GEOLOGY QUESTION 4 PAGES
Beaumont-Escher-1997.pdf
Pergamon Journal of Sfrucrural Geology., Vol. 19, No. I. pp. 955 to 974. 1997
C 1997 Elsevier Science Ltd
PII: S0191-8141(97)00022-9 All rights reserved. Printed in Great Britain
0191~8141/97$17.00 to.00
Formation, burial and exhumation of basement nappes at crustal scale: a geometric model based on the Western Swiss-Italian Alps
ARTHUR ESCHER
Institut de GCologie, BFSH-2, UniversitC de Lausanne, CH-1015 Lausanne, Switzerland
and
CHRISTOPHER BEAUMONT
Oceanography Department, Dalhousie University, Nova Scotia, Halifax, Canada B3H 45 1
(Received 23 May 1996; accepted in revisedform 3 1 January 1997)
Abstract-Information from geological and reflection seismic data from the Western Swiss-Italian Alps, and from numerical models, is used to build a geometrical model that can explain some of the major tectonic-metamorphic features of Alpine-type basement nappes. The model gives a geometrical and mechanical explanation for the initiation, burial, and subsequent uplift and partial exhumation of basement nappes at a crustal scale. Three main tectonic stages during convergence are distinguished and each correlated with the formation of specific nappe structures. The first two stages are single vergent (NW) and correspond to the subduction of continental margin crust, and the formation and uplift ofhigh-pressure rocks. Simple-shear flow and superimposed wedge-shaped pure shear flow is proposed for the creation and intrusion of high-pressure nappes of the Monte Rosa type. The third stage is characterized by a doubly-vergent style with both pro- and retro-movements. The former created NW- vergent nappes, as seen in the external Alpine massifs and the latter caused backfolding and thrusting, typical of the internal Alps. This third stage corresponds to the Neoalpine movements in the Western Swiss-Italian Alps, and is accompanied by a generalized uplift, mountain building and molasse sedimentation. 0 1997 Elsevier Science Ltd.
INTRODUCTION
The scope of this paper is to give a geometrical and mechanical explanation for the initiation and subsequent uplift and stacking of basement nappes in an Alpine-type orogen. The proposed model is based mostly on informa- tion from geological and reflection seismic data from the Western Swiss-Italian Alps and, for the last (doubly- vergent) stage, on plane-strain finite-element models (Beaumont et al., 1996). It tries to explain the main tectonic-metamorphic features of basement nappes and includes a relatively new concept concerning the rapid uplift and decompression of units that underwent high- pressure metamorphism. The model only deals with some of the essential characteristics of basement nappes and their evolution, and not with the highly complex details of the Swiss-Italian Alps. Moreover, it is based on two- dimensional reconstructions along vertical transverse sections which, although they contain most of the early Tertiary Alpine strain movements, do not include important longitudinal components. For these reasons the following pages are only meant to show how some old and new concepts can be applied to the erogenic deformation of basement rocks at a crustal scale. They certainly should be confirmed by more detailed work, in the field and laboratory, as well as by finite-element and analogue modeling techniques. In order to understand better the proposed model, an outline of the structure and evolution of the Western Swiss-Italian Alps is given below.
STRUCTURE OF THE WESTERN SWISS- ITALIAN ALPS
Since the early investigations (Gerlach, 1869; Schardt, 1907; Argand, 1911, 1916; Lugeon, 1914; Heim, 1921; Hermann, 1937), the geological knowledge of the Western Swiss-Italian Alps has been steadily refined by a large number of geologists. The results of the recent deep seismic survey of the Ecors-Crop and NFP-20 programs (Frei et al., 1990; Tardy et al., 1990; Heitzmann et al., 1991; Pfiffner, 1992; Marchant, 1993; Escher et al., 1997; Steck et al., 1997) have allowed us for the first time to control to some extent the geometric extrapolations and reconstructions of the deep Alpine structures. The result, although not very different to Argand’s brilliant reconstruction, gives a better impres- sion of the geometry of each Alpine unit at a crustal scale. It also shows the probable relationship between the Alpine nappe stack and the European and Adriatic lithospheres. In a simplified way, these data are represented in the geological cross-section of Fig. 1 which trends from the Mont Tendre (Jura) to the Val Sesia (Sesia-Ivrea). The site of this profile was chosen because it crosses one of the best-known parts of the Alpine chain; because many of the geological interpreta- tions of the seismic profiles WI-W5 can be directly projected onto it (Escher et al., 1987, 1993; Steck et al.,
1989; Marchant, 1993) and because the NW-SE orienta- tion of the section coincides with the major stretching and flow direction during the paroxysm of Tertiary
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Basement nappes in the Swiss-Italian Alps 957
deformation (0, phase according to the classification by Steck, 1984, 1990).
As recognized by Trtimpy (1973,1980,1988, 1992), Stampfli and Marthaler (1990) Stampfli (1993) and Marchant and Stampfli, 1997, the Western Swiss-Italian Alps result from the collision between at least five main lithospheric units, from the northwest or external to the southeast or internal part (Fig. 1): (1) the European continental lithosphere; (2) the Valais oceanic litho- sphere; (3) the Brianconnais continental lithosphere; (4) the Piemont oceanic lithosphere; and (5) the Austroal- pine and South Alpine lithospheres.
The continent-derived units are preserved as crustal basement and cover nappes, whereas only ophiolite slices and associated sediments remain of the oceanic litho- spheres, forming remnants of accretionary prisms. By definition, the Alpine cover rocks were deformed by the Alpine orogeny only. Most basement rocks were also affected by earlier events. Cover rocks are mostly represented by sediments or metasediments of Late Permian-Pliocene age (Fig. 1).
Units derivedfrom the European continental lithosphere
The European upper continental crust and cover is well represented in the external (NW) part of the belt, now forming the major component of the Swiss Alpine chain. Most structures show an initial N- to W-
vergence, whereas later backfolding (S-vergence) is only observed southeast of the Aiguilles Rouges massif. The large majority of basement nappes, from the external Mont Blanc to the internal Monte Leone nappe, display fold-nappe structures. with a normal limb, a frontal hinge part and an overturned lower limb (Steck, 1984, 1987). It is likely that the most external Aiguilles Rouges and Infra Rouges basement units are also fold nappes, as inferred from seismic data (Steck et al., 1997) and from outcrop features (Badoux, 1962). Alpine deformation of the basement gneisses is intense in the overturned limbs, and decreases towards the core and upper limb of each fold nappe. As a general rule, the amount of strain increases considerably from the external Aiguilles Rouges, where it is partitioned into separate shear zones, to the more internal units, where it resulted in a well-developed, penetrative and principal schistosity. This early deformation took place at greenschist-facies conditions in the external nappes, and at amphibolite facies in the more internal ones. Most internal nappes were formed during at least two successive early phases, resulting in spectacular superposed structures. Later backfolding is mostly characterized by retrograde greenschist-facies metamorphism; it always refolds ear- lier NW-vergent nappes.
Most of the cover of the European upper crust was detached during the formation of the basement nappes. It was displaced to the northwest, the distance of transport increasing toward the southeast. This cover is now found
as external thrust sheets (Jura) or as a stack of more internal thrust and fold nappes, forming the Helvetic
cover nappes (Fig. 1). Most cover thrust nappes used weak layers such as Triassic evaporites as detachment horizons. Basement and cover nappes were generated simultaneously, often by different mechanisms, ductile for the basement fold nappes and brittle for the cover thrust sheets (Escher et al., 1993; Epard and Escher, 1996).
The European lower crust is well defined on most reflection seismic profiles and can be constructed down to ca 45 km depth (Steck et al., 1997). It shows a remarkable continuity and appears to be almost undeformed by the Alpine orogen.
Units derivedfrom the Valais oceanic lithosphere
Remnants of the Valais oceanic lithosphere and associated sediments are found in a discontinuous zone at the boundary between nappes derived from the European crust and those of Brianconnais origin (Fig. 1). The ductile oceanic sediments of the Valais accre- tionary prism must have formed a weak structural link between the European and Brianconnais nappe piles.
Units derivedfrom the Briaryonnais continental lithosphere
The basement nappes derived from the Brianconnais upper continental crust form a central zone between the Valais and the Piemont ophiolitic nappes (Fig. 1). Most of the Brianconnais sedimentary cover was separated from its basement during early Alpine deformations, and translated to the northwest. It forms the bulk part of the Prealpine nappes. Like the European units, the Brian- connais-derived basement nappes mostly display fold features with intensely sheared inverted limbs and less- deformed cores and upper limbs (Lacassin, 1987; Escher, 1988; Sartori, 1990). A dominant penetrative foliation, resulting from the earliest phases of deformation, is present almost everywhere. It clearly indicates that here, too, crustal nappes were formed at an early stage by heterogeneous ductile shear. Prograde greenschist-facies metamorphic conditions prevailed during the early deformation phases in the external Brianconnais nappes (Pontis, Siviez-Mischabel). In the most internal units (Mont Fort and Monte Rosa) remnants of early mineral paragenesis indicate that they were formed under high- pressure-intermediate-temperature conditions with values of ca 15 kbars and 500°C for parts of the Monte Rosa nappe (Bearth, 1952; Hunziker, 1970; Frey et al.,
1976; Colombi, 1989). Subsequently they must have been elevated, decompressed and cooled to greenschist-facies conditions before any significant heating above ca 500°C could take place by the terrestrial heat flow. Late SE- vergent backfolding, associated with retrograde greens- chist-facies metamorphism, affected all the Brianconnais basement nappes. The Brianconnais lower crust has not been identified anywhere.
958 A. ESCHER and C. BEAUMONT
Units derived,from the Piemont oceanic lithosphere
Remains of the Piemont oceanic domain form an
important and continuous zone separating the Briancon- nais units from the Austroalpine and Adriatic ones (Fig. 1). It is composed of two main units.
(1) The Tsate nappe is probably the remnant of an accretionary prism formed during the Early-Middle
Cretaceous subduction and closure of the Piemont oceanic domain (Marthaler and Stampfli, 1989; Stampfli and Marthaler, 1990). It is mostly composed of calcschists containing lenses of ophiolitic rocks. The metamorphic history of the Tsate nappe is characterized by an early, middle-high-pressure event resulting in the formation of greenschist to blueschist metamorphic assemblages (Dal Piaz, 1976; Caby, 1981; Ayrton et al., 1982; Pfeiffer et al., 1989, 1991). It was followed by a pervasive greenschist-facies episode.
(2) The Zermatt-Saas and Antrona zones are large slices of Piemont oceanic lithosphere, associated with some oceanic sediments (Bearth, 1967). They underwent a very high-pressure metamorphism, probably during the Eoalpine subduction, with P-T conditions of ca
18 kbars/550”C (Hunziker, 1974; Meyer, 1983;
Barnicoat and Fry, 1986; Barnicoat et al., 1991). A later Tertiary greenschist (Zermatt-Saas Fee) and amphibolite facies (Antrona) overprint is well documented (Laduron, 1976; Colombi and Pfeiffer, 1986; Ganguin, 1988; Steck, 1989). In Fig. 1, the Lanzo oceanic unit is interpreted as the internal and southwest continuation of the Zermatt- Saas Fee ophiolites as proposed by Blake et al. (1980) and
Lagabrielle et al. (1989).
Units derived from the Austroalpine and South Alpine continental lithospheres
South of the Piemont ophiolite suture zone, the western equivalents of the Austroalpine nappes are present in the Dent Blanche klippe and in the Sesia zone. Both are made of the same two superposed Austroalpine basement thrust nappes characterized by the absence of inverted limbs and the presence of important basal mylonites (Fig. 1).
(1) The lower nappe is composed of the Arolla series, the Gneiss Minuti and the Eclogitic Micaschist Complex (lower Sesia). It is made of (Adriatic?) upper crust and contains relic zones of high-pressure paragenesis of Cretaceous age (Venturini et al., 1991; Venturini, 1995).
(2) The upper nappe comprises the Valpelline zone and the II-DK (second dioritic kinzingitic) zone, and consists of lower crust gneisses displaying well-preserved pre- Alpine granulite-facies assemblages (Argand, 1934; Dal Piaz et al., 1971; Pognante et al., 1988). These rocks are quite similar to those of the Ivrea (Adriatic) lower crust (Rivalenti et al., 1984; Zingg et al., 1990; Rutter et al., 1993). High-pressure metamorphism is only present in the II-DK zone where it reaches high-grade blueschist facies.
The Vanzone and Boggioletto backfolds affect the Austroalpine nappes, as well as the underlying Piemont, Brianconnais and European crusts.
The Canavese zone, represented by a tectonically thinned zone of crustal basement and cover rocks, forms an independent unit between the exhumed Aus- troalpine system and the Southern Adriatic Alps. Rare serpentinized peridotite and metabasalt lenses suggest that a Canavese oceanic lithosphere has existed. The
Canavese zone is limited to the northwest by an important thrust surface: the Canavese Line.
The Ivrea zone represents a unique cross-section through the Adriatic lower continental crust (Fig. 1). It is here that the Southern Alpine Moho comes closest to the present erosional surface. The lower crust is com- posed of granulite-facies pre-Alpine gneisses containing slices of mafic and ultramafic rocks (Schmid, 1967; Bertolani, 1968; Steck and T&he, 1976; Zingg et al.,
1990). Alpine greenschist-facies metamorphism is only observed along some isolated shear zones and along the Canavese Line. The present position and the subvertical to overturned dips of the Canavese and Ivrea rocks are the result of Tertiary ductile backfolding associated with shear zones, because ‘brittle’ backthrusting alone could not have caused the observed orientations and dips of the gneisses.
Flysch and molasse deposits
Flysch-type sediments are, by definition, marine sediments deposited in tectonic active regions. Their age varies from Middle Cretaceous in the southeast to Late Eocene in the northwest. These flysch basins thus migrated from the southeast to the northwest, together with the advancing front of deformation (Fig. 2). During the Early Oligocene the flysch sedimentation changed into molasse type (mostly continental) in both northwest and southeast frontal basins. This coincided with the first backward movements in the southeast.
