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International Journal

of

Self

-

Directed Learning

®

Volume 7, Number 2

Fall 2010

The

International Journal of Self

-

Directed Learning

(ISSN 1934

-

3701) is published

biannually by the International Society

for Self

-

Directed Learning.

It

is a refereed,

electronic journal founded to disseminate scholarly papers that document research, theory,

or innovative or exemplary practice in self

-

directed learning.

Submission guidelines can

be found at

http://www.sdlglobal.com

.

SUBSCRIPTION or BACK COPY ORDERS: Contact:

International Journal of Self

-

Directed Learning

7339 Reserve Creek Drive

,

Port Saint Lucie, FL 34986

[email protected]

© 2010

, International Society for

Self

-

Directed Learning

.

All rights reserved

.

No portion of

this journal may be reproduced without written consent

.

Exceptions are limited to copying

as permitted by Sections 107 (“fair use”) and 108 (“libraries and archives”) of the U. S.

Copyright Law. T

o obtain permission for article duplication, contact the editors at:

International Journal of Self

-

Directed Learning

7339 Reserve Creek Drive

,

Port Saint Lucie, FL 34986

[email protected]

Cover design by Gabrielle Consulting

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

i

International Journal of Self

-

Directed Learning

Volume 7

,

Number

2

,

Fall 2010

EDITOR

Lucy Madsen Guglielmino,

Florida Atlantic University

EDITOR EMERITUS

Huey B. Long,

University of Oklahoma

(Emeritus)

EDITORIAL BOARD

Naomi Boyer,

University of South Florida Polytechnic

Ralph G. Brockett,

University of Tennessee

Robert J. Bulik,

University of Texas Medical

Branch

Rosemary Caffarel

la,

, Cornell University

Philippe Carré,

Université Paris Ouest Nanterre La Défense

, France

Gary J. Confessore

George Washington University

(Emeritus)

Richard

E.

Durr,

Online Training Institute

Brian Findley,

Palm Beach State

College

Paul J. Guglielmino,

Florida Atlantic University

(Retired)

Joan H. Hanor

, California State University San Marcos

Roger Hiemstra,

Syracuse University

(Emeritus)

Waynne James,

University of South Florida

Carol Kasworm,

Nor

th Carolina State University

William J. Kops,

University of Manitoba, Canada

Theresa N. Liddell,

School District of P

alm Beach County

Patricia A. Maher,

University of South Florida

Sharan Merriam,

University of Georgia (Emeritus)

Magdalena Mo Ching Mok,

The Hong Kong Institute of Education

Albertina Olivei

ra

, University of Coimbra, Portugal

EunMi Park,

Johns Hopkins University School of Medicine

Janet Piskurich,

Stephen S. Foster Medical School, Texas Tech

George Piskurich

,

ACS, a Xerox Company

Michael K. Ponton,

Regent University

Kathleen B. Rager,

University

of Oklahoma

Thomas G. Rei

o, Jr.,

Florida International University

Karen Wilson Scott,

Idaho State University

Peter L. Zsiga,

Indian River State College

Editorial Associate: Elizabeth G.

Swan

Webmaster

:

Richard E. Durr,

Online Training Institute

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

ii

Preface

This issue touches on several important issues and trends in the field of self

-

directed learning today: the internet and SDL, instrumentation, further exploration of

how leaders use

self

-

directed learning

in their leadership role

s, and ways of

incorporating self

-

directed learning

into formal instructional settings.

As internet use increases exponentially, options for self

-

directed learning

become more prevalent, more accessible, and m

ore varied. In the first article in this

issue, Kop and Fournier explore the options and actions of self

-

directed learners in the

connectivist environment of a Massive Open Online Course (MOOC). They describe

new dimensions

of self

-

directed learning

that

emerged in their research, which was

conducted under the auspices of the National Research Council of Canada.

Moving from the frontier of internet learning environments to the more

familiar setting of organizations devoted to community service, Phares and

Guglielmino report on an examination of the self

-

directed learning readiness of

community leaders, describe the types of learning projects that contribute to the

performance of their leadership roles, and document their belief that ongoing self

-

directed l

earning is essential if they are to fulfill their responsibilities well.

Two articles in this i

ssue address instrumentation. Ki

rwan, Lounsbury, and

Gibson

explore the relationship of self

-

direction in learning

and the Big Five and

narrow personality traits in the Resource Associates Transition to College inventory

(RATTC). Ponton, Carr, Schuette, and Confessore present an analysis of the

usefulness of the

Appraisal of Learner Autonomy (ALA), a measure of self

-

efficacy in

autonomous learning, as a part of the Learner Autonomy Profile (LAP).

Finally, in a practice brief MacDonald and McLaughlin,

two gifted professors

,

describe

creative

ways of incorporating self

-

directed learning

into English classes in a

college

setting, focusing on creating integrated projects that require independent

thought and effort as alternatives to traditional

approaches to instruction and

assessment.

Lucy Madsen Guglielmino, Editor

Huey B. Long, Editor Emeritus

A special note: The

I

JSDL

will now be accepting articles written only using the 6

th

edition of the American Psychological Association’s Publication Manual.

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

iii

________________________________________

______________________________

International Journal of Self

-

Directed Learning

Volume 7, Number 2

, Spring 2010

CONTENTS

Preface

ii

New Dimensions of Self

-

Directed Learning in an Open

-

Networked Learning

Environment

Rita Kop and

Hélène

Fournier

1

The Big Five and Narrow Personality Traits

in Relation to Self

-

Direction in Learning

Jeral R. Kirwan, John W. Lounsbury, and Lucy W. Gibson

21

The Role of Self

-

Directed Learning in the Work of Community Leaders

Leatrice T. Phares

and Lucy M. Guglielmino

35

Research Brief

:

Self

-

Efficacy and the Learner Autonomy Profile

Michael K. Ponton, Paul B. Carr, Christine T. Schuette, and Gary J.

Confessore

54

Practice Brief

:

Fostering Self

-

Directed Learning in an

Honors Classroom Through Unconventional

Methods And Assessment

Nancy D. McD

onald a

nd Idell McL

aughlin

64

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

2

NEW

DIMENSIONS TO SELF

-

DIRECTED LEARNING

IN AN OPEN NETWORKED LEARNING ENVIRONMENT

Rita Kop and

Hélène

Fournier

Abstract

New technologies have changed the educational landscape. It is now possible

for self

-

directed learners to participate informally in learning events on open online

networks, such as in Massive Open Online Courses. Our research analyzed the agency

and level

of autonomy required by learners participating in a course of this nature.

Using Bouchard’s four

-

dimensional model of learner control, we found that there are

new dimensions to self

-

directed learning in conne

ctivist learning environments.

The

research al

so brought to light new challenges and opportunities for self

-

directed

learners who might not be able to call on trusted educators for support in their learning

endeavors, but rely on the aggregation of information and informal communication

and collaborat

ion available through social media to advance their learning.

The proliferation of Information and Communications Technology (ICT) in

recent years has changed the educational landscape. It has added to the complexity of

our lives and aided in the

creation of a plethora of new opportunities for learning.

Faculty members are changing their practice and are experimenting with open

educational resources and cloud computing, such as Massive Open Online Courses

(MOOC), acknowledging that informal and se

lf

-

directed learning now form part of

our everyday existence. The technology, however, raises new challenges and

opportunities for the self

-

directed learner, who might no longer be able to call on a

trusted educator for support in his or her learning ende

avor.

The emerging technologies that are currently shaping the Internet and the Web

provide us with access to information and the ability to work and learn with others in a

creative global collaboration outside the educational structures that have been the

norm for centuries (Downes, 2010; Fournier & Kop, 2010). New structures and

environments are in place where people can learn autonomously, but one might

question if people will be able to do so effectively (Kop & Bouchard, 2011). Two

areas of research ar

e foundational to examining learning in open networked

environments: learner autonomy and connectivism.

Research conducted under the auspices of the National Research Council of Canada

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

3

Learner Autonomy

Several researchers in the field of self

-

directed l

earning see learner autonomy

as an important component of self

-

directed learning (Ponton, 2005; Bouchard, 2009;

Boucouvalas, 2009). Bouchard (2009) and Boucouvalas (2009) both highlighted the

learning environment, learning context, and the connections peop

le make during their

l

earning as determining factors

in the success of self

-

directed learning journeys. These

elements are aligned with Bandura’s (2002) ideas on “human agency” (p. 269). He

accentuated three types of agency:

personal agency

exercised indi

vidually,

proxy

agency,

in which people secure desired outcomes by influencing others to act on their

behalf; and

collective agency,

in which people act in concert to shape their future in

whatever cultural

context they inhabit

.

Bandura emphasized the impo

rtance of all

three agencies and their interrelatedness in the complex world in which we now live.

Tough (1979) and Grow (1991) noted that learners move through different

phases of self

-

direction, and Bouchard (2009) identified particular factors that

inf

luence autonomous learning strategies. He clustered them in four dimensions, one

dealing with psychological issues, one with pedagogical issues, and two with

environmental issues:

1.

The first dimension, which he called the

conative

one, relates to psycholog

ical

issues such as drive, motivation, initiative and confidence. In this dimension

Bouchard also highlighted aspects of context and transitions, how these

influence people’s urges to take up learning, and the social networks that

people are involved in a

nd which act as affective support and resources. He

noted that their past learning experiences might also influence autonomous

learning strategies.

2.

The

algorithmic

dimension relates to pedagogical issues, for instance the

sequencing, pacing and goal sett

ing in learning, the evaluation of progress, and

final evaluation and preparation for validation. These are clearly tasks that in

the past were carried out by the educator; in an autonomous learning

environment, they become issues that learners themselves

have to resolve.

Bouchard (2009) also saw two environmental clusters of factors that would

influence learning strategies:

3.

The dimension that Bouchard called the

semiotics

of learning is related to the

delivery model of resources. This model has drastical

ly changed in recent

years and moved from the use of resources such as books and paper to

electronic texts and multimedia, which might be stored in searchable databases

that could be linked through hyperlinks. It could also include contributions in

blogs,

wikis, and synchronous and asynchronous communication. Information

is obtained through social networks and learners will need to be able to

evaluate and navigate this new information landscape.

4.

The importance of aspects of e

conomy

was recognized as a fourth category: the

perceived and actual value of the learning, the choice to learn for personal gain

such as for future employment, and the possible cost of other study options.

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

4

While Bouchard’s dimensions provide an important basis

for exploration of learner

autonomy, examining self

-

directed learning in an open networked learning

environment also requires awareness of the challenges of

connectivism

.

Connectivist Learning in an Online Environment

A current example of self

-

directed learning promoted by Downes (2010) and

Siemens (2008) is based on

connectivism

. They posit that being a member of an

online network, communicating with others and filtering information and ideas that

others provide will

lead to knowledge creation and learning advancement.

Connectivism advocates the active engagement of people with resources in

communication with others, rather than the transfer of knowledge from educator to

learner. Moreover, they promote a learning org

anization whereby there is not a body

of knowledge to be transferred from educator to learner, and where learning does not

take place

in a single environment. Instead, knowledge is distributed across the Web

and people’s engagement with it constitutes lear

ning. This

model recognizes that the

increasing influence of the Web and the global online connectedness of people will

have implications for people’s learning (Siemens, 2008; Fournier & Kop, 2010). The

role of the educator is predicted to change (Downe

s, 2010) as learners have the option

to move from a learning environment controlled by the educator and the institution to

an environment where they find their own information and direct their own learning as

they develop ideas and connect with (knowledgea

ble) others on networks away from

the formal setting.

A connectivist approach and learning environment might pose new challenges

for learners who direct their own learning; but it is likely that such an approach will

also provide new opportunities to enhan

ce their learning experiences. The current

literature related to Web development highlights four challenges and pertinent

developments to connectivist learning:

1.

The

nature of the network

as a place to learn as opposed to a group in an

educational institu

tion and the levels of

presence

in each has been highlighted

as an important factor in the willingness of participants to actively engage

online (Dron & Anderson, 2007). Power relations in online networks and how

these might influence the information and r

esources that self

-

directed learners

will be able to access are other important issues. The structures of the Web are

preventing it from developing into a network where equality is the norm, rather

than the exception (Baraba

si, 2003; Boyd, 2010b

). In add

ition, the increasing

influence of commerce on the Web might negatively influence the potential of

the social Web for learning and education (Friesen, 2010, Lanier, 2010)

2.

Some

literacies

have been identified that are critical for learners to be able to

eff

ectively direct their own learning in an open online networked environment.

Apart from reading and writing, these include information and media literacy

and the ability to critically analyze resources and information in order to

understand the new semantic

s of the Web. Creative abilities and a flexible

mindset in an environment that is characterized by change and complexity

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

5

have also been highlighted as important (Downes, 2009; Partnership 21

st

Century Skills, 2009; Sahlberg, 2009).

3.

Cloud computing

and the

emergence of Web2.0 and social media have altered

the dynamics of the Web. Moving away from a linear process of printed text,

they increasingly involve the production of digital artefacts and the storage of

these away from local computing devices, as well

as the use of a variety of

communication, collaboration and sharing tools that people find and use on the

Web. These tools have created a new demand on human agency in the form of

creativity, innovation and self

-

expression

(Sahlberg, 2009

; Fisher,

Giaccar

di,

Eden, Sugimoto,

& Ye,

2005).

4.

The

Semantic Web and learning analytics

are the latest developments of the

Web and can be used for the visualization of large amounts of data, creating a

need for learners to be able to understand and critically analyze gra

phs and

figures. The analysis of this “Big Data” can also be used to improve learning in

new ways, and some observers envisage the use of analytics in learning

recommender systems to aid learners in their information aggregation

strategies (Rogers, McEwen

, & Pond, 2010; Fournier, Kop

,

& Sitlia, 2011).

In order to develop empowering learning environments that foster active

learning, designers and developers of such environments first need to understand the

factors that influence people’s attitudes, intenti

ons and behaviours. They must also

understand the prerequisites for people to thrive in such environments in order to

create favourable components and conditions. This paper will investigate whether the

four dimensions that Bouchard (2009) highlighted in

his research match the

experiences and perceptions of learners in a Massive Open Online Course that was

held in the autumn of 2010 and if additional dimensions might be justified by

examining their connectivist learning in an online environment.

The Res

earch on Self

-

Directed Learning in a Massive Open Online Course

(MOOC)

Recognizing the challenges posed by innovations in Web

-

based learning,

learning technologists have started developing structures to support autonomous

learners in the negotiation of

this new and ever

-

changing learning landscape. Carroll,

Kop, and Woodward (2008) see the creation of a place where people feel comfortable,

trusted, and valued as the crux to engaging learners in an online environment. The

task would be to move towards a

space that aggregates content and imagine it as a

community, a place where dialogue happens, where people feel comfortable, and

interactions and content can be accessed and engaged with easily: a place where the

personal meets the social with the specific

purpose of the development of ideas and of

learning.

The National Research Council of Canada is in the process of designing and

developing a place that might support autonomous learners online. It is a Personal

Learning Environment (PLE) called Plearn

. The development consists of two strands:

The creation of a place, encompassing technological components, where people can

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

6

manage their own learning, and the creation of a pedagogical platform that would

support learners in this endeavor. The research to

achieve the design and development

of such a PLE consisted of several strands, but this paper

will report only on some

components of the educational research: issues relevant to self

-

directed learning on a

MOOC.

The Setting

The Massive Open Online Course

(MOOC) researched was organized by the

National Research Council of Canada as part of their research in Personal Learning

Environments in cooperation with Athabasca University and the University of Prince

Edwards Island. The subject under scrutiny was Per

sonal Learning Environments,

Networks and Knowledge (PL

ENK). It was a free course that

lasted 10 weeks with a

total of 1641 participants registered. PLENK2010 did not consist of a body of content

and was

not conducted in a single place or environment. It w

as distributed across the

Web.

Two of the facilitators of the course were the founders of

connectivism

,

in

approach to learning that has been earmarked by some as the learning theory for the

21

st

century

.

Siemens

and Downes (

2009) have highlighted on numerous occasions

the importance of human agency and the necessity of active participation in

connectivist learning

.

They stress the importance of four types of activity for

successful learning:

(a) aggregat

ion of information, (b) remixing and reflecting on the

resources and relating them to what people already know, (c) repurposing:

creating

something of their own, and

(d

) sharing their work and activities with others.

The central resource in the course was

The Daily

, a newsletter that participants

could subscribe to if they wished, which displayed the aggregated resources and

artifacts produced by participants in the course. In addition, the Moodle Learning

Management System with wiki was used to hold discussions an

d to display course

resources and the schedule for speakers of twice weekly Elluminate sessions.

Throughout the course Twitter and participants’ and facilitators’ blogs developed

around the course subject, and Facebook Groups, Second Life, and other social

network environments were developed by participants.

Learner support was provided by four facilitators in the form of videos,

slideshows, and discussion posts in addition to blog posts, feedback to blogs, and

Moodle discussion posts. Once a week Ellumina

te was used by facilitators for a

synchronous discussion and chat session on that week’s subject.

Research Methodology

Research in the intricacies of learning taking place on online networks is one

of the axes of the research into the design and developme

nt of a PLE. If people are

encouraged to move away from the institution for their learning, it is important to find

out the relevance to the learning experience of the informal (online) networks in which

they find their information and where they might dev

elop. A network in the context of

this paper would be an open online space where people meet, as nodes on networks,

while communicating with others and while using blogs, wikis, audio

-

visuals, and

other information streams and resources. De Laat (2006) hig

hlighted the complexity of

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

7

researching networked learning and emphasized as key problems the issues of human

agency and the multitude of issues involved, such as the dynamics of the network,

power

-

relations on the network, and the amount of content generat

ed. Effective

analysis would require a multi

-

method approach and would involve new ethics and

privacy issues.

New ethics and privacy issues in networked environments.

Every

researcher has to consider the ethical implications of the chosen methods of obtai

ning

the data for a study and the use made of it. Sometimes obtaining data is a matter of

accessing statistics or documents. When human subjects are involved in the research,

careful consideration of the level of informed consent by participants is also

required.

Miller and Bell (2002) argued that gaining informed consent is problematic if it is not

clear what the participant is consenting to and where “participation begins and ends”

(p. 53). Several ethical issues were raised in the literature, of which

misuse of data and

privacy issues were the most important. Van Wel and Royakkers (200

4) and Boyd

(2010a

) caution that data could pose a threat to subjects when misused, or used for

different purposes than what it was supplied for. Researchers should at l

east

anonymise data in order to respect privacy issues (Van Wel & Royakkers, 2004;

Rog

ers et al., 2010; Boyd, 2010a

). It has also been suggested by network researchers

that people should have the choice to opt in or opt out of the use of their data. If

som

eone is not aware that the data is being collected or how it will be used, he/she has

no real opportunity to consent or withhold consent for its collection and use. This

invisible

data gathering is common on the Web (V

an Wel & Royakkers, 2004

) and

highligh

ts some new decisions related to ethics that researchers will have to make. We

feel that researchers have a responsibility to carefully consider the context of their

research, and also the process that takes place between observing, collecting and

analyzin

g “Big Data”; data that is left by traces of activities that might not at all be

related to the visible participation of learners.

