co. Limited |
| AIM | 6/23/03 | 6/1/03 | 2003 | Not IPO | | CARDPOINT | Placing & Open Offer Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 53 | | 17.27 | 6.01 | Evolution Securities Limited |
| International Main Market | 6/18/03 | 6/1/03 | 2003 | IPO | | BENFIELD GROUP | International Offering | | Bermuda | 833 | Insurance | Insurance Brokers | 250 | | 574.75 | 100.00 |
| AIM | 6/16/03 | 6/1/03 | 2003 | Not IPO | | STATPRO GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 977 | Software & Computer Services | Software | | | 8.40 | 0.00 | Credit Suisse Securities (Europe) Limited |
| AIM | 6/12/03 | 6/1/03 | 2003 | Not IPO | | CENTURION ENERGY INTERNATIONAL INC | Introduction | | Canada | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 35.86 | 0.00 | William de Broe Plc |
| UK Main Market | 6/12/03 | 6/1/03 | 2003 | IPO | | SONDEX | Placing | | United Kingdom | 75 | Oil & Gas | Oil - Services | 100 | | 38.82 | 27.00 |
| AIM | 6/10/03 | 6/1/03 | 2003 | Not IPO | | SIRIUS FINANCIAL SOLUTIONS | Introduction from Main Market | Main Market to AIM | United Kingdom | 977 | Software & Computer Services | Software | | | 16.24 | 0.00 | Colins Stewart Europe Limited |
| AIM | 6/10/03 | 6/1/03 | 2003 | Not IPO | | INNOBOX | Introduction Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 0.61 | 0.00 | Brown Shipley & Co Limited |
| AIM | 6/6/03 | 6/1/03 | 2003 | Not IPO | | SPRINGWOOD | Introduction from Main Market | Main Market to AIM | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | | | 5.14 | 0.00 | Grant Thornton UK LLP |
| AIM | 6/3/03 | 6/1/03 | 2003 | Not IPO | | SHEFFIELD UNITED | Placing & Open Offer transfer from | Main Market to AIM | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 10 | | 8.96 | 4.00 | KBC Peel Hunt Limited |
| AIM | 5/30/03 | 5/1/03 | 2003 | Not IPO | | DCS GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 1.94 | 0.00 | Close Brothers Corporate Finance Limited |
| AIM | 5/29/03 | 5/1/03 | 2003 | Not IPO | | MAYBORN GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 475 | Personal Care & Household Products | Household Products | | | 24.63 | 0.00 | Colins Stewart Europe Limited |
| AIM | 5/29/03 | 5/1/03 | 2003 | IPO | | TRADINGSPORTS EXCHANGE SYSTEMS | Placing | | United Kingdom | 532 | Leisure & Hotels | Gambling | 115 | | 12.07 | 4.00 | Evolution Securities Limited |
| AIM | 5/28/03 | 5/1/03 | 2003 | Not IPO | | COE GROUP PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 4.90 | 0.00 | Deloitte & Touche LLP |
| AIM | 5/23/03 | 5/1/03 | 2003 | IPO | | NORTHUMBRIAN WATER GROUP PLC | Placing | | United Kingdom | 778 | Utilities - Other | Provision of water and the removal of sewage | 100 | | 518.62 | 388.97 | Colins Stewart Europe Limited |
| AIM | 5/22/03 | 5/1/03 | 2003 | IPO | | BIOPROGRESS | Placing | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 16 | | 13.09 | 5.00 | Colins Stewart Europe Limited |
| UK Main Market | 5/19/03 | 5/1/03 | 2003 | Not IPO | | MARCONI CORP | Introduction Re-admission | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | | | 595.00 | 0.00 |
| AIM | 5/15/03 | 5/1/03 | 2003 | Not IPO | | PARAMOUNT | Introduction from Main Market | Main Market to AIM | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | | | 14.37 | 0.00 | Evolution Securities Limited |
| AIM | 5/15/03 | 5/1/03 | 2003 | Not IPO | | TOYE & CO | Introduction from Main Market | Main Market to AIM | United Kingdom | 341 | Household Goods & Textiles | Clothing & Footwear | | | 0.97 | 0.00 | W H Ireland Limited |
| AIM | 5/14/03 | 5/1/03 | 2003 | IPO | | GMA RESOURCES | Placing | | United Kingdom | 43 | Mining | Gold Mining | | | 8.88 | 4.00 | Canaccord Adams Limited |
| UK Main Market | 5/1/03 | 5/1/03 | 2003 | Not IPO | | INCISIVE MEDIA | Placing & Open Offer Re-admission | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 50 | | 41.36 | 16.05 |
| AIM | 4/30/03 | 4/1/03 | 2003 | IPO | | OFEX HOLDINGS | Placing & Offer for Subscription | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 3.95 | 1.45 | Seymour Pierce Limited |
| AIM | 4/25/03 | 4/1/03 | 2003 | Not IPO | | JARVIS PORTER GROUP | Introduction Re-admission | | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | | | 5.76 | 0.00 | Strand Partners Limited |
| UK Main Market | 4/25/03 | 4/1/03 | 2003 | IPO | | SECOND ADVANCE VALUE REALISATION CO | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 12.99 | 43.30 |
| AIM | 4/22/03 | 4/1/03 | 2003 | Not IPO | | CHURCHILL CHINA | Introduction from Main Market | Main Market to AIM | United Kingdom | 345 | Household Goods & Textiles | Household Appliances & Housewares | | | 13.91 | 0.00 | William de Broe Plc |
| AIM | 4/16/03 | 4/1/03 | 2003 | Not IPO | | BLACK ARROW GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | | | 12.04 | 0.00 | Ernst & Young LLP |
| AIM | 4/15/03 | 4/1/03 | 2003 | Not IPO | | WALKER GREENBANK | Introduction from Main Market | Main Market to AIM | United Kingdom | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | | | 3.84 | 0.00 | Brewin Dolphin Securities Limited |
| UK Main Market | 4/15/03 | 4/1/03 | 2003 | Not IPO | | INTERCONTINENTAL HOTELS GROUP | Introduction | | United Kingdom | 536 | Leisure & Hotels | Hotels | | | 2732.20 | 0.00 |
| UK Main Market | 4/15/03 | 4/1/03 | 2003 | Not IPO | | MITCHELLS & BUTLERS | Introduction | | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | | | 1634.18 | 0.00 |
| AIM | 4/14/03 | 4/1/03 | 2003 | Not IPO | | CONSOLIDATED MINERALS | Introduction | | Australia | 48 | Mining | Other Mineral Extractors & Mines | | | 33.91 | 0.00 | RFC Corporate Finance Limited |
| AIM | 4/14/03 | 4/1/03 | 2003 | Not IPO | | CALEDON RESOURCES PLC | Placing & Open Offer Re-admission | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 1 | | 1.81 | 1.25 | William de Broe Plc |
| AIM | 4/10/03 | 4/1/03 | 2003 | Not IPO | | UNIVERSAL DIRECT GROUP PLC | Introduction Re-admission | | United Kingdom | 343 | Household Goods & Textiles | Consumer Electronics | | | 1.61 | 0.00 | Beaumont Cornish Limited |
| AIM | 4/8/03 | 4/1/03 | 2003 | IPO | | CREATIVE EDUCATIONAL CORPORATION | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 5 | | 5.86 | 0.20 | Grant Thornton UK LLP |
| UK Main Market | 4/8/03 | 4/1/03 | 2003 | IPO | | ACCELERATED RETURN FUND | Placing & Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 21.20 | 21.20 |
| UK Main Market | 4/4/03 | 4/1/03 | 2003 | IPO | | CLOSE HIGH INCOME PROPERTIES | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 30.00 | 30.00 |
| AIM | 4/2/03 | 4/1/03 | 2003 | IPO | | PENTAGON PROTECTION | Placing | | United Kingdom | 313 | Automobiles | Auto Parts | 3 | | 2.38 | 0.75 | Seymour Pierce Limited |
| AIM | 4/1/03 | 4/1/03 | 2003 | Not IPO | | THIRDFORCE PLC | Placing Re-admission | | Republic of Ireland | 583 | Support Services | Education, Business Training & Employment Agencies | 10 | | 12.98 | 5.33 | Insinger de Beaufort |
| AIM | 3/31/03 | 3/1/03 | 2003 | IPO | | TASKCATCH | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 28 | | 8.51 | 0.11 | W H Ireland Limited |
| AIM | 3/31/03 | 3/1/03 | 2003 | Not IPO | | HUVEAUX PLC | Placing Re-admission | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 25 | | 12.74 | 7.57 | Brewin Dolphin Securities Limited |
| AIM | 3/20/03 | 3/1/03 | 2003 | IPO | | AEROBOX | Placing | | United Kingdom | 118 | Chemicals | Chemicals - Speciality | 20 | | 15.51 | 0.35 | Seymour Pierce Limited |
| AIM | 3/11/03 | 3/1/03 | 2003 | Not IPO | | HEALTHCARE ENTERPRISE GROUP | Introduction Re-admission | | United Kingdom | 449 | Health | Other Health Care | | | 13.73 | 0.00 | Corporate Synergy plc |
| AIM | 3/11/03 | 3/1/03 | 2003 | Not IPO | | SMART APPROACH GROUP | Introduction Re-admission | | United Kingdom | 591 | Transport | Airlines & Airports | | | 5.46 | 0.00 | Strand Partners Limited |
| AIM | 3/5/03 | 3/1/03 | 2003 | IPO | | HPD EXPLORATION | Placing | | United Kingdom | 43 | Mining | Gold Mining | 14 | | 18.84 | 1.69 | Seymour Pierce Limited |
| AIM | 3/3/03 | 3/1/03 | 2003 | Not IPO | | ARCOLECTRIC(HLDGS) | Introduction from Main Market | Main Market to AIM | United Kingdom | 252 | Electronic & Electrical Equipment | Electrical Equipment | | | 2.40 | 0.00 | John East & Partners Limited |
| AIM | 3/3/03 | 3/1/03 | 2003 | Not IPO | | BRADSTOCK GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 833 | Insurance | Insurance Brokers | | | 2.52 | 0.00 | Credit Suisse Securities (Europe) Limited |
| AIM | 2/28/03 | 2/1/03 | 2003 | Not IPO | | OCEAN RESOURCES CAPITAL HLDGS | Introduction | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | | | 46.88 | 0.00 | Insinger de Beaufort |
| UK Main Market | 2/19/03 | 2/1/03 | 2003 | Not IPO | | CAIRN ENERGY | Introduction Re-admission | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 428.12 | 0.00 |
| AIM | 2/18/03 | 2/1/03 | 2003 | IPO | | CAPRICORN RESOURCES | Placing & Offer for Subscription | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 0.75 | 0.40 | Grant Thornton UK LLP |
| AIM | 2/17/03 | 2/1/03 | 2003 | Not IPO | | PATSYSTEMS | Introduction from Main Market | Main Market to AIM | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 6.25 | 0.00 | Investec Bank (UK) Limited |
| AIM | 1/27/03 | 1/1/03 | 2003 | Not IPO | | CAPE | Introduction from Main Market | Main Market to AIM | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | | | 7.20 | 0.00 | Credit Suisse Securities (Europe) Limited |
| AIM | 1/27/03 | 1/1/03 | 2003 | Not IPO | | BIONEX INVESTMENTS | Introduction | | United Kingdom | 449 | Health | Other Health Care | | | 3.55 | 0.00 | W H Ireland Limited |
| UK Main Market | 1/24/03 | 1/1/03 | 2003 | IPO | | JUBILEE INVESTMENT TRUST | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 13.48 | 13.48 |
| AIM | 1/23/03 | 1/1/03 | 2003 | Not IPO | | INVERESK | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 156 | Forestry & Paper | Paper | 10 | | 7.38 | 2.00 | KBC Peel Hunt Limited |
| AIM | 1/20/03 | 1/1/03 | 2003 | IPO | | 2 TRAVEL GROUP | Placing | | United Kingdom | 596 | Transport | Rail, Road & Freight | 7 | | 2.77 | 0.86 | City Financial Associates Limited |
| AIM | 1/15/03 | 1/1/03 | 2003 | Not IPO | | VEBNET (HLDGS) | Intro from Official List & Offer | Main Market to AIM | United Kingdom | 581 | Support Services | Business Support Services | 117 | | 8.74 | 0.44 | Brewin Dolphin Securities Limited |
| AIM | 1/14/03 | 1/1/03 | 2003 | Not IPO | | BIKENET | Placing & Offer for Subscription Re | | United Kingdom | 318 | Automobiles | Vehicle Distribution | 5 | | 0.59 | 0.03 | Brewin Dolphin Securities Limited |
| AIM | 1/13/03 | 1/1/03 | 2003 | Not IPO | | FALKLAND ISLANDS HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 527 | General Retailers | Retailers - Multi Department | | | 12.12 | 0.00 | Dawnay, Day Corporate Finance Limited |
| AIM | 1/8/03 | 1/1/03 | 2003 | Not IPO | | AFA SYSTEMS | Introduction from Main Market | Main Market to AIM | United Kingdom | 977 | Software & Computer Services | Software | | | 4.56 | 0.00 | Bridgewell Limited |
| UK Main Market | 1/8/03 | 1/1/03 | 2003 | IPO | | PHOENIX VCT | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 1.07 | 1.07 |
| AIM | 1/7/03 | 1/1/03 | 2003 | IPO | | JUDGES CAPITAL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 95 | | 2.00 | 2.00 | Dawnay, Day Corporate Finance Limited |
| International Main Market | 1/6/03 | 1/1/03 | 2003 | Not IPO | | LIONORE MINING INTERNATIONAL | Introduction | | Canada | 48 | Mining | Other Mineral Extractors & Mines | | | 331.30 | 0.00 |
| AIM | 1/2/03 | 1/1/03 | 2003 | Not IPO | | XPERTISE GROUP | Placing Re-admission | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 2.75 | | 6.02 | 2.20 | Brewin Dolphin Securities Limited |
| AIM | 1/2/03 | 1/1/03 | 2003 | Not IPO | | MOTION MEDIA | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 3.5 | | 7.45 | 3.80 | ARM Corporate Finance Limited |
| AIM | 12/31/02 | 12/1/02 | 2002 | IPO | | EPIC BRAND INVESTMENTS | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 50.00 | 50.00 | Colins Stewart Europe Limited |
| AIM | 12/24/02 | 12/1/02 | 2002 | Not IPO | | CONTEMPORARY ENTERPRISES | Introduction Re-admission | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 2.15 | 0.00 | KBC Peel Hunt Limited |
| AIM | 12/24/02 | 12/1/02 | 2002 | Not IPO | | TALENT GROUP PLC | Introduction Re-admission | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | | | 4.05 | 0.00 | John East & Partners Limited |
| AIM | 12/24/02 | 12/1/02 | 2002 | IPO | | VOLVERE | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 100 | | 3.61 | 3.56 | Teather & Greenwood Limited |
| International Main Market | 12/20/02 | 12/1/02 | 2002 | Not IPO | | BANCO DE CHILE | Introduction | | Chile | 810 | Banks | Banks | | | 391.57 | 0.00 |
| AIM | 12/20/02 | 12/1/02 | 2002 | Not IPO | | EDUCATION DEVELOPMENT INT PLC | Introduction Re-admission | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | | | 6.79 | 0.00 | William de Broe Plc |
| UK Main Market | 12/20/02 | 12/1/02 | 2002 | IPO | | JP MORGAN FLEMING RUSSIAN SECURITIE | Placing & Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 60.06 | 60.06 |
| UK Main Market | 12/19/02 | 12/1/02 | 2002 | IPO | | DEXION ABSOLUTE | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 34.00 | 34.00 |
| UK Main Market | 12/19/02 | 12/1/02 | 2002 | IPO | | PROGRESSIVE EUROPEAN ALTERNATIVE PF | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 0.00 | 16.30 |
| AIM | 12/18/02 | 12/1/02 | 2002 | Not IPO | | AORTECH INTERNATIONAL | Introduction from Main Market | Main Market to AIM | United Kingdom | 446 | Health | Medical Equipment & Supplies | | | 3.43 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 12/18/02 | 12/1/02 | 2002 | Not IPO | | PNC TELECOM PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | | | 9.14 | 0.00 | Seymour Pierce Limited |
| UK Main Market | 12/18/02 | 12/1/02 | 2002 | Not IPO | | BARING EMERGING EUROPE PLC | Introduction | | United Kingdom | 850 | Investment Companies | Investment Companies | | | 84.10 | 0.00 |
| AIM | 12/17/02 | 12/1/02 | 2002 | IPO | | HIGHLAND GOLD MINING | Placing | | United Kingdom | 43 | Mining | Gold Mining | 190 | | 210.00 | 20.00 | W H Ireland Limited |
| AIM | 12/16/02 | 12/1/02 | 2002 | Not IPO | | DICKINSON LEGG GROUP | Introduction | | United Kingdom | 264 | Engineering & Machinery | Engineering - Contractors | | | 15.00 | 0.00 | Robert W. Baird Limited |
| AIM | 12/16/02 | 12/1/02 | 2002 | IPO | | DEBT FREE DIRECT GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 40 | | 9.00 | 0.37 | W H Ireland Limited |
| AIM | 12/12/02 | 12/1/02 | 2002 | Not IPO | | JACQUES VERT | Introduction Re-admission | | United Kingdom | 528 | General Retailers | Retailers - Soft Goods | | | 15.75 | 0.00 | Seymour Pierce Limited |
| AIM | 12/2/02 | 12/1/02 | 2002 | IPO | | CENTURION ELECTRONICS | Placing | | United Kingdom | 313 | Automobiles | Auto Parts | 30 | | 6.30 | 2.30 | Corporate Synergy plc |
| AIM | 11/27/02 | 11/1/02 | 2002 | Not IPO | | CAPITAL MANAGEMENT & INVESTMENT | Introduction Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 30.84 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 11/25/02 | 11/1/02 | 2002 | Not IPO | | DARWEN CAPITAL | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 1.51 | 0.00 | Nabarro Wells & Co. Limited |
| UK Main Market | 11/25/02 | 11/1/02 | 2002 | Not IPO | | NEXT | Introduction Re-admission | | United Kingdom | 528 | General Retailers | Retailers - Soft Goods | | | 2502.28 | 0.00 |
| AIM | 11/22/02 | 11/1/02 | 2002 | IPO | | RINGPROP | Placing | | United Kingdom | 263 | Engineering & Machinery | Commercial Vehicles & Trucks | 130 | | 3.90 | 3.05 | Brewin Dolphin Securities Limited |
| AIM | 11/21/02 | 11/1/02 | 2002 | Not IPO | | FIELDENS | Introduction Re-admission | | United Kingdom | 977 | Software & Computer Services | Software | | | 1.86 | 0.00 | Shore Capital & Corporate Limited |
| AIM | 11/20/02 | 11/1/02 | 2002 | Not IPO | | EXCEL AIRWAYS GROUP | Introduction | | United Kingdom | 591 | Transport | Airlines & Airports | | | 115.20 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 11/20/02 | 11/1/02 | 2002 | Not IPO | | GOLD MINES OF SARDINIA | Introduction Re-admission | | United Kingdom | 43 | Mining | Gold Mining | | | 34.88 | 0.00 | William de Broe Plc |
| AIM | 11/14/02 | 11/1/02 | 2002 | Not IPO | | COFFEE REPUBLIC | Introduction from Main Market | Main Market to AIM | United Kingdom | 630 | Food & Drug Retailers | Food & Drug Retailers | | | 5.05 | 0.00 | Teather & Greenwood Limited |
| AIM | 11/12/02 | 11/1/02 | 2002 | Not IPO | | ADVANCED POWER COMPONENTS | Introduction from Main Market | Main Market to AIM | United Kingdom | 252 | Electronic & Electrical Equipment | Electrical Equipment | | | 2.61 | 0.00 | Evolution Securities Limited |
| UK Main Market | 11/12/02 | 11/1/02 | 2002 | IPO | | BEAZLEY GROUP | Placing | | United Kingdom | 834 | Insurance | Insurance - Non-Life | 73 | | 167.52 | 150.00 |
| AIM | 11/11/02 | 11/1/02 | 2002 | Not IPO | | TRANSWARE | Introduction from Main Market | Main Market to AIM | United Kingdom | 977 | Software & Computer Services | Software | | | 2.32 | 0.00 | Corporate Synergy plc |
| UK Main Market | 11/11/02 | 11/1/02 | 2002 | Not IPO | | BOOKHAM TECHNOLOGY | Introduction Re-admission | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | | | 161.90 | 0.00 |
| International Main Market | 11/1/02 | 11/1/02 | 2002 | Not IPO | | PARTHUSCEVA INC | Introduction Re-admission | | USA | 936 | Information Technology Hardware | Semiconductors | | | 72.19 | 0.00 |
| AIM | 10/28/02 | 10/1/02 | 2002 | Not IPO | | BERTAM HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 433 | Food Producers & Processors | Farming & Fishing | | | 52.32 | 0.00 | Brown Shipley & Co Limited |
| AIM | 10/28/02 | 10/1/02 | 2002 | Not IPO | | ROWE EVANS INVESTMENTS | Introduction from Main Market | Main Market to AIM | United Kingdom | 433 | Food Producers & Processors | Farming & Fishing | | | 45.48 | 0.00 | Brown Shipley & Co Limited |
| AIM | 10/25/02 | 10/1/02 | 2002 | Not IPO | | JOURDAN | Introduction from Main Market | Main Market to AIM | United Kingdom | 345 | Household Goods & Textiles | Household Appliances & Housewares | | | 3.67 | 0.00 | Charles Stanley Securities |
| AIM | 10/23/02 | 10/1/02 | 2002 | Not IPO | | 3DM WORLDWIDE | Introduction | | United Kingdom | 116 | Chemicals | Chemicals - Advanced Materials | | | 50.21 | 0.00 | Grant Thornton UK LLP |
| AIM | 10/23/02 | 10/1/02 | 2002 | Not IPO | | ZIPCOM | Placing Re-admission | | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 2 | | 14.20 | 4.40 | Colins Stewart Europe Limited |
| AIM | 10/22/02 | 10/1/02 | 2002 | Not IPO | | LOWE(ROBERT H.) | Introduction from Main Market | Main Market to AIM | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 2.62 | 0.00 | Strand Partners Limited |
| UK Main Market | 10/22/02 | 10/1/02 | 2002 | Not IPO | | HYDER CONSULTING | Introduction Re-admission | | United Kingdom | 188 | Steel & Other Metals | Steel | | | 7.94 | 0.00 |
| AIM | 10/21/02 | 10/1/02 | 2002 | Not IPO | | STERLING ENERGY | Placing & Open Offer Re-admission | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 4 | | 10.52 | 2.41 | Evolution Securities Limited |
| AIM | 10/15/02 | 10/1/02 | 2002 | Not IPO | | CYTOMYX HLDGS | Placing Re-admission | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 0.5 | | 3.06 | 1.85 | Corporate Synergy plc |
| AIM | 10/14/02 | 10/1/02 | 2002 | Not IPO | | WALKER(THOMAS) | Introduction from Main Market | Main Market to AIM | United Kingdom | 266 | Engineering & Machinery | Engineering Fabricators | | | 2.43 | 0.00 | Ernst & Young LLP |
| AIM | 10/14/02 | 10/1/02 | 2002 | IPO | | CELTIC RESOURCES HLDGS | Placing | | Republic of Ireland | 43 | Mining | Gold Mining | 135 | | 36.34 | 5.04 | William de Broe Plc |
| AIM | 10/14/02 | 10/1/02 | 2002 | IPO | | DAWMED SYSTEMS | Placing | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 25 | | 3.82 | 0.25 | Beaumont Cornish Limited |
| AIM | 10/14/02 | 10/1/02 | 2002 | IPO | | PRESTBURY HLDGS | Placing & Offer for Subscription | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 80 | | 10.25 | 1.00 | Grant Thornton UK LLP |
| AIM | 10/9/02 | 10/1/02 | 2002 | Not IPO | | BULLOUGH | Introduction from Main Market | Main Market to AIM | United Kingdom | 267 | Engineering & Machinery | Engineering - General | | | 3.06 | 0.00 | Old Mutual Securities |
| AIM | 10/9/02 | 10/1/02 | 2002 | IPO | | CENTRAL AFRICAN MINING & EXPLORTN | Placing & Offer for Subscription | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 3 | | 10.14 | 0.75 | Seymour Pierce Limited |
| AIM | 10/7/02 | 10/1/02 | 2002 | Not IPO | | ACQUISITOR HLDGS(BERMUDA) | Introduction | | Bermuda | 850 | Investment Companies | Investment Companies | | | 7.86 | 0.00 | Colins Stewart Europe Limited |
| AIM | 10/3/02 | 10/1/02 | 2002 | Not IPO | | OSMETECH | Placing & Open Offer transfer from | Main Market to AIM | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 2 | | 9.84 | 4.91 | Evolution Securities Limited |
| AIM | 10/1/02 | 10/1/02 | 2002 | IPO | | THB GROUP | Placing | | United Kingdom | 833 | Insurance | Insurance Brokers | 120 | | 31.32 | 6.00 | Numis Securities Limited |
| AIM | 9/27/02 | 9/1/02 | 2002 | IPO | | REGAL PETROLEUM | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 60 | | 34.39 | 10.00 | Evolution Securities Limited |
| AIM | 9/26/02 | 9/1/02 | 2002 | Not IPO | | ITRAIN | Introduction | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | | | 4.55 | 0.00 | Grant Thornton UK LLP |
| AIM | 9/25/02 | 9/1/02 | 2002 | Not IPO | | COBURG GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 435 | Food Producers & Processors | Food Processors | | | 1.32 | 0.00 | Grant Thornton UK LLP |
| UK Main Market | 9/25/02 | 9/1/02 | 2002 | IPO | | NEW OPPORTUNITIES INVESTMENT TRUST | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 11.44 | 11.12 |
| AIM | 9/25/02 | 9/1/02 | 2002 | Not IPO | | TERRACE HILL GROUP | Placing & Open Offer Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 12.65 | | 19.70 | 0.25 | Noble & Company Limited |
| AIM | 9/24/02 | 9/1/02 | 2002 | IPO | | SURFACE TRANSFORMS | Placing & Offer for Subscription | | United Kingdom | 266 | Engineering & Machinery | Engineering Fabricators | 90 | | 8.43 | 1.30 | Brewin Dolphin Securities Limited |
| AIM | 9/23/02 | 9/1/02 | 2002 | Not IPO | | TEXAS OIL AND GAS | Introduction | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 8.40 | 0.00 | City Financial Associates Limited |
| AIM | 9/20/02 | 9/1/02 | 2002 | Not IPO | | NEWMARK SECURITY | Introduction Re-admission | | United Kingdom | 588 | Support Services | Security & Alarm Services | | | 3.86 | 0.00 | William de Broe Plc |
| International Main Market | 9/13/02 | 9/1/02 | 2002 | Not IPO | | ORASCOM CONSTRUCTIONS INDUSTRY | Introduction | | Egypt | 137 | Construction & Building Materials | Other Construction | | | 2.54 | 0.00 |
| AIM | 9/12/02 | 9/1/02 | 2002 | Not IPO | | HARTFORD GROUP | Placing & Open Offer Re-admission | | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | 2 | | 10.70 | 1.37 | Investec Bank (UK) Limited |
| AIM | 9/10/02 | 9/1/02 | 2002 | Not IPO | | AIT GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 0.58 | 0.00 | Old Mutual Securities |
| UK Main Market | 9/6/02 | 9/1/02 | 2002 | Not IPO | | LAND SECURITIES GROUP | Introduction Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 4113.31 | 0.00 |
| International Main Market | 9/5/02 | 9/1/02 | 2002 | Not IPO | | LG ELECTRONICS INC | Introduction | | South Korea | 253 | Electronic & Electrical Equipment | Electronic Equipment | 0 | | 53.09 | 0.00 |
| AIM | 9/2/02 | 9/1/02 | 2002 | Not IPO | | SHAW(ARTHUR)& CO | Introduction from Main Market | Main Market to AIM | United Kingdom | 535 | Leisure & Hotels | Home Entertainment | | | 8.12 | 0.00 | KBC Peel Hunt Limited |
| AIM | 8/30/02 | 8/1/02 | 2002 | Not IPO | | FINSBURY FOOD GROUP PLC | Introduction Re-admission | | United Kingdom | 435 | Food Producers & Processors | Food Processors | | | 6.43 | 0.00 | Durlacher Limited |
| UK Main Market | 8/30/02 | 8/1/02 | 2002 | IPO | | OSPREY SMALLER COMPANIES INCOME FD | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 14.04 | 14.04 |
| AIM | 8/30/02 | 8/1/02 | 2002 | Not IPO | | LEISURE VENTURES | Placing & Open Offer Re-admission | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 7.5 | | 9.79 | 0.97 | W H Ireland Limited |
| AIM | 8/30/02 | 8/1/02 | 2002 | Not IPO | | MEDAL ENTERTAINMENT & MEDIA | Placing Re-admission | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 70 | | 7.09 | 3.40 | Durlacher Limited |
| AIM | 8/27/02 | 8/1/02 | 2002 | Not IPO | | LENDU HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 433 | Food Producers & Processors | Farming & Fishing | | | 6.34 | 0.00 | Brown Shipley & Co Limited |
| AIM | 8/19/02 | 8/1/02 | 2002 | Not IPO | | QUAYS GROUP PLC | Introduction Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 18.33 | 0.00 | Corporate Synergy plc |
| UK Main Market | 8/16/02 | 8/1/02 | 2002 | Not IPO | | DEE VALLEY GROUP | Introduction Re-admission | | United Kingdom | 780 | Water | Water | | | 27.39 | 0.00 |
| UK Main Market | 8/16/02 | 8/1/02 | 2002 | Not IPO | | PILLAR PROPERTY | Introduction Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 412.67 | 0.00 |
| AIM | 8/15/02 | 8/1/02 | 2002 | Not IPO | | C.I.TRADERS | Introduction | | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | | | 173.78 | 0.00 | Colins Stewart Europe Limited |
| AIM | 8/14/02 | 8/1/02 | 2002 | IPO | | THISTLE MINING INC | Placing | | Canada | 45 | Mining | Mining Finance | 20 | | 39.45 | 0.61 | Grant Thornton UK LLP |
| AIM | 8/13/02 | 8/1/02 | 2002 | Not IPO | | SOUTHERNERA RESOURCES | Introduction | | Canada | 48 | Mining | Other Mineral Extractors & Mines | | | 108.32 | 0.00 | Nabarro Wells & Co. Limited |
| AIM | 8/13/02 | 8/1/02 | 2002 | IPO | | SUNBEACH COMMUNICATIONS INC | Placing | | Barbados | 974 | Software & Computer Services | Internet | 17.8 | | 7.84 | 1.38 | KBC Peel Hunt Limited |
| UK Main Market | 8/12/02 | 8/1/02 | 2002 | Not IPO | | GLOBAL NATURAL ENERGY | Introduction Re-admission | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | | | 5.13 | 0.00 |
| UK Main Market | 8/9/02 | 8/1/02 | 2002 | Not IPO | | ROBOTIC TECHNOLOGY SYSTEMS | Introduction from AIM | AIM to Main Market | United Kingdom | 581 | Support Services | Business Support Services | | | 32.32 | 0.00 |
| AIM | 8/8/02 | 8/1/02 | 2002 | Not IPO | | TECHMARINE INTL | Introduction | | United Kingdom | 597 | Transport | Shipping & Ports | | | 30.00 | 0.00 | Nabarro Wells & Co. Limited |
| UK Main Market | 8/7/02 | 8/1/02 | 2002 | Not IPO | | TEESLAND | Placing & Open Offer Re-admission | | United Kingdom | 871 | Speciality & Other Finance | Asset Managers | 50 | | 17.74 | 4.00 |
| AIM | 8/5/02 | 8/1/02 | 2002 | Not IPO | | STYLO | Introduction from Main Market | Main Market to AIM | United Kingdom | 526 | General Retailers | Retailers - Hardlines | | | 13.78 | 0.00 | Dawnay, Day Corporate Finance Limited |
| AIM | 8/5/02 | 8/1/02 | 2002 | IPO | | BRIGHT FUTURES GROUP | Placing | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 20 | | 6.67 | 0.27 | Altium Capital Limited |
| UK Main Market | 8/1/02 | 8/1/02 | 2002 | Not IPO | | COUNTRY & METROPOLITAN | Introduction Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 20.70 | 0.00 |
| AIM | 8/1/02 | 8/1/02 | 2002 | Not IPO | | NATURE TECHNOLOGY SOLUTIONS | Placing & Open Offer Re-admission | | United Kingdom | 584 | Support Services | Environmental Control | 2.5 | | 6.15 | 1.09 | Seymour Pierce Limited |
| AIM | 8/1/02 | 8/1/02 | 2002 | Not IPO | | HUVEAUX PLC | Placing Re-admission | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 35 | | 6.66 | 3.00 | Brewin Dolphin Securities Limited |
| AIM | 7/31/02 | 7/1/02 | 2002 | IPO | | JUBILEE PLATINUM | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 16 | | 6.20 | 2.20 | Insinger de Beaufort |
| AIM | 7/31/02 | 7/1/02 | 2002 | IPO | | LLOYDS BRITISH TESTING | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 20.5 | | 6.51 | 4.50 | Nabarro Wells & Co. Limited |
| AIM | 7/30/02 | 7/1/02 | 2002 | Not IPO | | ABINGDON CAPITAL | Introduction Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 4.63 | 0.00 | KBC Peel Hunt Limited |
| AIM | 7/30/02 | 7/1/02 | 2002 | IPO | | FIRST CALGARY PETROLEUMS | Placing | | Canada | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 52 | | 53.99 | 16.64 | Nabarro Wells & Co. Limited |
| UK Main Market | 7/29/02 | 7/1/02 | 2002 | IPO | | INVESTEC (PLC) | International Offering | | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | 830 | | 619.46 | 33.20 |
| AIM | 7/29/02 | 7/1/02 | 2002 | Not IPO | | ARC RISK MANAGEMENT GROUP | Placing & Offer for Subscription Re | | United Kingdom | 588 | Support Services | Security & Alarm Services | 1.25 | | 1.30 | 0.65 | Seymour Pierce Limited |
| AIM | 7/26/02 | 7/1/02 | 2002 | Not IPO | | AVOCET MINING | Introduction from Main Market | Main Market to AIM | United Kingdom | 43 | Mining | Gold Mining | | | 8.54 | 0.00 | Grant Thornton UK LLP |
| UK Main Market | 7/26/02 | 7/1/02 | 2002 | IPO | | GOVETT STRATEGIC TRUST | Placing & Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 66.21 | 66.21 |
| UK Main Market | 7/18/02 | 7/1/02 | 2002 | IPO | | BURBERRY GROUP | International Offering | | United Kingdom | 528 | General Retailers | Retailers - Soft Goods | 230 | | 1150.00 | 258.43 |
| International Main Market | 7/17/02 | 7/1/02 | 2002 | Not IPO | | AQUARIUS PLATINUM LIMITED | Introduction from AIM | AIM to Main Market | Bermuda | 48 | Mining | Other Mineral Extractors & Mines | | | 250.03 | 0.00 |
| AIM | 7/15/02 | 7/1/02 | 2002 | Not IPO | | UKBETTING | Introduction Re-admission | | United Kingdom | 532 | Leisure & Hotels | Gambling | | | 26.61 | 0.00 | Beeson Gregory Limited |
| AIM | 7/15/02 | 7/1/02 | 2002 | IPO | | SKY CAPITAL HLDGS | Placing | | USA | 875 | Speciality & Other Finance | Investment Banks | 185 | | 30.94 | 3.70 | Grant Thornton UK LLP |
| AIM | 7/12/02 | 7/1/02 | 2002 | Not IPO | | EVOLUTION GROUP | Introduction Re-admission | | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | | | 101.97 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 7/10/02 | 7/1/02 | 2002 | Not IPO | | CONVERGENT COMMUNICATIONS | Introduction from Main Market | Main Market to AIM | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | | | 2.38 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 7/8/02 | 7/1/02 | 2002 | Not IPO | | ST BARBARA MINES | Introduction | | Australia | 43 | Mining | Gold Mining | | | 23.98 | 0.00 | Beeson Gregory Limited |
| UK Main Market | 7/8/02 | 7/1/02 | 2002 | Not IPO | | TRIBAL GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 581 | Support Services | Business Support Services | | | 128.48 | 0.00 |
| AIM | 7/4/02 | 7/1/02 | 2002 | IPO | | AIR MUSIC & MEDIA GROUP PLC | Placing | | United Kingdom | 535 | Leisure & Hotels | Home Entertainment | 5 | | 6.74 | 0.75 | Smith & Williamson Corporate Finance Limited |
| AIM | 7/2/02 | 7/1/02 | 2002 | Not IPO | | ARMOUR TRUST PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 6.67 | 0.00 | KBC Peel Hunt Limited |
| AIM | 7/2/02 | 7/1/02 | 2002 | Not IPO | | WIDNEY | Introduction from Main Market | Main Market to AIM | United Kingdom | 267 | Engineering & Machinery | Engineering - General | | | 1.33 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 7/1/02 | 7/1/02 | 2002 | Not IPO | | L.GARDNER GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 267 | Engineering & Machinery | Engineering - General | | | 3.43 | 0.00 | Insinger de Beaufort |
| AIM | 7/1/02 | 7/1/02 | 2002 | Not IPO | | RADAMEC GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 5.42 | 0.00 | JPMorgan Cazenove Limited |
| AIM | 7/1/02 | 7/1/02 | 2002 | Not IPO | | AVINGTRANS | Placing & Offer for Subscription Re | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 55 | | 3.88 | 0.40 | Bridgewell Limited |
| AIM | 6/28/02 | 6/1/02 | 2002 | IPO | | FLINTSTONE TECHNOLOGIES | Placing | | United Kingdom | 118 | Chemicals | Chemicals - Speciality | 33 | | 13.81 | 5.41 | Colins Stewart Europe Limited |
| AIM | 6/28/02 | 6/1/02 | 2002 | IPO | | GLISTEN | Placing | | United Kingdom | 435 | Food Producers & Processors | Food Processors | 80 | | 6.78 | 5.50 | Charles Stanley Securities |
| UK Main Market | 6/28/02 | 6/1/02 | 2002 | IPO | | MOUCHEL | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 125 | | 77.50 | 30.32 |
| AIM | 6/26/02 | 6/1/02 | 2002 | IPO | | PRI GROUP | Placing | | United Kingdom | 834 | Insurance | Insurance - Non-Life | 107 | | 139.10 | 130.75 | Colins Stewart Europe Limited |
| AIM | 6/21/02 | 6/1/02 | 2002 | IPO | | MONTERRICO METALS | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 54 | | 5.56 | 3.00 | Colins Stewart Europe Limited |
| UK Main Market | 6/20/02 | 6/1/02 | 2002 | IPO | | WILLIAM HILL | International Offering | | United Kingdom | 532 | Leisure & Hotels | Gambling | 225 | | 949.07 | 734.71 |
| AIM | 6/20/02 | 6/1/02 | 2002 | Not IPO | | LAMONT HLDGS | Placing & Open Offer transfer from | Main Market to AIM | United Kingdom | 349 | Household Goods & Textiles | Other Textiles & Leather Goods | 2 | | 2.10 | 1.30 | British Linen Bank (The) |
| UK Main Market | 6/19/02 | 6/1/02 | 2002 | IPO | | MERRILL LYNCH FTSE100 STPD GW & INC | Placing & Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 40.00 | 40.00 |
| AIM | 6/19/02 | 6/1/02 | 2002 | Not IPO | | MEDIA SQUARE | Placing & Open Offer Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 6 | | 1.91 | 0.48 | Brown Shipley & Co Limited |
| AIM | 6/17/02 | 6/1/02 | 2002 | Not IPO | | SWP GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | | | 7.50 | 0.00 | KBC Peel Hunt Limited |
| AIM | 6/13/02 | 6/1/02 | 2002 | IPO | | COBRA BIO-MANUFACTURING | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 100 | | 13.00 | 7.00 | Colins Stewart Europe Limited |
| AIM | 6/12/02 | 6/1/02 | 2002 | Not IPO | | BIDTIMES | Introduction Re-admission | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 1.81 | 0.00 | John East & Partners Limited |
| AIM | 6/12/02 | 6/1/02 | 2002 | IPO | | ULTIMATE FINANCE GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 24 | | 2.69 | 1.82 | Dawnay, Day Corporate Finance Limited |
| AIM | 6/12/02 | 6/1/02 | 2002 | IPO | | YM BIOSCIENCES INC | Placing | | Canada | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 179 | | 0.00 | 6.71 | Canaccord Adams Limited |
| AIM | 6/11/02 | 6/1/02 | 2002 | Not IPO | | HOT GROUP | Introduction Re-admission | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | | | 7.77 | 0.00 | Seymour Pierce Limited |
| AIM | 6/10/02 | 6/1/02 | 2002 | IPO | | BULLION RESOURCES | Placing | | United Kingdom | 43 | Mining | Gold Mining | 40 | | 18.50 | 5.00 | Grant Thornton UK LLP |
| AIM | 6/10/02 | 6/1/02 | 2002 | IPO | | CARDPOINT | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 43 | | 7.97 | 2.50 | Beeson Gregory Limited |
| UK Main Market | 6/7/02 | 6/1/02 | 2002 | Not IPO | | BIG YELLOW GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 581 | Support Services | Business Support Services | | | 118.10 | 0.00 |
| AIM | 6/5/02 | 6/1/02 | 2002 | IPO | | INTERNATIONAL BRAND LICENSING | Placing | | United Kingdom | 341 | Household Goods & Textiles | Clothing & Footwear | 40 | | 11.02 | 2.50 | Colins Stewart Europe Limited |
| UK Main Market | 6/5/02 | 6/1/02 | 2002 | IPO | | WOOD GROUP(JOHN) | Placing | | United Kingdom | 75 | Oil & Gas | Oil - Services | 195 | | 935.41 | 291.21 |
| AIM | 5/31/02 | 5/1/02 | 2002 | IPO | | AVIONIC SERVICES | Placing | | United Kingdom | 591 | Transport | Airlines & Airports | 21 | | 4.34 | 2.50 | Noble & Company Limited |
| AIM | 5/31/02 | 5/1/02 | 2002 | IPO | | SOUTHERN AFRICAN RESOURCES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 1.69 | 0.53 | Grant Thornton UK LLP |
| AIM | 5/30/02 | 5/1/02 | 2002 | IPO | | PARKDEAN HOLIDAYS | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 100 | | 32.43 | 28.82 | Charles Stanley Securities |
| UK Main Market | 5/29/02 | 5/1/02 | 2002 | IPO | | INTERTEK TESTING SERVICES | International Offering | | United Kingdom | 581 | Support Services | Business Support Services | 400 | | 613.52 | 452.10 |
| AIM | 5/28/02 | 5/1/02 | 2002 | Not IPO | | GLADSTONE | Introduction from Main Market | Main Market to AIM | United Kingdom | 977 | Software & Computer Services | Software | | | 3.20 | 0.00 | Brewin Dolphin Securities Limited |
| UK Main Market | 5/27/02 | 5/1/02 | 2002 | IPO | | PUNCH TAVERNS | International Offering | | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | 230 | | 570.40 | 173.77 |
| AIM | 5/22/02 | 5/1/02 | 2002 | IPO | | AKERS BIOSCIENCES INC | Placing | | USA | 446 | Health | Medical Equipment & Supplies | 136 | | 53.86 | 3.43 | KBC Peel Hunt Limited |
| AIM | 5/22/02 | 5/1/02 | 2002 | IPO | | KUJU | Placing | | United Kingdom | 535 | Leisure & Hotels | Home Entertainment | 96 | | 8.05 | 2.25 | Colins Stewart Europe Limited |
| AIM | 5/22/02 | 5/1/02 | 2002 | IPO | | MARSHALL EDWARDS INC | Placing | | USA | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 274 | | 142.54 | 6.91 | KBC Peel Hunt Limited |
| UK Main Market | 5/22/02 | 5/1/02 | 2002 | IPO | | PROPERTY FUND MANAGEMENT | Placing | | United Kingdom | 871 | Speciality & Other Finance | Asset Managers | 150 | | 31.00 | 13.30 |
| AIM | 5/21/02 | 5/1/02 | 2002 | IPO | | BIOPROJECTS INTERNATIONAL | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 6 | | 15.12 | 4.50 | Seymour Pierce Limited |
| AIM | 5/20/02 | 5/1/02 | 2002 | Not IPO | | REEFTON MINING NL | Introduction | | Australia | 48 | Mining | Other Mineral Extractors & Mines | | | 5.03 | 0.00 | Seymour Pierce Limited |
| AIM | 5/17/02 | 5/1/02 | 2002 | Not IPO | | CRADLEY GROUP HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | | | 1.79 | 0.00 | Old Mutual Securities |
| AIM | 5/17/02 | 5/1/02 | 2002 | Not IPO | | CHORION | Introduction | | United Kingdom | 545 | Media & Entertainment | Media Agencies | | | 53.05 | 0.00 | Barclays de Zoete Wedd Ltd |
| AIM | 5/17/02 | 5/1/02 | 2002 | Not IPO | | URBIUM | Introduction | | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | | | 73.75 | 0.00 | Old Mutual Securities |
| AIM | 5/16/02 | 5/1/02 | 2002 | Not IPO | | MANPOWER SOFTWARE | Placing & Open Offer transfer from | Main Market to AIM | United Kingdom | 977 | Software & Computer Services | Software | 13 | | 5.85 | 2.64 | Strand Partners Limited |
| UK Main Market | 5/15/02 | 5/1/02 | 2002 | IPO | | HMV GROUP | International Offering | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 192 | | 772.95 | 617.29 |
| AIM | 5/14/02 | 5/1/02 | 2002 | Not IPO | | ZI MEDICAL | Placing & Open Offer Re-admission | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 7.5 | | 2.97 | 0.56 | Brewin Dolphin Securities Limited |
| AIM | 5/13/02 | 5/1/02 | 2002 | Not IPO | | ARKO ENERGY HOLDINGS | Introduction Re-admission | | United Kingdom | 720 | Electricity | Electricity | | | 44.54 | 0.00 | Nabarro Wells & Co. Limited |
| UK Main Market | 5/9/02 | 5/1/02 | 2002 | IPO | | CORIN GROUP | Placing | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 111 | | 38.97 | 32.46 |
| AIM | 5/8/02 | 5/1/02 | 2002 | Not IPO | | PARK ROW GROUP | Placing & Open Offer Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 80 | | 21.69 | 2.19 | Grant Thornton UK LLP |
| AIM | 5/7/02 | 5/1/02 | 2002 | Not IPO | | LPA GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 252 | Electronic & Electrical Equipment | Electrical Equipment | | | 2.94 | 0.00 | Bridgewell Limited |
| AIM | 5/2/02 | 5/1/02 | 2002 | Not IPO | | ENSOR HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 131 | Construction & Building Materials | Builders Merchants | | | 4.52 | 0.00 | Brown Shipley & Co Limited |
| AIM | 5/2/02 | 5/1/02 | 2002 | IPO | | 1ST DENTAL LABORATORIES | Placing | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 27 | | 3.59 | 2.00 | Corporate Synergy plc |
| AIM | 5/2/02 | 5/1/02 | 2002 | IPO | | DREAM DIRECT GROUP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 88 | | 7.23 | 0.30 | KBC Peel Hunt Limited |
| AIM | 5/2/02 | 5/1/02 | 2002 | IPO | | PM GROUP | Placing | | United Kingdom | 263 | Engineering & Machinery | Commercial Vehicles & Trucks | 100 | | 12.50 | 4.50 | William de Broe Plc |
| AIM | 5/2/02 | 5/1/02 | 2002 | IPO | | XECUTIVERESEARCH GROUP | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 1 | | 4.95 | 0.95 | Insinger de Beaufort |
| UK Main Market | 5/2/02 | 5/1/02 | 2002 | IPO | | SMALLER COMPANIES VALUE TRUST | Placing & Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 60 | | 32.51 | 32.51 |
| AIM | 5/1/02 | 5/1/02 | 2002 | IPO | | VANTIS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 90 | | 26.48 | 3.19 | Charles Stanley Securities |
| AIM | 5/1/02 | 5/1/02 | 2002 | IPO | | CHEERFUL SCOUT | Placing & Offer for Subscription | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 2.5 | | 4.90 | 0.85 | Seymour Pierce Limited |
| AIM | 4/30/02 | 4/1/02 | 2002 | Not IPO | | PREMIER MANAGEMENT HLDGS | Introduction Re-admission | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | | | 5.19 | 0.00 | Brewin Dolphin Securities Limited |
| UK Main Market | 4/30/02 | 4/1/02 | 2002 | IPO | | DETICA GROUP | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 400 | | 88.24 | 37.64 |
| AIM | 4/30/02 | 4/1/02 | 2002 | Not IPO | | ADVANCED MEDICAL SOLUTIONS GROUP | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 446 | Health | Medical Equipment & Supplies | 8.5 | | 10.15 | 2.20 | Robert W. Baird Limited |
