Policy Analysis Paper
Policy Analysis Paper Guideline
SOCW-3303
Due date: The end of day on 12/09/2018
Policy Analysis Model. For your policy analysis paper please use the model below,
developed by Dr. Tom Watts. You may vary the order of the sections if you wish.
1. Introduction
2. Description of the Problem that Necessitated the Policy (Use current statistics - how
many people affected
3. by the problem; demographic characteristics; is number changing; etc.?)
4. Historical Background of the Policy
5. Description of the Policy (Once again, use current statistics. Budget; is budget
changing; etc.?)
6. Policy Goals
7. Major Issues/Problems with the policy
8. Proposals/possibility for reform of the policy. Who is advocating for reform of the
policy; how are they doing so; chance of success?
9. Conclusion
10. References
A thorough and meticulous quality work is expected. The purpose of the policy analysis
project is to provide you with the opportunity to learn more about the legislative process. You
will select from any topic covered in the course text or specific areas of interest such as
(HIV/AIDS, Mental Health, Substance Abuse, Child welfare, and so forth). This project is
designed to develop your skills in policy analysis, writing, application and critical thinking skills
that are essential to the profession of social work. Select a social welfare policy bill on any topic
approved by the instructor and has been introduced in the Texas legislature, the U.S. Congress or
in a parliament of a particular country. Students should identify legislators, organizations,
groups, and committees that have worked on or are currently working on the policy issue of
interest. Students should investigate the legislative history of the issue, become familiar with the
bill and related proposals to introduce new legislation or modify existing legislation, seek the
opinions of those with various views on the issue, and determine which groups and individuals
(such as legislators, professional groups, citizen advocacy groups) are supportive of, opposed to,
or neutral on the issue and why.
Your references should include federal or state laws and budgets; congressional record;
federal or state statistics; government white papers; government pamphlets; academic journal
articles; books; newspaper articles; web site references.
Writing Details
1. Abstract Summary
This is 200 words overview of the paper and its outcome of analysis. The summary must
succinctly summarize each of the required sections of the paper. It must be clear and
easy to understand and provide a snap shot of the entire paper. Check library databases
for papers and their abstracts for examples.
2. Purpose:
Be sure and state clearly on page 1 or more of your policy analysis paper in the
Introduction: (a) what you are going to do in the paper: (b) how you plan to do it.
A brief introduction of the bill stating its importance for social welfare policy in Texas
or the nation. Thus, the introduction should effectively introduce the topic and clearly
state why the topic/bill is important for social welfare policy and what is expected in the
paper. Also, introduce the model being used for analysis of the bill. Use the policy
analysis model presented above as your outline for the paper. The policy analysis model
headings should be incorporated into the body of the paper itself.
3. Issue Focus:
Your paper should focus on the various issues and points of view on your topic. A
description of the problem/issue that necessitated or preceded the bill. Does it clearly
define the problem? Does it identify the affected population? Does it highlight the
impact of the problem? Does it show the urgency of the issue? How widespread was / is
it? How many people are affected? Who (everyone? the poor? particular age groups?) is
affected and how? What are the known or suspected causes of the problem? How will
(or does) the policy address the problem?
Example: If you are doing your paper on Social Security, and are discussing
privatization as a proposed reform, then bring in both the pro privatization and anti-
privatization perspectives. In other words, present both sides of the issue.
4. Historical Background:
The historical background of the bill. Does it provide a historical context for the bill or
policy? How much attention has this problem received historically? How has the
problem been handled previously? What is the legislative history of the bill or policy?
Has it changed over time, how? What recent events led to the creation of the proposed?
When and how did the most recently proposed policy originate in Texas? What are the
policies of other states or countries regarding the problem/issue?
5. Policy Description:
A thorough description of the policy. What resources or opportunities is the policy
expected to provide for people affected (e.g., economic opportunity, cash, in-kind
services, redistribution of goods and services, empowerment, status, preventive services,
education, other)? Who will be covered by the policy and how (e.g., selective
entitlement, universal entitlement, means testing, other)? How will the policy be
implemented? What is the policy’s intended short- and long-term goals and intended
outcomes? Under what administrative auspices will the policy be further developed and
implemented? What funding is needed? What provisions are made for overseeing,
evaluating, and coordinating policy implementation? What criteria will be used to
determine the policy’s outcomes and effectiveness? How long is the policy expected to
exist (i.e., is there a specific requirement for review and continuation)? On what
knowledge base or scientific grounding, if any, does the policy rest? Is there empirical
evidence that the policy may achieve its intended result?
6. Policy Analysis:
This is the heart of the paper. Address issues such as the value premises or ideological
assumptions that underlie the policy. What interest groups are involved and what
assumptions do they make? Are the goals just, democratic, and attainable? Do they
contribute to a better quality of life by promoting social and economic justice, self-
determination, self-realization, civil liberties or rights, empowerment, or other benefits,
or do they adversely affect the quality of life of the target or other groups? What are the
intended and unintended consequences of the policy? Provide a global comparison by
choosing another country to compare the policy with (you also have the option of
choosing another state). The analysis should drive the way you use the model. The
analysis should not be forced to fit the model.
