Analysis Paper

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EWC24.3.docx

24.3John M. Hay, “Open Door Policy in China”

United States Secretary of State John M. Hay (1838-1905) crafted an “open door” policy in China that ultimately increased American influence in Asia by promoting equal access among the western imperial powers to Chinese trade. The following includes Secretary Hay’s original 1899 communication explaining the open door policy that he sent to other the major European nations, the official responses from Great Britain and Russia, and Hay’s second message in 1900 further explaining American rights in China. Hay’s initial proclamation demonstrates how imperial powers had failed to distinguish their respective interests in China. In order to avoid future conflict, those nations should agree to equal treatment between each “sphere of influence.” The British and Russian responses imply cooperation with such a policy and acknowledge American involvement in China without providing a definite confirmation. While these diplomatic discussions were taking place, the Boxer Rebellion erupted in 1900. This attempt to force western powers out of China failed as Hay declared the right to protect American interests in China – by force if necessary. The international response resulted in the quick defeat of the rebellion.

Notes of Secretary of State John Hays, 1899 and 1900

At the time when the Government of the United States was informed by that of Germany that it had leased from His Majesty the Emperor of China the port of Kiao-chao and the adjacent territory in the province of Shantung, assurances were given to the ambassador of the United States at Berlin by the Imperial German minister for foreign affairs that the rights and privileges insured by treaties with China to citizens of the United States would not thereby suffer or be in anywise impaired within the area over which Germany had thus obtained control.

More recently, however, the British Government recognized by a formal agreement with Germany the exclusive right of the latter country to enjoy in said leased area and the contiguous “sphere of influence or interest” certain privileges, more especially those relating to railroads and mining enterprises; but as the exact nature and extent of the rights thus recognized have not been clearly defined, it is possible that serious conflicts of interest may at any time arise not only between British and German subjects within said area, but that the interests of our citizens may also be jeopardized thereby.

Earnestly desirous to remove any cause of irritation and to insure at the same time to the commerce of all nations in China the undoubted benefits which should accrue from a formal recognition by the various powers claiming “spheres of interest” that they shall enjoy perfect equality of treatment for their commerce and navigation within such “spheres,” the Government of the United States would be pleased to see His German Majesty’s Government give formal assurances, and lend its cooperation in securing like assurances from the other interested powers, that each, within its respective sphere of whatever influence—

First. Will in no way interfere with any treaty port or any vested interest within any so-called “sphere of interest” or leased territory it may have in China.

Second. That the Chinese treaty tariff of the time being shall apply to all merchandise landed or shipped to all such ports as are within said “sphere of interest” (unless they be “free ports”), no matter to what nationality it may belong, and that duties so leviable shall be collected by the Chinese government.

Third. That it will levy no higher harbor dues on vessels of another nationality frequenting any port in such “sphere” than shall be levied on vessels of its own nationality, and no higher railroad charges over lines built, controlled, or operated within its “sphere” on merchandise belonging to citizens or subjects of other nationalities transported through such “sphere” than shall be levied on similar merchandise belonging to its own nationals transported over equal distances.

The liberal policy pursued by His Imperial German Majesty in declaring Kiao-chao a free port and in aiding the Chinese Government in the establishment there of a custom-house are so clearly in line with the proposition which this Government is anxious to see recognized that it entertains the strongest hope that Germany will give its acceptance and hearty support.

The recent ukase of His Majesty the Emperor of Russia declaring the port of Ta-lien-wan open during the whole of the lease under which it is held from China to the merchant ships of all nations, coupled with the categorical assurances made to this Government by His Imperial Majesty’s representative at this capital at the time and since repeated to me by the present Russian ambassador, seem to insure the support of the Emperor to the proposed measure. Our ambassador at the Court of St. Petersburg has in consequence been instructed to submit it to the Russian Government and to request their early consideration of it. A copy of my instruction on the subject to Mr. Tower is herewith inclosed for your confidential information.

The commercial interests of Great Britain and Japan will be so clearly served by the desired declaration of intentions, and the views of the Governments of these countries as to the desirability of the adoption of measures insuring the benefits of equality of treatment of all foreign trade throughout China are so similar to those entertained by the United States, that their acceptance of the propositions herein outlined and their cooperation in advocating their adoption by the other powers can be confidently expected. . . .

In view of the present favorable conditions, you are instructed to submit the above considerations to His Imperial German Majesty’s Minister for Foreign Affairs, and to request his early consideration of the subject.

Copy of this instruction is sent to our ambassadors at London and at St. Petersburg for their information.

The British Reply, 1899

I have the honor to state that I have carefully considered, in communication with my colleagues, the proposal … that a declaration should be made by foreign powers claiming “spheres of interest” in China as to their intentions in regard to the treatment of foreign trade and interest therein.

I have much pleasure in informing your excellency that Her Majesty’s Government will be prepared to make a declaration in the sense desired by your Government in regard to the leased territory of Wei-hai Wei and all territory in China which may hereafter be acquired by Great Britain by lease or otherwise, and all spheres of interest now held or that may hereafter be held by her in China, provided that a similar declaration is made by other powers concerned.

The Russian Reply, 1899

I had the honor to receive your excellency’s note … relating to the principles which the Government of the United States would like to see adopted in commercial matters by the powers which have interests in China.

In so far as the territory leased by China to Russia is concerned, the Imperial Government has already demonstrated its firm intention to follow the policy of “the open door” by creating Dalny (Ta-lien-wan) a free port; and if at some future time that port, although remaining free itself, should be separated by a customs limit from other portions of the territory in question, the customs duties would be levied, in the zone subject to the tariff, upon all foreign merchandise without distinction as to nationality.

