Analytical Piece
Received: 26 February 2019 Revised: 6 May 2019 Accepted: 30 May 2019
DOI: 10.1002/pd.5495
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Pandora's pregnancy: NIPT, CMA, and genome sequencing— A new era for prenatal genetic testing
com /doi/10.1002/pd
Yael Hashiloni‐Dolev† | Tamar Nov‐Klaiman† | Aviad Raz
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Department of Sociology and Anthropology,
Ben‐Gurion University of the Negev,
Beersheba, Israel
Correspondence
Yael Hashiloni‐Dolev, School of Government
and Society, The Academic College of Tel Aviv‐ Yaffo, Rabenu Yeruham St, PO Box 8401, Tel
Aviv, Israel.
Email: [email protected]
Funding information
Deutsche Forschungsgemeinschaft
†These authors contributed equally to this work.
Data sharing is not applicable to this article as no new data
study.
Prenatal Diagnosis. 2019;39:859–865.
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Abstract
Objectives: We delineate in this article a shift from the “traditional” technologies of
karyotyping in PND to the current phase of advanced genetic technologies including
noninvasive prenatal testing (NIPT), chromosomal microarray analysis (CMA), and
whole‐exome sequencing (WES) with their higher detection rate and related
abundance of uncertain data.
Methods: Conceptual analysis based on seminal works that shaped the socioethical
discourse surrounding the experiences of parents as well as professionals with
prenatal diagnosis in the last 30 years.
Results: We consider the implications of this new era of PND for patients and
health professionals by drawing on previous studies documenting how probability
and uncertainty affect informed consent/choice, health risks communication,
customer satisfaction and decision making, and parent‐child bonding.
Conclusions: We argue that these changes move us beyond the idioms and realities
of the tentative pregnancy and moral pioneering, to uncertainty, probability‐based
counseling, and moral/translational gambling. We conclude by discussing what is
needed to maintain hope in the era of Pandora's pregnancy.
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1 | INTRODUCTION
The new technologies of prenatal genetic diagnosis (PND) mark a
watershed of change fueled by growing commercialization and abun-
dance of information (often in the form of probabilities and chance),
joining and augmenting previous torrents of anxiety, tentativeness,
and hard moral decisions. We argue that while there are prospects
and perils that have been in the field of PND all along, now, there
are more challenges involving very complex risk information and com-
munication, exacerbating previously existing issues.
In our time, more people get more information and options for pre-
natal testing. Yet, information and knowledge are not the same. While
information is processed data about something, knowledge is filtered
were created or analyzed in this
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information made relevant and useful for the subject. As a result, at
least two main trajectories open up. On the one hand, many people
are satisfied with knowing that the result is negative, find it beneficial
to know a positive result, or even feel capable of dealing with the infor-
mation overload. On the other hand, many users are faced with an
odyssey of testing, with one test leading to another (eg, serum screen-
ing leading to noninvasive prenatal testing [NIPT], leading to amniocen-
tesis), with an uncertainty that is paradoxically increased by testing (eg,
the detection of VUS—genetic variants of uncertain clinical significance),
or with the risk of “being at risk” (a murky diagnosis that sometimes lin-
gers for years after birth). While certain risks—such as those related to
miscarriage—may decrease following noninvasive procedures, we focus
here on the general experience of the “risk of being at risk,” arguing that
its growing presence has become a critical new landmark of this era of
PND, as more information needs to be considered.
In what follows, we will not return to the broad questions of
enhancement, eugenics, or designing of future generations, all
© 2019 John Wiley & Sons, Ltd./journal/pd 859
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What's already known about this topic?
• Prenatal diagnosis is known to transform the experience
of pregnancy. Present‐day technologies offer higher
detection rate and related abundance of uncertainty,
increasing the complexities involved in interpreting test
results.
What does this study add?
• It distinguishes two phases in the development of the
field.
• It summarizes former discussions and offers a new
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extensively studied ethical and social issues in this field. Our commentary
will follow another strand of scholarly work, focusing on the experiences
of professionals and expecting parents, mainly, of course–pregnant
women, ever since the introduction of amniocentesis as an increasingly
common prenatal diagnostic test during pregnancy, in the 1970s.