In this study “Big Data” was captured out on open networks. The research

team set out the boundaries of the research on the

consent form that participants were

asked to read at the start of the course. They were informed that data collection would

include learning

-

related activities in the course environment and also learning

activities that happened outside the course, but wh

ere the course tag #PLENK2010

was being used.

Data on PLENK2010 was collected according to these principles: using

quantitative as well as qualitative measures, asking for informed consent, and using

the #PLENK2010 tag to identify course

-

related data outsi

de the course environment

that learners would consent to include in the research.

Quantitative data collection

. Three surveys were carried out near the end of

the course and after it had finished in order to capture and explore learning

experiences during

the course: including the End Survey (N

=

63); an Active

Producers Survey (N

= 32), that was filled out by people after an invitation was posted

in the course blog for people who had produced

more than two digital artifacts

; and a

Lurkers Survey (N

=

74) t

hat was filled out after a similar call for people who had

limited their participation in the course to producing less that 2 digital artifacts and

whose behavior was characterized in a consuming rather than a participating nature.

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

8

The Moodle data mining f

unctionality was used to gather participant details, their

level of use and access of resources, information on course activities, and discussions

taking place in the course forums.

Qualitative data collection

. In addition, qualitative methods in the form

of

virtual ethnography were used. An ethnographer was working on the course, collecting

qualitative data through observation of activities and engagement. She also

interviewed and surveyed a number of participants during the final week and held a

focus g

roup with ‘silent participants’ (lurkers) after the course to gain a deeper

understanding of particular issues related to the active participation of learners. The

researchers were interested in the processes taking place and the perspectives and

understan

dings of the people in the setting; what Hammersley

et al. (2001) describe

as

the “details, context, emotion and the webs of social relationships that join persons to

one another” (p. 55). Hine (2005) highlighted that on the Web the technology itself

and

the artifacts it produces should be taken into consideration in the online

ethnography, as these are part of the research setting and might influence the human

interactions researched. As vast amounts of discursive data were generated in this

form of netw

orked learning in an open environment, computational tools such as

Nvivo were used for analyses and interpretation of the qualitative research data. It was

fairly easy to capture vast amounts of qualitative data through the aggregation tools

such as the gR

SShopper aggregator that was being used to feed into the newsletter

(The Daily).

Data analysis

. Learning analytics tools were used as a form of Social Network

Analysis (SNA) to clarify activities and relationships between nodes on the PLENK

network. SNA

also provided information on the importance of “connectors” on other

networks, and the most relevant tools to facilitate this. Secondary data analysis was

carried out on the Moodle logs. The gRSShopper aggregator statistics functionality

provided details

on course

-

related use of blogs and micro

-

blogging tools such as

Twitter. Some analytics and visualization tools, such as the Social Networks Adapting

Pedagogical Practice (SNAPP) tool, were also used to deliver real

-

time social network

visualizations of Mo

odle discussion forum activity; while the visualization tool

NetDraw was used to create an ego network for understanding the role of a particular

actor in a discussion.

Because of the volume of data generated by the 1641 participants and

facilitators, qua

ntitative analysis of blog posts and Twitter a

nd Moodle participation

was

used, but the analysis of quali

tative data was

restricted to the Moodle environment

and some blogs that were representative of all the blog posts produced by participants.

Findings

Participants

’ Ages and Locations

The professional background of participants on PLENK was mainly related to

education, research, and design and development of learning opportunities and

environments. Participants were teachers, researchers, managers, mentors, engineers,

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

9

facilitators, trai

ners, and university professors. Figure 1 sh

ows PLENK participants’

age, with a majority of participants in the course over 55 years old.

Figure 2 shows a Google Map, instigated by one of

the PLENK participants,

representing participants’ residence.

A

high number were from the USA, Canada, and

Europe, although participants were from a total of 69 countries.

Participation Levels

When the course started, 846 had re

gistered; participation increased to 1641

by

the end of the course, as shown in Figure 3. Twice

-

weekly meeting sessions were

hosted on Elluminate; once a week with an invited speaker and once as a

discussion

session amongst the group and facilitator(s). Actual presence at these synchronous

Figure

1

.

PLENK participants' age

s.

Figure

2

.

PLENK participants' locations

.

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

10

sessions decreased over the weeks from 97 people in week two, when attendance was

the highest, to 40 in the final week with a similar trend in accessing recordin

gs for the

sessions.

Global participation and multiple time zones influenced who could be

present and who accessed the recordings. A high number of blog posts were generated

related to the course (900) and an even higher number of Twitter contributions (

3104).

The #PLENK2010 identifier facilitated the easy aggregation of blog posts, social

bookmarking links, such as delicious, and Twitter messages produced by participants,

which highlighted a wide number of resources and links back to participant’s blogs

and discussion forums; thus connecting different areas of the course.

Although the

number of course registrations was high, an examination of contributions across weeks

(i.e., Moodle discussions, blogs, Twitter posts marked with #PLENK2010 course tag,

and

participation in live Elluminate sessions) suggested that about 40

-

60 individuals

on average contributed actively to the course on a regular basis by producing blog

posts and discussion posts, while the remaining participants’ visible participation rate

w

as much lower.

Figure 4 shows the number of times people used particular tools, but

does not show how these interactions took place.

Some additional visualizations provided us with some more revealing pictures i

n

forum discussions and participation while using online tools. We have been

experimenting with several analytics tools, such as the social network analysis tool

SNAPP (Social

Network Adapting Pedagogical Practice) used a

s a bookmarklet to the

browser.

The activation of the SNAPP tool resulted in network visualizations and the

data generated was also exported to both VNA (Edgelist format) and GraphML

formats. The creation of the

network visualizations clarified the role that an actor

might play in a particular discussion

(Figures 5 &

6)

.

Figure 3.

Plenk participation rates

.

Figure 4.

C

onnections between

participants

in a discussion

.

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

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Directed Learning

Volume 7, Number 2, Fall 2010

11

Agency

and Active P

articipation

Some people with experience in learning in a MOOC were very involved in the

course

. One participant

produced a Google Map (see Figure 1) that

has received 22307

views

and a

blog

that has been read in 69 countries. The technical tools motivated

s

everal people to produce course

-

related artifacts. Some examples: one learner

produced a c

reative concept map (

Figure 7

)

. Another used Word

les

to ‘skim

-

read’

papers and

develop a visual impression of the content of a paper as shown in Figure 8.

Figure 7.

Example of learner concept map

(http://bit.ly/

hRBMSR)

.

Figure 8.

Wordle of paper by Drexler on the

networked student (http://bit.ly/g14Gov).

Figure 5.

Relationship between topics in a

discussion in week 1

.

Figure 6.

Learners as nodes on Twitter

.

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

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Directed Learning

Volume 7, Number 2, Fall 2010

12

Not all participants contributed in a visibly active way. Many participants

accessed resources, but were not engaged in producing blog posts, videos, or other

digital artifacts.

The basis of MOOCs has always been four activities:

1.

Actively

aggregating.

2.

Actively relating these aggregated resources to earlier experiences and

knowledge, what Downes (2009) calls remixing.

3.

Actively repurposing; producing a digital artifact with this mix of thoughts.

4.

Actively sharing.

It was clear that in this course only a small percentage of participants engaged

in the production of digital artifacts. Between 40 and 60 were active producers; the

other 1580 were not active in this way. This outcome was unexpected to the course

organize

rs as they saw the production phase as vital to the learning in a networked

environment. As some participants mentioned in the discussion, if nobody is an active

producer, it limits the resources that all participants can use to develop their ideas,

discu

ssion, thinking, inspiration and learning.

The research data showed some

interesting reasons why the majority of participants were lurkers, rather than active

producers. As Figure 9 shows, 54.5% of respondents to the lurkers survey indicated

that they hav

e always been self

-

directed learners and do not think they have to actively

share and reply to discussion forums and blogs to learn. In addition, 50.9% highlighted

that

they are tactical lurkers who use particular strategies that are especially useful in

t

heir learning.

Figure 10 indicates that the most important restricting factors to participation

in PLENK were issues outside the course, related to people’s everyday lives, such as

time, job, family, and o

ther commitments, for 80.6% of respondents to the lurkers

survey. Other factors highlighted as important to lurkers were: being a listener and

Figure 9.

Explanations of

lurking

behavior.

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

13

reflector, so not being active was the natural thing to do (34.3%) and the perception

that lurking is a legitimat

e learning strategy (29.9%). Factors related to the chaotic

nature of the course and lack of confidence seemed to be less important, although

novices indicated that it took them time to adjust to the unfamiliar course structure.

For a variety of reasons (e.g. lack of confidence at the start of the course, the

way tools and language were being used, trust and comfort levels, power relations in

the course), lurkers preferred to read and view rather t

han join into a conversation.

An

understanding of the change process itself was also highlighted as important

--

the

process of transformation and the steps required to achieve it. During the lurker focus

group it was highlighted that novices might need more

time for this change process to

occur, especially in relation to building self

-

confidence and a sense of community in

such a large course. These perceptions were expressed by a participant in the

following blog post:

I’m new to the world of PLNs. I

certainly don’t post as much as others but I’m

learning and contributing as I go. Could I be considered a “lurker”? Perhaps,

but I’m getting more and more involved as I go on and as my comfort level

increases. . . . PLNs, despite best intentions can be qui

te cliquey (sp?) and as a

newcomer, that can be quite intimidating. Will I get more comfortable sharing

and experimenting? You bet! However, I need to do it in an environment

where I feel supported and not judged for my perceived involvement or lack

thereo

f.

Support by facilitators was highlighted in the literature as one way to make

learners feel more at ease, but th

is was not confirmed in the end

-

of

-

course survey

results. Responses to statements regarding the level of advice and support received

Figure 10.

Contributing

factors to lurking behavior.

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

14

from

facilitators and other participants in the cour

se remain ambiguous with regard to

support and feedback mechanisms. This ambiguity is highlighted in the higher

percentages of neutral responses displayed in Figure 11.

A majority of active participants (56.3%) indi

cated

that “Writing and

producing something” was “very important” in their learning and/or active

participation in the course. These same participants also

indicated that

active

production and interaction with others increased their positive learning outcomes; it

helped them to reflect, involved them in a creative process, and they wanted to give

something back to the grou

p, as shown in Figure 12.

However, th

e others with whom

they interacted did not necessarily have to be facilitators.

Figure 11.

Agreement by lurkers with

the level of support received during the course

.

Figure 12.

Why ac

tive participation was perceived to be important

.

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

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Directed Learning

Volume 7, Number 2, Fall 2010

15

Motivational Issues Relevant to Networked Learning

The end

-

of

-

course survey highlighted factors that were important to participant

motivation. What seemed to motivate participants most was finding particularly

striking resources and information, getting involved in an online community, and the

opportunity

to learn something new. One participant highlighted, for instance, that

learning alongside self

-

motivated peers was what motivated her as opposed to

traditional training days where people were forced to be present. Learning how the

new environment might

improve their teaching and the learning of others was one of

the motivational factors, while the topic of discussion was another. One participant

highlighted the issues of self

-

evaluation, self

-

orientation, and self

-

regulation as

important in relation to

motivation in connectivist learning:

Deciding to build a self

-

managed PLE must be a strongly (professionally or

personally) motivated choice, and requires a high initial engagement and a

constancy during the time, to be really useful. I put the "strong

m

otivation

" in

the top of my list of personal requirements to build and use successfully a

PLE/Ns. That signifies also having clear objectives, before starting a learning

experience: what do I want to achieve? How long I can dedicate to do it? ...

Other pe

rsonal qualities: critical thinking, self

-

evaluation; self

-

orientation, self

-

regulation. I think the major challenges for people to feel comfortable learning

in PLE/Ns are related to the "self" role, in learning activity.

The relevance of learning to

everyday life was highlighte

d as important by

several learn

ers. One emphasized the importance of having choices at the start of the

learning activity to increase motivation and the need for a negotiation process

regarding content, skills, and process to ma

ke courses meaningful and relevant to

everyday life. A

ffective issues were also highlighted as motivational factors

.

Some

people found it particularly motivational to be learning about connectivist learning in

the company of the originators of the connect

ivism theory,

while other drew

inspiration from learning in the company of self

-

motivated persons with a similar

interest. They valued the opportunity to come in contact with, collaborate with, and

meet people who would help to expand their personal netwo

rk.

C

ritical

Literacies f

or

Learners Operating

in

a

n O

pen

-

N

etworked

Learning

Environment

Participants found different skills, abilities and competencies important to

learn in a complex learning environment such as in the distributed PLENK2010.

Some emph

asized the particular mindset required, while others emphasized during the

lurker focus group that novices might need more time to feel comfortable with this

change process, especially in relation to building self

-

confidence and a sense of

community in suc

h a large course.

One participant comment

ed:

P

eople need to

develop

. . . a host of new critical literacies

in

order to learn and

to work effectively with intelligent data, with people, and within the network.

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

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Directed Learning

Volume 7, Number 2, Fall 2010

16

I see the PLE as a way to process data, ex

pand learning capacities of

participants, and grow

the network.

Participants highlighted a role for the educator in supporting this development:

for instance, by introducing them to tools and resources and by teaching them how to

critically evaluate info

rmation while using these new resources. Participants also

emphasized responsibility for their own learning and their own lives in the new

learning paradigm.

Discussion and Conclusions

The level of activity by participants in the course was particularly interesting.

Although course organizers and promoters of connectivist learning posit that actively

producing digital artifacts is an important stage in the networked learning process,

mos

t participants had a different view and participated in a different way. The large

group of silent participants, “lurkers,” who did not produce artifacts nor participate

extensively in discussions, felt that they were actively engaged in the course through

the other three activities: aggregating information, remixing of it and sharing it with

others. The percentage of lurkers was similar to that of consumers versus producers on

the Web as identified by other researchers and consequently should not be seen a

s too

low (Nielsen, 2006). Our research showed that people were actively engaged in these

other activities, although the sharing mostly took place outside the PLENK course

structure, in their workplaces or at home and sometimes after the course had finishe

d

because people needed time to think and reflect on the resources, information, and

communication made available during the course. Agency and activity are required in

an autonomous learning environment, but it was clear that learners have their own

ideas

on what type of activities would suit them and their lifestyles, which might not

necessarily be the same as those of the course organizers.

Some of the dimensions delineated by Bouchard (2009) clearly influenced the

level of participation and types of act

ivities learners engaged in. The

conative

factors,

related to psychological factors such as drive, motivation, and confidence, were

important. Participants who had already engaged in MOOCs before this course clearly

participated more in the active producti

on stage than novices, while they also

motivated novices by sharing new tools relevant to educational practice. Novices also

indicated their lack of confidence at participating on a worldwide stage where experts

in the field of PLEs were sharing their rese

arch; they highlighted the power

-

relations

as an inhibitor.

On the other hand, these high

-

profile contributors were mentioned by

others as a motivational factor to participation in the course. Opportunities to exploit

the expertise in the MOOC amongst wi

lling and active participants are therefore worth

exploring in future courses.

Time management, goal setting, and time availability were mentioned as the

most important

algorithmic

factors influencing people’s participation. Learners found

it hard to pace

themselves and were, especially at the start, overwhelmed by the

volume of resources and communication that needed to be managed, shaped, and

organized, even though facilitators told participants that it would be impossible to read

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

17

and view everything tha

t would come their way. People did make decisions about this

at a later stage and devised coping strategies with the help of others.

It seemed that the

semiotic

dimension as highlighted by Bouchard (2009), the

way in which people would access particular t

ypes of information and resources, was

very important as it was different from what participants were used to in the past.

Participants valued the new (to them) and different ways of aggregating information,

by using RSS feeds and (#) tags through social

networks and new tools. It was

important for learners to learn about new tools and find out what these could mean for

their own teaching practice. Participants helped each other to find tools that could aid

them in supporting their learning and informati

on aggregation.

The

economic

factors were also relevant to the course participants. Learners

were intrinsically motivated to participate and placed a high value on the knowledge

they developed on the course subject, Personal Learning Environments, Network

s and

Knowledge, and the new tools they could use to enhance their own teaching and work

practice, as well as the extension of their personal networks.

Additional issues played a role in learners’ participation and engagement, the

major ones being the critical literacies required to learn actively in an open networked

learning environment, such as a different mind

-

set and higher level of critical analysis

of resources than is the case in a more organized classroom environment. People

should clearly not have an aversion to risk and change to benefit most from learning in

a MOOC. This ability to thrive in a changing environment will be influenced by all

fou

r of Bouchard’s factors, and the research showed that there is an inter

-

relatedness

of Bouchard’s (2009) dimensions.

Based on analysis of the findings, it seems that to bring out the creative

potential in people and to inspire them into the production of d

igital artifacts,

dimensions of activity, engagement, and learning would have to be heightened and at

their most favorable. Heightening the level of engagement and active participation is

one of the main challenges of learning in an open networked environm

ent and one in

which educators could play a role. Educators and institutions might introduce more

openness in the curriculum by using social media and global participation outside the

boundaries of the institutional classroom to invigorate the learning ex

perience of their

students. Their participation as a critical knowledgeable other on the network could, at

the same time, enhance the thinking process of all involved.

The combination of research methods used, and especially the use of analytics,

added to

the understanding of learning in a distributed, open networked environment.

The analytics provided some clarity on the nature of the interactions between course

participants, resources and networks; however, the ethnographic approach, using

comment functi

ons on blogs and questionnaires, was indispensable in arriving at an in

-

depth understanding of the learning process and the learning experience of

participants. For instance, data regarding the learning experience of passive learners

(lurkers) would have b

een impossible to obtain without these measures. This paper

presents preliminary research findings and a more in

-

depth analysis is currently in

progress. We expect that results of these analyses will provide us w

ith indications of

the

most

favorable cond

itions for facilitating

learning for all participants in an online

networked learning environment.

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

18

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Rita Kop

(

Frederika.Kop@nrc

-

cnrc.gc.ca

) is a researcher at the NRC Canada’s IIT.

Her research focuses on learning in networked environments. Before joining NRC she

was Assistant Professor in Adult Continuing Education in the UK, after a career in

Dimensions to SDL in an Open

-

Networked Environment

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

20

Dutch elementary

education. Her research interests are personalized learning, self

-

directed learning, and learning analytics.

Hélène Fournier

(

Helene.Fournier@nrc

-

cnrc.gc.ca

)

has been a Research Officer at

the Natio

nal Research Council Canada's Institute for Information Technology since

2002 and holds a Ph.D. in Educational Psychology from McGill University. Recently,

she has been engaged in researching the design and development of a Personal

Learning Environment

.

Self

-

Direction in Learning and Personality

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

21

SELF

-

DIRECTION IN LEARNING AND PERSONALITY: THE

BIG FIVE AND NARROW PERSONALITY TRAITS

IN

RELATION TO LEARNER SELF

-

DIRECTION

Jera

l R. Kirwan, John W. Lounsbury, and Lucy W. Gibson

Abstract

Based on a sample of 2102 college students,

learner self

-

direction

was found to

be significantly

related to four of the Big Five traits: Agreeableness

,

Conscientiousness

,

Emotional Stability,

and

Openness

as well as

four narrow

personality traits: Sense of Identity

,

Optimism

,

Tough

-

Mindedness

, and

Work Drive

.