As to the ports now opened or hereafter to be opened to foreign commerce by the Chinese Government, and which lie beyond the territory leased to Russia, the settlement of the question of customs duties belongs to China herself, and the Imperial Government has no intention whatever of claiming any privileges for its own subjects to the exclusion of other foreigners. It is to be understood, however, that this assurance of the Imperial Government is given upon condition that a similar declaration shall be made by other powers having interests in China.

With the conviction that this reply is such as to satisfy the inquiry made in the aforementioned note, the Imperial Government is happy to have complied with the wishes of the American Government, especially as it attaches the highest value to anything that may strengthen and consolidate the traditional relations of friendship existing between the two countries.

The Second Open Door Note, 1900

In this critical posture of affairs in China it is deemed appropriate to define the attitude of the United States as far as present circumstances permit this to be done. We adhere to the policy initiated by us in 1857, of peace with the Chinese nation, of furtherance of lawful commerce, and of protection of lives and property of our citizens by all means guaranteed under extraterritorial treaty rights and by the law of nations. If wrong be done to our citizens we propose to hold the responsible authors to the uttermost accountability. We regard the condition at Pekin as one of virtual anarchy, whereby power and responsibility are practically devolved upon the local provincial authorities. So long as they are not in overt collusion with rebellion and use their power to protect foreign life and property we regard them as representing the Chinese people, with whom we seek to remain in peace and friendship. The purpose of the President is, as it has been heretofore, to act concurrently with the other powers, first, in opening up communication with Pekin and rescuing the American officials, missionaries, and other Americans who are in danger; secondly, in affording all possible protection everywhere in China to American life and property; thirdly, in guarding and protecting all legitimate American interests; and fourthly, in aiding to prevent a spread of the disorders to the other provinces of the Empire and a recurrence of such disasters. It is, of course, too early to forecast the means of attaining this last result; but the policy of the Government of the United States is to seek a solution which may bring about permanent safety and peace to China, preserve Chinese territorial and administrative entity, protect all rights guaranteed to friendly powers by treaty and international law, and safeguard for the world the principle of equal and impartial trade with all parts of the Chinese Empire.

Source Citation:

Hay, John M. “Open Door Policy in China.” World War I and the Jazz Age. Woodbridge, CT: Primary Source Media, 1999. American Journey. Web. 24 June 2015.

24.3

John M. Hay, “Open Door

Policy in China”

United States Secretary o

f State John M. Hay (1838

-

1905)

crafted an “open door” policy in China that ultimately increased

American influence in Asia by promoting equal access among

the western imperial powers to Chinese trade. The following

includes Secretary Hay’s original 1899 c

ommunication

explaining the open door policy that he sent to other the major

European nations, the official responses from Great Britain and

Russia, and Hay’s second message in 1900 further explaining

American rights in China. Hay’s initial proclamation

de

monstrates how imperial powers had failed to distinguish

their respective interests in China. In order to avoid future

conflict, those nations should agree to equal treatment between

each “sphere of influence.” The British and Russian responses

imply coope

ration with such a policy and acknowledge

American involvement in China without providing a definite

confirmation. While these diplomatic discussions were taking

place, the Boxer Rebellion erupted in 1900. This attempt to

force western powers out of China

failed as Hay declared the

right to protect American interests in China

by force if

necessary. The international response resulted in the quick

defeat of the rebellion.

Notes of Secretary of State John Hays, 1899 and 1900

At the time when the Government

of the United States was informed by that of

Germany that it had leased from His Majesty the Emperor of China the port of

Kiao

-

chao and the adjacent territory in the province of Shantung, assurances

were given to the ambassador of the United States at Berl

in by the Imperial

German minister for foreign affairs that the rights and privileges insured by

treaties with China to citizens of the United States would not thereby suffer or be

in anywise impaired within the area over which Germany had thus obtained

co

ntrol.

More recently, however, the British Government recognized by a formal

agreement with Germany the exclusive right of the latter country to enjoy in said

leased area and the contiguous “sphere of influence or interest” certain

privileges, more especia

lly those relating to railroads and mining enterprises;

24.3John M. Hay, “Open Door

Policy in China”

United States Secretary of State John M. Hay (1838-1905)

crafted an “open door” policy in China that ultimately increased

American influence in Asia by promoting equal access among

the western imperial powers to Chinese trade. The following

includes Secretary Hay’s original 1899 communication

explaining the open door policy that he sent to other the major

European nations, the official responses from Great Britain and

Russia, and Hay’s second message in 1900 further explaining

American rights in China. Hay’s initial proclamation

demonstrates how imperial powers had failed to distinguish

their respective interests in China. In order to avoid future

conflict, those nations should agree to equal treatment between

each “sphere of influence.” The British and Russian responses

imply cooperation with such a policy and acknowledge

American involvement in China without providing a definite

confirmation. While these diplomatic discussions were taking

place, the Boxer Rebellion erupted in 1900. This attempt to

force western powers out of China failed as Hay declared the

right to protect American interests in China – by force if

necessary. The international response resulted in the quick

defeat of the rebellion.

Notes of Secretary of State John Hays, 1899 and 1900

At the time when the Government of the United States was informed by that of

Germany that it had leased from His Majesty the Emperor of China the port of

Kiao-chao and the adjacent territory in the province of Shantung, assurances

were given to the ambassador of the United States at Berlin by the Imperial

German minister for foreign affairs that the rights and privileges insured by

treaties with China to citizens of the United States would not thereby suffer or be

in anywise impaired within the area over which Germany had thus obtained

control.

More recently, however, the British Government recognized by a formal

agreement with Germany the exclusive right of the latter country to enjoy in said

leased area and the contiguous “sphere of influence or interest” certain

privileges, more especially those relating to railroads and mining enterprises;