| AIM | 4/29/02 | 4/1/02 | 2002 | IPO | | PETER HAMBRO MINING | Placing | | United Kingdom | 43 | Mining | Gold Mining | 130 | | 35.87 | 10.84 | Canaccord Adams Limited |
| UK Main Market | 4/29/02 | 4/1/02 | 2002 | IPO | | CHARTER PAN-EUROPEAN TRUST | Placing & Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 150 | | 80.35 | 80.35 |
| AIM | 4/25/02 | 4/1/02 | 2002 | Not IPO | | PILKINGTON'S TILES GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | | | 9.25 | 0.00 | Old Mutual Securities |
| AIM | 4/25/02 | 4/1/02 | 2002 | IPO | | IMAGE SCAN HLDGS | Placing | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 65 | | 10.56 | 0.75 | ARM Corporate Finance Limited |
| AIM | 4/24/02 | 4/1/02 | 2002 | IPO | | COMPACT POWER HLDGS | Placing | | United Kingdom | 584 | Support Services | Environmental Control | 90 | | 26.13 | 10.19 | Rowan Dartington & Co Limited |
| AIM | 4/24/02 | 4/1/02 | 2002 | IPO | | LO-Q | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 100 | | 14.35 | 3.60 | Corporate Synergy plc |
| AIM | 4/24/02 | 4/1/02 | 2002 | Not IPO | | WIGMORE GROUP(THE) | Placing & Open Offer Re-admission | | United Kingdom | 137 | Construction & Building Materials | Other Construction | 3 | | 2.51 | 0.84 | Seymour Pierce Limited |
| UK Main Market | 4/19/02 | 4/1/02 | 2002 | IPO | | BIOSCIENCE VCT | Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 99.09 | | 6.41 | 6.41 |
| AIM | 4/19/02 | 4/1/02 | 2002 | Not IPO | | SPORTS & LEISURE GROUP | Placing & Open Offer Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 15 | | 5.08 | 3.55 | Grant Thornton UK LLP |
| UK Main Market | 4/18/02 | 4/1/02 | 2002 | IPO | | WESTBURY PROPERTY FUND(THE) | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 30.62 | 30.62 |
| AIM | 4/16/02 | 4/1/02 | 2002 | Not IPO | | LONDON & BOSTON INVESTMENTS | Introduction | | United Kingdom | 850 | Investment Companies | Investment Companies | | | 3.83 | 0.00 | Matrix Corporate Capital Limited |
| AIM | 4/16/02 | 4/1/02 | 2002 | Not IPO | | ENNEUROPE | Placing Re-admission | | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | 2.5 | | 2.99 | 1.45 | Altium Capital Limited |
| UK Main Market | 4/11/02 | 4/1/02 | 2002 | IPO | | ZERO DIVIDEND RECOVERY FUND | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 12.00 | 12.00 |
| AIM | 4/9/02 | 4/1/02 | 2002 | Not IPO | | LIGHTHOUSE GROUP | Placing Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 60 | | 12.15 | 2.20 | KBC Peel Hunt Limited |
| AIM | 4/8/02 | 4/1/02 | 2002 | Not IPO | | JOBS.CO.UK | Placing Re-admission | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 5 | | 5.13 | 1.15 | Rowan Dartington & Co Limited |
| UK Main Market | 4/4/02 | 4/1/02 | 2002 | IPO | | OXFORD TECHNOLOGY 3 VCT | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 2.93 | 2.93 |
| AIM | 4/4/02 | 4/1/02 | 2002 | IPO | | LEISURE VENTURES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 6 | | 1.01 | 0.51 | W H Ireland Limited |
| UK Main Market | 4/4/02 | 4/1/02 | 2002 | IPO | | M&G RECOVERY INVESTMENT CO | Placing & Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 33 | | 82.15 | 151.51 |
| International Main Market | 3/28/02 | 3/1/02 | 2002 | Not IPO | | GAM DIVERSITY INC | Introduction | | British Virgin Islands | 890 | Investment Entities | Investment Entities | | | 2031.91 | 0.00 |
| AIM | 3/28/02 | 3/1/02 | 2002 | IPO | | FIRST DERIVATIVES PLC | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 50 | | 6.01 | 1.01 | Grant Thornton UK LLP |
| AIM | 3/28/02 | 3/1/02 | 2002 | Not IPO | | XS LEISURE | Placing & Open Offer Re-admission | | United Kingdom | 532 | Leisure & Hotels | Gambling | 2.5 | | 6.42 | 0.13 | Nabarro Wells & Co. Limited |
| International Main Market | 3/27/02 | 3/1/02 | 2002 | Not IPO | | ACER INC | Introduction Re-admission | | Taiwan | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 63.29 | 0.00 |
| UK Main Market | 3/27/02 | 3/1/02 | 2002 | IPO | | T&G AIM VCT | Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 0.92 | 0.92 |
| UK Main Market | 3/25/02 | 3/1/02 | 2002 | IPO | | XSTRATA PLC | International Offering | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 870 | | 2197.63 | 1087.50 |
| AIM | 3/25/02 | 3/1/02 | 2002 | Not IPO | | GLOBAL ENERGY DEVELOPMENT | Introduction | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 14.49 | 0.00 | RP&C International Limited |
| AIM | 3/21/02 | 3/1/02 | 2002 | IPO | | PREZZO | Placing | | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | 50 | | 9.13 | 1.63 | Beeson Gregory Limited |
| UK Main Market | 3/20/02 | 3/1/02 | 2002 | IPO | | UK BALANCED PROPERTY TRUST | Placing & Offer for Subscription | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 150.00 | 150.00 |
| AIM | 3/19/02 | 3/1/02 | 2002 | Not IPO | | AVINGTRANS | Introduction from Main Market | Main Market to AIM | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 3.10 | 0.00 | Bridgewell Limited |
| AIM | 3/19/02 | 3/1/02 | 2002 | Not IPO | | HARDMAN RESOURCES NL | Introduction | | Australia | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 95.07 | 0.00 | Nabarro Wells & Co. Limited |
| UK Main Market | 3/19/02 | 3/1/02 | 2002 | Not IPO | | MARKS & SPENCER GROUP | Introduction Re-admission | | United Kingdom | 527 | General Retailers | Retailers - Multi Department | | | 10659.41 | 0.00 |
| UK Main Market | 3/19/02 | 3/1/02 | 2002 | IPO | | VENTURE PRODUCTION | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 170 | | 183.24 | 40.00 |
| UK Main Market | 3/18/02 | 3/1/02 | 2002 | IPO | | ESTABLISHMENT INVESTMENT TRUST | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 2.83 | 2.83 |
| AIM | 3/18/02 | 3/1/02 | 2002 | Not IPO | | OYSTERTEC | Placing & Open Offer Re-admission | | United Kingdom | 266 | Engineering & Machinery | Engineering Fabricators | 32 | | 80.25 | 11.46 | Colins Stewart Europe Limited |
| UK Main Market | 3/14/02 | 3/1/02 | 2002 | Not IPO | | THUS GROUP | Introduction Re-admission | | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | | | 306.85 | 0.00 |
| AIM | 3/13/02 | 3/1/02 | 2002 | Not IPO | | LEEDS GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 349 | Household Goods & Textiles | Other Textiles & Leather Goods | | | 11.71 | 0.00 | KPMG LLP |
| AIM | 3/13/02 | 3/1/02 | 2002 | IPO | | SECTORGUARD | Placing | | United Kingdom | 588 | Support Services | Security & Alarm Services | 3 | | 3.02 | 0.87 | Seymour Pierce Limited |
| AIM | 3/11/02 | 3/1/02 | 2002 | Not IPO | | JAMES HALSTEAD | Introduction from Main Market | Main Market to AIM | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | | | 70.47 | 0.00 | Brown Shipley & Co Limited |
| UK Main Market | 3/6/02 | 3/1/02 | 2002 | IPO | | JP MORGAN FLEMING INC & CAP INV TST | Placing & Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 74.67 | 140.53 |
| International Main Market | 3/1/02 | 3/1/02 | 2002 | Not IPO | | NTT DOCOMO INC | Introduction | | Japan | 678 | Telecommunication Services | Wireless Telecommunications Services | | | 75495.45 | 0.00 |
| AIM | 2/26/02 | 2/1/02 | 2002 | IPO | | CAMPUS MEDIA | Placing | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 65 | | 5.30 | 2.50 | William de Broe Plc |
| UK Main Market | 2/26/02 | 2/1/02 | 2002 | IPO | | ECOFIN WATER & POWER OPPORTUNITIES | Placing | | United Kingdom | 890 | Investment Entities | Investment Entities | 100 | | 105.00 | 105.00 |
| AIM | 2/26/02 | 2/1/02 | 2002 | IPO | | PILAT MEDIA GLOBAL | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 20 | | 8.66 | 3.40 | Shore Capital & Corporate Limited |
| UK Main Market | 2/22/02 | 2/1/02 | 2002 | IPO | | IMPAX ENVIRONMENTAL MARKETS | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 50.00 | 50.00 |
| UK Main Market | 2/21/02 | 2/1/02 | 2002 | Not IPO | | INDEPENDENT MEDIA DISTRIBUTION | Placing Re-admission | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 40 | | 13.33 | 1.67 |
| AIM | 2/20/02 | 2/1/02 | 2002 | IPO | | NEUTEC PHARMA | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 150 | | 35.44 | 10.73 | Hoare Govett Limited |
| AIM | 2/15/02 | 2/1/02 | 2002 | IPO | | CYPROTEX | Placing | | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 29 | | 26.22 | 6.50 | Altium Capital Limited |
| UK Main Market | 2/14/02 | 2/1/02 | 2002 | IPO | | INTEGRATED DENTAL HOLDINGS | Placing | | United Kingdom | 444 | Health | Hospital Management & Long Term Care | 150 | | 45.31 | 20.00 |
| AIM | 2/12/02 | 2/1/02 | 2002 | IPO | | DIPFORD GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 49 | | 1.06 | 0.57 | Rowan Dartington & Co Limited |
| AIM | 2/5/02 | 2/1/02 | 2002 | IPO | | GALILEO INNOVATION | Placing | | United Kingdom | 267 | Engineering & Machinery | Engineering - General | 16 | | 14.00 | 6.00 | Colins Stewart Europe Limited |
| UK Main Market | 1/31/02 | 1/1/02 | 2002 | Not IPO | | NATIONAL GRID GROUP(NEW) | Introduction Re-admission | | United Kingdom | 720 | Electricity | Electricity | | | 6726.18 | 0.00 |
| UK Main Market | 1/31/02 | 1/1/02 | 2002 | IPO | | SCHRODER SPLIT INVESTMENT FUND | Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 41.20 | 41.20 |
| UK Main Market | 1/31/02 | 1/1/02 | 2002 | IPO | | SCHRODER SPLIT ZDP | Offer for Subscription | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 0.00 | 27.47 |
| UK Main Market | 1/25/02 | 1/1/02 | 2002 | IPO | | ELECTRA KINGSWAY VCT | Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 4.95 | 4.95 |
| UK Main Market | 1/24/02 | 1/1/02 | 2002 | IPO | | RESOURCES INVESTMENT TRUST | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 13.35 | 13.35 |
| AIM | 1/16/02 | 1/1/02 | 2002 | Not IPO | | WORLD SPORTS SOLUTIONS | Placing & Open Offer transfer from | Main Market to AIM | United Kingdom | 545 | Media & Entertainment | Media Agencies | 1.25 | | 10.73 | 0.59 | Altium Capital Limited |
| AIM | 1/15/02 | 1/1/02 | 2002 | Not IPO | | LEICESTER CITY | Introduction from Main Market | Main Market to AIM | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 9.42 | 0.00 | Colins Stewart Europe Limited |
| AIM | 1/15/02 | 1/1/02 | 2002 | Not IPO | | QUADRANT GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 6.92 | 0.00 | Beeson Gregory Limited |
| AIM | 1/14/02 | 1/1/02 | 2002 | Not IPO | | GAUCHO GRILL | Introduction from Main Market | Main Market to AIM | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | | | 8.24 | 0.00 | KBC Peel Hunt Limited |
| AIM | 1/14/02 | 1/1/02 | 2002 | Not IPO | | STAFFING VENTURES | Placing & Open Offer Re-admission | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 0.5 | | 2.25 | 1.37 | Brewin Dolphin Securities Limited |
| AIM | 1/11/02 | 1/1/02 | 2002 | IPO | | RECYCLED WASTE | Placing | | United Kingdom | 584 | Support Services | Environmental Control | 2 | | 5.45 | 1.31 | Corporate Synergy plc |
| AIM | 1/10/02 | 1/1/02 | 2002 | Not IPO | | BNB RESOURCES | Introduction from Main Market | Main Market to AIM | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | | | 8.68 | 0.00 | Shore Capital & Corporate Limited |
| International Main Market | 1/10/02 | 1/1/02 | 2002 | Not IPO | | BANK PRZEMYSLOWO-HANDLOWY PBK S.A. | Introduction Re-admission | | Poland | 810 | Banks | Banks | 32.1 | | 65.63 | 0.00 |
| UK Main Market | 1/10/02 | 1/1/02 | 2002 | IPO | | TECHNOLOGY & INCOME ZDP | Placing | | United Kingdom | 7 | Preference | Preference | 100 | | 0.00 | 10.00 |
| AIM | 1/9/02 | 1/1/02 | 2002 | Not IPO | | GREENCHIP INVESTMENTS PLC | Introduction Re-admission | | United Kingdom | 116 | Chemicals | Chemicals - Advanced Materials | | | 4.40 | 0.00 | Grant Thornton UK LLP |
| UK Main Market | 1/8/02 | 1/1/02 | 2002 | Not IPO | | MINORPLANET SYSTEMS | Introduction from AIM | AIM to Main Market | United Kingdom | 596 | Transport | Rail, Road & Freight | | | 224.13 | 0.00 |
| UK Main Market | 1/7/02 | 1/1/02 | 2002 | Not IPO | | BERKELEY BERRY BIRCH | Introduction Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 71.41 | 0.00 |
| AIM | 1/7/02 | 1/1/02 | 2002 | Not IPO | | ROOM SERVICE GROUP | Placing Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | 2.1 | | 2.60 | 0.24 | Seymour Pierce Limited |
| AIM | 1/4/02 | 1/1/02 | 2002 | Not IPO | | CHEPSTOW RACECOURSE | Introduction from Main Market | Main Market to AIM | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 12.84 | 0.00 | NM Rothschild & Sons Limited |
| AIM | 1/3/02 | 1/1/02 | 2002 | IPO | | DDD GROUP PLC | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 65 | | 22.75 | 7.00 | Old Mutual Securities |
| AIM | 1/2/02 | 1/1/02 | 2002 | IPO | | WIGMORE GROUP(THE) | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 3 | | 1.68 | 1.00 | Seymour Pierce Limited |
| International Main Market | 12/31/01 | 12/1/01 | 2001 | Not IPO | | ALTIN AG | Introduction | | Switzerland | 894 | Investment Companies Other | Off-Shore Investment Trusts | | | 134.10 | 0.00 |
| AIM | 12/28/01 | 12/1/01 | 2001 | IPO | | CLEAN DIESEL TECHNOLOGIES INC | Placing | | USA | 313 | Automobiles | Auto Parts | 140 | | 17.69 | 3.61 | Nabarro Wells & Co. Limited |
| AIM | 12/24/01 | 12/1/01 | 2001 | Not IPO | | ANDREWS SYKES GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 581 | Support Services | Business Support Services | | | 70.13 | 0.00 | Ernst & Young LLP |
| UK Main Market | 12/24/01 | 12/1/01 | 2001 | IPO | | QUESTER VCT 5 | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 0.88 | 0.88 |
| International Main Market | 12/21/01 | 12/1/01 | 2001 | Not IPO | | LG CHEM | Introduction | | South Korea | 113 | Chemicals | Chemicals - Commodity | 15.5 | | 17.50 | 0.00 |
| AIM | 12/21/01 | 12/1/01 | 2001 | IPO | | CENTAMIN EGYPT | Placing | | Australia | 43 | Mining | Gold Mining | 6 | | 21.48 | 2.70 | William de Broe Plc |
| AIM | 12/21/01 | 12/1/01 | 2001 | IPO | | ENNEUROPE | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 2.5 | | 1.54 | 0.75 | Altium Capital Limited |
| AIM | 12/21/01 | 12/1/01 | 2001 | IPO | | FIRST ARTIST CORP | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 50 | | 26.83 | 5.00 | Seymour Pierce Limited |
| UK Main Market | 12/21/01 | 12/1/01 | 2001 | IPO | | PREMIER RECOVERY TRUST | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 29.12 | 41.60 |
| UK Main Market | 12/20/01 | 12/1/01 | 2001 | IPO | | BARONSMEAD VCT 4 | Placing & Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 0.72 | 0.72 |
| UK Main Market | 12/18/01 | 12/1/01 | 2001 | IPO | | ABERFORTH GEARED CAP & INC TRUST | Offer for Subscription | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 35.00 | 35.00 |
| AIM | 12/17/01 | 12/1/01 | 2001 | Not IPO | | TORDAY & CARLISLE | Introduction from Main Market | Main Market to AIM | United Kingdom | 267 | Engineering & Machinery | Engineering - General | 0 | | 10.37 | 0.00 | Altium Capital Limited |
| UK Main Market | 12/17/01 | 12/1/01 | 2001 | IPO | | NORTHERN 3 VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 2.71 | 2.71 |
| AIM | 12/17/01 | 12/1/01 | 2001 | IPO | | HUVEAUX PLC | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 33 | | 3.45 | 2.12 | Brewin Dolphin Securities Limited |
| AIM | 12/17/01 | 12/1/01 | 2001 | Not IPO | | ABINGER INVESTMENTS | Placing Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 3.64 | 1.00 | Grant Thornton UK LLP |
| AIM | 12/14/01 | 12/1/01 | 2001 | Not IPO | | FAUPEL TRADING GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 349 | Household Goods & Textiles | Other Textiles & Leather Goods | | | 1.70 | 0.00 | Beeson Gregory Limited |
| AIM | 12/14/01 | 12/1/01 | 2001 | IPO | | CABOUCHON COLLECTION | Placing | | United Kingdom | 345 | Household Goods & Textiles | Household Appliances & Housewares | 25 | | 5.40 | 0.25 | Grant Thornton UK LLP |
| AIM | 12/14/01 | 12/1/01 | 2001 | IPO | | EXPOMEDIA GROUP PLC | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 75 | | 16.64 | 2.78 | Ermgassen & Co Limited |
| AIM | 12/14/01 | 12/1/01 | 2001 | IPO | | INDITHERM | Placing | | United Kingdom | 116 | Chemicals | Chemicals - Advanced Materials | 97 | | 10.07 | 3.33 | Colins Stewart Europe Limited |
| AIM | 12/14/01 | 12/1/01 | 2001 | IPO | | STAGECOACH THEATRE ARTS | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 93 | | 9.01 | 3.34 | Beeson Gregory Limited |
| AIM | 12/14/01 | 12/1/01 | 2001 | IPO | | TELFORD HOMES | Placing | | United Kingdom | 134 | Construction & Building Materials | House Building | 50 | | 10.13 | 4.40 | Shore Capital & Corporate Limited |
| International Main Market | 12/14/01 | 12/1/01 | 2001 | IPO | | MERRILL LYNCH DEFINED RETURNS II | Placing & Offer for Subscription | | Republic of Ireland | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 31.75 | 31.75 |
| AIM | 12/14/01 | 12/1/01 | 2001 | Not IPO | | COLISEUM GROUP | Placing & Open Offer Re-admission | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 50 | | 19.28 | 4.33 | WestLB AG |
| AIM | 12/13/01 | 12/1/01 | 2001 | IPO | | SPRING GROVE PROPERTY MAINTENANCE | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 40 | | 4.82 | 2.40 | Shore Capital & Corporate Limited |
| International Main Market | 12/12/01 | 12/1/01 | 2001 | IPO | | PUBLIC POWER CORP S.A. | International Offering | | Greece | 720 | Electricity | Electricity | 12.7 | | 276.71 | 276.71 |
| UK Main Market | 12/12/01 | 12/1/01 | 2001 | IPO | | ABERDEEN GROWTH OPPORTUNITIES VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 1.00 | 1.00 |
| UK Main Market | 12/12/01 | 12/1/01 | 2001 | IPO | | BRITISH PORTFOLIO TRUST | Placing & Offer for Subscription | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 150 | | 63.93 | 63.93 |
| AIM | 12/12/01 | 12/1/01 | 2001 | Not IPO | | INTELLEXIS | Placing & Offer for Subscription Re | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 0.25 | | 6.89 | 3.00 | Seymour Pierce Limited |
| AIM | 12/10/01 | 12/1/01 | 2001 | IPO | | TRIPLEARC | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 30 | | 19.56 | 3.10 | Nabarro Wells & Co. Limited |
| AIM | 12/10/01 | 12/1/01 | 2001 | IPO | | ZINCOX RESOURCES | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 120 | | 19.67 | 3.03 | Charles Stanley Securities |
| AIM | 12/7/01 | 12/1/01 | 2001 | IPO | | DWYKA DIAMONDS | Placing | | Australia | 48 | Mining | Other Mineral Extractors & Mines | 40 | | 20.28 | 3.50 | Beeson Gregory Limited |
| AIM | 12/5/01 | 12/1/01 | 2001 | IPO | | TISSUE SCIENCE LABORATORIES | Placing | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 146 | | 32.29 | 10.00 | WestLB AG |
| AIM | 12/5/01 | 12/1/01 | 2001 | IPO | | TRICORN GROUP | Placing | | United Kingdom | 267 | Engineering & Machinery | Engineering - General | 30 | | 7.71 | 1.60 | Colins Stewart Europe Limited |
| UK Main Market | 12/4/01 | 12/1/01 | 2001 | Not IPO | | CANARY WHARF GROUP | Introduction Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 2998.18 | 0.00 |
| AIM | 12/4/01 | 12/1/01 | 2001 | Not IPO | | GALLEON HOLDINGS | Placing & Offer for Subscription Re | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 1.5 | | 10.90 | 0.83 | Nabarro Wells & Co. Limited |
| AIM | 12/3/01 | 12/1/01 | 2001 | IPO | | COFFEEHEAVEN INTERNATIONAL | Placing & Offer for Subscription | | United Kingdom | 630 | Food & Drug Retailers | Food & Drug Retailers | 1 | | 1.51 | 0.75 | Seymour Pierce Limited |
| AIM | 11/30/01 | 11/1/01 | 2001 | IPO | | MURGITROYD GROUP | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 121 | | 10.02 | 3.00 | Noble & Company Limited |
| AIM | 11/30/01 | 11/1/01 | 2001 | IPO | | SYMPHONY PLASTIC TECHNOLOGIES | Placing | | United Kingdom | 460 | Packaging | Packaging | 30 | | 8.92 | 1.95 | KBC Peel Hunt Limited |
| AIM | 11/28/01 | 11/1/01 | 2001 | Not IPO | | GYMPIE GOLD | Introduction | | Australia | 43 | Mining | Gold Mining | | | 42.04 | 0.00 | Nabarro Wells & Co. Limited |
| UK Main Market | 11/28/01 | 11/1/01 | 2001 | Not IPO | | CRESTON | Introduction Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | | | 7.85 | 0.00 |
| UK Main Market | 11/28/01 | 11/1/01 | 2001 | IPO | | HSBC GLOBAL ABSOLUTE | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 0.00 | 131.74 |
| AIM | 11/28/01 | 11/1/01 | 2001 | IPO | | PRESTIGE PUBLISHING | Placing & Offer for Subscription | | United Kingdom | 850 | Investment Companies | Investment Companies | 4 | | 5.42 | 0.21 | Grant Thornton UK LLP |
| AIM | 11/26/01 | 11/1/01 | 2001 | Not IPO | | NEW MILLENNIUM RESOURCES NL | Introduction | | Australia | 48 | Mining | Other Mineral Extractors & Mines | | | 15.45 | 0.00 | Seymour Pierce Limited |
| AIM | 11/23/01 | 11/1/01 | 2001 | Not IPO | | OYSTERTEC | Placing & Open Offer Re-admission | | United Kingdom | 266 | Engineering & Machinery | Engineering Fabricators | 38 | | 81.68 | 30.63 | Colins Stewart Europe Limited |
| AIM | 11/22/01 | 11/1/01 | 2001 | IPO | | PEERLESS TECHNOLOGY GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 20 | | 2.98 | 2.36 | Numis Securities Limited |
| UK Main Market | 11/19/01 | 11/1/01 | 2001 | Not IPO | | BT GROUP | Introduction Re-admission | | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | | | 25143.10 | 0.00 |
| UK Main Market | 11/19/01 | 11/1/01 | 2001 | Not IPO | | MMO2 | Introduction Re-admission | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | | | 7282.83 | 0.00 |
| International Main Market | 11/15/01 | 11/1/01 | 2001 | Not IPO | | UFJ HLDGS | Introduction | | Japan | 810 | Banks | Banks | | | 11651.94 | 0.00 |
| UK Main Market | 11/15/01 | 11/1/01 | 2001 | IPO | | CLOSE ASSETS FUNDS | Placing & Offer for Subscription | | United Kingdom | 8777 | General Financial | Investment Services | 100 | | 0.00 | 50.50 |
| AIM | 11/9/01 | 11/1/01 | 2001 | IPO | | MEDAL ENTERTAINMENT & MEDIA | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 70 | | 1.50 | 1.50 | Ermgassen & Co Limited |
| AIM | 11/8/01 | 11/1/01 | 2001 | IPO | | DELTEX MEDICAL GROUP | Placing | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 25 | | 8.92 | 5.00 | Brewin Dolphin Securities Limited |
| AIM | 11/6/01 | 11/1/01 | 2001 | Not IPO | | MEAN FIDDLER MUSIC GROUP | Offer for Subscription Re-admission | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 70 | | 40.02 | 5.00 | Grant Thornton UK LLP |
| UK Main Market | 11/6/01 | 11/1/01 | 2001 | IPO | | VANCO | Placing | | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 103 | | 53.53 | 13.86 |
| UK Main Market | 11/5/01 | 11/1/01 | 2001 | IPO | | UNICORN AIM VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 2.83 | 2.83 |
| UK Main Market | 10/31/01 | 10/1/01 | 2001 | IPO | | FALCON INVESTMENT TRUST | Offer for Subscription | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 36.15 | 36.15 |
| AIM | 10/30/01 | 10/1/01 | 2001 | IPO | | NUMERICA GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 100 | | 46.15 | 30.00 | Colins Stewart Europe Limited |
| AIM | 10/29/01 | 10/1/01 | 2001 | Not IPO | | CLUBHAUS | Introduction from Main Market | Main Market to AIM | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 3.87 | 0.00 | KBC Peel Hunt Limited |
| AIM | 10/29/01 | 10/1/01 | 2001 | Not IPO | | MONTPELLIER GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 134 | Construction & Building Materials | House Building | | | 15.68 | 0.00 | Rowan Dartington & Co Limited |
| AIM | 10/25/01 | 10/1/01 | 2001 | IPO | | HOME ENTERTAINMENT CORP | Placing | | United Kingdom | 535 | Leisure & Hotels | Home Entertainment | 170 | | 30.26 | 11.86 | Teather & Greenwood Limited |
| AIM | 10/22/01 | 10/1/01 | 2001 | Not IPO | | DARBY GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | | | 4.97 | 0.00 | Old Mutual Securities |
| AIM | 10/19/01 | 10/1/01 | 2001 | Not IPO | | TOM HOSKINS | Placing & Open Offer Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1.25 | | 0.30 | 0.17 | Teather & Greenwood Limited |
| AIM | 10/16/01 | 10/1/01 | 2001 | IPO | | CAVANAGH GROUP | Placing | | United Kingdom | 873 | Speciality & Other Finance | Consumer Finance | 150 | | 15.00 | 1.50 | Brewin Dolphin Securities Limited |
| AIM | 10/16/01 | 10/1/01 | 2001 | IPO | | PUBLIC NETWORK | Placing & Offer for Subscription | | United Kingdom | 974 | Software & Computer Services | Internet | 12.5 | | 2.97 | 1.20 | Kennedy Gee Corporate Finance |
| UK Main Market | 10/16/01 | 10/1/01 | 2001 | Not IPO | | M&G INCOME INVESTMENT CO | Placing Re-admission | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 33 | | 99.47 | 0.14 |
| AIM | 10/8/01 | 10/1/01 | 2001 | Not IPO | | HOLDERS TECHNOLOGY | Introduction from Main Market | Main Market to AIM | United Kingdom | 514 | Distributors | Distributers of Industrial Components & Equipment | | | 2.02 | 0.00 | Rowan Dartington & Co Limited |
| AIM | 10/3/01 | 10/1/01 | 2001 | Not IPO | | VITESSE MEDIA | Introduction | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | | | 2.95 | 0.00 | KBC Peel Hunt Limited |
| AIM | 10/3/01 | 10/1/01 | 2001 | IPO | | ASSEENONSCREEN HLDGS | Placing | | United Kingdom | 527 | General Retailers | Retailers - Multi Department | 20 | | 12.36 | 0.23 | Seymour Pierce Limited |
| AIM | 9/26/01 | 9/1/01 | 2001 | Not IPO | | ENNEX INTERNATIONAL | Introduction | | Republic of Ireland | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 4.23 | 0.00 | Davy |
| AIM | 9/24/01 | 9/1/01 | 2001 | Not IPO | | SWAN(JOHN)& SONS | Introduction from Main Market | Main Market to AIM | United Kingdom | 527 | General Retailers | Retailers - Multi Department | | | 2.17 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 9/24/01 | 9/1/01 | 2001 | IPO | | RESURGE | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 2.33 | 2.21 | ARM Corporate Finance Limited |
| AIM | 9/17/01 | 9/1/01 | 2001 | Not IPO | | BROOKE INDUSTRIAL HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 267 | Engineering & Machinery | Engineering - General | | | 1.27 | 0.00 | Brewin Dolphin Securities Limited |
| UK Main Market | 9/14/01 | 9/1/01 | 2001 | IPO | | ROYAL LONDON UK EQUITY & INCOME SEC | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 0.00 | 35.00 |
| UK Main Market | 9/14/01 | 9/1/01 | 2001 | IPO | | ROYAL LONDON UK EQUITY & INCOME TST | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 70.00 | 70.00 |
| UK Main Market | 9/13/01 | 9/1/01 | 2001 | IPO | | FRAMLINGTON GBL FIN & INC SECURTES | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 0.00 | 10.00 |
| AIM | 9/11/01 | 9/1/01 | 2001 | IPO | | HENDERSON MORLEY | Placing & Offer for Subscription | | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 4 | | 5.53 | 0.73 | Brewin Dolphin Securities Limited |
| AIM | 9/10/01 | 9/1/01 | 2001 | Not IPO | | ISA INTERNATIONAL | Introduction from Main Market | Main Market to AIM | United Kingdom | 514 | Distributors | Distributers of Industrial Components & Equipment | | | 5.88 | 0.00 | KPMG LLP |
| AIM | 9/10/01 | 9/1/01 | 2001 | Not IPO | | REFLEX GROUP | Introduction from Main Market | Main Market to AIM | Republic of Ireland | 538 | Leisure & Hotels | Leisure Facilities | | | 11.72 | 0.00 | Davy |
| UK Main Market | 9/10/01 | 9/1/01 | 2001 | Not IPO | | HBOS | Introduction Re-admission | | United Kingdom | 810 | Banks | Banks | | | 30633.15 | 0.00 |
| AIM | 9/10/01 | 9/1/01 | 2001 | IPO | | TEP EXCHANGE GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 8 | | 9.25 | 1.51 | John East & Partners Limited |
| AIM | 9/4/01 | 9/1/01 | 2001 | IPO | | OWL TECHNOLOGIES | Placing | | United Kingdom | 584 | Support Services | Environmental Control | 4 | | 3.84 | 0.87 | Seymour Pierce Limited |
| AIM | 9/3/01 | 9/1/01 | 2001 | Not IPO | | BEAUFORD | Introduction from Main Market | Main Market to AIM | United Kingdom | 267 | Engineering & Machinery | Engineering - General | | | 1.42 | 0.00 | Brewin Dolphin Securities Limited |
| AIM | 9/3/01 | 9/1/01 | 2001 | Not IPO | | PROTAGONA | Placing & Open Offer transfer from | Main Market to AIM | United Kingdom | 977 | Software & Computer Services | Software | 5 | | 17.46 | 12.90 | Investec Bank (UK) Limited |
| AIM | 8/31/01 | 8/1/01 | 2001 | Not IPO | | INVOX | Introduction Re-admission | | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | | | 21.84 | 0.00 | Seymour Pierce Limited |
| AIM | 8/30/01 | 8/1/01 | 2001 | Not IPO | | AVIATION PARTNERS WORLDWIDE | Placing Re-admission | | United Kingdom | 591 | Transport | Airlines & Airports | 36.5 | | 45.63 | 13.03 | Grant Thornton UK LLP |
| UK Main Market | 8/29/01 | 8/1/01 | 2001 | IPO | | EFF SECURITIES | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 100 | | 0.00 | 10.50 |
| UK Main Market | 8/29/01 | 8/1/01 | 2001 | IPO | | EXETER FINANCIALS FUND | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 98.5 | | 60.58 | 60.58 |
| AIM | 8/28/01 | 8/1/01 | 2001 | Not IPO | | ANGUS & ROSS | Introduction | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | | | 5.16 | 0.00 | Brewin Dolphin Securities Limited |
| UK Main Market | 8/28/01 | 8/1/01 | 2001 | Not IPO | | WOOLWORTHS GROUP | Introduction | | United Kingdom | 527 | General Retailers | Retailers - Multi Department | | | 474.89 | 0.00 |
| AIM | 8/28/01 | 8/1/01 | 2001 | Not IPO | | JACQUES VERT | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 528 | General Retailers | Retailers - Soft Goods | 10 | | 5.66 | 2.60 | Seymour Pierce Limited |
| AIM | 8/23/01 | 8/1/01 | 2001 | IPO | | MOS INTERNATIONAL | Placing | | United Kingdom | 75 | Oil & Gas | Oil - Services | 4 | | 9.65 | 0.39 | Corporate Synergy plc |
| AIM | 8/20/01 | 8/1/01 | 2001 | IPO | | INTERACTIVE DIGITAL SOLUTIONS | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 2.5 | | 3.73 | 1.50 | Grant Thornton UK LLP |
| AIM | 8/20/01 | 8/1/01 | 2001 | IPO | | SRS TECHNOLOGY GROUP | Placing | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 125 | | 18.59 | 3.50 | Numis Securities Limited |
| AIM | 8/20/01 | 8/1/01 | 2001 | IPO | | SYNERGY HEALTHCARE | Placing | | United Kingdom | 449 | Health | Other Health Care | 128 | | 14.00 | 9.55 | Brewin Dolphin Securities Limited |
| AIM | 8/17/01 | 8/1/01 | 2001 | IPO | | AIRBATH GROUP | Placing | | United Kingdom | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | 10 | | 2.54 | 0.24 | Brown Shipley & Co Limited |
| UK Main Market | 8/17/01 | 8/1/01 | 2001 | IPO | | EQUITY PARTNERSHIP INVESTMENT CO | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 57.49 | 55.24 |
| AIM | 8/16/01 | 8/1/01 | 2001 | Not IPO | | FITZHARDINGE | Introduction Re-admission | | United Kingdom | 864 | Real Estate | Property Agencies | | | 31.89 | 0.00 | Shore Capital & Corporate Limited |
| UK Main Market | 8/15/01 | 8/1/01 | 2001 | IPO | | PAVILION GEARED RECOVERY TRUST | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 30.00 | 45.00 |
| AIM | 8/15/01 | 8/1/01 | 2001 | IPO | | SPORT ENTERTAINMENT&MEDIA GRP(THE) | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 61 | | 18.20 | 7.38 | Credit Suisse Securities (Europe) Limited |
| UK Main Market | 8/15/01 | 8/1/01 | 2001 | IPO | | SR EUROPE INVESTMENT TRUST | Placing & Offer for Subscription | | United Kingdom | 854 | Investment Companies | European Investment Trusts | 100 | | 6.64 | 5.53 |
| AIM | 8/15/01 | 8/1/01 | 2001 | Not IPO | | WORLD SPORT GROUP | Placing & Open Offer Re-admission | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 153 | | 87.62 | 13.54 | Investec Bank (UK) Limited |
| AIM | 8/14/01 | 8/1/01 | 2001 | IPO | | MERIDEN GROUP | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 25 | | 7.25 | 1.00 | Nabarro Wells & Co. Limited |
| AIM | 8/14/01 | 8/1/01 | 2001 | Not IPO | | HEALTH MEDIA GROUP | Placing Re-admission | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 60.5 | | 13.85 | 1.00 | Albert E Sharp |
| AIM | 8/13/01 | 8/1/01 | 2001 | Not IPO | | MILLWALL HLDGS | Placing & Open Offer transfer from | Main Market to AIM | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 0.7 | | 17.01 | 2.84 | Seymour Pierce Limited |
| AIM | 8/10/01 | 8/1/01 | 2001 | Not IPO | | COMPROP | Introduction Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 31.28 | 0.00 | Colins Stewart Europe Limited |
| UK Main Market | 8/10/01 | 8/1/01 | 2001 | IPO | | BRITANNIC UK INCOME SECURITIES | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 100 | | 0.00 | 45.00 |
| UK Main Market | 8/10/01 | 8/1/01 | 2001 | IPO | | BRITANNIC UK INCOME TRUST | Placing & Offer for Subscription | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 225.00 | 225.00 |
| UK Main Market | 8/9/01 | 8/1/01 | 2001 | Not IPO | | CHELVERTON GROWTH TRUST | Introduction | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | | | 7.27 | 0.00 |
| AIM | 8/9/01 | 8/1/01 | 2001 | Not IPO | | STONEMARTIN | Placing & Offer for Subscription Re | | United Kingdom | 581 | Support Services | Business Support Services | 25 | | 27.89 | 4.79 | Bridgewell Limited |
| UK Main Market | 8/7/01 | 8/1/01 | 2001 | Not IPO | | BRAMBLES INDUSTRIES | Introduction | | United Kingdom | 581 | Support Services | Business Support Services | | | 2612.71 | 0.00 |
| UK Main Market | 8/7/01 | 8/1/01 | 2001 | IPO | | LEGGMASON INV INC&GROWTH SECURITIES | Placing | | United Kingdom | 8771 | General Financial | Asset Managers | 100 | | 0.00 | 15.00 |
| AIM | 8/7/01 | 8/1/01 | 2001 | IPO | | UKBETTING | Placing | | United Kingdom | 532 | Leisure & Hotels | Gambling | 25 | | 7.55 | 5.95 | Beeson Gregory Limited |
| AIM | 8/2/01 | 8/1/01 | 2001 | IPO | | FITZHARDINGE | Placing | | United Kingdom | 864 | Real Estate | Property Agencies | 115 | | 6.12 | 6.00 | Shore Capital & Corporate Limited |
| AIM | 8/2/01 | 8/1/01 | 2001 | IPO | | WATFORD LEISURE | Placing & Offer for Subscription | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 1 | | 20.40 | 3.10 | Seymour Pierce Limited |
| AIM | 8/1/01 | 8/1/01 | 2001 | Not IPO | | LOCKER GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 264 | Engineering & Machinery | Engineering - Contractors | | | 6.01 | 0.00 | Old Mutual Securities |
| International Main Market | 8/1/01 | 8/1/01 | 2001 | Not IPO | | IVAX CORP | Introduction | | USA | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | | | 4737.72 | 0.00 |
| UK Main Market | 8/1/01 | 8/1/01 | 2001 | Not IPO | | GKN | Introduction Re-admission | | United Kingdom | 313 | Automobiles | Auto Parts | | | 5087.91 | 0.00 |
| AIM | 7/30/01 | 7/1/01 | 2001 | Not IPO | | ENIC | Introduction from Main Market | Main Market to AIM | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 40.64 | 0.00 | Hawkpoint Partners Limited |
| AIM | 7/30/01 | 7/1/01 | 2001 | IPO | | COLLINS & HAYES GROUP | Placing & Offer for Subscription | | United Kingdom | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | 60 | | 15.46 | 1.64 | Brown Shipley & Co Limited |
| AIM | 7/30/01 | 7/1/01 | 2001 | Not IPO | | TEN ALPS COMMUNICATIONS | Placing Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 23 | | 9.03 | 3.45 | Seymour Pierce Limited |
| UK Main Market | 7/26/01 | 7/1/01 | 2001 | Not IPO | | EASYNET GROUP | Introduction Re-admission | | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | | | 195.32 | 0.00 |
| AIM | 7/25/01 | 7/1/01 | 2001 | IPO | | AKAEI | Placing | | United Kingdom | 535 | Leisure & Hotels | Home Entertainment | 10 | | 7.12 | 0.42 | Grant Thornton UK LLP |
| AIM | 7/23/01 | 7/1/01 | 2001 | Not IPO | | STADIUM GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 267 | Engineering & Machinery | Engineering - General | | | 9.17 | 0.00 | Brewin Dolphin Securities Limited |
| UK Main Market | 7/20/01 | 7/1/01 | 2001 | Not IPO | | LONDON STOCK EXCHANGE | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 1084.05 | 0.00 |
| UK Main Market | 7/20/01 | 7/1/01 | 2001 | Not IPO | | IREVOLUTION GROUP | Introduction Re-admission | | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 2.82 | 0.00 |
| AIM | 7/19/01 | 7/1/01 | 2001 | IPO | | ALLTRACEL PHARMACEUTICALS | Placing | | Republic of Ireland | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 89 | | 33.71 | 0.74 | Seymour Pierce Limited |
| AIM | 7/18/01 | 7/1/01 | 2001 | IPO | | VIROTEC INTERNATIONAL | Placing | | Australia | 118 | Chemicals | Chemicals - Speciality | 14 | | 19.25 | 3.85 | Nabarro Wells & Co. Limited |
| AIM | 7/16/01 | 7/1/01 | 2001 | Not IPO | | HARTEST HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 264 | Engineering & Machinery | Engineering - Contractors | | | 4.94 | 0.00 | Corporate Synergy plc |
| UK Main Market | 7/16/01 | 7/1/01 | 2001 | IPO | | BFS MANAGED PROPERTIES | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 88.00 | 88.00 |
| UK Main Market | 7/16/01 | 7/1/01 | 2001 | IPO | | BFS MANAGED PROPERTIES SECURITIES | Placing | | United Kingdom | 8633 | Real Estate Investment & Services | Real Estate Holding & Development | 100 | | 0.00 | 26.00 |
| AIM | 7/16/01 | 7/1/01 | 2001 | Not IPO | | TEPNEL LIFE SCIENCES | Placing & Open Offer transfer from | Main Market to AIM | United Kingdom | 446 | Health | Medical Equipment & Supplies | 20 | | 18.73 | 8.05 | Old Mutual Securities |
| International Main Market | 7/13/01 | 7/1/01 | 2001 | IPO | | MERRILL LYNCH DEFINED RETURNS | Offer for Subscription | | Republic of Ireland | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 69.95 | 69.95 |
| AIM | 7/13/01 | 7/1/01 | 2001 | IPO | | BLAZEPOINT GROUP | Placing | | United Kingdom | 932 | Information Technology Hardware | Computer Hardware | 4 | | 2.99 | 0.45 | Seymour Pierce Limited |
| AIM | 7/12/01 | 7/1/01 | 2001 | Not IPO | | INTEGRATED ASSET MANAGEMENT | Introduction Re-admission | | United Kingdom | 871 | Speciality & Other Finance | Asset Managers | | | 1.98 | 0.00 | KBC Peel Hunt Limited |
| UK Main Market | 7/9/01 | 7/1/01 | 2001 | Not IPO | | BOOTH INDUSTRIES GROUP | Introduction Re-admission | | United Kingdom | 264 | Engineering & Machinery | Engineering - Contractors | | | 4.21 | 0.00 |
| UK Main Market | 7/9/01 | 7/1/01 | 2001 | IPO | | FRIENDS PROVIDENT | Placing & Public Offer | | United Kingdom | 840 | Life Assurance | Life Assurance | 225 | | 3653.79 | 2276.23 |
| AIM | 7/5/01 | 7/1/01 | 2001 | Not IPO | | WATER HALL GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | | | 3.22 | 0.00 | Rowan Dartington & Co Limited |
| UK Main Market | 7/5/01 | 7/1/01 | 2001 | Not IPO | | REED HEALTH GROUP | Introduction | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | | | 20.24 | 0.00 |
| AIM | 7/5/01 | 7/1/01 | 2001 | IPO | | LIDCO GROUP | Placing | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 140 | | 99.18 | 19.96 | Teather & Greenwood Limited |
| UK Main Market | 7/5/01 | 7/1/01 | 2001 | IPO | | PARKMAN GROUP | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 125 | | 43.75 | 19.05 |
| AIM | 7/4/01 | 7/1/01 | 2001 | IPO | | CORAC GROUP | Placing | | United Kingdom | 264 | Engineering & Machinery | Engineering - Contractors | 105 | | 77.70 | 14.37 | WestLB AG |
| AIM | 7/4/01 | 7/1/01 | 2001 | IPO | | OXUS MINING | Placing | | United Kingdom | 45 | Mining | Mining Finance | 30 | | 37.30 | 8.00 | Old Mutual Securities |
| AIM | 7/3/01 | 7/1/01 | 2001 | IPO | | BIOLIFE VENTURES | Placing | | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 6 | | 0.81 | 0.53 | Brewin Dolphin Securities Limited |
| AIM | 7/3/01 | 7/1/01 | 2001 | IPO | | COLISEUM GROUP | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 25 | | 3.25 | 2.71 | WestLB AG |
| UK Main Market | 6/29/01 | 6/1/01 | 2001 | IPO | | PHS GROUP | International Offering | | United Kingdom | 581 | Support Services | Business Support Services | 80 | | 413.64 | 388.21 |
| AIM | 6/29/01 | 6/1/01 | 2001 | Not IPO | | TERA GROUP PLC | Placing & Open Offer Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 8.75 | 0.50 | Seymour Pierce Limited |
| AIM | 6/28/01 | 6/1/01 | 2001 | IPO | | GW PHARMACEUTICALS | Placing | | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 182 | | 174.77 | 25.00 | Colins Stewart Europe Limited |
| AIM | 6/26/01 | 6/1/01 | 2001 | Not IPO | | ENVESTA | Placing & Open Offer Re-admission | | United Kingdom | 977 | Software & Computer Services | Software | 5 | | 4.66 | 1.14 | Teather & Greenwood Limited |
| UK Main Market | 6/22/01 | 6/1/01 | 2001 | IPO | | REAL ESTATE OPPORTUNITIES | Placing & Open Offer | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 293.80 | 493.80 |
| AIM | 6/21/01 | 6/1/01 | 2001 | Not IPO | | ACTIONLEISURE | Introduction from Main Market | Main Market to AIM | United Kingdom | 526 | General Retailers | Retailers - Hardlines | | | 2.43 | 0.00 | Corporate Synergy plc |
| AIM | 6/21/01 | 6/1/01 | 2001 | Not IPO | | HEADWAY | Introduction from Main Market | Main Market to AIM | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 8.35 | 0.00 | KPMG LLP |
| AIM | 6/21/01 | 6/1/01 | 2001 | Not IPO | | UNITED INDUSTRIES | Introduction from Main Market | Main Market to AIM | United Kingdom | 267 | Engineering & Machinery | Engineering - General | | | 3.83 | 0.00 | Old Mutual Securities |
| UK Main Market | 6/21/01 | 6/1/01 | 2001 | Not IPO | | TRANSWARE | Introduction | | United Kingdom | 977 | Software & Computer Services | Software | | | 26.55 | 0.00 |
| AIM | 6/19/01 | 6/1/01 | 2001 | Not IPO | | I FEEL GOOD(HLDGS) | Introduction Re-admission | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 25.5 | | 8.37 | 0.00 | Grant Thornton UK LLP |
| AIM | 6/19/01 | 6/1/01 | 2001 | Not IPO | | IMPAX GROUP | Placing & Open Offer Re-admission | | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | 32 | | 11.36 | 1.84 | Marshall Securities Limited |
| UK Main Market | 6/15/01 | 6/1/01 | 2001 | Not IPO | | INNOVATION GROUP | Placing & Open Offer Re-admission | | United Kingdom | 977 | Software & Computer Services | Software | 550 | | 903.76 | 185.00 |
| AIM | 6/14/01 | 6/1/01 | 2001 | IPO | | EMDEXTRADE | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 4.00 | 0.40 | Nabarro Wells & Co. Limited |
| UK Main Market | 6/14/01 | 6/1/01 | 2001 | IPO | | NOTTINGHAM BUILDING SOCIETY | Placing | | United Kingdom | 8355 | Banks | Banks | 0.98 | | 0.00 | 24.50 |