In the following, we distinguish two phases in the development of
the field. First, we focus on seminal works that provided key meta-
phors for the initial era. Second, we discuss the current era that we
suggest calling “Pandora's pregnancy,” based on former studies,1,2
which used Pandora's box as a metaphor for what lurks in advanced
prenatal genomic tests. We substantiate our claim through a meta‐
analysis of seminal studies concerning the experiences of parents as
well as of professionals with PND.
conceptual analysis of the current phase.
• It argues that the current “Pandora's pregnancy” era calls
for nondeterministic counselling and an acknowledgment
of the moral/translational gambling experience,
complicating the ability to provide patients with
information that they will find helpful.
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2 | FIRST STAGE—THE TENTATIVE PREGNANCY, MORAL PIONEERING, AND GENETICIZATION
Katz‐Rothman,3 as early as 1986, and Rapp4 in 1999, wrote the most
classical works about this then newmedical experience of pregnancy at
the age of the diagnosable embryo/fetus. At the early days of amnio-
centesis, Katz‐Rothman suggested that mothers were expected to see
their children as products in the making, which have to be carefully
examined for quality control before leaving “the factory.” Some critical
sociological and feminist scholars then saw this as part of the general
process of the commodification of the human/female body in late cap-
italism. Katz‐Rothman3 further claimed that what were then new med-
ical tests posed contradictory demands on women, to love their child
and take care of it from the moment of conception, but also to be will-
ing to abort it in case a genetic problem was detected. Hence, she
coined the term “tentative pregnancy” to describe this ambivalence.3
Thirteen years later, in 1999, Rapp used the term “moral pioneers”
to complement the description of modern pregnant women's emo-
tional and cognitive morass. Situated in the research frontier of the
expanding capacity for PND, Rapp described future mothers as forced
to judge the quality of their fetuses and to make concrete and embod-
ied decisions about their own motherhood and the standards for entry
into the human community. But how were they to judge? What med-
ical information were they faced with?
Technology of stage 1 was mainly karyotyping. While it did not
produce black and white predictions about the child's future health
and characteristics, as diagnosable conditions always varied based on
severity, penetrance, and treatment availability, it produced far less
information than stage 2 (current) technologies. While counselees
might have construed results concerning chromosomal conditions as
binary—either positive or negative—prenatal karyotyping also had its
share of uncertainty.5
While there are studies estimating the morbidity risks associated
with certain chromosomal rearrangements identified via karyotyping,6
it is hard to find studies indicating a general number representing the
overall prevalence of uncertain findings found in karyotyping. This is in
contrast to the well‐documented incidence of findings of uncertain
significance in the new methods (for instance, a prevalence of approx-
imately 1%‐2% of VUS in CMA7-9). We could not find large‐scale stud-
ies explicitly comparing karyotyping and CMA with regard to the
prevalence of findings with uncertain clinical significance, let alone
when both methods were used on the same fetal samples. However,
a study based on a smaller cohort demonstrates a much higher inci-
dence of such findings detected on CMA compared with karyotyping,
and the difference between the methods is dependent on the resolu-
tion of the CMA used.10 In light of the aforementioned, we cannot
determine the precise increase in uncertain findings between
karyotyping and current methods. Yet such an increase apparently
goes hand in hand with the higher resolution and abundance of data
that are the hallmarks of the current era, as demonstrated in new gen-
eration sequencing methods.11 The epitome of this increase is argu-
ably the new term “variants of uncertain significance” (VUS), which
had not existed previously in the context of karyotyping and the many
debates regarding communicating such information to users of the
new technologies. It is apparent that the issue of uncertainty appears
much more often in the literature on new generation methods com-
pared with karyotyping and that it is central to current discussions in
the field. The discourse has shifted and now focuses much more on
uncertainty—both in terms of test performance, ie, indicating numbers,
and in terms of its implications, ie, the role uncertainty plays in clinical
routines and its impact on professionals and users.