OUTLINE OF THE EVOLUTION OF THE WESTERN SWISS-ITALIAN ALPS
Following proposals of Dal Piaz et al. (1972) Triimpy (1973, 1980), Debelmas et al. (1980) Hunziker and Martinotti (1984) Hunziker et al. (1989, 1992), Steck and Hunziker (1994), Escher et al. (1997), the erogenic history of the Western Swiss-Italian Alps can be divided into three main periods of tectono-metamorphic activity (Fig. 2).
(1) The Eoalpine erogenic events, Cretaceous-Early Paleocene in age with a peak of metamorphic pressure reached at about 110 Ma and a temperature peak at 85 Ma. These events are characterized by the formation of high-pressure mineral assemblages.
(2) The Mesoalpine erogenic events, which we propose
Basement nappes in the Swiss-Italian Alps 959
r 120 110 100 90 80 70 60 50 40 30 20 to Ma CRETACEOUS PALEOC. EOCENE OLIGOC. M I 0 C E N E IPLI 1
i: JUR
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? INFRA ROUGES “ape:
___.I__
EOALPINE EVENTS fl40-60MA)~ MESOALPINE NEOALPINE EVENTS 1 Fig. 2. Chronology of some of the major structural and metamorphic events during the Cretaceous and Tertiary in the
Western Swiss-Italian Alps (mainly after Triimpy, 1980, Steck and Hunziker, 1994 and Escher ef a/., 1997).
to extend from the Late Paleocene to the Early Oligocene, with a peak of metamorphism at around 38 Ma.
(3) The Neoalpine erogenic events, of Late Oligocene and younger age, characterized by the onset of backfolding, retrograde metamorphism, uplift, erosion, molasse-type sedimentation and deformation of the foreland (Jura).
The Eoalpine erogenic events (14060 Ma)
The Eoalpine stacking of Austroalpine nappes prob- ably took place at an early stage of subduction to the southeast of the Piemont oceanic crust. It could have resulted from a breakup of the thinned Austroalpine (= Adriatic?) marginal continental crust into imbricate slices, in parts dragged down together with the subduct- ing oceanic crust. This would explain the high-pressure metamorphism of the lower Sesia and IIDK zones (Vuichard, 1989). The subduction of the Piemont oceanic lithosphere was probably followed by that of the thinned marginal Brianconnais continental crust, up to a depth of at least 80 km in order to permit the formation of the high-pressure metamorphic rocks. At the end of the Eoalpine events, a Late Cretaceous-Early Paleocene phase (85-60 Ma) was characterized by the uplift and decompression of the high-pressure rocks (Oberhansli et
al., 1985; Hunziker et al., 1989; Hurford and Hunziker, 1989). During this phase high-pressure rocks of the Zermatt-Saas Fee-Monte Rosa composite nappe came into contact with overlying intermediate- to low-pressure rocks of the Tsate nappe. This created a normal fault contact (the Combin detachment fault), the object of
stimulating models of extensional movements combined with exhumation and erosion (Platt, 1986; Merle and Ballevre, 1992).
The Mesoalpine erogenic events (60-30 Ma)
The Mesoalpine events caused the deformation of two hitherto undisturbed parts of the Alpine domain: the central part of the Brianconnais and the internal part of the European continental crust. Deformation was caused mainly by continental subduction to the southeast, in geometric continuation of the preceding Piemont and Valais oceanic subductions. Strain accumulated essen- tially in the upper crust by pervasive ductile shear of the basement rocks and by decollement of cover sequences. It resulted in the formation and stacking of ductile base- ment nappes. During this process, the Mesozoic cover was expelled towards the northwest, forming the main body of the Prealpine cover nappes (Fig. 1). It escaped thus the intense deformation and metamorphism of the basement units. At the same time the earlier formed Eoalpine nappe stack (Valpelline-Arolla) probably advanced further on top of the Brianconnais-derived units, thereby forming the Dent Blanche nappe. At the end of the Mesoalpine period, the internal European crustal units were thrust below the external Brianconnais
ones, and the first Helvetic nappes began to take shape. According to Steck (1984) and Lacassin (1989), this event was accompanied by an important dextral horizontal movement of at least 40 km along the Simplon shear zone. Prograde metamorphism during the Mesoalpine deformation took place at temperatures above 300°C in
960 A. ESCHER and C. BEAUMONT
most basement rocks. A peak of metamorphism was reached around 38 Ma (Hunziker, 1974; Hunziker et al.,
1989). Subsequent cooling, related to updoming and erosion, is recorded by the cooling curves of the Monte Rosa and Siviez-Mischabel nappes (Steck and Hunziker, 1994).
The Neoalpine erogenic events (30-O Ma)
The Neoalpine erogenic events started around 30 Ma ago, after a short period of magmatic activity along the Periadriatic Line. They are characterized by intensive S- and SE-vergent backfolding and thrusting together with strong dextral strike-slip movements in the more internal part of the Western Alps. Backward movements started in the southeast and migrated to the northwest, while forward folding and thrusting continued to take place in the more external zones. The onset of large-scale S- to SE- vergent movements, combined with a continuing NW- vergent ductile shearing, initiated the present wedge shape of the Western Alps as seen on vertical sections (Fig. 1). The combination of northwest and southeast movements also produced, probably for the first time, a generalized uplift, exhumation and erosion with deposi- tion of molasse sediments along the peripheral foredeep basins. Retrograde metamorphism (mostly greenschist facies) and uplift accompanies, as a rule, the retro- movements in the Western Swiss-Italian Alps.
CONSTRAINTS USED IN THE CONSTRUCTION OF THE GEOMETRIC MODEL
In constructing an acceptable geometric-kinematic model for the evolution of the basement nappes we have been guided by some basic results from numerical models, some physical assumptions, and constraints derived directly from geological observations described earlier. The model is incomplete, provisional and makes no attempt to explain geological details. When combin- ing some old concepts with new ones, we have extra- polated on the numerical model results. Until these extrapolations have been tested they are best regarded as conceptual ideas.
Framen~ork,from geodynamical numerical models
At the crustal scale the Alpine evolution consisted of an Eoalpine and Mesoalpine single vergence, asym- metric subduction of Piemont, Brianconnais, Valaisan and European margin elements. It was followed by a Neoalpine collisional orogenesis with double vergence, backfolding and uplift. Both main phases can be explained by a simple mechanical model (Beaumont et al., 1996). In this model, lithosphere is initially flexed downward by its negative buoyancy, thereby allowing a significant volume of crustal material to be partly subducted, highly sheared and tectonically underplated
beneath the overriding Adriatic plate. Later, increased buoyancy of the subducting slab and the introduction of thicker continental crust into the subduction zone reduce the proportion of the convergent material that can be accommodated by subduction without deforma- tion. This restriction initiates the backfolding/retro- charriage. Within the model framework, the ensuing collisional phase creates a doubly-vergent orogen with pro- and retro-tectonic wedges that face outward onto the subducting (pro-) and overriding (retro-) plates (Willett et al., 1993; Beaumont and Quinlan, 1994). Some of the material subducted and underplated in the first phase is transported retroward in the hanging wall of the retro-step-up shear (Beaumont et al., 1996). Depending on the surface denudation and the scale of the orogen, material from depths of -20 to 30 km may be exhumed to the surface by this mechanism. The model pro-wedge continues to develop synchronously with the retro-charriage and growth of the retro-wedge. In the broadest sense this second phase explains the coeval backfolding and development of the external basement nappes and massifs, and the strong uplift of the Alpine wedge.
Physical assumptions
The following physical assumptions were made for construction of the model.
(1) Material volumes in the two-dimensional cross- section are conserved. Material movement in or out of the section and volume changes owing to metamorphic reactions, etc. are not considered.
(2) The main direction of tectonic motion is in the plane of the section.
(3) The minimum temperature for ductile deformation in the upper continental crust is approximately 300°C (lower greenschist facies). This limit for the brittlee ductile transition in most continental crust rocks has been accepted by many authors (e.g. Handy, 1989,199O). By ductility we mean the capacity of a material to deform by pervasive viscous flow in shear zones over 1 km wide. We follow here more or less the definitions by Rutter (1986) and Schmid and Handy (1991).
(4) Ductile deformation occurs first by simple shear on low-angle (20-30” dip) shear zones and later becomes more pervasive and is accompanied by pure shear.
(5) Flexural isostatic adjustment at the lithospheric scale occurs rapidly by comparison with tectonics. Therefore, each step in the reconstruction is assumed to be in quasi-isostatic equilibrium except where specific loads act (for example the negative buoyancy of subducted oceanic slabs).
(6) Erosion is relatively inefficient and occurs at O.l- 0.4 of the rate of tectonic-isostatic vertical velocities.
(7) Heat transfer is included conceptually assuming that thermal re-equilibration at depths between 20 and 60 km takes - 15-25 Ma.
Basement nappes in the Swiss-Italian Alps 961
Geological constraints
The following geological constraints are partly deduced from the data available from the Western Swiss-Italian Alps, as summarized above, and partly assumed.
(1) Most ductile deformation of crystalline basement was limited to the subducting upper continental crust in a zone situated between the 300” isotherm and the lower
continental crust. (2) Parts of the upper continental crust became
detached from the down-going lithosphere when buried at depths of ca 70 km during Eoalpine events (high- pressure metamorphism) and at depths of 40-12 km during the later Meso- and Neoalpine deformations. This detached upper crust progressively increased the total volume of material accumulated between the overriding and subducting lithospheres and created the
Alpine belt. (3) During detachment ductile basement (crustal)
nappes were formed, mostly as W- to N-vergent fold nappes (Handy et al., 1993; Schmid et al., 1997), by basal simple shear and superimposed pure shear. These nappes started to be generated at important depths in the southeast and the mechanism migrated progressively to lower depths and to the northwest during continuing lithospheric subduction. The final result resembles a systematic stacking of nappes from the southeast to the
northwest, forming a pro-wedge. (4) The formation of ductile basement nappes was, as
a rule, accompanied by detachment of cover rocks, often forming thrust sheets, stacked in front (i.e. to the northwest) of the basement nappe pile to form a pro- ward migrating cover nappe pile (Epard and Escher, 1996).
(5) Retro-movements, like backfolding or backthrusting, toward the southeast only started during the Neoalpine events after the formation of several important crustal pro-nappes. These retro-movements migrated from the southeast to the northwest, forming a succession of large-scale backfolds. Retro-movements in the southeast and pro-movements in the northwest probably occurred simultaneously during the Neoalpine period.
(6) The formation of W- to N-vergent pro-nappes was generally accompanied by burial and prograde metamorphism. In contrast, during SE-vergent retro- deformation crustal rock displacement was mainly upwards and metamorphism mostly retrograde.
(7) During the Eoalpine and possibly Mesoalpine events, high-pressure-intermediate-temperature meta- morphic rocks formed in deep basement nappes (Monte Rosa, Mont Fort). Subsequently, these rock units moved upwards before re-equilibration of the isotherms and before the onset of retro-movements.
(8) The lower continental crust (Brianconnais and European) remained attached to the subducting mantle
rocks. It is directly overlain by the weakest part of the
upper crust, which probably acted as a potential zone of decoupling (Handy and Zingg, 199 1; Pfiffner et al., 199 1; Hitz and Pfiffner, 1994).
(9) The Valais and Piemont accretionary prisms played a very important role during the build up of the Alpine belt. Their high content of pore fluids and of ductile sedimentary rocks such as talc-schists, made them the ideal detachment units between the downgoing and overriding lithospheres.
(10) Syn-tectonic sedimentation was characterized by marine flysch deposits during the Eoalpine and Mesoalpine periods and by shallow marine or continental molasse sedimentation during the Neoalpine events. This implies that a generalized uplift, exhumation and erosion of the Alpine range corresponds to the onset of the Neoalpine backfolding.
SIMPLIFICATIONS AND INITIAL STAGE OF THE MODEL
SimpliJi:cations used in the model
The proposed model describes the evolution of a general Alpine-type orogen. It is mainly inspired by the Western Swiss-Italian Alps but is simplified in the following ways in order to focus on the sequence of different processes rather than on the products of repeated processes.
(1) Only one main oceanic subduction zone and corresponding accretionary prism is considered (Fig. 3). Compared to the Alps they are the equivalents of the Piemont oceanic crust and the Tsate prism.
(2) In the overriding (SE) unit the very complex Austroalpine nappe stack is only represented by three symbolical basement thrust sheets (Fig. 3). The model concerns an explanation of events post-dating this Early Cretaceous tectonic phase.
(3) During the evolution of the model only five main NW-vergent basement nappes and three zones of backfolding and thrusting are formed successively. They represent the many more pro- and retro-structures found in the Alps.
(4) The shape of each tectonic unit is highly simplified and represented with a smooth, rounded, nappe geometry. In reality each basement nappe is, of course, made of many parasitic folds and thrusts at various scales. These detail structures are considered as meaningless at the scale considered.
(5) No distinction has been made in the cover between the many thrust sheets and fold nappes which exist in the Alps. Our model is basically meant to explain the structural history of the interface separating the Mesozoic sedimentary cover from the gneissic basement.
962 A. ESCHER and C. BEAUMONT
NW SE Thrust A Thrust !3
I FLYSCH BASIN / / I
Fig. 3. (Step 0 of the model.) Idealized section through a continent-oceanvcontinent subduction zone. It shows the situation just after the oceanic crust was completely subducted and had been followed up to an assumed depth of ca 80 km by the downgoing marginal (thinned) continental crust. The displacement of marker point OL will be followed during the successive
steps of the model.
The initial stage (step 0)
The initial stage (Fig. 3) shows the evolution at the point where oceanic crust has been completely subducted and followed by continental margin crust to a depth of approximately 80 km. It corresponds to the setting before the first basement nappes formed in subducted con- tinental crustal rocks. Subduction of continental margin crustal rocks without significant internal deformation or detachment is attributed to the following facts.