| AIM | 6/12/01 | 6/1/01 | 2001 | IPO | | ABINGER INVESTMENTS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 1.24 | 0.92 | Grant Thornton UK LLP |
| UK Main Market | 6/11/01 | 6/1/01 | 2001 | IPO | | GROSVENOR UK FINANCE | Placing | | United Kingdom | 8673 | Debentures & Loans | Debentures & Loans | 0.99473 | | 0.00 | 99.47 |
| AIM | 6/11/01 | 6/1/01 | 2001 | Not IPO | | ASPINALLS ONLINE | Placing Re-admission | | United Kingdom | 532 | Leisure & Hotels | Gambling | 15 | | 45.37 | 5.00 | Grant Thornton UK LLP |
| UK Main Market | 6/8/01 | 6/1/01 | 2001 | IPO | | LEISURE & MEDIA VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 8.16 | 8.16 |
| AIM | 6/7/01 | 6/1/01 | 2001 | IPO | | TIKIT GROUP | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 115 | | 13.00 | 3.37 | William de Broe Plc |
| AIM | 6/6/01 | 6/1/01 | 2001 | Not IPO | | ALEXANDERS HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 6.94 | 0.00 | Corporate Synergy plc |
| UK Main Market | 6/6/01 | 6/1/01 | 2001 | IPO | | JUPITER FINANCIAL & INCOME TRUST | Placing | | United Kingdom | 851 | Investment Companies | International Investment Trusts | 100 | | 75.00 | 93.75 |
| UK Main Market | 6/6/01 | 6/1/01 | 2001 | Not IPO | | GYRUS GROUP | Placing & Open Offer Re-admission | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 260 | | 215.48 | 100.00 |
| AIM | 6/6/01 | 6/1/01 | 2001 | Not IPO | | NINTH FLOOR(THE) | Placing & Open Offer Re-admission | | United Kingdom | 588 | Support Services | Security & Alarm Services | 4 | | 4.08 | 0.99 | Seymour Pierce Limited |
| AIM | 6/4/01 | 6/1/01 | 2001 | IPO | | ATLANTIC GLOBAL | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 25 | | 5.18 | 1.98 | Seymour Pierce Limited |
| International Main Market | 6/1/01 | 6/1/01 | 2001 | Not IPO | | EUROPEAN EXCHANGE-TRADED FUND CO | Introduction | | Republic of Ireland | 894 | Investment Companies Other | Off-Shore Investment Trusts | | | 367.25 | 0.00 |
| UK Main Market | 6/1/01 | 6/1/01 | 2001 | IPO | | BLUE CHIP VALUE AND INCOME FUND | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 61.25 | | 31.23 | 30.63 |
| UK Main Market | 6/1/01 | 6/1/01 | 2001 | IPO | | BLUE CHIP ZDP | Placing | | United Kingdom | 7 | Preference | Preference | 100 | | 0.00 | 10.00 |
| AIM | 5/31/01 | 5/1/01 | 2001 | Not IPO | | ELITE STRATEGIES PLC | Introduction Re-admission | | United Kingdom | 873 | Speciality & Other Finance | Consumer Finance | | | 2.30 | 0.00 |
| UK Main Market | 5/31/01 | 5/1/01 | 2001 | IPO | | PENNINE DOWNING AIM VCT 2 | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 8.95 | 8.95 |
| UK Main Market | 5/31/01 | 5/1/01 | 2001 | IPO | | PROVEN MEDIA VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 6.19 | 6.19 |
| AIM | 5/31/01 | 5/1/01 | 2001 | IPO | | CAPCON HLDGS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 80 | | 5.75 | 2.72 |
| UK Main Market | 5/31/01 | 5/1/01 | 2001 | IPO | | NEW STAR ENCHANCED INCOME TRUST | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 49.50 | 49.50 |
| UK Main Market | 5/31/01 | 5/1/01 | 2001 | IPO | | NSEIT ZEROS 2008 | Placing | | United Kingdom | 7 | Preference | Preference | 100 | | 0.00 | 9.00 |
| AIM | 5/30/01 | 5/1/01 | 2001 | Not IPO | | EUROPEAN TELECOM | Introduction from Main Market | Main Market to AIM | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | | | 7.65 | 0.00 |
| AIM | 5/29/01 | 5/1/01 | 2001 | IPO | | CYTOMYX HLDGS | Placing | | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 4 | | 7.18 | 0.38 |
| UK Main Market | 5/29/01 | 5/1/01 | 2001 | IPO | | STANDARD LIFE EUROPN PRIVT EQTY TST | Placing | | United Kingdom | 854 | Investment Companies | European Investment Trusts | 100 | | 160.00 | 160.00 |
| UK Main Market | 5/25/01 | 5/1/01 | 2001 | IPO | | BC PROPERTY SECURITIES | Placing | | United Kingdom | 8674 | Preference | Preference | 100 | | 0.00 | 27.00 |
| UK Main Market | 5/25/01 | 5/1/01 | 2001 | IPO | | PROPERTY INCOME & GROWTH FUND | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 81.00 | 81.00 |
| UK Main Market | 5/24/01 | 5/1/01 | 2001 | IPO | | MAN ALTERNATIVE INVESTMENTS | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 33.00 | 33.00 |
| AIM | 5/23/01 | 5/1/01 | 2001 | IPO | | IMPRINT SEARCH & SELECTION | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 80 | | 13.88 | 5.00 |
| AIM | 5/23/01 | 5/1/01 | 2001 | IPO | | PURSUIT DYNAMICS | Placing | | United Kingdom | 267 | Engineering & Machinery | Engineering - General | 50 | | 17.70 | 4.20 |
| UK Main Market | 5/22/01 | 5/1/01 | 2001 | Not IPO | | ENTERPRISE CAPITAL | Introduction Re-admission | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | | | 8.58 | 0.00 |
| AIM | 5/21/01 | 5/1/01 | 2001 | Not IPO | | INTELLIPLUS GROUP | Placing Re-admission | | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 5 | | 22.18 | 0.35 |
| UK Main Market | 5/18/01 | 5/1/01 | 2001 | Not IPO | | WINCANTON | Introduction | | United Kingdom | 596 | Transport | Rail, Road & Freight | | | 240.96 | 0.00 |
| AIM | 5/17/01 | 5/1/01 | 2001 | IPO | | PROACTIVE SPORTS GROUP | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 25 | | 24.50 | 13.00 |
| AIM | 5/17/01 | 5/1/01 | 2001 | IPO | | VEMA NV | Placing & Offer for Subscription | | Netherlands | 588 | Support Services | Security & Alarm Services | 4 | | 2.88 | 2.88 |
| AIM | 5/16/01 | 5/1/01 | 2001 | Not IPO | | CLOVER CORP | Introduction | | Australia | 630 | Food & Drug Retailers | Food & Drug Retailers | | | 15.04 | 0.00 |
| AIM | 5/15/01 | 5/1/01 | 2001 | Not IPO | | SEND GROUP | Introduction | | United Kingdom | 460 | Packaging | Packaging | | | 5.39 | 0.00 |
| AIM | 5/14/01 | 5/1/01 | 2001 | Not IPO | | JARVIS PORTER GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 460 | Packaging | Packaging | | | 5.04 | 0.00 |
| AIM | 5/14/01 | 5/1/01 | 2001 | Not IPO | | KAZOO3D | Introduction Re-admission | | United Kingdom | 977 | Software & Computer Services | Software | | | 12.53 | 0.00 |
| AIM | 5/14/01 | 5/1/01 | 2001 | IPO | | MAVERICK ENTERTAINMENT GROUP | Placing | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 3 | | 4.30 | 2.30 |
| AIM | 5/11/01 | 5/1/01 | 2001 | Not IPO | | FRENCH PLC | Introduction from Main Market | Main Market to AIM | United Kingdom | 349 | Household Goods & Textiles | Other Textiles & Leather Goods | | | 3.46 | 0.00 |
| UK Main Market | 5/11/01 | 5/1/01 | 2001 | IPO | | 3PC INVESTMENT TRUST | Placing | | United Kingdom | 857 | Investment Companies | Venture & Development Capital | 100 | | 43.00 | 43.00 |
| UK Main Market | 5/11/01 | 5/1/01 | 2001 | IPO | | GOT ZEROS 2007 | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 0.00 | 12.50 |
| UK Main Market | 5/10/01 | 5/1/01 | 2001 | Not IPO | | AORTECH INTERNATIONAL | Placing and Open Offer transfer fro | AIM to Main Market | United Kingdom | 446 | Health | Medical Equipment & Supplies | 320 | | 116.73 | 20.13 |
| UK Main Market | 5/8/01 | 5/1/01 | 2001 | Not IPO | | AFA SYSTEMS | Introduction from AIM | AIM to Main Market | United Kingdom | 977 | Software & Computer Services | Software | | | 42.49 | 0.00 |
| AIM | 5/8/01 | 5/1/01 | 2001 | IPO | | MONEYGURU GROUP | Placing | | United Kingdom | 873 | Speciality & Other Finance | Consumer Finance | 3.5 | | 7.59 | 2.00 |
| AIM | 5/8/01 | 5/1/01 | 2001 | IPO | | PC MEDICS GROUP | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 2 | | 2.38 | 1.59 |
| AIM | 5/4/01 | 5/1/01 | 2001 | Not IPO | | ASHQUAY GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 13.27 | 0.00 |
| AIM | 5/4/01 | 5/1/01 | 2001 | IPO | | MERCURY RECYCLING GROUP | Placing | | United Kingdom | 584 | Support Services | Environmental Control | 20 | | 4.50 | 0.50 |
| AIM | 5/3/01 | 5/1/01 | 2001 | Not IPO | | AQUARIUS GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | | | 7.02 | 0.00 |
| AIM | 5/1/01 | 5/1/01 | 2001 | Not IPO | | XWORKS | Placing Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 4.46 | 0.20 |
| UK Main Market | 4/30/01 | 4/1/01 | 2001 | Not IPO | | SIRIUS GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 977 | Software & Computer Services | Software | | | 33.61 | 0.00 |
| AIM | 4/30/01 | 4/1/01 | 2001 | IPO | | STREAM GROUP | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 28 | | 15.87 | 4.01 |
| AIM | 4/30/01 | 4/1/01 | 2001 | Not IPO | | KINGSBRIDGE HLDGS | Placing & Open Offer Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 73 | | 64.73 | 18.67 |
| AIM | 4/27/01 | 4/1/01 | 2001 | IPO | | HALLADALE GROUP | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 50 | | 8.41 | 2.50 |
| AIM | 4/25/01 | 4/1/01 | 2001 | IPO | | BLACK ROCK OIL & GAS | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 5 | | 6.37 | 0.60 |
| AIM | 4/24/01 | 4/1/01 | 2001 | Not IPO | | PETRA MULTIMEDIA PLC | Introduction Re-admission | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | | | 7.15 | 0.00 |
| AIM | 4/24/01 | 4/1/01 | 2001 | IPO | | CORPORATE SYNERGY HLDGS | Placing & Offer for Subscription | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 12.5 | | 5.94 | 0.56 |
| UK Main Market | 4/23/01 | 4/1/01 | 2001 | Not IPO | | EBOOKERS.COM | Introduction | | United Kingdom | 525 | General Retailers | Retailers - e-commerce | | | 46.27 | 0.00 |
| UK Main Market | 4/23/01 | 4/1/01 | 2001 | IPO | | HENDERSON ABSOLUTE RETURN PORTFOLIO | Offer for Subscription | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 115.06 | 115.06 |
| UK Main Market | 4/20/01 | 4/1/01 | 2001 | IPO | | HSBC EUROPEAN ABSOLUTE | Offer for Subscription | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | 0.00 | 43.75 |
| UK Main Market | 4/19/01 | 4/1/01 | 2001 | Not IPO | | LTG TECHNOLOGIES | Introduction from AIM | AIM to Main Market | United Kingdom | 264 | Engineering & Machinery | Engineering - Contractors | | | 98.84 | 0.00 |
| UK Main Market | 4/17/01 | 4/1/01 | 2001 | Not IPO | | ROK PROPERTY SOLUTIONS | Placing & Open Offer Re-admission | | United Kingdom | 137 | Construction & Building Materials | Other Construction | 80 | | 14.51 | 3.50 |
| UK Main Market | 4/17/01 | 4/1/01 | 2001 | Not IPO | | OXFORD BIOMEDICA | Placing transfer from AIM | AIM to Main Market | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 55 | | 130.53 | 40.53 |
| UK Main Market | 4/12/01 | 4/1/01 | 2001 | IPO | | BRITISH SMALLER TECHNOLOGY COS VCT2 | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 30.00 | 6.40 |
| UK Main Market | 4/12/01 | 4/1/01 | 2001 | IPO | | BFS US SPECIAL OPPORTUNITIES TRUST | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 85 | | 50.00 | 65.00 |
| International Main Market | 4/11/01 | 4/1/01 | 2001 | Not IPO | | MITSUBISHI TOKYO FINANCIAL GROUP | Introduction | | Japan | 810 | Banks | Banks | | | 38801.46 | 0.00 |
| AIM | 4/11/01 | 4/1/01 | 2001 | Not IPO | | NEW MEDIA INDUSTRIES | Introduction | | United Kingdom | 545 | Media & Entertainment | Media Agencies | | | 26.13 | 0.00 |
| AIM | 4/11/01 | 4/1/01 | 2001 | Not IPO | | LOMBARD MEDICAL | Placing Re-admission | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 70 | | 37.82 | 12.00 |
| UK Main Market | 4/10/01 | 4/1/01 | 2001 | IPO | | ABERDEEN GROWTH VCT I | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 19.73 | 19.73 |
| AIM | 4/10/01 | 4/1/01 | 2001 | IPO | | OMG | Placing | | United Kingdom | 932 | Information Technology Hardware | Computer Hardware | 75 | | 36.70 | 6.87 |
| AIM | 4/9/01 | 4/1/01 | 2001 | Not IPO | | UNION | Introduction from Main Market | Main Market to AIM | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | | | 16.49 | 0.00 |
| UK Main Market | 4/9/01 | 4/1/01 | 2001 | IPO | | MARLBOROUGH STIRLING | International Offering | | United Kingdom | 977 | Software & Computer Services | Software | 140 | | 248.47 | 65.80 |
| AIM | 4/9/01 | 4/1/01 | 2001 | Not IPO | | FIRST QUANTUM MINERALS | Introduction | | Canada | 48 | Mining | Other Mineral Extractors & Mines | | | 45.99 | 0.00 |
| UK Main Market | 4/9/01 | 4/1/01 | 2001 | Not IPO | | GOVETT ASIAN INCOME & GROWTH FD | Introduction | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | | | 6.22 | 0.00 |
| AIM | 4/6/01 | 4/1/01 | 2001 | IPO | | INNOVISION RESEARCH & TECHNOLOGY | Placing | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 101 | | 39.93 | 12.25 |
| UK Main Market | 4/5/01 | 4/1/01 | 2001 | IPO | | LEGGMASON INVESTORS AIM VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 30.00 | 6.21 |
| UK Main Market | 4/4/01 | 4/1/01 | 2001 | Not IPO | | SHORE CAPITAL GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | | | 143.04 | 0.00 |
| UK Main Market | 4/4/01 | 4/1/01 | 2001 | IPO | | DOWNING CLASSIC VCT 3 | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 20.00 | 15.98 |
| UK Main Market | 4/2/01 | 4/1/01 | 2001 | IPO | | MICHAEL PAGE INTERNATIONAL | International Offering | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 190 | | 712.50 | 669.75 |
| UK Main Market | 4/2/01 | 4/1/01 | 2001 | IPO | | HEDGEFIRST | Offer for Subscription | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 55.17 | 55.17 |
| UK Main Market | 4/2/01 | 4/1/01 | 2001 | IPO | | LEGGMASON INV STRATEGIC ASSETS SECS | Placing | | United Kingdom | 8771 | General Financial | Asset Managers | 100 | | 0.00 | 13.00 |
| UK Main Market | 4/2/01 | 4/1/01 | 2001 | IPO | | LEGGMASON INV STRATEGIC ASSETS TST | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 71.50 | 71.50 |
| International Main Market | 3/30/01 | 3/1/01 | 2001 | Not IPO | | MIZUHO HLDGS | Introduction | | Japan | 810 | Banks | Banks | | | 38996.00 | 0.00 |
| UK Main Market | 3/30/01 | 3/1/01 | 2001 | IPO | | LIONTRUST KNOWLEDGE ECONOMY TRUST | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 16.74 | 16.74 |
| AIM | 3/29/01 | 3/1/01 | 2001 | IPO | | WYATT GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 50 | | 1.66 | 1.00 |
| AIM | 3/28/01 | 3/1/01 | 2001 | IPO | | CONTEMPORARY ENTERPRISES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 50 | | 1.10 | 1.05 |
| AIM | 3/28/01 | 3/1/01 | 2001 | Not IPO | | K3 BUSINESS TECHNOLOGY GROUP | Placing & Open Offer Re-admission | | United Kingdom | 977 | Software & Computer Services | Software | 15 | | 7.61 | 3.76 |
| UK Main Market | 3/26/01 | 3/1/01 | 2001 | IPO | | SITKA HEALTH FUND VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 2.48 | 2.48 |
| AIM | 3/26/01 | 3/1/01 | 2001 | IPO | | REAL AFFINITY | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 8 | | 4.24 | 1.18 |
| UK Main Market | 3/23/01 | 3/1/01 | 2001 | IPO | | CAFFE NERO GROUP | Placing | | United Kingdom | 630 | Food & Drug Retailers | Food & Drug Retailers | 50 | | 33.70 | 9.00 |
| UK Main Market | 3/22/01 | 3/1/01 | 2001 | IPO | | INVESTEC HIGH INCOME SECURITIES | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 100 | | 0.00 | 8.40 |
| UK Main Market | 3/22/01 | 3/1/01 | 2001 | IPO | | INVESTEC HIGH INCOME TRUST | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 28.00 | 28.00 |
| AIM | 3/22/01 | 3/1/01 | 2001 | IPO | | PATIENTLINE | Placing | | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 175 | | 103.95 | 44.41 |
| UK Main Market | 3/19/01 | 3/1/01 | 2001 | IPO | | JUPITER GLOBAL GREEN INVESTMENT TST | Placing | | United Kingdom | 851 | Investment Companies | International Investment Trusts | 100 | | 20.27 | 64.91 |
| International Main Market | 3/16/01 | 3/1/01 | 2001 | IPO | | SUNPLUS TECHNOLOGY | International Offering | | Taiwan | 252 | Electronic & Electrical Equipment | Electrical Equipment | 9.57 | | 132.29 | 132.29 |
| UK Main Market | 3/16/01 | 3/1/01 | 2001 | IPO | | FRAMLINGTON SPLIT INCOME SECURITIES | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 100 | | 0.00 | 15.00 |
| UK Main Market | 3/16/01 | 3/1/01 | 2001 | IPO | | FRAMLINGTON SPLIT INCOME TRUST | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 55.00 | 55.00 |
| AIM | 3/16/01 | 3/1/01 | 2001 | IPO | | CYBIT HLDGS | Placing & Offer for Subscription | | United Kingdom | 596 | Transport | Rail, Road & Freight | 3.5 | | 21.47 | 2.57 |
| International Main Market | 3/12/01 | 3/1/01 | 2001 | Not IPO | | CATHAY INTERNATIONAL HLDGS LTD | Introduction | | Bermuda | 536 | Leisure & Hotels | Hotels | | | 14.01 | 0.00 |
| AIM | 3/12/01 | 3/1/01 | 2001 | Not IPO | | PROTEC PLC | Placing & Open Offer Re-admission | | United Kingdom | 588 | Support Services | Security & Alarm Services | 7 | | 8.59 | 3.50 |
| UK Main Market | 3/8/01 | 3/1/01 | 2001 | Not IPO | | SEASCOPE SHIPPING HLDGS | Introduction Re-admission | | United Kingdom | 597 | Transport | Shipping & Ports | | | 24.29 | 0.00 |
| UK Main Market | 3/7/01 | 3/1/01 | 2001 | Not IPO | | INTELEK | Placing & Open Offer Re-admission | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 37 | | 29.50 | 10.14 |
| AIM | 3/6/01 | 3/1/01 | 2001 | IPO | | PROPAN HOMES | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 14 | | 8.60 | 3.00 |
| UK Main Market | 3/6/01 | 3/1/01 | 2001 | Not IPO | | HIT ENTERTAINMENT | Placing Re-admission | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 440 | | 580.98 | 72.60 |
| UK Main Market | 3/2/01 | 3/1/01 | 2001 | IPO | | BC INCOME & GROWTH FUND | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 50.00 | 50.00 |
| UK Main Market | 3/2/01 | 3/1/01 | 2001 | IPO | | BC SECURITIES | Placing | | United Kingdom | 8674 | Preference | Preference | 100 | | 0.00 | 15.00 |
| AIM | 3/2/01 | 3/1/01 | 2001 | IPO | | KEYWORLD INVESTMENTS | Placing & Offer for Subscription | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 2 | | 16.52 | 1.25 |
| AIM | 3/1/01 | 3/1/01 | 2001 | Not IPO | | MEDIA SQUARE | Introduction Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | | | 5.06 | 0.00 |
| AIM | 3/1/01 | 3/1/01 | 2001 | IPO | | MILLFIELD GROUP | Placing | | United Kingdom | 873 | Speciality & Other Finance | Consumer Finance | 118 | | 55.60 | 18.53 |
| UK Main Market | 2/28/01 | 2/1/01 | 2001 | IPO | | EDINBURGH LEVERAGED INCOME TST | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 49.72 | 49.72 |
| UK Main Market | 2/28/01 | 2/1/01 | 2001 | IPO | | ELIT ZEROS 2008 | Placing | | United Kingdom | 7 | Preference | Preference | 100 | | 0.00 | 8.57 |
| AIM | 2/26/01 | 2/1/01 | 2001 | Not IPO | | LONRHO AFRICA | Introduction from Main Market | Main Market to AIM | United Kingdom | 240 | Diversified Industrials | Diversified Industrials | | | 20.88 | 0.00 |
| UK Main Market | 2/26/01 | 2/1/01 | 2001 | Not IPO | | WHITBREAD HLDGS | Introduction Re-admission | | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | | | 3090.87 | 0.00 |
| AIM | 2/26/01 | 2/1/01 | 2001 | IPO | | BLAVOD BLACK VODKA | Placing | | United Kingdom | 416 | Beverages | Beverages - Distillers & Vintners | 98 | | 14.04 | 4.15 |
| AIM | 2/23/01 | 2/1/01 | 2001 | IPO | | TRIBAL GROUP | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 165 | | 56.32 | 14.00 |
| UK Main Market | 2/22/01 | 2/1/01 | 2001 | IPO | | SINGER & FRIEDLANDER AIM 3 VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 5.09 | 5.09 |
| AIM | 2/21/01 | 2/1/01 | 2001 | IPO | | OYSTERTEC | Placing | | United Kingdom | 266 | Engineering & Machinery | Engineering Fabricators | 23 | | 30.00 | 7.00 |
| UK Main Market | 2/20/01 | 2/1/01 | 2001 | IPO | | ARTEMIS AIM VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 3.54 | 3.54 |
| International Main Market | 2/16/01 | 2/1/01 | 2001 | IPO | | ORANGE SA | International Offering | | France | 678 | Telecommunication Services | Wireless Telecommunications Services | 607 | | 29147.63 | 3089.63 |
| AIM | 2/14/01 | 2/1/01 | 2001 | IPO | | STAFFING VENTURES | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 2 | | 3.03 | 1.03 |
| AIM | 2/12/01 | 2/1/01 | 2001 | IPO | | HEREWARD VENTURES | Placing | | United Kingdom | 43 | Mining | Gold Mining | 5 | | 2.13 | 0.50 |
| AIM | 2/6/01 | 2/1/01 | 2001 | Not IPO | | DIRECT MESSAGE | Introduction | | United Kingdom | 252 | Electronic & Electrical Equipment | Electrical Equipment | | | 10.19 | 0.00 |
| UK Main Market | 2/2/01 | 2/1/01 | 2001 | Not IPO | | CROWN SPORTS | Introduction from AIM | AIM to Main Market | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 77.46 | 0.00 |
| UK Main Market | 2/2/01 | 2/1/01 | 2001 | Not IPO | | COMPASS GROUP | Introduction Re-admission | | United Kingdom | 539 | Leisure & Hotels | Restaurants, Pubs & Breweries | | | 12047.28 | 0.00 |
| UK Main Market | 2/1/01 | 2/1/01 | 2001 | IPO | | GEARED OPPORTUNITIES INCOME TRUST | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 4.30 | 4.30 |
| UK Main Market | 2/1/01 | 2/1/01 | 2001 | IPO | | GOIT ZEROS 2008 | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | 0.00 | 11.51 |
| AIM | 2/1/01 | 2/1/01 | 2001 | IPO | | WARTHOG | Placing | | United Kingdom | 535 | Leisure & Hotels | Home Entertainment | 43 | | 17.97 | 5.00 |
| UK Main Market | 1/31/01 | 1/1/01 | 2001 | Not IPO | | CRESTON | Introduction Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | | | 12.34 | 0.00 |
| AIM | 1/31/01 | 1/1/01 | 2001 | IPO | | TRANSPORT SYSTEMS | Placing & Offer for Subscription | | United Kingdom | 596 | Transport | Rail, Road & Freight | 25 | | 2.24 | 1.69 |
| AIM | 1/30/01 | 1/1/01 | 2001 | Not IPO | | EARTHPORT | Introduction | | United Kingdom | 974 | Software & Computer Services | Internet | | | 131.85 | 0.00 |
| UK Main Market | 1/30/01 | 1/1/01 | 2001 | IPO | | BARONSMEAD VCT 3 | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 5.72 | 5.72 |
| AIM | 1/30/01 | 1/1/01 | 2001 | IPO | | SPORTINGBET.COM(UK) PLC | Placing | | United Kingdom | 532 | Leisure & Hotels | Gambling | 120 | | 155.75 | 18.00 |
| AIM | 1/29/01 | 1/1/01 | 2001 | Not IPO | | ANDAMAN RESOURCES | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 2.46 | 0.00 |
| AIM | 1/29/01 | 1/1/01 | 2001 | Not IPO | | MINCO | Introduction | | Republic of Ireland | 48 | Mining | Other Mineral Extractors & Mines | | | 4.32 | 0.00 |
| AIM | 1/29/01 | 1/1/01 | 2001 | Not IPO | | PORTMAN | Introduction | | Australia | 48 | Mining | Other Mineral Extractors & Mines | | | 90.91 | 0.00 |
| AIM | 1/24/01 | 1/1/01 | 2001 | Not IPO | | EADIE HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 267 | Engineering & Machinery | Engineering - General | | | 3.46 | 0.00 |
| AIM | 1/22/01 | 1/1/01 | 2001 | IPO | | GALAHAD CAPITAL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 2.75 | 1.38 |
| AIM | 1/22/01 | 1/1/01 | 2001 | IPO | | INNOBOX | Placing | | United Kingdom | 519 | Distributors | Distributors - Other | 10 | | 1.25 | 1.00 |
| UK Main Market | 1/22/01 | 1/1/01 | 2001 | IPO | | LINDSELL TRAIN INVESTMENT TST(THE) | Placing | | United Kingdom | 851 | Investment Companies | International Investment Trusts | 10000 | | 20.00 | 20.00 |
| AIM | 1/22/01 | 1/1/01 | 2001 | IPO | | TIGER RESOURCE FINANCE | Placing & Offer for Subscription | | United Kingdom | 45 | Mining | Mining Finance | 2 | | 4.47 | 3.62 |
| AIM | 1/19/01 | 1/1/01 | 2001 | Not IPO | | I-SPIRE PLC | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 90 | | 98.79 | 1.70 |
| UK Main Market | 1/17/01 | 1/1/01 | 2001 | IPO | | CLOSE TECHNOLOGY & GENERAL VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 3.62 | 3.62 |
| AIM | 1/15/01 | 1/1/01 | 2001 | Not IPO | | WAVERLEY MINING FINANCE | Introduction from Main Market | Main Market to AIM | United Kingdom | 45 | Mining | Mining Finance | | | 1.75 | 0.00 |
| AIM | 1/12/01 | 1/1/01 | 2001 | IPO | | OFFSHORE TELECOM | Placing | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | 2.5 | | 2.39 | 0.70 |
| UK Main Market | 1/11/01 | 1/1/01 | 2001 | IPO | | NORTHERN AIM VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 20.00 | 20.00 |
| AIM | 1/11/01 | 1/1/01 | 2001 | Not IPO | | OSPREY COMMUNICATIONS | Placing & Open Offer transfer from | Main Market to AIM | United Kingdom | 545 | Media & Entertainment | Media Agencies | 1 | | 2.67 | 1.35 |
| AIM | 1/8/01 | 1/1/01 | 2001 | IPO | | INTERCEDE GROUP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 60 | | 9.82 | 2.78 |
| International Main Market | 1/4/01 | 1/1/01 | 2001 | Not IPO | | SADOT RESEARCH & DEVELOPMENT FD | Introduction | | Israel | 894 | Investment Companies Other | Off-Shore Investment Trusts | | | 32.01 | 0.00 |
| AIM | 1/3/01 | 1/1/01 | 2001 | Not IPO | | SPORTS RESOURCE GROUP | Introduction Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | | | 83.82 | 0.00 |
| UK Main Market | 12/29/00 | 12/1/00 | 2000 | Not IPO | | PACIFIC MEDIA | Introduction from AIM | AIM to Main Market | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 135.33 | 0.00 |
| AIM | 12/29/00 | 12/1/00 | 2000 | Not IPO | | TENON GROUP | Introduction Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 106.39 | 0.00 |
| AIM | 12/29/00 | 12/1/00 | 2000 | Not IPO | | CROWN SPORTS | Placing Re-admission | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 30 | | 74.22 | 30.00 |
| UK Main Market | 12/27/00 | 12/1/00 | 2000 | Not IPO | | GLAXOSMITHKLINE | Introduction Re-admission | | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | | | 118092.00 | 0.00 |
| AIM | 12/22/00 | 12/1/00 | 2000 | Not IPO | | HANSOM GROUP | Introduction Re-admission | | United Kingdom | 596 | Transport | Rail, Road & Freight | | | 11.90 | 0.00 |
| AIM | 12/22/00 | 12/1/00 | 2000 | Not IPO | | GAMING INVESTMENTS | Placing & Open Offer Re-admission | | United Kingdom | 532 | Leisure & Hotels | Gambling | 15 | | 5.20 | 3.44 |
| AIM | 12/21/00 | 12/1/00 | 2000 | Not IPO | | JOBS.CO.UK | Introduction Re-admission | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | | | 4.90 | 0.00 |
| AIM | 12/21/00 | 12/1/00 | 2000 | IPO | | CYBERES | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 55 | | 11.00 | 5.00 |
| AIM | 12/21/00 | 12/1/00 | 2000 | IPO | | ENVIRONMENTAL POLYMERS GROUP | Placing | | United Kingdom | 116 | Chemicals | Chemicals - Advanced Materials | 15 | | 11.22 | 4.95 |
| UK Main Market | 12/20/00 | 12/1/00 | 2000 | Not IPO | | GRANTCHESTER HLDGS | Introduction Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 201.97 | 0.00 |
| AIM | 12/20/00 | 12/1/00 | 2000 | IPO | | DYNAMIC COMMERCIAL FINANCE | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 153 | | 6.00 | 5.10 |
| UK Main Market | 12/20/00 | 12/1/00 | 2000 | Not IPO | | INTEC TELECOM SYSTEMS | Placing & Open Offer Re-admission | | United Kingdom | 977 | Software & Computer Services | Software | 600 | | 1071.00 | 180.00 |
| International Main Market | 12/19/00 | 12/1/00 | 2000 | Not IPO | | THOMSON-CSF (THALES) | Introduction | | France | 216 | Aerospace & Defence | Defence | | | 5493.21 | 0.00 |
| AIM | 12/19/00 | 12/1/00 | 2000 | IPO | | I-DOCUMENTSYSTEMS GROUP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 12 | | 15.40 | 3.40 |
| AIM | 12/18/00 | 12/1/00 | 2000 | Not IPO | | BURNDEN LEISURE | Introduction from Main Market | Main Market to AIM | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 11.75 | 0.00 |
| International Main Market | 12/18/00 | 12/1/00 | 2000 | Not IPO | | MARUWA CO LTD | Introduction | | Japan | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 212.31 | 0.00 |
| UK Main Market | 12/18/00 | 12/1/00 | 2000 | Not IPO | | TULLOW OIL PLC | Introduction Re-admission | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 220.26 | 0.00 |
| AIM | 12/18/00 | 12/1/00 | 2000 | IPO | | CONDER ENVIRONMENTAL | Placing | | United Kingdom | 264 | Engineering & Machinery | Engineering - Contractors | 20 | | 7.45 | 3.50 |
| International Main Market | 12/15/00 | 12/1/00 | 2000 | IPO | | MERRILL LYNCH DEFINED INC AND GRWTH | Placing | | Republic of Ireland | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 40.00 | 40.00 |
| UK Main Market | 12/15/00 | 12/1/00 | 2000 | IPO | | INCISIVE MEDIA | Placing & Open Offer | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 143 | | 71.22 | 34.73 |
| UK Main Market | 12/14/00 | 12/1/00 | 2000 | IPO | | ALKANE ENERGY | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 90 | | 80.42 | 30.00 |
| UK Main Market | 12/14/00 | 12/1/00 | 2000 | IPO | | BRITANNIC GLOBAL INCOME SECURITIES | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 100 | | 0.00 | 18.75 |
| UK Main Market | 12/14/00 | 12/1/00 | 2000 | IPO | | BRITANNIC GLOBAL INCOME TRUST | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 71.25 | 71.25 |
| AIM | 12/14/00 | 12/1/00 | 2000 | IPO | | COMELEON | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 165 | | 20.89 | 9.40 |
| UK Main Market | 12/13/00 | 12/1/00 | 2000 | IPO | | RIVERSOFT | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 94 | | 227.36 | 83.00 |
| AIM | 12/12/00 | 12/1/00 | 2000 | IPO | | CSS STELLAR | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 180 | | 27.20 | 5.00 |
| AIM | 12/12/00 | 12/1/00 | 2000 | IPO | | TIME2LEARN | Placing & Offer for Subscription | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 1 | | 6.55 | 2.30 |
| AIM | 12/12/00 | 12/1/00 | 2000 | Not IPO | | METTONI GROUP | Placing Re-admission | | United Kingdom | 977 | Software & Computer Services | Software | 90 | | 35.75 | 21.95 |
| AIM | 12/11/00 | 12/1/00 | 2000 | IPO | | EUROPEAN DIAMONDS | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 70 | | 11.25 | 3.40 |
| UK Main Market | 12/11/00 | 12/1/00 | 2000 | IPO | | FRAMLINGTON GLBL FINANCIAL & INC FD | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 60.00 | 60.00 |
| UK Main Market | 12/8/00 | 12/1/00 | 2000 | Not IPO | | FLEMING MANAGED INCOME | Introduction | | United Kingdom | 851 | Investment Companies | International Investment Trusts | | | 33.96 | 0.00 |
| AIM | 12/8/00 | 12/1/00 | 2000 | IPO | | SEFTON RESOURCES INC | Placing | | British Virgin Islands | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 5 | | 9.60 | 1.55 |
| AIM | 12/8/00 | 12/1/00 | 2000 | IPO | | SURFACE TECHNOLOGY SYSTEMS | Placing | | United Kingdom | 936 | Information Technology Hardware | Semiconductors | 138 | | 41.41 | 13.80 |
| AIM | 12/7/00 | 12/1/00 | 2000 | IPO | | FINELOT | Placing | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 35 | | 8.72 | 3.50 |
| AIM | 12/7/00 | 12/1/00 | 2000 | IPO | | HIDEFIELD | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 10 | | 3.55 | 0.40 |
| International Main Market | 12/7/00 | 12/1/00 | 2000 | IPO | | POWER LEISURE | Placing | | Republic of Ireland | 532 | Leisure & Hotels | Gambling | 147 | | 68.97 | 13.28 |
| UK Main Market | 12/6/00 | 12/1/00 | 2000 | Not IPO | | VISLINK PLC | Introduction | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | | | 63.36 | 0.00 |
| AIM | 12/6/00 | 12/1/00 | 2000 | IPO | | MISSION TESTING | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 220 | | 34.78 | 10.50 |
| AIM | 12/5/00 | 12/1/00 | 2000 | IPO | | PIPEHAWK | Placing | | United Kingdom | 137 | Construction & Building Materials | Other Construction | 52 | | 7.52 | 2.84 |
| International Main Market | 12/4/00 | 12/1/00 | 2000 | IPO | | GENERICS GROUP AG | International Offering | | Switzerland | 581 | Support Services | Business Support Services | 21000 | | 226.15 | 67.72 |
| UK Main Market | 12/4/00 | 12/1/00 | 2000 | Not IPO | | BRADFORD & BINGLEY | Introduction | | United Kingdom | 810 | Banks | Banks | | | 1664.08 | 0.00 |
| AIM | 12/4/00 | 12/1/00 | 2000 | Not IPO | | TENON GROUP | Introduction Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 94.56 | 0.00 |
| UK Main Market | 12/4/00 | 12/1/00 | 2000 | IPO | | AIM VCT2 | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 28.80 | 28.80 |
| AIM | 12/4/00 | 12/1/00 | 2000 | IPO | | KNOWLEDGE TECHNOLOGY SOLUTIONS | Placing & Offer for Subscription | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 4.5 | | 2.90 | 0.66 |
| AIM | 12/1/00 | 12/1/00 | 2000 | IPO | | ADVANCE CAPITAL INVEST | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 1.98 | 1.85 |
| UK Main Market | 11/30/00 | 11/1/00 | 2000 | IPO | | GENEMEDIX | Placing | | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 90 | | 260.69 | 13.03 |
| UK Main Market | 11/29/00 | 11/1/00 | 2000 | IPO | | DATAMONITOR | International Offering | | United Kingdom | 581 | Support Services | Business Support Services | 165 | | 115.72 | 33.28 |
| AIM | 11/29/00 | 11/1/00 | 2000 | Not IPO | | ARLINGTON GROUP | Introduction | | United Kingdom | 857 | Investment Companies | Venture & Development Capital | | | 24.67 | 0.00 |
| UK Main Market | 11/29/00 | 11/1/00 | 2000 | IPO | | EUROPEAN GROWTH & INCOME TRUST FUND | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 75.00 | 115.00 |
| UK Main Market | 11/29/00 | 11/1/00 | 2000 | IPO | | GENETIX GROUP | Placing | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 150 | | 115.26 | 17.00 |
| AIM | 11/29/00 | 11/1/00 | 2000 | Not IPO | | DIGITAL SPORT PLC | Placing & Open Offer transfer from | Main Market to AIM | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 2 | | 8.32 | 3.15 |
| AIM | 11/28/00 | 11/1/00 | 2000 | Not IPO | | CONVERGENCE HLDGS | Introduction Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | | | 43.06 | 0.00 |
| AIM | 11/28/00 | 11/1/00 | 2000 | Not IPO | | TOTALLY | Introduction Re-admission | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | | | 5.92 | 0.00 |
| AIM | 11/28/00 | 11/1/00 | 2000 | IPO | | MOTTRAM HLDGS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 2 | | 3.07 | 1.10 |
| AIM | 11/27/00 | 11/1/00 | 2000 | Not IPO | | PERSONAL GROUP HLDGS | Introduction | | United Kingdom | 833 | Insurance | Insurance Brokers | | | 24.44 | 0.00 |
| AIM | 11/27/00 | 11/1/00 | 2000 | Not IPO | | BIZSPACE | Placing & Open Offer Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 30 | | 7.79 | 3.51 |
| UK Main Market | 11/23/00 | 11/1/00 | 2000 | IPO | | KENSINGTON GROUP | International Offering | | United Kingdom | 877 | Speciality & Other Finance | Mortgage Finance | 225 | | 128.79 | 77.17 |
| AIM | 11/23/00 | 11/1/00 | 2000 | IPO | | BANK RESTAURANT GROUP | Placing | | United Kingdom | 560 | Restaurants, Pubs & Breweries | Restaurants, Pubs & Breweries | 20 | | 8.50 | 8.50 |
| UK Main Market | 11/22/00 | 11/1/00 | 2000 | IPO | | EASYJET | International Offering | | United Kingdom | 591 | Transport | Airlines & Airports | 310 | | 805.96 | 195.30 |
| AIM | 11/22/00 | 11/1/00 | 2000 | IPO | | WORLD LIFE SCIENCES | Placing & Offer for Subscription | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 7.66 | 3.17 |
| AIM | 11/21/00 | 11/1/00 | 2000 | Not IPO | | EVC CHRISTOWS PLC | Introduction Re-admission | | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | | | 63.31 | 0.00 |
| UK Main Market | 11/20/00 | 11/1/00 | 2000 | IPO | | JUPITER EUROPEAN OPPORTUNITIES TST | Placing | | United Kingdom | 854 | Investment Companies | European Investment Trusts | 100 | | 19.51 | 19.51 |
| AIM | 11/20/00 | 11/1/00 | 2000 | IPO | | SILENTPOINT | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 1.75 | 1.50 |
| AIM | 11/20/00 | 11/1/00 | 2000 | IPO | | TOTALISE | Placing & Offer for Subscription | | United Kingdom | 974 | Software & Computer Services | Internet | 21 | | 9.33 | 0.82 |
| AIM | 11/16/00 | 11/1/00 | 2000 | Not IPO | | INTEGRATED ASSET MANAGEMENT | Introduction Re-admission | | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | | | 3.79 | 0.00 |
| AIM | 11/16/00 | 11/1/00 | 2000 | IPO | | ADVANCE VISUAL COMMUNICATIONS | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 10 | | 14.91 | 5.00 |
| AIM | 11/16/00 | 11/1/00 | 2000 | IPO | | HANSARD GROUP | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 25 | | 2.73 | 0.70 |
| AIM | 11/16/00 | 11/1/00 | 2000 | IPO | | RENEURON HLDGS | Placing | | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 195 | | 66.08 | 19.50 |
| UK Main Market | 11/15/00 | 11/1/00 | 2000 | IPO | | TRIVEST VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 3.36 | 3.36 |
| UK Main Market | 11/15/00 | 11/1/00 | 2000 | IPO | | EXPOCENTRIC | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 192 | | 112.22 | 34.00 |
| AIM | 11/14/00 | 11/1/00 | 2000 | Not IPO | | RAP GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 519 | Distributors | Distributors - Other | | | 4.36 | 0.00 |
| UK Main Market | 11/14/00 | 11/1/00 | 2000 | Not IPO | | CHUBB | Introduction | | United Kingdom | 588 | Support Services | Security & Alarm Services | | | 2133.48 | 0.00 |
| UK Main Market | 11/14/00 | 11/1/00 | 2000 | Not IPO | | KIDDE | Introduction | | United Kingdom | 267 | Engineering & Machinery | Engineering - General | | | 575.83 | 0.00 |
| AIM | 11/14/00 | 11/1/00 | 2000 | Not IPO | | MEDICAL MARKETING INTERNATIONAL GRP | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 51.76 | 0.00 |
| AIM | 11/14/00 | 11/1/00 | 2000 | IPO | | FFASTFILL | Placing & Offer for Subscription | | United Kingdom | 977 | Software & Computer Services | Software | 120 | | 54.54 | 15.00 |
| AIM | 11/14/00 | 11/1/00 | 2000 | Not IPO | | E-QUISITOR | Placing Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 200 | | 8.91 | 1.91 |
| International Main Market | 11/13/00 | 11/1/00 | 2000 | Not IPO | | SYNGENTA AG | Introduction | | Switzerland | 113 | Chemicals | Chemicals - Commodity | | | 3500.76 | 0.00 |
| AIM | 11/10/00 | 11/1/00 | 2000 | Not IPO | | HAY(NORMAN) | Introduction from Main Market | Main Market to AIM | United Kingdom | 267 | Engineering & Machinery | Engineering - General | | | 3.74 | 0.00 |
| UK Main Market | 11/10/00 | 11/1/00 | 2000 | IPO | | QUESTER VCT 4 | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 0.78 | 0.78 |
| AIM | 11/10/00 | 11/1/00 | 2000 | IPO | | NRX GLOBAL CORP | Placing | | Canada | 547 | Media & Entertainment | Publishing & Printing | 125 | | 40.44 | 15.00 |
| UK Main Market | 11/8/00 | 11/1/00 | 2000 | IPO | | GAGIT SECURITIES | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 100 | | | 10.01 |
| UK Main Market | 11/8/00 | 11/1/00 | 2000 | IPO | | GARTMORE ABSOLUTE GRWTH & INC TRUST | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 38.05 | 38.05 |
| AIM | 11/7/00 | 11/1/00 | 2000 | IPO | | TECHNOLOGY AND INTERNET PROPERTY | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 10 | | 16.22 | 5.00 |
| AIM | 11/7/00 | 11/1/00 | 2000 | Not IPO | | EAGLE EYE TELEMATICS | Placing & Open Offer Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 152 | | 39.56 | 3.41 |
| AIM | 11/6/00 | 11/1/00 | 2000 | Not IPO | | CARBO | Introduction from Main Market | Main Market to AIM | United Kingdom | 267 | Engineering & Machinery | Engineering - General | | | 8.11 | 0.00 |
| UK Main Market | 11/6/00 | 11/1/00 | 2000 | IPO | | BEDE | Placing | | United Kingdom | 936 | Information Technology Hardware | Semiconductors | 190 | | 54.97 | 29.61 |
| UK Main Market | 11/6/00 | 11/1/00 | 2000 | IPO | | ROYAL LONDON GROWTH & INC TST | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 113.33 | 170.00 |
| AIM | 11/6/00 | 11/1/00 | 2000 | Not IPO | | CONSTELLATION CORP | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 1 | | 9.82 | 2.60 |
| UK Main Market | 11/3/00 | 11/1/00 | 2000 | IPO | | AUTONOMY CORP | International Offering | | United Kingdom | 977 | Software & Computer Services | Software | 3276 | | 4125.37 | 217.93 |
| International Main Market | 11/3/00 | 11/1/00 | 2000 | IPO | | BANK PEKAO SA | International Offering | | Poland | 810 | Banks | Banks | 10.4781 | | 30.01 | 30.01 |
| UK Main Market | 11/3/00 | 11/1/00 | 2000 | IPO | | CI INCOME FUND | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 42.00 | 42.00 |
| UK Main Market | 11/3/00 | 11/1/00 | 2000 | IPO | | CI SECURITIES | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 100 | | | 10.50 |
| AIM | 11/1/00 | 11/1/00 | 2000 | IPO | | CHARTERIS | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 90 | | 31.30 | 3.13 |
| AIM | 11/1/00 | 11/1/00 | 2000 | IPO | | MOBILEFUTURE | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 72 | | 15.68 | 5.99 |
| AIM | 10/31/00 | 10/1/00 | 2000 | Not IPO | | MEDIWATCH PLC | Introduction Re-admission | | United Kingdom | 446 | Health | Medical Equipment & Supplies | | | 16.49 | 0.00 |
| AIM | 10/30/00 | 10/1/00 | 2000 | Not IPO | | GREENCHIP INVESTMENTS PLC | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 9.14 | 0.00 |
| AIM | 10/27/00 | 10/1/00 | 2000 | IPO | | LIGHTHOUSE GROUP | Placing | | United Kingdom | 873 | Speciality & Other Finance | Consumer Finance | 160 | | 20.00 | 4.00 |
| AIM | 10/26/00 | 10/1/00 | 2000 | IPO | | LOMBARD MEDICAL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 70 | | 1.23 | 1.23 |
| UK Main Market | 10/26/00 | 10/1/00 | 2000 | Not IPO | | IDS GROUP | Placing & Open Offer Re-admission | | United Kingdom | 977 | Software & Computer Services | Software | 225 | | 127.01 | 55.40 |
| UK Main Market | 10/26/00 | 10/1/00 | 2000 | Not IPO | | INTERCARE GROUP | Placing & Open Offer Re-admission | | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 155 | | 120.41 | 50.07 |
| AIM | 10/24/00 | 10/1/00 | 2000 | Not IPO | | NINTH FLOOR(THE) | Introduction from Main Market | Main Market to AIM | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 8.40 | 0.00 |
| UK Main Market | 10/24/00 | 10/1/00 | 2000 | IPO | | COLLINS STEWART HLDGS | Placing | | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | 316 | | 325.80 | 106.91 |
| UK Main Market | 10/24/00 | 10/1/00 | 2000 | IPO | | REGUS | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 260 | | 1509.76 | 334.96 |
| AIM | 10/24/00 | 10/1/00 | 2000 | IPO | | CLAIMS PEOPLE GROUP(THE) | Placing & Offer for Subscription | | United Kingdom | 839 | Insurance | Other Insurance | 8 | | 4.11 | 1.18 |
| UK Main Market | 10/24/00 | 10/1/00 | 2000 | Not IPO | | AFFINITY INTERNET HOLDINGS | Placing and Open Offer transfer fro | AIM to Main Market | United Kingdom | 974 | Software & Computer Services | Internet | 1000 | | 242.56 | 24.26 |
| AIM | 10/24/00 | 10/1/00 | 2000 | Not IPO | | ILLUMINATOR PLC | Placing Re-admission | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 5 | | 69.15 | 5.00 |