Results of multiple regression analyses indicated that, after controlling for age, year in

school, and

sex

, the Big Five traits accounted

for 37% of the variance in

learner self

-

direction

, with

other

narrow traits accounting for an additional 15% variance. A

combination of six Big Five and

other

narrow traits account for over 52% of the

variance in

learner self

-

direction

.

It was suggested t

hat

other

personality traits may be

influencing

learner self

-

direction

.

Results a

re discussed in terms of theoretical and

methodological implications.

This paper addresses the

relationship between

learner self

-

direction and other

personality traits

of college students when the traits represented by the Big Five model

are differentiated from narrow personality traits. Our study draws on and extends the

work of Lounsbury, Levy, Park, Gibson, and Smith

(2009)

who reported on the

development of a perso

nality measure of

learner self

-

direction

and construct validity.

Before turning to their findings, we consider why this is an important topic.

Self

-

direction in

learning is a major topic in the field of adult learning. There

has been extensive coverage o

f the topic by theorists, researchers, and practitioners

(Brockett & Hiemstra, 1991)

.

Long

(2007)

has identified several themes and

measurements of self

-

direction in learning including psychological factors. There

have been several empirical measures cre

ated to look at different dimensions of self

-

direction in learning which address psychological factors such as the

Self

-

Directed

Learning Readiness Scale (SDLRS)

(Guglielmino, 1978)

, and more recently the

Oddi

Continuing Learning Inventory (OCLI)

(Oddi, 19

86)

,

and the

Personal Responsibility

Orientation to Self

-

Direction in Learning Scale (PRO

-

SDLS)

(Stockdale, 2003)

.

Research has shown that psychological variables are directly related to learner self

-

Self

-

Direction in Learning and Personality

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

22

directedness

(Oliveira & Simões, 2006)

.

However, there

have been few studies that

look at

learner self

-

direction

specifically in relation to

personality trait

s.

In the rationale for their study, Lounsbury et al.

(2009)

made three important

observations:

1.

P

ersonality traits may influence or provide the foundati

on for

self

-

direction in learning

-

development processes

.

2.

W

hen considered as a whole, much of the prior literature on the

relationship between

self

-

direction in learning

and personality traits

(Johnson, Sample, & Jones, 1988; Leitsch & Van Hove, 1998)

is

f

r

agmented and piecemeal.

3.

T

he Big Five model of personality r

epresents an organizing scheme

for

understanding

self

-

direction in learning

-

personality trait relations.

With regard to the latter point, the Big Five model of personality traits of

Conscientious

ness, Openness, Agreeableness, Extraversion, and Neuroticism

(which

we will refer to by its inverse

Emotional Stability

) is widely accepted as a unified,

parsimonious model of normal personality that has been validated in many different

cultures and across

several research settings

(De Raad, 2000; Digman, 1997)

, with

supporting studies based on many different demographic and personal characteristics

of individuals

(Costa & McCrae, 1994)

.

The results of the Lounsbury et al.

(2009)

study indicated that there

was a

significant relationship between the five

-

factor model of personality and

learner self

-

direction

. Their findings are important in that they further elucidate the nomological

network for

learner self

-

direction

; in this case, that self

-

directed students displayed

higher levels of

Agreeableness

,

Conscientiousness

, and

Openness

as well as lower

levels of

Neuroticism

. These results also provide empirical support for

self

-

direction

in

learning theorists who discuss

the importance of such factors as creative

achievements, new experience, and student participation in learning projects, intrinsic

learning motivation, and self

-

concept

(Hassan, 1982; Reynolds, 1986)

.

Drawing on recent developments in personality resea

rch, it is possible to extend

the work of Lounsbury et al.

(2009)

t

o other personality traits that

go beyond the Big

Five model. Research in a number of areas has shown that validity can be enhanced

above and beyond the Big Five traits by considering more

narrow personality traits,

which are defined as either subscales of the Big Five or as traits not encompassed by

the Big Five model. For example, Lounsbury, Sundstrom, Gibson, and Loveland

(2003)

found that

a

ggression and

Work Drive

added substantial var

iance to the

prediction of academic performance of middle and high school students beyond the

Big Five traits. Paunonen and Nicol

(2001)

found that narrow traits, such as

s

elf

-

d

iscipline,

s

traightforwardness, and

m

odesty, added significant incremental var

iance

beyond the Big Five when predicting 12 different criteria, including grade point

average, blood donations, absenteeism, and traffic violations. Also, Paunonen and

Ashton

(2001)

found that NEO

Conscientiousness

-

related subscales of

a

chievement,

s

elf

-

d

iscipline,

c

ompetence, and

d

utifulness as well as the

Openness

-

related subscale

of

i

deas added significantly to the prediction of collegiate GPA above and beyond the

Jackson Personality Inventory

Conscientiousness

scale. Accordingly, the purpose of

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International Journal of Self

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Volume 7, Number 2, Fall 2010

23

the p

resent study was to investigate whether

other

narrow personality traits are related

to

learner self

-

direction

and to see if they contributed incremental validity to the

prediction of

learner self

-

direction

above and beyond the Big Five. The narrow traits

we examined were

Sense of Identity

,

Optimism

,

Tough

-

Mindedness

, and

Work Drive

.

These traits are not part of current Big Five taxonomies and have been found to be

related to important outcome criteria for college students including grades,

satisfaction, an

d intention to withdraw from school

(cf.

Lounsbury, Sadaurgas, &

Gibson, 2004; Lounsbury, Sadaurgas, Gibson, & Leong, 2005)

.

In the present study, ou

r focus was on

learner self

-

direction

as an individual

differences variable that can be represented on a

continuum from low to high.

We

were not interested in representing

learner self

-

direction

as a categorical or nominal

variable representing an

identity

status such as state of foreclosure, diffusi

on,

moratorium, or achievement.

With respect to Brockett a

nd Hiemstra’s

(1991)

two

-

dimension, self

-

direction in learning taxonomy,

our

learner self

-

direction

construct

corresponds to their learner self

-

direction construct.

Consistent with prior

conceptualizations of self

-

direct

ion in

learning

(Brockett, 1983;

Brockett & Hiemstra,

1991; Costa & Kalick, 2003

)

, we conceptualized and measured learner self

-

direction

as a personality construct reflecting an

individual’s

preference to be in charge of their

learning process; ability to conceptualize, plan, implement, a

nd evaluate their

academic experience; and disposition to be goal

-

oriented and to work independently or

in group settings with little guidance.

We chose to study personality

-

learner self

-

direction

relationships among college

students for several reasons. T

he college experience is regarded as providing “many

opportunities for students to develop, among other things, personal and professional

identity

(Hamrick, Evans, & Schuh, 2002, p. 135)

. As Madison

(1969)

observed,

college represents a unique and highly

appropriate setting for studying

Identity

.

Moreover, for those individuals who go to college directly from high school, the

college experience occurs during a key developmental period for

Identity

development

(Waterman, 1985, 1993)

, and it is regarded as p

laying a “critical role in

identity

formation”

(Nakula, 2003, p. 9)

. We examined

three

research questions:

1.

How much of the variance in

learner self

-

direction

can be accounted for jointly

by the Big Five traits?

2.

Are the narrow traits

of Sense of

Identity, Optimism, Tough

-

Mindedness, and

Work Drive related to learner self

-

direction?

3.

Do the narrow traits add incremental validity beyond the Big Five traits in

predicting

learner self

-

direction

?

Method

Participants

A total of 2102 students enrolled i

n an introductory psychology course and a

First

-

Year Studies program, at a large, public southeastern U. S. state university

volunteered to participate in this study. Demographic characteristics of the sample

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24

were:

Gender

--

68% female (

32% male); Year in

School

--

79% freshmen, 15%

sophomore, 3% junior, 3% senior; Age

--

3% under 18, 81% 18

-

19, 8% 20

-

21, 3% 22

-

25, 2% 26

-

30, and 3% over 30.

Procedure

After obtaining human subjects approval from the university’s Institutional

Review Board, participants were s

olicited to take a personality inventory on

-

line.

Upon completion of the inventory, participants were provided a feedback report

summarizing their personality characteristics and implications for a variety of areas

related to being a student, including are

a of study, social life, managing stress, study

habits, living situation, and using campus resources. Students in the introductory

psychology course were offered extra credit for participation. All data were collected

between September 1, 2004 and December

30, 2004.

Personality Measure

The personality measure used in this study was the Resource Associates’

Transition to College inventory (RATTC). The RATTC is a normal personality

inventory contextualized for late adolescents

(Jaffe, 1998)

and adults through high

school and college. It measures the Big Five Traits of Agreeableness,

Conscientiousness, Emotional Stability, Extraversion, and Openness as well as other

“narrow” personality traits and

learner self

-

direction

. Scale development, n

orming,

reliability, criterion

-

related validity, and construct validity information for the R

ATTC

can be found in Lounsbury and

Gibson

(2010)

.

Findings from the abov

e studies demonstrated

that the RATTC constructs are

internally consistent and display gen

erally high convergence with common traits on

other, widely used personality inventories, including the 16 PF, NEO

-

PI

-

R, and the

Myers

-

Briggs Type Inventory (e.g., the RATTC measure of Extraversion correlates

.77 with NEO

-

PI

-

R measure of Extraversion). Mor

eover, the Big Five measures of the

RATTC significantly predict collegiate academic performance and withdrawal

intention

(Lounsbury, Sundstrom, Gibson, & Loveland, 2003; Ridgell & Lounsbury,

2004)

. A

n adult version of the RATTC has been found to be relate

d to job

performance, job satisfaction, and career satisfaction in a wide variety of occupations

in many different business and industry settings

(Lounsbury & Gibson, 2010)

.

Big Five and narrow traits assessed.

The Big Five and narrow traits measured

in t

his study, along with brief descriptions and their coefficient alphas, are listed

below:

Agreeableness

: being agreeable, participative, helpful, cooperative, and

inclined to in

teract with others harmoniously

(coefficient alpha = .81)

Conscientiousnes

s

: being conscientious, reliable, trustworth

y, orderly, and

rule

-

following

(coefficient alpha = .78)

Emotional Stability

: overall level of adjustment and emotional resilience in the

face of stress and pressure. We conceptualized this as the inverse of

N

euroticism

(c

oefficient al

pha = .83)

Extraversion

:

tendency to be sociable, outgoing, gregarious, warmhea

rted,

expressive, and talkative

(coefficient alpha = .84)

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25

Openness

:

receptivity and

Openness

to change, innovatio

n, new experience,

and learning

(c

oefficient alpha = .7

6)

Sense of Identity: knowing one’s self and where one is headed in life, having a

core set of beliefs and values that guide decisions and actions; and having a

sense of purpose

(c

oefficient alpha = .77)

Optimism

: having an optimistic, hopeful outlook concerning prospects, people,

and the future, even in the face of difficulty and adversity as well as a tendency

to minimize problems and

persist in the face of setbacks (c

oefficient alpha =

.83)

Tough

-

Mindedness

:

appraising information and making decisions based on

logic, facts, and data rather than feelings, se

ntiments, values, and intuition

(c

oefficient alpha = .75)

Work Drive

: being hard

-

working,

industrious, and inclined to put in long hours

and much time

and effort to reach goals

and achieve at a high level (c

oefficient

alpha = .85)

Learner self

-

d

irection

i

tems.

The ten items comprising the learner self

-

direction subscale of the Resource Associates Transition to College (RATTC)

inven

tory are listed belo

w. I

tem responses were made on a five

-

point Likert scale:

1=Strongly Disagree; 2= Disagree; 3=Neutral/Undecided; 4=Agree; 5=Strongly

Agree.

1.

I regularly learn things on my own outside of class.

2.

I am very good at finding out answers on my own for

things that the

teacher does not explain in class.

3.

If there is something I don’t understand in a class, I always find a way to

learn it on my own.

4.

I am good at finding the right resources to help me do well in school.

5.

I view self

-

directed learning based on

my own initiative as very important

for success in school and in my future career.

6.

I set my own goals for what I will learn.

7.

I like to be in charge of what I learn and when I learn it.

8.

If there is something I need to learn, I find a way to do so right awa

y.

9.

I am better at learning things on my own than most students.

10.

I am very motivated to learn on my own without having to rely on other

people.

For the present sample, the coefficient alpha for the above RATTC was .85.

Demographic V

ariables

The age

and

gender

of students were assessed using categorical items. In

addition, we used two nontraditional student subgroups provided by the Nontraditional

Student Resource Guide (University of Oregon, 2005) to ask respondents whether

either of these character

istics applied to them:

Over the age of 25

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Returning to or starting college after a long break

Results

Descriptive statistics and intercorrelations

among the study variables are

displayed in Table 1. All of the Big Five personality traits are correlated significantly

and positively with

learner self

-

direction

, except for

Extraversion

. Specifically, in

descending order of magnitude, the correlations

with

learner self

-

direction

were:

Openness

(

r

= .

43

,

p

< .01),

Emotional Stability

(

r

= .

20

,

p

< .01),

Conscientiousness

(

r

= .

20

,

p

< .01),

Agreeableness

(

r

= .

21

,

p

< .01),

Extraversion

(

r

= .01,

p

>

.01),

and t

he

other

narrow personality traits also

correlated significantly with

learner self

-

direction

, with the largest magnitude correlation observed for

Work Drive

(

r

= .

49

,

p

<

.01), followed by

Optimism

(

r

= .31,

p

< .01),

Sense of Identity

(

r

= .30,

p

< .01), and

Tough

-

Mindedness

(

r

=

-

.07,

p

< .05

).

Table 1

.

Descriptive Statistics and Intercorrelations for the Personality and

Satisfaction V

ariables

_____

__________________________________________________________

____________________

(1)

(2)

(3)

(4)

(5)

(6)

(7)

(8)

(9)

(10)

(1) Agreeableness

---

.16

.28

.02

.19

.34

.33

-

.31

.26

.21

(2) Conscientiousness

---

.13

.06

.05

.28

.23

-

.11

.33

.20

(3)Emotional

Stability

---

.24

.07

.46

.59

.14

.09

.20

(4) Extraversion

---

.01

.26

.34

-

.15

-

.01

.01

(5) Openness

---

.21

.18

-

.16

.41

.43

(6) Sense of Identity

---

.67

-

.22

.36

.30

(7) Optimism

---

-

.16

.26

.31

(8)Tough

-

Mindedness

---

-

.23

-

.07

(9) Work Drive

---

.49

(10) SDL

---

Mean

3.74

3.38

3.17

3.54

3.52

3.96

4.01

2.32

3.18

3.29

Standard Deviation

.62

.50

.69

.66

.59

.62

.57

.65

.62

.59

_______________________________________________________________

______

______

Note:

n

= 2102

; medial effect size = 25.5; range of effect size =

-

.07 to .49

Correlations > .09 or

<

-

.09 are significant at the

p

< .01 level.

Correlations > .05 and < .09 or <

-

.05 and >

-

.09 are significant at the

p

< .05 level.

To evaluat

e research questions 1 and 3

, we performed a series of regression

analyses with

learner self

-

direction

serving a

s the criterion variable and three

demographic variables which have been linked to

Identity

age,

sex

, and year in

school (which in the present study correlated .11 (

p

< .01), .14 (

p

< .01), and .05 (

p

<

.05), respectively, with

learner self

-

direction

)

serving as control variables by

entering them as a set on the first step of each regression analysis. In the first analysis,

the Big Five traits were regressed on

learner self

-

direction

in stepwise fashion and all

five significantly entering the equatio

n, accounting for 37% of the variance in

learner

self

-

direction

beyond the 3 demographic variables, as can be seen in the first

regression result in Table 2.

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Table 2.

Regression

Analysis f

or

Learner Self

-

Direction with Age, Year in School,

a

nd

Gender E

ntered First Followed by t

he Big Five Traits Entered Stepwise

Step

Variable(s)

Multiple

R

R

2

R

2

Change

1

Age, year in school, and

gender

.172**

.030**

.030**

2

Emotional Stability

.506**

.256**

.226**

3

Conscientiousness

.563**

.317**

.061**

4

Extraversion

.586**

.343**

.026**

5

Openness

.603**

.362**

.020**

6

Agreeableness

.608**

.370**

.007**

Note:

n

= 2102 *

p

<.05 **

p

<.01

To answer the question of whether the four narrow traits contributed incremental

variance in the prediction of

learner self

-

direction

beyond the Big Five, the following

regression procedure was employed. The three demographic variables were entered as

a s

et

hierarchically on the first step, followed by the set of Big Five traits on the

second step;

the

narrow traits were allowed to enter in stepwise fashion. As

can be

seen in the results in Table 3

, the demographic and Big Five variables accounted for

37% of the variance, with

Optimism

adding an additional 14% of the variance (

p

<

.01), and

Work Drive

contributing an additional 1.5% of the variance (

p

< .01) in

learner self

-

direction

.

Sense of Iden

tity and Tough

-

Mindedness did not account for

any significant variance in learner self

-

direction.

Table 3.

Regression

Analysis f

or

Learner Self

-

Direction with Age, Year i

n School, And

Gender

Entered First

,

The

Big Five Traits Entered Second as A Set,

Followed b

y

Narrow Traits Entered Stepwise

Step

Variable(s)

Multiple

R

R

2

R

2

Change

1

Age, year in school, and

sex

.172**

.030**

.030**

2

Big five traits

.608**

.370**

.340**

3

Optimism

.717**

.514**

.144**

4

Work Drive

.727**

.529**

.015**

Note:

n

= 2102 *

p

<.05 **

p

<.01

As can be seen in the

third regression results in Table 4

, when the Big Five and

narrow traits were allowed to enter the regression in stepwise fashion after the

demographic variables,

Optimism entered first, contribut

ing an additional 44% of the

variance (

p

< .01); Work Drive entered next, adding 3% (

p

< .01), followed by

Conscientiousness (

R

2

-

change = 1.4%,

p

< .01), Emotional Stability (

R

2

-

change =

.008%,

p

< .01), and Tough

-

Mindedness (

R

2

-

change = .005%,

p

< .01).

These five

personality traits jointly accounted f

or over 50% of the variance in learner self

-

direction

be

yond that accounted for by the

demographic variables of age

, year in

school, and gender.

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Table 4.

Stepwise

Regression Analysis f

or

Learner Self

-

Di

rection with Age, Year in

School, and Gender

Entered First

; Then a

ll Personality Traits Entered Stepwise

Step

Variable(s)

Multiple

R

R

2

R

2

Change

1

Age, Year in School, and

Gender

.172**

.030**

.030**

2

Optimism

.689**

.474**

.444**

3

Work Drive

.711**

.506**

.032**

4

Conscientiousness

.721**

.519**

.014**

5

Emotional Stability

.727**

.527**

.008**

6

Tough

-

Mindedness

.730**

.532**

.005**

Note:

n

= 2102 *

p

<.05

**

p

<.01

Discussion

The findings of this study

provide support for Lounsbury

et al.’s

(2009)

summary “...of the importance and richness of the self

-

directed learning construct and

provide strong support for its role as a personality t

rait...” (p. 417).

All of the Big

Five traits

correlated significantly with

learner self

-

direction

, except

for Extraversion

.