7. Conclusions:
In the last one or two paragraphs of the policy analysis paper, please integrate, sum up,
relate to the larger picture, asking yourself some larger questions such as “What does it
all mean?” In prior sections, you should be as objective as possible, but in the conclusion
you are free to express your opinion.
Does the conclusion effectively wrap up the paper? Based on your objective analysis,
what conclusions have you reached about the proposed policy? Are the goals politically
feasible (i.e., is there sufficient support to pass the proposed legislation or to sustain its
implementation)? Is public sentiment favorable toward the goals? Are the goals of the
proposed policy economically feasible (i.e., is sufficient funding available to implement
the policy and is it likely that funding will be continued as needed in the future)? Are the
goals administratively feasible (i.e., are there responsible administrative agencies
capable of effectively implementing the policy to achieve its stated goals)? Are there
alternative policies that might better achieve the goals? Is the policy important enough to
justify the expenditure of scarce resources?
What are your recommendations regarding the proposed policy? Do you recommend it
as it is currently stated? Would you suggest modifications? How would you improve it?
Your recommendation should demonstrate clear critical skills and analyses.
8. Readings:
Use the required readings as a base, as much as possible. This may not always be
possible, as you may have chosen a topic that is not covered in the readings. But if it is
covered, then refer to the readings in your paper.
9. References:
A separate page(s) should include a listing of references or footnotes. It is not necessary
to include a listing of notes on one page and bibliography on another (in many style
manuals they are one and the same). The number of references needed is up to the
individual student. Use APA style for formatting and references on the paper. Check
https://owl.english.purdue.edu/owl/resource/560/01/ for more on what’s expected. Also,
the easiest way to make the reference is to use Google scholar.
10. Style Manual:
Use any style manual, but be sure to use it consistently. The official style manual of the
School of Social Work is the style manual of the American Psychological Association
(APA) so it is probably a good idea to use this one as it will be required in some of your
classes so you may as well become familiar with it. I posted the APA template on
Blackboard. Thus, please apply the template. Also, please cite an adequate citation
in your paper. If you do not cite the adequate citations, I will deduct your score.
11. Length:
The policy analysis paper should be between 10 and 12 pages with 12 points, Times
New Roman & double space.
Please see the grade guideline below.
A grading rubric is presented below for your guidance. Topic Unsatisfactory
0-3 points
Marginal
4~6 points
Proficient
7~ 9 points
Exemplary
10 points
An introduction to the
Bill and a thesis
statement (what to
expect in the paper)
10 assigned points
Not included or
included insufficiently
reported
Provides a brief but
inadequate
description of
what’s to expect in
the paper
Provides good enough
introduction that is
adequate and gives a
somewhat general
picture of what’s to
expect in the paper
Provides a clear and
catching facts that points to
the problem that
necessitated the policy, a
brief introduction of the Bill
or policy to be analyzed, the
model used, and clearly
stated thesis statement
Model Identification
for policy analysis
10 assigned points
Model not identified or
followed; not all steps
or sections included;
errors in logic
Weak rationale for
the model and is
only superficially
and selectively
followed; logic is
weak or unclear
Model for analysis is
appropriately
explained and
followed. Each step
or section is
developed; logic is
clear. Analysis is
good but not fully
comprehensive
Thorough use of model for
policy analysis and
descriptions of the
constructs used; each step or
section is thoughtful and
exceeds expectations
The social
issues/problems and
the historical
background of the
policy
10 assigned points
Very brief, no
references, shows little
understanding of the
complexity of the
problem. Descriptive
and uses mostly
textbook as a source.
The facts are
presented
accurately, but few
references are used.
A linear rather than
complex
appreciation of the
issues is evident.
More descriptive
than analytical.
Good research, good
facts, good analysis.
References are
accurate and from a
range of sources.
Analysis relies mostly
on class materials and
written sources.
Comprehensive and
extensively researched and
referenced from a wide
range of sources. Analysis
includes ideas not available
from assigned sources. A
well-articulated and very
well informed perspective is
evident.
Statement of the policy
and policy goals
10 assigned points
Relies heavily on the
textbook or agency
handouts/websites and
produces a simple
version of the policy.
Presentation of the
policy is
descriptive with a
limited range of
references.
Describes and
discusses the policy
with a satisfactory
range of references
from different
sources.
Discusses the policy
referenced with a wide range
of accompanying
government documents, peer
reviewed articles and other
evidence.
Discussion of Policy
outcomes and
conclusions with
recommendations
10 assigned points
Relies heavily on
textbook. Largely
descriptive work with
no reference to
unintended outcomes.
Adequate
discussion
informed by some
broader reference
to the literature
Good discussion and
analysis referenced
with evidence from
research, government
or other data sets, and
other literature.
Adequately analysis
of unintended
outcomes (actual
and intent impact).
Discussion demonstrates
analysis and synthesis of
materials from a wide range
of sources, and applications
and implications for practice
of both intended and
unintended outcomes (actual
and intended impact).
[analysis is thorough; logic
and critical thinking are
evident]
Total: 50 points
If you have any questions about this assignment, please email me