| AIM | 10/23/00 | 10/1/00 | 2000 | Not IPO | | OSBORNE & LITTLE | Introduction from Main Market | Main Market to AIM | United Kingdom | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | | | 29.14 | 0.00 |
| UK Main Market | 10/23/00 | 10/1/00 | 2000 | Not IPO | | LATTICE GROUP | Introduction | | United Kingdom | 730 | Gas Distribution | Gas Distribution | | | 5408.19 | 0.00 |
| UK Main Market | 10/23/00 | 10/1/00 | 2000 | Not IPO | | P&O PRINCESS CRUISES | Introduction | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 1991.44 | 0.00 |
| UK Main Market | 10/23/00 | 10/1/00 | 2000 | Not IPO | | WORLD TRADE SYSTEMS | Introduction | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | | | 9.86 | 0.00 |
| AIM | 10/23/00 | 10/1/00 | 2000 | IPO | | CHROME TECHNOLOGY | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 1.71 | 1.51 |
| UK Main Market | 10/23/00 | 10/1/00 | 2000 | IPO | | MERRILL LYNCH NEW ENERGY TECHNOLOGY | Placing | | United Kingdom | 851 | Investment Companies | International Investment Trusts | 100 | | 200.00 | 200.00 |
| UK Main Market | 10/20/00 | 10/1/00 | 2000 | Not IPO | | BFS UK DUAL RETURN TRUST | Introduction | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | | | 34.22 | 0.00 |
| UK Main Market | 10/20/00 | 10/1/00 | 2000 | IPO | | INVESTEC EUROPEAN GROWTH & INC TST | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 66.25 | 66.25 |
| UK Main Market | 10/19/00 | 10/1/00 | 2000 | IPO | | NCIPHER | International Offering | | United Kingdom | 977 | Software & Computer Services | Software | 275 | | 348.26 | 108.45 |
| UK Main Market | 10/19/00 | 10/1/00 | 2000 | Not IPO | | ALIZYME | Introduction from AIM | AIM to Main Market | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | | | 104.05 | 0.00 |
| UK Main Market | 10/19/00 | 10/1/00 | 2000 | IPO | | US GROWTH & INCOME FUND | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 60.00 | 60.00 |
| UK Main Market | 10/19/00 | 10/1/00 | 2000 | IPO | | LEGGMASON INVESTORS AMERICAN ASSTS | Placing & Offer for Subscription | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 100.71 | 100.71 |
| AIM | 10/19/00 | 10/1/00 | 2000 | Not IPO | | GLOW COMMUNICATIONS | Placing & Open Offer Tf from OL | Main Market to AIM | United Kingdom | 972 | Software & Computer Services | Computer Services | 3 | | 15.01 | 8.88 |
| International Main Market | 10/18/00 | 10/1/00 | 2000 | IPO | | CHINA PETROLEUM & CHEMICAL CORP | International Offering | | China | 78 | Oil & Gas | Oil - Integrated | 20.645 | | 2801.28 | 2435.90 |
| UK Main Market | 10/18/00 | 10/1/00 | 2000 | IPO | | INDEPENDENT INVESTMENT TRUST(THE) | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 52.57 | 52.57 |
| AIM | 10/18/00 | 10/1/00 | 2000 | IPO | | INTERNET INCUBATOR | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 50 | | 41.12 | 4.00 |
| UK Main Market | 10/18/00 | 10/1/00 | 2000 | IPO | | SVM OFEX FUND | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 6.00 | 6.00 |
| AIM | 10/17/00 | 10/1/00 | 2000 | Not IPO | | NFF | Introduction from Main Market | Main Market to AIM | United Kingdom | 435 | Food Producers & Processors | Food Processors | | | 2.00 | 0.00 |
| International Main Market | 10/17/00 | 10/1/00 | 2000 | Not IPO | | ZURICH FINANCIAL SERVICES | Introduction Re-admission | | Switzerland | 839 | Insurance | Other Insurance | | | 27514.61 | 0.00 |
| AIM | 10/16/00 | 10/1/00 | 2000 | IPO | | ITIS HLDGS | Placing | | United Kingdom | 596 | Transport | Rail, Road & Freight | 186 | | 183.06 | 37.50 |
| AIM | 10/13/00 | 10/1/00 | 2000 | Not IPO | | PHOTO-SCAN | Introduction | | United Kingdom | 588 | Support Services | Security & Alarm Services | | | 31.47 | 0.00 |
| AIM | 10/13/00 | 10/1/00 | 2000 | IPO | | CYBERCHINA HLDGS | Placing | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 2 | | 6.16 | 2.00 |
| UK Main Market | 10/13/00 | 10/1/00 | 2000 | IPO | | TTP COMMUNICATIONS | Placing | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 245 | | 552.01 | 78.89 |
| International Main Market | 10/12/00 | 10/1/00 | 2000 | IPO | | COSMOTE MOBILE TELECOMMUNICATIONS | International Offering | | Greece | 678 | Telecommunication Services | Wireless Telecommunications Services | 16.5906 | | 327.00 | 284.35 |
| AIM | 10/12/00 | 10/1/00 | 2000 | Not IPO | | TENON GROUP | Introduction Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 72.90 | 0.00 |
| UK Main Market | 10/11/00 | 10/1/00 | 2000 | IPO | | AMERICAN MONTHLY INCOME TRUST(THE) | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 150.00 | 150.00 |
| UK Main Market | 10/11/00 | 10/1/00 | 2000 | IPO | | AMERICAN ZDP | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | | 22.50 |
| UK Main Market | 10/11/00 | 10/1/00 | 2000 | IPO | | ORBITAL SOFTWARE HOLDINGS | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 145 | | 65.12 | 26.10 |
| AIM | 10/11/00 | 10/1/00 | 2000 | IPO | | RAFT INTERNATIONAL | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 64 | | 42.00 | 10.00 |
| UK Main Market | 10/10/00 | 10/1/00 | 2000 | Not IPO | | AWG | Introduction Re-admission | | United Kingdom | 780 | Water | Water | | | 1724.55 | 0.00 |
| AIM | 10/10/00 | 10/1/00 | 2000 | Not IPO | | CORVUS CAPITAL INC | Introduction Re-admission | | British Virgin Islands | 859 | Investment Companies | Investment Companies - Not approved under s.842 | | | 7.21 | 0.00 |
| AIM | 10/10/00 | 10/1/00 | 2000 | IPO | | AIROW | Placing | | United Kingdom | 596 | Transport | Rail, Road & Freight | 25 | | 1.70 | 1.45 |
| AIM | 10/10/00 | 10/1/00 | 2000 | IPO | | ID DATA | Placing | | United Kingdom | 932 | Information Technology Hardware | Computer Hardware | 63 | | 42.90 | 17.35 |
| AIM | 10/9/00 | 10/1/00 | 2000 | Not IPO | | GEORGICA | Introduction | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 0.11 | 0.00 |
| AIM | 10/9/00 | 10/1/00 | 2000 | Not IPO | | PROBUS ESTATES | Introduction Re-admission | | United Kingdom | 532 | Leisure & Hotels | Gambling | | | 17.11 | 0.00 |
| AIM | 10/9/00 | 10/1/00 | 2000 | IPO | | SPORTSCARD GROUP | Placing | | United Kingdom | 873 | Speciality & Other Finance | Consumer Finance | 42 | | 20.94 | 10.87 |
| AIM | 10/9/00 | 10/1/00 | 2000 | Not IPO | | MONDAS | Placing & Open Offer Re-admission | | United Kingdom | 977 | Software & Computer Services | Software | 50 | | 10.01 | 6.15 |
| AIM | 10/6/00 | 10/1/00 | 2000 | IPO | | SYNIGENCE | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 52 | | 22.13 | 7.78 |
| AIM | 10/6/00 | 10/1/00 | 2000 | Not IPO | | SpringHealth Leisure plc | Placing & Open Offer Re-admission | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 150 | | 22.10 | 3.02 |
| AIM | 10/5/00 | 10/1/00 | 2000 | IPO | | MUSICUNSIGNED HLDGS | Placing | | United Kingdom | 535 | Leisure & Hotels | Home Entertainment | 9 | | 15.05 | 0.50 |
| UK Main Market | 10/5/00 | 10/1/00 | 2000 | IPO | | WMRC | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 86 | | 50.10 | 20.00 |
| UK Main Market | 10/4/00 | 10/1/00 | 2000 | IPO | | MUSIC CHOICE EUROPE | Placing | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 162 | | 195.84 | 50.00 |
| AIM | 10/2/00 | 10/1/00 | 2000 | Not IPO | | HEATH(SAMUEL)& SONS | Introduction from Main Market | Main Market to AIM | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | | | 5.94 | 0.00 |
| UK Main Market | 10/2/00 | 10/1/00 | 2000 | Not IPO | | INNOGY HOLDINGS | Introduction | | United Kingdom | 720 | Electricity | Electricity | | | 1846.49 | 0.00 |
| AIM | 9/29/00 | 9/1/00 | 2000 | Not IPO | | COUNTYWEB.COM | Introduction | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | | | 7.63 | 0.00 |
| UK Main Market | 9/28/00 | 9/1/00 | 2000 | IPO | | ARC INTERNATIONAL | International Offering | | United Kingdom | 936 | Information Technology Hardware | Semiconductors | 210 | | 569.54 | 181.13 |
| AIM | 9/28/00 | 9/1/00 | 2000 | IPO | | FUSION OIL & GAS | Placing | | United Kingdom | 75 | Oil & Gas | Oil - Services | 50 | | 45.53 | 15.00 |
| AIM | 9/28/00 | 9/1/00 | 2000 | IPO | | TRANSEDA | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 50 | | 25.21 | 20.21 |
| AIM | 9/27/00 | 9/1/00 | 2000 | IPO | | FTV GROUP | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 73 | | 40.19 | 10.00 |
| AIM | 9/27/00 | 9/1/00 | 2000 | Not IPO | | TANDEM GROUP | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 347 | Household Goods & Textiles | Leisure Equipment | 5 | | 9.37 | 4.00 |
| International Main Market | 9/26/00 | 9/1/00 | 2000 | IPO | | XTL BIOPHARMACEUTICALS | Placing | | Israel | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 150 | | 166.29 | 35.63 |
| AIM | 9/21/00 | 9/1/00 | 2000 | IPO | | BITS CORP | Placing | | United Kingdom | 535 | Leisure & Hotels | Home Entertainment | 60 | | 19.01 | 4.10 |
| UK Main Market | 9/21/00 | 9/1/00 | 2000 | IPO | | DECHRA PHARMACEUTICALS | Placing | | United Kingdom | 449 | Health | Other Health Care | 120 | | 59.75 | 47.33 |
| UK Main Market | 9/21/00 | 9/1/00 | 2000 | IPO | | ESCIF SECURITIES | Placing | | United Kingdom | 8777 | General Financial | Investment Services | 100 | | | 8.80 |
| UK Main Market | 9/21/00 | 9/1/00 | 2000 | IPO | | EXETER SMALLER COMPANIES INCOME FD | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 58.30 | 58.30 |
| UK Main Market | 9/20/00 | 9/1/00 | 2000 | IPO | | I-NET VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 9.44 | 9.44 |
| AIM | 9/20/00 | 9/1/00 | 2000 | IPO | | TECC-IS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 12.09 | 5.00 |
| AIM | 9/20/00 | 9/1/00 | 2000 | IPO | | WORLD TRAVEL HLDGS | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 110 | | 63.06 | 11.55 |
| AIM | 9/19/00 | 9/1/00 | 2000 | Not IPO | | COMMUNITIE.COM | Introduction | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | | | 6.05 | 0.00 |
| UK Main Market | 9/19/00 | 9/1/00 | 2000 | Not IPO | | ZETTERS GROUP | Introduction Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 24.88 | 0.00 |
| UK Main Market | 9/19/00 | 9/1/00 | 2000 | IPO | | PROJECT TELECOM | Placing | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | 70 | | 152.30 | 35.00 |
| AIM | 9/19/00 | 9/1/00 | 2000 | Not IPO | | HARROGATE GROUP | Placing & Open Offer Re-admission | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 2.5 | | 11.23 | 2.00 |
| International Main Market | 9/19/00 | 9/1/00 | 2000 | Not IPO | | QUALCERAM | Placing & Open Offer Re-admission | | Republic of Ireland | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | 145 | | 30.38 | 10.13 |
| UK Main Market | 9/14/00 | 9/1/00 | 2000 | IPO | | HENDERSON EUROPEAN MICRO TRUST | Placing | | United Kingdom | 854 | Investment Companies | European Investment Trusts | 100 | | 85.65 | 85.65 |
| AIM | 9/14/00 | 9/1/00 | 2000 | IPO | | MEDIA SQUARE | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 2.01 | 1.06 |
| AIM | 9/13/00 | 9/1/00 | 2000 | IPO | | SPORTS RESOURCE GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 3.75 | 2.88 |
| UK Main Market | 9/11/00 | 9/1/00 | 2000 | Not IPO | | KEYSTONE SOLUTIONS GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 977 | Software & Computer Services | Software | | | 48.93 | 0.00 |
| AIM | 9/5/00 | 9/1/00 | 2000 | Not IPO | | NETB2B2 | Introduction Re-admission | | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 57.46 | 0.00 |
| UK Main Market | 9/5/00 | 9/1/00 | 2000 | Not IPO | | SPORTECH | Introduction Re-admission | | United Kingdom | 532 | Leisure & Hotels | Gambling | | | 89.79 | 0.00 |
| AIM | 9/5/00 | 9/1/00 | 2000 | IPO | | WEB SHARESHOP HLDGS | Placing & Offer for Subscription | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 30 | | 5.90 | 3.00 |
| AIM | 9/4/00 | 9/1/00 | 2000 | Not IPO | | NORTHACRE | Introduction Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 12.48 | 0.00 |
| AIM | 9/4/00 | 9/1/00 | 2000 | IPO | | NETWINDFALL | Placing | | United Kingdom | 833 | Insurance | Insurance Brokers | 2 | | 11.90 | 2.31 |
| AIM | 9/4/00 | 9/1/00 | 2000 | IPO | | MEDICAL HOUSE(THE) | Placing & Offer for Subscription | | United Kingdom | 446 | Health | Medical Equipment & Supplies | 50 | | 23.70 | 1.13 |
| AIM | 9/1/00 | 9/1/00 | 2000 | IPO | | AUIRON ENERGY | Placing | | Australia | 48 | Mining | Other Mineral Extractors & Mines | 25 | | 60.86 | 6.54 |
| International Main Market | 8/31/00 | 8/1/00 | 2000 | Not IPO | | HELLENIC BOTTLING CO | Introduction | | Greece | 418 | Beverages | Soft Drinks | | | 2005.50 | 0.00 |
| AIM | 8/30/00 | 8/1/00 | 2000 | IPO | | STILO INTERNATIONAL | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 50 | | 21.00 | 9.00 |
| AIM | 8/30/00 | 8/1/00 | 2000 | Not IPO | | IFTE | Placing & Open Offer Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | 140 | | 31.64 | 13.56 |
| International Main Market | 8/29/00 | 8/1/00 | 2000 | Not IPO | | TULLOW OIL | Placing & Open Offer Re-admission | | Republic of Ireland | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 57.5 | | 202.55 | 44.28 |
| AIM | 8/25/00 | 8/1/00 | 2000 | IPO | | BIKENET | Placing & Public Offer | | United Kingdom | 525 | General Retailers | Retailers - e-commerce | 133 | | 14.97 | 3.00 |
| UK Main Market | 8/24/00 | 8/1/00 | 2000 | IPO | | FRAMLINGTON HEALTH & INCOME FUND | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 72.00 | 72.00 |
| UK Main Market | 8/24/00 | 8/1/00 | 2000 | IPO | | MEDIA ZEROS | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 100 | | | 12.10 |
| AIM | 8/22/00 | 8/1/00 | 2000 | Not IPO | | CHELFORD GROUP | Placing & Open Offer Re-admission | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 3 | | 19.46 | 4.25 |
| AIM | 8/21/00 | 8/1/00 | 2000 | Not IPO | | ENTERPRISE | Introduction Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | | | 66.02 | 0.00 |
| AIM | 8/21/00 | 8/1/00 | 2000 | IPO | | BIOFOCUS | Placing | | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 290 | | 22.21 | 5.90 |
| AIM | 8/21/00 | 8/1/00 | 2000 | IPO | | IDN GROUP | Placing | | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 5 | | 13.83 | 3.10 |
| AIM | 8/18/00 | 8/1/00 | 2000 | Not IPO | | PETREL RESOURCES | Introduction | | Republic of Ireland | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 4.29 | 0.00 |
| AIM | 8/18/00 | 8/1/00 | 2000 | Not IPO | | ADVANCED TECHNOLOGY(UK) | Placing Re-admission | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 250 | | 61.60 | 8.00 |
| AIM | 8/17/00 | 8/1/00 | 2000 | IPO | | SOFTWARE FOR SPORT | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 10 | | 9.00 | 3.00 |
| AIM | 8/17/00 | 8/1/00 | 2000 | Not IPO | | ERA GROUP | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 1 | | 8.73 | 3.11 |
| AIM | 8/16/00 | 8/1/00 | 2000 | Not IPO | | SHORE CAPITAL GROUP | Introduction | | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | | | 239.21 | 0.00 |
| AIM | 8/15/00 | 8/1/00 | 2000 | IPO | | PO NA NA GROUP | Placing | | United Kingdom | 560 | Restaurants, Pubs & Breweries | Restaurants, Pubs & Breweries | 162 | | 43.40 | 7.79 |
| AIM | 8/15/00 | 8/1/00 | 2000 | Not IPO | | HEMSCOTT.NET GROUP | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 2.25 | | 36.15 | 18.00 |
| AIM | 8/14/00 | 8/1/00 | 2000 | IPO | | INTERCLUBNET | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 125 | | 30.04 | 5.00 |
| International Main Market | 8/14/00 | 8/1/00 | 2000 | IPO | | MERRILL LYNCH JAPAN ENCHANCED PERFM | Placing | | Republic of Ireland | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 30.00 | 30.00 |
| AIM | 8/11/00 | 8/1/00 | 2000 | IPO | | BV GROUP | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 50 | | 9.80 | 2.30 |
| AIM | 8/11/00 | 8/1/00 | 2000 | IPO | | CHANNEL HEALTH | Placing | | United Kingdom | 543 | Media & Entertainment | Subscription Entertainment Networks | 57 | | 20.40 | 5.70 |
| UK Main Market | 8/11/00 | 8/1/00 | 2000 | IPO | | CLOSE FINSBURY EUROTECH TRUST | Placing & Public Offer | | United Kingdom | 854 | Investment Companies | European Investment Trusts | 100 | | 32.04 | 32.04 |
| AIM | 8/10/00 | 8/1/00 | 2000 | IPO | | AXIOMLAB | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 14.51 | 6.00 |
| AIM | 8/10/00 | 8/1/00 | 2000 | IPO | | WAP INTEGRATORS | Placing | | United Kingdom | 532 | Leisure & Hotels | Gambling | 10 | | 15.00 | 3.00 |
| AIM | 8/9/00 | 8/1/00 | 2000 | IPO | | IQ-LUDORUM | Placing & Offer for Subscription | | United Kingdom | 977 | Software & Computer Services | Software | 75 | | 59.97 | 14.97 |
| AIM | 8/8/00 | 8/1/00 | 2000 | IPO | | POPTONES GROUP | Placing | | United Kingdom | 535 | Leisure & Hotels | Home Entertainment | 2 | | 11.44 | 2.20 |
| AIM | 8/7/00 | 8/1/00 | 2000 | IPO | | BUYERS GUIDE | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 29 | | 25.30 | 5.00 |
| AIM | 8/4/00 | 8/1/00 | 2000 | Not IPO | | ONESATURDAY | Introduction | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 5.03 | 0.00 |
| AIM | 8/4/00 | 8/1/00 | 2000 | IPO | | CMS WEBVIEW | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 10 | | 5.50 | 2.75 |
| AIM | 8/4/00 | 8/1/00 | 2000 | IPO | | POTENTIAL FINANCE GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 125 | | 13.09 | 6.60 |
| UK Main Market | 8/3/00 | 8/1/00 | 2000 | IPO | | TELEWORK GROUP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 145 | | 261.67 | 78.72 |
| UK Main Market | 8/2/00 | 8/1/00 | 2000 | IPO | | ITOUCH | International Offering | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 70 | | 205.49 | 49.00 |
| AIM | 8/2/00 | 8/1/00 | 2000 | IPO | | FOREVER BROADCASTING | Placing | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 155 | | 26.92 | 15.00 |
| UK Main Market | 8/2/00 | 8/1/00 | 2000 | IPO | | INDIGO VISION GROUP | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 190 | | 130.14 | 36.10 |
| AIM | 8/2/00 | 8/1/00 | 2000 | IPO | | KERYX BIOPHARMACEUTICALS | Placing | | USA | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 662 | | 124.61 | 30.45 |
| AIM | 8/2/00 | 8/1/00 | 2000 | IPO | | THE MARKET AGE | Placing | | United Kingdom | 525 | General Retailers | Retailers - e-commerce | 106 | | 18.40 | 5.22 |
| AIM | 8/1/00 | 8/1/00 | 2000 | Not IPO | | APK INVESTMENTS | Introduction from Main Market | Main Market to AIM | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 3.88 | 0.00 |
| International Main Market | 7/31/00 | 7/1/00 | 2000 | IPO | | APTECH | International Offering | | India | 972 | Software & Computer Services | Computer Services | 7.175 | | 57.07 | 49.62 |
| UK Main Market | 7/31/00 | 7/1/00 | 2000 | IPO | | DIMENSION DATA HLDGS PLC | International Offering | | United Kingdom | 972 | Software & Computer Services | Computer Services | 520 | | 6009.06 | 834.78 |
| UK Main Market | 7/31/00 | 7/1/00 | 2000 | IPO | | PHARMAGENE | International Offering | | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 285 | | 141.96 | 40.71 |
| UK Main Market | 7/31/00 | 7/1/00 | 2000 | IPO | | BFS ASIAN ASSETS TRUST | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 85 | | 85.00 | 85.00 |
| UK Main Market | 7/28/00 | 7/1/00 | 2000 | Not IPO | | COFFEE REPUBLIC | Placing transfer from AIM | AIM to Main Market | United Kingdom | 630 | Food & Drug Retailers | Food & Drug Retailers | 19 | | 40.81 | 11.00 |
| UK Main Market | 7/27/00 | 7/1/00 | 2000 | Not IPO | | TOUCHSTONE GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 977 | Software & Computer Services | Software | | | 20.74 | 0.00 |
| UK Main Market | 7/27/00 | 7/1/00 | 2000 | Not IPO | | GRANADA COMPASS | Introduction Re-admission | | United Kingdom | 560 | Restaurants, Pubs & Breweries | Restaurants, Pubs & Breweries | | | 17990.32 | 0.00 |
| AIM | 7/27/00 | 7/1/00 | 2000 | IPO | | OVERNET DATA | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 115 | | 11.86 | 3.50 |
| AIM | 7/27/00 | 7/1/00 | 2000 | IPO | | W.H.IRELAND GROUP | Placing | | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | 115 | | 16.05 | 2.00 |
| AIM | 7/27/00 | 7/1/00 | 2000 | IPO | | OASIS HEALTHCARE | Placing & Public Offer | | United Kingdom | 443 | Health | Health Maintenance Organisations | 25 | | 11.08 | 6.00 |
| International Main Market | 7/26/00 | 7/1/00 | 2000 | Not IPO | | RTL GROUP | Introduction | | Luxembourg | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | | | 15984.64 | 0.00 |
| AIM | 7/26/00 | 7/1/00 | 2000 | Not IPO | | CAMBRIDGE MINERAL RESOURCES | Introduction Re-admission | | United Kingdom | 45 | Mining | Mining Finance | | | 8.13 | 0.00 |
| AIM | 7/26/00 | 7/1/00 | 2000 | IPO | | CLARITY COMMERCE SOLUTIONS | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 125 | | 11.81 | 2.75 |
| UK Main Market | 7/26/00 | 7/1/00 | 2000 | IPO | | HEALTH CLINIC(THE) | Placing | | United Kingdom | 443 | Health | Health Maintenance Organisations | 130 | | 64.85 | 49.13 |
| UK Main Market | 7/26/00 | 7/1/00 | 2000 | IPO | | TELECOM PLUS | Placing | | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 200 | | 106.72 | 5.54 |
| UK Main Market | 7/26/00 | 7/1/00 | 2000 | Not IPO | | HANOVER INTERNATIONAL | Placing & Open Offer Re-admission | | United Kingdom | 536 | Leisure & Hotels | Hotels | 110 | | 32.92 | 3.07 |
| AIM | 7/25/00 | 7/1/00 | 2000 | Not IPO | | INTECHNOLOGY | Introduction Re-admission | | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 322.39 | 0.00 |
| AIM | 7/25/00 | 7/1/00 | 2000 | IPO | | EMPIRE INTERACTIVE | Placing | | United Kingdom | 535 | Leisure & Hotels | Home Entertainment | 60 | | 35.06 | 5.00 |
| UK Main Market | 7/24/00 | 7/1/00 | 2000 | IPO | | ADVANCE VALUE REALISATION CO | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 15.56 | 51.85 |
| UK Main Market | 7/21/00 | 7/1/00 | 2000 | IPO | | CARPHONE WAREHOUSE GROUP | International Offering | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 200 | | 1686.28 | 327.75 |
| UK Main Market | 7/20/00 | 7/1/00 | 2000 | IPO | | ALTERIAN | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 200 | | 78.35 | 37.50 |
| International Main Market | 7/20/00 | 7/1/00 | 2000 | IPO | | PREMIER PACIFIC INCOME FUND | Placing | | Republic of Ireland | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 25.00 | 25.00 |
| International Main Market | 7/19/00 | 7/1/00 | 2000 | IPO | | ORASCOM TELECOM HLDGS S.A.E. | International Offering | | Egypt | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 8 | | 243.48 | 243.48 |
| UK Main Market | 7/19/00 | 7/1/00 | 2000 | IPO | | GLOBAL OPPORTUNITIES TRUST(THE) | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 10 | | 88.90 | 88.90 |
| UK Main Market | 7/19/00 | 7/1/00 | 2000 | IPO | | IG GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 240 | | 125.61 | 24.48 |
| UK Main Market | 7/19/00 | 7/1/00 | 2000 | IPO | | ISOFT GROUP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 110 | | 123.27 | 39.28 |
| AIM | 7/19/00 | 7/1/00 | 2000 | IPO | | KINGSBRIDGE HLDGS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 14.00 | 6.51 |
| AIM | 7/18/00 | 7/1/00 | 2000 | Not IPO | | BICKERTON GROUP | Introduction Re-admission | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | | | 9.93 | 0.00 |
| UK Main Market | 7/18/00 | 7/1/00 | 2000 | IPO | | GRANADA MEDIA | Offer for Subscription | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 515 | | 7725.00 | 1545.00 |
| AIM | 7/18/00 | 7/1/00 | 2000 | IPO | | TRANXENOGEN INC | Placing | | USA | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 200 | | 60.02 | 12.50 |
| AIM | 7/18/00 | 7/1/00 | 2000 | Not IPO | | WILINK.COM | Placing Re-admission | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 10 | | 60.61 | 15.70 |
| International Main Market | 7/17/00 | 7/1/00 | 2000 | Not IPO | | IFG GROUP | Introduction | | Republic of Ireland | 879 | Speciality & Other Finance | Other Financial | | | 41.58 | 0.00 |
| AIM | 7/14/00 | 7/1/00 | 2000 | Not IPO | | RETAIL STORES | Introduction | | United Kingdom | 527 | General Retailers | Retailers - Multi Department | | | 76.46 | 0.00 |
| UK Main Market | 7/14/00 | 7/1/00 | 2000 | IPO | | PROGRESSIVE GEARED INCOME TRUST | Placing | | United Kingdom | 851 | Investment Companies | International Investment Trusts | 100 | | 45.00 | 45.00 |
| UK Main Market | 7/13/00 | 7/1/00 | 2000 | IPO | | CLAIMS DIRECT | Placing | | United Kingdom | 834 | Insurance | Insurance - Non-Life | 180 | | 337.62 | 107.88 |
| UK Main Market | 7/13/00 | 7/1/00 | 2000 | IPO | | ROBERT WALTERS | Public Offer | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 170 | | 139.91 | 118.15 |
| UK Main Market | 7/12/00 | 7/1/00 | 2000 | Not IPO | | TEATHER & GREENWOOD HLDGS | Introduction from AIM | AIM to Main Market | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 57.33 | 0.00 |
| AIM | 7/12/00 | 7/1/00 | 2000 | IPO | | COMPASS SOFTWARE GROUP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 150 | | 16.01 | 4.03 |
| UK Main Market | 7/11/00 | 7/1/00 | 2000 | Not IPO | | NAVAN MINING | Introduction | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | | | 33.57 | 0.00 |
| UK Main Market | 7/11/00 | 7/1/00 | 2000 | IPO | | MATRIX E-VENTURES FUND | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 8.56 | 8.56 |
| International Main Market | 7/11/00 | 7/1/00 | 2000 | IPO | | TURBO GENSET INC | Placing | | Canada | 267 | Engineering & Machinery | Engineering - General | 1300 | | 555.33 | 53.59 |
| AIM | 7/11/00 | 7/1/00 | 2000 | Not IPO | | NETCENTRIC SYSTEMS PLC | Placing & Open Offer Re-admission | | United Kingdom | 974 | Software & Computer Services | Internet | 5 | | 12.35 | 4.59 |
| AIM | 7/11/00 | 7/1/00 | 2000 | Not IPO | | TARDIS TRANSCOMMUNICATIONS | Placing Re-admission | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | 40 | | 40.54 | 15.00 |
| AIM | 7/10/00 | 7/1/00 | 2000 | Not IPO | | DRUMMOND GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 349 | Household Goods & Textiles | Other Textiles & Leather Goods | | | 1.49 | 0.00 |
| UK Main Market | 7/10/00 | 7/1/00 | 2000 | Not IPO | | PNC TELE.COM | Placing transfer from AIM | AIM to Main Market | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 240 | | 111.61 | 17.60 |
| UK Main Market | 7/7/00 | 7/1/00 | 2000 | IPO | | BUSINESS SYSTEMS GRP HLDGS | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 119 | | 96.35 | 25.55 |
| AIM | 7/7/00 | 7/1/00 | 2000 | IPO | | RASMALLAI.COM | Placing & Offer for Subscription | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 20 | | 3.95 | 0.85 |
| AIM | 7/6/00 | 7/1/00 | 2000 | IPO | | GENUS | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 180 | | 58.34 | 2.75 |
| AIM | 7/6/00 | 7/1/00 | 2000 | IPO | | ZYTRONIC | Placing & Offer for Subscription | | United Kingdom | 267 | Engineering & Machinery | Engineering - General | 110 | | 15.53 | 6.64 |
| UK Main Market | 7/5/00 | 7/1/00 | 2000 | IPO | | IFX POWER | Placing | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 555 | | 117.31 | 40.00 |
| AIM | 7/4/00 | 7/1/00 | 2000 | IPO | | BIDTIMES | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 25 | | 1.28 | 1.03 |
| AIM | 7/4/00 | 7/1/00 | 2000 | IPO | | CORVUS CAPITAL INC | Placing | | British Virgin Islands | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 25 | | 3.57 | 3.30 |
| UK Main Market | 7/4/00 | 7/1/00 | 2000 | IPO | | HL INCOME & GROWTH TRUST | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 40.00 | 40.00 |
| AIM | 7/4/00 | 7/1/00 | 2000 | IPO | | ZIPCOM | Placing | | United Kingdom | 678 | Telecommunication Services | Wireless Telecommunications Services | 19 | | 28.93 | 14.00 |
| UK Main Market | 7/3/00 | 7/1/00 | 2000 | IPO | | ZEN RESEARCH | International Offering | | United Kingdom | 932 | Information Technology Hardware | Computer Hardware | 150 | | 267.94 | 95.17 |
| AIM | 7/3/00 | 7/1/00 | 2000 | IPO | | BIZSPACE | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 70 | | 9.99 | 3.00 |
| AIM | 7/3/00 | 7/1/00 | 2000 | IPO | | MURCHISON UNITED NL | Placing | | Australia | 48 | Mining | Other Mineral Extractors & Mines | 30 | | 22.61 | 4.50 |
| AIM | 7/3/00 | 7/1/00 | 2000 | IPO | | UBC MEDIA GROUP | Placing | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 25 | | 30.16 | 5.00 |
| AIM | 6/30/00 | 6/1/00 | 2000 | Not IPO | | THEMUTUAL.NET | Introduction | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | | | 27.29 | 0.00 |
| UK Main Market | 6/30/00 | 6/1/00 | 2000 | IPO | | ETECHNOLOGY VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 13.34 | 13.34 |
| AIM | 6/29/00 | 6/1/00 | 2000 | Not IPO | | EMONDO.COM | Introduction | | United Kingdom | 974 | Software & Computer Services | Internet | | | 32.20 | 0.00 |
| UK Main Market | 6/29/00 | 6/1/00 | 2000 | IPO | | PROPERTY ACQUISITION & MGMNT SECS | Placing | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 100 | | 57.29 | 78.00 |
| UK Main Market | 6/28/00 | 6/1/00 | 2000 | IPO | | ORCHESTREAM HLDGS | International Offering | | United Kingdom | 977 | Software & Computer Services | Software | 185 | | 225.84 | 77.74 |
| AIM | 6/28/00 | 6/1/00 | 2000 | Not IPO | | LOK'N STORE GROUP | Introduction | | United Kingdom | 581 | Support Services | Business Support Services | | | 36.49 | 0.00 |
| AIM | 6/27/00 | 6/1/00 | 2000 | Not IPO | | GOLDEN LAND INVESTMENTS | Introduction from Main Market | Main Market to AIM | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 13.72 | 0.00 |
| AIM | 6/27/00 | 6/1/00 | 2000 | Not IPO | | NAMES.CO INTERNET PLC | Placing Re-admission | | United Kingdom | 974 | Software & Computer Services | Internet | 22.5 | | 15.98 | 0.25 |
| UK Main Market | 6/26/00 | 6/1/00 | 2000 | Not IPO | | SMG | Introduction Re-admission | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | | | 938.75 | 0.00 |
| UK Main Market | 6/26/00 | 6/1/00 | 2000 | Not IPO | | UNIGATE | Introduction Re-admission | | United Kingdom | 435 | Food Producers & Processors | Food Processors | | | 688.45 | 0.00 |
| AIM | 6/26/00 | 6/1/00 | 2000 | IPO | | METTONI GROUP | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 100 | | 10.35 | 3.48 |
| AIM | 6/26/00 | 6/1/00 | 2000 | IPO | | TOLMOUNT | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 1.30 | 1.18 |
| UK Main Market | 6/22/00 | 6/1/00 | 2000 | IPO | | TELECITY | International Offering | | United Kingdom | 974 | Software & Computer Services | Internet | 775 | | 548.66 | 124.00 |
| AIM | 6/21/00 | 6/1/00 | 2000 | Not IPO | | CELLTALK GROUP | Placing Re-admission | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 115 | | 27.96 | 1.97 |
| AIM | 6/20/00 | 6/1/00 | 2000 | IPO | | ONLINE TRAVEL CORP | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 60 | | 41.10 | 6.52 |
| UK Main Market | 6/19/00 | 6/1/00 | 2000 | IPO | | EGG | International Offering | | United Kingdom | 810 | Banks | Banks | 160 | | 1310.32 | 235.86 |
| International Main Market | 6/16/00 | 6/1/00 | 2000 | IPO | | AB LIETUVOS TELEKOMAS | International Offering | | Lithuania | 678 | Telecommunication Services | Wireless Telecommunications Services | 7.875 | | 111.32 | 111.32 |
| UK Main Market | 6/16/00 | 6/1/00 | 2000 | IPO | | INTEC TELECOM SYSTEMS | International Offering | | United Kingdom | 977 | Software & Computer Services | Software | 205 | | 304.43 | 50.37 |
| UK Main Market | 6/16/00 | 6/1/00 | 2000 | Not IPO | | MEDISYS | Introduction from AIM | AIM to Main Market | United Kingdom | 446 | Health | Medical Equipment & Supplies | | | 398.42 | 0.00 |
| AIM | 6/16/00 | 6/1/00 | 2000 | Not IPO | | STENOAK ASSOCIATED SERVICES PLC | Placing & Open Offer Re-admission | | United Kingdom | 137 | Construction & Building Materials | Other Construction | 170 | | 32.99 | 9.36 |
| AIM | 6/15/00 | 6/1/00 | 2000 | IPO | | HARROGATE GROUP | Placing | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 2 | | 1.86 | 1.20 |
| AIM | 6/14/00 | 6/1/00 | 2000 | IPO | | BASEPOINT | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 123 | | 8.04 | 1.79 |
| AIM | 6/13/00 | 6/1/00 | 2000 | IPO | | GIARDINO GROUP | Placing | | United Kingdom | 560 | Restaurants, Pubs & Breweries | Restaurants, Pubs & Breweries | 125 | | 25.50 | 7.00 |
| AIM | 6/12/00 | 6/1/00 | 2000 | Not IPO | | SIBIR ENERGY | Introduction Re-admission | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 115.79 | 0.00 |
| AIM | 6/12/00 | 6/1/00 | 2000 | IPO | | BRAINDOCK.COM INC | Placing | | USA | 972 | Software & Computer Services | Computer Services | 10 | | 16.16 | 2.69 |
| UK Main Market | 6/9/00 | 6/1/00 | 2000 | IPO | | EDINBURGH PACIFIC & INCOME TRUST | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 32.87 | 32.87 |
| AIM | 6/8/00 | 6/1/00 | 2000 | Not IPO | | WEB-ANGEL | Introduction from Main Market | Main Market to AIM | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 31.11 | 0.00 |
| AIM | 6/8/00 | 6/1/00 | 2000 | IPO | | NON-LEAGUE MEDIA | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 24 | | 10.78 | 2.50 |
| International Main Market | 6/5/00 | 6/1/00 | 2000 | IPO | | TATA TEA | International Offering | | India | 418 | Beverages | Soft Drinks | 9.87 | | 50.94 | 50.94 |
| AIM | 6/5/00 | 6/1/00 | 2000 | IPO | | PROSTCARE | Placing | | United Kingdom | 444 | Health | Hospital Management & Long Term Care | 60 | | 5.64 | 0.36 |
| AIM | 6/5/00 | 6/1/00 | 2000 | Not IPO | | FUTURE INTERNET TEC | Placing Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 2 | | 5.92 | 3.00 |
| AIM | 6/2/00 | 6/1/00 | 2000 | IPO | | BSOFTB | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 100 | | 36.41 | 10.00 |
| UK Main Market | 6/2/00 | 6/1/00 | 2000 | IPO | | INNOVATION GROUP(THE) | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 229 | | 241.42 | 55.09 |
| AIM | 6/1/00 | 6/1/00 | 2000 | IPO | | WEALTH MANAGEMENT SOFTWARE | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 130 | | 54.56 | 15.30 |
| AIM | 5/31/00 | 5/1/00 | 2000 | IPO | | CLIPSERVER.COM | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 70 | | 16.97 | 5.25 |
| AIM | 5/30/00 | 5/1/00 | 2000 | IPO | | CONROY DIAMONDS & GOLD | Placing | | Republic of Ireland | 43 | Mining | Gold Mining | 25 | | 3.55 | 1.00 |
| UK Main Market | 5/30/00 | 5/1/00 | 2000 | IPO | | KNOWLEDGE MANAGEMENT SOFTWARE | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 130 | | 134.87 | 26.90 |
| AIM | 5/30/00 | 5/1/00 | 2000 | IPO | | NEWSPLAYER GROUP | Placing | | United Kingdom | 525 | General Retailers | Retailers - e-commerce | 84 | | 55.28 | 13.50 |
| AIM | 5/30/00 | 5/1/00 | 2000 | IPO | | WEATHERLY INTERNATIONAL | Placing | | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | 8 | | 14.79 | 5.79 |
| International Main Market | 5/26/00 | 5/1/00 | 2000 | IPO | | VESTEL ELECTRONIK SANAYI VE TICARET | International Offering | | Turkey | 345 | Household Goods & Textiles | Household Appliances & Housewares | 13.7 | | 94.64 | 94.64 |
| UK Main Market | 5/26/00 | 5/1/00 | 2000 | IPO | | ACTINIC | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 81 | | 99.61 | 25.00 |
| AIM | 5/26/00 | 5/1/00 | 2000 | IPO | | ONLINE SPORTS & LEISURE | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 25 | | 2.28 | 1.63 |
| International Main Market | 5/26/00 | 5/1/00 | 2000 | IPO | | PARTHUS TECHNOLOGIES | Placing | | Republic of Ireland | 936 | Information Technology Hardware | Semiconductors | 85 | | 454.86 | 110.50 |
| AIM | 5/26/00 | 5/1/00 | 2000 | Not IPO | | INGENTA | Placing Re-admission | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 280 | | 132.46 | 3.00 |
| AIM | 5/25/00 | 5/1/00 | 2000 | IPO | | AERO INVENTORY | Placing | | United Kingdom | 591 | Transport | Airlines & Airports | 123 | | 8.62 | 3.80 |
| AIM | 5/25/00 | 5/1/00 | 2000 | IPO | | E-COMSPORT GROUP | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 75 | | 22.30 | 7.77 |
| UK Main Market | 5/25/00 | 5/1/00 | 2000 | IPO | | QUILTER GLOBAL ENHANCED INC TRUST | Placing | | United Kingdom | 851 | Investment Companies | International Investment Trusts | 100 | | 21.84 | 40.04 |
| UK Main Market | 5/25/00 | 5/1/00 | 2000 | IPO | | WIRELESS GROUP(THE) | Placing | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 190 | | 133.93 | 40.63 |
| AIM | 5/24/00 | 5/1/00 | 2000 | IPO | | MEANFIDDLER.COM | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 7 | | 15.00 | 2.80 |
| AIM | 5/22/00 | 5/1/00 | 2000 | IPO | | INVENTIVE LEISURE | Placing | | United Kingdom | 560 | Restaurants, Pubs & Breweries | Restaurants, Pubs & Breweries | 95 | | 19.33 | 6.86 |
| UK Main Market | 5/19/00 | 5/1/00 | 2000 | IPO | | IQE | Placing | | United Kingdom | 936 | Information Technology Hardware | Semiconductors | 57 | | 531.85 | 50.63 |
| AIM | 5/19/00 | 5/1/00 | 2000 | IPO | | JAB HLDGS | Placing | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 5 | | 10.00 | 2.24 |
| AIM | 5/19/00 | 5/1/00 | 2000 | IPO | | STREETNAMES | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 10 | | 15.00 | 3.18 |
| AIM | 5/19/00 | 5/1/00 | 2000 | IPO | | VIKING INTERNET | Placing | | United Kingdom | 857 | Investment Companies | Venture & Development Capital | 4 | | 5.20 | 2.00 |
| AIM | 5/19/00 | 5/1/00 | 2000 | IPO | | E-QUISITOR | Placing & Offer for Subscription | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 100 | | 3.50 | 3.00 |
| AIM | 5/19/00 | 5/1/00 | 2000 | Not IPO | | ROBOTIC TECHNOLOGY SYSTEMS | Placing & Open Offer Re-admission | | United Kingdom | 264 | Engineering & Machinery | Engineering - Contractors | 555 | | 296.95 | 68.00 |
| UK Main Market | 5/18/00 | 5/1/00 | 2000 | IPO | | STATPRO GROUP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 80 | | 21.60 | 2.10 |
| UK Main Market | 5/17/00 | 5/1/00 | 2000 | Not IPO | | I S SOLUTIONS | Introduction from AIM | AIM to Main Market | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 42.89 | 0.00 |
| AIM | 5/16/00 | 5/1/00 | 2000 | IPO | | I FEEL GOOD(HLDGS) | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 32 | | 10.11 | 3.62 |
| AIM | 5/16/00 | 5/1/00 | 2000 | IPO | | ONECLICKHR | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 40 | | 20.04 | 6.20 |
| AIM | 5/12/00 | 5/1/00 | 2000 | Not IPO | | E-XENTRIC | Introduction Re-admission | | United Kingdom | 545 | Media & Entertainment | Media Agencies | | | 66.01 | 0.00 |
| AIM | 5/10/00 | 5/1/00 | 2000 | IPO | | CTRLP.COM | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 60 | | 23.68 | 8.70 |
| AIM | 5/9/00 | 5/1/00 | 2000 | IPO | | BETINTERNET.COM | Placing | | United Kingdom | 532 | Leisure & Hotels | Gambling | 45 | | 35.18 | 3.00 |
| AIM | 5/8/00 | 5/1/00 | 2000 | IPO | | BIG YELLOW GROUP | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 100 | | 96.49 | 45.47 |
| UK Main Market | 5/8/00 | 5/1/00 | 2000 | IPO | | MOTION MEDIA | Placing & Open Offer | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 140 | | 141.11 | 17.64 |
| International Main Market | 5/5/00 | 5/1/00 | 2000 | Not IPO | | ZHEJIANG EXPRESSWAY CO | Introduction | | China | 137 | Construction & Building Materials | Other Construction | | | 1362.16 | 0.00 |
| AIM | 5/5/00 | 5/1/00 | 2000 | IPO | | CLUFF MINING | Placing | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | 220 | | 20.87 | 5.38 |
| AIM | 5/5/00 | 5/1/00 | 2000 | IPO | | THOMSON INTERMEDIA | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 105 | | 30.05 | 13.00 |
| UK Main Market | 5/5/00 | 5/1/00 | 2000 | IPO | | WESTON MEDICAL GROUP | Placing | | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 170 | | 210.11 | 52.47 |
| AIM | 5/4/00 | 5/1/00 | 2000 | IPO | | STOCKCUBE | Placing & Offer for Subscription | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 24.03 | 3.49 |
| AIM | 5/4/00 | 5/1/00 | 2000 | Not IPO | | INTERNET MUSIC AND MEDIA | Placing & Open Offer Re-admission | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 158 | | 20.11 | 3.08 |
| UK Main Market | 5/4/00 | 5/1/00 | 2000 | Not IPO | | MEDICAL SOLUTIONS | Placing Re-admission | | United Kingdom | 449 | Health | Other Health Care | 30 | | 83.55 | 20.70 |
| AIM | 5/3/00 | 5/1/00 | 2000 | Not IPO | | MYVAL.COM | Introduction | | United Kingdom | 974 | Software & Computer Services | Internet | | | 4.17 | 0.00 |
| UK Main Market | 5/2/00 | 5/1/00 | 2000 | IPO | | JUPITER INVESTMENT TRUST | Offer for Subscription | | United Kingdom | 851 | Investment Companies | International Investment Trusts | 100 | | 300.00 | 300.00 |
| AIM | 5/2/00 | 5/1/00 | 2000 | IPO | | INTERNET BUSINESS GROUP | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 40 | | 20.94 | 5.15 |
| AIM | 5/2/00 | 5/1/00 | 2000 | Not IPO | | LONDON & EDINBURGH PUBLISHING | Placing & Open Offer Re-admission | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 50 | | 38.91 | 15.61 |
| International Main Market | 4/28/00 | 4/1/00 | 2000 | IPO | | ISHARES | Offer for Subscription | | Republic of Ireland | 894 | Investment Companies Other | Off-Shore Investment Trusts | 1000 | | 60.00 | 60.00 |
| AIM | 4/28/00 | 4/1/00 | 2000 | IPO | | GOAL | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 225 | | 55.13 | 10.13 |
| AIM | 4/28/00 | 4/1/00 | 2000 | Not IPO | | DOMINION ENERGY PLC | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 6.5 | | 4.96 | 1.12 |
| AIM | 4/27/00 | 4/1/00 | 2000 | IPO | | SIGMA TECHNOLOGY GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 128 | | 44.00 | 12.50 |
| AIM | 4/26/00 | 4/1/00 | 2000 | Not IPO | | THEBIZ.COM | Introduction Re-admission | | United Kingdom | 532 | Leisure & Hotels | Gambling | | | 15.01 | 0.00 |
| International Main Market | 4/20/00 | 4/1/00 | 2000 | IPO | | INVESCO ASIANET FUND | Placing | | Republic of Ireland | 894 | Investment Companies Other | Off-Shore Investment Trusts | 10.35 | | 26.96 | 26.96 |
| UK Main Market | 4/19/00 | 4/1/00 | 2000 | Not IPO | | INFOBANK INTL HLDGS | International Offering, Tf from AIM | AIM to Main Market | United Kingdom | 977 | Software & Computer Services | Software | 1390 | | 805.69 | 130.00 |