The significant, positive relationships between

learner self

-

direction

and

Emotional

Stability

are consistent with Lounsbury, et al.’s correlational

findings of a negative

relationship between

Neuroticism

and

learner self

-

direction

. Moreover, the results of

the present study indicate that the Big Five traits jointly explained a substantial

amount of variance in

learner self

-

direction,

which provides a

dditional support for the

robustness of the Big Five model

(e.g., De Raad, 2000; McCrae & Costa, 1997, 2003)

.

It appears that additional variance in

learner self

-

direction

can also be accounted

for by

other

narrow personality traits. The results of the sec

ond regression analysis

indicate that the traits of

Optimism

and

Work Drive

added incremental variance

beyond the Big Five in predicting

learner self

-

direction

. Moreover, the results of

regression analysis indicate that the narrow traits of

Optimism

and

Wo

rk Drive

entered the regression equation to predict

learner self

-

direction

before any of the Big

Five traits. At this stage of research development, we would not conclude that any one

of the personality traits studied is more strongly related to

learner s

elf

-

direction

than

other traits, but the

moderate

magnitude of the

Optimism

-

-

learner self

-

direction

correlation is noteworthy and would be a prime candidate for replication and

explication by future research. Consistent with recommendations in

other resear

ch

domains to use multidimensional composites

(Paunonen & Nicol, 2001

; Schneider,

Hough, & Dunnette, 1996

)

, comprised of both broad traits such as the Big Five and

narrow personality

measures, to maximize validity

, we suggest that future research on

the

re

lationship

s between learner self

-

direction

and other personality traits

consider

both the full set of Big Five traits as well as narrow traits of interest which need not be

limited to the small number of narrow traits we considered.

The generalizability of

other

personality

traits and learner self

-

direction

across

different domains of demographic and social role characteristics augurs well for future

self

-

direction in

learning theory development which seeks to establish generalized

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Volume 7, Number 2, Fall 2010

29

construct relations involving personality traits, and it also provides food for thought

concerning a crucial unresolved issue noted by Clancy and Dollin

ger

(1993)

and

framed here as: What

is the causal direction of

other personality traits in relation to

l

earner self

-

direction

? That is, do

other

personality traits influence or contribute to

learner self

-

direction

, or does

learner self

-

direction

influence

other

personality traits,

or is the relationship bi

-

directional? Attempts to resolve this issue should i

nvolve a

longitudinal design, which was not utilized in either Lounsbury et al.

(2009)

or the

present investigation, and may involve measurement of college student experiences

and activities through which personality is manifested. As but one example, it m

ay be

that higher levels of

Conscientiousness

and

Work Drive

lead to more successful study

habits and academic performance, which may, in turn, lead to higher levels of

learner

self

-

direction

.

Nevertheless, there are several considerations that point t

oward a conceptual

model emphasizing the primacy of personality traits and portraying personality traits

as leading to

learner self

-

direction

. From a lifespan

-

developmental perspective

(e.g.,

Berger, 2001; Erickson, 1980)

identity

issues emerge primarily

in adolescence,

whereas personality traits, including constructs corresponding to the Big Five, have

been reliably studied for children as young as age 3

(van Lieshout & Haselager, 1993,

1994)

; thus, it is not unreasonable to consider

other

personality tra

its as preceding

learner self

-

direction

. Moreover, personality traits are typically regarded as being

relatively invariant or consistent over time and across situations and environmental or

situational characteristics

(e.g., Pervin & John, 1997)

.

In view o

f the above, we suggest that if personality traits are relatively consistent

for students across situations and over time, and if learn

er

self

-

direction changes more

across situations and over time, the most logical interpretation of why the personality

tr

ait

-

-

learner self

-

direction

relationship is relatively consistent within and across such

disparate factors as age and returning to college after a long break is because the

personality traits are driving the relationship, which implies that

other

personali

ty

traits are affecting

learner self

-

direction

, not that

learner self

-

direction

is influencing

other

personality traits. This is a conceptual model which should be more rigorously

evaluated by future research, but should it prove to be even partially true,

it would

have major implications for those theories of

self

-

direction in learning

which place

primary emphasis on the role of personal experiences and environmental determinants

of college student self

-

direction. Such a model would not rule out the role

of

experiential and environmental factors in self

-

direct

ion in

learning for college

students; rather, it would mean that personality traits, even traits measured in high

school, may influence collegiate activities and experiences which may, in turn,

influe

nce the

learner self

-

direction

of college students. It may be that personality

traits, not academic and personal experiences, are the major determinants of college

student

self

-

direction in learning

.

Directions for Future Research

There are a number

of interesting

areas for future research that

could clarify and

extend the present findings. In addition to the need for replication on different

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International Journal of Self

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Volume 7, Number 2, Fall 2010

30

samples, research could be conducted on how the Big Five and narro

w personality

traits relate to S

ense of

Iden

tity

and

learner self

-

direction

. Another topic to investigate

further is the relationship between age of college students and learner self

-

direct

ion

.

As mentioned earlier, perhaps the most important need for future research is to utilize

longitudinal resea

rch designs to help clarify the direction of causality for personality

traits vis

-

à

-

vis

learner self

-

direction

and to try to determine how these linkages are

established. For example, do individuals who are more optimistic engage in new

learning activities

than mo

re pessimistic individuals, with optimism helping to

facilitate self

-

d

irection

?

Hopefully, subsequent research in this area can assess the

linkages among

learner self

-

direction

,

Big Five and narrow traits, and

a variety of

important criteria in the

college student domain, including grades

(e.g., Furnham,

Chamorro

-

Premuzic, & McDougall, 2003;

Lounsbury, Sundstrom, Loveland

et al.,

2003)

, life satisfaction

(Lounsbury

et al., 2004)

, dropout

(Heilbrun, 1962, 1965)

life

satisfaction, and subjective well

-

being

(DeNeve & Cooper, 1998)

.

Study Limitations

There are two primary limitations of the current study that should be

acknowledged. First, this study was limited to a four

-

month interval in time for a

single year in a single geographic area at a large,

public university, leaving open the

question of generali

zability to other time periods,

geographic areas, and types of

universities. Second, most of the study participants were underclassmen; thus, we do

not know if the results would genera

lize to samples

from other educational levels

.

Conclusions

The results of the present study

indicate

that

part of

the Big Five traits as well as

three of

the four

other

narrow traits measured in this study were each related to

learner

self

-

direction

, with

other

narr

ow traits adding incremental validity to the Big Five and

accounting for

substantial

variance in

learner self

-

direction

on their own. In

combination, the Big Five and narrow traits accounted for more than

half

of the

variance in

learner self

-

direction

and a composite of six traits was found to be

substantially related to

learner self

-

direction

for eight different subgroups of students

representing different categories of nontraditional students and

student gender

. Taken

as a whole, the present findings

were interpreted as, in part, confirming and extending

the results of Lounsbury et al.

(2009)

regarding the Big Five and

learner self

-

direction

,

demonstrating the generalizability of personality trait

-

learner self

-

direction

relationships across a variety

of different demographic and

personal subgroups of

students

and providing some clues that the direction of the causal arrow may be from

other

personality traits to

learner self

-

direction

.

In conclusion, it is clear that

learner self

-

direction

has

manifold

connections to

other

personality traits and is not clearly associated with just one of the Big Five traits.

In a sense, this pattern of multiple connections to

personality is consistent with

the

diverse factors

learner self

-

direction

has been linked to in

the theoretical literature, as,

for example, the

six vectors of college student

development that Chickering and

Self

-

Direction in Learning and Personality

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

31

Reisser

(1993)

posit as leading to

identity

establishment for college students.

Hopefully, further research

will

extend and clarify the nomolog

ical network of

other

personality traits and

learner self

-

direction

.

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Jeral Kirwan

(

[email protected]

) is a doctoral student in the Adult Learning Program

at the University of Tennessee, Knoxville. His research interests include self

-

direction

in learning, personality, and psychometrics.

John Lounsbury

(

jlounsbu@

utk.edu) is President

, Resource Associates, Inc., and Full

Professor, Department of Psychology, University of Tennessee. Dr. Lounsbury

is a

Fellow

of

the

American

Psychological

Association

and

a

licensed

Industrial/Organizational Psychologist.

Self

-

Direction in Learning and Personality

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

34

Lucy Gibson

is Vice President of Resource Associates, Inc. Dr. Gibson is a Licensed

Industrial/Organizational Psychologist who has many years of

experience in the areas

of test development, test validation, and implementation of selection testing programs.

She has taught at the University of Tennessee and Tusculum College.

SDL and Community Leaders

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

35

THE ROLE OF SELF

-

DIRECTED LEARNING IN THE WORK OF

COMMUNITY LEADERS

Leatrice Turlis Phares and Lucy Madsen Guglielmino

Abstract

This study was designed to examine self

-

directed learning readiness of volun

teer

community

leaders and to explore their use of

self

-

directed learning in their

community leadership roles. The mean for this sample on Guglielmino’s (1978)

SDLRS (Learner Preference Assessment) was significantly higher than the general

population mean.

In

-

depth interviews with 10 of the 131 subjects revealed extensive

self

-

direc

ted learning

contributing to the participants’ community leadership efforts

and a strong belief that ongoing learning is essential to perform well as a community

leader

.

The increasing complexity of our society, our work, and expanding technology

place more demands on those who volunteer for community leadership roles.

In 1996

Kotter

stated, “. . . by any objective measure, the amount of significant, often

traumatic, chan

ge in organizations has grown tremendously in the past two decades”

(p. 3), and the change h

as continued to escalate

.

O’Connell (2006) notes,

“The

problems of contemporary society are more complex, the solutions are more involved

and the satisfaction more

obscure, but the basic ingredients to progress are still the

caring and the resolve to make

things better” (

p. 7).

Community leadership is defined

as assisting the public and private non

-

profit sectors in meeting the changing needs of

local communities, o

rganizations and citizens (Kouzes & Posner, 1995). Today’s

society expects its leaders to take the initiative and devise goals and strategies to solve

our increasingly complex community problems, working effectively both individually

and within groups. Cl

ark (1999) asserts that leaders must be creative problem solvers

who work in a team atmosphere and are able to organize resources to accomplish tasks

with maximum efficiency. They need to be flexible, able to assess situations quickly

and

accurately and to

create appropriate

goals. Kouzes and Posner (1995) surveyed

several thousand business and government executives and found that forward thinking

and a sense of direction were other important leadership characteristics; and Kotter

(1998) found that the mos

t notable trait of great leaders is their quest for learning.

Voluntary community leaders step forward to take responsibility for community

problems, often with little or no formal preparation, gathering information and

marshalling resources to address new

issues and challenges. The characteristics and

SDL and Community Leaders

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

36

actions of community leaders described in the literature suggest that they are highly

self

-

directed learners.

Self

-

directed learning has been described as a process in which individuals

take the initiative,

with or without the help of others, in diagnosing their learning

needs, formulating learning goals, identifying human and material resources for

learning, choosing and implementing appropriate learning strategies, and evaluating

learning outcomes (Knowles,

1975). Tough (1971) found that 98% of adults are

involved in self

-

planned learning, with a mean of 8.3 projects a year, each

averaging

8.16 hours, and several recent studies have reinforced his findings (Davis, Bailey,

Nypaver, Rees, & Brockett,

2010

;

Gug

liel

mino et al.,

2005).

According to Merriam,

Caffarella, and Baumgartner (2007), “Guglielmino has provided the most

-

used

operational definition for self

-

directed learning” (p. 121).

Gu

glielmino (1978)

described a highly self

-

directed learner based on her

Delphi study of experts in self

-

directed learning:

A highly self

-

directed learner is one who exhibits initiative, independence, and

persistence in learning; one who accepts responsibility for his or her own

learning and views problems as challenges, not

obstacles; one who is capable

of self

-

discipline and has a high degree of curiosity; one who has a strong

desire to learn or change and is self

-

confident; one who is able to use basic

study skills, organize his or her own time, set an appropriate pace for

learning,

and develop a plan for completing work; one who enjoys learning and has a

tendency to be goal

-

oriented. (p. 73)

A growing body of literature supports a link between self

-

directed learning and

attainment of or performance in leadership roles (Boy

ce, 2004; Durr, 1992; Connelly,

2004; Guglielmino, 1996; Guglielmino & Guglielmino, 1983, 2008; Kandarian, 2004;

Roberts, 1986).

Self

-

Directed Learning Readiness Scale (SDLRS)

levels are even

higher among top entrepreneurs in the U.S. who, like community

leaders, often have

fewer guidelines such as corporate policies to guide or restrict their actions

(Guglielmino & Klatt, 1994).

Many leaders in the workplace, whether in business, education, or other areas,

are also community leaders. It appears that the

processes of community problem

solving and self

-

directed learning are analogous, as are the characteristics of effective

community leaders and the characteristics of highly self

-

directed learners.

Imel

(1999) states that there are those who participate in

self

-

directed learning for the

process of community problem solving.

However, the use of self

-

directed learning by

volunteer community leaders has

not

previously

been investigated in depth. Ta

ylor

(2002) raised the issue

that “there is very little in the

literature that analyzes exactly

how self

-

directed learning is happening, the dynamics of learning in these contexts or

the differences between learning as an individual for personal reasons and learning as

an individual member of a group working for a co

mmon cause” (p. 44). Determining

the levels of self

-

directed learning readiness of community leaders and exploring

whether they use self

-

directed learning in their leadership roles

(and, if so, how) can

enhance our understanding of the process of communit

y leadership and provide

SDL and Community Leaders

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

37

valuable insights to improve the limited professional development available for

community leaders.

Purpose and Research Questions

This study was designed to examine the self

-

directed learning readiness of

community leaders

and to

explore their

use

of

self

-

directed learning in their

community leadership roles. Three research questions and one hypothesis guided the

study:

1. What is the mean level of self

-

directed learning readi

ness of community leaders

and

how does it compare t

o the readiness levels of other groups?

2. What types of learning projects did community leaders participate in during the 12

-

month period prior to the study?

3. Did the community leaders use self

-

directed learning projects to carry out their

community l

eadership roles? If so, to what extent?

One quantitative research hypothesis was posed to investigate the first research

question. The second research question was

explored through documentation and

analysis of learning projects

in structured in

-

depth inte

rviews

.

The third research

question was explored through analysis of the responses to open

-

ended questions

incorporated into the interview.

Null

Hypothesis:

There is no significant difference in the level of self

-

directed

learning readiness of community leaders as measured by the Self

-

Directed

Learning Readiness Scale (

SDLRS

) and the mean

SDLRS

score for U.S.

adults.

Delimitations and Limitations

This study

wa

s

de

limited to volunteer leaders of community service

organizations, specifically (a) board members of the Leadership Broward Foundation

in Fort Lauderdale, Florida; Leadership Miami in Miami, Florida; Leadership Palm

Beach County in West Palm Beach, Flo

rida; and (b) Rotarians who have a leadership

role in Rotary District 6990 and live in Broward, Miami

-

Dade

,

and Monroe Counties

in Florida.

The

convenience sample also constitutes a limitation. The

primary researcher

is a member of two of the organization

s studied, which creates an advantage in terms

of access to participants, but may affect the content of participant response and

interpretation of results. However, the researchers strove for objectivity and an

additional professional educator reviewed the

transcripts and data analysis.

Method

To assess the readiness for self

-

direction in learning among the community

leaders and compare it to the means of other groups, the SDLRS (Guglielmino, 1978)

SDL and Community Leaders

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

38

was used. A modification of Tough’s (1971) interview

schedule was used to gather

data on the learning projects of a selected sample of the community leaders. Open

-

ended questions were added to the interview to further explore the use of self

-

directed

learning in community leadership roles. The data collecti

on instruments are described

below.

Instruments

Self

-

Directed Learning Readiness Scale

.

The

SDLRS

is the most often used

quantitative measure of self

-

directed learning (Merriam, Caffarella, & Baumgartner,

2007).

It is a 58

-

item, five

-

point Likert

-

type scale that measures the attitudes, values,

and abilities of learners relating to their readiness to engage in self

-

directed learning at

the time of their response. This readiness is assessed as a total score, which is then

converted into bands of

hig

h, above average, average, below average

and

low

levels

of readiness (Guglielmino

& Guglielmino

, 1991). The

SDLRS

is referred to in test

settings as

the

Learning Preference Assessment

(LPA

). The reliability has most often

been assessed through measures of

internal consistency; estimates normally range

from .87

-

.92 (

Delahaye & Choy, 2000

).

C

ontent validity of the

SDLRS

was established by Guglielmino’s (1978)

development process, which used a modified Delphi technique that involved a panel of

experts in th

ree rounds of surveys to identify the characteristics of a highly self

-

directed learner. Fourteen researchers known for their work in the area of self

-

direction in learning participated. Among them were Malcolm Knowles, Allen Tough,

Cyril Houle, B. Frank B

rown, Arthur W. Chickering, Wilbert J. McKeachie, a

nd

Morris Weitman (Guglielmino,

1997)

. The vast majority of studies have supported the

reliability and validity of the instrument (for example,

Chuprina &

Durr, 2006

;

Connolly, 2004;

Delahaye & Smith, 1995

; Durr, 1992; Finestone,

1984; Graeve, 1987;

Hassan, 1981

;

Liddell,

2007

;

Long & Agyekum, 1984;

McCune, 1988;

McCune &

Guglielmino, 1991;

Muller, 2007

;

Oliviera &

Simões, 2006

;

Posner, 1989

-

90; Zsiga,

2007). T

here has been some criticism (

Brockett, 1985

; F

ield, 1989)

, responded to by

Long (1989), McCune (1989), and Guglielmino (1989)

.

A co

mprehensive review by

Delahaye and

Choy (

2000) concluded

, “There has been extensive support for the

[SDLRS]

LPA

in the literature as an accurate and useful instrument for measuring

readiness for self

-

directed learning” (p. 2).

T

ough’s interview schedule with additional o

pe

n

-

ended q

uestions

.

A

modification of Tough’s (1971) interview s

chedule was used to answer

the research

questions regarding the types of learning projects the community leaders had

participated in over the 12 months preceding their interviews. Numerous

studies using

Tough’s Interview Schedule have been conducted (for example, Brasfield

, 1984,

Coolican, 1975; Davis et al.

, 2010; Estrin, 1986;

Guglielmino et al.

, 2005;

Hiemstra,

1976; Penland, 1978, 1979; Peters & Gordon, 1974; Ralston, 1981). Although there

have been variations in both the total number of learning projects and in the total

perce

ntage of self

-

planned projects, the findings from the original Tough investigation

have largely been substantiated (Brockett & Hiemstra, 1991).

M

odification of the interview s

chedule for this study involved the addition of

open

-

ended questions. One broad q

uestion was added specifically to explore learning

SDL and Community Leaders

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

39

projects related to the performance of the subjects’ community leadership roles: “Let’s

take a little time now to talk specifically about learning and your community

leadership role. Would you tell me abou

t any new learning required for your

community leadership role?” Appropriate follow

-

up questions were asked to fully

explore this topic.

Procedures

Assessment of SDL

r

eadiness

.

The convenience sample for the assessment of

readiness for self

-

directed lear

ning consisted of v

olunteers who held

leadership roles

in community organizations. The participants

were recruited from the specified

groups

until a usable sample size was obtained. Power analysis indicated that at least 128

subjects were needed to obtain

a power of .80 with a medium effect size (

d

=

.50) with

an alpha of .05.

