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Chapter 9

Sleep, Wakefulness, and Conscious Awareness

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Outline

The Rhythms of Sleep and Wakefulness

The Neurobiology of Sleep

Why Sleep and Dream?

Sleep Patterns: Typical and Atypical Variations

Altered States of Consciousness: Beyond Sleep

Rhythms of sleep/wake

Circadian Rhythms

Stages of Sleep

Extreme Sleep: Hibernation

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Rhythms of sleep/wake

Circadian vs. ultradian

Why can’t we just rely on external environment for temporal cues?

How often do we mess up our sleep schedule?

Rhythms of sleep/wake

Why do so many species yawn?

Yawning across species. Scientists continue to debate the evolutionary advantage of yawning and why it occurs in many species, including (a) apes, (b) lions, (c) dogs, and (d) humans.

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Rhythms of sleep/wake: Melatonin

Figure 9.2

Neural circuits involved in circadian rhythms and peak melatonin response. Melatonin appears to be a chemical trigger signaling increased blood flow in distal areas of the body, promoting heat loss and the onset of sleep.

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Rhythms of sleep/wake: Sleep

Sleep occurs in stages

Characteristic EEG signals during each stage

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Rhythms of sleep/wake: Sleep

Stages of sleep. Over the course of a night, sleeping individuals cycle through several distinct stages: Stages 1 and 2, slow wave sleep, and REM sleep, during which dreams occur. A polysomnograph records the different brain wave patterns that characterize these stages.

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Rhythms of sleep/wake: Sleep

A full night’s rest. Slow wave sleep decreases and REM sleep increases as the night progresses.

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Rhythms of sleep/wake: Hibernation

Why would an animal hibernate?

Are there any obvious downsides to sleeping through the winter?

Hibernation. Many animals, such as the (a) chipmunk, enter an extended state of unconsciousness (b) in response to harsh winter weather.

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Neurobiology of sleep

Early Neuroanatomical Explorations

Sleep as lack of sensory input?

Tests via lesion method on nonhumans

Neuroanatomical / Neurochemical Circuits

Acetylcholine

SWS: GABA, galanin, adenosine

REM: PGO spikes

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Neurobiology of sleep: ARAS

The ascending reticular activating system (ARAS). The ARAS conveys sensory information to other parts of the brain and is essential for maintaining wakefulness.

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Neurobiology of sleep: Acetylcholine

The neurochemistry of wakefulness. tegmental nuclei (LDT) contributes to the maintenance of wakefulness. Acetylcholine from the pedunculopontine tegmental nuclei (PPT) and laterodorsal

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Neurobiology of sleep

Total sleep could be dangerous for some animals

Why not just never sleep?

Dolphin sleep. EEG records of dolphins reveal that only one hemisphere sleeps at a time.

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Neurobiology of sleep: SWS

Hypothalamic projections from the ventrolateral preoptic area (VLPO) to the tuberomammillary nucleus (TMN) function to diminish wakefulness during slow wave sleep.

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Neurobiology of sleep

Which animal is experiencing REM sleep?

Why is loss of muscle tone advantageous during REM sleep?

Cat naps. The sleeping posture of animals reveals information about the stage of sleep they are currently in. (a) The ability of the cat to hold its head up indicates that it is in non-REM sleep. (b) This cat has apparently lost muscle tone and entered REM sleep.

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Neurobiology of sleep: REM

Why dream?

Activation-synthesis model

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Neurobiology of sleep: REM

Pontine nuclei and REM characteristics. Lesions of pontine nuclei diminish specific aspects of REM sleep.

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Why sleep and dream?

Homeostatic theory of sleep regulation

Adaptive theory of sleep

Cultural differences in sleep patterns

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Why Sleep?

How would you test the role of sleep?

What ethical concerns should we be aware of?

Why Sleep?