| AIM | 4/19/00 | 4/1/00 | 2000 | IPO | | INTERNET DIRECT | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 50 | | 1.65 | 1.50 |
| UK Main Market | 4/19/00 | 4/1/00 | 2000 | IPO | | NETSTORE | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 150 | | 132.56 | 40.00 |
| AIM | 4/19/00 | 4/1/00 | 2000 | IPO | | IOMART GROUP | Placing & Public Offer | | United Kingdom | 974 | Software & Computer Services | Internet | 90 | | 48.42 | 20.00 |
| UK Main Market | 4/18/00 | 4/1/00 | 2000 | IPO | | BOOKHAM TECHNOLOGY | International Offering | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 1000 | | 1205.65 | 193.60 |
| UK Main Market | 4/18/00 | 4/1/00 | 2000 | Not IPO | | SCHRODERS | Introduction Re-admission | | United Kingdom | 871 | Speciality & Other Finance | Asset Managers | | | 2826.99 | 0.00 |
| UK Main Market | 4/18/00 | 4/1/00 | 2000 | IPO | | GLOBAL HIGH YIELD BOND TRUST | Placing | | United Kingdom | 8985 | Equity Investment Instruments | Equity Investment Instruments | 100 | | | 27.83 |
| UK Main Market | 4/18/00 | 4/1/00 | 2000 | IPO | | SERVICEPOWER TECHNOLOGIES | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 115 | | 58.72 | 18.98 |
| UK Main Market | 4/18/00 | 4/1/00 | 2000 | Not IPO | | VIRTUAL INTERNET | Placing transfer from AIM | AIM to Main Market | United Kingdom | 974 | Software & Computer Services | Internet | 900 | | 219.41 | 33.06 |
| UK Main Market | 4/14/00 | 4/1/00 | 2000 | IPO | | EYRETEL | International Offering | | United Kingdom | 977 | Software & Computer Services | Software | 240 | | 367.14 | 129.60 |
| AIM | 4/14/00 | 4/1/00 | 2000 | IPO | | ADVANCED TECHNOLOGY(UK) | Placing | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 250 | | 49.31 | 8.00 |
| UK Main Market | 4/14/00 | 4/1/00 | 2000 | IPO | | EUROPEAN MONTHLY INCOME TRUST | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 105.00 | 105.00 |
| AIM | 4/14/00 | 4/1/00 | 2000 | Not IPO | | MACLELLAN GROUP | Placing & Open Offer Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | 70 | | 37.22 | 14.89 |
| International Main Market | 4/13/00 | 4/1/00 | 2000 | IPO | | TURKIYE PETROL RAFINERILERI A.S. | International Offering | | Turkey | 78 | Oil & Gas | Oil - Integrated | 10.48 | | 165.57 | 165.57 |
| AIM | 4/13/00 | 4/1/00 | 2000 | Not IPO | | INTEGRATED ASSET MANAGEMENT | Placing & Open Offer Re-admission | | United Kingdom | 871 | Speciality & Other Finance | Asset Managers | 75 | | 3.96 | 1.98 |
| UK Main Market | 4/12/00 | 4/1/00 | 2000 | Not IPO | | FLEMING JAPANESE SMALLER COS INV TR | Introduction | | United Kingdom | 855 | Investment Companies | Geographical Specialists - Developed Markets | | | 307.97 | 0.00 |
| AIM | 4/12/00 | 4/1/00 | 2000 | IPO | | RMR | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 120 | | 63.67 | 14.50 |
| UK Main Market | 4/11/00 | 4/1/00 | 2000 | Not IPO | | UNITE GROUP | Placing transfer from AIM | AIM to Main Market | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 89.93 | 38.54 |
| UK Main Market | 4/10/00 | 4/1/00 | 2000 | IPO | | NETTEC | International Offering | | United Kingdom | 972 | Software & Computer Services | Computer Services | 240 | | 255.13 | 64.91 |
| UK Main Market | 4/10/00 | 4/1/00 | 2000 | IPO | | AMERINDO INTERNET FUND | Offer for Subscription | | United Kingdom | 855 | Investment Companies | Geographical Specialists - Developed Markets | 100 | | 400.00 | 400.00 |
| UK Main Market | 4/10/00 | 4/1/00 | 2000 | IPO | | DOWNING CLASSIC VCT 2 | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 10.00 | 10.00 |
| UK Main Market | 4/10/00 | 4/1/00 | 2000 | IPO | | PENNINE DOWNING ETHICAL VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 10.00 | 10.00 |
| UK Main Market | 4/10/00 | 4/1/00 | 2000 | IPO | | PROVEN VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 20.00 | 20.00 |
| UK Main Market | 4/10/00 | 4/1/00 | 2000 | IPO | | 3I EUROPEAN TECHNOLOGY TRUST | Placing | | United Kingdom | 854 | Investment Companies | European Investment Trusts | 100 | | 377.33 | 377.33 |
| AIM | 4/10/00 | 4/1/00 | 2000 | IPO | | INFLEXION | Placing | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 100 | | 64.62 | 36.00 |
| UK Main Market | 4/7/00 | 4/1/00 | 2000 | Not IPO | | STAFFWARE | Introduction from AIM | AIM to Main Market | United Kingdom | 977 | Software & Computer Services | Software | | | 391.25 | 0.00 |
| AIM | 4/7/00 | 4/1/00 | 2000 | IPO | | BRAINSPARK | Placing | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 125 | | 153.85 | 20.00 |
| AIM | 4/7/00 | 4/1/00 | 2000 | IPO | | GETMAPPING.COM | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 200 | | 57.70 | 11.03 |
| AIM | 4/7/00 | 4/1/00 | 2000 | IPO | | QUADRANET | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 26 | | 26.26 | 4.40 |
| AIM | 4/7/00 | 4/1/00 | 2000 | Not IPO | | TRANSACSYS | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 581 | Support Services | Business Support Services | 100 | | 35.17 | 19.37 |
| UK Main Market | 4/6/00 | 4/1/00 | 2000 | IPO | | MURRAY VCT 4 | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 35.00 | 35.00 |
| UK Main Market | 4/6/00 | 4/1/00 | 2000 | IPO | | BEESON GREGORY GROUP | Placing | | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | 300 | | 196.48 | 50.23 |
| UK Main Market | 4/6/00 | 4/1/00 | 2000 | IPO | | LIONTRUST WINNERS INVESTMENT TRUST | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 30.13 | 30.13 |
| UK Main Market | 4/5/00 | 4/1/00 | 2000 | IPO | | JOHNSON FRY INCOME & GROWTH TRUST | Offer for Subscription | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 1.18 | 1.18 |
| UK Main Market | 4/5/00 | 4/1/00 | 2000 | IPO | | OXFORD TECHNOLOGY 2 VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 4.92 | 4.92 |
| UK Main Market | 4/5/00 | 4/1/00 | 2000 | IPO | | SINGER & FRIEDLANDER AIM 2 VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 18.66 | 18.66 |
| AIM | 4/5/00 | 4/1/00 | 2000 | IPO | | EUROTELECOM COMMUNICATIONS | Placing | | USA | 972 | Software & Computer Services | Computer Services | 150 | | 52.50 | 16.61 |
| AIM | 4/5/00 | 4/1/00 | 2000 | Not IPO | | HUNTERS LEISURE | Placing & Open Offer Re-admission | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 52 | | 7.05 | 4.10 |
| International Main Market | 4/4/00 | 4/1/00 | 2000 | Not IPO | | DMATEK | Introduction from AIM | AIM to Main Market | Israel | 588 | Support Services | Security & Alarm Services | | | 34.49 | 0.00 |
| UK Main Market | 4/4/00 | 4/1/00 | 2000 | IPO | | TALISMAN FIRST VENTURE CAPITAL TST | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 20 | | 4.50 | 4.50 |
| AIM | 4/3/00 | 4/1/00 | 2000 | IPO | | MYRATECH.NET | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 130 | | 35.75 | 5.73 |
| UK Main Market | 4/3/00 | 4/1/00 | 2000 | IPO | | TEAMTALK.COM GROUP | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 145 | | 306.67 | 60.03 |
| AIM | 3/31/00 | 3/1/00 | 2000 | IPO | | EUROCITY PROPERTIES | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 55 | | 2.04 | 0.58 |
| AIM | 3/31/00 | 3/1/00 | 2000 | IPO | | MOTIONPOSTER PLC | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 9 | | 12.58 | 5.63 |
| UK Main Market | 3/31/00 | 3/1/00 | 2000 | IPO | | PROFILE THERAPEUTICS | Placing | | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 170 | | 83.54 | 26.00 |
| AIM | 3/31/00 | 3/1/00 | 2000 | IPO | | STRATUS HLDGS | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 120 | | 17.40 | 5.40 |
| International Main Market | 3/30/00 | 3/1/00 | 2000 | IPO | | SSI | International Offering | | India | 972 | Software & Computer Services | Computer Services | 14.4 | | 62.45 | 62.45 |
| UK Main Market | 3/30/00 | 3/1/00 | 2000 | IPO | | ARGONAUT GAMES | Placing | | United Kingdom | 535 | Leisure & Hotels | Home Entertainment | 96 | | 88.14 | 31.00 |
| AIM | 3/30/00 | 3/1/00 | 2000 | IPO | | FISKE | Placing | | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | 135 | | 8.78 | 0.68 |
| AIM | 3/30/00 | 3/1/00 | 2000 | IPO | | KAZOO3D | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 85 | | 50.48 | 12.00 |
| AIM | 3/30/00 | 3/1/00 | 2000 | IPO | | TENON GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 100 | | 50.50 | 50.00 |
| AIM | 3/29/00 | 3/1/00 | 2000 | IPO | | ELECTRIC WORD | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 5 | | 3.21 | 1.50 |
| AIM | 3/29/00 | 3/1/00 | 2000 | IPO | | PARADIGM MEDIA INVESTMENTS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 20.43 | 20.37 |
| International Main Market | 3/29/00 | 3/1/00 | 2000 | IPO | | SUN LIFE FINANCIAL SERVICES CANADA | Placing | | Canada | 840 | Life Assurance | Life Assurance | 12.5 | | 2255.89 | 768.23 |
| AIM | 3/29/00 | 3/1/00 | 2000 | IPO | | VIANET GROUP | Placing | | United Kingdom | 932 | Information Technology Hardware | Computer Hardware | 130 | | 24.42 | 5.50 |
| UK Main Market | 3/28/00 | 3/1/00 | 2000 | IPO | | KNOWLEDGE SUPPORT SYSTEMS GROUP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 220 | | 162.47 | 55.00 |
| UK Main Market | 3/27/00 | 3/1/00 | 2000 | Not IPO | | JOHNSON FRY FINANCE | Introduction from AIM | AIM to Main Market | United Kingdom | 8775 | General Financial | Specialty Finance | | | | 0.00 |
| UK Main Market | 3/27/00 | 3/1/00 | 2000 | IPO | | JOHNSON FRY FINANCE NO2 | Placing | | United Kingdom | 8775 | General Financial | Specialty Finance | 0.9680542 | | | 69.62 |
| AIM | 3/24/00 | 3/1/00 | 2000 | IPO | | REGEN THERAPEUTICS | Placing & Offer for Subscription | | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 28 | | 14.43 | 5.00 |
| AIM | 3/24/00 | 3/1/00 | 2000 | Not IPO | | AUXINET | Placing Re-admission | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 12 | | 45.61 | 9.12 |
| International Main Market | 3/23/00 | 3/1/00 | 2000 | IPO | | EUROPEJSKI FUNDUSZ LEASINGOWY | International Offering | | Poland | 514 | Distributors | Distributers of Industrial Components & Equipment | 17.76 | | 12.75 | 12.75 |
| International Main Market | 3/23/00 | 3/1/00 | 2000 | Not IPO | | TAKEFUJI CORPORATION | Introduction | | Japan | 873 | Speciality & Other Finance | Consumer Finance | | | 15307.65 | 0.00 |
| AIM | 3/23/00 | 3/1/00 | 2000 | IPO | | CHELFORD GROUP | Placing | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 2 | | 2.14 | 0.90 |
| UK Main Market | 3/23/00 | 3/1/00 | 2000 | IPO | | PATSYSTEMS | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 107 | | 134.66 | 57.19 |
| UK Main Market | 3/22/00 | 3/1/00 | 2000 | IPO | | FRAMLINGTON NETNET.INC | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 40 | | 60.00 | 60.00 |
| AIM | 3/21/00 | 3/1/00 | 2000 | IPO | | BIZZBUILD.COM | Placing & Offer for Subscription | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 250 | | 49.45 | 6.88 |
| UK Main Market | 3/21/00 | 3/1/00 | 2000 | IPO | | LASTMINUTE.COM | Public Offer | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 380 | | 571.26 | 125.40 |
| AIM | 3/20/00 | 3/1/00 | 2000 | Not IPO | | RADIO FIRST | Introduction | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | | | 51.99 | 0.00 |
| AIM | 3/20/00 | 3/1/00 | 2000 | IPO | | ADVFN.COM | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 25.00 | 4.00 |
| AIM | 3/20/00 | 3/1/00 | 2000 | IPO | | WORLD CAREERS NETWORK | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 110 | | 8.88 | 1.87 |
| AIM | 3/17/00 | 3/1/00 | 2000 | IPO | | PREMIER MANAGEMENT HLDGS | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 25 | | 5.00 | 2.50 |
| AIM | 3/16/00 | 3/1/00 | 2000 | IPO | | FOCUS SOLUTIONS GROUP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 195 | | 48.91 | 16.54 |
| AIM | 3/15/00 | 3/1/00 | 2000 | IPO | | FULCRUM PHARMA | Placing | | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 3 | | 1.40 | 1.00 |
| International Main Market | 3/14/00 | 3/1/00 | 2000 | IPO | | STEPSTONE ASA | Placing | | Norway | 583 | Support Services | Education, Business Training & Employment Agencies | 32 | | 521.39 | 131.87 |
| International Main Market | 3/13/00 | 3/1/00 | 2000 | IPO | | BANCA LOMBARDA PREFERRED SECURITIES | Placing | | USA | 8355 | Banks | Banks | 1000 | | 96.41 | 96.41 |
| AIM | 3/13/00 | 3/1/00 | 2000 | IPO | | EUROVESTECH | Placing | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 5 | | 10.01 | 8.10 |
| AIM | 3/13/00 | 3/1/00 | 2000 | IPO | | INTERREGNUM | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 140 | | 90.22 | 38.36 |
| AIM | 3/13/00 | 3/1/00 | 2000 | IPO | | SOFTTECHNET.COM | Placing | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 20 | | 27.93 | 26.00 |
| AIM | 3/10/00 | 3/1/00 | 2000 | Not IPO | | VOYAGER IT.COM | Placing & Open Offer Re-admission | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 15 | | 15.24 | 7.73 |
| AIM | 3/9/00 | 3/1/00 | 2000 | IPO | | IBNET | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 55 | | 30.22 | 6.35 |
| UK Main Market | 3/8/00 | 3/1/00 | 2000 | Not IPO | | DIXONS GROUP | Introduction Re-admission | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | | | 5796.17 | 0.00 |
| AIM | 3/7/00 | 3/1/00 | 2000 | Not IPO | | FREECOM.NET | Introduction Re-admission | | United Kingdom | 974 | Software & Computer Services | Internet | | | 257.74 | 0.00 |
| AIM | 3/7/00 | 3/1/00 | 2000 | IPO | | E-DISTRICT.NET | Placing | | United Kingdom | 535 | Leisure & Hotels | Home Entertainment | 195 | | 149.68 | 29.29 |
| AIM | 3/7/00 | 3/1/00 | 2000 | IPO | | TORNADO GROUP | Placing | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 150 | | 60.61 | 15.00 |
| UK Main Market | 3/6/00 | 3/1/00 | 2000 | Not IPO | | 3I BIOSCIENCE INVESTMENT TRUST | Introduction Re-admission | | United Kingdom | 857 | Investment Companies | Venture & Development Capital | | | 285.06 | 0.00 |
| AIM | 3/6/00 | 3/1/00 | 2000 | IPO | | BRISTOL & WEST INVESTMENTS | Placing | | United Kingdom | 877 | Speciality & Other Finance | Mortgage Finance | 7 | | 6.50 | 2.10 |
| AIM | 3/3/00 | 3/1/00 | 2000 | IPO | | TOPNOTCH HEALTH CLUBS | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 170 | | 27.72 | 11.90 |
| UK Main Market | 3/2/00 | 3/1/00 | 2000 | Not IPO | | SCI ENTERTAINMENT GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 535 | Leisure & Hotels | Home Entertainment | | | 99.17 | 0.00 |
| UK Main Market | 3/2/00 | 3/1/00 | 2000 | IPO | | DATAFLEX HLDGS | Placing | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | 195 | | 130.32 | 32.58 |
| AIM | 3/2/00 | 3/1/00 | 2000 | IPO | | EINSTEIN CHANNEL | Placing | | United Kingdom | 543 | Media & Entertainment | Subscription Entertainment Networks | 40 | | 14.50 | 8.50 |
| AIM | 3/2/00 | 3/1/00 | 2000 | IPO | | INTECHNOLOGY | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 3.00 | 2.75 |
| AIM | 3/2/00 | 3/1/00 | 2000 | IPO | | LEGENDARY INVESTMENTS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 2 | | 9.75 | 3.19 |
| AIM | 3/2/00 | 3/1/00 | 2000 | IPO | | NANOUNIVERSE | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 100 | | 32.75 | 27.00 |
| AIM | 2/29/00 | 2/1/00 | 2000 | IPO | | FORBIDDEN TECHNOLOGIES | Placing & Offer for Subscription | | United Kingdom | 977 | Software & Computer Services | Software | 22.5 | | 2.90 | 0.68 |
| AIM | 2/28/00 | 2/1/00 | 2000 | IPO | | CUBE8.COM | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 17 | | 55.72 | 10.00 |
| AIM | 2/28/00 | 2/1/00 | 2000 | IPO | | PEEL HUNT | Placing | | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | 300 | | 137.51 | 26.07 |
| AIM | 2/28/00 | 2/1/00 | 2000 | IPO | | GRIFF-TECH.COM | Placing & Offer for Subscription | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 1 | | 0.20 | 0.20 |
| International Main Market | 2/25/00 | 2/1/00 | 2000 | IPO | | TURK EKONOMI BANKASI AS | International Offering | | Turkey | 810 | Banks | Banks | 15 | | 49.38 | 49.38 |
| UK Main Market | 2/24/00 | 2/1/00 | 2000 | Not IPO | | JSB SOFTWARE TECHNOLOGIES | Introduction from AIM | AIM to Main Market | United Kingdom | 977 | Software & Computer Services | Software | | | 986.74 | 0.00 |
| UK Main Market | 2/24/00 | 2/1/00 | 2000 | IPO | | EUROPEAN TECHNOLOGY & INCOME CO | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 85 | | 200.00 | 200.00 |
| UK Main Market | 2/24/00 | 2/1/00 | 2000 | IPO | | INTERACTIVE INVESTOR INTERNATIONAL | Public Offer | | United Kingdom | 974 | Software & Computer Services | Internet | 150 | | 246.22 | 82.50 |
| AIM | 2/22/00 | 2/1/00 | 2000 | IPO | | ENTERPRISEASIA.COM | Placing & Offer for Subscription | | United Kingdom | 855 | Investment Companies | Geographical Specialists - Developed Markets | 5 | | 11.95 | 11.95 |
| AIM | 2/21/00 | 2/1/00 | 2000 | Not IPO | | CONVERGENCE HLDGS | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 113.20 | 0.00 |
| AIM | 2/21/00 | 2/1/00 | 2000 | IPO | | PRINTPOTATO.COM | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 3 | | 12.20 | 3.20 |
| International Main Market | 2/17/00 | 2/1/00 | 2000 | IPO | | FLAG TELECOM HLDGS | International Offering | | Bermuda | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 24 | | 2157.93 | 473.48 |
| AIM | 2/17/00 | 2/1/00 | 2000 | IPO | | IDEAL SHOPPING DIRECT | Placing | | United Kingdom | 527 | General Retailers | Retailers - Multi Department | 157 | | 31.05 | 7.50 |
| UK Main Market | 2/16/00 | 2/1/00 | 2000 | IPO | | QUESTER VCT 3 | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 5.34 | 5.34 |
| AIM | 2/16/00 | 2/1/00 | 2000 | IPO | | JUST2CLICKS.COM | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 150 | | 127.59 | 51.90 |
| AIM | 2/9/00 | 2/1/00 | 2000 | Not IPO | | ABERDEEN FOOTBALL CLUB | Introduction | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 6.35 | 0.00 |
| AIM | 2/9/00 | 2/1/00 | 2000 | Not IPO | | PROPERTY & CAPITAL | Introduction Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 66.03 | 0.00 |
| UK Main Market | 2/9/00 | 2/1/00 | 2000 | IPO | | SCIPHER | Placing | | United Kingdom | 932 | Information Technology Hardware | Computer Hardware | 380 | | 329.75 | 114.08 |
| AIM | 2/4/00 | 2/1/00 | 2000 | IPO | | EASIER | Placing | | United Kingdom | 864 | Real Estate | Property Agencies | 150 | | 37.00 | 11.91 |
| AIM | 2/4/00 | 2/1/00 | 2000 | IPO | | OXYGEN HLDGS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 2 | | 7.45 | 2.20 |
| UK Main Market | 2/3/00 | 2/1/00 | 2000 | IPO | | NET INVESTOR | Placing | | United Kingdom | 857 | Investment Companies | Venture & Development Capital | 200 | | 100.00 | 100.00 |
| AIM | 2/3/00 | 2/1/00 | 2000 | IPO | | NEW CAPITAL INVEST | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 100 | | 8.00 | 2.00 |
| UK Main Market | 2/1/00 | 2/1/00 | 2000 | Not IPO | | DE LA RUE | Introduction Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | | | 556.73 | 0.00 |
| UK Main Market | 2/1/00 | 2/1/00 | 2000 | Not IPO | | ESPORTA | Introduction Re-admission | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 217.71 | 0.00 |
| AIM | 1/31/00 | 1/1/00 | 2000 | IPO | | ACTIF GROUP | Placing | | United Kingdom | 519 | Distributors | Distributors - Other | 15 | | 8.72 | 8.72 |
| AIM | 1/31/00 | 1/1/00 | 2000 | IPO | | TOTALLY | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 40 | | 6.15 | 2.00 |
| AIM | 1/27/00 | 1/1/00 | 2000 | Not IPO | | PEEL HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 512.74 | 0.00 |
| AIM | 1/21/00 | 1/1/00 | 2000 | Not IPO | | TARPAN | Introduction from Main Market | Main Market to AIM | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 9.43 | 0.00 |
| AIM | 1/20/00 | 1/1/00 | 2000 | Not IPO | | MEDI@INVEST | Introduction Re-admission | | United Kingdom | 974 | Software & Computer Services | Internet | | | 139.12 | 0.00 |
| AIM | 1/18/00 | 1/1/00 | 2000 | Not IPO | | MEDIAKEY | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 3 | | 5.02 | 2.75 |
| AIM | 1/17/00 | 1/1/00 | 2000 | Not IPO | | LIONHEART | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 6 | | 10.81 | 5.25 |
| UK Main Market | 1/12/00 | 1/1/00 | 2000 | Not IPO | | RETAIL DECISIONS | Introduction | | United Kingdom | 588 | Support Services | Security & Alarm Services | | | 95.53 | 0.00 |
| UK Main Market | 1/11/00 | 1/1/00 | 2000 | Not IPO | | NETBENEFIT | Introduction from AIM | AIM to Main Market | United Kingdom | 974 | Software & Computer Services | Internet | | | 118.91 | 0.00 |
| AIM | 1/10/00 | 1/1/00 | 2000 | IPO | | ACQUISITOR | Placing | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 350 | | 10.00 | 9.83 |
| AIM | 1/10/00 | 1/1/00 | 2000 | Not IPO | | THREE W.NET | Placing & Open Offer Re-admission | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 125 | | 18.91 | 2.01 |
| AIM | 1/10/00 | 1/1/00 | 2000 | Not IPO | | GAMING INTERNET | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 532 | Leisure & Hotels | Gambling | 25 | | 46.42 | 5.00 |
| AIM | 12/30/99 | 12/1/99 | 1999 | Not IPO | | LONDON SECURITIES | Introduction Re-admission | | United Kingdom | 588 | Support Services | Security & Alarm Services | | | 27.72 | 0.00 |
| AIM | 12/23/99 | 12/1/99 | 1999 | Not IPO | | PROPERTY INTERNET | Introduction Re-admission | | United Kingdom | 864 | Real Estate | Property Agencies | | | 24.47 | 0.00 |
| AIM | 12/22/99 | 12/1/99 | 1999 | IPO | | INTERNET INDIRECT | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 6.00 | 6.00 |
| AIM | 12/21/99 | 12/1/99 | 1999 | IPO | | AUTO INDEMNITY GROUP | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 42 | | 9.91 | 3.70 |
| AIM | 12/21/99 | 12/1/99 | 1999 | IPO | | JELLYWORKS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 10.00 | 1.00 |
| UK Main Market | 12/20/99 | 12/1/99 | 1999 | Not IPO | | SR PHARMA | Introduction from AIM | AIM to Main Market | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | | | 85.26 | 0.00 |
| AIM | 12/20/99 | 12/1/99 | 1999 | IPO | | BLOOMS OF BRESSINGHAM HLDGS | Placing | | United Kingdom | 526 | General Retailers | Retailers - Hardlines | 125 | | 10.78 | 5.00 |
| UK Main Market | 12/20/99 | 12/1/99 | 1999 | IPO | | MELROSE RESOURCES | Placing | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 220 | | 36.06 | 5.81 |
| AIM | 12/20/99 | 12/1/99 | 1999 | IPO | | VEOS | Placing | | United Kingdom | 477 | Personal Care & Household Products | Personal Products | 71 | | 15.34 | 6.50 |
| UK Main Market | 12/17/99 | 12/1/99 | 1999 | Not IPO | | YORKSHIRE GROUP | Introduction Re-admission | | United Kingdom | 118 | Chemicals | Chemicals - Speciality | | | 40.01 | 0.00 |
| AIM | 12/17/99 | 12/1/99 | 1999 | IPO | | RTS NETWORKS GROUP | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 62.5 | | 49.38 | 11.63 |
| AIM | 12/17/99 | 12/1/99 | 1999 | IPO | | UNDERWRITING & SUBSCRIPTION | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 4.41 | 2.50 |
| International Main Market | 12/17/99 | 12/1/99 | 1999 | IPO | | CLOSE FTSE 100 INC & GRWTH FD | Placing & Public Offer | | Republic of Ireland | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 50.00 | 125.00 |
| UK Main Market | 12/16/99 | 12/1/99 | 1999 | Not IPO | | ANTISOMA | Introduction | | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | | | 81.58 | 0.00 |
| AIM | 12/16/99 | 12/1/99 | 1999 | IPO | | E-PRIMEFINANCIAL | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 2 | | 5.00 | 2.00 |
| UK Main Market | 12/16/99 | 12/1/99 | 1999 | Not IPO | | ENTERTAINMENT RIGHTS | Placing & Open Offer Re-admission | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 25 | | 39.06 | 13.18 |
| AIM | 12/16/99 | 12/1/99 | 1999 | Not IPO | | HONEYSUCKLE GROUP | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 341 | Household Goods & Textiles | Clothing & Footwear | 2 | | 9.36 | 6.63 |
| AIM | 12/15/99 | 12/1/99 | 1999 | IPO | | TRANSENSE TECHNOLOGIES | Placing | | United Kingdom | 313 | Automobiles | Auto Parts | 100 | | 10.38 | 2.02 |
| AIM | 12/14/99 | 12/1/99 | 1999 | Not IPO | | COMPREHENSIVE BUSINESS SERVICES | Placing & Open Offer Re-admission | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 65 | | 3.94 | 0.27 |
| AIM | 12/13/99 | 12/1/99 | 1999 | Not IPO | | ONLINE CLASSICS PLC | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 23.66 | 0.00 |
| UK Main Market | 12/13/99 | 12/1/99 | 1999 | Not IPO | | BG GROUP | Introduction Re-admission | | United Kingdom | 730 | Gas Distribution | Gas Distribution | | | 12405.68 | 0.00 |
| UK Main Market | 12/13/99 | 12/1/99 | 1999 | Not IPO | | CENES PHARMACEUTICALS | Placing & Open Offer Re-admission | | United Kingdom | 480 | Pharmaceuticals & Biotechnology | Pharmaceuticals | 45 | | 38.71 | 11.26 |
| UK Main Market | 12/9/99 | 12/1/99 | 1999 | Not IPO | | COUNTRY & METROPOLITAN GROUP | Introduction | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 9.54 | 0.00 |
| AIM | 12/9/99 | 12/1/99 | 1999 | IPO | | GLOBALNET FINANCIAL.COM INC | Placing | | USA | 974 | Software & Computer Services | Internet | 170 | | 55.63 | 55.04 |
| AIM | 12/9/99 | 12/1/99 | 1999 | Not IPO | | MULTIMEDIA CORP | Placing & Open Offer Re-admission | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 2 | | 13.86 | 12.50 |
| UK Main Market | 12/8/99 | 12/1/99 | 1999 | IPO | | EDINBURGH HIGH INCOME TRUST | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 31.64 | 31.64 |
| UK Main Market | 12/8/99 | 12/1/99 | 1999 | IPO | | EDINBURGH HIGH ZERO 2005 | Placing | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 100 | | | 17.56 |
| AIM | 12/8/99 | 12/1/99 | 1999 | IPO | | WESTSIDE ACQUISITIONS PLC | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 2.5 | | 2.38 | 0.60 |
| UK Main Market | 12/7/99 | 12/1/99 | 1999 | IPO | | SDL PLC | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 134 | | 45.00 | 12.51 |
| International Main Market | 12/6/99 | 12/1/99 | 1999 | IPO | | HORIZON TECHNOLOGY GROUP | Placing | | Republic of Ireland | 972 | Software & Computer Services | Computer Services | 103.4 | | 60.29 | 5.40 |
| UK Main Market | 12/6/99 | 12/1/99 | 1999 | IPO | | MURRAY JAPAN GROWTH & INCOME | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 47.00 | 47.00 |
| UK Main Market | 12/6/99 | 12/1/99 | 1999 | IPO | | TEXT 100 GROUP | Placing | | United Kingdom | 545 | Media & Entertainment | Media Agencies | 170 | | 38.12 | 6.49 |
| International Main Market | 12/3/99 | 12/1/99 | 1999 | Not IPO | | ITG GROUP | Placing transfer from AIM | AIM to Main Market | Republic of Ireland | 972 | Software & Computer Services | Computer Services | 420 | | 91.04 | 45.00 |
| UK Main Market | 12/2/99 | 12/1/99 | 1999 | IPO | | 365 CORPORATION | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 160 | | 284.57 | 75.51 |
| AIM | 12/2/99 | 12/1/99 | 1999 | IPO | | ALPHA ACCIDENT MANAGEMENT GROUP | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 50 | | 12.73 | 3.80 |
| UK Main Market | 12/2/99 | 12/1/99 | 1999 | IPO | | PEACOCK GROUP(THE) | Placing & Public Offer | | United Kingdom | 528 | General Retailers | Retailers - Soft Goods | 163 | | 155.16 | 110.01 |
| AIM | 12/1/99 | 12/1/99 | 1999 | IPO | | FREECOM.NET | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 130 | | 20.00 | 20.00 |
| UK Main Market | 11/30/99 | 11/1/99 | 1999 | Not IPO | | MARCONI | Introduction Re-admission | | United Kingdom | 938 | Information Technology Hardware | Telecommunications Equipment | | | 21297.67 | 0.00 |
| UK Main Market | 11/30/99 | 11/1/99 | 1999 | IPO | | JUPITER DIVIDEND & GROWTH TRUST | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 160.00 | 260.00 |
| International Main Market | 11/29/99 | 11/1/99 | 1999 | IPO | | POLSKI KONCERN NAFTOWY SA(PKN) | International Offering | | Poland | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 9.2224 | | 291.20 | 164.57 |
| AIM | 11/29/99 | 11/1/99 | 1999 | Not IPO | | KNUTSFORD GROUP | Introduction Re-admission | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 0 | | 724.63 | 0.00 |
| International Main Market | 11/29/99 | 11/1/99 | 1999 | IPO | | ACM EUROPEAN ENHANCED INCOME FUND | Offer for Subscription | | Republic of Ireland | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 49.87 | 49.87 |
| AIM | 11/29/99 | 11/1/99 | 1999 | IPO | | JAMIES BARS | Placing | | United Kingdom | 560 | Restaurants, Pubs & Breweries | Restaurants, Pubs & Breweries | 80 | | 5.74 | 4.58 |
| UK Main Market | 11/25/99 | 11/1/99 | 1999 | Not IPO | | EXETER INVESTMENT GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 871 | Speciality & Other Finance | Asset Managers | | | 50.10 | 0.00 |
| AIM | 11/25/99 | 11/1/99 | 1999 | IPO | | CHANNELFLY.COM | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 50 | | 14.72 | 3.16 |
| UK Main Market | 11/24/99 | 11/1/99 | 1999 | IPO | | FLEMING MANAGED GROWTH | Placing | | United Kingdom | 851 | Investment Companies | International Investment Trusts | 273.1 | | 27.31 | 27.31 |
| AIM | 11/24/99 | 11/1/99 | 1999 | IPO | | GOODWOOD GROUP | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 1.60 | 1.50 |
| AIM | 11/24/99 | 11/1/99 | 1999 | IPO | | DOMINO'S PIZZA UK & IRL | Placing & Offer for Subscription | | United Kingdom | 560 | Restaurants, Pubs & Breweries | Restaurants, Pubs & Breweries | 50 | | 25.00 | 4.00 |
| AIM | 11/23/99 | 11/1/99 | 1999 | Not IPO | | PROBUS ESTATES | Introduction from Main Market | Main Market to AIM | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 7.30 | 0.00 |
| AIM | 11/23/99 | 11/1/99 | 1999 | IPO | | ZOA CORP | Placing | | United Kingdom | 519 | Distributors | Distributors - Other | 20 | | 7.60 | 1.64 |
| UK Main Market | 11/22/99 | 11/1/99 | 1999 | IPO | | EXETER EQUITY GROWTH & INCOME FUND | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 30.00 | 30.00 |
| UK Main Market | 11/22/99 | 11/1/99 | 1999 | IPO | | EXETER SECURITIES(GUERNSEY) | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 0.00 | 15.00 |
| AIM | 11/19/99 | 11/1/99 | 1999 | Not IPO | | PRIMEENT PLC | Introduction Re-admission | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 0 | | 3.58 | 0.00 |
| AIM | 11/18/99 | 11/1/99 | 1999 | Not IPO | | TERTIARY MINERALS | Introduction | | United Kingdom | 48 | Mining | Other Mineral Extractors & Mines | | | 2.53 | 0.00 |
| UK Main Market | 11/18/99 | 11/1/99 | 1999 | IPO | | BFS ABSOLUTE RETURN TRUST | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 80 | | 66.00 | 96.29 |
| UK Main Market | 11/17/99 | 11/1/99 | 1999 | IPO | | THUS | International Offering | | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 310 | | 2187.00 | 1082.95 |
| International Main Market | 11/15/99 | 11/1/99 | 1999 | IPO | | GAS AUTHORITY OF INDIA | International Offering | | India | 73 | Oil & Gas | Oil & Gas - Exploration & Production | 9.67 | | 150.18 | 150.18 |
| UK Main Market | 11/15/99 | 11/1/99 | 1999 | Not IPO | | INDEPENDENT ENERGY HLDGS | Introduction from AIM | AIM to Main Market | United Kingdom | 720 | Electricity | Electricity | | | 669.11 | 0.00 |
| AIM | 11/11/99 | 11/1/99 | 1999 | Not IPO | | PASCOE'S GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 435 | Food Producers & Processors | Food Processors | | | 1.35 | 0.00 |
| UK Main Market | 11/11/99 | 11/1/99 | 1999 | Not IPO | | SECURICOR | Introduction Re-admission | | United Kingdom | 581 | Support Services | Business Support Services | | | 920.74 | 0.00 |
| AIM | 11/9/99 | 11/1/99 | 1999 | IPO | | ADAPTIVE VENTURE MANAGERS | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 50 | | 5.49 | 1.40 |
| UK Main Market | 11/5/99 | 11/1/99 | 1999 | IPO | | GARTMORE SPLIT CAPITAL OPPORT TST | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 45.88 | 45.88 |
| UK Main Market | 11/5/99 | 11/1/99 | 1999 | IPO | | GSCOT SECURITIES | Placing | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 100 | | 0.00 | 31.97 |
| AIM | 11/4/99 | 11/1/99 | 1999 | IPO | | HARRIER GROUP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 110 | | 22.73 | 7.32 |
| International Main Market | 11/2/99 | 11/1/99 | 1999 | IPO | | PARTNER COMMUNICATIONS CO | International Offering | | Israel | 678 | Telecommunication Services | Wireless Telecommunications Services | 13.5 | | 362.96 | 362.96 |
| AIM | 11/1/99 | 11/1/99 | 1999 | Not IPO | | DESIRE PETROLEUM | Introduction Re-admission | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 12.54 | 0.00 |
| AIM | 10/29/99 | 10/1/99 | 1999 | IPO | | PURE ENTERTAINMENT GAMES | Placing | | United Kingdom | 535 | Leisure & Hotels | Home Entertainment | 60 | | 20.60 | 11.10 |
| AIM | 10/28/99 | 10/1/99 | 1999 | IPO | | NEWMEDIA SPARK | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 10 | | 11.00 | 3.00 |
| AIM | 10/28/99 | 10/1/99 | 1999 | Not IPO | | CORUM | Placing & Open Offer Re-admission | | United Kingdom | 877 | Speciality & Other Finance | Mortgage Finance | 125 | | 21.65 | 3.25 |
| AIM | 10/26/99 | 10/1/99 | 1999 | Not IPO | | IMS MAXIMS | Placing & Open Offer Re-admission | | United Kingdom | 977 | Software & Computer Services | Software | 10 | | 6.50 | 2.50 |
| UK Main Market | 10/25/99 | 10/1/99 | 1999 | Not IPO | | DURLACHER CORP | Introduction from AIM | AIM to Main Market | United Kingdom | 875 | Speciality & Other Finance | Investment Banks | | | 319.79 | 0.00 |
| UK Main Market | 10/25/99 | 10/1/99 | 1999 | IPO | | REDSTONE TELECOM | Placing | | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 120 | | 102.74 | 38.96 |
| UK Main Market | 10/21/99 | 10/1/99 | 1999 | Not IPO | | NSB RETAIL SYSTEMS | Introduction from AIM | AIM to Main Market | United Kingdom | 977 | Software & Computer Services | Software | | | 155.01 | 0.00 |
| UK Main Market | 10/21/99 | 10/1/99 | 1999 | IPO | | EASYSCREEN | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 170 | | 75.20 | 20.00 |
| UK Main Market | 10/21/99 | 10/1/99 | 1999 | IPO | | LA FITNESS | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 150 | | 55.15 | 25.43 |
| UK Main Market | 10/19/99 | 10/1/99 | 1999 | Not IPO | | HENLYS GROUP | Introduction Re-admission | | United Kingdom | 263 | Engineering & Machinery | Commercial Vehicles & Trucks | | | 298.66 | 0.00 |
| UK Main Market | 10/15/99 | 10/1/99 | 1999 | IPO | | INVESCO LEVERAGED HIGH YIELD | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 30.70 | 30.70 |
| UK Main Market | 10/15/99 | 10/1/99 | 1999 | Not IPO | | GLADSTONE | Placing & Open Offer Re-admission | | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | 7.5 | | 14.25 | 10.53 |
| UK Main Market | 10/14/99 | 10/1/99 | 1999 | IPO | | QXL.COM | International Offering | | United Kingdom | 974 | Software & Computer Services | Internet | 205 | | 241.85 | 66.01 |
| AIM | 10/14/99 | 10/1/99 | 1999 | IPO | | CHANDRA | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 1.30 | 1.25 |
| AIM | 10/11/99 | 10/1/99 | 1999 | IPO | | THREE W.NET | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 1.26 | 1.24 |
| International Main Market | 10/8/99 | 10/1/99 | 1999 | IPO | | HON HAI PRECISION INDUSTRY | International Offering | | Taiwan | 936 | Information Technology Hardware | Semiconductors | 13.89 | | 211.83 | 211.83 |
| UK Main Market | 10/6/99 | 10/1/99 | 1999 | Not IPO | | CORUS GROUP | Introduction Re-admission | | United Kingdom | 188 | Steel & Other Metals | Steel | | | 3911.76 | 0.00 |
| AIM | 10/5/99 | 10/1/99 | 1999 | Not IPO | | SPORTS INTERNET GROUP | Introduction Re-admission | | United Kingdom | 974 | Software & Computer Services | Internet | | | 106.39 | 0.00 |
| AIM | 10/5/99 | 10/1/99 | 1999 | IPO | | AQUARIUS PLATINUM LIMITED | Placing | | Bermuda | 48 | Mining | Other Mineral Extractors & Mines | 50 | | 18.87 | 3.30 |
| AIM | 10/4/99 | 10/1/99 | 1999 | IPO | | MONOTUB INDUSTRIES | Placing | | United Kingdom | 345 | Household Goods & Textiles | Household Appliances & Housewares | 152 | | 18.56 | 4.51 |
| AIM | 10/1/99 | 10/1/99 | 1999 | IPO | | ONEVIEW.NET | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 86 | | 19.02 | 3.23 |
| AIM | 9/30/99 | 9/1/99 | 1999 | IPO | | PROPERTY INTERNET | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 1.95 | 1.70 |
| International Main Market | 9/29/99 | 9/1/99 | 1999 | Not IPO | | TOYOTA MOTOR CORP | Introduction | | Japan | 311 | Automobiles | Automobiles | | | 69530.84 | 0.00 |
| AIM | 9/27/99 | 9/1/99 | 1999 | Not IPO | | KNUTSFORD GROUP | Introduction | | United Kingdom | 349 | Household Goods & Textiles | Other Textiles & Leather Goods | | | 0.96 | 0.00 |
| International Main Market | 9/27/99 | 9/1/99 | 1999 | IPO | | KONAMI CO | Placing | | Japan | 347 | Household Goods & Textiles | Leisure Equipment | 8526 | | 2736.89 | 119.48 |
| UK Main Market | 9/27/99 | 9/1/99 | 1999 | IPO | | MG | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 205 | | 205.00 | 104.55 |
| International Main Market | 9/16/99 | 9/1/99 | 1999 | Not IPO | | JSC KAZKOMMERTSBANK | Introduction | | Kazakhstan | 810 | Banks | Banks | | | 47.40 | 0.00 |
| UK Main Market | 9/13/99 | 9/1/99 | 1999 | Not IPO | | KINGFISHER LEISURE | Introduction from AIM | AIM to Main Market | United Kingdom | 560 | Restaurants, Pubs & Breweries | Restaurants, Pubs & Breweries | | | 20.22 | 0.00 |
| AIM | 9/13/99 | 9/1/99 | 1999 | Not IPO | | MAGIC MOMENTS INTERNET | Placing & Open Offer Re-admission | | United Kingdom | 974 | Software & Computer Services | Internet | 2.5 | | 14.43 | 2.00 |
| AIM | 9/13/99 | 9/1/99 | 1999 | Not IPO | | PUBS 'N' BARS | Placing & Open Offer Re-admission | | United Kingdom | 560 | Restaurants, Pubs & Breweries | Restaurants, Pubs & Breweries | 45 | | 8.97 | 2.58 |
| AIM | 9/10/99 | 9/1/99 | 1999 | Not IPO | | LANGLEY & JOHNSON GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 137 | Construction & Building Materials | Other Construction | | | 2.28 | 0.00 |
| AIM | 9/6/99 | 9/1/99 | 1999 | Not IPO | | HARTFORD GROUP | Placing Re-admission | | United Kingdom | 560 | Restaurants, Pubs & Breweries | Restaurants, Pubs & Breweries | 62.5 | | 25.75 | 3.50 |
| UK Main Market | 9/2/99 | 9/1/99 | 1999 | Not IPO | | XKO GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 977 | Software & Computer Services | Software | | | 33.13 | 0.00 |
| AIM | 9/1/99 | 9/1/99 | 1999 | Not IPO | | TOLENT | Introduction | | United Kingdom | 137 | Construction & Building Materials | Other Construction | | | 4.11 | 0.00 |
| AIM | 8/27/99 | 8/1/99 | 1999 | IPO | | SIGNCORP | Placing | | United Kingdom | 267 | Engineering & Machinery | Engineering - General | 125 | | 8.00 | 2.14 |
| AIM | 8/26/99 | 8/1/99 | 1999 | IPO | | CLIPPER VENTURES | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 40 | | 3.79 | 0.25 |
| AIM | 8/26/99 | 8/1/99 | 1999 | IPO | | IFTE | Placing | | United Kingdom | 581 | Support Services | Business Support Services | 100 | | 12.74 | 4.90 |
| AIM | 8/24/99 | 8/1/99 | 1999 | IPO | | VOYAGER IT.COM | Placing | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 5 | | 1.75 | 1.75 |
| UK Main Market | 8/20/99 | 8/1/99 | 1999 | Not IPO | | FINSBURY SMALLER QUOTED COS TRUST | Introduction | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | | | 37.95 | 0.00 |
| UK Main Market | 8/13/99 | 8/1/99 | 1999 | IPO | | EXCHANGE HLDGS | International Offering | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 200 | | 406.98 | 84.88 |
| AIM | 8/11/99 | 8/1/99 | 1999 | IPO | | EUROLINK MANAGED SERVICES | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 100 | | 10.40 | 0.36 |
| UK Main Market | 8/10/99 | 8/1/99 | 1999 | IPO | | ZERO PREFERENCE GROWTH TRUST | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 50 | | 15.00 | 30.00 |
| AIM | 8/9/99 | 8/1/99 | 1999 | Not IPO | | LONDON SECURITIES | Introduction from Main Market | Main Market to AIM | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 4.69 | 0.00 |
| International Main Market | 8/6/99 | 8/1/99 | 1999 | Not IPO | | OAKHILL GROUP | Introduction | | Republic of Ireland | 547 | Media & Entertainment | Publishing & Printing | | | 25.40 | 0.00 |
| AIM | 8/6/99 | 8/1/99 | 1999 | IPO | | NETVEST.COM | Placing | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 25 | | 1.14 | 0.80 |
| UK Main Market | 8/4/99 | 8/1/99 | 1999 | IPO | | FRAMLINGTON SECOND DUAL TRUST | Offer for Subscription | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 41.57 | 53.45 |
| AIM | 8/3/99 | 8/1/99 | 1999 | IPO | | STARTIT.COM | Placing | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | 5 | | 1.80 | 1.80 |
| AIM | 8/2/99 | 8/1/99 | 1999 | IPO | | GAMEPLAY.COM | Placing | | United Kingdom | 535 | Leisure & Hotels | Home Entertainment | 135 | | 53.59 | 31.00 |
| UK Main Market | 8/2/99 | 8/1/99 | 1999 | IPO | | FREESERVE | Public Offer | | United Kingdom | 974 | Software & Computer Services | Internet | 150 | | 1510.99 | 229.57 |
| UK Main Market | 7/30/99 | 7/1/99 | 1999 | Not IPO | | CARILLION | Introduction | | United Kingdom | 137 | Construction & Building Materials | Other Construction | | | 224.12 | 0.00 |
| UK Main Market | 7/30/99 | 7/1/99 | 1999 | Not IPO | | TARMAC | Introduction Re-admission | | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | | | 1134.41 | 0.00 |
| UK Main Market | 7/30/99 | 7/1/99 | 1999 | IPO | | TECHNOLOGY & INCOME TRUST | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 110.00 | 110.00 |
| AIM | 7/29/99 | 7/1/99 | 1999 | IPO | | ULTIMATE LEISURE GROUP | Placing | | United Kingdom | 560 | Restaurants, Pubs & Breweries | Restaurants, Pubs & Breweries | 145 | | 24.12 | 6.00 |
| AIM | 7/27/99 | 7/1/99 | 1999 | Not IPO | | ATLANTIC CASPIAN RESOURCES | Introduction Re-admission | | United Kingdom | 73 | Oil & Gas | Oil & Gas - Exploration & Production | | | 34.02 | 0.00 |
| UK Main Market | 7/27/99 | 7/1/99 | 1999 | IPO | | GOVETT EUROPEAN ENHANCED INVEST TST | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 32.59 | 32.59 |
| UK Main Market | 7/27/99 | 7/1/99 | 1999 | IPO | | GOVETT EUROPEAN SECURITIES | Placing | | United Kingdom | 850 | Investment Companies | Investment Companies | 100 | | 0.00 | 32.59 |
| AIM | 7/22/99 | 7/1/99 | 1999 | IPO | | GENERAL INDUSTRIES PLC | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 30 | | 1.05 | 0.52 |