After approval

by the Institutional Review Board, the

primary

researcher

requested letters of support

for the study

from leaders of the targeted organizations and

then contacted the

executive directors of Leadership Broward Foundation, Leadership

Miami, and Leadership Palm Beach County to gain permission to attend a board

meeting and explain the research

study. A

fter expl

aining the study, she distributed

the

data collection material t

o board members who agreed to participate

at that time

. The

materials in

cluded: (a) Institutional Review Board

consent forms, (b) the Learning

Pr

eference Assessment (SDLRS),

(c) the demographic form

, and (d)

a self

-

addressed,

stamped envelope to return the

completed questionnaire.

The researcher used the District 6990 Rotary International 2004

-

2005 Official

Directory as a guide to identify the Rotarians in a District Rotary 6990 leadership role

(Benson, 2004).

She then

attended major Rotary

District 6990 e

vents and asked

Rotary leaders

if they would like to volunteer to complete the

LPA

questionnaire.

Procedures for administration were the same as described for the leadership groups,

except that these participants were offered the option to complete the que

stionnaire

and demographic sheet at that time or return it to the researcher at a later date. The

materials were distributed to 172 potential participants. The

primary

researcher placed

a follow

-

up telephone call to participants who had not returned their

questionnaires

within two weeks. Seventy

-

one participants chose to return the material by mail, while

60 participants completed the material onsite, resulting in a 76% response rate for the

survey (131 of 172).

Exploration of learning p

rojects

.

Once the

L

PA

forms were administered and

the completed forms were returned, t

he researcher chose a

subsample of ten

community leaders to represent a cross

-

section of ethnicity, gender, age, education,

and the four identified organizations.

SDLRS

(

LPA

) scores were no

t computed before

the individuals were selected and interviewed. The ten interviews were based on a

modification of Tough’s Interview Schedule to obtain direct information about the

types of learning projects the community leaders participated in over the

12 months

preceding the interviews.

The interviews, conducted by the

primary

researcher, lasted from one to two

hours; they took place at locations mutually agreed upon by the researcher and the

participants. Participants were assured of the confidential

ity of their responses

and

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40

their right to withdraw at any time

and

were

asked to sign a consent form. All

participants were asked the same questions in the same order

,

using both fixed choice

and open

-

ended questions. The open

-

ended questions were designed

to explore in

detail the learning projects of the community leaders

,

and a final open

-

ended question

was add

ed in an attempt to determine if and how

community leaders used learning

projects to carry out their community leadership role. If early responses

indicated that

they did, follow

-

up questions were used in an attempt to determine the extent to which

this had occurred. The participants’ replies were audiotaped and transcribed by the

researcher.

To ensure accuracy

of the acquired data, the researcher al

so used member

checking, asking the participants to review their transcripts for accuracy and make any

app

ropriate changes (Glesne, 1999)

.

Profile of Respondents to the LPA

There were 71 males and 60 females in the study. The majority (81.7%) of the

participants were Caucasian

,

with 9% African American, 6.1 % Hispanic, 1.5% Asian

or Pacific Islander and 0.8% American Indian or Alaskan Native

. Most were between

the ages of 36 and 65

, with the largest number being 56

-

65 years old. Everyone had

at leas

t some college, with most having some graduate education. Almost all reported

that their employment level was professional or managerial.

Data Analysis

The completed

SDLRS/LPA

questionnaires were scored using the instructions

provi

ded by the author

(Guglielmino & Guglielmino, 1991

) and the mean score was

calculated. The

LPA

mean score of the community leaders was compared to the

general adult pop

ulation mean score of 214,

to the mean of

a meta

-

analytic study of

research using the

LPA

with adults in 2

9 different studies from 1977

-

1987 (McCune,

Guglielmino, & Garcia, 1990)

, and to a sample

of top entrepreneurs

(Guglielmino &

Klatt, 1994)

.

T

-

tests were used for the comparisons

. The quantitative items from

Tough’s Interview Schedule were tallied and the

data described to develop an

understanding of the extent and types of learning projects conducted by community

leaders

.

In analyzing the

open

-

ended questions

that were added, t

he researcher

s

identified the most common responses and documented them with su

pporting

quotations. Two researchers independently conducted the analysis.

Findings

Self

-

Directed Learning Readiness

Mean score of s

ample.

The mean

LPA

score of the sample of 131 participants

was 245.09 with a standard deviation of 19.04. The lowest score was 187 and the

highest score was 285. According to the conversion table

(Guglielmino &

Guglielmino, 1991

), the participants’ mean score of 245.09 rank

ed in the 87th

percentile and converted into a readiness level of

above

average

. No participants

scored in the low readiness level. Two participants scored in the below average level

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and 20 participants scored i

n the average level. Eighty

-

three percent (83

%)

of the

participants

s

cored in the above average and

high level

s

. Fifty

-

four scored in the above

average level and 55 scored in the high level.

Hypothesis t

esting.

The

null

hypothesis tested in this study was that there is

no significant difference in th

e levels of the self

-

directed learning readiness of

community leaders as measured by the Self

-

Directed Learning Readiness Scale

(SDLRS/LPA)

and the mean score for US

adults and specified groups.

The

LPA

mean

score of community leaders (M = 245.09, SD = 19

.04) was significantly higher than

the

LPA

mean score of the general population (M = 214, SD = 25.59),

t

(130) = 18.69,

p<.001.

The Cohen’s

d

for this

comparison was 1.21,

a large effect size (Cohen,

1988).

The

LPA

mean score of community leaders was also

significantly higher than

the

LPA

mean score of adults in 29 different studies from 1977

-

1987 (M = 227.7),

t

(130) = 10.46, p<.001.

The

eta

squared for this co

mparison was 0.45699,

a large

effect size (Cohen, 1988). Finally, the

LPA

mean score of communit

y leaders was

significantly lower than the

LPA

mean score of top entrepreneurs (M = 248.6), SD =

18.74),

t

(130) = 3.51, p =.037.

The Cohen’s

d

for this

comparison was 0.18,

a small

effect size (Cohen, 1988).

Con

sequently, the null hypothesis wa

s not acce

pted. These

results support the alternative hypothesis that mean

LPA

scores for community leaders

differ from mean

LPA

scores of the general population, adults in 29 different studies

from 1977

-

1987, and top entrepreneurs.

Interviews

Profile of

interview p

articipants.

Six males and 4 female

s

completed Tough’s

Interview Schedule. All had previously completed the

SDLRS

(

LPA

) for this study a

nd

were purposely chosen to be representative

of the volunteer community leaders. The

researcher based the se

lection on community leadership organization, ethnicity, age

and education. The majority of the participants (70%) were Caucasian; the others were

African American (10%), Asian or Pacific Islander (10%) and Hispanic (10%). There

were an equal number of par

ticipants between the ages of 46

-

55 (30%) and the ages

of 56

-

65 (30%). There were also an equal number of participants between the ages of

36

-

45 (20%) and 66

-

75 (20%). All were college gra

duates and 40% had some

graduate

education.

All described

their employment level as professional or

managerial.

Number of learning projects.

The 10 participants completed an average of

16.2 learning projects during the previous year that met Tough’s (1971) seven

-

hour

minimum. The median number of lea

rning projec

ts was 15. The time

spent on each

learning project averaged 123.1 hours, with a range from 10 hours to 2,000 hours.

Content of learning projects.

The subjects of this study participated in a

variety of learning projects during the 12 months before their i

nterviews. After the

interviews were completed, the researcher reviewed all the individual projects and

combined similar types of subject matter, identifying five main content categories:

employment

/

job

-

related, community organizations, personal interest

s, computer

s

/

technology, and current events. Aspects of these categories relating to community

leadership roles are discussed; the personal interest category is omitted in this paper.

SDL and Community Leaders

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42

Employment / Job

-

related

.

The largest number of learning projects that the

participants identified related to their primary employment. All the participants had

more than one learning project that was job

-

related. Although most included or began

with formal learning settings, almos

t all included some form of self

-

directed learning

as a part of the learning project. The topics were varied and reflected the participants’

different types of employment, but many of their work

-

related projects also enhanced

their community leadership ski

lls; for example, marketing, financial management,

survey methods, funding for public transportation, legal issues,

and tax issues

.

Community organizations

.

The second largest number of learning p

rojects

centered on the leaders’ work

community organizatio

ns. All participants identified

learning projects related to their work with community organizations. The subjects of

learning projects were varied and related to the needs of the individual community

leader and the organization. There were far fewer refer

ences to the inclusion of formal

learning segments in the learning projects related to community organizations as

compared to employment

/

job

-

related p

rojects. Sample quotes are included later in

this paper.

Computers /

Technology

.

All ten participants id

entified some type of computer

or technology

-

related learning project

that was self

-

directed. T

hese learning projects

focused on improving their skills, such as learning how to do PowerPoint

presentations, how to conduct Internet searches, and how to use n

ew technology.

Learning about computers and technology was viewed as a tool to support other

learning. As one leader commented, “

Internet research is probably one of the fastest

ways to educate yourself on a given subject and I found that ability, that ex

perience

very vital in the new job that I have had.”

Current events

.

Seventy percent of the participants reported that current events

were an ongoing learning project for them. They read the newspapers, read the news

online, watched the news reports and s

hows on TV, followed the stock market, and

attended meetings that involved local government issues. One participant said, “I’ve

always had an interest in current events and so I just make it part of my day. Current

events are just something that’s a part o

f life.”

Learning projects in relation to c

om

munity leadership r

oles

.

All

participants had voluntarily identified learning projects that related to their community

leadership roles before they were asked the final question, “Would you tell me about

any new learning required in your community leadership role?” When asked,

the

y all

referred to previously

-

identified learning projects that related to their

leadership of

community organizations. These were strongly represented in the

community

organization

,

computer/technology

, and

current events

categories

and, to a lesser

extent

, in the

job

-

related

category

.

The only one of the major categories

that did not

appear to contribute

meaningfully

to learning for community leadership role was the

personal interest category

.

As t

he researcher

s

reviewed and analyzed the interviewees’

des

criptions of

learning r

elated to their communit

y leadership roles, three concepts were mentioned

most often:

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1.

The community leaders had a desire to learn more about their organizations.

2.

They

identified self

-

directed learning that contributed to helping t

hem do their

jobs better.

3.

They recognized a need for their learning to be ongoing.

Desire to learn

more about the organization.

The two organizations from which

the subjects were selected were community

-

based, and the participants had been

elected to u

npaid

leadership roles within them. Some participants knew more about

their organizations than others, but they all expressed a desire to learn more

. Two

sample quotes:

Well, as incoming president, what I set out to learn in greater detail was all

about

our programs and the specifics of those, how we put those on, so that I

had a thorough understanding of what our organization is all about. And also, I

felt it very important that I better understand our budget so I spent a lot of time

digging behind the f

inances.

I had to learn a great deal about the organization that I was attempting to be the

leader of

--

a club that was one component of a huge international organization.

So I had to learn as much as I could about it. I attended conferences as well as

r

ead the magazine and all the various materials provided by them. I did many

things on my own, ongoing learning.

Identification of

learning that contributed to doing their jobs better as

community leaders.

The participants iden

tified many examples of lear

ning that

contributed to doing their jobs better as communi

ty leaders. Most of the comments

reflected independent learning; others involved or grew out of group experiences.

I tried to learn a bit more about community water projects because potable

water is a great interest, and I knew I was going to attempt a matching grant

project on potable water.

I learned how to put on a web

-

based zone membership seminar, which had

never been done before. The web

-

based portion of it was motivated because

we hav

e such a diverse zone.

Right now we are going out and learning different marketing aspects, different

techniques to get people interested in giving to the capital campaign.

I tried to learn how to do fundraising... for nonprofits to generate more

revenues

for the projects that I am working with, to be more effective with

what I am already involved in.

I have been learning how to get volunteers to work together as a group and as

individuals.

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Right now I’m going through a lot of training that details how

to motivate

people to accomplish goals, how to grow membership, how to grow projects.

[I] went online to research resources on membership.

You get a lot of materials. [The Rotary] Manual [of] Procedures,

manuals of how to set up committees, manuals of al

l sorts of things.

Those are all the readings, books, pamphlets, and so forth.

I did many things on my own, but the conferences, two main

conferences I attended, the District and International, helped as well.

Being able to attend [conferences] and tal

k to people who can increase

my own understanding of what issues there are, whether they’re social

or monetary or environmental or professional, plays a big role in my

decision making.

It wasn’t so much a class as it was a commitment to chair a committee

that

would stretch me as an individual

--

that would force me to spend more time

learning all there was to learn.

Ongoing l

earning.

Most

of the participants identified the learning as

ongoing,

” some using that exact word

.

Sample quotes illustrate their strong

expression of the need for ongoing learning:

Ongoing. Ongoing because the leaders are very helpful to one another. So it is

a constant process.

I believe that I need to continue to learn so when I’m making a judgmen

t call,

I’m making judgments based upon experience both personally and from others

and also from knowledge that I gained from the various resources that I have

been able to use.

I did many things on my own, ongoing learning.

I’m continuing to school myse

lf.

I read a considerable amount online. I’m constantly using different

reference sites and a considerable amount of news sites per day. . . .

So, I’m constantly reading.

I don’t think that you are ever through learning. There is always something

else

to learn.

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Conclusions and Discussion

Based on the finding

s of this study, three

major conclusions were drawn:

communit

y leaders are highly self

-

directed learners;

they make extensive use of their

learning projects in

their community leadership roles; an

d they recognize that their

community leadership roles require

ongoing learning.

Community Leaders as Self

-

Directed Learners

Based on the sample studied, community leaders are highly self

-

directed

learners, as indicated by both their

SDLRS

scores and their involvement in learning

projects. The

SDLRS

mean score of community leaders (245.09) was higher than the

adult population mean (214) and higher than the mean of a large meta

-

analysis of 29

studies (227.7), but not as high as the mean of t

op entrepreneurs (248.6) in the U.S.

The numbers of learning projects undertaken by the community leaders and their

duration (discussed in the next section)

similarly reflect a high level of self

-

direction

in learning.

It seems logical that high

-

level community leaders would be highly self

-

directed

learners because of the complex demands for learning that community leaders face. In

addition, this finding parallels the findings of high levels of self

-

directed learning

rea

diness among leaders in business. Another possible reason for the higher mean

score as compared to the adult population and the large meta

-

analytic study means

could be that the participants in the present study all had a least some college and most

were c

ollege graduates. Some previous studies have documented a relationship

between

SDLRS

means and educational level (for example, Durr, 1992; Roberts,

1986); however, some have not (Bryan

-

Wunner, 1991).

All of the participants had listed e

mployment level as p

rofessional

or

managerial. Studies by Roberts (1986) and Durr (1992) had show

n that there i

s a

significant relationship between the

SDLRS

scores and participants’ managerial level

and management performance in large businesses; however, Bryan

-

Wunner (1991)

did

not find significant differences in

SDLRS

scores of different levels of park and

recreation leaders. It was understandable that the participants scored lower than the top

entrepreneurs in the U.S. (Guglielmino & Klatt, 1994). In that study, a very sel

ect

group of 50 top entrepreneurs selected by

a professional magazine

constituted the

sample.

The results of t

his study add support to

Brockett and Hiemstra

’s

(1991)

statement

that self

-

direction in learning is

clearly not

limited to

white, middle class

a

dults

. Although the education level included some college for all participants, the

sample of community leaders in this study represented a variety of ethnicities. The

study sample included 107 Caucasians, 12 African Americans, 8 Hispanics, 2 Asians,

and 1

American Indian/Alaskan Native; and 3 of the 10 interviewees were non

-

Caucasian.

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Self

-

Directed Learning Projects of Community Leaders

There is evidence that community leaders make extensive use of self

-

directed

learning projects in carrying out their l

eadership roles.

Numbers.

In the sample studied, the participants had completed an average of

16.2 learning projects during the past year that met

Tough’s (1971)

seven

-

hour

minimum. This was nearly twic

e the average number of projects

reported in Tough’s

o

riginal findings (a mean of 8.3 learning projects in the previous year).

Time.

The average number of hours spent on each project was 123.1 hours,

which was higher

than Tough’s reported

average of 100 hours per project. The hours

were also higher than the

study by Guglielmino et al. (2005) that

reported an average

of

56.1 hours per learning project. A few possible reasons for these differences could

be that the participants in this study were highly educated, all had professional or

managerial employment le

vels

,

and all were involved in more than one community

organization.

Reporting of learning projects related to community leadership.

Of the five

major

categories

identified in all of the learning projects reported by community

leaders, learning projects

relating to community leadership roles accounted for the

second highest number of projects. Other themes were employment/job related,

computer/technology, current events and personal interest. As could be expected,

employment/job related accounted for the

largest number. All the participants had

identified and discussed learning projects that related to their community leadersh

ip

roles before being asked

the final open

-

ended question. It appears that they were well

aware that they had participated in

self

-

d

irected

learning projects that helped them

carry out their leadership roles.

Emphasis on need for self

-

direction in learning for community leadership

roles

.

In addition, a comparison of the learning projects that were job

-

related as

compared to those

relating to committee leadership roles revealed that many more of

those related to community leadership were completely self

-

planned and self

-

directed.

One interviewee’s comment suggested a re

ason for this strong difference.

Mentioning

the “lack of directi

on” for community leaders, he commented:

You know, in most situations, you are given an assignment and you’re given

the expectation and a time line and so on. And you know the scope and the

magnitude of the job and then you can assess what you need to go

about to

fulfilling that assignment. And then at the end of the day or the project, you’re

able to evaluate your progress. The problem with [community organizations] is

that they give you a title, and you ask, what’s the scope of the job? Well, the

job is

to be in charge, so then you [ask], “Where’s my job description? What

are my duties? What do I have to do?” Well, don’t worry about it. You’ll do it

as you go.

The relative lack of specific job descriptions, training and formal guidelines

and procedures f

or community leadership roles places greater responsibility on the

individual to learn wh

at it is needed to perform well, and these individuals took that

responsibility

seriously. Two quotes summarize especially well the challenges faced

and commitment ev

idenced by community leaders as they try to make a difference:

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It has been a tremendous growth experience. I have met some wonderful

people, locally and globally. It has forced me to really challenge myself to do

something. [I have] never done anything th

is tough, I don’t think, especially

nothing that I’ve done for free.

I was in a leadership position. I was obligated to learn as much as I could so

that I could share that knowledge with the group so we could become effective.

Emphasis on l

earning

through conversation.

It was interesting to note the

emphasis participants placed

on talking wit

h others in similar roles or those who

had

expertise in the area they needed to lea

rn about. One person described his learning

method as

, “Meeting and talking.”

Another remarked, “Networking put me

in contact

with people who ...

were experts.”

While

n

ine of the interviewees reported that they

attended programs sponso

red by the national offices

of their

local community

organizations,

their comments regularly mentio

ned conversations with other

participants as a primary means of learning, as indicated by the following quote:

Attending the conference in Atlanta helped me understand what organizations

around the country are doing with respect to improving their communi

ties and

try to take away ideas from that. . . You know, our organization has been

[around] for 25 years and you kind of get set in your ways. It’s refreshing to go

to these conferences and talk to other people and walk away with new ideas

that perhaps we

might be able to implement locally.