Notwithstanding karyotyping's share of uncertainty, in the 90s, it
became common for sociologists of medicine to criticize PND as
reductionist, essentialist, and deterministic. Lippman12 had coined
the term “geneticization” (1991) to criticize the hope and hype of reas-
surance, choice, and control provided by PND. Geneticization also
addressed the false understanding of genetics among policy makers,
the public, and the media whose views of genetics were considered
too simplistic. Another strand of important criticism came from the
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disability advocacy critique13,14 as well as from feminist critics.15 By
now, we believe that the “DNA mystique”16 of the 90s has faded
away, as it is quite generally understood that we are not simply our
genes. But how does this effect the experience of pregnancy? Can it
be that to know more, and to be aware of complexity, is sometimes
to know less?
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3 | SECOND STAGE: PANDORA'S PREGNANCY
3.1 | Increasing the variety of PND
With the increasing variety of PND methods (see Figure 1), choices
are often illusory, since new technologies imply a social moral duty
toward uptake.17
FIGURE 1 Evolution of prenatal genetic testing (based on the Hasting's prenatal‐testing/)
Testing cell‐free fetal DNA (cffDNA) circulating in the pregnant
woman's blood is quite a recent innovation. The screening test known
as NIPT requires just a blood test and can be performed starting week
9, hence providing results early in pregnancy. Although it is not con-
sidered diagnostic, unlike amniocentesis and CVS, it poses no risk of
miscarriage, thus changing the balance of risk versus chances of detec-
tion of anomaly. The ease and lack of risk of NIPT may lead women to
feel less justified in saying no to testing, since there is no longer an
“excuse” to decline it.18 Another major reason for its fast diffusion is
the fact it is highly commercialized19 and often pushed forward
direct‐to‐consumer (DTC), potentially bypassing traditional profes-
sional barriers. The commodification process Katz‐Rothman3
discussed in the 80s mostly in the sense of the view of the human
body as yet another capitalist commodity is accelerating in the most
simplistic economic sense of profit‐motivated companies, which are
constantly taking a larger role in shaping the field of PND.
Center report, https://www.thehastingscenter.org/prenatal/evolution‐
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For many future parents, NIPT is reassuring, given the high perfor-
mance of the test (especially in the detection of trisomy 21), ie, its
lower rates of false‐positive and false‐negative results, compared with
traditional biochemical screening tests.20 Yet NIPT may still involve
false‐positives, which imply further testing, as well as false reassur-
ance in the form of false‐negatives (rates of FP and FN require clinical
follow‐up and therefore vary by research, location, product, and
medical condition). Continuing the disability critique of the “old”
turn‐of‐the‐century PND, NIPT has also been opposed as eugenic by
disability activists in Europe.21,22
Nowadays, NIPT is not replacing the traditional diagnostic
amniocentesis/CVS, which are expanded by Chromosomal Microarray
Analysis (CMA, see Figure 1). Rather, in case of an abnormal test
result, NIPT leads to further diagnostic tests, as recommended by
the ACMG.23
In the future, it is predicted that NIPT will be merged with contem-
porary advances in molecular genetics to allow detailed investigations
of the fetal genome. It is probable that such tests will become acces-
sible or even routinized for a large number of women in the general
population, most of whom at “low‐risk,” as is already the case in the
Netherlands.24 This will form a dramatic change in the quantity of
pregnant women having to face the unique dilemmas of these tests,
discussed in the following.
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3.2 | Future parents' experiences
CMA, whereby small gains and losses of genetic material are identi-
fied, has become the recommended first‐line genetic investigation in
pregnancies with fetal abnormalities detected in ultrasound.25 A grow-
ing number of centers are offering CMA to all women undergoing
amniocentesis and CVS. Some claim that CMA should be performed
in prenatal diagnosis, instead of karyotyping, regardless of the clinical
indication for testing.26 Additionally, exome‐sequencing whereby the
encoding part of the genome is examined has been increasingly intro-
duced in pregnancies with structural anomalies.27,28
The main benefit of advanced genomic diagnostic tests such as
CMA and exome sequencing is their higher detection rate compared
with karyotyping. They produce much more genetic data with much
higher resolution. Nevertheless, the higher resolution in which the
genome is examined has its downsides as well. These tests are usually
not meant to look for a known risk variant. Rather, more like throwing
a fishing net into the sea, they are scanning the whole “genomic
ocean” waiting to see what comes up. Furthermore, they are often
not executed due to a condition established following examination
of the phenotype. In many cases, it is the genotype and not the phe-
notype that leads the process. As a result, finding a genetic variant
(where the reference point for variation is genomic rather than pheno-
typic) may have no currently determined significance. Thus, detection
of a genetic “aberration” in contemporary methods has become far
more common, complex, and open to interpretations and reclassifica-
tion as either benign or pathogenic. Only in some of the cases can a
definite diagnosis be reached.