| UK Main Market | 7/21/99 | 7/1/99 | 1999 | IPO | | CLOSE FTSE 100 TRUST | Offer for Subscription | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 40.80 | 81.60 |
| UK Main Market | 7/21/99 | 7/1/99 | 1999 | IPO | | LIONTRUST ASSET MANAGEMENT | Placing | | United Kingdom | 871 | Speciality & Other Finance | Asset Managers | 115 | | 37.87 | 11.19 |
| UK Main Market | 7/19/99 | 7/1/99 | 1999 | Not IPO | | MILLER FISHER GROUP | Introduction | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | | | 111.72 | 0.00 |
| International Main Market | 7/19/99 | 7/1/99 | 1999 | Not IPO | | QATAR TELECOM | Introduction | | Qatar | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | | | 460.57 | 0.00 |
| International Main Market | 7/19/99 | 7/1/99 | 1999 | Not IPO | | RODAMCO UNITED KINGDOM NV | Introduction | | Netherlands | 862 | Real Estate | Real Estate Holding & Development | | | 670.56 | 0.00 |
| UK Main Market | 7/19/99 | 7/1/99 | 1999 | Not IPO | | COMINO | Introduction from AIM | AIM to Main Market | United Kingdom | 977 | Software & Computer Services | Software | | | 43.04 | 0.00 |
| UK Main Market | 7/19/99 | 7/1/99 | 1999 | IPO | | HARTEST HLDGS | Placing | | United Kingdom | 264 | Engineering & Machinery | Engineering - Contractors | 10 | | 4.01 | 0.55 |
| UK Main Market | 7/19/99 | 7/1/99 | 1999 | IPO | | KINGSTON COMMUNICATIONS(HULL) | Placing | | United Kingdom | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 225 | | 788.64 | 393.75 |
| AIM | 7/19/99 | 7/1/99 | 1999 | IPO | | RDL GROUP | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 90 | | 10.11 | 1.09 |
| International Main Market | 7/16/99 | 7/1/99 | 1999 | IPO | | BANK HAPOALIM B.M. | International Offering | | Israel | 810 | Banks | Banks | 12.225 | | 1956.00 | 100.71 |
| AIM | 7/16/99 | 7/1/99 | 1999 | IPO | | BARON CORP | Placing | | United Kingdom | 977 | Software & Computer Services | Software | 100 | | 3.20 | 3.00 |
| UK Main Market | 7/15/99 | 7/1/99 | 1999 | IPO | | INTRINSIC VALUE | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 25.06 | 25.00 |
| International Main Market | 7/14/99 | 7/1/99 | 1999 | IPO | | BORD TELECOM EIREANN | Placing | | Republic of Ireland | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 3.9 | | 5672.66 | 2775.39 |
| UK Main Market | 7/12/99 | 7/1/99 | 1999 | Not IPO | | OLD MUTUAL | Introduction | | United Kingdom | 840 | Life Assurance | Life Assurance | | | 4736.36 | 0.00 |
| International Main Market | 7/12/99 | 7/1/99 | 1999 | Not IPO | | BATM ADVANCED COMMUNICATIONS | Introduction from AIM | AIM to Main Market | Israel | 932 | Information Technology Hardware | Computer Hardware | | | 571.55 | 0.00 |
| AIM | 7/12/99 | 7/1/99 | 1999 | IPO | | CORUM | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 25 | | 1.30 | 1.25 |
| AIM | 7/12/99 | 7/1/99 | 1999 | IPO | | XS LEISURE | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 65 | | 7.69 | 2.60 |
| International Main Market | 7/8/99 | 7/1/99 | 1999 | Not IPO | | ARDAGH | Introduction | | Republic of Ireland | 460 | Packaging | Packaging | | | 48.00 | 0.00 |
| UK Main Market | 7/7/99 | 7/1/99 | 1999 | IPO | | TERENCE CHAPMAN GROUP | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 135 | | 91.72 | 21.68 |
| UK Main Market | 7/5/99 | 7/1/99 | 1999 | Not IPO | | PARITY GROUP | Introduction Re-admission | | United Kingdom | 972 | Software & Computer Services | Computer Services | | | 324.46 | 0.00 |
| UK Main Market | 7/5/99 | 7/1/99 | 1999 | IPO | | MARTIN CURRIE ENHANCED INCOME TST | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 16.89 | 26.53 |
| AIM | 7/1/99 | 7/1/99 | 1999 | Not IPO | | WHITECLIFF FILM & TELEVISION | Introduction from Main Market | Main Market to AIM | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | | | 11.28 | 0.00 |
| International Main Market | 6/30/99 | 6/1/99 | 1999 | IPO | | AL EZZ STEEL REBARS S.A.E. | International Offering | | Egypt | 188 | Steel & Other Metals | Steel | 11.43695 | | 4.01 | 4.01 |
| AIM | 6/30/99 | 6/1/99 | 1999 | Not IPO | | EQUATOR GROUP | Introduction Re-admission | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | | | 14.20 | 0.00 |
| AIM | 6/29/99 | 6/1/99 | 1999 | IPO | | CPL RESOURCES | Placing | | Republic of Ireland | 583 | Support Services | Education, Business Training & Employment Agencies | 50 | | 18.10 | 3.00 |
| International Main Market | 6/28/99 | 6/1/99 | 1999 | Not IPO | | ABB LTD | Introduction | | Switzerland | 252 | Electronic & Electrical Equipment | Electrical Equipment | | | 17487.14 | 0.00 |
| AIM | 6/28/99 | 6/1/99 | 1999 | IPO | | BRAMHALL GROUP | Placing | | United Kingdom | 528 | General Retailers | Retailers - Soft Goods | 2 | | 2.04 | 0.30 |
| International Main Market | 6/25/99 | 6/1/99 | 1999 | IPO | | POWSZECHNY BANK KREDYTOWY | International Offering | | Poland | 810 | Banks | Banks | 17.684 | | 60.53 | 60.53 |
| UK Main Market | 6/25/99 | 6/1/99 | 1999 | IPO | | FUTURE NETWORK | Placing | | United Kingdom | 547 | Media & Entertainment | Publishing & Printing | 385 | | 526.16 | 173.25 |
| UK Main Market | 6/24/99 | 6/1/99 | 1999 | Not IPO | | LIBERTY INTERNATIONAL PLC | Introduction | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 1519.65 | 0.00 |
| UK Main Market | 6/15/99 | 6/1/99 | 1999 | IPO | | BFS OVERSEAS SECURITIES | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 0.00 | 25.00 |
| AIM | 6/15/99 | 6/1/99 | 1999 | IPO | | STENOAK SERVICES | Placing | | United Kingdom | 137 | Construction & Building Materials | Other Construction | 120 | | 8.00 | 3.80 |
| AIM | 6/14/99 | 6/1/99 | 1999 | Not IPO | | COOK(D.C.)HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 518 | Distributors | Vehicle Distribution | | | 6.99 | 0.00 |
| AIM | 6/14/99 | 6/1/99 | 1999 | IPO | | INTERMEDIATE EQUITY | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 3 | | 0.84 | 0.84 |
| UK Main Market | 6/10/99 | 6/1/99 | 1999 | IPO | | BWD AIM VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 9.96 | 9.96 |
| International Main Market | 6/9/99 | 6/1/99 | 1999 | IPO | | ALPHA CREDIT BANK | International Offering | | Greece | 810 | Banks | Banks | 16.77 | | 61.58 | 61.58 |
| AIM | 6/8/99 | 6/1/99 | 1999 | Not IPO | | METNOR GROUP | Introduction Re-admission | | United Kingdom | 188 | Steel & Other Metals | Steel | | | 15.09 | 0.00 |
| UK Main Market | 6/7/99 | 6/1/99 | 1999 | IPO | | PREMIER HIGH INCOME TRUST | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 19.46 | 34.86 |
| AIM | 6/4/99 | 6/1/99 | 1999 | IPO | | NETBENEFIT | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 200 | | 25.00 | 6.71 |
| UK Main Market | 6/3/99 | 6/1/99 | 1999 | Not IPO | | HARDY UNDERWRITING GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 834 | Insurance | Insurance - Non-Life | | | 23.75 | 0.00 |
| AIM | 6/2/99 | 6/1/99 | 1999 | Not IPO | | CARLISLE HLDGS LTD | Introduction Re-admission | | Belize (British Hondur | 581 | Support Services | Business Support Services | | | 202.76 | 0.00 |
| AIM | 6/2/99 | 6/1/99 | 1999 | Not IPO | | PROPERTY & CAPITAL GROUP | Introduction Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 9.50 | 0.00 |
| International Main Market | 6/1/99 | 6/1/99 | 1999 | IPO | | KOREA TELECOM | International Offering | | South Korea | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 27.56 | | 1521.31 | 1521.31 |
| AIM | 6/1/99 | 6/1/99 | 1999 | IPO | | ALIBI COMMUNICATIONS | Placing | | United Kingdom | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 75 | | 4.55 | 1.50 |
| AIM | 6/1/99 | 6/1/99 | 1999 | IPO | | UNITE GROUP | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 85 | | 20.49 | 9.83 |
| AIM | 6/1/99 | 6/1/99 | 1999 | IPO | | MONEY CHANNEL | Placing & Offer for Subscription | | United Kingdom | 543 | Media & Entertainment | Subscription Entertainment Networks | 22 | | 9.38 | 6.50 |
| AIM | 6/1/99 | 6/1/99 | 1999 | IPO | | REXONLINE | Placing & Offer for Subscription | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 50 | | 3.00 | 0.80 |
| AIM | 5/26/99 | 5/1/99 | 1999 | Not IPO | | SPORTS INTERNET GROUP | Introduction Re-admission | | United Kingdom | 974 | Software & Computer Services | Internet | | | 66.83 | 0.00 |
| AIM | 5/25/99 | 5/1/99 | 1999 | Not IPO | | NORTHACRE | Introduction Re-admission | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 15.64 | 0.00 |
| UK Main Market | 5/24/99 | 5/1/99 | 1999 | Not IPO | | ANGLO AMERICAN | Introduction | | United Kingdom | 45 | Mining | Mining Finance | | | 12999.82 | 0.00 |
| UK Main Market | 5/19/99 | 5/1/99 | 1999 | IPO | | GLOTEL | Placing | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | 140 | | 23.00 | 23.00 |
| AIM | 5/13/99 | 5/1/99 | 1999 | Not IPO | | ROBOTIC TECHNOLOGY SYSTEMS | Introduction | | United Kingdom | 267 | Engineering & Machinery | Engineering - General | | | 130.05 | 0.00 |
| AIM | 5/13/99 | 5/1/99 | 1999 | IPO | | COMPREHENSIVE BUSINESS SERVICES | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 50 | | 1.05 | 1.00 |
| AIM | 5/13/99 | 5/1/99 | 1999 | IPO | | PERTHSHIRE LEISURE | Placing | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 8.75 | | 3.01 | 1.26 |
| UK Main Market | 5/12/99 | 5/1/99 | 1999 | IPO | | BFS SMALL COMPANIES | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 0.00 | 6.25 |
| UK Main Market | 5/12/99 | 5/1/99 | 1999 | IPO | | BFS SMALL COMPANIES DIVIDEND TST | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 15.00 | 15.00 |
| International Main Market | 5/11/99 | 5/1/99 | 1999 | IPO | | SYNERGON INFORMATION SYSTEMS | International Offering | | Hungary | 972 | Software & Computer Services | Computer Services | 11.47 | | 32.95 | 32.95 |
| UK Main Market | 5/6/99 | 5/1/99 | 1999 | IPO | | BELL GROUP | Placing | | United Kingdom | 588 | Support Services | Security & Alarm Services | 120 | | 62.69 | 25.81 |
| UK Main Market | 5/6/99 | 5/1/99 | 1999 | IPO | | NEW FULCRUM INVESTMENT TRUST | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 105 | | 6.01 | 6.01 |
| UK Main Market | 5/6/99 | 5/1/99 | 1999 | IPO | | NEW FULCRUM SECURITIES | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 105 | | 0.00 | 13.68 |
| AIM | 5/4/99 | 5/1/99 | 1999 | IPO | | JETCAM INTERNATIONAL HLDGS | Placing | | Bermuda | 977 | Software & Computer Services | Software | 70 | | 12.63 | 0.31 |
| UK Main Market | 4/26/99 | 4/1/99 | 1999 | IPO | | DOWNING CLASSIC VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 6.27 | 6.27 |
| AIM | 4/23/99 | 4/1/99 | 1999 | Not IPO | | MAZARAN LEISURE PLC | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 40 | | 9.23 | 6.00 |
| UK Main Market | 4/21/99 | 4/1/99 | 1999 | IPO | | NORTHERN 2 VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 16.89 | 16.89 |
| AIM | 4/20/99 | 4/1/99 | 1999 | IPO | | AFFINITY INTERNET HOLDINGS | Placing | | United Kingdom | 974 | Software & Computer Services | Internet | 70 | | 12.75 | 2.75 |
| AIM | 4/20/99 | 4/1/99 | 1999 | IPO | | VOYAGER 2000 | Placing | | United Kingdom | 879 | Speciality & Other Finance | Other Financial | 5 | | 0.75 | 0.75 |
| AIM | 4/19/99 | 4/1/99 | 1999 | Not IPO | | BULGIN | Introduction | | United Kingdom | 252 | Electronic & Electrical Equipment | Electrical Equipment | | | 4.30 | 0.00 |
| UK Main Market | 4/12/99 | 4/1/99 | 1999 | Not IPO | | PREMIER ASSET MANAGEMENT | Introduction from AIM | AIM to Main Market | United Kingdom | 871 | Speciality & Other Finance | Asset Managers | | | 15.11 | 0.00 |
| UK Main Market | 4/8/99 | 4/1/99 | 1999 | Not IPO | | EASYNET GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 974 | Software & Computer Services | Internet | | | 115.36 | 0.00 |
| UK Main Market | 4/8/99 | 4/1/99 | 1999 | IPO | | BRITISH SMALLER TECHNOLOGY COS VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 10.55 | 10.55 |
| UK Main Market | 4/8/99 | 4/1/99 | 1999 | IPO | | EDINBURGH INCOME AND VALUE TRUST | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 23.69 | 23.69 |
| UK Main Market | 4/8/99 | 4/1/99 | 1999 | IPO | | EDINBURGH VALUE ZEROS | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 0.00 | 15.52 |
| AIM | 4/8/99 | 4/1/99 | 1999 | IPO | | SHERRY FITZGERALD GROUP | Placing | | Republic of Ireland | 864 | Real Estate | Property Agencies | 133 | | 16.96 | 2.66 |
| UK Main Market | 4/1/99 | 4/1/99 | 1999 | IPO | | CANARY WHARF GROUP PLC | Placing | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | 330 | | 2256.20 | 551.10 |
| UK Main Market | 4/1/99 | 4/1/99 | 1999 | IPO | | MERCURY ASSET ALLOCATOR | Public Offer | | United Kingdom | 851 | Investment Companies | International Investment Trusts | 100 | | 97.76 | 0.49 |
| UK Main Market | 3/30/99 | 3/1/99 | 1999 | IPO | | MORSE HLDGS | International Offering | | United Kingdom | 972 | Software & Computer Services | Computer Services | 250 | | 305.72 | 145.19 |
| UK Main Market | 3/30/99 | 3/1/99 | 1999 | IPO | | TRIVEN VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 7.35 | 7.35 |
| International Main Market | 3/25/99 | 3/1/99 | 1999 | Not IPO | | THYSSEN KRUPP AG | Introduction | | Germany | 267 | Engineering & Machinery | Engineering - General | | | 6443.13 | 0.00 |
| UK Main Market | 3/24/99 | 3/1/99 | 1999 | IPO | | CAIRNGORM EURO FIN SEC RESRUCT FD | Offer for Subscription | | United Kingdom | 854 | Investment Companies | European Investment Trusts | 100 | | 17.25 | 16.57 |
| UK Main Market | 3/22/99 | 3/1/99 | 1999 | Not IPO | | MARTIN CURRIE CAPITAL RETURN TRUST | Introduction | | United Kingdom | 857 | Investment Companies | Venture & Development Capital | | | 77.95 | 0.00 |
| UK Main Market | 3/22/99 | 3/1/99 | 1999 | Not IPO | | MARTIN CURRIE PORTFOLIO INV TRUST | Introduction | | United Kingdom | 857 | Investment Companies | Venture & Development Capital | | | 273.91 | 0.00 |
| AIM | 3/22/99 | 3/1/99 | 1999 | Not IPO | | MEDIA CONTENT | Introduction Re-admission | | United Kingdom | 432 | Media | Media Agencies | | | 15.98 | 0.00 |
| UK Main Market | 3/22/99 | 3/1/99 | 1999 | IPO | | BGI ENDOWMENT FUND III | Placing & Public Offer | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 30.00 | 30.00 |
| UK Main Market | 3/17/99 | 3/1/99 | 1999 | IPO | | GEIIT SECURITIES | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 0.00 | 45.35 |
| UK Main Market | 3/17/99 | 3/1/99 | 1999 | IPO | | GOVETT ENCHANCED INC INVESTMNT TST | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 45.35 | 45.35 |
| UK Main Market | 3/16/99 | 3/1/99 | 1999 | Not IPO | | WASTE RECYCLING GROUP | Introduction Re-admission | | United Kingdom | 584 | Support Services | Environmental Control | | | 577.51 | 0.00 |
| UK Main Market | 3/16/99 | 3/1/99 | 1999 | IPO | | GARTMORE HIGH INCOME SECURITIES | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 0.00 | 10.00 |
| UK Main Market | 3/16/99 | 3/1/99 | 1999 | IPO | | GARTMORE HIGH INCOME TRUST | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 20.00 | 20.00 |
| UK Main Market | 3/11/99 | 3/1/99 | 1999 | IPO | | AXON GROUP | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 175 | | 85.39 | 32.85 |
| UK Main Market | 3/8/99 | 3/1/99 | 1999 | IPO | | SOUTH AFRICAN BREWERIES PLC | Placing | | United Kingdom | 415 | Beverages | Beverages - Brewers | 428 | | 3311.36 | 300.37 |
| AIM | 3/8/99 | 3/1/99 | 1999 | IPO | | SPORTS INTERNET GROUP | Placing | | United Kingdom | 535 | Leisure & Hotels | Home Entertainment | 25 | | 2.20 | 1.95 |
| AIM | 3/5/99 | 3/1/99 | 1999 | Not IPO | | DEANES HLDGS | Introduction from Main Market | Main Market to AIM | United Kingdom | 132 | Construction & Building Materials | Building & Construction Materials | | | 1.74 | 0.00 |
| International Main Market | 3/5/99 | 3/1/99 | 1999 | IPO | | AGORA | International Offering | | Poland | 545 | Media & Entertainment | Media Agencies | 9.29 | | 59.01 | 59.01 |
| UK Main Market | 3/5/99 | 3/1/99 | 1999 | IPO | | SYNSTAR | Placing | | United Kingdom | 972 | Software & Computer Services | Computer Services | 165 | | 268.13 | 143.74 |
| International Main Market | 3/4/99 | 3/1/99 | 1999 | IPO | | ANTENNA TV SA | International Offering | | Greece | 542 | Media & Entertainment | Television, Radio and Filmed Entertainment | 15 | | 70.88 | 70.88 |
| AIM | 3/2/99 | 3/1/99 | 1999 | Not IPO | | XKO GROUP PLC | Placing Re-admission | | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | 120 | | 27.95 | 13.07 |
| AIM | 3/1/99 | 3/1/99 | 1999 | Not IPO | | Scotswood Industries | Placing Re-admission | | United Kingdom | 267 | Engineering & Machinery | Engineering - General | 10 | | 3.24 | 1.65 |
| AIM | 2/19/99 | 2/1/99 | 1999 | Not IPO | | GOLDEN PROSPECT | Introduction | | United Kingdom | 859 | Investment Companies | Investment Companies - Not approved under s.842 | | | 18.20 | 0.00 |
| UK Main Market | 2/18/99 | 2/1/99 | 1999 | IPO | | ENHANCED ZERO TRUST | Placing | | United Kingdom | 852 | Investment Companies | UK Investment Trusts | 100 | | 60.00 | 60.00 |
| International Main Market | 2/17/99 | 2/1/99 | 1999 | IPO | | EESTI TELEKOM | International Offering | | Estonia | 673 | Telecommunication Services | Fixed-Line Telecommunication Services | 18.45 | | 133.64 | 133.64 |
| AIM | 2/17/99 | 2/1/99 | 1999 | IPO | | NBA QUANTUM | Placing | | United Kingdom | 137 | Construction & Building Materials | Other Construction | 105 | | 5.16 | 0.25 |
| AIM | 2/16/99 | 2/1/99 | 1999 | Not IPO | | BOGOD GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 519 | Distributors | Distributors - Other | | | 2.45 | 0.00 |
| UK Main Market | 2/11/99 | 2/1/99 | 1999 | Not IPO | | FITNESS FIRST | Introduction from AIM | AIM to Main Market | United Kingdom | 538 | Leisure & Hotels | Leisure Facilities | | | 144.20 | 0.00 |
| UK Main Market | 2/11/99 | 2/1/99 | 1999 | IPO | | ACORN INCOME FUND | Placing | | United Kingdom | 894 | Investment Companies Other | Off-Shore Investment Trusts | 100 | | 12.00 | 12.00 |
| UK Main Market | 1/29/99 | 1/1/99 | 1999 | Not IPO | | GANDER PROPERTIES | Introduction | | United Kingdom | 862 | Real Estate | Real Estate Holding & Development | | | 36.87 | 0.00 |
| UK Main Market | 1/27/99 | 1/1/99 | 1999 | IPO | | CLOSE BROTHERS DEV VCT | Offer for Subscription | | United Kingdom | 895 | Investment Companies Other | Venture Capital Trusts | 100 | | 4.27 | 4.27 |
| UK Main Market | 1/25/99 | 1/1/99 | 1999 | Not IPO | | ASW HLDGS | Placing & Open Offer Re-admission | | United Kingdom | 188 | Steel & Other Metals | Steel | 14 | | 29.95 | 17.06 |
| AIM | 1/19/99 | 1/1/99 | 1999 | Not IPO | | VIRTUALINTERNET.NET PLC | Placing & Open Offer Re-admission | | United Kingdom | 974 | Software & Computer Services | Internet | 100 | | 20.25 | 1.25 |
| UK Main Market | 1/18/99 | 1/1/99 | 1999 | IPO | | JUPITER ENHANCED INC INVESTMENT TST | Placing & Public Offer | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 100 | | 47.71 | 92.10 |
| UK Main Market | 1/14/99 | 1/1/99 | 1999 | Not IPO | | WT FOODS | Placing & Open Offer Re-admission | | United Kingdom | 435 | Food Producers & Processors | Food Processors | 50 | | 76.05 | 28.23 |
| UK Main Market | 1/6/99 | 1/1/99 | 1999 | IPO | | YEOMAN II INVESTMENT TRUST | Placing | | United Kingdom | 899 | Investment Companies Other | Split Capital Investment Trusts | 85 | | 35.77 | 35.77 |
| AIM | 1/6/99 | 1/1/99 | 1999 | Not IPO | | ORCHARD FURNITURE | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | 1 | | 0.45 | 0.20 |
| AIM | 1/5/99 | 1/1/99 | 1999 | Not IPO | | DALKEITH INNS | Placing Re-admission | | United Kingdom | 560 | Restaurants, Pubs & Breweries | Restaurants, Pubs & Breweries | 25 | | 5.10 | 3.90 |
| AIM | 12/23/98 | 12/1/98 | 1998 | Not IPO | | PEEL HOTELS | Placing Re-admission | | United Kingdom | 424 | Leisure & Hotels | Hotels | 135 | | 8.78 | 2.03 |
| AIM | 12/18/98 | 12/1/98 | 1998 | Not IPO | | WILLINGTON | Introduction | | United Kingdom | 414 | Distributors | Distributors, Other | | | 2.75 | 0.00 |
| International Main Market | 12/17/98 | 12/1/98 | 1998 | Not IPO | | ESPRIT HLDGS | Introduction | | Bermuda | 341 | Household Goods & Textiles | Clothing & Footwear | | | 254.13 | 0.00 |
| UK Main Market | 12/17/98 | 12/1/98 | 1998 | Not IPO | | FIBERNET GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 460 | Packaging | Packaging | | | 127.38 | 0.00 |
| UK Main Market | 12/17/98 | 12/1/98 | 1998 | IPO | | BIOGLAN PHARMA | Placing | | United Kingdom | 860 | Split Capital Investment Trusts | Split Capital Investment Trusts | 245 | | 193.04 | 20.09 |
| UK Main Market | 12/11/98 | 12/1/98 | 1998 | IPO | | FINANCIAL OBJECTS | International Offering | | United Kingdom | 487 | Support Services | Information Technology | 220 | | 78.40 | 78.40 |
| UK Main Market | 12/10/98 | 12/1/98 | 1998 | IPO | | SPORTSWORLD MEDIA GROUP | Placing | | United Kingdom | 432 | Media | Media Agencies | 70 | | 23.87 | 2.29 |
| International Main Market | 12/9/98 | 12/1/98 | 1998 | IPO | | ORFE SA | International Offering | | Poland | 370 | Pharmaceuticals | Pharmaceuticals | 9.03 | | 10.78 | 10.78 |
| UK Main Market | 12/9/98 | 12/1/98 | 1998 | IPO | | AIM VCT(THE) | Offer for Subscription | | United Kingdom | 880 | Venture Capital Investment Trusts | Venture Capital Investment Trusts | 100 | | 2.68 | 2.68 |
| UK Main Market | 12/9/98 | 12/1/98 | 1998 | IPO | | BFS OVERSEAS INCOME & GROWTH | Placing | | United Kingdom | 860 | Split Capital Investment Trusts | Split Capital Investment Trusts | 115 | | 15.76 | 15.76 |
| AIM | 12/8/98 | 12/1/98 | 1998 | Not IPO | | ARTISAN(UK) | Introduction | | United Kingdom | 213 | Construction | House Building | | | 3.64 | 0.00 |
| International Main Market | 12/7/98 | 12/1/98 | 1998 | IPO | | PANAFON HELLENIC TELECOMMUNICATIONS | International Offering | | Greece | 460 | Packaging | Packaging | 18.08 | | 417.24 | 365.02 |
| International Main Market | 12/7/98 | 12/1/98 | 1998 | IPO | | ZAGREBACKA BANKA | International Offering | | Croatia | 772 | Other Financial | Financial, Other | 14.95 | | 108.90 | 108.90 |
| UK Main Market | 12/4/98 | 12/1/98 | 1998 | IPO | | MHIT SECURITIES | Placing | | United Kingdom | 860 | Split Capital Investment Trusts | Split Capital Investment Trusts | 50 | | 0.00 | 40.10 |
| UK Main Market | 12/4/98 | 12/1/98 | 1998 | IPO | | MONTHLY HIGH INCOME TRUST (THE) | Placing | | United Kingdom | 860 | Split Capital Investment Trusts | Split Capital Investment Trusts | 50 | | 40.10 | 40.10 |
| AIM | 11/30/98 | 11/1/98 | 1998 | IPO | | CONNAUGHT | Placing | | United Kingdom | 481 | Support Services | Business Support Services | 125 | | 12.08 | 3.20 |
| UK Main Market | 11/23/98 | 11/1/98 | 1998 | IPO | | SINGER & FRIEDLANDER AIM VCT | Offer for Subscription | | United Kingdom | 880 | Venture Capital Investment Trusts | Venture Capital Investment Trusts | 100 | | 7.24 | 7.24 |
| International Main Market | 11/18/98 | 11/1/98 | 1998 | IPO | | TELEKOMUNIKACJA POLSKA | International Offering | | Poland | 460 | Packaging | Packaging | 4.44 | | 547.15 | 547.15 |
| AIM | 11/18/98 | 11/1/98 | 1998 | Not IPO | | OFFSHORE TOOL & ENERGY CORP | Introduction | | USA | 264 | Engineering & Machinery | Engineering - Contractors | | | 13.75 | 0.00 |
| AIM | 11/18/98 | 11/1/98 | 1998 | Not IPO | | LINTON PARK | Introduction from Official List | Main Market to AIM | United Kingdom | 333 | Food Producers | Food Producers | | | 65.99 | 0.00 |
| AIM | 11/18/98 | 11/1/98 | 1998 | Not IPO | | MONDAS | Placing & Open Offer Re-admission | | United Kingdom | 487 | Support Services | Information Technology | 28 | | 3.52 | 0.68 |
| UK Main Market | 11/17/98 | 11/1/98 | 1998 | Not IPO | | GARBAN | Introduction | | United Kingdom | 772 | Other Financial | Financial, Other | | | 109.84 | 0.00 |
| UK Main Market | 11/16/98 | 11/1/98 | 1998 | Not IPO | | INVESCO RECOVERY TRUST 2005 | Introduction | | United Kingdom | 860 | Split Capital Investment Trusts | Split Capital Investment Trusts | | | 5.87 | 0.00 |
| UK Main Market | 11/11/98 | 11/1/98 | 1998 | Not IPO | | BRITANNIC | Introduction Re-admission | | United Kingdom | 740 | Life Assurance | Life Assurance | | | 2388.36 | 0.00 |
| AIM | 11/10/98 | 11/1/98 | 1998 | IPO | | CHARRIOL PLC | Placing | | United Kingdom | 772 | Other Financial | Financial, Other | 25 | | 1.25 | 1.20 |
| UK Main Market | 11/5/98 | 11/1/98 | 1998 | Not IPO | | PRIMARY HEALTH PROPERTIES | Introduction from AIM | AIM to Main Market | United Kingdom | 792 | Property | Property | | | 13.20 | 0.00 |
| UK Main Market | 11/5/98 | 11/1/98 | 1998 | IPO | | MSW TECHNOLOGY | Placing | | United Kingdom | 487 | Support Services | Information Technology | 97 | | 7.95 | 3.07 |
| AIM | 11/4/98 | 11/1/98 | 1998 | IPO | | HONEYCOMBE LEISURE | Placing | | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | 55 | | 12.40 | 3.00 |
| UK Main Market | 11/2/98 | 11/1/98 | 1998 | Not IPO | | ALLIANCE RESOURCES | Introduction Re-admission | | United Kingdom | 162 | Oil Exploration & Production | Oil Exploration & Production | | | 9.02 | 0.00 |
| UK Main Market | 11/2/98 | 11/1/98 | 1998 | IPO | | GUINNESS FLIGHT GEARED INC&GROWTH | Placing | | United Kingdom | 860 | Split Capital Investment Trusts | Split Capital Investment Trusts | 100 | | 27.23 | 42.35 |
| UK Main Market | 10/30/98 | 10/1/98 | 1998 | IPO | | COLLECTIVE ASSETS TRUST | Placing | | United Kingdom | 802 | Investment Trusts | UK Investment Trusts | 100 | | 5.22 | 1.40 |
| AIM | 10/29/98 | 10/1/98 | 1998 | Not IPO | | CARLISLE GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 481 | Support Services | Business Support Services | | | 3.28 | 0.00 |
| AIM | 10/29/98 | 10/1/98 | 1998 | IPO | | CARLISLE HLDGS | Placing & Offer for Subscription | | Belize (British Hondur | 481 | Support Services | Business Support Services | 10.57 | | 116.53 | 50.01 |
| UK Main Market | 10/26/98 | 10/1/98 | 1998 | Not IPO | | EURO SALES FINANCE | Introduction from AIM | AIM to Main Market | United Kingdom | 772 | Other Financial | Financial, Other | | | 21.42 | 0.00 |
| UK Main Market | 10/26/98 | 10/1/98 | 1998 | Not IPO | | INTERCAPITAL | Introduction Re-admission | | United Kingdom | 772 | Other Financial | Financial, Other | | | 87.02 | 0.00 |
| UK Main Market | 10/23/98 | 10/1/98 | 1998 | Not IPO | | BWA GROUP | Placing Re-admission | | United Kingdom | 341 | Household Goods & Textiles | Clothing & Footwear | 12.5 | | 14.13 | 1.40 |
| UK Main Market | 10/22/98 | 10/1/98 | 1998 | Not IPO | | HERCULES PROPERTY SERVICES | Introduction from AIM | AIM to Main Market | United Kingdom | 794 | Property | Property Agencies | | | 26.19 | 0.00 |
| AIM | 10/20/98 | 10/1/98 | 1998 | Not IPO | | THOMAS POTTS | Introduction Re-admission | | United Kingdom | 284 | Paper, Packaging & Printing | Printing | 0 | | 10.00 | 0.00 |
| AIM | 10/20/98 | 10/1/98 | 1998 | IPO | | OLD MONK CO | Placing | | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | 60 | | 10.91 | 1.50 |
| UK Main Market | 10/19/98 | 10/1/98 | 1998 | Not IPO | | K.S.BIOMEDIX HLDGS | Introduction from AIM | AIM to Main Market | United Kingdom | 370 | Pharmaceuticals | Pharmaceuticals | | | 101.67 | 0.00 |
| UK Main Market | 10/16/98 | 10/1/98 | 1998 | IPO | | PICCADILLY GROWTH TST | Placing | | United Kingdom | 804 | Investment Trusts | European Investment Trusts | 93 | | 7.69 | 3.02 |
| UK Main Market | 10/15/98 | 10/1/98 | 1998 | Not IPO | | SOUTHERN NEWSPAPERS | Introduction from AIM | AIM to Main Market | United Kingdom | 436 | Media | Publishing | | | 160.13 | 0.00 |
| AIM | 10/14/98 | 10/1/98 | 1998 | IPO | | NATURAL BUILDING MATERIALS | Placing | | United Kingdom | 222 | Building Materials & Merchants | Building Materials | 100 | | 4.93 | 3.15 |
| UK Main Market | 10/6/98 | 10/1/98 | 1998 | IPO | | EXETER ENHANCED INCOME | Placing | | United Kingdom | 778 | Utilities - Other | Provision of water and the removal of sewage | 100 | | 40.00 | 40.00 |
| International Main Market | 10/6/98 | 10/1/98 | 1998 | IPO | | FIRST ACTIVE | Placing | | Republic of Ireland | 710 | Banks, Retail | Banks, Retail | 2.25 | | 307.27 | 92.04 |
| UK Main Market | 10/5/98 | 10/1/98 | 1998 | Not IPO | | FAIRVIEW HLDGS | Introduction | | United Kingdom | 792 | Property | Property | | | 187.40 | 0.00 |
| UK Main Market | 10/5/98 | 10/1/98 | 1998 | Not IPO | | TERRANOVA FOODS | Introduction | | United Kingdom | 330 | Food Producers | Food Producers | | | 255.94 | 0.00 |
| UK Main Market | 10/2/98 | 10/1/98 | 1998 | Not IPO | | GARTMORE SNT | Introduction | | United Kingdom | 860 | Split Capital Investment Trusts | Split Capital Investment Trusts | | | 52.79 | 0.00 |
| UK Main Market | 10/1/98 | 10/1/98 | 1998 | Not IPO | | GOVETT ASIAN RECOVERY TRUST | Introduction | | United Kingdom | 805 | Investment Trusts | Geographical Specialists | | | 32.85 | 0.00 |
| UK Main Market | 10/1/98 | 10/1/98 | 1998 | Not IPO | | A DE GRUCHY HLDGS | Introduction from AIM | AIM to Main Market | United Kingdom | 452 | Retailers, General | Retailers, Multi Department | | | 38.20 | 0.00 |
| AIM | 9/30/98 | 9/1/98 | 1998 | Not IPO | | LTG TECHNOLOGIES | Introduction | | United Kingdom | 265 | Engineering | Engineering, General | | | 0.00 | 0.00 |
| AIM | 9/29/98 | 9/1/98 | 1998 | Not IPO | | GTL RESOURCES PLC | Introduction Re-admission | | United Kingdom | 150 | Oil, Integrated | Oil, Integrated | 0 | | 7.23 | 0.00 |
| UK Main Market | 9/28/98 | 9/1/98 | 1998 | Not IPO | | AMLIN | Introduction Re-admission | | United Kingdom | 734 | Insurance | Insurance, Composite | | | 264.07 | 0.00 |
| AIM | 9/28/98 | 9/1/98 | 1998 | Not IPO | | HARTFORD GROUP | Introduction Re-admission | | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | 0 | | 15.76 | 0.00 |
| UK Main Market | 9/24/98 | 9/1/98 | 1998 | Not IPO | | WATERFALL HLDGS | Introduction from AIM | AIM to Main Market | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | | | 22.69 | 0.00 |
| UK Main Market | 9/21/98 | 9/1/98 | 1998 | Not IPO | | CELTIC | Introduction from AIM | AIM to Main Market | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | | | 96.43 | 0.00 |
| AIM | 9/18/98 | 9/1/98 | 1998 | Not IPO | | MANO RIVER RESOURCES INC. | Offer for Subscription Re-admission | | Canada | 125 | Extractive Industries | Other Mineral Extractors & Mines | 12 | | 8.42 | 0.76 |
| UK Main Market | 9/14/98 | 9/1/98 | 1998 | Not IPO | | TADPOLE TECHNOLOGY | Introduction Re-admission | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 6.77 | 0.00 |
| UK Main Market | 9/8/98 | 9/1/98 | 1998 | Not IPO | | ALLIED ZURICH | Introduction | | United Kingdom | 772 | Other Financial | Financial, Other | | | 12345.26 | 0.00 |
| UK Main Market | 9/8/98 | 9/1/98 | 1998 | Not IPO | | BRITISH AMERICAN TOBACCO | Introduction Re-admission | | United Kingdom | 380 | Tobacco | Tobacco | | | 7330.22 | 0.00 |
| AIM | 9/3/98 | 9/1/98 | 1998 | Not IPO | | MV SPORTS GROUP PLC | Placing & Open Offer Re-admission | | United Kingdom | 414 | Distributors | Distributors, Other | 0.5 | | 8.35 | 2.53 |
| AIM | 9/2/98 | 9/1/98 | 1998 | IPO | | PRIVATE & COMMERCIAL FINANCE GROUP | Placing | | United Kingdom | 772 | Other Financial | Financial, Other | 65 | | 4.05 | 0.80 |
| AIM | 9/2/98 | 9/1/98 | 1998 | IPO | | PARALLEL PICTURES GROUP | Placing & Offer for Subscription | | United Kingdom | 434 | Media | Broadcasting Contractors | 32 | | 4.07 | 0.80 |
| UK Main Market | 9/1/98 | 9/1/98 | 1998 | Not IPO | | FREEPAGES GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 436 | Media | Publishing | | | 189.57 | 0.00 |
| UK Main Market | 9/1/98 | 9/1/98 | 1998 | IPO | | MURRAY EXTRA RETURN INVESTMENT TR | Placing | | United Kingdom | 860 | Split Capital Investment Trusts | Split Capital Investment Trusts | 20 | | 31.58 | 14.81 |
| AIM | 9/1/98 | 9/1/98 | 1998 | Not IPO | | PUBS'N'BARS PLC | Placing Re-admission | | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | 52 | | 1.92 | 0.25 |
| UK Main Market | 8/25/98 | 8/1/98 | 1998 | IPO | | GBIGT SECURITIES | Placing | | United Kingdom | 778 | Utilities - Other | Provision of water and the removal of sewage | 1.675 | | 0.00 | 16.75 |
| UK Main Market | 8/24/98 | 8/1/98 | 1998 | Not IPO | | GALL THOMSON ENVIRONMENTAL | Introduction from AIM | AIM to Main Market | United Kingdom | 165 | Oil Exploration & Production | Oil Services | | | 18.36 | 0.00 |
| UK Main Market | 8/24/98 | 8/1/98 | 1998 | IPO | | KILN | Placing & Open Offer | | United Kingdom | 734 | Insurance | Insurance, Composite | 130 | | 127.12 | 50.00 |
| AIM | 8/21/98 | 8/1/98 | 1998 | IPO | | INTER LINK FOODS | Placing | | United Kingdom | 330 | Food Producers | Food Producers | 110 | | 5.15 | 2.40 |
| AIM | 8/19/98 | 8/1/98 | 1998 | IPO | | METNOR GROUP | Placing | | United Kingdom | 261 | Engineering | Engineering, Metallurgy | 100 | | 12.70 | 2.70 |
| AIM | 8/19/98 | 8/1/98 | 1998 | Not IPO | | PATHFINDER PROPERTIES | Placing & Offer for Subscription Re | | United Kingdom | 792 | Property | Property | 17 | | 11.44 | 0.86 |
| UK Main Market | 8/18/98 | 8/1/98 | 1998 | Not IPO | | NHP | Introduction from AIM | AIM to Main Market | United Kingdom | 792 | Property | Property | | | 130.30 | 0.00 |
| AIM | 8/14/98 | 8/1/98 | 1998 | IPO | | FIRESTONE DIAMONDS | Placing | | United Kingdom | 125 | Extractive Industries | Other Mineral Extractors & Mines | 114 | | 25.74 | 2.14 |
| UK Main Market | 8/12/98 | 8/1/98 | 1998 | Not IPO | | ANN STREET GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | | | 62.46 | 0.00 |
| AIM | 8/12/98 | 8/1/98 | 1998 | Not IPO | | Hacas Group Plc | Introduction Re-admission | | United Kingdom | 792 | Property | Property | 0 | | 8.63 | 0.00 |
| AIM | 8/12/98 | 8/1/98 | 1998 | Not IPO | | Talisman House | Placing Re-admission | | United Kingdom | 772 | Other Financial | Financial, Other | 4.25 | | 6.23 | 1.49 |
| AIM | 8/10/98 | 8/1/98 | 1998 | IPO | | WILMSLOW GROUP | Placing | | United Kingdom | 341 | Household Goods & Textiles | Clothing & Footwear | 2 | | 1.97 | 0.65 |
| UK Main Market | 8/6/98 | 8/1/98 | 1998 | IPO | | HIDDEN HEARING INTERNATIONAL | Placing | | United Kingdom | 367 | Health Care | Other Health Care | 140 | | 31.22 | 9.00 |
| AIM | 8/6/98 | 8/1/98 | 1998 | Not IPO | | CRC GROUP | Placing Re-admission | | United Kingdom | 487 | Support Services | Information Technology | 145 | | 29.80 | 1.45 |
| UK Main Market | 8/5/98 | 8/1/98 | 1998 | Not IPO | | STYLE HLDGS | Introduction from AIM | AIM to Main Market | United Kingdom | 454 | Retailers, General | Retailers, Chain Stores | | | 22.88 | 0.00 |
| AIM | 8/5/98 | 8/1/98 | 1998 | IPO | | PREMIER DIRECT GROUP | Placing | | United Kingdom | 436 | Media | Publishing | 180 | | 6.60 | 3.11 |
| International Main Market | 8/4/98 | 8/1/98 | 1998 | IPO | | EFG HERMES HLDGS | International Offering | | Egypt | 772 | Other Financial | Financial, Other | 11.75 | | 34.21 | 34.21 |
| AIM | 8/4/98 | 8/1/98 | 1998 | Not IPO | | DOWNTEX | Tf from Off list Offer for subscrip | AIM to Main Market | United Kingdom | 349 | Household Goods & Textiles | Other Textiles & Leather Goods | 25 | | 3.04 | 0.54 |
| UK Main Market | 7/31/98 | 7/1/98 | 1998 | Not IPO | | WATERMARK GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 432 | Media | Media Agencies | | | 12.61 | 0.00 |
| AIM | 7/29/98 | 7/1/98 | 1998 | Not IPO | | DINKIE HEEL | Introduction from Main Market | Main Market to AIM | United Kingdom | 341 | Household Goods & Textiles | Clothing & Footwear | | | 2.75 | 0.00 |
| International Main Market | 7/29/98 | 7/1/98 | 1998 | IPO | | STRINTZIS LINES SHIPPING S.A. | International Offering | | Greece | 496 | Transport | Shipping & Ports | 33.86 | | 61.26 | 61.26 |
| UK Main Market | 7/29/98 | 7/1/98 | 1998 | IPO | | MARTIN CURRIE HIGH INCOME TRUST | Placing | | United Kingdom | 802 | Investment Trusts | UK Investment Trusts | 100 | | 25.00 | 25.00 |
| UK Main Market | 7/27/98 | 7/1/98 | 1998 | Not IPO | | TOROTRAK | Introduction | | United Kingdom | 270 | Engineering, Vehicles | Vehicle Components & Assemblers | | | 294.30 | 0.00 |
| UK Main Market | 7/27/98 | 7/1/98 | 1998 | Not IPO | | JASMIN | Introduction from AIM | AIM to Main Market | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 9.30 | 0.00 |
| AIM | 7/27/98 | 7/1/98 | 1998 | Not IPO | | ITG GROUP | Placing & Open Offer Re-admission | | Republic of Ireland | 460 | Packaging | Packaging | 270 | | 25.44 | 12.88 |
| UK Main Market | 7/27/98 | 7/1/98 | 1998 | Not IPO | | ZERGO HLDGS | Placing transfer from AIM | AIM to Main Market | United Kingdom | 481 | Support Services | Business Support Services | 450 | | 81.64 | 46.83 |
| AIM | 7/24/98 | 7/1/98 | 1998 | Not IPO | | LONDON & EDINBURGH PUBLISHING | Placing Re-admission | | United Kingdom | 436 | Media | Publishing | 100 | | 2.95 | 1.41 |
| UK Main Market | 7/23/98 | 7/1/98 | 1998 | Not IPO | | CHAUCER HOLDINGS | Introduction Re-admission | | United Kingdom | 734 | Insurance | Insurance, Composite | | | 62.18 | 0.00 |
| AIM | 7/23/98 | 7/1/98 | 1998 | IPO | | SUPARULE | Placing | | Republic of Ireland | 253 | Electronic & Electrical Equipment | Electronic Equipment | 97.5 | | 5.35 | 1.61 |
| UK Main Market | 7/22/98 | 7/1/98 | 1998 | Not IPO | | GIOMA RESTAURANTS | Introduction Re-admission | | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | | | 10.05 | 0.00 |
| AIM | 7/22/98 | 7/1/98 | 1998 | IPO | | SPRINGBOARD VENTURE MANAGERS | Placing | | United Kingdom | 772 | Other Financial | Financial, Other | 125 | | 6.83 | 5.13 |
| International Main Market | 7/20/98 | 7/1/98 | 1998 | IPO | | PRESS CORP | International Offering | | Malawi | 240 | Diversified Industrials | Diversified Industrials | 11.45 | | 14.00 | 5.51 |
| UK Main Market | 7/20/98 | 7/1/98 | 1998 | Not IPO | | SELFRIDGES | Introduction | | United Kingdom | 452 | Retailers, General | Retailers, Multi Department | | | 361.22 | 0.00 |
| UK Main Market | 7/20/98 | 7/1/98 | 1998 | Not IPO | | LE RICHE GROUP | Introduction from AIM | AIM to Main Market | United Kingdom | 440 | Retailers, Food | Retailers and Wholesalers, Food | | | 88.42 | 0.00 |
| UK Main Market | 7/20/98 | 7/1/98 | 1998 | Not IPO | | SYNDICATE CAPITAL TRUST | Introduction Re-admission | | United Kingdom | 734 | Insurance | Insurance, Composite | | | 167.38 | 0.00 |
| AIM | 7/17/98 | 7/1/98 | 1998 | Not IPO | | SODRA PETROLEUM AB | Introduction | | Sweden | 162 | Oil Exploration & Production | Oil Exploration & Production | | | 25.32 | 0.00 |
| UK Main Market | 7/16/98 | 7/1/98 | 1998 | Not IPO | | MURRAY VENTURES INVESTMENT TRUST | Introduction | | United Kingdom | 802 | Investment Trusts | UK Investment Trusts | | | 57.97 | 0.00 |
| International Main Market | 7/16/98 | 7/1/98 | 1998 | IPO | | RYANAIR HLDGS | Placing | | Republic of Ireland | 492 | Transport | Airlines & Airports | 466 | | 780.20 | 97.86 |
| UK Main Market | 7/14/98 | 7/1/98 | 1998 | IPO | | BALDWINS INDUSTRIAL SERVICES | Placing | | United Kingdom | 481 | Support Services | Business Support Services | 112 | | 33.40 | 11.00 |
| UK Main Market | 7/13/98 | 7/1/98 | 1998 | IPO | | COCA-COLA BEVERAGES | Public Offer | | United Kingdom | 333 | Food Producers | Food Producers | 160 | | 1707.21 | 228.32 |
| UK Main Market | 7/10/98 | 7/1/98 | 1998 | Not IPO | | EDINBURGH WORLDWIDE INVESTMENT TST | Introduction | | United Kingdom | 802 | Investment Trusts | UK Investment Trusts | | | 102.54 | 0.00 |
| AIM | 7/8/98 | 7/1/98 | 1998 | IPO | | TOUCHSTONE GROUP | Placing | | United Kingdom | 487 | Support Services | Information Technology | 105 | | 10.25 | 2.96 |
| AIM | 7/7/98 | 7/1/98 | 1998 | Not IPO | | SURGICAL INNOVATIONS GROUP | Introduction Re-admission | | United Kingdom | 366 | Health Care | Medical Products & Supplies | 0 | | 7.64 | 0.00 |
| AIM | 7/7/98 | 7/1/98 | 1998 | IPO | | POLICY MASTER GROUP | Placing | | United Kingdom | 487 | Support Services | Information Technology | 150 | | 21.20 | 6.02 |
| AIM | 7/7/98 | 7/1/98 | 1998 | IPO | | SPORTS & OUTDOOR MEDIA INTL | Placing | | United Kingdom | 432 | Media | Media Agencies | 76 | | 23.45 | 4.00 |
| International Main Market | 7/2/98 | 7/1/98 | 1998 | IPO | | DOR ENERGY(1998) | International Offering | | Israel | 165 | Oil Exploration & Production | Oil Services | 7.2 | | 73.56 | 28.73 |
| UK Main Market | 7/2/98 | 7/1/98 | 1998 | Not IPO | | PRISM RAIL | Introduction from AIM | AIM to Main Market | United Kingdom | 494 | Transport | Rail & Road | | | 116.21 | 0.00 |
| AIM | 7/1/98 | 7/1/98 | 1998 | IPO | | CCM DISTRIBUTION | Placing | | United Kingdom | 412 | Distributors | Distributors of Industrial Components & Equipment | 10 | | 16.50 | 2.50 |
| UK Main Market | 7/1/98 | 7/1/98 | 1998 | IPO | | ECSOFT GROUP PLC | Placing | | United Kingdom | 487 | Support Services | Information Technology | 1807 | | 196.96 | 36.14 |
| UK Main Market | 7/1/98 | 7/1/98 | 1998 | IPO | | DRESDNER RCM INCOME GROWTH INV TST | Public Offer | | United Kingdom | 860 | Split Capital Investment Trusts | Split Capital Investment Trusts | 100 | | 50.12 | 50.12 |
| AIM | 6/30/98 | 6/1/98 | 1998 | Not IPO | | BIRKDALE GROUP | Introduction from Main Market | Main Market to AIM | United Kingdom | 432 | Media | Media Agencies | | | 1.74 | 0.00 |
| International Main Market | 6/30/98 | 6/1/98 | 1998 | IPO | | HELLENIC PETROLEUM SA | International Offering | | Greece | 165 | Oil Exploration & Production | Oil Services | 62.67 | | 892.29 | 202.80 |
| AIM | 6/30/98 | 6/1/98 | 1998 | IPO | | INTERIOR SERVICES GROUP | Placing | | United Kingdom | 481 | Support Services | Business Support Services | 126 | | 26.39 | 7.25 |
| AIM | 6/30/98 | 6/1/98 | 1998 | Not IPO | | OmniMedia | Placing & Offer for Subscription Re | | United Kingdom | 487 | Support Services | Information Technology | 60 | | 17.50 | 5.00 |