The

se comments

support the thinking of Brookfield

(1981, 1984

), Knowles

(1975), and others that self

-

direction does not necessarily mean that learning takes

place in isolation. In many cases, participants emphasized the

ir identification as part of

a group of individuals with a common interest who could expand their knowledge by

sharing with each other.

Recognition of the Need for Ongoing Learning by Community Leaders

Community leaders strongly evidenced the need for

and the practice of

ongoing

learning in order to adequately fulfill their duties in both their work roles and their

community le

adership roles, as documented in the quotes provided in an earlier

section of this paper. Their comments support

Kouzes

and Pos

ner’s (1995) claim that

“effective leaders are constantly learning” (p. 323). The community leaders conducted

a

large number and a wide

variety of learning projects. Although the most prevalent

learning projects related to their jobs and the second most pr

evalent related to their

community leadership roles, it could be assumed that many of the learning projects

had a dual purpose of both work and community organization. Fo

r example, one

participant

indicated that he was applying the learning from his workpl

ace to his

leadership of the community organization.

The specific things that I have been learning are my new roles and

responsibilities that are required of me. We are part of an international

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organization fostering good will in our local and global co

mmunity. Right now I

am going through a lot of training that details how to motivate people to

accomplish goals [at work].

The demands of the participants’ jobs and their

leadership positions appeared

to fuel both

their

need for

continued learning

and the

ir recognition of their learning

capacity

. One respondent said:

I’m finding that I’m needing to apply myself more in whatever; [for example,]

communicating more to larger groups than one

-

on

-

one. I mean both exist, but

the majority of my communication has

been either one

-

on

-

one or in groups of

five or six, and this year that has flipped. And also, I’m having to readdress the

need [to be] much more sensitive to listening, not only to others, but also

myself. I’m continuing to school myself.

Another noted

,

“You realize that your learning capabilities are not limited when you

can put your mind

to it and involve other people.”

One final quote provides a good

summary of the community leaders’ recognition of their need to be continuous

learners:

“I don’t think

that you’re ever through learning. There is always something

else to learn.”

Implications For Practice

It is evident that the

community leaders examined in this study are self

-

directed learners. They know how to take the initiative in diagnosing their o

wn

learning needs and finding ways to meet those needs. They are lifelong learners who

value the importance of ongoing learning and have participated in a variety of learning

projects. They are aware of current technology and try to maintain their proficie

ncy.

Therefore, outdated learning materials and traditional lecture

-

formatted educational

programs would not be acceptable to them. This sample was limited and may not

necessarily reflect the wider population of community leaders; however, it suggests

that

training programs need to be developed and material presented in a manner that

recognizes that community leaders are likely to be self

-

directed learners. The issue of

time also needs to be addressed. Usually, community leaders are members of the

workplace

in a professional or managerial position, belong to more than one

community organization, and participate

in several different leadership

training

programs. They have the enthusiasm to meet and learn with and from others and

exchange ideas. They are willi

ng to share and are always looking for ways to do things

more effectively and efficiently. However, they do not have the time or desire to waste

on being spoon

-

fed information that they may have already mastered.

Trainers and developers of training program

s need to take into consideration

that community leaders are likely to be self

-

directed learners and plan the educational

programs accordingly. The traditional training programs need to be reevaluated and

updated. Community leaders need to have some face

-

t

o

-

face contact with other

learners and be able to share ideas. The interviewees all spoke of the value of one

-

on

-

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49

one and s

mall group discussions as effective

learning approaches. Planners need to

remember to provide space for collaborative learning and ext

ensive sharing of lessons

that people have learned through their own efforts. The information needs to be useful

and applicable, cutting edge, and it needs to go beyond the boundaries of the local

community. All of the community leaders interviewed also re

ported learning projects

related to technology. This finding suggests that internet

-

based resources such as

discussion boards, desktop conferencing, web

-

based tutorials and listservs might be

excellent vehicles to assist community leaders.

Suggestions Fo

r Further Research

Further research on volunteer community leaders in other organizations and in

other cultures is needed. This study targeted a specific area of one state and included

only two types of organizations, the Rotary and community leadership

organization

boards, limiting its generalizability. It would be assumed that other community

organization leaders are self

-

directed learners, but it would be interesting to identify

their learning projects and explore how these relate to their community le

adership

roles.

Leadership is a key ingredient to strong communities. A convergence of

factors is making effective, insightful community leadership ever more essential in the

fabric of our society. Expanding responsibilities and challenges of community l

eaders

are being fueled by budget cuts and rapid changes in all aspects of our society. There

are many community needs not being met or inadequately being met. Development of

community leaders is a never

-

ending process, beginning with the identification o

f

potential leaders, drawing them into areas of involvement, and providing training

(Bloom, 1995).

Continued research and support into the learning needs and methods

that will assist community leaders in effectively meeting the demands of their complex

ro

les is essential.

References

Benson, R. J. (2004).

District 6990 Rotary International 2004

-

2005 Official Directory.

Available from Rotary District 6990, 269 Giralda Avenue, Suite 302, Coral

Gables, FL 33157.

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Leatrice

T.

Phares

([email protected]

) has worked with Leadership Broward in

Florida and served as

District Governor for Rotary District 6990 (Broward, Miami

-

Dade, Monroe Counties & the Grand Bahama

Island) in 2009

-

2010. She has also

served on the Board of Directors of the National Community Leadership Association

and has co

-

chaired the NCLA

annual conference.

She holds a doctoral degree in Adult

and Community Education, Educational Leadership

,

from

Florida Atlantic University.

Lucy M. Guglielmino

([email protected]) is senior professor of Adult and

Community Education in the Department of Educational Leadership

and Research

Methodology

at Florida Atlantic University. Her primary research a

rea is self

-

directed

learning in a wide variety of contexts. She co

-

chairs the Board of Directors of the

International Society for Self

-

Directed Learning

and has received the Malcolm

Knowles Award for significant lifelong contributions to the field of self

-

directed

learning.

Self

-

Efficacy and the Learne

r Autonomy Profile

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

54

SELF

-

EFFICACY AND THE LEA

RNER AUTONOMY PROFIL

E

Michael K. Ponton, Paul B. Carr, Christine T. Schuette, and

Gary J. Confessore

Abstract

In 2004, the Appraisal of Learner

Autonomy (ALA) was created as a measure of

self

-

efficacy in autonomous learning. Since 2005, it has been offered in conjunction with

the Learner Autonomy Profile (LAP) and has been completed by over 2,000 subjects. The

purpose of this article is to present

recent analyses to better articulate the usefulness of the

ALA within the context of the LAP and to discuss related implications to the study of

adult learning. The findings suggest that the ALA offers important explanatory utility in

understanding learne

r autonomy and predicting autonomous learning.

The Learner Autonomy Profile (LAP; licensed to Human Resource Development

Enterprises, HRDE) was initially developed as a battery of four instruments: the Inventory

of Learner Desire (ILD; cf. Meyer, 2001),

the Inventory of Learner Resourcefulness (ILR;

cf. Carr, 1999), the Inventory of Learner Initiative (ILI; cf. Ponton, 1999), and the

Inventory of Learner Persistence (ILP; cf. Derrick, 2001). The purpose of the LAP is to

use these measures of the four con

ative factors of desire, resourcefulness, initiative, and

persistence (cf. Confessore, 1992) as a method of determining the extent to which an adult

tends to

engage in agentic learning, which is a defining characteristic of autonomous

learning (Ponton, 199

9, 2009). To this end, HRDE continued instrument refinement (Park

& Confessore, 2002) and currently engages in the coaching of those adults around the

world who are interested in increasing their learner autonomy.

In 2004, Ponton, Derrick, Carr, and Hall

presented the Appraisal of Learner

Autonomy (ALA) as a measure of self

-

efficacy in autonomous learning. The construct of

self

-

efficacy has been supported empirically as an important mediator between motivation

and agency (Bandura, 1997); therefore, Ponton

et al. (2004) argued that such a measure

was essential in furthering the understanding of learner autonomy. The 9

-

item final

version of the ALA (Ponton, Derrick, Hall, Rhea, & Carr, 2005) was argued as valid and

has been used as part of the LAP since its p

ublication in 2005 (note that the ALA is

unlicensed and is available in its entirety in Ponton

, Derrick, Hall,

et al., 2005, for

research purposes). At this time, over 2,000 people have taken the ALA in conjunction

with the administration of the LAP by HRD

E.

Ponton (1999) offered a definition of learner autonomy as “the characteristic of the

person who independently exhibits agency [i.e., intentional behavior] in learning

activities” (pp. 13

-

14). He argued that the construct of

learner autonomy

exists withi

n the

cognitive/affective domains of the learner and that

autonomous learning

represents the

Self

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Efficacy and the Learne

r Autonomy Profile

International Journal of Self

-

Directed Learning

Volume 7, Number 2, Fall 2010

55

resultant conative manifestations

(i.e., intentional action)

of such latent autonomy. The

ILD was conceptualized as a preconative measure of the degree to which a

person can act

intentionally in any domain of functioning (cf. Meyer, 2001, Inventory of Intentional

Behavior) whereas the ILR (Carr, 1999), ILI (Ponton, 1999), and ILP (Derrick, 2001)

were designed as conative measures within the domain of adult learning.

Self

-

efficacy is a

belief of personal capability to engage successfully in a given performance (Bandura,

1997); therefore, the ALA

a measure of one’s belief in requisite ability to successfully

engage in autonomous learning

exists within the preconative d

omain similar to the ILD.

There has been

potential

ambiguity

in the literature

with respect to whether

conative constructs should be included in

the learner autonomy or autonomous learning

domains (cf. Ponton,

Derrick, Confessore, & Rhea, 2005;

Ponton &

Schuette, 2008).

Ponton,

Derrick, Confessore,

et al.

(2005) stated the following:

It should be noted that

showing

resourcefulness, initiative, and persistence in one’s

learning is conceptually separable from what is measured

...[by the ILR, ILI, and

ILP]

. Th

e ILR, ILI, and ILP are measures of

intention to show

resourcefulness,

initiative, and persistence. These instruments were developed in this manner

because it is not possible to know, a priori, whether or not study participants are

currently engaged in aut

onomous learning activities (cf. Ponton, 1999). Further

research is necessary to uncover the strength of the relationship between the

intention to engage in autonomous learning and the enactment of the behaviors of

autonomous learning, the latter being the

exhibition of resourcefulness, initiative,

and persistence.

(p. 86)

Thus, autonomous learning represents the actual manifestation of action related constructs

(e.g., resourcefulness, initiative, and persistence)

and not merely an intention to manifest

su

ch action.

Using the

conative measures of the

ILR, ILI, and ILP to characteri

ze

autonomous learning

as was done in Ponton and Schuette (2008)

is by proxy only

as there

does not exist any way of knowing whether or not a random

ly selected

study participant is

currently

engag

ed

in an autonomous learning activity for a direct measure

of autonomous

learning

to be

applied. In addition, as the present conative constructs are cognitively based

(e.g., anticipating the future benefits of learning

as part of the ILR), such direct measures

cannot be limited to

behavioral

observations but rather must encompass a

constellation of

measures associated with

self

-

reported

action

-

related con

cepts” (Chapman & Skinner,

1985, p. 201)

under the larger umbrella

of action theory

.

To test this conceptual differentiation between learner autonomy and autonomous

learning, Ponton and Schuette

(2008) conducted a 2

-

factor confirmatory principal

component analysis (PCA) using ILD, ILR, ILI, and ILP data from a nonprobability

sample of 2,277 adults; insufficient ALA data precluded an inclusion of this measure in

the analysis at that time. The PCA

results supported the hypothesized separation of learner

autonomy

represented by ILD measurements

and autonomous learning as represented

by proxy

by

the

ILR, ILI, and ILP measurements. Based on these results, they proposed it

would be tenable to combine IL

R, ILI, and ILP scores as a singular measure of

autonomous learning

(i.e., a new variable) provided each measure were normalized by the

number of items in its respective scale (it could certainly be argued that normalization is

Self

-

Efficacy and the Learne

r Autonomy Profile

International Journal of Self

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Volume 7, Number 2, Fall 2010

56

required at the subscale lev

el as well; however, this argument has not been investigated to

date).

The continued use of the ALA in conjunction with the LAP has resulted in a data

set of sufficient size to continue this analysis; Comrey and Lee (as cited in Tabachnick &

Fidell, 2007,

p. 613) state that a sample size of 1,000 is excellent for factor analysis.

Note

that there is no necessary reason to continue to define autonomous learning via proxy

measure arguments

in order to make

comparison

s

to learner autonomy

constructs

;

theoretica

lly

,

preconative and conative constructs

should be

separable

as well

. Thus,

w

e

hypothesize that a 2

-

factor confirmatory PCA would support the separation of the ALA

and ILD vis

-

à

-

vis the ILR, ILI, and ILP based upon the conceptual separation of the

preconat

ive and conative

domains of

learner autonomy

. The purpose of this investigation

is to test this research hypothesis.

Furthering our understanding of the

relationship

between

these measures will help us to continue to

assess the appropriateness of making

causal arguments

for

facilitating

autonomous learning

using

Fishbein and Ajzen

’s (1975)

behavioral model

t

hat relates cognition, affection,

and

conation

to

intentional

behavior

.

Based on this

continued

understanding,

future studies would require the us

e

o

f structural

equation modeling to test

directional relationships

.

Method

Participants

The data from a nonprobability sample of 2,074 adults were analyzed. These data

represent a conglomeration of samples from numerous research studies in which both the

L

AP and ALA were administered. The average age of the participants in this resultant

sample was 28.1 years (

SD

= 12.0). The majority were female (

n

= 1,496;

P

= 72.1%) and

the level of education was as follows: high school diploma/G.E.D.,

n

= 1,205,

P

= 58.1%;

bachelor’s degree,

n

= 324,

P

= 15.6%; and graduate/professional degree,

n

= 518,

P

=

25.0% (note that 27 participants,

P

= 1.3%, did not respond to this field).

Results

Table 1 presents the intercorrelations

between the five scales. All correlations are

significant at the .01 level (2

-

tailed), and the ILD moderately correlates with the ILR, ILI,

and ILP whereas these last three scales correlate highly with each other. The ALA

moderately correlates with the IL

R, ILI, and ILP, and its correlation with the ILD is low.

(“Low,” “moderate,” and “high” correlation descriptions as per Hinkle, Wiersma, & Jurs,

1998, p. 120, for correlation ranges .30 to .50, .50 to .70, and .70 to .90, respectively.)

Internal consisten

cy for each scale is reflected in the following Cronbach alpha

coefficients: ILD, .93; ILR, .96; ILI, .97; ILP, .97; and ALA, .89.

Inspection of histograms (not presented) suggests normality for all five measures

with each distribution having a slight neg

ative skewness. Linearity is supported by the

product

-

moment correlations presented in Table 1; as PCA was performed as opposed to

factor analysis, multicollinearity is not a concern (no matrix inversion in PCA;

Tabachnick & Fidell, 2007).

Self

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Efficacy and the Learne

r Autonomy Profile

International Journal of Self

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Volume 7, Number 2, Fall 2010

57

Table 1.

Inte

rcorrelations Between Scales

(

N

= 2074

)

Scale

1

2

3

4

5

1. ILD

-

.573* .521* .549* .391*

2. ILR

-

.843* .854* .552*

3. ILI

-

.893* .592*

4. ILP

-

.577*

5. ALA

-

*

p

< .01 (2

-

tailed)

Table 2 p

resents the factor loadings using exploratory, unrotated PCA performed

on the correlation matrix. Compared to factor analysis, PCA is the preferred method of

factor extraction for exploratory studies (Mertler & Vannatta, 2005, p. 250); thus, it was

used in

this investigation for the purpose of data reduction where it is presumed that the

principal components are based upon the measured responses (DeCoster, 1998).

The sole

purpose of performing this

preliminary

analysis was to determine if there was

any initial

indication

that the five scales

we

re

statistically unrelated

, which would be

in contrast to

their theoretical classification

as salient aspects of learner autonomy

.

The Kaiser

-

Meyer

-

Olkin Measure of Sampling Adequacy (MSA) and the Bartlett Tes

t of Sphericity were

used to assess the suitability of the correlation matrix for factor analysis. For factor

analysis, the MSA index should be no less than 0.5 (Cureton & D’Agostino, 1983, p.

389). In addition, Bartlett’s

χ

2

should enable a rejection of t

he null hypothesis of no

difference between the correlation matrix and the identity matrix (i.e., common factors

cannot exist unless partial correlations between items exist; Norusis, 1988) although this

test is likely to be statistically significant for l

arge sample sizes even with low correlations

(Tabachnick & Fidell, 2007). The resultant MSA = .86 and Bartlett’s Test of Sphericity

approximate

χ

2

(10,

N

= 2074) = 8,102.1,

p

< .001, suggest the sample was adequate for

PCA. Gorsuch (1983) states the first p

rincipal component represents the best condensation

of a group of variables; thus, because the ILD, ILR, ILI, ILP, and ALA are linked to

a

related theoretical construct (i.e., learner autonomy), it should be no surprise that the

loadings are high (Gorsuch

asserts a minimum salient loading to be 0.3, p. 210, which is

consistent with Tabachnick & Fidell’s suggestion to only interpret variables with loadings

of 0.32 or greater, p. 649) in the first component. Note that the highest loadings

all

greater than 0.9

are for the ILR, ILI, and ILP scales.

Table 2.

Exploratory Principal Component Analysis: All Scales

Scale

Loading

ILD

.698

ILR

.920

ILI

.928

ILP

.933

ALA

.722

Note.

Only one component extracted exp

laining 71.7% of the total variance.

Self

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International Journal of Self

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Volume 7, Number 2, Fall 2010

58

The intercorrelation and PCA results suggest that the hypothesized grouping of

ILR, ILI, and ILP scales versus a grouping of ILD and ALA may be testable using linear

methods. Thus, a confirmatory PCA was performed on

the correlation matrix for a

two

-

factor solution using Oblimin rotation with Kaiser n

ormalization (two

factors were chosen

to correspond to the

preconative and conative

constructs of learner autonomy). Note that

oblique rotation was chosen because it would

be reasonable to expect that

preconative and

conative aspects of

learner autonomy would correlate

conation

results from

beliefs as

per Fishbein and Ajzen (1975)

thus making oblique rotation tenable. The resultant

correlation between the two components is 0.44 (see Table 3), which is greater than the

0.32 minimum recommended by Tabachnick and Fidell (2007, p. 646) as justifying

oblique rotation. As is evident in T

able 3, the loadings for the ILR, ILI, ILP, and ALA are

highest for the first component whereas the ILD loading is highest for the second

component; cross loadings do not suggest a more complex interpretation than this

separation. This is in contrast to th

e hypothesized 2

-

factor solution separating

preconati

on

as represented by the ILD and ALA versus

conati

on

as represented by the ILR, ILI, and

ILP.

Table 3.

Pattern Matrix for Confirmatory 2

-

Factor PCA: All Scales

Scale

Loading

Component 1

Component 2

ILD

.097

.902

ILR

.747

.302

ILI

.840

.182

ILP

.807

.236

ALA

.922

-

.242

Note.