The challenging nature of VUS is the result of limited data
concerning these variants, or because of variable phenotypes associ-
ated with them.25 Therefore, it is a common event that probabilistic
rather than deterministic information is reached. Such findings are
obviously stress factors for parents and professionals, as knowledge
has brought along increasing uncertainty.29,30 For example, Werner‐
Lin et al17 found that couples describe being thrown into a state of
crisis, due to the gap between their expectations before testing and
their actual confrontation with the test's limitations. Reactions to
uncertain test results were strong, to the point where women
described the gained information as “toxic” and regretted having
it.31 Similar trends of uncertainty‐related stress were found in
CMA testing performed postnatally.32 Moreover, this uncertainty
may stigmatize the fetus and cause anxiety and overdiagnosis during
pregnancy and possibly post birth. Genetic knowledge, like all medi-
cal knowledge, was never completely certain. Nonetheless, current
tendencies force future parents to increasingly deal with probabilistic
knowledge, and uncertainty may take its toll affecting parent‐child
bonding also in the long run, as some parents report ongoing worry
and constant looking for signs of abnormal development of their
child, linked to the detected uncertain finding. This includes turning
to medical evaluation and intervention even without apparent health
problems.33 Similar concerns were shared by parents with regard to
disclosing prenatally detected susceptibility loci (SL) (findings associ-
ated with an unquantifiable risk of neurodevelopmental disorders,
with phenotypic heterogeneity and/or of variable expressivity).
Therefore, participants presented their wish to be able to individually
choose in the pretest setting whether or not to be informed of
detected SL.34 Such individualized choice in the form of opt‐out
possibility can support, according to the authors, reproductive
autonomy.
Advanced genomic tests also increasingly lead to secondary find-
ings, such as risks for adult‐onset conditions.35 This may also indicate
that one of the parents has the same adult‐onset disease but has not
yet developed symptoms,7 which can obviously benefit the parent as
well as the wider family. However, a greater risk for developing, in
the far future, common diseases such as heart disease or cancer, is
very hard to think through. That is, since we are ignorant of our
children's future life circumstances, will they live long enough to
develop the disease? Will they be among the ones who do or do not
develop it? What will be the severity of the condition, and what will
future therapies look like?
What can a supposedly rational person/future parent make of such
an “informed” “choice”? Knowledge is considered essential to allow
informed uptake of tests and decision making in case of an abnormal
finding. Yet is informed consent, that is, voluntary consent by a com-
petent patient to whom full disclosure has been made, and who fully
understands all that has been disclosed, still relevant in its “traditional,”
broad and one‐off format?
In light of this abundance of uncertainty, we suggest terming
today's future parents not just moral pioneers,4 but moral gamblers,
as parents understand that in some cases, whatever their decision, it
is not based on definite medical facts.
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Moreover, as van der Steen et al36 argue, the quality of the
decision‐making process should be measured not solely by how much
it was based on knowledge and understanding of the information, but
equally on whether the decision reached is in consistency with the
woman's values.