| AIM | 6/30/98 | 6/1/98 | 1998 | Not IPO | | YEOMAN GROUP | Placing & Open Offer Re-admission | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 80 | | 6.04 | 1.76 |
| International Main Market | 6/29/98 | 6/1/98 | 1998 | Not IPO | | TNT POST GROEP NV | Introduction | | Netherlands | 481 | Support Services | Business Support Services | | | 6696.89 | 0.00 |
| AIM | 6/29/98 | 6/1/98 | 1998 | IPO | | MURRAY FINANCIAL CORP | Placing & Offer for Subscription | | United Kingdom | 772 | Other Financial | Financial, Other | 10 | | 10.00 | 10.00 |
| AIM | 6/25/98 | 6/1/98 | 1998 | IPO | | ADVAL GROUP | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 65 | | 8.57 | 2.15 |
| International Main Market | 6/25/98 | 6/1/98 | 1998 | IPO | | ALSTOM | Placing | | France | 252 | Electronic & Electrical Equipment | Electrical Equipment | 205 | | 4559.73 | 2302.53 |
| UK Main Market | 6/25/98 | 6/1/98 | 1998 | IPO | | HW GROUP | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 160 | | 42.54 | 18.60 |
| UK Main Market | 6/25/98 | 6/1/98 | 1998 | Not IPO | | TARSUS GROUP | Placing & Open Offer Re-admission | | United Kingdom | 436 | Media | Publishing | 40 | | 9.33 | 3.50 |
| International Main Market | 6/23/98 | 6/1/98 | 1998 | IPO | | MALTACOM | International Offering | | Malta | 460 | Packaging | Packaging | 13.62 | | 56.42 | 56.42 |
| UK Main Market | 6/22/98 | 6/1/98 | 1998 | Not IPO | | PIC INTERNATIONAL GROUP | Introduction | | United Kingdom | 330 | Food Producers | Food Producers | | | 390.18 | 0.00 |
| UK Main Market | 6/22/98 | 6/1/98 | 1998 | IPO | | ADVANCE DEVELOPING MARKETS TRUST | Placing | | United Kingdom | 801 | Investment Trusts | International Investment Trusts | 100 | | 80.00 | 80.00 |
| UK Main Market | 6/19/98 | 6/1/98 | 1998 | IPO | | NEW LOOK GROUP | Placing | | United Kingdom | 454 | Retailers, General | Retailers, Chain Stores | 165 | | 330.00 | 87.00 |
| International Main Market | 6/18/98 | 6/1/98 | 1998 | IPO | | WOOLWORTHS HLDGS | Intermediaries Offer | | South Africa | 452 | Retailers, General | Retailers, Multi Department | 12.603 | | 61.33 | 55.20 |
| International Main Market | 6/18/98 | 6/1/98 | 1998 | IPO | | CESKE RADIOKOMUNIKACE | International Offering | | Czech Republic | 460 | Packaging | Packaging | 16.33 | | 82.03 | 82.03 |
| AIM | 6/18/98 | 6/1/98 | 1998 | Not IPO | | TRICORDER TECHNOLOGY | Introduction | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 15.60 | 0.00 |
| UK Main Market | 6/18/98 | 6/1/98 | 1998 | Not IPO | | DAWSON HLDGS | Introduction from AIM | AIM to Main Market | United Kingdom | 481 | Support Services | Business Support Services | | | 108.72 | 0.00 |
| AIM | 6/18/98 | 6/1/98 | 1998 | IPO | | ANGLO SIBERIAN OIL CO | Placing | | United Kingdom | 162 | Oil Exploration & Production | Oil Exploration & Production | 100 | | 36.29 | 15.40 |
| UK Main Market | 6/18/98 | 6/1/98 | 1998 | IPO | | BRITISH REGIONAL AIR LINES GROUP | Placing | | United Kingdom | 492 | Transport | Airlines & Airports | 150 | | 97.00 | 61.01 |
| AIM | 6/16/98 | 6/1/98 | 1998 | IPO | | CITY GOURMETS HLDGS | Placing | | United Kingdom | 440 | Retailers, Food | Retailers and Wholesalers, Food | 100 | | 20.90 | 2.54 |
| UK Main Market | 6/16/98 | 6/1/98 | 1998 | Not IPO | | BOOSEY & HAWKES GROUP | Placing Re-admission | | United Kingdom | 436 | Media | Publishing | 630 | | 123.61 | 41.43 |
| UK Main Market | 6/15/98 | 6/1/98 | 1998 | Not IPO | | INVESCO CONTINENTAL SMALLER CO TRST | Introduction | | United Kingdom | 804 | Investment Trusts | European Investment Trusts | 100 | | 52.63 | 0.00 |
| AIM | 6/15/98 | 6/1/98 | 1998 | IPO | | ATA GROUP | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 134 | | 8.69 | 0.80 |
| AIM | 6/15/98 | 6/1/98 | 1998 | IPO | | JSB SOFTWARE TECHNOLOGIES | Placing | | United Kingdom | 487 | Support Services | Information Technology | 200 | | 18.93 | 8.20 |
| UK Main Market | 6/12/98 | 6/1/98 | 1998 | IPO | | GOLDSHIELD GROUP | Placing | | United Kingdom | 370 | Pharmaceuticals | Pharmaceuticals | 180 | | 57.92 | 12.69 |
| UK Main Market | 6/12/98 | 6/1/98 | 1998 | IPO | | ITNET | Placing | | United Kingdom | 487 | Support Services | Information Technology | 350 | | 246.06 | 125.80 |
| International Main Market | 6/11/98 | 6/1/98 | 1998 | IPO | | FINANSBANK | International Offering | | Turkey | 710 | Banks, Retail | Banks, Retail | 7.27 | | 34.96 | 34.96 |
| AIM | 6/9/98 | 6/1/98 | 1998 | Not IPO | | SAFESTORE | Placing Re-admission | | United Kingdom | 481 | Support Services | Business Support Services | 65 | | 14.58 | 7.02 |
| International Main Market | 6/8/98 | 6/1/98 | 1998 | Not IPO | | GEO INTERACTIVE MEDIA GROUP | Placing transfer from AIM | AIM to Main Market | Israel | 487 | Support Services | Information Technology | 145 | | 171.10 | 26.10 |
| International Main Market | 6/4/98 | 6/1/98 | 1998 | IPO | | BANCA TURCO ROMANA SA | International Offering | | Romania | 710 | Banks, Retail | Banks, Retail | 18.5 | | 24.51 | 24.51 |
| UK Main Market | 6/4/98 | 6/1/98 | 1998 | IPO | | MULTI EQUIPMENT RENTAL | Placing | | United Kingdom | 217 | Construction | Other Construction | 10 | | 2.85 | 1.59 |
| UK Main Market | 6/4/98 | 6/1/98 | 1998 | IPO | | QUANTICA | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 124 | | 48.31 | 12.07 |
| International Main Market | 6/3/98 | 6/1/98 | 1998 | IPO | | SPT TELECOM | International Offering | | Czech Republic | 460 | Packaging | Packaging | 13 | | 2568.03 | 2568.03 |
| UK Main Market | 6/3/98 | 6/1/98 | 1998 | IPO | | GAME | Placing | | United Kingdom | 454 | Retailers, General | Retailers, Chain Stores | 200 | | 147.66 | 78.89 |
| AIM | 6/2/98 | 6/1/98 | 1998 | IPO | | JAMES R KNOWLES(HLDGS) | Placing | | United Kingdom | 217 | Construction | Other Construction | 85 | | 16.93 | 5.00 |
| UK Main Market | 6/1/98 | 6/1/98 | 1998 | IPO | | DRESDNER RCM ENDOWNMENT PCY TST2010 | Placing | | United Kingdom | 802 | Investment Trusts | UK Investment Trusts | 100 | | 25.00 | 25.00 |
| UK Main Market | 5/29/98 | 5/1/98 | 1998 | IPO | | COMPUTACENTER | International Offering | | United Kingdom | 487 | Support Services | Information Technology | 670 | | 1185.90 | 296.84 |
| International Main Market | 5/29/98 | 5/1/98 | 1998 | IPO | | NATIONAL BANK OF GREECE | International Offering | | Greece | 710 | Banks, Retail | Banks, Retail | 30.33 | | 231.72 | 40.32 |
| UK Main Market | 5/28/98 | 5/1/98 | 1998 | IPO | | CITY NORTH GROUP | Placing | | United Kingdom | 792 | Property | Property | 145 | | 31.42 | 11.00 |
| International Main Market | 5/22/98 | 5/1/98 | 1998 | IPO | | MOSTOSTAL WARSZAWA | International Offering | | Poland | 210 | Construction | Construction | 7.76 | | 11.86 | 11.86 |
| UK Main Market | 5/21/98 | 5/1/98 | 1998 | IPO | | ICM COMPUTER GROUP | Placing | | United Kingdom | 487 | Support Services | Information Technology | 180 | | 34.27 | 18.34 |
| AIM | 5/20/98 | 5/1/98 | 1998 | IPO | | AMBIENT MEDIA CORP | Placing | | United Kingdom | 432 | Media | Media Agencies | 90 | | 17.22 | 6.00 |
| UK Main Market | 5/20/98 | 5/1/98 | 1998 | IPO | | ESKMUIR PROPERTIES | Placing | | United Kingdom | 792 | Property | Property | 220 | | 138.21 | 50.00 |
| UK Main Market | 5/19/98 | 5/1/98 | 1998 | Not IPO | | WREN | Introduction | | United Kingdom | 736 | Insurance | Insurance, Lloyd's Funds | | | 76.08 | 0.00 |
| UK Main Market | 5/18/98 | 5/1/98 | 1998 | Not IPO | | GANDER HLDGS | Introduction from AIM | AIM to Main Market | United Kingdom | 792 | Property | Property | | | 33.61 | 0.00 |
| UK Main Market | 5/18/98 | 5/1/98 | 1998 | Not IPO | | TRACKER NETWORK | Introduction from AIM | AIM to Main Market | United Kingdom | 481 | Support Services | Business Support Services | | | 51.39 | 0.00 |
| UK Main Market | 5/18/98 | 5/1/98 | 1998 | IPO | | ELDERSTREET DOWNING VCT | Offer for Subscription | | United Kingdom | 880 | Venture Capital Investment Trusts | Venture Capital Investment Trusts | 100 | | 13.55 | 13.55 |
| UK Main Market | 5/18/98 | 5/1/98 | 1998 | IPO | | PENNINE DOWNING AIM VCT | Offer for Subscription | | United Kingdom | 880 | Venture Capital Investment Trusts | Venture Capital Investment Trusts | 100 | | 8.16 | 8.16 |
| AIM | 5/18/98 | 5/1/98 | 1998 | IPO | | DIMENSION RESOURCES | Placing | | Bermuda | 222 | Building Materials & Merchants | Building Materials | 30 | | 18.80 | 1.30 |
| AIM | 5/18/98 | 5/1/98 | 1998 | IPO | | INTER-ALLIANCE | Placing | | United Kingdom | 772 | Other Financial | Financial, Other | 325 | | 17.84 | 3.95 |
| UK Main Market | 5/18/98 | 5/1/98 | 1998 | IPO | | TAYLOR & FRANCIS GROUP | Placing | | United Kingdom | 436 | Media | Publishing | 200 | | 129.33 | 24.27 |
| UK Main Market | 5/18/98 | 5/1/98 | 1998 | IPO | | THOMSON TRAVEL GROUP | Placing | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | 170 | | 1700.00 | 1700.00 |
| International Main Market | 5/14/98 | 5/1/98 | 1998 | IPO | | TURKIYE IS BANKASI | International Offering | | Turkey | 710 | Banks, Retail | Banks, Retail | 10.45 | | 63.87 | 63.87 |
| UK Main Market | 5/14/98 | 5/1/98 | 1998 | IPO | | MATALAN | Placing | | United Kingdom | 454 | Retailers, General | Retailers, Chain Stores | 235 | | 196.70 | 55.16 |
| International Main Market | 5/13/98 | 5/1/98 | 1998 | Not IPO | | BANK OF CYPRUS HLGDS | Introduction | | Cyprus | 710 | Banks, Retail | Banks, Retail | | | 74.55 | 0.00 |
| AIM | 5/8/98 | 5/1/98 | 1998 | Not IPO | | AMBISHUS PUB CO | Introduction | | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | | | 16.62 | 0.00 |
| UK Main Market | 5/7/98 | 5/1/98 | 1998 | Not IPO | | LONRHO AFRICA | Introduction | | United Kingdom | 240 | Diversified Industrials | Diversified Industrials | | | 133.94 | 0.00 |
| UK Main Market | 5/5/98 | 5/1/98 | 1998 | IPO | | JWE TELECOM | Placing | | United Kingdom | 460 | Packaging | Packaging | 103 | | 19.95 | 7.50 |
| AIM | 5/1/98 | 5/1/98 | 1998 | IPO | | CAPTAIN 0.M. WATTS | Placing & Offer for Subscription | | United Kingdom | 772 | Other Financial | Financial, Other | 4 | | 0.81 | 0.76 |
| AIM | 4/30/98 | 4/1/98 | 1998 | Not IPO | | NRP | Placing Re-admission | | United Kingdom | 775 | Utilities - Other | Multi-Utilities | 70 | | 5.23 | 1.08 |
| UK Main Market | 4/24/98 | 4/1/98 | 1998 | IPO | | ARM HLDGS | Placing | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 575 | | 274.62 | 67.45 |
| UK Main Market | 4/23/98 | 4/1/98 | 1998 | IPO | | AB AIRLINES | Placing | | United Kingdom | 492 | Transport | Airlines & Airports | 95 | | 25.29 | 9.00 |
| International Main Market | 4/20/98 | 4/1/98 | 1998 | Not IPO | | GOLD FIELDS | Introduction | | South Africa | 123 | Extractive Industries | Gold Mining | | | 1048.17 | 0.00 |
| International Main Market | 4/17/98 | 4/1/98 | 1998 | IPO | | FUBON INSURANCE | International Offering | | Taiwan | 734 | Insurance | Insurance, Composite | 20.07 | | 98.14 | 98.14 |
| UK Main Market | 4/17/98 | 4/1/98 | 1998 | Not IPO | | ABACUS RECRUITMENT | Introduction | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | | | 23.66 | 0.00 |
| AIM | 4/17/98 | 4/1/98 | 1998 | IPO | | DESIRE PETROLEUM | Placing | | United Kingdom | 162 | Oil Exploration & Production | Oil Exploration & Production | 125 | | 52.29 | 15.00 |
| UK Main Market | 4/17/98 | 4/1/98 | 1998 | IPO | | LLP GROUP | Placing | | United Kingdom | 436 | Media | Publishing | 285 | | 137.53 | 137.53 |
| AIM | 4/17/98 | 4/1/98 | 1998 | Not IPO | | PRESTBURY GROUP | Placing & Open Offer Re-admission | | United Kingdom | 792 | Property | Property | 4 | | 137.10 | 39.00 |
| UK Main Market | 4/17/98 | 4/1/98 | 1998 | Not IPO | | TOAD | Placing & Open Offer Re-admission | | United Kingdom | 270 | Engineering, Vehicles | Vehicle Components & Assemblers | 25 | | 14.68 | 6.36 |
| International Main Market | 4/16/98 | 4/1/98 | 1998 | IPO | | PICK SZEGED RT | International Offering | | Hungary | 330 | Food Producers | Food Producers | 12.89 | | 121.13 | 121.13 |
| AIM | 4/16/98 | 4/1/98 | 1998 | Not IPO | | GOLF CLUB HOLDINGS | Introduction Re-admission | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | | | 6.96 | 0.00 |
| UK Main Market | 4/16/98 | 4/1/98 | 1998 | IPO | | OTTAKAR'S | Placing | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 153 | | 30.57 | 14.82 |
| UK Main Market | 4/16/98 | 4/1/98 | 1998 | IPO | | OXFORD GLYCOSCIENCES | Placing | | United Kingdom | 370 | Pharmaceuticals | Pharmaceuticals | 280 | | 103.16 | 30.80 |
| UK Main Market | 4/14/98 | 4/1/98 | 1998 | IPO | | INVESCO GEARED OPPORTUNITIES TRUST | Placing | | United Kingdom | 860 | Split Capital Investment Trusts | Split Capital Investment Trusts | 100 | | 7.99 | 17.18 |
| International Main Market | 4/9/98 | 4/1/98 | 1998 | Not IPO | | MARLBOROUGH INTERNATIONAL | Introduction from AIM | AIM to Main Market | Republic of Ireland | 482 | Pharmaceuticals & Biotechnology | Biotechnology | | | 95.06 | 0.00 |
| UK Main Market | 4/9/98 | 4/1/98 | 1998 | IPO | | MICROCAP GROWTH TRUST | Placing | | United Kingdom | 802 | Investment Trusts | UK Investment Trusts | 100 | | 6.20 | 6.20 |
| UK Main Market | 4/8/98 | 4/1/98 | 1998 | IPO | | MURRAY VCT 3 | Offer for Subscription | | United Kingdom | 880 | Venture Capital Investment Trusts | Venture Capital Investment Trusts | 100 | | 40.00 | 40.00 |
| UK Main Market | 4/3/98 | 4/1/98 | 1998 | IPO | | BARONSMEAD VCT 2 | Offer for Subscription | | United Kingdom | 880 | Venture Capital Investment Trusts | Venture Capital Investment Trusts | 100 | | 3.89 | 3.88 |
| UK Main Market | 4/3/98 | 4/1/98 | 1998 | IPO | | LEVERAGED INCOME FUND | Placing | | United Kingdom | 860 | Split Capital Investment Trusts | Split Capital Investment Trusts | 100 | | 40.00 | 40.00 |
| AIM | 4/3/98 | 4/1/98 | 1998 | IPO | | VI GROUP | Placing & Offer for Subscription | | United Kingdom | 487 | Support Services | Information Technology | 50 | | 10.00 | 3.80 |
| UK Main Market | 3/30/98 | 3/1/98 | 1998 | Not IPO | | EXPRESS DAIRIES | Introduction | | United Kingdom | 333 | Food Producers | Food Producers | | | 547.64 | 0.00 |
| International Main Market | 3/26/98 | 3/1/98 | 1998 | Not IPO | | BILBAO VIZCAYA INTERNATIONAL | Introduction | | Cayman Islands | 778 | Utilities - Other | Provision of water and the removal of sewage | | | 213.92 | 0.00 |
| AIM | 3/24/98 | 3/1/98 | 1998 | Not IPO | | SAFESTORE | Introduction | | United Kingdom | 481 | Support Services | Business Support Services | | | 7.82 | 0.00 |
| AIM | 3/19/98 | 3/1/98 | 1998 | IPO | | PEEL HOTELS | Placing | | United Kingdom | 424 | Leisure & Hotels | Hotels | 25 | | 1.25 | 0.40 |
| AIM | 3/18/98 | 3/1/98 | 1998 | IPO | | HARTFORD GROUP | Placing | | United Kingdom | 349 | Household Goods & Textiles | Other Textiles & Leather Goods | 2 | | 2.87 | 0.67 |
| UK Main Market | 3/17/98 | 3/1/98 | 1998 | IPO | | CLOSE BROTHERS AIM VCT | Offer for Subscription | | United Kingdom | 880 | Venture Capital Investment Trusts | Venture Capital Investment Trusts | 100 | | 8.05 | 8.05 |
| UK Main Market | 3/17/98 | 3/1/98 | 1998 | IPO | | OXFORD ASYMMETRY INTERNATIONAL | Placing | | United Kingdom | 370 | Pharmaceuticals | Pharmaceuticals | 290 | | 119.69 | 33.31 |
| UK Main Market | 3/17/98 | 3/1/98 | 1998 | IPO | | QUESTER VCT 2 | Placing | | United Kingdom | 880 | Venture Capital Investment Trusts | Venture Capital Investment Trusts | 100 | | 6.25 | 6.25 |
| UK Main Market | 3/17/98 | 3/1/98 | 1998 | Not IPO | | ITE GROUP | Placing & Open Offer Re-admission | | United Kingdom | 432 | Media | Media Agencies | 47.5 | | 71.79 | 39.35 |
| UK Main Market | 3/16/98 | 3/1/98 | 1998 | IPO | | ADVENT 2 VCT | Offer for Subscription | | United Kingdom | 880 | Venture Capital Investment Trusts | Venture Capital Investment Trusts | 100 | | 15.43 | 15.43 |
| UK Main Market | 3/16/98 | 3/1/98 | 1998 | IPO | | GUARDIAN IT | Placing | | United Kingdom | 487 | Support Services | Information Technology | 255 | | 130.54 | 44.48 |
| AIM | 3/12/98 | 3/1/98 | 1998 | IPO | | PENNANT INTERNATIONAL GROUP | Placing | | United Kingdom | 487 | Support Services | Information Technology | 125 | | 8.25 | 2.00 |
| AIM | 3/12/98 | 3/1/98 | 1998 | Not IPO | | WML GROUP | Placing transfer from Main Market | Main Market to AIM | United Kingdom | 792 | Property | Property | 30 | | 8.61 | 1.00 |
| AIM | 3/6/98 | 3/1/98 | 1998 | Not IPO | | BUCKLAND INVESTMENTS | Placing Re-admission | | United Kingdom | 778 | Utilities - Other | Provision of water and the removal of sewage | 15 | | 1.83 | 1.20 |
| AIM | 3/5/98 | 3/1/98 | 1998 | IPO | | BGR | Placing | | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | 160 | | 25.02 | 3.00 |
| UK Main Market | 2/27/98 | 2/1/98 | 1998 | IPO | | QUADRANT HEALTHCARE | Placing | | United Kingdom | 370 | Pharmaceuticals | Pharmaceuticals | 130 | | 57.74 | 20.02 |
| International Main Market | 2/24/98 | 2/1/98 | 1998 | IPO | | PROKOM SOFTWARE SA | International Offering | | Poland | 487 | Support Services | Information Technology | 10.61 | | 43.76 | 11.40 |
| UK Main Market | 2/24/98 | 2/1/98 | 1998 | Not IPO | | ELEMENTIS (1998) | Introduction | | United Kingdom | 234 | Chemicals | Chemicals, Speciality | | | 523.61 | 0.00 |
| AIM | 2/20/98 | 2/1/98 | 1998 | Not IPO | | CARD CLEAR | Introduction Re-admission | | United Kingdom | 481 | Support Services | Business Support Services | | | 57.13 | 0.00 |
| International Main Market | 2/18/98 | 2/1/98 | 1998 | IPO | | BANQUE INTER ARABE TUNISIE | International Offering | | Tunisia | 710 | Banks, Retail | Banks, Retail | 12.5 | | 28.23 | 24.55 |
| UK Main Market | 2/18/98 | 2/1/98 | 1998 | Not IPO | | REUTERS GROUP | Introduction Re-admission | | United Kingdom | 436 | Media | Publishing | | | 8563.61 | 0.00 |
| International Main Market | 2/17/98 | 2/1/98 | 1998 | IPO | | EFES SINAI YATIRIM HLDGS A.S. | International Offering | | Turkey | 330 | Food Producers | Food Producers | 15.75 | | 59.31 | 59.31 |
| UK Main Market | 2/17/98 | 2/1/98 | 1998 | IPO | | FRIENDS IVORY & SIME | Placing | | United Kingdom | 772 | Other Financial | Financial, Other | 197 | | 205.35 | 12.46 |
| UK Main Market | 2/11/98 | 2/1/98 | 1998 | IPO | | MONSOON | Placing | | United Kingdom | 454 | Retailers, General | Retailers, Chain Stores | 198 | | 351.93 | 88.31 |
| UK Main Market | 2/9/98 | 2/1/98 | 1998 | Not IPO | | VIRIDIAN | Introduction | | United Kingdom | 620 | Electricity | Electricity | | | 744.88 | 0.00 |
| UK Main Market | 2/9/98 | 2/1/98 | 1998 | IPO | | EUROSOV ENERGY | Placing | | United Kingdom | 162 | Oil Exploration & Production | Oil Exploration & Production | 100 | | 35.00 | 13.00 |
| International Main Market | 2/5/98 | 2/1/98 | 1998 | IPO | | ATHLONE EXTRUSIONS | Placing | | Republic of Ireland | 236 | Chemicals | Chemicals, Materials Technology | 77.4 | | 35.68 | 35.68 |
| UK Main Market | 2/2/98 | 2/1/98 | 1998 | IPO | | RICHARDS GROUP | Placing | | United Kingdom | 265 | Engineering | Engineering, General | 50 | | 5.72 | 5.10 |
| UK Main Market | 1/27/98 | 1/1/98 | 1998 | Not IPO | | TREATS GROUP | Introduction | | United Kingdom | 330 | Food Producers | Food Producers | | | 19.00 | 0.00 |
| UK Main Market | 1/26/98 | 1/1/98 | 1998 | Not IPO | | DEBENHAMS | Introduction | | United Kingdom | 452 | Retailers, General | Retailers, Multi Department | | | 1467.75 | 0.00 |
| UK Main Market | 1/26/98 | 1/1/98 | 1998 | Not IPO | | DANA PETROLEUM PLC | Introduction Re-admission to AIM | | United Kingdom | 162 | Oil Exploration & Production | Oil Exploration & Production | | | 183.53 | 0.00 |
| AIM | 1/23/98 | 1/1/98 | 1998 | Not IPO | | JUMBO INTERNATIONAL | Placing & Open Offer Re-admission | | United Kingdom | 432 | Media | Media Agencies | 20 | | 2.82 | 1.45 |
| UK Main Market | 1/23/98 | 1/1/98 | 1998 | Not IPO | | SANCTUARY GROUP | Placing & Public Offer Re-admission | | United Kingdom | 432 | Media | Media Agencies | 20 | | 21.26 | 5.30 |
| UK Main Market | 1/19/98 | 1/1/98 | 1998 | IPO | | FALKLAND ISLANDS HLDGS | Placing | | United Kingdom | 452 | Retailers, General | Retailers, Multi Department | 100 | | 6.11 | 2.11 |
| UK Main Market | 1/14/98 | 1/1/98 | 1998 | Not IPO | | BELGO GROUP | Placing & Public Offer Re-admission | | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | 2.5 | | 14.03 | 11.61 |
| AIM | 12/31/97 | 12/1/97 | 1997 | Not IPO | | INTERNATIONAL TOOL & SUPPLY | Introduction from Main Market | Main Market to AIM | United Kingdom | 165 | Oil Exploration & Production | Oil Services | | | 15.79 | 0.00 |
| AIM | 12/31/97 | 12/1/97 | 1997 | IPO | | LONGMEAD GROUP | Placing | | United Kingdom | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | 135 | | 4.86 | 1.50 |
| AIM | 12/30/97 | 12/1/97 | 1997 | IPO | | BOND INTERNATIONAL SOFTWARE | Placing | | United Kingdom | 487 | Support Services | Information Technology | 65 | | 8.85 | 2.29 |
| AIM | 12/23/97 | 12/1/97 | 1997 | IPO | | OPTOPLAST | Placing | | United Kingdom | 414 | Distributors | Distributors, Other | 128 | | 11.13 | 4.50 |
| AIM | 12/22/97 | 12/1/97 | 1997 | Not IPO | | XL COMMUNICATIONS | Introduction Re-admission | | United Kingdom | 436 | Media | Publishing | | | 5.63 | 0.00 |
| AIM | 12/17/97 | 12/1/97 | 1997 | IPO | | BCO TECHNOLOGIES | Placing | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 140 | | 25.00 | 10.00 |
| AIM | 12/15/97 | 12/1/97 | 1997 | IPO | | PROPERTY ASSET HLDGS | Placing | | United Kingdom | 792 | Property | Property | 6 | | 8.18 | 3.66 |
| AIM | 12/12/97 | 12/1/97 | 1997 | IPO | | GENERAL INDUSTRIES | Placing | | United Kingdom | 772 | Other Financial | Financial, Other | 25 | | 1.00 | 0.70 |
| AIM | 12/12/97 | 12/1/97 | 1997 | IPO | | GOOCH & HOUSEGO | Placing | | United Kingdom | 265 | Engineering | Engineering, General | 105 | | 17.75 | 5.91 |
| AIM | 12/11/97 | 12/1/97 | 1997 | Not IPO | | PATHFINDER PROPERTIES | Placing & Open Offer Re-admission | | United Kingdom | 792 | Property | Property | 17 | | 6.20 | 1.67 |
| AIM | 12/10/97 | 12/1/97 | 1997 | IPO | | RAZORBACK VEHICLES CORP LTD | Placing | | Australia | 270 | Engineering, Vehicles | Vehicle Components & Assemblers | 102 | | 23.13 | 2.73 |
| AIM | 12/9/97 | 12/1/97 | 1997 | Not IPO | | COMLAND COMMERCIAL | Introduction | | United Kingdom | 792 | Property | Property | | | 2.69 | 0.00 |
| AIM | 12/8/97 | 12/1/97 | 1997 | IPO | | MARKET LINK PUBLISHING | Placing | | United Kingdom | 487 | Support Services | Information Technology | 50 | | 7.42 | 3.10 |
| AIM | 12/5/97 | 12/1/97 | 1997 | IPO | | RAPID TECHNOLOGY GROUP | Placing | | Republic of Ireland | 487 | Support Services | Information Technology | 95 | | 20.88 | 4.00 |
| AIM | 12/3/97 | 12/1/97 | 1997 | Not IPO | | PRESTBURY GROUP | Placing & Open Offer Re-admission | | United Kingdom | 414 | Distributors | Distributors, Other | 6.25 | | 54.44 | 20.13 |
| AIM | 12/1/97 | 12/1/97 | 1997 | IPO | | RANGE COOKER CO | Placing | | United Kingdom | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | 5 | | 6.25 | 1.75 |
| AIM | 11/21/97 | 11/1/97 | 1997 | IPO | | CRC GROUP | Placing | | United Kingdom | 487 | Support Services | Information Technology | 90 | | 11.50 | 3.00 |
| AIM | 11/21/97 | 11/1/97 | 1997 | IPO | | MAELOR | Placing | | United Kingdom | 360 | Health Care | Health Care | 88 | | 13.03 | 6.10 |
| AIM | 11/21/97 | 11/1/97 | 1997 | Not IPO | | NEWMARK TECHNOLOGY GROUP | Placing Re-admission | | United Kingdom | 484 | Support Services | Security & Alarm Services | 14.5 | | 10.55 | 3.53 |
| AIM | 11/20/97 | 11/1/97 | 1997 | IPO | | SAVOY ASSET MANAGEMENT | Placing | | United Kingdom | 775 | Utilities - Other | Multi-Utilities | 95 | | 4.67 | 1.43 |
| AIM | 11/17/97 | 11/1/97 | 1997 | IPO | | MINORPLANET SYSTEMS | Placing | | United Kingdom | 490 | Tobacco | Tobacco | 45 | | 17.71 | 3.15 |
| AIM | 11/7/97 | 11/1/97 | 1997 | IPO | | CRESCO INTERNATIONAL | Placing | | United Kingdom | 778 | Utilities - Other | Provision of water and the removal of sewage | 150 | | 7.64 | 2.52 |
| AIM | 10/29/97 | 10/1/97 | 1997 | IPO | | MARLBOROUGH INTERNATIONAL | Placing | | Republic of Ireland | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 86.5 | | 22.86 | 9.01 |
| AIM | 10/28/97 | 10/1/97 | 1997 | IPO | | WEATHER ACTION HLDGS | Placing | | United Kingdom | 481 | Support Services | Business Support Services | 79 | | 5.32 | 1.38 |
| AIM | 10/15/97 | 10/1/97 | 1997 | Not IPO | | METALSRUSSIA GROUP | Introduction | | United Kingdom | 261 | Engineering | Engineering, Metallurgy | | | 70.50 | 0.00 |
| AIM | 10/15/97 | 10/1/97 | 1997 | IPO | | SOLITAIRE GROUP | Placing | | United Kingdom | 792 | Property | Property | 148 | | 6.75 | 3.05 |
| AIM | 10/14/97 | 10/1/97 | 1997 | Not IPO | | COFFEE REPUBLIC | Placing Re-admission | | United Kingdom | 792 | Property | Property | 10 | | 5.48 | 0.32 |
| AIM | 10/10/97 | 10/1/97 | 1997 | IPO | | NOTTINGHAM FOREST | Placing | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | 70 | | 30.88 | 2.60 |
| AIM | 10/7/97 | 10/1/97 | 1997 | IPO | | NSB RETAIL SYSTEMS | Placing | | United Kingdom | 487 | Support Services | Information Technology | 115 | | 11.12 | 4.00 |
| AIM | 10/6/97 | 10/1/97 | 1997 | IPO | | BUCKLAND INVESTMENTS | Placing | | | 778 | Utilities - Other | Provision of water and the removal of sewage | 15 | | 0.63 | 0.63 |
| AIM | 10/6/97 | 10/1/97 | 1997 | IPO | | CAMBURY INVESTMENTS | Placing | | United Kingdom | 778 | Utilities - Other | Provision of water and the removal of sewage | 2.5 | | 3.75 | 3.38 |
| AIM | 9/30/97 | 9/1/97 | 1997 | Not IPO | | BKG RESOURCES | Introduction from Main Market | Main Market to AIM | United Kingdom | 123 | Extractive Industries | Gold Mining | | | 14.66 | 0.00 |
| AIM | 9/25/97 | 9/1/97 | 1997 | IPO | | SCIENCE SYSTEMS | Placing | | United Kingdom | 487 | Support Services | Information Technology | 129 | | 21.93 | 5.43 |
| AIM | 9/25/97 | 9/1/97 | 1997 | Not IPO | | BIRCHIN INTERNATIONAL | Placing Re-admission | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 1 | | 3.84 | 2.31 |
| AIM | 9/22/97 | 9/1/97 | 1997 | IPO | | ARAM RESOURCES | Placing | | United Kingdom | 125 | Extractive Industries | Other Mineral Extractors & Mines | 100 | | 5.15 | 0.35 |
| AIM | 9/19/97 | 9/1/97 | 1997 | IPO | | COMPUTERLAND UK | Placing | | United Kingdom | 487 | Support Services | Information Technology | 100 | | 6.00 | 1.73 |
| AIM | 9/16/97 | 9/1/97 | 1997 | Not IPO | | KEYSTONE SOFTWARE | Placing Re-admission | | United Kingdom | 487 | Support Services | Information Technology | 90 | | 10.10 | 1.50 |
| AIM | 9/9/97 | 9/1/97 | 1997 | IPO | | I S SOLUTIONS | Placing | | United Kingdom | 487 | Support Services | Information Technology | 134 | | 6.39 | 2.00 |
| AIM | 8/26/97 | 8/1/97 | 1997 | Not IPO | | STYLE HLDGS | Introduction | | United Kingdom | 454 | Retailers, General | Retailers, Chain Stores | | | 12.99 | 0.00 |
| AIM | 8/13/97 | 8/1/97 | 1997 | Not IPO | | LEPCO | Introduction | | United Kingdom | 162 | Oil Exploration & Production | Oil Exploration & Production | | | 6.13 | 0.00 |
| AIM | 8/13/97 | 8/1/97 | 1997 | IPO | | LANDROUND | Placing | | United Kingdom | 432 | Media | Media Agencies | 80 | | 2.23 | 0.50 |
| AIM | 8/8/97 | 8/1/97 | 1997 | Not IPO | | G.R.(HLDGS) | Introduction from Main Market | Main Market to AIM | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | | | 8.56 | 0.00 |
| AIM | 8/8/97 | 8/1/97 | 1997 | Not IPO | | BLAKES CLOTHING | Introduction | | United Kingdom | 454 | Retailers, General | Retailers, Chain Stores | | | 7.34 | 0.00 |
| AIM | 8/5/97 | 8/1/97 | 1997 | Not IPO | | REFLEC | Placing & Open Offer Re-admission | | United Kingdom | 234 | Chemicals | Chemicals, Speciality | 110 | | 13.63 | 4.15 |
| AIM | 7/28/97 | 7/1/97 | 1997 | Not IPO | | MEDISYS | Introduction from Main Market | Main Market to AIM | United Kingdom | 360 | Health Care | Health Care | | | 30.11 | 0.00 |
| AIM | 7/28/97 | 7/1/97 | 1997 | IPO | | FAIRPLACE CONSULTING | Placing | | | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 3 | | 4.30 | 1.10 |
| AIM | 7/24/97 | 7/1/97 | 1997 | Not IPO | | REVELATION PICCADILLY HLDGS | Placing Re-admission | | United Kingdom | 452 | Retailers, General | Retailers, Multi Department | 6 | | 5.42 | 1.62 |
| AIM | 7/23/97 | 7/1/97 | 1997 | IPO | | KINGFISHER LEISURE | Placing | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | 160 | | 15.50 | 7.50 |
| AIM | 7/23/97 | 7/1/97 | 1997 | IPO | | CITADEL HOLDINGS | Placing & Offer for Subscription | | United Kingdom | 792 | Property | Property | 100 | | 33.00 | 22.67 |
| AIM | 7/17/97 | 7/1/97 | 1997 | IPO | | HELICON PUBLISHING GROUP | Placing | | United Kingdom | 436 | Media | Publishing | 125 | | 7.34 | 3.02 |
| AIM | 7/17/97 | 7/1/97 | 1997 | IPO | | PYCRAFT & ARNOLD HLDGS | Placing & Offer for Subscription | | United Kingdom | 772 | Other Financial | Financial, Other | 55 | | 8.60 | 2.00 |
| AIM | 7/15/97 | 7/1/97 | 1997 | IPO | | DELCAM | Placing | | United Kingdom | 487 | Support Services | Information Technology | 260 | | 15.40 | 2.31 |
| AIM | 7/7/97 | 7/1/97 | 1997 | IPO | | BAKERY SERVICES | Placing | | United Kingdom | 333 | Food Producers | Food Producers | 3 | | 2.20 | 1.08 |
| AIM | 6/30/97 | 6/1/97 | 1997 | Not IPO | | EUROPEAN MINING FINANCE | Introduction | | Bermuda | 129 | Extractive Industries | Mining Finance | | | 2.13 | 0.00 |
| AIM | 6/26/97 | 6/1/97 | 1997 | IPO | | GROSMONT HOLDINGS | Placing | | United Kingdom | 772 | Other Financial | Financial, Other | 2.5 | | 2.50 | 2.00 |
| AIM | 6/24/97 | 6/1/97 | 1997 | IPO | | BARRASFORD HLDGS | Placing & Offer for Subscription Re | | United Kingdom | 792 | Property | Property | 12 | | 32.14 | 12.00 |
| AIM | 6/17/97 | 6/1/97 | 1997 | IPO | | HIGHLAND TIMBER | Placing & Offer for Subscription | | United Kingdom | 225 | Building Materials & Merchants | Builders Merchants | 120 | | 7.77 | 0.82 |
| AIM | 6/5/97 | 6/1/97 | 1997 | IPO | | SBS GROUP | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 100 | | 7.05 | 1.52 |
| AIM | 6/3/97 | 6/1/97 | 1997 | Not IPO | | DELYN GROUP | Introduction from Main Market | Main Market to AIM | | 282 | Paper, Packaging & Printing | Paper & Packaging | | | 6.77 | 0.00 |
| AIM | 6/2/97 | 6/1/97 | 1997 | Not IPO | | BILLAM | Introduction from Main Market | Main Market to AIM | United Kingdom | 262 | Engineering | Engineering Fabricators | | | 1.46 | 0.00 |
| AIM | 5/27/97 | 5/1/97 | 1997 | IPO | | SOUTH BEACH CAFE | Placing & Offer for Subscription | | | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | 6 | | 9.73 | 1.80 |
| AIM | 5/21/97 | 5/1/97 | 1997 | Not IPO | | EAGLES | Introduction Offer for Subscription | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | 40 | | 3.90 | 0.90 |
| AIM | 5/19/97 | 5/1/97 | 1997 | IPO | | INTEGRATED ASSET MANAGEMENT | Placing | | United Kingdom | 775 | Utilities - Other | Multi-Utilities | 100 | | 2.64 | 2.39 |
| AIM | 5/15/97 | 5/1/97 | 1997 | IPO | | NEWMARK TECHNOLOGY GROUP | Placing | | United Kingdom | 484 | Support Services | Security & Alarm Services | 10 | | 4.20 | 0.80 |
| AIM | 5/15/97 | 5/1/97 | 1997 | Not IPO | | FAYREWOOD | Placing Re-admission | | United Kingdom | 414 | Distributors | Distributors, Other | 45 | | 6.35 | 3.78 |
| AIM | 5/6/97 | 5/1/97 | 1997 | Not IPO | | LONGBRIDGE INTERNATIONAL | Introduction Offer for Subscription | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 100 | | 3.33 | 1.00 |
| AIM | 5/2/97 | 5/1/97 | 1997 | IPO | | ITG GROUP | Placing | | Republic of Ireland | 481 | Support Services | Business Support Services | 148 | | 6.64 | 2.09 |
| AIM | 4/30/97 | 4/1/97 | 1997 | IPO | | DRAGONS HEALTH CLUBS | Placing | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | 100 | | 10.00 | 1.70 |
| AIM | 4/30/97 | 4/1/97 | 1997 | IPO | | PETRA DIAMONDS | Placing | | Bermuda | 125 | Extractive Industries | Other Mineral Extractors & Mines | 30 | | 8.75 | 2.50 |
| AIM | 4/24/97 | 4/1/97 | 1997 | IPO | | COMINO | Placing | | United Kingdom | 487 | Support Services | Information Technology | 130 | | 14.35 | 2.60 |
| AIM | 4/24/97 | 4/1/97 | 1997 | IPO | | LADY IN LEISURE GROUP | Placing | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | 110 | | 4.57 | 1.81 |
| AIM | 4/23/97 | 4/1/97 | 1997 | IPO | | SOCCER INVESTMENTS | Placing | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | 100 | | 10.00 | 10.00 |
| AIM | 4/17/97 | 4/1/97 | 1997 | IPO | | NMT GROUP | Placing | | United Kingdom | 360 | Health Care | Health Care | 50 | | 19.64 | 10.00 |
| AIM | 4/15/97 | 4/1/97 | 1997 | IPO | | METHVEN'S | Placing | | | 454 | Retailers, General | Retailers, Chain Stores | 44 | | 3.72 | 1.43 |
| AIM | 4/11/97 | 4/1/97 | 1997 | Not IPO | | NORTHSTAR SECURITIES | Introduction | | United Kingdom | 792 | Property | Property | | | 1.79 | 0.00 |
| AIM | 4/8/97 | 4/1/97 | 1997 | Not IPO | | WEDDERBURN SECURITIES | Introduction Re-admission | | United Kingdom | 150 | Oil, Integrated | Oil, Integrated | | | 20.18 | 0.00 |
| AIM | 4/8/97 | 4/1/97 | 1997 | Not IPO | | SIBIR ENERGY | Introduction & Offer for Subscripti | | United Kingdom | 162 | Oil Exploration & Production | Oil Exploration & Production | 10 | | 25.50 | 3.50 |
| AIM | 4/4/97 | 4/1/97 | 1997 | Not IPO | | TORCH HLDGS | Introduction | | United Kingdom | 736 | Insurance | Insurance, Lloyd's Funds | | | 12.39 | 0.00 |
| AIM | 4/4/97 | 4/1/97 | 1997 | IPO | | BICKERTON GROUP | Placing | | United Kingdom | 210 | Construction | Construction | 40 | | 6.10 | 2.04 |
| AIM | 4/1/97 | 4/1/97 | 1997 | IPO | | AVALON OIL | Placing | | United Kingdom | 162 | Oil Exploration & Production | Oil Exploration & Production | 100 | | 76.02 | 33.14 |
| AIM | 4/1/97 | 4/1/97 | 1997 | Not IPO | | RUSHMERE WYNNE GROUP | Placing Re-admission | | United Kingdom | 436 | Media | Publishing | 2 | | 3.08 | 0.30 |
| AIM | 3/27/97 | 3/1/97 | 1997 | IPO | | WORLD TELECOM | Placing | | United Kingdom | 481 | Support Services | Business Support Services | 150 | | 32.34 | 13.18 |
| AIM | 3/26/97 | 3/1/97 | 1997 | IPO | | PREMIER ASSET MANAGEMENT | Placing & Offer for Subscription | | United Kingdom | 871 | Speciality & Other Finance | Asset Managers | 20 | | 0.00 | 1.70 |
| AIM | 3/25/97 | 3/1/97 | 1997 | Not IPO | | PATHFINDER PROPERTIES | Introduction | | United Kingdom | 792 | Property | Property | | | 1.34 | 0.00 |
| AIM | 3/24/97 | 3/1/97 | 1997 | IPO | | PRESTBURY LEISURE GROUP | Placing | | United Kingdom | 414 | Distributors | Distributors, Other | 2 | | 2.52 | 0.75 |
| AIM | 3/21/97 | 3/1/97 | 1997 | IPO | | Q GROUP(THE) | Placing | | United Kingdom | 436 | Media | Publishing | 114 | | 19.00 | 4.93 |
| AIM | 3/21/97 | 3/1/97 | 1997 | IPO | | CHARLTON ATHLETIC | Placing & Offer for Subscription | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | 80 | | 17.95 | 6.00 |
| AIM | 3/20/97 | 3/1/97 | 1997 | IPO | | TOTAL OFFICE GROUP | Placing | | United Kingdom | 481 | Support Services | Business Support Services | 145 | | 23.29 | 7.00 |
| AIM | 3/10/97 | 3/1/97 | 1997 | IPO | | DOBBIES GARDEN CENTRES | Placing | | United Kingdom | 454 | Retailers, General | Retailers, Chain Stores | 200 | | 9.39 | 2.50 |
| AIM | 3/7/97 | 3/1/97 | 1997 | Not IPO | | CAMBRIDGE MINERAL RESOURCES | Introduction | | United Kingdom | 125 | Extractive Industries | Other Mineral Extractors & Mines | | | 3.80 | 0.00 |
| AIM | 3/7/97 | 3/1/97 | 1997 | IPO | | BIRMINGHAM CITY | Placing | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | 50 | | 25.00 | 7.50 |
| AIM | 3/3/97 | 3/1/97 | 1997 | IPO | | SCREEN | Placing | | | 484 | Support Services | Security & Alarm Services | 3 | | 5.78 | 1.82 |
| AIM | 2/27/97 | 2/1/97 | 1997 | IPO | | VFG | Placing | | United Kingdom | 434 | Media | Broadcasting Contractors | 40 | | 5.71 | 3.00 |
| AIM | 2/26/97 | 2/1/97 | 1997 | IPO | | AORTECH INTERNATIONAL | Placing | | United Kingdom | 360 | Health Care | Health Care | 125 | | 21.50 | 4.50 |
| AIM | 2/26/97 | 2/1/97 | 1997 | IPO | | ANGLO-WELSH GROUP | Placing & Offer for Subscription | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | 100 | | 3.05 | 2.20 |
| AIM | 2/18/97 | 2/1/97 | 1997 | IPO | | INFOBANK INTL HLDGS | Placing | | United Kingdom | 487 | Support Services | Information Technology | 125 | | 24.07 | 9.13 |
| AIM | 2/12/97 | 2/1/97 | 1997 | Not IPO | | LOADES | Introduction from Main Market | Main Market to AIM | United Kingdom | 270 | Engineering, Vehicles | Vehicle Components & Assemblers | | | 10.70 | 0.00 |
| AIM | 2/11/97 | 2/1/97 | 1997 | IPO | | MANO RIVER RESOURCES INC. | Placing | | Canada | 125 | Extractive Industries | Other Mineral Extractors & Mines | 18 | | 0.00 | 0.85 |
| AIM | 2/7/97 | 2/1/97 | 1997 | IPO | | C & B PUBLISHING | Placing | | United Kingdom | 436 | Media | Publishing | 110 | | 5.45 | 1.40 |
| AIM | 2/4/97 | 2/1/97 | 1997 | IPO | | CALIDORE GROUP | Placing | | United Kingdom | 772 | Other Financial | Financial, Other | 2.5 | | 2.80 | 2.00 |
| AIM | 1/27/97 | 1/1/97 | 1997 | IPO | | JOHN LEWIS OF HUNGERFORD | Placing | | United Kingdom | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | 3 | | 4.15 | 1.25 |
| AIM | 1/6/97 | 1/1/97 | 1997 | Not IPO | | XAVIER COMPUTER GROUP | Introduction | | United Kingdom | 487 | Support Services | Information Technology | | | 6.02 | 0.00 |
| AIM | 1/6/97 | 1/1/97 | 1997 | IPO | | GB RAILWAYS GROUP | Placing | | United Kingdom | 490 | Tobacco | Tobacco | 100 | | 8.75 | 7.00 |
| AIM | 1/6/97 | 1/1/97 | 1997 | IPO | | HAEMOCELL | Placing transfer from USM | USM to AIM | United Kingdom | 360 | Health Care | Health Care | 3 | | 3.06 | 2.21 |
| AIM | 1/3/97 | 1/1/97 | 1997 | Not IPO | | WEST BROMWICH ALBION | Introduction | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | | | 20.51 | 0.00 |
| AIM | 1/2/97 | 1/1/97 | 1997 | Not IPO | | STRONG & FISHER(HLDGS) | Introduction from USM | USM to AIM | United Kingdom | 297 | Textiles & Apparel | Footwear & Leather | | | 34.96 | 0.00 |
| AIM | 1/2/97 | 1/1/97 | 1997 | IPO | | SANCTUARY MUSIC PRODUCTIONS | Placing & Offer for Subscription | | United Kingdom | 436 | Media | Publishing | 65 | | 6.24 | 1.74 |
| AIM | 12/30/96 | 12/1/96 | 1996 | Not IPO | | EPICORE NETWORKS INC | Introduction | | Canada | 234 | Chemicals | Chemicals, Speciality | | | 14.21 | 0.00 |
| AIM | 12/30/96 | 12/1/96 | 1996 | Not IPO | | HARDY UNDERWRITING | Introduction | | United Kingdom | 736 | Insurance | Insurance, Lloyd's Funds | | | 11.02 | 0.00 |
| AIM | 12/23/96 | 12/1/96 | 1996 | Not IPO | | SUTTON HARBOUR HLDGS | Introduction | | United Kingdom | 490 | Tobacco | Tobacco | | | 12.48 | 0.00 |
| AIM | 12/23/96 | 12/1/96 | 1996 | Not IPO | | BILSTON & BATTERSEA ENAMELS | Introduction from USM | USM to AIM | United Kingdom | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | | | 6.79 | 0.00 |
| AIM | 12/23/96 | 12/1/96 | 1996 | Not IPO | | EVE GROUP | Introduction from USM | USM to AIM | United Kingdom | 210 | Construction | Construction | | | 16.21 | 0.00 |
| AIM | 12/20/96 | 12/1/96 | 1996 | Not IPO | | SOUNDTRACS | Introduction from USM | USM to AIM | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 2.93 | 0.00 |
| AIM | 12/19/96 | 12/1/96 | 1996 | Not IPO | | MTL INSTRUMENTS GROUP | Introduction from USM | USM to AIM | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 32.78 | 0.00 |
| AIM | 12/19/96 | 12/1/96 | 1996 | IPO | | FOUNTAIN FORESTRY | Placing | | United Kingdom | 336 | Food Producers | Plantations | 75 | | 6.59 | 2.25 |
| AIM | 12/18/96 | 12/1/96 | 1996 | Not IPO | | NETCALL | Introduction | | United Kingdom | 487 | Support Services | Information Technology | | | 6.92 | 0.00 |
| AIM | 12/18/96 | 12/1/96 | 1996 | Not IPO | | ON-LINE | Introduction Offer for Subscription | | United Kingdom | 487 | Support Services | Information Technology | 100 | | 3.31 | 0.51 |
| AIM | 12/16/96 | 12/1/96 | 1996 | IPO | | HIGHAMS SYSTEMS SERVICES GROUP | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 72 | | 6.37 | 0.65 |
| AIM | 12/16/96 | 12/1/96 | 1996 | IPO | | PILAT TECHNOLOGIES INTERNATIONAL | Placing | | Israel | 487 | Support Services | Information Technology | 68.5 | | 14.71 | 2.65 |
| AIM | 12/13/96 | 12/1/96 | 1996 | Not IPO | | SHELTON(MARTIN)GROUP | Introduction from USM | USM to AIM | United Kingdom | 284 | Paper, Packaging & Printing | Printing | | | 4.08 | 0.00 |
| AIM | 12/13/96 | 12/1/96 | 1996 | IPO | | YEOMAN GROUP | Placing | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 175 | | 8.39 | 3.32 |
| AIM | 12/13/96 | 12/1/96 | 1996 | IPO | | OXFORD BIOMEDICA | Placing & Offer for Subscription | | United Kingdom | 370 | Pharmaceuticals | Pharmaceuticals | 88 | | 50.08 | 4.77 |
| AIM | 12/9/96 | 12/1/96 | 1996 | Not IPO | | ARCHER DEDICATED | Introduction | | United Kingdom | 736 | Insurance | Insurance, Lloyd's Funds | | | 10.23 | 0.00 |
| AIM | 11/29/96 | 11/1/96 | 1996 | IPO | | DAWN TIL DUSK HLDGS | Placing | | United Kingdom | 454 | Retailers, General | Retailers, Chain Stores | 115 | | 4.04 | 1.50 |
| AIM | 11/29/96 | 11/1/96 | 1996 | IPO | | KERN RIVER | Placing | | United Kingdom | 162 | Oil Exploration & Production | Oil Exploration & Production | 50 | | 5.75 | 1.20 |
| AIM | 11/28/96 | 11/1/96 | 1996 | IPO | | GOSHAWK INSURANCE HLDGS | Placing | | United Kingdom | 736 | Insurance | Insurance, Lloyd's Funds | 110 | | 37.28 | 35.00 |
| AIM | 11/28/96 | 11/1/96 | 1996 | IPO | | RECYCLING SERVICES GROUP | Placing | | United Kingdom | 485 | Support Services | Waste Control | 90 | | 14.60 | 4.27 |
| AIM | 11/27/96 | 11/1/96 | 1996 | IPO | | CHARTERHOUSE COMMUNICATIONS | Placing | | United Kingdom | 436 | Media | Publishing | 5 | | 5.00 | 2.00 |
| AIM | 11/27/96 | 11/1/96 | 1996 | IPO | | FUTURE INTEGRATED TELEPHONY | Placing | | United Kingdom | 660 | Telecommunications OLD | Telecommunications | 115 | | 12.77 | 3.86 |
| AIM | 11/25/96 | 11/1/96 | 1996 | IPO | | ACCESS PLUS | Placing | | United Kingdom | 432 | Media | Media Agencies | 90 | | 12.66 | 4.43 |
