politics short homework
Chapter 3 Federalism
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Federalism
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LEARNING OUTCOMES
Explain what federalism means, how federalism differs from other systems of government, and why it exists in the United States
Indicate how the Constitution divides governing powers in our federal system
Summarize the evolution of federal-state relationships in the United States over time
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LEARNING OUTCOMES (continued)
Describe developments in federalism in recent years
Explain what is meant by the term fiscal federalism
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America at Odds: Should Recreational Marijuana Be Legal?
Instead of legalizing marijuana, would it make sense to ban alcoholic beverages? Why or why not?
What benefits might states gain if they legalize the recreational use of marijuana?
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Federalism
System of shared sovereignty between two levels of government occupying the same geographic region
Powers of national and subnational units are specified and limited
LO 1
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U.S. Federalism in Practice
National government has specific powers granted by the Constitution
Possesses the implied power to undertake actions necessary to carry out its expressly designated powers
All other powers are reserved to the states
LO 1
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Alternatives to Federalism
Unitary system: Centralized governmental system
Local or subdivisional governments exercise only those powers given to them by the central government
National government can take away delegated powers at will
Majority of nations- Britain, Egypt, France, Ghana, Israel, Japan
Confederal system
League of independent sovereign states, joined together by a central government that has limited powers over them
EU
US under Articles of Confederation
LO 1
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Advantages of Federalism
Suits the large size of the United States
Size
Enables experimentation with innovative policies and programs at the state or local level
Experimentation
Allow political and cultural interests of regional groups to be reflected in the laws governing them
Subcultures
LO 1
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Drawbacks of Federalism
A single political group can dominate a small political unit
Powerful state and local interests can impede national laws
Lack of uniformity of state laws complicate interstate business transactions
Coordinating government policies at national, state, and local levels is difficult
LO 1
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Powers of the National Government
Expressed (enumerated) powers
Constitutional or statutory powers that are expressly provided for by the U.S. Constitution
Coin money, regulate interstate commerce, naturalization
Implied powers
Powers of the federal government that are implied by the expressed powers in the Constitution
Context is found in the necessary and proper clause
LO 2
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Necessary and Proper Clause
Article I, Section 8, Clause 18 of the Constitution
Gives Congress the power to make all laws necessary and proper for the federal government to carry out its responsibilities
Also called the elastic clause
For example- to print paper money “coin money”
LO 2
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Powers of the National Government (continued)
Inherent powers
Necessary to ensure the nation’s integrity and survival as a political unit
Not expressly granted by the Constitution
Treaties, immigration, wage war
Federal lands - The U.S. holds the inherent power to own land
Constitution expressly prohibits the national government from:
Imposing taxes on exports
Passing laws that restrain certain liberties
LO 2
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Powers of the states
Powers of the states
Tenth Amendment guarantees
Reserved powers- power not delegated to the national government is given to states
Police power- authority to legislate for the protection of the health, morals, safety, and welfare of the people
Pass laws on crime, marriage, contracts, education and land use
Powers prohibited to the states
Article I, Section 10
Taxing goods transported across state lines
Entering into treaties with other countries
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Provisions Relating to Interstate Relations
Horizontal federalism - Relationships among the states in federal system of government
Full faith and credit clause
Requires each state to honor every other state’s public acts, records, and judicial proceedings
Interstate compacts
Agreements among states to regulate the use or protection of certain resources
Lake Tahoe- California and Nevada
LO 2
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Concurrent Powers and Supremacy Clause
Concurrent powers: Held by both federal and state governments
State’s concurrent powers apply only within the geographic area of the state
The Supremacy clause: Article VI, Clause 2 of the Constitution
Makes the Constitution and federal laws superior to all conflicting state and local laws
LO 2
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3.2 Powers Granted by the Constitution
LO 2
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Figure
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3.3 Powers Denied by the Constitution
LO 2
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Figure
Early United States Supreme Court Decisions
Marbury v. Madison
Helped clarify judicial review
Courts can determine that laws or executive actions are unconstitutional
McCulloch v. Maryland, 1819
Involved the supremacy clause and the necessary and proper clause
Decision - No provision in the Constitution grants the national government the expressed power to form a national bank
Doctrine of national supremacy
No state could use its taxing power to tax an arm of the national government
LO 3
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Early United States Supreme Court Decisions (continued)
Gibbons v. Ogden, 1824
Commerce clause
Commerce was defined as all business dealings, including steamboat travel
Power to regulate interstate commerce:
Was an exclusive national power
Had no limitations other than those found in the Constitution
LO 3
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Supremacy Battle during the Civil War
Southern states:
Protested tariffs imposed by the national government in 1828 and 1832
Favored secession in order to defend slavery and promote state rights
Secession: Withdrawal of a state from the federal Union
Faced defeat by the Union in the Civil War
Resulted in an increase in the political power of the national government
LO 3
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Dual and Cooperative Federalism
Dual federalism: Federal and state governments maintain diverse but sovereign powers
Revival of states’ rights- through court’s rulings
1918 unconstitutional to outlaw products made by child labor- local issue
Limited national power from Civil War gain
Ended in the 1930s
Cooperative federalism: Federal and state governments cooperate in solving problems
LO 3
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Cooperative Federalism and the Growth of the National Government
New Deal: Policies ushered in by the Roosevelt administration in 1933
Attempted to bring the United States out of the Great Depression
Involved government spending and public-assistance programs
Ushered in an era of cooperative federalism
Marked the real beginning of an era of national supremacy
LO 3
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Cooperative Federalism and the Great Society
Created Medicaid, Medicare, the Job Corps, and Operation Head Start
Civil Rights Act of 1964
Prohibited discrimination on the basis of race, color, national origin, religion, or gender
Picket-fence federalism
Model in which specific policies and programs are administered by all levels of the government
LO 3
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Federalism Today
New federalism: Limits the federal government’s role in regulating state governments
Gives states increased power in deciding how they spend government revenues
Devolution: Transfer of powers to local authorities by a central government
LO 4
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Supreme Court and the New Federalism
Supreme Court furthered the cause of states’ rights during the late 1990s and early 2000s
United States v. Lopez, 1995
Concluded that the Gun-Free School Zones Act of 1990 was unconstitutional
Struck down portions of the Brady Handgun Violence Prevention Act of 1993
Invalidated a provision of the federal Violence Against Women Act of 1994
LO 4
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Supreme Court and the New Federalism (continued)
Massachusetts v. Environmental Protection Agency (EPA)
Court ruled in favor of the states and held the EPA responsible for failing to regulate greenhouse-gas emissions
LO 4
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The Shifting Boundary between Federal and State Authority
Politics of federalism
Republican Party
Viewed as the champion of states’ rights
Democratic Party
Supported states’ rights since the Clinton administration
LO 4
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Federalism Today and the Supreme Court
Supreme Court has confirmed national authority over the following:
Immigration
Arizona v. United States, 2012
Health-care reform
National Federation of Independent Business v. Sebelius, 2012
Voting rights
Shelby County v. Holder, 2013
LO 4
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Fiscal Federalism
Allocation of taxes collected by one level of government to another level
Typically collected by national government and allocated to state governments
Federal grants
Categorical grant: Targets a specific purpose as defined by federal law
National government controls how states use the funds by imposing certain conditions
Repair highways
LO 5
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Fiscal Federalism (continued 1)
Block grant: Given to states for a broad area
Gives the states more discretion over how the funds will be spent
Mental health or criminal justice
LO 5
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3.4 State and Local Government Revenue Sources
LO 5
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Figure
Fiscal Federalism (continued)
Federal mandate
Forces states and municipalities to comply with certain rules
Drawback - Cost of compliance can be high, and funding may be insufficient
LO 5
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Competitive Federalism
State and local governments compete for businesses and citizens
People vote with their feet by moving to jurisdictions that offer a competitive advantage
States that offer more social services and lower taxes experience an increase in population
LO 5
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Gay Marriage: On Whose Authority? Click picture to play video
County clerk refuses to issue marriage license
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INSTRUCTOR: To find the video, search “Same-sex marriage-conservative Kim Davis” under Clips on C-SPAN’s website (www.c-span.org). You can also visit the page directly at http://www.c-span.org/video/?c4579449/same-sex-marriage-conservative
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Questions
Should government employees be able to ban or prevent same-sex marriages based on their personal religious beliefs?
Why or why not?
Which should take precedence, the right to exercise religious freedom or the right of two single, consenting adults to marry?
Share your views with the class and discuss
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KEY TERMS
Federalism
Unitary system
Confederal system
Division of powers
Expressed powers
Implied powers
Necessary and proper clause
Inherent powers
Police powers
Concurrent powers
Supremacy clause
Secession
Dual federalism
Cooperative federalism
New Deal
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KEY TERMS
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KEY TERMS (continued)
Picket-fence federalism
Preemption
New federalism
Devolution
Federal mandate
Fiscal federalism
Categorical grant
Block grant
Cross-cutting requirements
Competitive federalism
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HIST4 | CH16
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KEY TERMS (continued)
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SUMMARY
Government powers in a federal system are divided between a national government and subnational governments
New federalism returned certain powers to the states that were exercised by the national government
Fiscal federalism allocates taxes collected by one level of government to another level
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SUMMARY
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