The overriding plate is simplified by comparison with the Austroalpine cover and shows only three brittle thrust nappes of basement rocks (nappes SEl-SE3). These units, separated by thrusts A and B, are interpreted to have been formed at an early stage of subduction during the compressional break up of the southeastern (SE) continental margin. Both the SE1 and the SE2 thrust sheets were separated from their original southeastern crust (Adriatic upper plate) under relatively brittle conditions and later dragged down by the subducting oceanic crust.
(1) A thin continental marginal crust. Thickness estimates between 10 (distal part) and 25 km for a lOO- 200 km wide Alpine-type marginal crust are supported by geological data (Roeder, 1989; Bernoulli et al., 1990; Stampfli et al., 1991; Favre and Stampfli, 1992).
(2) Low shear stress in the crust owing to the overlying very weak zone formed from the subducted accretionary prism.
(3) The subducted crust remained relatively cold because the isotherms were advected downwards (300°C isotherm to at least 40-50 km) by the subduction, as in oceanic subduction zones. This thermal regime is consistent with the high-pressure-intermediate- temperature metamorphic conditions seen in Alpine rocks buried at this stage. By implication, a large part of the subducting crust remained strong under brittle, high- pressure, low shear stress, conditions and did not undergo significant amounts of ductile strain.
In comparison to the Alps, the lower SE3 nappe may represent the Valpelline and the SE2 the Arolla-Sesia (Gneiss Minuti) nappe. The superposition SE3-SE2 could then correspond to the early Eoalpine thrusting of Valpelline on Arolla (Fig. 2). The SE1 nappe made of lower crust may be the equivalent of the IIDK zone. The Canavese zone and all the complications associated with its closure are not represented on Fig. 3. One could, however, tentatively correlate the main thrust A with the Canavese line.
THE FORMATION AND EARLY UPLIFT OF HIGH-PRESSURE METAMORPHIC BASEMENT
NAPPES
(4) The negative buoyancy of the subducted oceanic slab allowed unconstricted subduction of the continental margin.
The following model steps offer an explanation for the formation and subsequent uplift of high-pressure-inter- mediate-temperature rocks under compressional stress conditions. The model therefore differs from the extcn- sional explanations proposed by Platt (1986). Ruppcl (‘I al. (1988) and Merle and Balllvre (1992). On the ~~I~CI Figure 3 shows a schematic NW-SE section through
the Western Swiss-Italian Alps in mid-Eoalpine time. hand, it resembles more the mechanism proposed (31,
Basement nappes in the Swiss-Italian Alps 963
England and Wortel (1980), Malavieille (1995) and Chemenda et al. (1995) for the exhumation of rocks in the Himalayan central belt. However, the proposed combination of buoyancy forces and erosion in our model are not the principal causes for the uplift, although they may play an accessory role. The geological factors and published original ideas contributing to the mecha- nism proposed here are as follows.
(1) Although Neoalpine uplift and backfolding in the Alps are related to each other, the early (Eoalpine) upward movement of high-pressure rocks has taken place well before the onset of retro-movements, and thus by a different mechanism.
(2) Most originally deep basement rocks visible in outcrops display penetrative early schistosities and stretching lineations, implying a strong deformation throughout most of the rock volume. Consequently, it is unrealistic to represent large deep-seated rock bodies as having been displaced over significant distances without
strong internal deformation. (3) The extrusion mechanism proposed by Dietrich
and Casey (1989), for the formation of Helvetic cover nappes by the combination of simple shear and heterogeneous wedge-shaped pure shear, may be applied also to basement fold nappes.
(4) Schmid et al. (1990) in the Eastern Alps propose a mechanism of viscous horizontal intrusion for the ductile
refolding of deep basement nappes. The concept presented in our model is similar, except that the intrusion also has an important vertical component.
(5) Michard et al. (1993) concluded that the high- pressure coesite-bearing rocks of the Dora-Maira unit (southwest equivalent of the Monte Rosa nappe) underwent an early uplift under compressional conditions. Their proposed mechanism by a forced- return flow of imbricate slices, in an on-going subduction setting, is similar to that of our first stage, as described in the following pages.
First stage of nappe formation and uplift
Step 1 (Fig. 4) shows a conceptual set of processes that follow from a constriction or partial blockage in the continued subduction of the continental margin (Fig. 3). The constriction is considered to develop in the subduc- tion channel below the main detachment zone, such that the upper continental crust to the northwest and above L-L’ no longer subducts at the same rate as the lower crust beneath it. The subduction channel refers to the zone above the lowest decoupling level in the subducting lithosphere and below the highest decoupling level in the mantle of the overriding plate. This definition represents a generalization from the small scale (e.g. Shreve and Cloos, 1986). The constriction or blockage can occur when any of the factors listed above that favour subduction without deformation in the initial stage (Fig. 3) are not sustained. In addition, the buoyancy of the
continental crust in the subduction channel may balance the shear tractions on its bounding surfaces.
To simplify the discussion, L-L’ (Fig. 3) is taken to represent a material line in the subduction channel where the blockage has reduced the velocity at L to zero. Subduction continues (Fig. 4, Step la) by decoupling beneath the blocked upper continental crust, essentially along a zone of active simple shear at its base. The thickness of ca 4 km of this active shear zone at the base of the embryonic nappe was chosen to resemble existing basal shears in basement nappes. Continued conver- gence, shown here after 30 km, creates a thick embryonic nappe. Note that to simplify the model the simple shearing of L-L’ is mainly restricted to the decoupling zone at its base.
Although a downward dimpling of the subducting plate is shown to accommodate underthrusting and thickening of the nappe pile (Fig. 4, Step la), the flexural strength of the subducting lithosphere will both resist this deformation and redistribute it at a larger (flexural) wavelength. An equivalent upwarp will be resisted by the stronger overriding mantle. Decoupling and simple shearing can, however, continue if the embryonic nappe is also synchronously squeezed and flattened by ductile pure shear (Step lb). Again, this is envisaged to be a dynamical process in which the strength of the nappe and resistance to shear on its boundaries compete with the resistance to vertical displacement of the footwall and hanging wall. Given current concepts of the controlling rheologies and associated densities of mantle (olivine) and upper crust (quartz), flattening may be the dominant effect, particularly when the hanging wall is the strongest part of the mantle lithosphere. Given that L remains stationary and that L’ is only displaced by the simple- shear component, and assuming constant volume and stretching in the plane of section, the result of flattening will be the upward expulsion or intrusion of the escaping ductile nappe NWl. L-L’ is in this case the ‘pin-line’ for the pure-shear flow component.
In Fig. 4 (Step lb) the oblique escape up the subduction zone leads to the intrusion of nappe NW1 into the weaker accretionary prism. Flattening and intrusion enhances the basal simple shear and the combination of simple and pure shear creates a fold nappe of the Monte-Rosa type by a mechanism that is similar to that envisaged by Dietrich and Casey (I 989) for some Helvetic cover nappes and the refolding of Eastern Alpine basement nappes (Schmid et al., 1990). Buoyancy forces assist the intrusion but are not the dominant factor.
In Step lc (Fig. 4) the effect of isostatic adjustment is added to account for the thickening of the nappe pile that was not offset by flattening. The main effect is to flex the pro-lithosphere downward and for the flexural/subduc- tion hinge to migrate pro-ward together with the main pro-flysch basin.
If it is accepted that the three processes of Fig. 4 are synchronous, the vertical component of uplift of the
A. ESCHER and C. BEAUMONT
. . . . . . . . . . . ,300” isotherm.
. . . . .
STEP la
Part of upper crust d from subducting plate
(embryonic NAPP
Thrust sheet of expulsed cover rocks caused _-partially by the intrusion of basement nappe 1
Movementpath~“1~~~1~~1~~1~~1ll
of point a , , ,, , , , WIM:;
, FLYSCH BASIN FLYSFH BASIN
Moho after Steps 1 a+
STEP lc
New potential zone of ductile shea; ’ ililt I II / I I 0 10 20 30 40 50 60 70 80 90 100 km (decoupling)
Fig. 4. (Step 1 of the model.) Situation after ca 30 km of lithospheric material has been subducted in continuation to the initial stage of Step 0 (Fig. 3). The three main mechamsms active during this stage are shown separately, even if in reality they probably have acted almost simultaneously. Step la-formation ofan hypothetical embryonic NW I nappe by heteregeneous simple shear along a shallow dipping (ca 20”) active zone of decoupling. Step lb-superimposed heterogeneous pure shear, and intrusion of nappe NWI. Attenuation of the preceding buckling of the lower crust and mantle. Some separation of the hanging walls and footwalls takes place during the intrusion. Nappes SE1 and SE2 are also slightly flattened and moved upwards. Step lc-approximate isostatic adjustment and resulting displacement to the northwest of the subduction hinge and
the flysch basin. The 300°C isotherm is approximately equilibrated.
Basement nappes in the Swiss-Italian Alps 965
Fig. 5. system progre!
xed reference grid
Main detachment zone (accretionary prism melange)
Remnants of metasedimentary cover and/or slices of nit crust (Zermatt-Saas Fee type)
Lower limit of overlying mantle
downgoing lithosphere
50 km
Two-dimensional reconstruction showing the geometric consequences ofcombined simple shear and pure shear in the envisaged to have generated intrusion nappe NW1 during Steps la and lb. An initial stage (a) is followed by two
;sive stages of deformation (b and c). each corresponding to a lithospheric subduction of 15 km. For further explanation see the text.
frontal nose of the nappe (20 km, from 45 to 25 km approximately; Fig. 4b) occurs in the same time span that convergence/subduction consumes 30 km of lithosphere, which is l-6 Ma for subduction velocities between 3 and 0.5 cm/year. These rates meet the important requirement that the nappe be expelled upward faster than the general rate of thermal equilibration in a subduction zone setting. The nappe would tend to cool as it intrudes the higher cooler part of the subduction complex and preserve the high-pressure-intermediate-temperature metamor- phism. The effect of intrusion is also to place the high- pressure rocks in contact with the overlying lower pressure schists of the accretionary prism (the Tsate nappe in the Alpine context) along a low-angle ‘normal fault’ but in a tectonic setting without any net extension of the overall system.
The geometry and scale of nappe NW 1 during the early stages of Step 1 correspond to the P-Tconditions of the Monte Rosa high-pressure rocks (ca 15 kbars, SOO’C) but would vary during the evolution of a given orogen. Some
thermal re-equilibration has been included in the nappe, and conditions at the end of Step lc are thought to correspond to the Eoalpine metamorphic temperature peak in the Western Swiss-Italian Alps at 85 Ma (Fig. 2).
In reality it is likely that the blockage at point L is only temporary. However, as long as L moves more slowly
downwards than the upward velocity imparted by flattening, the result will still be an intrusion-type nappe, although with a lower uplift velocity.
Geometry of the nappe intrusion mechanism
A geometrical two-dimensional construction (Fig. 5) illustrates the sequential evolution of nappe NW 1 (Fig. 4) through steps (a)-(c) that combine the simple- and pure- shear deformations described above. The reconstruction follows some simple rules: (1) cross-sectional areas are conserved; (2) viscous (ductile) deformation is restricted to the nappe and is focused in the shear zone at its base; (3) the overlying weak fluid-rich accretionary melange is
966 A. ESCHER and C. BEAUMONT
NW STACK OF UNDIFFERENTIATED
COVER THRUST SHEETS SE
, FLVSCH BASIN Regional weak uplift FLYSCH BASIN
I I I I I I I I III 0 10 20 30 40 50 60 70 80 90 1OOkm
Fig. 6. (Step 2 of the model.) Formation of a new intrusion-type nappe (NW2) after a further 30 km of lithosphere has been subducted. The upper crustal area abed of Step lc moved down ca 30 km. The same rules and mechanisms which created the
preceding nappe NW1 are incorporated here too. A new marker point /? is introduced.
assumed to form a low friction normal fault contact with the upward moving nappe; (4) a small increase in the thickness of the subduction channel, and nappe pile, owing to footwall and or hanging wall deformation is included; and (5) downward velocity of the nappe is assumed to be locally zero at L, possibly as a consequence of the superimposed upward velocity due to flattening.
The model corresponds largely to the mechanism of wedge-shaped pure shear (Ramsay and Huber, 1987, p. 620) and is characterized by a cumulative effect in the frontal part of the nappe. This makes it possible to obtain high uplift values during a restricted time span. The amount of internal finite strain and relative uplift (intrusion) depends on several factors which can be investigated in numerical models. The primary controls are the strength of the nappe and the resistance to the widening of the subduction channel. The mechanism is considered to be valid in a conceptual sense and the geometry has been chosen to show how the mechanism would have to operate to produce existing basement fold nappes, particularly Monte Rosa-type nappes. In this regard, the simple geometrical construction is in agree- ment with the following observations.
(1) The inverted flank is strongly deformed with two- dimensional finite-strain ellipse values of E,,/E,, between 30 and 60, while the central part and normal limb are much less deformed (EJE,, = 2-8).
(2) The root zone of the nappe becomes more thinned than its frontal part.
(3) The rocks attached as cover to the basement (metasediments, slices of oceanic crust) are finally found surrounding the fold structure. This may explain the present position of the high-pressure Zermatt-Saas Fee and Antrona units, folded around the frontal part of the Monte Rosa nappe (Fig. 1).
(4) The contact between the inverted limb and the underlying units corresponds to a low-angle thrust.
(5) The contact between the normal limb and the overlying units appears, on the contrary, as a low-angle ‘normal fault’, comparable to the Combin fault.
It is probable that the proposed mechanism could produce high-pressure intrusion nappes from almost any depth along an active subduction channel.
Formation andpossible uplift of subsequent nappes
The same mechanism may operate to form subsequent basement fold nappes as shown conceptually in Fig. 6. The new fold nappe (NW2) is situated in a more external position and was created using a new shear zone below and in front of NW1 (Fig. 4, Step lc). NW1 is supposed here to be entirely detached from the subducting rocks (Fig. 6). NW2 is larger than NW1 because the continental margin crust involved is assumed to be thicker. It is also assumed that: (1) nappes NW1 and SE2 may be further flattened and intruded upwards as NW2 is formed; (2) the same isostatic mechanism causes the subduction hinge and flysch basin to migrate to the northwest; and (3) the overall thickening and isostatic balance begins to cause a weak regional uplift of a few km. In the southeast this could correspond to the first weak retro-movements that are precursors to the major backfolding of the collision phase.