Rats kept awake long enough got sick, stopped eating, died

Rodent model of sleep deprivation. Electroencephalograms recorded from the experimental animals activate the movement of the platform when the animal sleeps so that the disk movement and threat of falling in the water wake the animal up. The yoked animal also has its sleep patterns disrupted by the platform movement, but, unlike the experimental animal, it can engage in occasional sleep.

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Why Sleep? Adaptive theory

Sleep patterns should reflect environmental demands

Different animals show very different sleep patterns

Environment change (e.g., captivity) can change sleep habits

Maybe we’ve been too hard on sloths

Why Sleep?

Variation exists in human sleep schedules

Number of sleep periods

Not all members of community sleep at same time

Not everyone sleeps same duration

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Why Sleep?

Sleep may also play a role in learning and memory

Memory consolidation

Sleep replay

Synaptic homeostasis hypothesis

Theta rhythms and offline processing

Why Sleep? Sleep Replay

Sleep and learning. (a) When a rat sleeps after navigating through a maze, the same neural patterns that the rat displayed while in the maze are reactivated. (b) In humans, presentation of stimuli during a learning task and subsequently when a subject is in slow wave sleep can reactivate neural patterns similar to those active during learning, facilitating consolidation of the information.

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Why Sleep? Theta rhythms

θ rhythms during REM and waking behaviors. Similar θ rhythms observed during both REM and survival-related behaviors in various mammals suggest that REM brain activity may facilitate these behaviors expressed during waking hours.

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Why Sleep? Immune function

Vaccine effectiveness in the sleep deprived?

Sleep efficiency vs. sleep amount

Neurons responsive to immune chemicals are located in sleep/wake regions

brainstem, hippocampus, hypothalamus

Immune chemicals increase during SWS

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Sleep Patterns: Typical vs. Atypical

How do we define what “normal” sleep is?

Take the average, take the mode?

What if most people are not getting “enough” sleep?

Sleep durations in the United Kingdom and the United States. Sleep durations are evenly distributed in (a) the United Kingdom and (b) the United States, with an average nightly sleep of approximately seven hours in both groups.

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Sleep Disorders

Insomnia

GABA implicated

Narcolepsy

Hypocretin/orexin system implicated

Sleep apnea

Obstructed airways, associated with obesity

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Sleep disorders: Insomnia

No single treatment for Insomnia

Cognitive-Behavioral Therapy for Insomnia

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Sleep disorders: Narcolepsy

The hypocretin system. Hypocretin/orexin cells are located in the hypothalamus. They project to areas throughout the brain, influencing wakefulness and other functions related to energy expenditure and emotional processes.

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Sleep disorders: Sleep apnea

Sleep apnea and brain volume. Postmortem analyses of individuals with obstructive sleep apnea revealed smaller cortical areas (shown in red) compared with healthy control brains.

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Altered states of consciousness

Neural networks and conscious awareness

Disorders of consciousness

Hard to study consciousness, hard to define disorders

Death and the end of consciousness

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Conscious Awareness Network

Dissociation in brain regions for internal/external attention

Internal and external awareness. Specific brain areas are activated during internal and external conscious awareness. These functional magnetic resonance imaging scans show more activation in the cingulate cortex and parahippocampal cortex (blue) in strong internal awareness and more activation in the dorsolateral prefrontal cortex and inferior parietal lobe (red) during strong external awareness.

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Disordered Consciousness

Conditions to keep straight

Locked-in syndrome

Vegetative state

Minimally conscious

Coma

Brain death

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Disordered Consciousness

Minimally conscious patients show brain activity in response to questions

Minimal behavioral response

Brain responsiveness of minimally conscious patient. When asked to imagine hitting a ball on a tennis court (A/B) and navigating through a city or their home (C/D), a minimally conscious patient and a healthy individual showed similar brain response patterns.

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Brain death vs. vegetative state

Brain death. There is virtually no observable resting brain activity in positron emission tomography scans of individuals diagnosed with brainstem, or brain, death.

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