Ext

raction

sums of squared loadings: (a) f

or Component 1, 3.587 (71.7% of the total

variance); for Component 2, .617 (12.3% of the total variance). Rotation (Oblimin with

Kaiser normalization)

sums of squared loadings: (a) f

or Component 1, 3.352; for

Componen

t 2, 1.955. Correlation between Components 1 and 2:

r

= .44.

Because the ILR, ILI, ILP, and ALA constituted the first principal component, a

hierarchical regression analysis was performed to determine the predictive utility of the

ALA on

conation

. Note th

at a new variable

conative learner autonomy

was created by

summing ILR, ILI, and ILP scores where each is normalized by its respective number of

items (i.e., 53, 44, and 34, respectively; cf. Ponton & Schuette, 2008). The ALA was

chosen as the baseline mod

el (i.e., Step 1a; see Table 4), and because of the statistically

significant correlation between the ILD and the other four scales, the ILD was added to

the ALA in Step 2. Both Step 1a and Step 2 models are significant at the .001 level;

F

(1,

2072) = 1179

.1 and

F

(2, 2071) = 1025.2, respectively. The change in

R

2

from Step 1a to 2

(i.e., .135) is also significant at the .001 level.

If the ILD were chosen as the independent variable for

conative learner autonomy

in a

second baseline model (i.e., Step 1b; see Table 4), the model is also significant,

F

(1, 2072)

= 1016.2,

p

< .001

, with

R

2

= .329 versus .363 when using the ALA as the

independent

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variable. As would be expected, the change in

R

2

by adding the ALA as a second

independent variable to this new baseline model (i.e., .169) is also significant at the .001

level. Thus, the

ALA is a slightly stronger predictor for

conative learner autonomy

when

compared to the ILD due to an increase of 3.4% (i.e., .363

-

.329) in explained variance.

Table 4.

Summary of Hierarchical Regression Analysis for Variables Predicting

Conative

Learner Autonomy

(ILR

norm

+ ILI

norm

+ ILP

norm

)

Variable

B

SE B

β

Step 1a

ALA

.015

.000

.602**

Step 1b

ILD

.057

.002

.574**

Step 2

ALA

.011

.000

.446**

ILD

.040

.002

.399**

Note.

R

2

= .363 for Step 1a;

R

2

= .329 for Step 1b;

R

2

= .498 for Step 2 (

p

<

.001 for

change from either Step 1a or 1b).

**

p

< .001.

Focusing on the ILR, ILI, ILP, and ALA and following the hypothesized

separation of

pre

conati

on

(i.e., ALA) and

conation

(i.e., ILR, ILI, and ILP), a

confirmatory PCA was performed o

n the correlation matrix for a two

-

factor solution using

Oblimin rotation with Kaiser normalization for the ILD, ILR, ILI, and ALA. MSA = .83

and Bartlett’s Test of Sp

hericity approximate

χ

2

(6,

N

= 2074) = 7,224.0,

p

< .001; thus,

the sample was deemed adequate for PCA using this reduced variable set. In addition, the

correlation between components is 0.60 (see Table 5) thereby supporting oblique rotation.

As is evident

in Table 5, the loadings for the ILR, ILI, and ILP are highest for the first

component whereas the ALA loading is highest for the second component; cross loadings

do not suggest a more complex interpretation than this separation.

Table 5.

Pattern Matrix

for Confirmatory 2

-

Factor PCA:

ILD Scale Excluded

Scale

Loading

Component 1

Component 2

ILR

.962

-

.031

ILI

.934

.036

ILP

.960

.001

ALA

.001

.999

Note.

Extraction

sums of squared loadings: (a) f

or Component 1, 3.181 (79.5% of the total

variance);

for Component 2, .548 (13.7% of the total variance). Rotation (Oblimin with Kaiser

normalization) sums of squa

red loadings: (a) f

or Component 1, 3.088; for Component 2, 1.986.

Correlation between Components 1 and 2:

r

= .60.

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Discussion

The research hypo

thesis is not supported by the findings; that is, the expected

separation of the ILD and ALA (within the preconative domain of learner autonomy)

versus the ILR, ILI, and ILP (within the conative domain of

learner autonomy

) is not

tenable (see Table 3). The

factor loadings associated with the ILR, ILI, ILP, and ALA on

the first principal component suggest a common latent construct among these measures.

Meyer (2001) created an instrument that assesses the degree to which an adult can

act intentionally based u

pon three constituent subscales: basic freedoms, managing power,

and acquired skills. From her original instrument titled the Inventory of Intentional

Behavior, the ILD evolved; however, the ILD does not actually represent a measure

within the context of l

earning but rather represents a measure of theoretical importance to

any agentic action of which autonomous learning is but one example. As Park and

Confessore (2002) stated, “[Meyer’s] work on desire to learn has been treated as an effort

to understand th

e

precursors

to the development of intentions related to learning” (p. 289).

In contrast to the ILD, the ILR, ILI, ILP, and ALA are contextualized to learning.

Carr’s (1999) ILR assesses the degree to which an adult (a) anticipates the future benefits

of l

earning, (b) prioritizes learning over nonlearning activities, (c) chooses to engage in

learning versus nonlearning activities, and (d) solves problems that impede desired

learning. Ponton’s (1999) ILI assesses the following behavioral intentions in an adu

lt

learner as manifest with respect to a learning acti

vity: goal

-

directedness, action

orientation, persistence

in overcoming obstacles, active

approach to problem solving, and

self

-

startedness. Derrick’s (2001) ILP measures the sustained maintenance of the

following behaviors in learning: volition, self

-

regulation, and goal

-

directedness. Finally,

the ALA (Ponton

, Derrick, Hall,

et al., 2005) measures the perceived capability of an adult

to engage in autonomous learning in the face of impediments to personal

agency.

In the PCA model, “the principal components are based on the measured

responses” (DeCoster, 1998, p. 3); thus, our interpretation of the results presented in Table

3 is that the first principal component is associated with

learner autonomy

based o

n

beliefs

of efficacy

and intentions to exhibit

resourcefulness, initiative, and persistence within the

context of learning

. The ILR, ILI, ILP, and ALA are all contextualized to adult learning

and have been argued as together supporting autonomous learning

; however, the ILD is

not contextualized to learning. Therefore, the PCA results may have separated the five

variables along the dimension of learning, which appears theoretically possible. When this

dimension is controlled (i.e., when the ILD is removed f

rom the PCA; see Table 5), factor

loadings again support the theoretical separation of

preconati

ve learner autonomy

(related

to the ALA)

and conati

ve learner autonomy

(related to the ILR, ILI, and ILP).

The present results suggest that the reason asserted

by Ponton and Schuette (2008)

for the separation of the ILD vis

-

à

-

vis the ILR, ILI, and ILP may not be the relationship

between

preconation and conation

but rather is a result of the varied contextualization to

learning

; however, this could not have been

assessed in 2008 without

the

ALA data

.

Controlling for learning contextualization results in a component structure that still

supports the conclusion of Ponton and Schuette

(2008) regarding the appropriateness for

summing normalized ILR, ILI, and ILP scores into a new variable existing within the

Self

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r Autonomy Profile

International Journal of Self

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Volume 7, Number 2, Fall 2010

61

conative domain of

learner autonomy

versus the preconative domain of learner autonomy

as represented in part by the ALA.

The separate, predictive utility of either the ALA or the ILD on a new variable

conative learner autonomy

is statistically significant at the .001 level and qualitatively

similar:

R

2

= .363 for the ALA versus .329 for the ILD. In addition, using both as

in

dependent variables, the total variance explained in

conative learner autonomy

is 49.8%

(see Table 4), which compares reasonably to the 59.7% previously reported by Ponton,

Derrick, Confessore,

et al.

(2005) in their preliminary study of 82 adults using th

e same

independent variables but rather a summation of nonnormalized ILR, ILI, and ILP scores

for a reduced variable

. Note that the addition of either the ALA or the ILD to the model

results in a statistically significant increase in

R

2

at the .001 level;

thus, the model is more

fully specified when both scales are included. The low correlation between the ILD and

ALA (see Table 1) suggests that each accounts for separate variance in

conative learner

autonomy

although the 49.8% of variance explained suggest

s that there are still more

preconative measures (e.g., motivation, personal responsibility) required to fully specify a

prediction model.

The degree to which a person believes him or herself generally capable of acting

agentively, which is assessed by th

e ILD, will manifest itself in the intentional activities,

or lack thereof, of the agent. The statistical findings associated with the ILD, ILR, ILI, and

ILP are consistent in numerous studies over several years in that the ILD has always

exhibited a stati

stically significant and moderate to high correlation with the other three

measures either separately or in summation; thus, the degree of extant agency is well

established as being related to the degree to which an adult

intends to

engage in

autonomous le

arning. We find it interesting, however, that the ALA does exhibit some

interesting statistical properties when compared to the ILD: (a) it loads with the ILR, ILI,

and ILP along the proposed dimension of

learner autonomy

; (b) it loads separately from

the

ILR, ILI, and ILP when the dimension of learning is controlled along the argued

dimensions of

preconation

versus

conation

; and (c) it accounts for more variance (albeit

slightly) with respect to the reduced variable

conative learner autonomy

. However, the

regression model associated with the criterion variable

conative learner autonomy

is more

fully specified when both the ILD and ALA are included as independent variables.

Thus, we assert that the ALA offers some important explanatory utility in

understand

ing learner autonomy and predicting autonomous learning. Specifically, in

support of HRDE’s coaching interests, the ALA should be offered as part of the LAP and

inform resultant interventions that promote learner autonomy using the sources of efficacy

info

rmation outlined by Bandura (1997): mastery experiences, verbal persuasion,

vicarious experiences, and interpretations of physiological/emotive arousals. Generally, as

we continue to further our understanding of adult learning, the ALA should be used in

co

njunction with other studies to continue to define and inform the

causal

role of self

-

efficacy in agentic learning.

References

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Carr, P. B. (1999). The

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DeCoster

, J. (1998).

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help.com/factor.pdf

Derrick, M. G. (2001). The measurement of an adult’s intention to exhibit persistence in

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ein, M., & Ajzen, I. (1975).

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to theory and research

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urs, S. G. (1998).

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Mertler, C. A., & Vannatta, R. A. (2005).

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(3rd ed.). Glendale

, CA: Pyrczak.

Meyer, D. T. (2001). The measurement of intentional behavior as a prerequisite to

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X advanced statistics guide

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Park

, E., & Confessore, G. J. (2002). Development of new instrumentation: Validation of

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Twenty

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306). Schaumburg,

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Ponton, M. K. (1999). The measurement of an adult’s intention to exhibit personal

initiative in autonomous learning.

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perspective contrasting autonomous learning with self

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directed learning. In M. G. Derrick & M. K. Ponton (Eds.),

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Carr, P. B., & Hall, J. M. (2004, February).

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90.

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Ponton, M. K., Derrick, M. G., Hall, J. M., Rhea, N. E., & Carr, P. B. (2005). The

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63

Ponton, M. K., & Schuette, C. T. (2008). The Learner Aut

onomy Profile: A discussion of

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Tabachnick, B. G., & Fidell, L. S. (2007).

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MA: Pearson Education.

Michael Ponton

([email protected]) is Professor of Education at Regent University.

His research interest is in the development of a better understanding of the role of human

agency in self

-

directed learning.

Pa

ul Carr

([email protected]) is Professor of Global Leadership and Entrepreneurship

at Regent University. His research interests are in resourcefulness in learning, adult

learning, and autonomous learning.

Christine Schuette

([email protected]) is Assi

stant Professor of Education at Regent

University. Her research interests are in social psychology with particular emphasis in

social and moral development.

Gary Confessore

([email protected]) is Professor Emeritus of Higher Education

Administration at The Ge

orge Washington University Graduate School of Education and

Human Development.

Author Note

The authors would like to acknowledge the assistance provided by EunMi Park in

managing the data analyzed for this investigation.

The data analyzed in this paper

were acquired via various research studies (under

the license held by Human Resource Development Enterprises) and not for the sole

purpose of this investigation.

Fostering SDL in the Honors Classroom

International Journal of Self

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Directed Learning

Volume 7, Number 2, Fall 2010

64

FOSTERING SELF

-

DIRECTED LEARNING IN AN HONORS

CLASSROOM

THROUGH UNCONVENTIONAL METHODS AND

ASSESSMENT

Nancy D. McDonald and Idell McLaughlin

Abstract

Instructors familiar with the attributes of self

-

directed learning (SDL) sense their

resonance with the Honors course objectives set forth by the National Colleg

iate Honors

Council (2008). Consequently, it seems Honors classrooms present ideal opportunities for

exploring SDL, not only in instructional approaches, but also in evaluation and

assessment. Assessment can be integrated so it becomes not a terminal evalu

ation of a

specific learning activity but an open

-

ended element in a continuous progression of

learning. This article

is an exploration of how such an assessment approach has been

implemented in Honors classes at Palm Beach State College, how that implemen

tation

encourages SDL, and the corresponding observable results.

The National Collegiate Honors Council (2008), in a statement on Honors Course

design outlining course objectives, noted the following: “The key to a successful Honors

program is not the in

telligence of the student or the subject matter of the course, but the

attitude and approach of the instructor” (2008

, p. 1

). In order to support and guide

instructors

through a process of designing an Honors course, the Council delineated five

objectives

that, either in this form or some variation, should be included in most Honors

courses:

1.

To help students develop effective written communication skills (including

the ability to make effective use of the information and ideas they learn);

2.

To help students develop effective oral communication skills (while

recognizing that not all students are comfortable talking a lot in class);

3.

To help students develop their ability to analyze and synthesize a broad

range of material;

4.

To help students un

derstand how scholars think about problems, formulate

hypotheses, research those problems, and draw conclusions about them;

and to help students understand how creative artists approach the creative

process and produce an original work;

5.

To help students b

ecome more independent and critical thinkers,

demonstrating the ability to use knowledge and logic when discussing an

issue or an idea, while considering the consequences of their ideas, for

themselves, for others, and for society. (p. 1)

Fostering SDL in the Honors Classroom

International Journal of Self

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Volume 7, Number 2, Fall 2010

65

As delineated an

d academically supportive as these objectives are, there is, as with

all learning objectives, an understood challenge, that of assessment. Assessment is always

the other side of objectives, the cart behind the horse. How one connects the two informs

the ma

nner in which material and media of the instruction are configured. The challenge

can be broken down into three considerations:

1.

How can the instructor assess if students have been successful in meeting

the Honors course objectives?

2.

How can the instructor

guarantee that assessments offer equal opportunities

for all students?

3.

How can the instructor integrate assessments into a continuous learning

cycle?

These considerations prod an

instructor to think outside the usual approaches to

assessment, opening t

he door to a new consideration for enhancing student success and

their ability to become independent and critical thinkers

the field of self

-

directed

learning. To instructors aware of the strengths of self

-

directed learning (SDL), the

alignment of Honors

course objectives and self

-

directed learner attributes

is obvious.

Those attributes, as delineated by Guglielmino (1978), include the following:

§

exhibits initiative, independence, and persistence in learning;

§

accepts responsibility for [personal] learnin

g and views problems as

challenges, not obstacles;

§

is capable of self

-

discipline and has a high degree of curiosity;

§

has a strong desire to learn or change and is self

-

confident;

§

is able to use basic study skills, organize [personal] time and set an app

ropriate

pace for learning, and to develop a plan for completing work; and,

§

enjoys learning and has a tendency to be goal

-

oriented. (p. 73)

These suggest that the Honors classroom presents an exciting opportunity for

exploring self

-

directed learning, not o

nly in instruction, but also in evaluation and

assessment. As stated in Mok (2010), assessment, as it is usually thought of, is in need of

change. In particular, she believes there are three principles that should be the basis for

designing assessments: “

Namely, that assessments should be designed as learning task[s];

that assessment should engage students in the evaluation of [their own and their peers’]

performance; and that feedback should be used as feedforward in order to support current

and future le

arning” (p. 14). In order to accomplish this redesign, it is necessary to

completely rethink the concept and integrate assessment in such a way that it becomes

part of a continuous learning progression, not

a

terminal evaluation of a specific learning

acti

vity or module.

This paper is an exploration of how a continuous learning cycle approach to

assessment has been implemented in several Honors College classes at Palm Beach State

College. It also describes how such an implementation effort encourages SDL

and what

Fostering SDL in the Honors Classroom

International Journal of Self

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Volume 7, Number 2, Fall 2010

66

results have been observable from the process. The use of strategies to promote self

-

direction in learning in the areas of narrative learning, somatic learning, and imagitive

learning will be examined. These three areas, with their emphasis on in

dependence,

creativity, analysis, goal

-

setting, organization, and time management and their

encouragement of open

-

ended questions and projects, seem especially well

-

suited for

fostering self

-

direction in learning.

Narrative Approaches

Most class

assignments can be a means of assessment as well as an opportunity for

extrapolated learning experiences. Unfortunately, some assignments, by nature or

psychological connections, can have a detrimental effect on learning. One assignment

almost universally

dreaded by students begins with these

words: “Write about . . . .”

Many students, even those in Honors, fear writing. Whether or not the fear is based in

reality, it can have a paralytic effect that interferes with students’ abilities to express

themselve

s with clarity and intelligence. Students who are ordinarily articulate in

classroom discussions may experience a terrible frustration when confronted with a blank

piece of paper or a newly opened computer document. That frustration dams ideas,

connections

, and creativity. Journal writing provides a simple and viable way to defuse

that initial response, to make writing a natural expression medium as normal and

acceptable as cell phone usage.

Journaling has been universally extolled as a gateway to self

-

kno

wledge (Boud,

2001

;

Dirkx, 2001; English & Gillen, 2001; Hiemstra, 2001; Jarvis, 2001, Karpiak, 2002;

Mezirow & Associates, 1990). Boud (2001) observes that it provides an opportunity to

engage students in reflective practice

practice that encourages both

self

-

directed learning

and transformative learning. In

Journal Writing as an Adult Learning Tool

, Kerka (2002a)

underscored the connection between writing, reflection, and learning. She also addressed

approaches to evaluating journals. Suggested methodol

ogies, including coding, were

considered, but the initial question she posed remained: What is more important: process

or product? Until that is decided, it is almost impossible to make decisions about

evaluation. One obvious answer is to transcend the us

ual division and make product and

process identical.

The very act of journaling requires reflection at some level, creating opportunities

for transformative learning. Mezirow and Associates (2000) outlined three elements of

transformative learning: exper

ience, critical reflection, and development. They divided

reflection into three subdivisions: content, process, and premise. It is essential that

journaling activity provide an opportunity for multi

-

layered reflection as a natural function

of the activity;

that is, the activity should be structured so that what is produced flows as

freely as possible

in much the same way as a pre

-

teen’s diary.

Tailoring an assignment

to fit this parameter is manageable through simplifying requirements. Hiemstra (2001)

prov

ided a breakdown of journal types, usages, advantages and limitations. It is possible

to find an initial template among these choices and then alter configuration to fit purpose.

In this application, journal writing on its simplest level was introduced in

a first

-

semester composition course. The instructions were straightforward and encouragingly

open

-

ended. The student was responsible for obtaining a bound journal and creating two,

Fostering SDL in the Honors Classroom

International Journal of Self

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Volume 7, Number 2, Fall 2010

67

100

-

word, hand

-

written entries weekly. Subject matter was neither assigne

d nor limited

with one exception: if a student was engaged in felonious activities, these were off limits.