In comparison to the Western Swiss-Italian Alps, the most likely equivalents for nappes of the NW2 type are the Mont Fort and Siviez-Mischabel nappes (Figs 1 and 2). Step 2 could in that case correspond to a time span between the Late Paleocene and the Early Oligocene (Mesoalpine).
Basement nappes in the Swiss-Italian Alps 967
FORMATION OF DOUBLY-VERGENT STRUCTURES AND LATE-STAGE UPLIFT OF
EARLIER NAPPES
The late-stage collisional evolution of most orogens, and the Alps in particular, is characterized by both pro- and retro-movements, the latter leading to backfolding and thrusting and the development of the doubly-vergent style described earlier. In the Western Swiss-Italian Alps
only N- to W-vergent pro-structures were formed prior to the activation of retro-structures in the Middle Oligo- cene, which in turn signal the onset of Neoalpine events (Fig. 2). NW-vergent nappes continued to form and a generalized uplift of the Alpine range took place accompanied by molasse sedimentation in both the northwest and southeast peripheral foredeep (foreland)
basins.
Mechanism of simultaneous pro- and retro-shear
movements
The geodynamical models (Beaumont et al., 1996) indicate that the change to doubly-vergent tectonics follows from a reduction in the convergent material that can be accommodated by the subduction channel. Both sandbox (Malavieille, 1984; Malavieille et al., 1993; Larroque et al., 1995) and numerical experiments (Willett et al., 1993; Beaumont et al., 1994) show that conjugate pro- and retro-deformation occurs in a crustal layer that is forced to deform by the subduction of the underlying pro-lithosphere. The conjugate deformation occurs in the part of the layer that does not subduct (Figs l-5) (Beaumont et al., 1994).
By implication, something occurred in the Alps in the Middle Oligocene to choke off the subduction of pro- crust of the European margin. The most simple explana- tion is a reduction of the negative slab load which acted to flex the pro-lithosphere upwards and to close the subduction channel. Two possible mechanisms are the ‘break off of the subducted slab and/or the increase in buoyancy as progressively more low-density continental lithosphere enters the subduction zone. The former mechanism would probably lead to a more rapid change in tectonic style, whereas the latter would be related to the properties of the continental margin and the convergence velocity.
Figure 7 shows how the basic doubly-vergent style of the numerical models can be used in the context of the geometrical evolution of Alpine-type basement nappes. As in the preceding steps, the geometric effects of simple shear, pure shear and isostatic adjustment are examined separately under the assumption that cross-sectional area is conserved and motion occurs in the plane of the profile. Figure 7(a) shows a simplified form of the initial geometry when the conjugate pro- and retro-shears (Zl and 22, respectively) connecting to the basal shear (23) are first activated. Their relationship to the existing model nappe pile is shown in Fig. 8(a). Point d
corresponds to the subduction detachment or stress singularity (Willett et al., 1993) retroward of which the crust and upper mantle are stationary unless involved in retro-charriage. This implies that because the subduction channel above 23 has now been blocked, crust that is decoupled to form the nappe NW3 above shear Zl will later be carried in the hanging wall of 22 and not partly subducted in the hanging wall of 23, which was the tectonic style of the earlier subduction phase.
Figures 7 and 8 show the geometrical evolution based on the numerical model results but adapted for a crustal section that dips retroward (Fig. 7) and in which pro- crust is detached as discrete slices to form nappes and not continuously as in the numerical models. The discrete nature of the shear zones means that the pro-shear, Zl, will move with the pro-crust that contains it while the point c (Figs 7a and 8a & b) moves toward d. The geometry after 40 km of convergence (Fig. 7b) has been constructed assuming an equal 20 km conjugate simple shearing on Zl and 22, and the full 40 km finite offset on 23 with most of the deformation confined to the simple shear zones. It shows two fold structures, one pro- and one retro-oriented. Additional contributions from het- erogeneous pure shear and isostatic adjustment are added in Fig. 7(c & d). The construction is similar to that used in Fig. 5 but with smaller amounts of pure shear strain. Even though there is no fundamental difference between the pro- and retro-structures, the former are newly formed nappes, whereas the latter refold earlier formed nappes (Fig. 8b, Step 3).
The approximately 20” retroward dip of the entire system causes a general downward absolute motion of most rocks in the pro-nappe, while the majority of those of the retro-structure move upwards and will approach the surface if there is erosion (Fig. 7d). This may explain why NW-vergent nappes in the Alps are mostly char- acterized by prograde metamorphism, while the large Alpine backfolds are associated with retrograde meta- morphism and uplift.
Finally, in the continuum numerical models the triangular region between the bounding Zl and 22 shears acts as a relatively undeforming plug that is carried retroward in the hanging wall of 22 (Willett et al., 1993). The effect of discrete, as opposed to contin- uous, detachment of pro-crust may modify this behavior. For example, if the nappes continue to undergo pure- shear flattening as described for Steps 1 and 2, brittle rocks in their hanging wall in the central part of the orogen may be affected by normal faults. This concept has not been tested with numerical models.
Late erogenic synchronouspro- andretro-shear movements
Step 3 (Fig. 8b) illustrates the formation of the pro- nappe NW3 and the synchronous backfold. NW3 is added to the pro-wedge nappe stack, slightly uplifting NW2, whereas the backfold refolds and partly uplifts the previously formed internal units (nappes SEl-SE3 and
968 A. ESCHER and C. BEAUMONT
Marker lines (A-E
O-
10
20
30.
Relative movement
---Y Pad of upper crust detached ’ n subducting lithosphel
Simde shear comDonent
downgoing lithosphere
Relative movement along 22 shear zone
a&e shear zones
1 km
Part of crust remainmg - attached to overridlng
1 lithosphere
Pure shear /flattening)
mr3onel ......
-J ....... ........ / 1 ..........
............
............. ............
j
..........
A .........
......... 0 ..........
......... C .....
---
subsidence (ca 16 km
PROGRADE METAMORPHISM
imal uplift (ca 2 km)
0 10 20 30 40 km p0
Fig. 7. Two-dimensional model proposed for the simultaneous formation of pro- and retro-structures (doubly-vergent) during continuing lithospheric subduction. All deformation is supposed to have taken place within the plane of the section. (a) Initial situation with the creation of a new system of potential detachment zones by ductile shear, including for the first time a retro-shear zone (22). (b) Situation after 40 km of lithospheric subduction has been accommodated by simple shear along the active Zl, 22 and 23 zones. The amount of finite shear strain and displacement is arbitrarily chosen to be equal along Zl and 22. (c) Pure shear strain is superposed on the preceding geometry. The two-dimensional flattening component in both pro- and retro-folds can be represented by a finite-strain ellipse with a value E,,/E,,. = ca 2. (d) An approximate isostatic adjustment of
the system corresponds to a subsidence varying between 5 and 8 km.
Basement nappes in the Swiss-Italian Alps 969
NW STACK OF UNDIFFERENTIATED SE FLYSCH BASIN COVER THRUST SHEETS
- PLATFORM DEPOSITS I
0
Potential zones of detachment - by simple shear strain 70
km
Moho after Steps
GENERALISED UPLIFT AND EROSION
0 lb m 3b 4b 5b $0 7b t30 gb 1dOkm
Fig. 8. The formation of simultaneous NW-vergent (pro-) and SE-vergent (retro-) folds and thrusts, and the generalized uplift of the system, during three successive steps corresponding each to ca 40 km of lithospheric subduction. (a) Initial stage in relation to the first retro-movements. It is identical to Fig. 6 except for the 300°C isotherm, which is assumed to have risen by thermal equilibration, and the sealing of the subduction channel owing to the increased buoyancy of the subducting lithosphere. (b) (Step 3 of the model.) Formation of pro-fold nappe NW3 along shear zone Zl, and synchronous retro-folding and thrusting along 22, using the mechanism of Fig. 7. The location of 22 is probably controlled by the overlying (southeast) lithospheric mantle. (c) (Step 4 of the model.) Creation of one more pro-nappe (NW4) at the same time as one additional retro-
structure along shear zone 22’.
970 A. ESCHER and C. BEAUMONT
NWI). The upper portion of the retro-movements is shown occurring on discrete thrust surfaces (Fig. 8b) because the upper part of the crust, above the 300°C isotherm, and probably the upper mantle are brittle. These stacking movements elevate the internal part of the belt. Simultaneously the external (pro-) region is uplifted by the 40 km of cover rocks that were stripped from their basement to create Alpine relief, erosion and continental sediment (molasse). The thickening of the crust also
caused isostatic subsidence and flexural migration of the pro-foreland basin to the northwest.
This process of discrete detachment of slices of the pro- crust, formation of basement nappes, nappe stacking and retroward backfolding can be expected to repeat itself. Certainly when c (Fig. 8a) reaches d (Fig. 8b) a more external pro-shear (Zl’) develops (Fig. 8c) if attached pro-crust is not to underthrust d and subduct.
When compared with the Western Swiss-Italian Alps, the last-formed pro-nappes (NW3-NW.5; Fig. 8) are the equivalents of the Mont Blanc, Aiguilles Rouges and Infra Rouges nappes. The geometry of the retro-side of the system (Fig. 1) indicates that similarly several discrete retro-shears (22, 22’ annd Z2”, Fig. 9) developed with their positions migrating to the northwest even though the general direction of material transport is to the southwest. The effect of these successive discrete retro- shears is shown geometrically (Fig. 9) and, in the context of the Alps, 22, 22’ and 22” correspond best to the Boggioletto, Vanzone and Berisal structures.
Development of several successive retro-shears can be understood geometrically to require associated move- ments of d. In the numerical models pro-ward stepping of d follows from retrograde migration of the subducting slab, loosely termed slab retreat or rollback. Alterna- tively, the detachment depth in the pro-crust may become progressively shallower as each pro-nappe is formed.
This would cause a corresponding upward stepping of d and generate a nested set of pro- and retro-structures in which each successive conjugate pair of shears (Zl and 22, Figs 8 and 9) would be positioned at a higher level and in a more proward position. A third possibility is that d remains stationary, that the subsidiary retro-shears are paired with corresponding subsidiary pro-shears and together they represent a succession of bounding shears on triangular block uplifts located at the pro-ward end c of the basal shear zone (Fig. 7a) during each cycle of nappe formation.
CONCLUSIONS
Even if our model includes only one oceanic subduc- tion zone, the final two-dimensional geometry after Steps l-5 (Fig. 9) displays many of the same basic character- istics as those of the Western Swiss-Italian Alps shown on the profile in Fig. 1. Although this is partly the consequence of the geological constraints applied to the model, it still indicates that the proposed mechanism of nappe formation and stacking is possible.
Tectonic stages
Three main tectonic stages during the Alpine-type convergent movements are distinguished and each can be correlated with the formation of specific nappe struc- tures.
(1) The initial stage (Step 0) of our model represents the situation after the formation of brittle Austroalpine- type basement thrust sheets (nappes SEI-SE3) and the subduction of oceanic crust, followed by at least 180 km of thinned marginal continental crust. The early Eoalpine SEl-SE3 basement thrust nappes are interpreted to have
NW SE
0 10 20 30 40 5b 6; 70 6b 9b 100km
Fig. 9. (Step 5 of the model.) The same mechanism as shown in Fig. 8 is assumed to repeat itself, and creates a new NW5 pro- nappe and an associated 22” retro-shear. After each step, both the pro- and the retro-shear zones migrated to the northwest. At the same time point d moved to the northwest and upwards. Step 5 is assumed to represent a late to final stage in the crustal
collision.
Basement nappes in the Swiss-Italian Alps 971
been formed at an early stage of oceanic crust subduction during the compressional breakup of the southeastern continental margin. All structures formed during the initial stage are single (NW) vergent.
(2) The second stage corresponds to the partial and, probably, temporary blockage of subducting upper continental crust below a depth of 70 km. This initiated the formation and subsequent uplift of high- to medium- pressure basement fold nappes under compressional conditions. These structures are equivalent to the Late Eoalpine and Mesoalpine nappes derived from the internal Brianconnais continental crust. The second stage gives a possible explanation for the subduction to more than 50 km depth and the following rapid uplift and decompression above 30 km of high-pressure rocks. This
is shown in a simplified way in Fig. 10 by the movement path of marker point CI contained in nappe NW1 during Steps O-2. As during the first stage, all structures formed are single (NW) vergent. The second stage (Steps 1 and 2) corresponds to a minimal crustal shortening of 60 km.
(3) The third stage is characterized by the total blockage of most of the subducting upper continental crust. This resulted in a doubly-vergent style with both pro- and retro-movements. The former created NW- vergent basement nappes, as seen in the external Alpine massifs, and the latter caused backfolding and thrusting, typical of the internal Alps. This third stage corresponds to the Neoalpine movements in the Western Swiss- Italian Alps, and is accompanied by a generalized uplift, erosion and molasse sedimentation. The limited downward movement of marker point fi (Fig. IO) up to Step 3, is representative of the general rock motion in the pro-nappes, while the paths of c( and p (Steps 3-5) show the general upward motion during retro-movements. The minimal crustal shortening during the third stage amounts to ca 120 km.
Compared to the results of numerical modeling by Beaumont et al. (1996), our initial stage is equivalent to phase 1 (subduction of oceanic lithosphere) and early phase 2 (partial subduction of continental margin), and our second stage corresponds best to late phase 2. Finally, our third stage is identical to phase 3 (collisional orogen) of the numerical model.
Burial, uplft and decompression
One of the consequences of the proposed model is that large portions of continental crust were subducted at great depth during the first two stages. Part of these crustal rocks continued to be subducted, while probably only a fraction underwent uplift and participated to the building of high- to medium-pressure nappes. According to the model, the high-pressure intrusion nappes moved upwards (with decompression) at rates of between 3 and 20 mm/year during the second stage, and at lower rates of 14 mm/year during the third stage (Fig. 10).