| AIM | 11/21/96 | 11/1/96 | 1996 | IPO | | SNAKEBOARD INTERNATIONAL | Placing | | United Kingdom | 428 | Leisure & Hotels | Home Entertainment | 3 | | 20.14 | 3.10 |
| AIM | 11/20/96 | 11/1/96 | 1996 | IPO | | EXETER INVESTMENT GROUP | Placing | | United Kingdom | 775 | Utilities - Other | Multi-Utilities | 92 | | 8.74 | 3.89 |
| AIM | 11/15/96 | 11/1/96 | 1996 | Not IPO | | PEMBERTONS GROUP | Introduction from USM | USM to AIM | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | | | 5.05 | 0.00 |
| AIM | 11/15/96 | 11/1/96 | 1996 | IPO | | BARRASFORD HLDGS | Placing & Offer for Subscription | | United Kingdom | 792 | Property | Property | 6 | | 9.22 | 4.02 |
| AIM | 11/14/96 | 11/1/96 | 1996 | Not IPO | | RAMCO ENERGY | Introduction from USM | USM to AIM | United Kingdom | 162 | Oil Exploration & Production | Oil Exploration & Production | | | 159.53 | 0.00 |
| AIM | 11/12/96 | 11/1/96 | 1996 | Not IPO | | REVELATION PICCADILLY HLDGS | Introduction Re-admission | | United Kingdom | 452 | Retailers, General | Retailers, Multi Department | 5 | | 3.16 | 1.70 |
| AIM | 11/11/96 | 11/1/96 | 1996 | Not IPO | | TDS CIRCUITS | Introduction from USM | USM to AIM | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 4.85 | 0.00 |
| AIM | 11/11/96 | 11/1/96 | 1996 | IPO | | MAJESTIC WINES | Placing | | United Kingdom | 440 | Retailers, Food | Retailers and Wholesalers, Food | 160 | | 20.40 | 4.39 |
| AIM | 11/7/96 | 11/1/96 | 1996 | IPO | | BEAUFORT GROUP | Placing | | United Kingdom | 481 | Support Services | Business Support Services | 3 | | 5.75 | 1.25 |
| AIM | 11/1/96 | 11/1/96 | 1996 | IPO | | CORPORATE EXECUTIVE SEARCH INTL | Placing | | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | 3 | | 4.68 | 0.70 |
| AIM | 10/31/96 | 10/1/96 | 1996 | IPO | | DEEP-SEA LEISURE | Placing New Company | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | 160 | | 10.03 | 3.50 |
| AIM | 10/31/96 | 10/1/96 | 1996 | IPO | | JARDINERIE INTERIORS GROUP | Placing New Company | | United Kingdom | 481 | Support Services | Business Support Services | 114 | | 10.08 | 4.28 |
| AIM | 10/31/96 | 10/1/96 | 1996 | IPO | | MONDAS | Placing New Company | | United Kingdom | 487 | Support Services | Information Technology | 75 | | 4.52 | 1.50 |
| AIM | 10/25/96 | 10/1/96 | 1996 | Not IPO | | MAGNUM POWER | Introduction from USM | USM to AIM | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 13.70 | 0.00 |
| AIM | 10/25/96 | 10/1/96 | 1996 | IPO | | BEECHCROFT | Placing New Company | | United Kingdom | 210 | Construction | Construction | 3 | | 5.66 | 2.25 |
| AIM | 10/24/96 | 10/1/96 | 1996 | IPO | | LOFTUS ROAD | Placing New Company | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | 72 | | 26.66 | 10.39 |
| AIM | 10/18/96 | 10/1/96 | 1996 | IPO | | GEO INTERACTIVE MEDIA GROUP | Placing New Company | | Israel | 487 | Support Services | Information Technology | 100 | | 100.00 | 12.00 |
| AIM | 10/17/96 | 10/1/96 | 1996 | IPO | | VICTORY CORP | Placing New Company | | United Kingdom | 346 | Household Goods & Textiles | Household Requisites | 58 | | 109.91 | 45.00 |
| AIM | 10/16/96 | 10/1/96 | 1996 | IPO | | FITNESS FIRST | Placing New Company | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | 80 | | 22.00 | 8.00 |
| AIM | 10/11/96 | 10/1/96 | 1996 | Not IPO | | Internet Technology Group | Introduction Re-admission | | United Kingdom | 487 | Support Services | Information Technology | | | 18.01 | 0.00 |
| AIM | 10/11/96 | 10/1/96 | 1996 | Not IPO | | CROWN EYEGLASS | Introduction from USM | USM to AIM | United Kingdom | 360 | Health Care | Health Care | | | 4.32 | 0.00 |
| AIM | 10/4/96 | 10/1/96 | 1996 | IPO | | MEARS GROUP | Placing New Company | | United Kingdom | 481 | Support Services | Business Support Services | 10 | | 3.60 | 1.60 |
| AIM | 10/3/96 | 10/1/96 | 1996 | IPO | | AIRTECH | Placing New Company | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 68 | | 30.97 | 11.86 |
| AIM | 10/3/96 | 10/1/96 | 1996 | IPO | | INTEROUTE TELECOMUNICATIONS | Placing New Company | | United Kingdom | 660 | Telecommunications OLD | Telecommunications | 150 | | 50.00 | 11.04 |
| AIM | 10/2/96 | 10/1/96 | 1996 | IPO | | EURASIA MINING | Placing New Company | | United Kingdom | 129 | Extractive Industries | Mining Finance | 310 | | 11.55 | 2.91 |
| AIM | 9/30/96 | 9/1/96 | 1996 | IPO | | PERSONAL NUMBER CO | Placing New Company | | United Kingdom | 660 | Telecommunications OLD | Telecommunications | 66 | | 10.23 | 2.13 |
| AIM | 9/27/96 | 9/1/96 | 1996 | IPO | | SHALIBANE | Placing New Company | | United Kingdom | 270 | Engineering, Vehicles | Vehicle Components & Assemblers | 125 | | 6.01 | 3.00 |
| AIM | 9/25/96 | 9/1/96 | 1996 | IPO | | THE WEEKS GROUP | Placing New Company | | United Kingdom | 210 | Construction | Construction | 5 | | 6.58 | 2.25 |
| AIM | 9/12/96 | 9/1/96 | 1996 | IPO | | GARTLAND WHALLEY AND BARKER | Placing transfer from USM | USM to AIM | United Kingdom | 772 | Other Financial | Financial, Other | 100 | | 87.02 | 2.00 |
| AIM | 9/11/96 | 9/1/96 | 1996 | IPO | | GROSVENOR LAND HLDGS | Placing New Company | | United Kingdom | 792 | Property | Property | 12.5 | | 1.46 | 0.19 |
| AIM | 9/10/96 | 9/1/96 | 1996 | IPO | | POLYDOC | Placing New Company | | United Kingdom | 487 | Support Services | Information Technology | 65 | | 11.17 | 2.01 |
| AIM | 8/23/96 | 8/1/96 | 1996 | Not IPO | | MEGALOMEDIA | Introduction Re-admission | | United Kingdom | 434 | Media | Broadcasting Contractors | 12.5 | | 26.06 | 0.02 |
| AIM | 8/19/96 | 8/1/96 | 1996 | Not IPO | | BRITISH BLOODSTOCK AGENCY | Introduction from USM | USM to AIM | United Kingdom | 481 | Support Services | Business Support Services | | | 4.21 | 0.00 |
| AIM | 8/15/96 | 8/1/96 | 1996 | IPO | | LONDON & EDINBURGH PUBLISHING | Placing New Company | | United Kingdom | 436 | Media | Publishing | 10 | | 3.05 | 1.39 |
| AIM | 8/14/96 | 8/1/96 | 1996 | IPO | | BARBICAN HEALTHCARE | Placing New Company | | United Kingdom | 360 | Health Care | Health Care | 62 | | 11.96 | 3.00 |
| AIM | 8/13/96 | 8/1/96 | 1996 | Not IPO | | DENTMASTER HLDGS | Introduction New Company | | United Kingdom | 413 | Distributors | Vehicle Distributors | | | 5.17 | 0.00 |
| AIM | 8/13/96 | 8/1/96 | 1996 | IPO | | GALL THOMSON ENVIRONMENTAL | Placing New Company | | United Kingdom | 165 | Oil Exploration & Production | Oil Services | 50 | | 15.56 | 8.25 |
| AIM | 8/12/96 | 8/1/96 | 1996 | Not IPO | | Meteor Technology | Introduction Re-admission | | United Kingdom | 660 | Telecommunications OLD | Telecommunications | | | 27.63 | 0.00 |
| AIM | 8/12/96 | 8/1/96 | 1996 | Not IPO | | CHEMICAL DESIGN HLDGS | Introduction New Company | | United Kingdom | 370 | Pharmaceuticals | Pharmaceuticals | | | 8.49 | 0.00 |
| AIM | 8/2/96 | 8/1/96 | 1996 | IPO | | SCI ENTERTAINMENT GROUP | Placing New Company | | United Kingdom | 487 | Support Services | Information Technology | 149 | | 17.41 | 5.00 |
| AIM | 7/30/96 | 7/1/96 | 1996 | Not IPO | | NETWORK TECHNOLOGY | Introduction New Company | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 39.17 | 0.00 |
| AIM | 7/30/96 | 7/1/96 | 1996 | IPO | | AND INTERNATIONAL PUBLISHERS | Placing New Company | | United Kingdom | 436 | Media | Publishing | 70 | | 14.48 | 2.48 |
| AIM | 7/30/96 | 7/1/96 | 1996 | IPO | | HIT ENTERTAINMENT | Placing New Company | | United Kingdom | 434 | Media | Broadcasting Contractors | 163 | | 18.21 | 3.59 |
| AIM | 7/30/96 | 7/1/96 | 1996 | IPO | | WEST 175 ENTERPRISES | Placing New Company | | USA | 434 | Media | Broadcasting Contractors | 125 | | 4.83 | 1.53 |
| AIM | 7/26/96 | 7/1/96 | 1996 | Not IPO | | XAVIER COMPUTER GROUP | Introduction New Company | | United Kingdom | 487 | Support Services | Information Technology | | | 6.02 | 0.00 |
| AIM | 7/24/96 | 7/1/96 | 1996 | Not IPO | | WATERMARK GROUP | Introduction New Company | | United Kingdom | 432 | Media | Media Agencies | | | 2.45 | 0.00 |
| AIM | 7/24/96 | 7/1/96 | 1996 | IPO | | DIGITAL ANIMATIONS GROUP | Placing New Company | | United Kingdom | 487 | Support Services | Information Technology | 71 | | 10.43 | 1.91 |
| AIM | 7/23/96 | 7/1/96 | 1996 | IPO | | SELECTOR | Placing New Company | | Israel | 252 | Electronic & Electrical Equipment | Electrical Equipment | 66 | | 12.88 | 2.97 |
| AIM | 7/22/96 | 7/1/96 | 1996 | IPO | | UNO | Placing New Company | | United Kingdom | 454 | Retailers, General | Retailers, Chain Stores | 134 | | 18.76 | 8.04 |
| AIM | 7/18/96 | 7/1/96 | 1996 | IPO | | ALIZYME | Placing New Company | | United Kingdom | 370 | Pharmaceuticals | Pharmaceuticals | 60 | | 10.37 | 5.00 |
| AIM | 7/18/96 | 7/1/96 | 1996 | IPO | | LIFE NUMBERS | Placing New Company | | United Kingdom | 660 | Telecommunications OLD | Telecommunications | 12 | | 0.60 | 0.60 |
| AIM | 7/17/96 | 7/1/96 | 1996 | IPO | | HAT PIN | Placing & Offer for Subscription | | United Kingdom | 583 | Support Services | Education, Business Training & Employment Agencies | | | 0.00 | 0.75 |
| AIM | 7/15/96 | 7/1/96 | 1996 | IPO | | FAYREWOOD | Placing New Company | | United Kingdom | 414 | Distributors | Distributors, Other | 36 | | 1.89 | 0.45 |
| AIM | 7/12/96 | 7/1/96 | 1996 | IPO | | BATM ADVANCED COMMUNICATIONS | Placing New Company | | Israel | 253 | Electronic & Electrical Equipment | Electronic Equipment | 125 | | 38.82 | 8.15 |
| AIM | 7/11/96 | 7/1/96 | 1996 | IPO | | ELECTRONIC RETAILING SYSTEMS INTL | Placing New Company | | USA | 253 | Electronic & Electrical Equipment | Electronic Equipment | 145 | | 30.50 | 7.20 |
| AIM | 7/11/96 | 7/1/96 | 1996 | IPO | | LOTTERYKING HLDGS | Placing New Company | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | 3 | | 5.41 | 1.53 |
| AIM | 7/8/96 | 7/1/96 | 1996 | IPO | | CIRQUAL | Placing New Company | | United Kingdom | 262 | Engineering | Engineering Fabricators | 122 | | 20.13 | 5.80 |
| AIM | 7/8/96 | 7/1/96 | 1996 | IPO | | PORDUM FOODS | Placing New Company | | United Kingdom | 440 | Retailers, Food | Retailers and Wholesalers, Food | 3 | | 6.56 | 0.86 |
| AIM | 7/5/96 | 7/1/96 | 1996 | Not IPO | | DRINGS OF BATH | Introduction New Company | | United Kingdom | 222 | Building Materials & Merchants | Building Materials | | | 3.07 | 0.00 |
| AIM | 7/4/96 | 7/1/96 | 1996 | Not IPO | | CONCURRENT TECHNOLOGIES | Introduction New Company | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 8.00 | 0.00 |
| AIM | 7/4/96 | 7/1/96 | 1996 | IPO | | AFA SYSTEMS | Placing New Company | | United Kingdom | 487 | Support Services | Information Technology | 120 | | 11.98 | 3.00 |
| AIM | 7/3/96 | 7/1/96 | 1996 | Not IPO | | N.E.C.A.HLDGS | Introduction New Company | | United Kingdom | 265 | Engineering | Engineering, General | | | 1.32 | 0.00 |
| AIM | 7/3/96 | 7/1/96 | 1996 | IPO | | CIRCLE COMMUNICATIONS | Placing New Company | | United Kingdom | 434 | Media | Broadcasting Contractors | 170 | | 18.48 | 6.80 |
| AIM | 7/2/96 | 7/1/96 | 1996 | Not IPO | | INDEPENDENT BRITISH HEALTHCARE | Introduction New Company | | United Kingdom | 360 | Health Care | Health Care | | | 22.33 | 0.00 |
| AIM | 7/1/96 | 7/1/96 | 1996 | Not IPO | | HEAVITREE BREWERY | Introduction from USM | USM to AIM | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | | | 16.46 | 0.00 |
| AIM | 7/1/96 | 7/1/96 | 1996 | Not IPO | | SCOTT PICKFORD | Introduction from USM | USM to AIM | United Kingdom | 165 | Oil Exploration & Production | Oil Services | | | 4.74 | 0.00 |
| AIM | 6/28/96 | 6/1/96 | 1996 | Not IPO | | Omnicare | Introduction Re-admission | | United Kingdom | 360 | Health Care | Health Care | 110 | | 13.02 | 5.50 |
| AIM | 6/28/96 | 6/1/96 | 1996 | IPO | | INTELLIGENT ENVIRONMENTS GROUP | Placing New Company | | United Kingdom | 487 | Support Services | Information Technology | 94 | | 21.03 | 15.61 |
| AIM | 6/27/96 | 6/1/96 | 1996 | IPO | | WHITTARD OF CHELSEA | Placing New Company | | United Kingdom | 440 | Retailers, Food | Retailers and Wholesalers, Food | 148 | | 23.49 | 8.97 |
| AIM | 6/26/96 | 6/1/96 | 1996 | IPO | | SOLID STATE SUPPLIES | Placing New Company | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 80 | | 5.00 | 1.00 |
| AIM | 6/25/96 | 6/1/96 | 1996 | IPO | | STAFFWARE | Placing New Company | | United Kingdom | 487 | Support Services | Information Technology | 225 | | 26.05 | 6.90 |
| AIM | 6/24/96 | 6/1/96 | 1996 | IPO | | SINCLAIR MONTROSE HEALTHCARE | Placing New Company | | United Kingdom | 360 | Health Care | Health Care | 140 | | 17.01 | 3.01 |
| AIM | 6/20/96 | 6/1/96 | 1996 | IPO | | GOLD MINES OF SARDINIA LIMITED | Placing New Company | | Australia | 123 | Extractive Industries | Gold Mining | 16.92 | | 27.24 | 5.90 |
| AIM | 6/20/96 | 6/1/96 | 1996 | IPO | | I E S GROUP | Placing New Company | | United Kingdom | 484 | Support Services | Security & Alarm Services | 285 | | 49.16 | 0.50 |
| AIM | 6/19/96 | 6/1/96 | 1996 | Not IPO | | MATRIX HEALTHCARE | Introduction New Company | | United Kingdom | 360 | Health Care | Health Care | | | 2.85 | 0.00 |
| AIM | 6/18/96 | 6/1/96 | 1996 | IPO | | FIBERNET GROUP | Placing New Company | | United Kingdom | 660 | Telecommunications OLD | Telecommunications | 100 | | 37.16 | 11.30 |
| AIM | 6/14/96 | 6/1/96 | 1996 | IPO | | THEO-FENNELL | Placing New Company | | United Kingdom | 342 | Household Goods & Textiles | Furnishings & Floor Coverings | 118 | | 19.09 | 4.25 |
| AIM | 6/10/96 | 6/1/96 | 1996 | IPO | | FIELDENS | Placing New Company | | United Kingdom | 413 | Distributors | Vehicle Distributors | 60 | | 3.00 | 1.00 |
| AIM | 6/6/96 | 6/1/96 | 1996 | IPO | | HYDRO-DYNAMIC PRODUCTS | Placing New Company | | United Kingdom | 284 | Paper, Packaging & Printing | Printing | 100 | | 6.73 | 2.92 |
| AIM | 6/5/96 | 6/1/96 | 1996 | IPO | | S.E.A.MULTIMEDIA | Placing New Company | | Israel | 436 | Media | Publishing | 70 | | 15.82 | 2.52 |
| AIM | 6/3/96 | 6/1/96 | 1996 | IPO | | CARISBROOKE SHIPPING | Placing New Company | | United Kingdom | 490 | Tobacco | Tobacco | 90 | | 9.12 | 2.00 |
| AIM | 5/31/96 | 5/1/96 | 1996 | IPO | | INDEPENDENT ENERGY HLDGS | Placing New Company | | United Kingdom | 620 | Electricity | Electricity | 100 | | 13.13 | 3.23 |
| AIM | 5/30/96 | 5/1/96 | 1996 | IPO | | WHITECROSS GROUP | Placing New Company | | United Kingdom | 360 | Health Care | Health Care | 84 | | 3.47 | 0.83 |
| AIM | 5/29/96 | 5/1/96 | 1996 | IPO | | PRISM RAIL | Placing New Company | | United Kingdom | 490 | Tobacco | Tobacco | 100 | | 13.00 | 8.00 |
| AIM | 5/23/96 | 5/1/96 | 1996 | IPO | | EPIC MULTIMEDIA GROUP | Placing New Company | | United Kingdom | 487 | Support Services | Information Technology | 105 | | 24.47 | 5.50 |
| AIM | 5/23/96 | 5/1/96 | 1996 | IPO | | MULBERRY GROUP | Placing New Company | | United Kingdom | 291 | Textiles & Apparel | Clothing Manufacturers | 153 | | 30.33 | 8.58 |
| AIM | 5/21/96 | 5/1/96 | 1996 | Not IPO | | EMTECH | Introduction New Company | | Bermuda | 125 | Extractive Industries | Other Mineral Extractors & Mines | | | 32.44 | 0.00 |
| AIM | 5/20/96 | 5/1/96 | 1996 | Not IPO | | HERCULES PROPERTY SERVICES | Introduction New Company | | United Kingdom | 794 | Property | Property Agencies | | | 1.65 | 0.00 |
| AIM | 5/14/96 | 5/1/96 | 1996 | IPO | | THOMAS POTTS | Placing New Company | | United Kingdom | 284 | Paper, Packaging & Printing | Printing | 5 | | 9.00 | 3.10 |
| AIM | 5/13/96 | 5/1/96 | 1996 | Not IPO | | JUST GROUP | Introduction New Company | | United Kingdom | 432 | Media | Media Agencies | | | 5.88 | 0.00 |
| AIM | 5/9/96 | 5/1/96 | 1996 | Not IPO | | TOM HOSKINS | Introduction New Company | | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | | | 3.13 | 0.00 |
| AIM | 5/9/96 | 5/1/96 | 1996 | IPO | | C.A.COUTTS HLDGS | Placing New Company | | United Kingdom | 282 | Paper, Packaging & Printing | Paper & Packaging | 105 | | 11.16 | 3.17 |
| AIM | 5/8/96 | 5/1/96 | 1996 | Not IPO | | REFLEC | Introduction Offer for Subscription | | United Kingdom | 234 | Chemicals | Chemicals, Speciality | 40 | | 2.76 | 0.85 |
| AIM | 5/8/96 | 5/1/96 | 1996 | IPO | | LA SENZA | Placing New Company | | United Kingdom | 454 | Retailers, General | Retailers, Chain Stores | 150 | | 50.25 | 20.00 |
| AIM | 4/30/96 | 4/1/96 | 1996 | Not IPO | | FNR HLDGS | Introduction New Company | | Bermuda | 225 | Building Materials & Merchants | Builders Merchants | | | 7.74 | 0.00 |
| AIM | 4/30/96 | 4/1/96 | 1996 | IPO | | WATERFALL HLDGS | Placing New Company | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | 45 | | 11.59 | 4.10 |
| AIM | 4/29/96 | 4/1/96 | 1996 | IPO | | SIRA BUSINESS SERVICES | Placing New Company | | United Kingdom | 481 | Support Services | Business Support Services | 3 | | 5.73 | 0.85 |
| AIM | 4/29/96 | 4/1/96 | 1996 | IPO | | STENTOR | Placing New Company | | Republic of Ireland | 660 | Telecommunications OLD | Telecommunications | 72 | | 5.07 | 3.81 |
| AIM | 4/29/96 | 4/1/96 | 1996 | IPO | | TRADEPOINT FINANCIAL NETWORKS | Placing New Company | | United Kingdom | 772 | Other Financial | Financial, Other | 175 | | 37.67 | 7.50 |
| AIM | 4/24/96 | 4/1/96 | 1996 | IPO | | ACTIVE IMAGING | Placing New Company | | United Kingdom | 412 | Distributors | Distributors of Industrial Components & Equipment | 112 | | 20.48 | 5.50 |
| AIM | 4/23/96 | 4/1/96 | 1996 | Not IPO | | ROMTEC | Introduction New Company | | United Kingdom | 436 | Media | Publishing | | | 3.49 | 0.00 |
| AIM | 4/16/96 | 4/1/96 | 1996 | IPO | | CARDCAST | Placing New Company | | United Kingdom | 481 | Support Services | Business Support Services | 85 | | 13.77 | 3.14 |
| AIM | 4/3/96 | 4/1/96 | 1996 | Not IPO | | HURLINGHAM PROPERTIES | Introduction New Company | | United Kingdom | 792 | Property | Property | | | 1.24 | 0.00 |
| AIM | 4/3/96 | 4/1/96 | 1996 | IPO | | DICOM GROUP | Placing New Company | | United Kingdom | 412 | Distributors | Distributors of Industrial Components & Equipment | 270 | | 27.72 | 7.00 |
| AIM | 4/2/96 | 4/1/96 | 1996 | IPO | | SYSTEMS INTEGRATED RESEARCH | Placing New Company | | United Kingdom | 436 | Media | Publishing | 115 | | 15.41 | 4.32 |
| AIM | 3/29/96 | 3/1/96 | 1996 | Not IPO | | CHELSEA VILLAGE | Introduction New Company | | United Kingdom | 792 | Property | Property | | | 60.43 | 0.00 |
| AIM | 3/27/96 | 3/1/96 | 1996 | Not IPO | | RAPHAEL ZORN HEMSLEY HLDGS | Introduction New Company | | United Kingdom | 775 | Utilities - Other | Multi-Utilities | | | 2.83 | 0.00 |
| AIM | 3/27/96 | 3/1/96 | 1996 | IPO | | EASYNET GROUP | Placing New Company | | United Kingdom | 487 | Support Services | Information Technology | 100 | | 14.26 | 2.85 |
| AIM | 3/25/96 | 3/1/96 | 1996 | IPO | | FIRST INFORMATION GROUP | Placing New Company | | United Kingdom | 436 | Media | Publishing | 165 | | 33.45 | 6.58 |
| AIM | 3/21/96 | 3/1/96 | 1996 | Not IPO | | MARINE & MERCANTILE SECURITIES | Introduction New Company | | Republic of Ireland | 162 | Oil Exploration & Production | Oil Exploration & Production | 135 | | 16.29 | 6.75 |
| AIM | 3/19/96 | 3/1/96 | 1996 | IPO | | PRIMARY HEALTH PROPERTIES | Placing New Company | | United Kingdom | 792 | Property | Property | 100 | | 16.00 | 15.95 |
| AIM | 3/5/96 | 3/1/96 | 1996 | IPO | | IOC INTERNATIONAL | Placing New Company | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | 80 | | 19.59 | 7.45 |
| AIM | 2/27/96 | 2/1/96 | 1996 | IPO | | FREEPAGES GROUP | Placing New Company | | United Kingdom | 436 | Media | Publishing | 12 | | 44.00 | 10.00 |
| AIM | 2/14/96 | 2/1/96 | 1996 | Not IPO | | OPTICAL CARE(BERMUDA) | Introduction New Company | | Bermuda | 360 | Health Care | Health Care | | | 16.12 | 0.00 |
| AIM | 1/29/96 | 1/1/96 | 1996 | IPO | | SELF SEALING SYSTEMS | Placing New Company | | United Kingdom | 428 | Leisure & Hotels | Home Entertainment | 54 | | 3.15 | 1.26 |
| AIM | 1/23/96 | 1/1/96 | 1996 | IPO | | BALLYNATRAY HLDGS | Placing New Company | | United Kingdom | 792 | Property | Property | 6 | | 6.28 | 4.20 |
| AIM | 1/17/96 | 1/1/96 | 1996 | Not IPO | | WESTERN SELECTION | Introduction from Main Market | Main Market to AIM | United Kingdom | 778 | Utilities - Other | Provision of water and the removal of sewage | 14 | | 4.74 | 2.43 |
| AIM | 1/11/96 | 1/1/96 | 1996 | IPO | | MOUNTCASHEL | Placing New Company | | United Kingdom | 778 | Utilities - Other | Provision of water and the removal of sewage | 0.2 | | 7.57 | 4.08 |
| AIM | 1/9/96 | 1/1/96 | 1996 | IPO | | SKYEPHARMA | Placing New Company | | United Kingdom | 370 | Pharmaceuticals | Pharmaceuticals | 8 | | 33.57 | 9.94 |
| AIM | 1/2/96 | 1/1/96 | 1996 | Not IPO | | Brockbank Group (The) | Introduction Re-admission | | United Kingdom | 734 | Insurance | Insurance, Composite | | | 24.17 | 0.00 |
| AIM | 12/22/95 | 12/1/95 | 1995 | Not IPO | | NORTHERN PETROLEUM | Introduction | | United Kingdom | 162 | Oil Exploration & Production | Oil Exploration & Production | | | 8.66 | 0.00 |
| AIM | 12/20/95 | 12/1/95 | 1995 | Not IPO | | Crown Products Group | Introduction Re-admission | | United Kingdom | 428 | Leisure & Hotels | Home Entertainment | | | 15.48 | 0.00 |
| AIM | 12/19/95 | 12/1/95 | 1995 | IPO | | POLYMASC PHARMACEUTICALS | Placing | | United Kingdom | 370 | Pharmaceuticals | Pharmaceuticals | 100 | | 20.00 | 5.00 |
| AIM | 12/19/95 | 12/1/95 | 1995 | IPO | | RUSHMERE WYNNE GROUP | Placing | | United Kingdom | 436 | Media | Publishing | 3 | | 2.70 | 0.75 |
| AIM | 12/18/95 | 12/1/95 | 1995 | IPO | | VIEWINN | Placing | | United Kingdom | 436 | Media | Publishing | 100 | | 3.00 | 1.50 |
| AIM | 12/15/95 | 12/1/95 | 1995 | Not IPO | | MANX & OVERSEAS | Introduction | | United Kingdom | 454 | Retailers, General | Retailers, Chain Stores | | | 16.19 | 0.00 |
| AIM | 12/15/95 | 12/1/95 | 1995 | IPO | | DMATEK | Placing | | Israel | 487 | Support Services | Information Technology | 75 | | 14.07 | 4.05 |
| AIM | 12/13/95 | 12/1/95 | 1995 | Not IPO | | COMPAGNIE DE PARTICIP FIN(LUX)S.A. | Introduction | | Luxembourg | 792 | Property | Property | | | 12.24 | 0.00 |
| AIM | 12/7/95 | 12/1/95 | 1995 | IPO | | PET CITY HLDGS | Placing | | United Kingdom | 454 | Retailers, General | Retailers, Chain Stores | 300 | | 72.81 | 20.00 |
| AIM | 12/6/95 | 12/1/95 | 1995 | IPO | | FLOMERICS GROUP | Placing | | United Kingdom | 487 | Support Services | Information Technology | 130 | | 3.33 | 0.56 |
| AIM | 12/5/95 | 12/1/95 | 1995 | Not IPO | | MEGALOMEDIA | Introduction Re-admission | | United Kingdom | 434 | Media | Broadcasting Contractors | | | 26.48 | 0.00 |
| AIM | 12/5/95 | 12/1/95 | 1995 | IPO | | CELEBRATED GROUP (THE) | Placing | | United Kingdom | 424 | Leisure & Hotels | Hotels | 18 | | 5.28 | 2.25 |
| AIM | 11/30/95 | 11/1/95 | 1995 | Not IPO | | JASMIN | Introduction | | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 4.38 | 0.00 |
| AIM | 11/29/95 | 11/1/95 | 1995 | Not IPO | | REVELATION PICCADILLY HLDGS | Introduction | | United Kingdom | 452 | Retailers, General | Retailers, Multi Department | | | 1.13 | 0.00 |
| AIM | 11/27/95 | 11/1/95 | 1995 | Not IPO | | TROCADERO | Introduction | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | | | 175.11 | 0.00 |
| AIM | 11/24/95 | 11/1/95 | 1995 | Not IPO | | LONDON TOWN | Introduction | | United Kingdom | 792 | Property | Property | | | 2.00 | 0.00 |
| AIM | 11/9/95 | 11/1/95 | 1995 | IPO | | DAVID GLASS ASSOCIATES | Placing | | United Kingdom | 794 | Property | Property Agencies | 60 | | 3.25 | 1.25 |
| AIM | 11/6/95 | 11/1/95 | 1995 | Not IPO | | Alpha Omikron | Introduction | | Bermuda | 414 | Distributors | Distributors, Other | | | 3.36 | 0.00 |
| AIM | 10/31/95 | 10/1/95 | 1995 | Not IPO | | CHARTWELL INTERNATIONAL GROUP | Introduction | | United Kingdom | 436 | Media | Publishing | | | 4.50 | 0.00 |
| AIM | 10/31/95 | 10/1/95 | 1995 | Not IPO | | INTERNATIONAL GREETINGS | Introduction | | United Kingdom | 282 | Paper, Packaging & Printing | Paper & Packaging | | | 22.52 | 0.00 |
| AIM | 10/30/95 | 10/1/95 | 1995 | Not IPO | | ARION PROPERTIES | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 792 | Property | Property | | | 2.13 | 0.00 |
| AIM | 10/26/95 | 10/1/95 | 1995 | Not IPO | | JOHNSON FRY FINANCE | Introduction | | United Kingdom | 8775 | General Financial | Specialty Finance | | | | 0.00 |
| AIM | 10/25/95 | 10/1/95 | 1995 | Not IPO | | CLAN HOMES | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 792 | Property | Property | | | 0.85 | 0.00 |
| AIM | 10/25/95 | 10/1/95 | 1995 | IPO | | CREOS INTERNATIONAL | Placing | | United Kingdom | 252 | Electronic & Electrical Equipment | Electrical Equipment | 65 | | 23.35 | 4.35 |
| AIM | 10/19/95 | 10/1/95 | 1995 | IPO | | INDEPENDENT RADIO GROUP | Placing | | United Kingdom | 434 | Media | Broadcasting Contractors | 100 | | 10.00 | 10.00 |
| AIM | 10/18/95 | 10/1/95 | 1995 | Not IPO | | TRINITY CARE | Introduction | | United Kingdom | 360 | Health Care | Health Care | | | 4.71 | 0.00 |
| AIM | 10/6/95 | 10/1/95 | 1995 | Not IPO | | LANCASHIRE ENTERPRISES | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 481 | Support Services | Business Support Services | | | 26.20 | 0.00 |
| AIM | 10/6/95 | 10/1/95 | 1995 | Not IPO | | BARIS HOLDINGS | Introduction from USM | USM to AIM | United Kingdom | 210 | Construction | Construction | 16 | | 4.75 | 1.69 |
| AIM | 10/3/95 | 10/1/95 | 1995 | Not IPO | | Electrophoretics International | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 360 | Health Care | Health Care | | | 103.48 | 0.00 |
| AIM | 10/3/95 | 10/1/95 | 1995 | Not IPO | | Toad | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 270 | Engineering, Vehicles | Vehicle Components & Assemblers | | | 14.31 | 0.00 |
| AIM | 10/3/95 | 10/1/95 | 1995 | IPO | | Ask Central | Placing | | United Kingdom | 424 | Leisure & Hotels | Hotels | 35 | | 5.63 | 1.20 |
| AIM | 10/2/95 | 10/1/95 | 1995 | Not IPO | | Cavendish Wates | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 792 | Property | Property | | | 1.94 | 0.00 |
| AIM | 10/2/95 | 10/1/95 | 1995 | Not IPO | | Dalkeith Inns | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | | | 1.85 | 0.00 |
| AIM | 10/2/95 | 10/1/95 | 1995 | Not IPO | | Furlong Homes Group | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 210 | Construction | Construction | | | 4.50 | 0.00 |
| AIM | 10/2/95 | 10/1/95 | 1995 | Not IPO | | KS Biomedix Holdings | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 370 | Pharmaceuticals | Pharmaceuticals | | | 38.78 | 0.00 |
| AIM | 10/2/95 | 10/1/95 | 1995 | Not IPO | | Neilson Cobbold Holdings | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 775 | Utilities - Other | Multi-Utilities | | | 3.98 | 0.00 |
| AIM | 10/2/95 | 10/1/95 | 1995 | Not IPO | | Pacific Media | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 434 | Media | Broadcasting Contractors | | | 14.39 | 0.00 |
| AIM | 10/2/95 | 10/1/95 | 1995 | Not IPO | | Scotswood Industries | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 265 | Engineering | Engineering, General | | | 1.22 | 0.00 |
| AIM | 10/2/95 | 10/1/95 | 1995 | Not IPO | | Southern Vectis | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 490 | Tobacco | Tobacco | | | 8.13 | 0.00 |
| AIM | 10/2/95 | 10/1/95 | 1995 | Not IPO | | Westmount Energy | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 162 | Oil Exploration & Production | Oil Exploration & Production | | | 1.23 | 0.00 |
| AIM | 10/2/95 | 10/1/95 | 1995 | Not IPO | | Cassidy Brothers | Introduction from USM | USM to AIM | United Kingdom | 428 | Leisure & Hotels | Home Entertainment | | | 3.83 | 0.00 |
| AIM | 9/29/95 | 9/1/95 | 1995 | Not IPO | | Abacus Recruitment | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | | | 0.81 | 0.00 |
| AIM | 9/29/95 | 9/1/95 | 1995 | Not IPO | | African Gold | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 123 | Extractive Industries | Gold Mining | | | 7.20 | 0.00 |
| AIM | 9/29/95 | 9/1/95 | 1995 | Not IPO | | AMCO Corp'n Inc. | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 125 | Extractive Industries | Other Mineral Extractors & Mines | | | 13.33 | 0.00 |
| AIM | 9/29/95 | 9/1/95 | 1995 | Not IPO | | Ann Street Brewery Co. | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | | | 38.76 | 0.00 |
| AIM | 9/29/95 | 9/1/95 | 1995 | Not IPO | | Caledonian Trust | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 792 | Property | Property | | | 8.52 | 0.00 |
| AIM | 9/29/95 | 9/1/95 | 1995 | Not IPO | | Channel Is. Comm. (Tv) Centre | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 434 | Media | Broadcasting Contractors | | | 17.05 | 0.00 |
| AIM | 9/29/95 | 9/1/95 | 1995 | Not IPO | | Financial Publications | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 775 | Utilities - Other | Multi-Utilities | | | 0.88 | 0.00 |
| AIM | 9/29/95 | 9/1/95 | 1995 | Not IPO | | Greenhills | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 424 | Leisure & Hotels | Hotels | | | 4.65 | 0.00 |
| AIM | 9/29/95 | 9/1/95 | 1995 | Not IPO | | Guiton Group | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 436 | Media | Publishing | | | 36.88 | 0.00 |
| AIM | 9/29/95 | 9/1/95 | 1995 | Not IPO | | Hansom Group | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 490 | Tobacco | Tobacco | | | 6.06 | 0.00 |
| AIM | 9/29/95 | 9/1/95 | 1995 | Not IPO | | OmniMedia | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 436 | Media | Publishing | | | 13.42 | 0.00 |
| AIM | 9/29/95 | 9/1/95 | 1995 | Not IPO | | Riceman Insurance Invest | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 732 | Insurance | Insurance Brokers | | | 10.55 | 0.00 |
| AIM | 9/29/95 | 9/1/95 | 1995 | Not IPO | | Scottish Pride Holdings | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 333 | Food Producers | Food Producers | | | 17.48 | 0.00 |
| AIM | 9/29/95 | 9/1/95 | 1995 | Not IPO | | Zergo Holdings | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 481 | Support Services | Business Support Services | | | 12.91 | 0.00 |
| AIM | 9/28/95 | 9/1/95 | 1995 | Not IPO | | Meltek Group | Introduction | | United Kingdom | 487 | Support Services | Information Technology | | | 3.96 | 0.00 |
| AIM | 9/28/95 | 9/1/95 | 1995 | Not IPO | | Bowness Leisure | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 424 | Leisure & Hotels | Hotels | | | 0.92 | 0.00 |
| AIM | 9/28/95 | 9/1/95 | 1995 | Not IPO | | ClubPartners International | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | | | 13.71 | 0.00 |
| AIM | 9/28/95 | 9/1/95 | 1995 | Not IPO | | Dean Corporation | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 481 | Support Services | Business Support Services | | | 2.77 | 0.00 |
| AIM | 9/28/95 | 9/1/95 | 1995 | Not IPO | | Farlake Group | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 775 | Utilities - Other | Multi-Utilities | | | 3.64 | 0.00 |
| AIM | 9/28/95 | 9/1/95 | 1995 | Not IPO | | London Asia Pacific | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 792 | Property | Property | | | 0.91 | 0.00 |
| AIM | 9/28/95 | 9/1/95 | 1995 | Not IPO | | Metrodome Group | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 434 | Media | Broadcasting Contractors | | | 5.64 | 0.00 |
| AIM | 9/28/95 | 9/1/95 | 1995 | Not IPO | | Pan Andean Resources | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 162 | Oil Exploration & Production | Oil Exploration & Production | | | 6.17 | 0.00 |
| AIM | 9/28/95 | 9/1/95 | 1995 | Not IPO | | ROBERT FRASER ASSET MANAGEMENT | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 775 | Utilities - Other | Multi-Utilities | | | 0.58 | 0.00 |
| AIM | 9/28/95 | 9/1/95 | 1995 | Not IPO | | Univent | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 360 | Health Care | Health Care | | | 3.65 | 0.00 |
| AIM | 9/28/95 | 9/1/95 | 1995 | Not IPO | | Wedderburn Securities | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 792 | Property | Property | | | 3.73 | 0.00 |
| AIM | 9/27/95 | 9/1/95 | 1995 | Not IPO | | VDC | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 370 | Pharmaceuticals | Pharmaceuticals | | | 10.03 | 0.00 |
| AIM | 9/26/95 | 9/1/95 | 1995 | Not IPO | | Lawrence | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 240 | Diversified Industrials | Diversified Industrials | | | 12.65 | 0.00 |
| AIM | 9/26/95 | 9/1/95 | 1995 | Not IPO | | Park Estates (Liverpool) 1995 | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 792 | Property | Property | | | 5.02 | 0.00 |
| AIM | 9/25/95 | 9/1/95 | 1995 | Not IPO | | Albemarle & Bond Holdings | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 772 | Other Financial | Financial, Other | | | 4.09 | 0.00 |
| AIM | 9/25/95 | 9/1/95 | 1995 | Not IPO | | CCI Holdings | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | | | 0.98 | 0.00 |
| AIM | 9/25/95 | 9/1/95 | 1995 | Not IPO | | NWF Group | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 240 | Diversified Industrials | Diversified Industrials | | | 22.13 | 0.00 |
| AIM | 9/22/95 | 9/1/95 | 1995 | Not IPO | | Conister Trust | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 772 | Other Financial | Financial, Other | | | 7.19 | 0.00 |
| AIM | 9/21/95 | 9/1/95 | 1995 | Not IPO | | Versailles Group | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 772 | Other Financial | Financial, Other | | | 19.25 | 0.00 |
| AIM | 9/21/95 | 9/1/95 | 1995 | Not IPO | | Wynnstay Properties | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 792 | Property | Property | | | 4.73 | 0.00 |
| AIM | 9/20/95 | 9/1/95 | 1995 | Not IPO | | Crown Products Group | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 428 | Leisure & Hotels | Home Entertainment | | | 10.54 | 0.00 |
| AIM | 9/20/95 | 9/1/95 | 1995 | Not IPO | | Le Riche's Stores | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 440 | Retailers, Food | Retailers and Wholesalers, Food | | | 47.11 | 0.00 |
| AIM | 9/20/95 | 9/1/95 | 1995 | Not IPO | | Nationwide Residential Properties | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 792 | Property | Property | | | 1.11 | 0.00 |
| AIM | 9/19/95 | 9/1/95 | 1995 | Not IPO | | Southern Newspapers | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 436 | Media | Publishing | | | 120.93 | 0.00 |
| AIM | 9/19/95 | 9/1/95 | 1995 | Not IPO | | Omnicare | Introduction Public Offer | | United Kingdom | 360 | Health Care | Health Care | 60 | | 4.10 | 0.40 |
| AIM | 9/18/95 | 9/1/95 | 1995 | Not IPO | | Memory Corporation | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 253 | Electronic & Electrical Equipment | Electronic Equipment | | | 298.96 | 0.00 |
| AIM | 9/15/95 | 9/1/95 | 1995 | Not IPO | | United Auctions (Scotland) | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 452 | Retailers, General | Retailers, Multi Department | | | 3.83 | 0.00 |
| AIM | 9/14/95 | 9/1/95 | 1995 | Not IPO | | Lawrie Group | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 336 | Food Producers | Plantations | | | 53.68 | 0.00 |
| AIM | 9/14/95 | 9/1/95 | 1995 | IPO | | Preston North End | Placing | | United Kingdom | 426 | Leisure & Hotels | Leisure Facilities | 400 | | 3.62 | 2.47 |
| AIM | 9/14/95 | 9/1/95 | 1995 | IPO | | SCS Satellite Communications System | Placing | | United Kingdom | 436 | Media | Publishing | 125 | | 12.87 | 5.75 |
| AIM | 9/6/95 | 9/1/95 | 1995 | Not IPO | | London Fiduciary Trust | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 129 | Extractive Industries | Mining Finance | | | 29.04 | 0.00 |
| AIM | 9/4/95 | 9/1/95 | 1995 | Not IPO | | Graduate Appointments | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 482 | Pharmaceuticals & Biotechnology | Biotechnology | | | 4.34 | 0.00 |
| AIM | 9/4/95 | 9/1/95 | 1995 | Not IPO | | TRACKER Network | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 481 | Support Services | Business Support Services | | | 41.02 | 0.00 | | Liberum Capital Limited |
| AIM | 8/31/95 | 8/1/95 | 1995 | Not IPO | | A.de Gruchy Holdings | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 452 | Retailers, General | Retailers, Multi Department | | | 18.44 | 0.00 |
| AIM | 8/30/95 | 8/1/95 | 1995 | Not IPO | | Belcanto | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 165 | Oil Exploration & Production | Oil Services | | | 4.21 | 0.00 | | Nplus1 Singer Advisory LLP |
| AIM | 8/25/95 | 8/1/95 | 1995 | Not IPO | | Antonov | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 270 | Engineering, Vehicles | Vehicle Components & Assemblers | | | 68.16 | 0.00 | | Arden Partners plc |
| AIM | 8/24/95 | 8/1/95 | 1995 | Not IPO | | Nash (William) | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 792 | Property | Property | | | 10.56 | 0.00 | | Grant Thornton UK LLP |
| AIM | 8/21/95 | 8/1/95 | 1995 | Not IPO | | Floral Street | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 481 | Support Services | Business Support Services | | | 3.60 | 0.00 |
| AIM | 8/21/95 | 8/1/95 | 1995 | Not IPO | | Nursing Home Properties | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 792 | Property | Property | | | 15.85 | 0.00 |
| AIM | 8/17/95 | 8/1/95 | 1995 | Not IPO | | Brockbank Group (The) | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 734 | Insurance | Insurance, Composite | | | 24.17 | 0.00 | | Cantor Fitzgerald Europe |
| AIM | 8/14/95 | 8/1/95 | 1995 | Not IPO | | Voss Net | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 481 | Support Services | Business Support Services | | | 2.90 | 0.00 |
| AIM | 8/3/95 | 8/1/95 | 1995 | Not IPO | | Card Clear | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 481 | Support Services | Business Support Services | | | 7.63 | 0.00 | | Liberum Capital Limited |
| AIM | 8/1/95 | 8/1/95 | 1995 | Not IPO | | Jennings Brothers | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | | | 20.40 | 0.00 | | SPARK Advisory Partners Limited |
| AIM | 7/27/95 | 7/1/95 | 1995 | Not IPO | | Moorepay Group | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 481 | Support Services | Business Support Services | | | 6.26 | 0.00 |
| AIM | 7/24/95 | 7/1/95 | 1995 | Not IPO | | DBS Management | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 772 | Other Financial | Financial, Other | | | 10.83 | 0.00 | | W.H. Ireland Limited |
| AIM | 7/20/95 | 7/1/95 | 1995 | Not IPO | | Firecrest Group | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 432 | Media | Media Agencies | | | 6.19 | 0.00 | | Panmure Gordon (UK) Limited |
| AIM | 7/19/95 | 7/1/95 | 1995 | Not IPO | | Stanford Rook Holdings | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 370 | Pharmaceuticals | Pharmaceuticals | | | 21.97 | 0.00 |
| AIM | 7/17/95 | 7/1/95 | 1995 | Not IPO | | Neill Clerk Group | Introduction | | United Kingdom | 772 | Other Financial | Financial, Other | | | 5.00 | 0.00 | | Liberum Capital Limited |
| AIM | 7/13/95 | 7/1/95 | 1995 | IPO | | MultiMedia Corp'n (The) | Placing | | United Kingdom | 436 | Media | Publishing | 45 | | 12.98 | 3.74 |
| AIM | 7/7/95 | 7/1/95 | 1995 | Not IPO | | Surrey Free Inns | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | | | 8.07 | 0.00 |
| AIM | 7/6/95 | 7/1/95 | 1995 | Not IPO | | Scruttons | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 240 | Diversified Industrials | Diversified Industrials | | | 12.96 | 0.00 |
| AIM | 7/3/95 | 7/1/95 | 1995 | Not IPO | | Hiscox | Introduction | | United Kingdom | 734 | Insurance | Insurance, Composite | | | 47.67 | 0.00 |
| AIM | 6/29/95 | 6/1/95 | 1995 | Not IPO | | CAFÉ INNS | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | | | 2.38 | 0.00 |
| AIM | 6/27/95 | 6/1/95 | 1995 | Not IPO | | Winchester MultiMedia | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 434 | Media | Broadcasting Contractors | | | 7.08 | 0.00 |
| AIM | 6/27/95 | 6/1/95 | 1995 | IPO | | Euro Sales Finance | Placing | | United Kingdom | 772 | Other Financial | Financial, Other | 111.5 | | 5.02 | 5.02 |
| AIM | 6/27/95 | 6/1/95 | 1995 | IPO | | Inner Workings Group | Placing | | United Kingdom | 428 | Leisure & Hotels | Home Entertainment | 60 | | 10.04 | 1.20 |
| AIM | 6/19/95 | 6/1/95 | 1995 | Not IPO | | Formscan | Introduction | | United Kingdom | 487 | Support Services | Information Technology | | | 4.73 | 0.00 |
| AIM | 6/19/95 | 6/1/95 | 1995 | Not IPO | | Norcity II | Introduction | | United Kingdom | 792 | Property | Property | | | 0.72 | 0.00 |
| AIM | 6/19/95 | 6/1/95 | 1995 | Not IPO | | Norhomes | Introduction | | United Kingdom | 792 | Property | Property | | | 1.21 | 0.00 |
| AIM | 6/19/95 | 6/1/95 | 1995 | Not IPO | | Athelney Trust | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 778 | Utilities - Other | Provision of water and the removal of sewage | | | 0.95 | 0.00 |
| AIM | 6/19/95 | 6/1/95 | 1995 | Not IPO | | Brancote Holdings | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 125 | Extractive Industries | Other Mineral Extractors & Mines | | | 5.70 | 0.00 |
| AIM | 6/19/95 | 6/1/95 | 1995 | Not IPO | | Country Gardens | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 454 | Retailers, General | Retailers, Chain Stores | | | 11.68 | 0.00 |
| AIM | 6/19/95 | 6/1/95 | 1995 | Not IPO | | Dawson Holdings | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 481 | Support Services | Business Support Services | | | 22.42 | 0.00 |
| AIM | 6/19/95 | 6/1/95 | 1995 | Not IPO | | Gander Holdings | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 792 | Property | Property | | | 23.10 | 0.00 |
| AIM | 6/19/95 | 6/1/95 | 1995 | Not IPO | | Lorien | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 487 | Support Services | Information Technology | | | 5.70 | 0.00 |
| AIM | 6/19/95 | 6/1/95 | 1995 | Not IPO | | Old English Pub Co. | Introduction from 4.2 | 4.2 to AIM | United Kingdom | 470 | Breweries, Pubs & Restaurants | Breweries, Pubs & Restaurants | | | 6.00 | 0.00 |
fargm
londonipo.xls