Otherwise, students were guaranteed confidentiality, with

no one but the instructor

reading the journals. Vocabulary, spelling, and grammar were not

checked. The only

thing not allowed was vulgar language. At the end of eight weeks (midterm), the student

was simply responsible for 1600 words. The instructor also informed the students that

there would be no feedback on the journals, no comments writte

n in the journals.

The journal’s primary objective, in this application, was to dissipate students’

writing anxiety; the secondary objective was to encourage critical reflection. Although

critical reflection was not formally evaluated, it should be noted

that while many students

began with fairly superficial entries, by the end of the activity almost every student was

writing longer, more thoughtful pieces. In fact, a number of the journals far exceeded the

required word count, and many students asked if t

hey could continue the project and

receive extra credit. The answer was yes.

Despite substantial research demonstrating that feedback is “one of the most

powerful factors influencing leaning and achievement” (Mok, 2010, p. 17), feedback, in

this case, it w

as likely to have proven counterproductive. It would have focused the

students’ attention on the fact of writing and having that writing evaluated instead of

encouraging the student to just relax and do it.

The use of narrative writing of a more sophistic

ated nature, however, can be

demonstrated by the following example from Honors World Literature before the

Renaissance. In this course there are a number of readings conducive to reflective

writing; for example, is the

Confessions

of St. Augustine is espe

cially appropriate. In

general, autobiographical writing has a deeply spiritual component (Dirkx, 2001;

Dominice, 2000;

Foehr & Schiller, 1997;

Hiemstra, 2001; Karpiak, 2002; Tisdell, 2003).

Its content reflects much more than a narrative, containing art,

theory, and philosophy

(Karpiak, 2005), and opens the author to the possibility of a transformative learning

experience. Consequently, the more self

-

directed the writing experience is, the more likely

transformative learning will take place.

In the Honors

class, the

Confessions

was studied at mid

-

semester. The students

read book selections including his learning to speak, the pear tree incident, time in

Carthage, conversion, and spiritual evaluation of his mother. In

-

depth discussions were

conducted in whic

h students considered Augustine’s motivation, audience, methodology,

selection of material, and life experiences that impacted who he was and what he became.

At the assignment’s completion, students were informed that the final examination would

be an indi

vidual exercise. Each student was to write a 20

-

page minimum

Confessions

ala

St. Augustine. In it, students were to submit their lives to the same scrutiny that Augustine

employed. Although the audience did not have to be God, students were urged to pick

s

omeone as audience in order to give the work consistency and focus. Life

-

defining

incidents were to be explored, both positive and negative, in order to gain insight into

motivations and choices.

Again, confidentiality and trust were essential. Unless a

deep trust was built

between instructor and students during the first half of the course, this assignment could

be useless. The students would be guarded in what they said and refrain from deeply

reflective writing. To further this trust, the instructor of

this course,

during the discussion

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68

of the

Confessions

, recounted incidents in her own life that were benchmarks. Some of the

occurrences were either neutral or positive events, but two of the episodes were negative,

and she illustrated how these had given

rise to valuable personal insights into herself and

her life. By sharing personal events, the instructor further augmented the trust already

established. Personal reassurance during the rest of the term was also important. The

instructor periodically aske

d about progress, concerns, and experiences. Any initial

trepidation eased as time passed and familiarity with the assignment was established. It

was also essential that students be reminded this was not a paper designed as an

exploration of writing errors

. It was, rather, a paper that investigated who the student had

become. It was a unique opportunity to receive course credit for taking the time to

consider who they were

something for which their fast

-

paced lives left them little time.

This assignment/as

sessment was not introduced without adequate SDL preparation

and encouragement throughout the entire term. In addition to in

-

depth consideration of the

Confessions

prior to making the assignment, students were encouraged throughout class to

develop SDL att

ributes. This was done through structuring open

-

ended classroom

discussions, assigning short reflective papers, and supporting other activities that

promoted individual investigation and exploration.

When first examining the

Confessions

assignment, there m

ight be a tendency to

view it as an interesting assignment but not as an assessment; however, in the truest sense

of the word, it was not only an assessment but also an exercise in self

-

directed learning. It

opened student assessment into self

-

reflection,

potential transformation, and lifelong

learning and self

-

development. Students had been invited to experience these processes

from the beginning of class, and the

Confessions

assignment/assessment was a

culmination of that learning. It differed from most

assessments in one respect only:

feedback. Because of the powerful, personal material elicited and the remarkable insights

recorded in the individual pieces, it would have been not only inappropriate but

counterproductive to comment on the work. The

Confe

ssions

were private

the instructor

was simply allowed to read them. The contract for the grade was fulfilled in the writing.

This final class assessment has been in use each Fall term for the past eight years.

The resultant works, without exception, have

been moving testaments to triumph and

failure; sadness and joy; struggle and loss; and, most of all, to survival and determination,

the brave beauty that is the best part of humanity.

Somatic Approaches

Another approach to SDL can be made through somati

c learning. Somatic or

embodied learning, as defined by Merriam, Caffarella, and Baumgartner (2007),

is most often linked to experiential learning in the sense that we

learn

in the

experience. Somatic knowing, as is also true of spiritual and narrative k

nowing, is

connected to adult learning through meaning

-

making. Attending to these

noncognitive dimensions of knowing can bring greater understanding to our lives;

they enable us to make mean

ing of our everyday experiences.

Learning in the

experience is imm

ediate, physical, emotional. (p. 192)

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Kerka (2002b) envisioned somatic learning as a holistic approach that seeks to

correct the western tendency to separate body and mind. Somatic learning integrates the

body

senses, perception, and movement

into the le

arning experience. Also pertinent is

Lawrence’s (2005) exploration of the implications of multiple intelligences and

indigenous knowledge when leading students to a deeper understanding of self, world, and

his discussion of the implementation of art as a w

ay of accessing and uncovering hidden

knowledge in students.

In two Honors classes, Honors World Literature before the Renaissance and

Honors English Literature before 1800,

somatic learning was drawn upon in a unique

manner. The embodiment that was requir

ed involved a minimum of actual physical

movement but a maximum of intellectual, spiritual, and emotional identification. It was

an approach leaning heavily on internal transformation, which, in turn,

informed physical

presence; and, the mutual change was

initiated by artistic experience. In these class

assignments, the insights provided both Kerka and Lawrence

were important. For Honors

English Literature before 1800, students were asked to rewrite Chaucer’s

Canterbury

Tales

, setting it in a different ti

me and peopling it with totally different pilgrims

.

For this

project, the class was divided into groups of three. After self

-

selecting membership

groups, students were informed of the assignment’s general outline but assured that

creative construction of t

he work would be left completely to them. Once students

understood the assignment and requirements, they met as a class and decided in which era

to set the new pilgrimage. The consensus was to place the work in the present. Although

the instructor provided

a site with web links to Canterbury, both town and cathedral, bus

schedules, train schedules, and airlines, the students were left to figure out where they

would begin their pilgrimage and how they would make it last long enough for everyone

to tell tales

.

Once basic structure was approved, students broke into small groups and decided

what members would be in terms of pilgrim identities. For example, one group decided

there

would be a psychiatrist, the psychiatrist’s patient, and the patient’s hallucinat

ion.

Another group chose to come from a Latin American country and be private school

students in a religious club. The young woman chose to be a true member of the club, a

member with gently pious bearing. One young man chose as his character a holier

-

than

-

thou, nerdy prig. The third student’s character was a club member only because he liked

the girl and was going on the pilgrimage to get a date. Another group was an

environmentalist, an industrialist, and a Congresswoman. After all roles were decided, the

research and writing began. Each student was charged with contributing three separate

pieces: a section on the chosen character to the General Prologue, a complete personal

prologue that preceded the character’s tale, and, of course, a tale appropriate to

the

character. Web links to several Tale databases were also provided but most students chose

to make up their own tales. To make the experience more authentic, students were

encouraged to make the work rhyme.

The completed work, entitled

The Canterbury P

roject

, was presented on final

examination day. Students acted out their appropriate parts. It was astounding

moving,

funny, exhilarating and surprising. The overall experience for students and instructor,

alike, was gratifying and transformative. It was a

fine example of self

-

directed learning

rooted in somatic learning supported by an artistic creation.

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Following the same somatic philosophies outlined for the Canterbury assignment

and also incorporating Brockman’s (2001) position that a somatic epistemolo

gy can

provide a moral foundation to consider cultural goods and cultural evils, the Honors

World Literature before the Renaissance class members each were given the task of

analyzing and rewriting a canto from Dante’s

Divine Comedy

. The instructions were

simple: Each student was to pick a canto, become Dante, chose a suitable guide, re

-

people

the circle or terrace with appropriate sinners, repentants, or saints from the modern era,

add explanatory footnotes if necessary, make it 33 lines long, and make it

rhyme

terza

rima

style. Although the whole could not really be assembled into a coherent piece since

the individual interpretations of Dante and his guide precluded that, the class enjoyed

hearing each individual’s canto read. And, strangely enough, althou

gh unplanned, a sort of

“class Dantean journey” emerged.

Imagitive Approaches

Embracing multiple prototypes, H

onors instructors encourage experimentation

with unconventional techniques to assist the learning process. When teaching literature,

instructors introduce Honors students to a variety of genres. The “Dantean journey”

complements another creative assignment introduced as a learning cycle continuation, one

in which students explored, experimented, and employed their knowledge while creati

ng

new and dynamic art works. Garrison (1992

) notes that meaningful learning occurs when

learners assume shared responsibility for their educational process. Instructors can use

student

-

generated visuals to motivate students to become actively involved i

n the learning

process.

This process can be instrumental in promoting SDL, modeling it, creating a

positive environment, introducing dramatic experiences and matching experiences to

student demands

(Gibbons, 2008). T

he magnitude of the instructor’s importance in

fostering students’ self

-

direction in learning cannot be overstated. Gibbons suggests that

when students’ self

-

directed learning efforts bring success, that success is a powerful

motivator for continued learn

ing. The imagitive approach integrates SDL and motivation

that leads to success. Defined, the imagitive approach is a creative process that encourages

students to incorporate visual images as an expression of their literal understanding of

literature, espe

cially poetry.

Predictably, poetry’s compressed language poses difficulties for many Honors

students who find some poems too abstract and complex. As a result, countless students

struggle to understand themes, patterns, key concepts, metaphors, and imagery

. The

incorporation of student

-

generated visuals can minimize students’ perplexity. Visuals

encourage students to find their inner voices and be creative while using their critical

thinking skills. Giving students freedom to create an image for interpretin

g poetry is an

innovative way to engage and assess Honors students, while at the same time promoting

self

-

direction in learning. The assignment/assessment begins a transformative process that

engages the class and affects the learning outcomes, facilitati

ng understanding and

appreciation.

Instructors may question whether visuals can be utilized effectively beyond

illustrative purposes. First, note that the visuals used for this assignment were not

downloaded Internet images, but original visuals that stud

ents constructed and

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Volume 7, Number 2, Fall 2010

71

incorporated in the literary discussion. Research indicates that images integrated in the

classroom deepen understanding and engage students through interpretation,

argumentation and analysis (Little & Felten, 2010), producing

results

for students and

teachers (Stokes, 2007).

When integrating visuals into teaching poetry,

it is important not to restrict

students to a single visual medium. Students should be encouraged to utilize a variety of

illustrations, including posters, paintings,

drawings, power points, sculptures, personal

photos, or objects. By creating their own visuals, students can make meaning out of

poetry by combining their knowledge and experience with imagery, motifs and symbols

found within a specific poem. The proces

s begins by allowing students to select a poem.

Students are strongly discouraged from going on

-

line and reading literary commentaries

from sources such as Sparknotes.com. Instead, they are advised to read biographical

sketches and to review the social, po

litical, and cultural climate that coincides with the

poem’s time era. The literary anthology selected for the course in this example provided

excellent biographical sketches as well as pertinent historical data, but as self

-

directed

learners, students wer

e expected to rely also on their on their own research, creativity, and

intuition. As students read to understand the poem’s interior meaning, they mentally

recorded the mood, feeling or thoughts the poem conjured within. The objective was to

create a con

crete visual image that emphasized a single literary feature or multiple

elements.

The student was then expected to unify the visual image with the poetry analysis.

As a class activity, students presented their poems and displayed their visuals. Each

pr

esenter engaged the class by a reading derived fr

om the poem.

Afterwards, the

presenter facilitated an in

-

depth discussion on the poetic insights. While they were given

complete freedom in choosing and developing their visual imagery, they were provided

with an instructional rubric for developing the presentation (Figure 1). The rubric offered

clear guidelines, which

served as a tool to contribute to the presentation’s quality in

addition to allaying anxiety about what to include.

Poetry Presentation

Rubric

Figure 1.

Sample rubric

.

Questions

Check Yes or No

Is the visual original?

___Yes ___No

Did the visual connect to theme of presentation?

___Yes ___No

Was the visual prominently displayed?

___Yes ___No

Was the theme of poem stated?

___Yes ___No

Was the

poem paraphrased?

___Yes ___No

Were figures of speech used?

___Yes ___No

Was a central, controlling image identified?

___Yes ___No

Were lines quoted from the poem?

___Yes ___No

Did the audience ask questions or comment at end of

the

presentation?

___Yes ___No

Did the student make eye contact?

___Yes ___No

Instructor’s Comments:

Grade

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The presentations engaged multiple learning styles

visual, auditory, kinesthetic,

and tactile, as students learned from each other. Some students were bewildered initially,

especially those who labeled themselves uncreative. Humans often approach new

chall

enges “with fear rather than mystery and wonder” (Costa & Kallick,

2004, p. 31).

To

alleviate the fear, this creative assignment gave students academic freedom to explore

artistic alternatives. Inevitably, intelligent feedback and rich discourse ensued amo

ng

peers, even timid ones, making the assignment inspiring and meaningful. This assignment

generated enthusiasm while simultaneously challenging students to step outside the box.

Infusing visuals in a poetry assignment did more than help students meet le

arning

objectives. The creation and presentation of an original visual analysis also helped

students become more adept self

-

directed learners:

Making choices while working independently and interdependently throughout

the process;

Adding depth to what was

learned from multiple interpretations;

Building confidence;

Deepening engagement;

Connecting with the human factor in course material;

Improving verbal communication skills;

Learning from peers who shared their efforts, insights, and creations;

Sparking

new understandings of the poetry; and

Employing their strengths and hidden talents.

This assignment also helped students realize their capacity to be original critical

thinkers. Reflecting on their learning experiences, many students reported feeling

initially

overwhelmed by the requirements of this assignment. Once fear abated, they discovered

that multiple readings of the poem provided clarity. Most students felt the greatest

challenge was to create a visual that complemented their understanding of t

he poem. They

discovered that literal clarity sparked creativity and confidence; thus, pride in their artistic

work helped alleviate the fear of public speaking. Like most students, they anxiously

awaited feedback. Unlike class assignments that were assess

ed using a question

-

answer

format, this assignment introduced an additional way to discover what students know and

how they think; therefore, in assessing this assignment, knowledge acquisition was not as

important as knowledge production. Students produce

d a product and were rewarded.

The

Honors Council objectives, delineated earlier, were designed to help students

not only with their oral and written communication skills but also to help students

embrace their independence while becoming better critical

thinkers and to become skilled

at recognizing and understanding the methods scholars use to think about problems,

formulate theories, conduct research, and reach conclusions. This assignment, infusing

visuals in poetry critiques, encompassed aspects of a

ll five objectives.

Most remarkable

was that

one work of art inspired the creation of another work of art.

Discussion

The methods of learning and assessment discussed are only a few samples of the

use of innovative learning activities and nontraditional approaches to assessment that can

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Volume 7, Number 2, Fall 2010

73

foster student reflection, self

-

direction in learning, and potential transformation, t

he

beginning of a potentially productive investigation of SDL and its connection to Honors

courses and Honors students.

In the classes discussed, the approaches to course material were shifted from

instructor to student. Rather than listening to a profes

sor’s humdrum lecture or witnessing

a circuitous discussion, students undertook novel approaches that created excitement and

participation. Evoked excitement stemmed from truly personal student involvement:

writing journals, acting out rewritten

Canterbury

Tales,

and presenting visual poetic

interpretative critiques. An added bonus to the enhanced academic experiences was the

incorporation of creative abilities, allowing both professor and students to celebrate

individual talents. These approaches are not l

imited to these singular course experiences.

They are available, with appropriate specific curriculum restructuring, to any instructor

with the determination to encourage SDL in the classroom.

In an attempt to further promote self

-

directed learning and bu

ild student

confidence in those classes already discussed, students could be engaged in the actual

construction of assessment rubrics. This hands

-

on experience would give students the

opportunity to create their own assessment instrument. For example, in t

he imagitive

approach, after the instructor provides the students with a thorough explanation of the

project, including its basis and rationale,

they

could be asked to produce their own rubric.

Andrade (2000) notes that r

ubrics are valuable because they

s

upport the development of

sophisticated thinking skills. Student development of the rubric could enhance the impact

on thinking skills and add the dimension of promoting SDL. Each student could write

five items. Taking their lists, students could form gro

ups of three and

be asked to

consolidate

them

into one list of eight items. After consolidation is complete, the class as a

whole could post the lists and then vote on ten items that will comprise the grading rubric

to assess the poetry assignment. Not onl

y will the students have more ownership in the

project but, in addition, it will be interesting to note the variance in a student

-

generated

evaluation instrument

compared

with that of the professor’s rubric. Will the students

emphasize the creative, abstra

ct

aspects more?

Another area that invites further research includes SDL indicator studies. Is

involvement in assignments and assessments such as those described in this article

associated with measurable increases in readiness for self

-

directed learnin

g? In the classes

described, the SDL indicator instrument (Guglielmino, 1978) could be given at the

beginning and end of the courses to see if there is any change in how the students perceive

themselves. Along these same lines, giving the 4MAT (McCarthy &

McCarthy, 2006) or

some similar instrument in conjunction with the SDL indicator might provide useful

insights into whether or not there is an identifiable connection between learning styles and

SDL in this population of Honors students. If there appears

to be a relationship among

these factors, the studies could be widened to include other campuses, other professors,

and other Honors courses.

Although most instructors come to Honors teaching

without specific training, that

should not limit them in provi

ding an Honors education for students. Reviewing various

techniques that promote self

-

directed learning

and incorporating those techniques into

Honors classrooms should be an integral part of instructional process

.

Implementation of

those techniques into v

arious methods of evaluation and assessment promotes self

-

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directed learning in students who do not exhibit it, and further develops self

-

directed

learning attributes in those who already embrace it.

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Nancy D. McDonald

(

[email protected]

) is Associate Professor of English

and Honors Liaison at Palm Beach State College in Florida. She is a doctoral student in

Educational Leadership at

Florida Atlantic University. In addition to her teaching

assignments, she served as a human rights observer in Haiti during the 1990s.

Idell McLaughlin

(

[email protected]

)

is Associate Professor and Department

Chair of English at Palm Beach State College in Florida. In addition, she serves as

advisor for the Alpha Gamma Sigma Chapter of Phi Theta Kappa. She is also a doctoral

student in Educational Leadership at Florida A

tlantic University.