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3.3 | Professionals' dilemmas
The new era of PND carries far‐reaching implications not only for
users but also for professionals as well. A study of pregnant genetic
counselors showed that they too described genetic information as
providing both a sense of control and a source of dilemmas and
stress.37 Of course, professionals are affected by the new technolo-
gies not only as patients themselves but also mainly as service pro-
viders. Due to the increase in informing parents of uncertain results
and since patients do not respond well to uncertainty, professional‐
patient relationship is affected. Professionals described very angry
reactions from patients when reporting uncertain findings.38 The
currently common situation, in which professionals cannot offer clear
predictions, adds a nondeterministic principle to the traditional dictum
of nondirectiveness. The ideal of nondirectiveness on its own has
inherent ethical as well as practical complexities,39 and the presently
frequent addition of probabilistic information dramatically increases
the challenge experienced by professionals. Studies have stressed that
in order to minimize users' misunderstanding and frustration and to
reduce tension between professionals and their patients, it is
important to discuss with users their expectations from the tests and
to emphasize their limitations before obtaining consent. However,
especially in the new era of PND, this goal is considered difficult to
achieve.40,41
Studies on professionals' views regarding advanced genomic
tests demonstrate the complexities in communicating test results
with users. The difficulties described fall within different areas
including communicating test results to users; achieving informed
consent; information overload; disclosing secondary findings; the
level of users' freedom in deciding what information they wish to
receive; and the lack of sufficient time/resources for a proper
consultation.1,38,40,42,43
Furthermore, in the era of defensive medicine, minor uncertainties
lead to a directive to disclose all information and to offer extra diag-
nostic tests, which are presented in order to protect the physician
against the patient becoming a potential plaintiff, and not necessarily
for her medical good.44 Moreover, whereas professionals' ethical per-
spective highlights justice and beneficence/non‐maleficence, lay
groups emphasize autonomy and hence receiving all information.2
The new technologies challenge the scope of professionals' responsi-
bilities toward patients and their families. For instance, the reclassifi-
cation of VUS calls for ethical, legal, and practical examination with
regard to the responsibility of health professionals to recontact users
and patients (and/or their at‐risk relatives) whose interpretation of
test results has changed.45 Another obscurity relates to whether pro-
fessionals have a responsibility toward a person who was tested while
being a fetus. Whose responsibility is it to inform such people of their
test results1?
4 | THE WAY FORWARD
When Pandora opened the jar, all evil escaped it, but then she also
held hope inside the jar by closing the lid. By opening up the lid of
pregnancy and inspecting the fetus through the growing variety of
modern PND technologies, we also unleash complexity and
uncertainty. This is Pandora's pregnancy. It adds new elements while
continuing and amplifying old ones. As before, complex difficult deci-
sions have to be reached during the delicate phase of pregnancy, a
stressful physical and emotional situation, and under time pressure.
The old challenges have not lost their relevance. The tentative
pregnancy and moral pioneering are still here, involving hard decisions,
but not just about abortion. In addition to asking myself if I am willing
to abort or raise a disabled child, now, an additional question involves
translational pioneering: How to translate the abundance of informa-
tion of variants and probabilities into lay phenomenology that can
inform my decision. This also involves what we termed as moral
gambling.
Pandora's pregnancy, as a new reality of advanced prenatal testing,
is not alone. It demonstrates and joins other examples of the current
implementation of personalized/precision genomic medicine, where
patients and their families are placed in increasingly uncertain situa-
tions. In such settings, the sociopsychological burden of uncertainty
is shifted to patients, with physicians (as well as human geneticists
and genetic counselors) performing “bridging work” instead of manag-
ing users' or patients' complaints/expectations.46 To maintain hope in
the era of Pandora's pregnancy and provide users with information
that they will find helpful, we need today new foci as well as more
of the same emphases that were needed in the 90s, including (a)
accounting for uncertainty in genetic counseling; (b) promoting repro-
ductive choice rather than test uptake as the preferred measure of
screening program's “success” (such concrete efforts should include
balanced information, including on life with disability, presented in
genetic counseling before testing); (c) educating health professionals
about prenatal testing in the context of political and social issues
related to disability; (d) promoting genetic literacy among users of
PND; and (e) developing new counseling methods and allowing more
time in order to provide a sensitive service, acknowledging the
moral/translational gambling experience, which complicates the ability
to provide patients with information that they will find helpful.
ACKNOWLEDGEMENT
None
CONFLICTS OF INTEREST
None declared.
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FUNDING SOURCES
Grant of the German Research Foundation (Deutsche
Forschungsgemeinschaft, DFG). “Meanings and Practices of Prenatal
Genetics in Germany and Israel: A Comparative Empirical and
Prospective Study of the Views and Ethical Concerns of Users, Non‐
Users and Providers of Prenatal Genetic Services in Their Social and
Cultural Contexts.”
ORCID
Yael Hashiloni‐Dolev https://orcid.org/0000-0002-8791-6964
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How to cite this article: Hashiloni‐Dolev Y, Nov‐Klaiman T,
Raz A. Pandora's pregnancy: NIPT, CMA, and genome sequenc-
ing—A new era for prenatal genetic testing. Prenatal Diagnosis.
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