During the collisional third stage, however, most of the upper crust did not reach more than 30 km depth and its major portion contributed to the development of late pro- and retro-structures. This main difference is con- firmed by the significant amount of time (40-50 Ma) that was necessary to create the Eo- and Mesoalpine deep nappes, whereas the later shallower nappes and back- folds took only ca 20 Ma to be formed.
Crustal shortening
The model shows how a shortening of at least 360 km of continental crust is needed, following the closure of the oceanic domain, to produce a total of five basement nappes (NWI-NWS). In the Alpine collision, where at least two oceanic lithospheres were subducted and many
. 4 /’ rate of uplift
20 1-4 mmtyr
* . .
lb-+-Y,
/ /
‘. x 30
2~--~/---_--20-- _
. . ‘h 30
a'-,_1 A_ i 40- 40
rate of uplift
‘. ’ ‘.’
3-20 mmlyr
k50, -=p-_-50--l_
Mouvement path of marker point a - - - - - - -D Mouvement path of marker point 6 - - - ---& k”,
I I I I I I I I I I 1 0 10 20 30 40 50 60 70 80 90 100 km
Fig. 10. Movement paths of marker points a and /3 during Steps O-5. Point CI is situated in nappe NW 1 and its path represents rock displacement during the early stage of deep subduction and uplift (Steps O-2), followed by later uplift during retro- movements (Steps 3-5). The path of p (situated near nappe NW3) corresponds to rock movement during the last stage of pro- and retro-deformation. It shows how the same rocks followed a relatively shallow downwards movement in the pro-wedge (Steps 1-3) directly followed by an uplift in the retro-wedge (Steps 4 and 5). The rate of vertical upward movement during Steps 1 and 2 for point a is of the order of 3-20 mm/year. The rate of later uplift during Steps 3-5, for both points a: and /I is of
the order of IL4 mm/year. These values are valid for crustal subduction velocities between 0.5 and 3 cm/year.
972 A. ESCHER and C. BEAUMONT
more nappes were formed than in our model, the shortening must have been considerably more important.
Acknowledgements-We thank very much Jean-Luc Epard, Marc Escher, Jean Guex, Michel Jaboyedoff, Juliet Hamilton, Johannes Hunziker, Michel Marthaler, Henri Masson, Robin Marchant, Jon Mosar, Mario Sartori, Gerard Stampfli, Stefan Schmid and Albrecht Steck for discussions, help and encouragement. Constructive critical reading of the manuscript by Jean-Pierre Burg, C. W. Passchier and Adrian Pfiffner is gratefully acknowledged. We thank the Swiss National Science Foundation (grants 21.3 1082.91 and 20.37470.93) for their financial support.
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Nappe geometry in the Western Swiss Alps
ARTHUR ESCHER, HENRI MASSON a n d ALBRECHT STECK
Instituts de G6ologie et de Min6ralogie, BFSH-2, CH-1015 Lausanne, Switzerland
(Received 8 January 1992; accepted in revised form 1 August 1992)
Abstract--Detailed geological mapping during the last 20 years in the Western Swiss Alps has shown clearly that most of the lower basement nappes are fold nappes possessing normal and inverted limbs. Moreover their cores are made of strongly deformed gneisses indicating that important ductile strain took place during the formation of the fold nappes. It is therefore probably wrong to imagine deep basement nappes as rigid slices as often actually claimed, especially when interpreting seismic profiles. True 'brittle type' thrust nappes involving basement rocks only occur in the internal and upper parts of the belt. Cover nappes, on the contrary, are in most parts of the Alpine belt thrust sheets following more or less the rules of thin-skinned tectonics. Many basement fold nappes lost part of their sedimentary cover during or just before their formation, by d6collement along ductile horizons. The result is that many cover thrust nappes in the external part of the Alps are directly related to their original basement fold nappes.
INTRODUCTION
SINCE the early revolutionary investigations by Schardt (1907), Argand (1911, 1916), Lugeon (1914) and Heim (1919-1922), our knowledge of the Western Swiss Alps (Fig. 1) has been steadily refined and increased. The result, though fundamentally not much different from Argand's brilliant reconstruction, gives a better under- standing of the exact geometry, stratigraphy and meta- morphism of each Alpine unit. In a very simplified way part of these data are represented on the cross-section of Fig. 2. The NW-SE orientation of the section has been chosen to coincide with the major stretching and trans- lation direction during the paroxysm of Tertiary defor- mation (D I phase according to the classification by Steck 1984, 1990). The exact location of the profile is shown in Fig. 1. It has been constructed by lateral projection of field information from up to 25 km off the profile. Because the folds are often non-cylindrical and vary in trend and plunge the projection paths are gener- ally curved. The marked Alpine relief and the strong axial plunges often make it possible to reconstruct the geometry up to 10 km above and 20 km below the actual topography (Escher et al. 1987, Steck et al. 1989). Furthermore, it has been possible to correct and com- plete the deep structures by using the preliminary results of the Alpine seismic lines (Marchant et al. in press). These seismic traverses were a part of a Swiss national research program on the deep structures of the Alps (Frei et al. 1990, Heitzmann et al. 1991). In spite of all these exceptional conditions it is obvious that many parts of the profile remain largely hypothetical, espe- cially in the deeper parts of the belt. It may in fact be that some nappes are discontinuous and that major thrust surfaces intersect different units with increasing depth.
The goal of the following pages is to discuss the geometry of the basement and cover nappes and their inter-relationship in this part of the Alpine belt. The legend for the geological profile of Fig. 2 has been
chosen in such a way as to indicate the probable relation between each cover nappe and its original basement nappe for the different tectonic domains (Helvetic, Lower Penninic, Middle Penninic, Upper Penninic, South and Austro-Alpine).
BASEMENT NAPPES
The basement nappes found in the upper part of the belt mostly belong to the Southern (Adriatic) plate and to the ophiolite units. Their structure can generally be compared to that of thrust sheets and is often character- ized by a basal mylonite zone. Their formation mechan- ism probably followed the rules of thin-skinned tectonics with ramps and flats and associated folds, as shown by Laubscher (1989) for the Lechtal and Silvretta nappes in the Austro-Alpine and Southern Alps.
By contrast, the Middle and Lower Penninic base- ment nappes as well as the Helvetic ones display, in most cases, the typical geometry and stratigraphy of fold nappes with a normal flank, a frontal part and an overturned limb (Fig. 2). Their internal deformational features indicate an origin by a ductile shear mechanism (Steck 1987). Exceptions to this rule are probably the Pontis and the internal Mont-Blanc nappes, whose base- ment cores are directly limited by narrow shear zones with the underlying units. Three examples of ductile basement fold nappes will be described in the following pages, each nappe being representative of an Alpine tectonic domain (Fig. 2).
The Mont-Blanc-Morcles nappe (Helvetic domain)
Recent detailed mapping and stratigraphic obser- vations by Epard (1986, 1990) in the Mesozoic series southwest of Chamonix (mainly in the Col de Tricot and Arandellys regions) demonstrate the following.
(1) The stratigraphic succession of Triassic and Juras-
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sic quartzites, evaporites, dolomitic limestones, lime- stones, marls and shales, forms an overturned sequence in direct continuity with the basement gneisses of the external Mont-Blanc massif.
(2) The contact between crystalline basement and the Early Triassic quartzites is locally underlain by a narrow layer of green or red arkose containing dolomitic nod- ules and pyrite crystals. This level most likely represents a Permo-Triassic weathering surface. In places a basal conglomerate can be seen forming the transition to the quartzites.
(3) The Mont-Blanc gneisses are strongly deformed by a Tertiary Alpine schistosity which is clearly discor- dant to the cover-basement interface. This results in
obvious small- and large-scale deformation and folding of the contact zone.
In the Northern part of the Chamonix zone, in the col de la Forclaz and col de Balme regions, Ayrton (1980) has previously reported a similar inverted stratigraphic sequence in direct continuity with the Mont-Blanc base- ment gneisses.
All the above observations prove beyond any doubt that the cover sediments of the internal part of the Chamonix zone are in stratigraphic continuity with the crystalline basement of the Mont-Blanc massif. More- over they confirm the view expressed by Lugeon (1914), Trfimpy (1963) and Masson et al. (1980) that the north- ern contact zone of the Mont-Blanc massif represents
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Fig. 3. Geological section through the Helvetic basement and cover nappes in the Diablerets-Morcles region. Late vertical transcurrent faults have not been represented in order not to complicate unnecessarily the general structure.
the overturned flank of a large anticlinal fold structure corresponding to the inverted part of the Morcles cover nappe (Fig. 3). Therefore the 'Mont-Blanc thrust' rep- resented by a rigid basement slice overthrusting the northern underlying rocks (Boyer & Elliott 1982, Butler 1983, 1985) definitely does not exist. In the external part of the Chamonix zone, Ayrton (1980) clearly demon- strated the existence of an autochthonous sedimentary cover of the Aiguilles Rouges massif. The Chamonix zone is thus most likely explained as a syncline separat- ing the southern Mont-Blanc massif from the northern Aiguilles Rouges massif. The depth of the syncline is unknown; its steepness makes it undetectable on seismic profiles.
In its frontal and upper parts (Fig. 3) the Mont-Blanc massif is affected by a thrust plane, probably reactivated during the main overthrusting of the Diablerets, Mont- Gond and Sublage cover nappes. This may have accen- tuated the separation of the Mont-Blanc massif and its cover into two units: the external Mont-Blanc-Morcles unit and the internal Mont-Blanc-Ardon unit.
Before this late brittle event it is most likely that both the internal and external Mont-Blanc massifs presented all the characteristics of perfect ductile basement fold nappes (Fig. 6). According to earlier workers (Lugeon 1914, Badoux 1972, Ramsay 1981) the entire Mont-
Blanc massif represents the core of the Morcles nappe. The probability that it must be separated into external and internal gneiss cores, each with its own cover nappe as stated above, is based mainly on the following obser- vations.
(1) The existence of a narrow structural unit, the Ardon nappe, separating the Morcles from the Diabler- ets nappe in their root zones (Masson et al. 1980).
(2) The stratigraphic complementarity between the rocks of the Ardon nappe (Cretaceous-Eocene) and the autochthonous cover of the internal Mont-Blanc base- ment (Triassic-Jurassic).
(3) The recognition in the French part of the Mont- Blanc massif (Epard 1990) of two distinct zones: (a) an external part representing the core of the SW-extension of the Morcles nappe (Mont Joly and Sangle cover units); and (b) an internal part possessing an auto- chthonous sedimentary cover.
The amount of cover in the Morcles nappe, which appears to be much too great to fit onto the external Mont-Blanc massif can be explained as follows: (a) the internal strain of the two limbs of the cover nappe is considerably higher than that of the basement core. It reaches extension values of 1:100 and even occasionally up to 1:400 in the inverted limb (Ramsay 1981, Dietrich 1989); and (b) the internal Mont-Blanc massif probably
Nappe geometry in the Western Swiss Alps 505
partly overthrusted the external Mont-Blanc gneiss, thus covering part of the basement originally corre- sponding to the normal flank of the Morcles nappe.
The Antigorio nappe (Lower Penninic domain)
The Antigorio nappe is part of the Lower Penninic Simplon-Ticino structural domain. It crops out east of the Simplon Pass and represents the deepest part of the Alpine belt which was uplifted during the last important phase of Alpine deformation (Gerlach 1869, Argand 1916, Steck 1984, 1990). This uplift affected the whole of the Aar-Toce culmination.
Recent d~tailed geological mapping (Spring et al. in press) revealed the following observations (Fig. 4).
(1) The Antigorio nappe displays the geometry of a large recumbent anticlinal fold with an amplitude of more than 12 km and a wavelength of about 2 km. Its frontal part has a hemi-cylindrical shape.
(2) The core of the Antigorio nappe is made of Paleozoic granites and gneisses, which were strongly deformed and metamorphosed to amphibolite facies during the early Tertiary phases of nappe emplacement and deformation. Two early penetrative schistosities associated with SE-NW stretching lineations can be distinguished (Steck 1984, 1990).
(3) A sedimentary cover can be observed from the central flank via the frontal part to the overturned limb (Fig. 4). Its stratigraphy consists of basal Late Paleozoic metagreywackes of the Baceno unit. These are overlain by Triassic quartzites, dolomites and shales. The se- quence is completed at the top with thick Teggiolo marbles, calc-schists and breccias of probable Jurassic age.
(4) At the frontal part of the nappe, the Baceno schists and the Triassic quartzites and dolomites have been eroded during the early Jurassic. They are replaced by the Teggiolo marbles and calc-schists which locally display a basal conglomerate containing Antigorio
gneiss pebbles, in direct contact with the basement gneisses.
(5) There is a stratigraphic continuity between the basement rocks and cover sediments all along the inverted limb of the nappe. This continuity also exists on the top of the Verampio gneiss, where it forms a normal succession.
The above observations all clearly indicate that the Antigorio nappe displays the characteristics of a true ductile fold nappe with a basement core. Nowhere can traces be seen of an early basal structural discontinuity. The link between the Antigorio and the underlying Verampio nappe is represented by a perfect recumbent syncline of Baceno and Teggiolo metasediments (Fig. 4).
It is possible to imagine that the metasedimentary cover of both nappes is incomplete and that originally an upper sequence of Cretaceous and Tertiary rocks existed. This very ductile part of cover rocks may have been displaced towards the northwest, to the Prealps. A possible equivalent may be found in the Infra-Niesen nappe (Fig. 2).
The Siviez-Mischabel nappe (Middle Penninic domain)
South of the Rh6ne Valley in Valais, the Siviez- Mischabel nappe forms a huge nappe structure belong- ing to the Middle Penninic tectonic domain. It rep- resents the central unit of the Grand Saint-Bernard super-nappe (Escher 1988). During the past 15 years this unit has been mapped and investigated in detail from the Zermatt region to the Val de Bagnes (Burri 1983, Marthaler 1984, Sartori 1987, 1988, Th61in 1987). The result of these investigations can be summarized as follows.
(1) The Siviez-Mischabel nappe has the geometry of a very large recumbent fold with an amplitude of more than 35 km and a wavelength of between 3 and 10 km. After its formation and emplacement it was backfolded in its internal part (Fig. 2). This resulted in the spectacu-
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506 A. ESCHER, H. MASSON and A. STECK
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lar Mischabel backfold, studied in detail by Milnes et al. (1981) and M/iller (1983).
(2) The core of the nappe is composed of gneisses and amphibolites of pre-Late Carboniferous age. They dis- play an early penetrative axial-surface schistosity formed under upper greenschist facies conditions during the nappe formation. Finite strain measurements in augen gneisses give X / Z ratios between 3/1 and 10/1. The intensity of strain clearly increases in the lower, overturned part of the nappe. A SE-NW early stretch- ing lineation can be observed in many places.
(3) Completely surrounding this basement core, a metasedimentary cover can be followed from the normal flank throughout the front of the nappe to its inverted limb (Fig. 5). This cover displays the following strati- graphic sequence from base to top: (a) Permo- Carboniferous schists, especially well represented in the overturned limb; (b) Permo-Triassic quartzites and con- glomerates; (c) Triassic evaporites and dolomitic brec- cias (cornieule); and (d) Middle Triassic to Eocene dolomitic limestones, marbles and flysch on the normal flank of the nappe and in its eastern part.
(4) A perfect stratigraphic continuity between base- ment and cover rocks is preserved in most places, while nowhere can any trace of early thrust planes be found. The only brittle deformation is represented by frontal dextral transcurrent faults (D IV transpressional phase according to Steck 1990), and late normal faults (Fig. 5).
The obvious conclusion from all these observations is that the Siviez-Mischabel nappe was mainly formed by ductile deformation resulting in strong internal strain of the basement core, especially its lower part. Simul- taneously an inverted flank of cover rocks must have been formed. The missing part of the cover rocks (Mid- dle Triassic to Eocene) in the frontal part and in the
inverted limb were probably stripped from their base- ment at the same time and tectonically translated towards the Prralpes Mrdianes Rigides nappe (Figs. 2 and 6) (Baud & Septfontaine 1980, Sartori 1988).
The recumbent synclinal zone separating the Siviez- Mischabel nappe from the underlying Pontis nappe displays an asymmetrical stratigraphy: in the overturned flank the youngest rocks are Lower Triassic quartzites while in the normal limb they are represented by Middle Triassic dolomites and marbles (Fig. 5). This anomaly may have been caused by the original absence or pres- ence of evaporites above the Middle Triassic marbles, which could be used as selective detachment horizons. It could also have been caused by a more fundamental, not yet understood mechanism during the basement nappe formation and the simultaneous departure of its cover nappe.
COVER NAPPES
In contrast to basement nappes, most cover nappes in the Western Swiss Alps display a normal stratigraphic sequence indicating a probable origin by detachment along narrow basal shear zones. A frontal anticlinal complex fold, truncated by a basal thrust is present in many cases. These thrust nappes are internally much less deformed and their metamorphic grade is much weaker than that of the corresponding basement nappes. Most cover thrust nappes used ductile layers like Triassic evaporites and cornieules or Jurassic and Cretaceous shales as detachment horizons. An exception to these rules is the Morcles nappe which possesses all the fea- tures of a true fold nappe (Figs. 2 and 3). Internal deformation and metamorphism increase generally
Nappe geometry in the Western Swiss Alps 507
from the external part of the cover nappes towards their root zones.
A special case is the intermediate type of nappe made of Late Carboniferous, Permian and early Triassic rocks. These nappes were disconnected from their older basement along shear surfaces inside the ductile Car- boniferous schists. Their mainly post-Triassic cover travelled even farther to the northwest, forming an independent external unit. The Mont Fort nappe (Fig. 2) is a typical example of such an intermediate type nappe: its original basement probably corresponds to the internal Siviez-Mischabel or the Monte Rosa nappe, while its younger cover rocks are found in the Prealpine nappes.
RELATION BETWEEN BASEMENT AND COVER NAPPES
From the preceding pages and from Figs. 2 and 6, it is clear that a very definite relationship exists between deeper basement fold nappes and cover thrust nappes in the Western Swiss Alpine belt. Most cover nappes have been translated towards the northwest for distances of 10--100 km from their 'home land'. They can generally be related directly or indirectly to their original base- ment nappes (Fig. 6). Even if there is not yet enough field information concerning the area of connection between cover and basement nappes, it is possible to imagine that the link corresponds to a progressive tran- sition between a wide and ductile basement shear zone and a relatively brittle cover thrust. The dip of the
axial surfaces of the basement nappes is between 10 ° and 30 ° steeper than that of the thrusts of the external cover nappes.
The departure and transport of most cover nappes must have taken place before or at the beginning of the building of the basement nappes (Steck 1987, Sartori 1988). The former have generally escaped the relatively high Alpine metamorphism of the basement rocks (be- tween lower greenschist to higher amphibolite facies). In some cases it is possible that the original cover was replaced by another cover sequence translated from a region farther to the southeast before the formation of the basement nappe. This 'remplacement de couverture' took place for instance when the Tsate and Cimes Blanches nappes replaced parts of the original sedimen- tary cover of the Mont Fort basement. Anyway this does not change the basic problem of simultaneously building an external cover thrust nappe and an internal basement fold nappe.
CONCLUSIONS
Deeper parts of the Alps show clear evidence for the predominance of basement fold nappes, probably formed by heterogeneous ductile shear strain during the NW-directed overthrusting of the upper part of the Alps. This Tertiary (Late Eocene-Early Oligocene) deformation took place under relatively high tempera- ture (above 300°C) conditions (Steck 1987, Merle et al.
1989). The strain distribution inside most basement nappes suggests strong deformation, mainly by simple shear resulting in an early dominant NW-SE stretching
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Fig. 6. Structural profile showing the simplified geometric relations between cover and basement nappes in the more external part of the Western Swiss Alps. In order to clarify this relationship, the effects of late backfolding, back thrusting and uplift have been subtracted (compare with Fig. 2). Thick lines correspond to narrow shear zones or thrusts, pre Permo- Triassic basement rocks are shaded. The Zone Houlli~re, though largely of Carboniferous age, has been considered as cover because of the dominance of shales. It is interesting to note that several important early thrust surfaces have been
refolded during later movements.
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lineation, transverse to the Alpine belt. The base of each nappe is always considerably more deformed than its upper part, which explains the existence of inverted limbs. The importance of this mechanism for the forma- tion of basement fold nappes in the Alps was first recognized by Heim (1919-1922) and was later analysed by Voll in Nabholz & Voli (1963). Recent work by Steck (1984, 1987, 1990) confirms this view and makes it possible to distinguish several wide ductile shear zones in the Central Alps. Post-nappe pure shear deformation, and simple shear following mainly longitudinal NE-SW directions, was superimposed on the original nappes, creating locally intense ductile refolding (Milnes 1974, Burkhard 1986, Steck 1990).
It is therefore wrong to always imagine deep basement nappes as rigid slices, as often claimed, especially when interpreting seismic profiles in mountain belts. Schmid et al. (1990) came to similar conclusions when describing the geology of the Schams nappes in the Eastern Swiss Alps.
In contrast to the basement nappes, cover nappes of lower metamorphic grade generally show features of thrust nappes. They may follow the tectonic rules of brittle type ramps and flats as in the external part of some Prealpine or Helvetic nappes (Pfiffner 1985, Mosar 1991). Mostly however they display internal duc- tile strain which increases considerably together with the metamorphic grade from their fronts towards the root zone (Dietrich 1989, Groshong et al. 1984). Moreover their fold geometry suggests that the nappes were formed mainly by selective simple shear deformation, controlled by the presence of ductile beds like the Middle Jurassic and Early Cretaceous shales. As shown by Dietrich & Casey (1989), the observed thinning of the Helvetic nappes towards the root zone can be explained by the superimposition of pure shear deformation on
simple shear. The amount of the pure shear component increases towards the internal part of the nappes. What- ever the complexities of the internal deformation of the Preaipine and Helvetic cover nappes, their main charac- teristic is, with the exception of the Morcles nappe, that they have been translated over considerable distances along basal shear zones or thrusts.
There is a definite link between ductile basement fold nappes and cover thrust nappes. It is therefore necessary to imagine one or more mechanisms explaining the more or less simultaneous formation of both types of nappes. One possibility is the one proposed by Ramsay in 1980 (Fig. 7) in which ductile deformation of basement rocks along a wide zone of simple shear is correlated with brittle deformation of the corresponding cover along a narrow subhorizontal shear zone or thrust. Dietrich & Casey (1989) present a very plausible model showing how the transition may take place from a wide and ductile shear zone to a brittle thrust. Though this con- cept was used to explain similar relations in the Helvetic nappes it could easily be extended to the deeper part of the Alps. It very nicely demonstrates how a ductile shear zone gradually dies out and is replaced by a thrust while the displacement along the thrust increases. This fits very well with many of the observations in the transition zone. Much work however remains to be done, mainly by detailed geological mapping in the field, to find a totally satisfactory model explaining this particular base- ment nappe-cover nappe relation.
Acknowledgements--We thank very much Jean-Luc Epard, Michel Marthaler and Mario Sartori for their help during the elaboration of this paper. Dorothee Dietrich, Michael Cosca and Andy Barnicoat are also thanked for constructive critical reading which improved the quality of the manuscript. Financial support by the Swiss National Science Foundation (grants 2.159.0.83, 2.279-0.86 and 21.31082.91) is gratefully acknowledged.
Nappe geometry in the Western Swiss Alps 509
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Schmidetal-2004.pdf
Tectonic map and overall architecture of the Alpine orogen
STEFAN M. SCHMID1, BERNHARD FÜGENSCHUH1, EDUARD KISSLING2 & RALF SCHUSTER3
Key words: Alps, tectonic map, structural geology, tectonics, paleogeography, tectono-metamorphic evolution, collisional orogen, geophysical transects
Tectonic map of the Alps 93
ABSTRACT
The new tectonic map of the Alps is based on the combination of purely struc- tural data with criteria regarding paleogeographical affiliation and/or tectono- metamorphic evolution. The orogenic evolution of the Alps is discussed using a combination of maps and paleogeographical reconstructions. It is proposed that the Alps are the product of two orogenies, a Cretaceous followed by a Tertiary one. While the former is related to the closure of an embayment of the Meliata ocean into Apulia, the latter is due to the closure of the Alpine Tethys between Apulia and Europe. The along-strike changes in the overall architecture, as for example revealed by geophysical-geological transects, are by far more substantial than hitherto believed. It appears that the Alps are still far from being over-investigated, as is demonstrated by many surprising recent findings based on field geology, laboratory results and geophysical methods of deep sounding.
ZUSAMMENFASSUNG
Die neue tektonische Karte der Alpen basiert auf einer Kombination von strukturellen Daten mit Kriterien der paläogeographischen Zugehörigkeit und/oder der tektono-metamorphen Entwicklung. Die Orogen-Entwicklung der Alpen wird anhand einer Kombination von Karten und paläogeographi- schen Rekonstruktionen diskutiert. Hierbei wird vorgeschlagen, dass die Alpen das Produkt von zwei Orogenesen sind: einer kretazischen, gefolgt von einer tertiären. Während erstere auf die Schliessung des Meliata-Ozeans zu- rückgeführt wird, ist letztere das Produkt der Schliessung der Alpinen Tethys zwischen Apulia und Europa. Die Änderungen in der Architektur der Alpen entlang dem Streichen sind weit wichtiger als bisher angenommen, wie am Beispiel geologisch-geophysikalischer Querschnitte illustriert wird. Es scheint, dass die Alpenforschung immer noch für Überraschungen gut ist. Dies zeigen neue Ergebnisse, die auf Feldforschung, Labormethoden und neue Methoden der geophysikalischen Tiefenerkundung abgestützt sind.
Eastern Alps is not an easy task, and it is additionally ham- pered by a bewildering complexity in the nomenclature of re- gional tectonic units that often change names across national boundaries. In this contribution we locate the transition be- tween what we refer to as “Western” and “Eastern” Alps in Eastern Switzerland (near transect NFP-20 East, see Fig. 1). The term “Western Alpine Arc” is used to denote the north- south striking westernmost part of the Alps (Fig. 1).
This contribution presents a new tectonic map of the entire Alps, the authors being aware of the above-mentioned difficul- ties. The map intends to introduce non-specialists into the major units of this orogen. At the same time map and text re- flect current ideas and concepts of the authors. These are in part controversial and meant to provoke further studies and discussions. Apart from purely structural criteria we used pale- ogeographical affiliation for those tectonic units that preserved
Introduction
The European Alps, located in south-central Europe, record the closure of ocean basins located in the Mediterranean re- gion during convergence of the African and European plates (e.g. Trümpy 1960; Frisch 1979; Tricart 1984; Haas et al. 1995; Stampfli et al. 2001a). In recent years it has become increasing- ly evident that the oceanic and continental paleogeographical realms, from which the Alpine tectonic units derive, were arranged in a rather non-cylindrical fashion. This led to impor- tant along-strike changes in the overall architecture of the Alps, also reflected, for example, in the deep structure of the Alps (e.g. Pfiffner et al. 1997b; Schmid & Kissling 2000), or, in the different age of the main metamorphic events (Tertiary in the Western Alps, Cretaceous in the Austroalpine units of the Eastern Alps; e.g. Gebauer 1999; Thöni 1999). In view of these changes the correlation of tectonic units between Western and
1 Geologisch-Paläontologisches Institut, Department of Geosciences, Bernoullistr. 32, CH–4056 Basel, Switzerland. E-mail:[email protected]; [email protected].
2 Institute of Geophysics, ETH Hoenggerberg, CH–8093 Zuerich, Switzerland. E-mail: [email protected]. 3 Geologische Bundesanstalt, Rasumofskygasse 23, A–1031 Wien, Austria. E-mail: [email protected].
0012-9402/04/010093-25 DOI 10.1007/s00015-004-1113-x Birkhäuser Verlag, Basel, 2004
Eclogae geol. Helv. 97 (2004) 93–117
94 S.M. Schmid et al.
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their Mesozoic cover, and the Alpine tectono-metamorphic evolution in the case of high-grade metamorphic basement rocks (Mesozoic and/or pre-Mesozoic). We attempted to avoid too many local names and kept the number of mapped units as small as possible.
This paper also provides a short overview of the overall ar- chitecture of the Western and Eastern Alps and their forelands by presenting a series of large-scale cross-sections. These are largely based on recent geophysical-geological transects.
The major paleogeographical domains and tectonic units of the Alps
The map presented in Figure 1 (modified after Froitzheim et al. 1996) serves as an overview of the major Alpine units, facil- itating reading of the more detailed tectonic map of Plate 1. This map assigns all tectonic units, including those made up of high-grade metamorphic rocks, to particular paleogeographi- cal realms. Fig. 2 presents a simple reconstruction of these pa- leogeographical realms for Triassic, Jurassic and Cretaceous times. Gradually the opening of various oceanic domains sepa- rated pieces of continental lithosphere from each other (Fig. 2). Oceanic domains referred to as “Alpine Tethys” (Stampfli 2000), the Piedmont-Liguria and Valais oceans, are kinemati- cally linked to the opening of the Atlantic Ocean. This is not the case for other (so-called “Tethyan”) oceanic domains found further to the east, such as Neotethys, Meliata Ocean or Vardar Ocean (e.g. Haas et al. 2001).
Of course, the assignment of basement complexes, such as for example those found in the Lepontine dome of Southern Switzerland and Northern Italy, to paleogeographical domains may appear rather speculative at first sight. However, the affil- iations proposed in Fig. 1 are consistent with a wealth of de- tailed tectonic and geophysical analyses, including attempts to retro-deform the intense post-collisional deformations (i.e. Pfiffner et al. 1997b; Schmid et al. 1996a, 1997), partly also based on petrological and geochronological considerations (i.e. Froitzheim et al. 1996). Despite many remaining uncertainties regarding paleogeographical affiliation, the map given in Fig. 1 highlights better the major tectonic features of the Alps than the more detailed tectonic map presented in Plate 1.
Many of the major paleogeographic units of the Alps are only preserved as extremely thin slivers that were detached from the paleogeographical realms depicted in Fig. 2. This is particularly so in the case of the so-called “Penninic” nappes. These are made up of slivers detached from (1) subducted Eu- ropean lithosphere (European margin), (2) the Valais ocean, (3) the Piedmont-Liguria ocean, and (4) from the Briançon- nais ribbon continent of the Western Alps, located between the two above mentioned branches of the Alpine Tethys. Note, however, that the Briançonnais ribbon continent (or terrane) wedges out eastwards somewhere between the Engadine and Tauern windows (see Figs 1 and 2). Hence it is no more pre- sent in the Eastern Alps. These “Penninic” units, including the Margna-Sesia fragment, a former extensional allochthon that
may be considered as part of the Penninic-Austroalpine transi- tion zone (Trümpy 1992; Froitzheim & Manatschal 1996), were accreted as thin slices (i.e. nappes) to the upper plate formed by the Apulian plate (Austroalpine nappes and South Alpine units) during Cretaceous and Tertiary orogenies (Froitzheim et al. 1996). Some of them were severely overprinted by Creta- ceous and/or Tertiary pressure- and/or temperature-dominat- ed metamorphism. The term “Penninic” was maintained in the tectonic map of Plate 1, albeit in a modified form, since this term is firmly established in Alpine literature. It is, however, avoided in Fig. 1 because it does not assign the tectonic units to a particular paleogeographical domain. Note also, that the Apulian plate in terms of a single continental plate (Fig. 2c) does not come into existence before the closure of the west- wards closing embayment of the Meliata ocean in Cretaceous times (see Figs. 2a, b)
Apulian plate south of the Periadriatic line: Southern Alps and Adriatic indenter
The term “Apulian plate” denotes all continental paleogeo- graphic realms situated south of the Alpine Tethys (Piedmont- Liguria ocean) and north of Neotethys (Fig. 2c). Hence this term also includes the Southern foreland of the Alps. More- over, as shown in Fig. 2, Apulia was bordered to the east by a westwards closing oceanic embayment that formed in Triassic times, referred to as Meliata Ocean. The derivatives of this ocean and adjacent distal passive continental margin will be treated below in a separate chapter. Only after closure of the Meliata Ocean during the Cretaceous orogeny, did Apulia be- have as a coherent block.
The various segments of the Periadriatic Line (Fig. 1), namely, from west to east, the Canavese, Insubric, Giudicarie, Pustertal and Gailtal lines mark the western and northern boundary of the Southern Alps (e.g. Schmid et al. 1989). To- gether with the external Dinarides, the Southern Alps repre- sent that part of the Apulian Plate which is located south of the Periadriatic lineament, and that is often referred to as “Adriatic micro-plate” or “Adriatic indenter” (part of the greater Apulian Plate). The Southern Alps are characterised by a dominantly south-verging fold-and-thrust belt (e.g. Castellarin et al. 1992; Schönborn 1992, 1999). This young (dominantly Miocene) 10 to 15 km thick retro-wedge consists of upper crustal slices, seen to still rest on the Adriatic middle and lower crust, including the Adriatic mantle-lithosphere, from which these slices were detached near the brittle-plastic transition of the upper crust (see profiles of Figs. 3a-d). Note however, that older deformations also affected parts of the Southern Alps, as reported by Brack (1981) from the Adamel- lo region (pre-40 Ma) and by Doglioni & Bosellini (1987) from the easternmost Southern Alps (SE-vergent Eocene Dinaric phase).
Most of the Oligo-Miocene dextral strike slip along an E- W-striking branch of the Periadriatic Line (the Tonale Line lo- cated west of the Giudicarie Line, Fig. 1) of about 100km
Tectonic map of the Alps 95
96 S.M. Schmid et al.
Fig. 2. Large-scale paleogeographical reconstruction for a) Late Triassic, b) Late Jurassic and c) Late Cretaceous times. G: Genève; W: Wien. After Frank 1987, Stampfli 1993, Schmid et al. 1997 and Stampfli et al. 2001.
(Schmid & Kissling 2000; Stipp et al. in press) was taken up by dextral strike slip movements along the Simplon ductile shear zone and the Rhone-Simplon Line (Steck 1984, 1990), associ- ated with Miocene-age normal faulting along the Simplon nor-
mal fault (Mancktelow 1990, 1992). Hence, from Oligocene to probably Recent times, the Western Alpine Arc was kinemati- cally linked to the WNW-moving Adriatic indenter, formed by the Southern Alps including the Ivrea Zone, a piece of mantle-
lithosphere and lower crust which form the rigid frontal part of the Adriatic indenter. According to Ceriani et al. (2001), the Adriatic indenter caused WNW-directed thrusting along the “Penninic front” of the Western Alps (limit between Euro- pean margin and Valais or Briançonnais Terrane, respectively, see Fig. 1). During the late orogenic stages, WNW directed in- dentation of the Adriatic micro-plate affected also the Euro- pean foreland (Fügenschuh & Schmid 2003), finally causing deformation in the Molasse Basin and folding of the arcuate Jura Mountains (Laubscher 1961; Burkhard & Sommaruga 1998).
The eastern parts of the Periadriatic Line (Pustertal and Gailtal lines), and their extension, the Balaton Line (Fodor et al. 1998) (Fig. 1), accommodated Miocene-age eastward extru- sion of the Apulian Plate N of the Periadriatic Line (the Aus- troalpine nappes and their continuation into the Western Carpathians, including their Penninic underpinnings; e.g. Ratschbacher et al. 1991). Simultaneously, the eastern part of the Southern Alps was displaced to the north across the sinis- tral Giudicarie Line (Stipp et al. in press), dissecting the for- merly straight Periadriatic Line (but see for example Prosser 1998 for a differing view). This Neogene reactivation of the Giudicarie fault system, first formed during Mesozoic rifting (Castellarin et al. 1993), caused severe Miocene N-S shorten- ing in the Tauern window and contemporaneous E-W-exten- sion in the tectonic units north of the Periadriatic Line across the Brenner and Katschberg normal faults (Fügenschuh et al. 1997; Genser & Neubauer 1989).
Apulian plate north of the Periadriatic line: Austroalpine nappe system
To the north of the Periadriatic Line, remnants of the southern margin of the Piedmont-Liguria Ocean (i.e. the Apulian Plate) are only preserved in the form of basement and cover slices (Austroalpine nappes). Most of them are completely detached from their former deep crust and mantle-lithosphere, but lower crustal slices are occasionally preserved (e.g. Martin et al. 1998). Around the Tauern window, along a thrust formed during the Tertiary orogeny, the Austroalpine nappes are seen to overlie Penninic units that consist of slivers derived from the distal European margin, as well as of oceanic slivers de- rived from the Alpine Tethys (Figs. 1 and 2). The Austroalpine nappes were affected by a Cretaceous orogenic cycle, related to the closure of the Meliata Ocean (Fig. 2a) and its adjacent continental margin. In the Eastern Alps the tectonic and meta- morphic manifestations of this older orogenic cycle, referred to as “Eoalpine”, are clearly separated from the Tertiary orogeny by a Late Cretaceous phase of extension and exhumation (Froitzheim et al. 1994), as well as by the deposition of the post-tectonic neo-autochthonous Gosau sediments (e.g. Faupl & Wagreich 1996). Overprinting relationships are well docu- mented in Eastern Switzerland, i.e. at the Western-Eastern- Alps transition (Froitzheim et al. 1994). This most important lateral change within the European Alps coincides with the
western front of the Austroalpine nappes, stacked towards the WNW during the Cretaceous orogeny. Note that this western front of the Austroalpine nappes of the Eastern Alps (mapped as “Apulian Plate north of the Periadriatic Line” in Fig. 1) runs almost perpendicular to the strike of the present-day Alps (Fig. 1 and Plate 1). Only some very small Austroalpine klip- pen (units of the Northern Calcareous Alps) are preserved in Central Switzerland.
This temporal subdivison into a first Cretaceous-age tectono-metamorphic event, followed by a second (Tertiary- age) orogenic cycle, the two being separated by Late Creta- ceous extension, is only well documented in the Austroalpine nappes of the Eastern Alps (e.g. Villa et al. 2000). In the West- ern Alps, however, convergence and accretion of slices derived from the Piedmont-Liguria Ocean and the Margna-Sesia frag- ment (see below) represents a continuous process at the for- mer passive margin of Apulia, ongoing from the Late Creta- ceous to the Paleogene (Cortiana et al. 1998; Dal Piaz 1999; Dal Piaz et al. 2001). Hence, the slices derived from the Margna-Sesia fragment appear to have an Alpine tectono- metamorphic evolution that is distinctly different from that of the Austroalpine nappes of the Eastern Alps. This is one of the reasons for making a difference between the nappes de- rived from the Margna-Sesia fragment and those belonging to the Austroalpine nappe stack of the Eastern Alps in Fig. 1 and Plate 1.
Flysch deposits found in parts of the Southern Alps (Lom- bardian basin) (Bernoulli & Winkler 1990; Bergamo flysch of Bigi et al. 1990b), and possibly the pre-Adamello deformation reported by Brack (1981), indicate orogenic activity in parts of the Southern Alps at that time. Hence, the Tertiary-age east- ern part of the Periadriatic lineament must have had a precur- sor in the Cretaceous (and earlier; see Dal Piaz & Martin 1998) forming the southern boundary of this Cretaceous orogen.
The Cretaceous (Eoalpine) orogenic cycle, however, was preceded by Late Jurassic thrusting of the distal passive mar- gin facing the Triassic Meliata Ocean (i.e. the Hallstatt facies sediments, mapped as “Meliata Ocean and its distal passive margin” in Fig. 1; Gawlick et al. 1999; Mandl 2000), onto Aus- troalpine units derived from “Apulia”. We interpret this Juras- sic event as separate from the Eoalpine (Cretaceous) cycle. This Jurassic event is well developed in the Dinarides where it led to the obduction of parts of the Jurassic Vardar Ocean (Di- naridic ophiolites; e.g. Pamic 2002) during the Late Jurassic (Fig. 2b) onto an accretionary wedge that contains remnants of the former Meliata Ocean and onto the Apulian margin.
On the other hand, we interpret the Cretaceous (Eoalpine) orogeny to be related to a collisional event that led to the clo- sure of the Meliata Ocean (Fig. 2a). The exact geometry and location of this embayment (Haas et al. 1995) is still a matter of debate. Its closure led to Cretaceous high-pressure (eclogitic) and/or temperature dominated metamorphic over- prints (first discovered by Frank and co-workers; e.g. Frank 1987) in those parts of Apulia, which were presumably located closest to the Meliata Ocean. Note that the term “Apulia” as
Tectonic map of the Alps 97
used in Fig. 1, refers to the southern (external Dinarides and highest Austroalpine nappes) as well as to the northern margin (lowermost Austroalpine nappes) of Apulia. As mentioned above, these units can only be considered as a single block dur- ing the Tertiary orogeny (Fig. 2c).
Meliata Ocean and its distal passive margin
Late Paleozoic to Mesozoic oceans, whose opening is kine- matically unrelated to the opening of the Atlantic Ocean and the “Alpine Tethys”, include “Neotethys”, the Triassic Melia- ta Ocean and the Jurassic Vardar Ocean within the area cov- ered by Fig. 1 (see Stampfli et al. 2001a, 2001b, 2002). The exact paleogeographical location of these oceans is still con- troversial (see Fig. 2 for our interpretation of the paleogeo- graphic location of these oceans, largely based on Stampfli et al. 2001a). No remnants of the Vardar Ocean and only ex- tremely scarce remnants of the Triassic Meliata Ocean are found in the Alps (Mandl & Ondrejickova 1991, 1993) where they form tectonic slices containing very low-grade metamor- phic serpentinites, Triassic radiolarites, olistoliths and Juras- sic flysch-type sediments. However, units attributed to the distal passive margin of Apulia adjacent to the Meliata Ocean are more widespread in the Alps. They are preserved in parts of the Austroalpine nappes (Hallstatt-facies of parts of the Juvavic nappes in the Northern Calcareous Alps; Gawlick et al. 1999; Mandl 2000). Remnants of this distal passive margin are found at the base of a highest out-of-sequence thrust sheet, referred to as “Juvavicum” (the highest tectonic unit within the Northern Calcareous Alps). East of the area de- picted in Fig. 1, in the Western Carpathians, ophiolitic rem- nants of the Meliata Ocean are preserved as olistoliths in Jurassic mélange formations (Plasienka et al. 1997). Finally, remnants of the Meliata Ocean, together with remnants of the Jurassic Vardar Ocean, occur in the internal Dinarides (Dinaridic ophiolite zone and Sava-Vardar zone; Pamic 2002) shown near the eastern margin of Fig. 1 in the area around Zagreb (Tomljenovic 2002).
In spite of the rare occurrences of remnants of this paleo- geographical realm, the Triassic Meliata Ocean plays a crucial role for the understanding of the Cretaceous orogeny. In Fig. 1 we tentatively assigned the high-pressure crystalline nappes of the Koralpe-Wölz high-pressure nappe system (Schuster et al. 2001; Schuster 2003; Schmid et al. in press) to this paleogeo- graphic realm, being aware that this is speculative. The Meso- zoic cover of parts of this nappe system was completely de- tached prior to the Eoalpine high-pressure metamorphism, re- lated to the final closure of the Meliata Ocean.
Tiza unit
This unit, whose exact paleogeographic origin (European vs. Apulian) is still a matter of debate (e.g. Csontos et al. 1992; Sandulescu 1984, 1994), enters the south-easternmost margin of the maps presented in Fig. 1 and Plate 1. The Tiza unit
(Haas et al. 2001) forms the innermost parts of the north- Western Dinarides and the Romanian Carpathians. It is sepa- rated by the Mid-Hungarian Line (Csontos & Nagymarosy 1998) from the northerly adjacent eastern extension of the Southern Alps into Slovenia (mapped as “Apulian Plate S of Periadriatic Line” in Fig. 1) and the SW-NE-striking continua- tion of the internal Dinarides situated NE of Zagreb (mapped as “Meliata and its distal passive margin” in Fig. 1).
Margna-Sesia fragment
According to Froitzheim et al. (1996), small fragments, rifted off the most distal Apulian margin during mid-Jurassic open- ing of the Piedmont-Liguria Ocean (Fig. 2b), were incorporat- ed during the Late Cretaceous into the accretionary wedge along the active northern and western margin of Apulia, facing the still open Alpine Tethys. In the Grisons area such frag- ments (Margna-Sella basement-dominated nappes) are at least partly caught within ophiolitic units. The Sesia unit of the Western Alps, also derived from the Apulian margin (Rebay & Spalla 2001) underwent an Alpine tectono-metamorphic his- tory that is different from that of the Austroalpine nappes and the Southern Alps. The Sesia unit, as well as numerous smaller slices embedded in the Piedmont-Liguria units, were incorpo- rated into the accretionary prism during the Late Cretaceous to the Paleogene (age of high-pressure overprint; e.g. Gebauer 1999; Dal Piaz et al. 2001) below the Dent Blanche nappe, while the Austroalpine nappes always remained in an upper plate setting after the termination of Cretaceous (Eoalpine) orogeny, that was followed by Late Cretaceous extension (Ratschbacher et al. 1989).
The pre-Alpine basement of the units assigned to the Margna-Sesia fragment, including that of the Dent Blanche unit, comprises substantial pieces of lower crust (e.g. Müntener et al. 2000). This lower crust exhibits close similarities to the basement at the western margin of the Southern Alps (Ivrea Zone), also attributed to the most distal part of Apulia with re- spect to the Alpine Tethys.
Piedmont-Liguria Ocean
The Piedmont-Liguria Ocean was located directly adjacent to the Apulian margin and south of the Briançonnais ribbon con- tinent (Fig. 2). Tectonic units derived from the Piedmont-Lig- uria Ocean (Alpine Tethys) and immediately adjacent distal continental margins (see Fig. 1 and schematic profiles of Fig. 3) are also referred to as “Upper Penninic nappes”. They occupy the structurally highest position within the Penninic nappe stack, unless their original position was severely modified by large-scale post-nappe folding (Schmid et al. 1990; Bucher et al. 2003; see Figs. 3a, b, and c).
Units belonging to this ocean (Fig. 1) are made up of relicts of oceanic lithosphere and/or exhumed sub-continental mantle (e.g. Trommsdorff et al. 1993; Froitzheim & Manatschal 1996). Drifting started during the Middle Jurassic, in the context of
98 S.M. Schmid et al.
Tectonic map of the Alps 99
the opening of the Central Atlantic (e.g. Frisch 1979; Stampfli 1993). The onset of sea floor spreading was followed by depo- sition of radiolarites and aptychus limestones, lithologies that are rather diagnostic for the Piedmont-Liguria Ocean and neighbouring parts of Apulia; they are not found in the north- ern branch of the Alpine Tethys, the Valais Ocean (see below). During the Cretaceous, deposition of trench deposits (e.g. Avers Bündnerschiefer of Eastern Switzerland, schistes lustrés of Western Switzerland and France, parts of the cal- cescisti of the Italian authors) indicates that the southern (Apulian) margin of this basin had been converted into an ac- tive margin.
In Eastern Switzerland, units derived from those parts of the Piedmont-Liguria unit that are immediately adjacent to the Apulian margin (e.g. Arosa and Platta units) were already ac- creted to the Austroalpine units during the Cretaceous oroge- ny (Froitzheim et al. 1994). Other tectonic units attributed to this branch of the Alpine Tethys, particularly those of the Western Alps, comprise parts of the Piedmont-Liguria Ocean that stayed open until the onset of Tertiary collision, when the accretionary wedge of the Alpine subduction system collided with the Briançonnais ribbon continent (e.g. Schmid et al. 1997; Stampfli et al. 1998, 2002; Bucher et al. 2003). In the Western Alps (but not in the Eastern Alps), Tertiary-age high- pressure overprint of the Piedmont-Liguria units, together with adjacent parts of the most internal Briançonnais Terrane, is very widespread (Gebauer 1999; Frey et al. 1999).
Where, according to our interpretation, no remnants of the Briançonnais ribbon continent occur, as in the Eastern Alps (Fig. 1, see also Froitzheim et al. 1996, Stampfli et al. 2001a,b), the attribution of some of the oceanic units to the Piedmont- Liguria Ocean, rather than to the Valais Ocean, as shown in Fig. 1, was guided by the following criteria: (1) presence of ra- diolarites and aptychus limestone, (2) presence of rock assem- blages that are characteristic for the ocean-continent transition found at the margin to Apulia, including mélanges containing Austroalpine (=Apulian) slivers, such as typically found at the rim of the Tauern window (e.g. Matrei zone; Frisch et al. 1989) and (3) evidence for accretion in the context of Cretaceous age top-W nappe stacking in the Eastern Alps, and/or, (4) absence of Tertiary-age sediments. Hence, in the Eastern Alps, the at- tribution of Penninic units to one or the other ocean (Figs. 3d, e) is guided by the concept that two distinct orogenies affected the Eastern Alps, separated from each other by the Late Creta- ceous extensional “Gosau event”, (see Froitzheim et al. 1994).
In the Eastern (and in the Western Alps) Cretaceous orogeny only affected the most internal parts of the Piedmont- Liguria Ocean, leading to the accretion of internal Piedmont- Liguria derived slices with the Apulia margin. However, final suturing of the structurally lower tectonic units exposed in the Tauern and Rechnitz windows with the Austroalpine nappes, including the previously accreted Upper Penninic slices de- rived from the Piedmont-Liguria Ocean, occurred in the con- text of Tertiary orogeny. At that time, all the units of the East- ern Alps already stacked during Cretaceous orogeny, were
thrusted together over the rest of the Penninic, and in case of the Tauern window also the Subpenninic units, presently ex- posed in these two windows.
Briançonnais terrane
Tectonic units derived from the continental Briançonnais Ter- rane or micro-continent (Fig. 1) constitute the “Middle Pen- ninic nappes”. Before the opening of the Valais Ocean (see below) this paleogeographic realm represented the passive continental margin of Europe in respect to the Piedmont-Lig- uria Ocean. Later, the Briançonnais micro-continent, i.e. the eastern tip of the Iberia block, was separated from Europe in conjunction with the opening of the Valais Ocean in Early Cretaceous times (Fig. 2c; Frisch 1979; Stampfli 1993).
The term “Briançonnais Terrane” also encompasses units immediately adjacent to either the Piedmont-Liguria Ocean (i.e. Acceglio and Nappe de la Brêche of the Western Alps) or the Valais Ocean (i.e. Falknis nappe of the Eastern Alps). The Mesozoic cover of large parts of the Briançonnais micro-conti- nent (particularly the Briançonnais s.str.) mainly consists of platform sediments with frequent stratigraphic gaps (“mid- Penninic swell”, e.g. Ellenberger 1958; Trümpy 1960). These sediments are best preserved in the Mesozoic cover of the Zone Houillère of the Western Alpine Arc and in the de- tached sediments of the Préalpes Romandes of Western Switzerland (Stampfli et al. 1998, 2002) and adjacent parts of Savoy. Most of these sediments escaped intense deformation and high-pressure overprint.
The basement of the Mesozoic sediments of the Briançon- nais Terrane is preserved in the “Zone Houillère” (predomi- nantly Late Carboniferous sediments, that were detached from their former Variscan basement; see Bucher et al. 2003) and in basement nappes such as the Grand St. Bernard nappe system, and the Gran Paradiso and M. Rosa nappes of France, Italy and Western Switzerland (Figs. 3a, b), or the Tambo and Suretta nappes of Eastern Switzerland (Fig. 3c). Some, but not all, of these basement nappes preserved at least parts of their Mesozoic cover. Some of them (e.g. M. Rosa) were overprint- ed by high-pressure metamorphism, while others (e.g. parts of the Grand St. Bernard nappe system, i.e. the Siviez-Mischabel nappe representing the northern continuation of the M. Rosa nappe, Fig. 2b) escaped Eocene high-pressure (blueschist) overprint. While an unequivocal attribution of these basement nappes to the Briançonnais paleogeographic realm can be made in some places (e.g. Sartori 1990; Schmid et al. 1990), such an attribution remains speculative and or controversial (e.g. Froitzheim 2001; Keller & Schmid 2001) for basement nappes that did not preserve a diagnostic Mesozoic cover (e.g. Maggia nappe, M. Rosa nappe).
Valais Ocean
It has to be noted that the existence of a second and more northerly located branch of Alpine Tethys (Fig. 2c), the Valais
100 S.M. Schmid et al.
Fig. 3. Schematic transects through the Alps. Transects a) to c) are after Schmid & Kissling (2000) and Schmid et al. (1996). Transect d) is a provisional interpre- tation, modified after Schmid et al. 2003, and includes information from Lippitsch (2002) and seismic information from Transalp Working Group (2003). Transect e) is newly compiled by R. Schuster, the deep structure being exclusively based on tomographic information by Lippitsch (2002), for a detailed description of this transect see Schmid et al. in press. Note that the deep structure is relatively well constrained in case of transects a) to c). Regarding transect d) the geometry of the Moho at a depth of >60 km is still poorly constrained by reflection seismic data, while no reflection seismic information is available at all in case of transect e).
Tectonic map of the Alps 101
a) ECORS-CROP transect b) NFP-20-WEST transect c) NFP-20-EAST transect d) TRANSALP transect e) EASTERN ALPS transect
Ocean (Trümpy 1955), is still highly controversial. Hence, there is no mention of this domain, as one representing a sec- ond branch of oceanic lithosphere in much of the modern liter- ature on the Alps (e.g. Dal Piaz 1999; Dercourt 2002). This work follows the propositions of Frisch (1979) and Stampfli (1993), because we regard the recently acquired evidence favouring the existence of the Valais ocean (e.g. Florineth & Froitzheim 1994; Steinmann 1994; Bousquet et al. 1998, 2002; Fügenschuh et al. 1999; Loprieno 2001; Ceriani et al. 2001) as robust enough by now.
Remnants of this oceanic domain and/or immediately adja- cent distal continental margin units (i.e. Fügenschuh et al. 1999) form the “Lower Penninic nappes” (Schmid et al. in press). Units considered as derived from this ocean according to our interpretation are referred to as “North-Penninic” or “Versoyen” in the Western Alps, and as “Rhenodanubian fly- sch” or “Obere Schieferhülle” of the Tauern window in the Eastern Alps. They mostly lack pre-Mesozoic crystalline base- ment and predominantly consist of rather monotonous cal- careous shales and sandstones, referred to as “Bündner- schiefer”, “Schistes Lustrés” or “Calcescisti”. Note, however, that the same or similar types of sediments are also found in units derived from the Piedmont-Liguria Ocean. Sedimenta- tion of the Valais Bündnerschiefer most probably started near the Jurassic-Cretaceous boundary (Steinmann 1994) and grad- ed into deposition of flysch during the Tertiary (e.g. Prättigau and Rhenodanubian flysch; e.g. Oberhauser 1995). Only parts of these sediments were deposited on ophiolitic units, includ- ing exhumed sub-continental mantle (e.g. Florineth & Froitz- heim 1994; Fügenschuh et al. 1999; Loprieno 2001). For large parts of these Bündnerschiefer it is difficult to decide, whether they were deposited on oceanic or distal continental crust (Briançonnais and/or European). Hence, units mapped as “Valais Ocean” in Fig. 1 probably also include sediments that were deposited on distal continental crust.
The rather narrow Valais Ocean probably began to open in earliest Cretaceous times (e.g. Florineth & Froitzheim 1994; Loprieno 2001). According to Frisch (1979) and Stampfli (1993) sea floor spreading in this northerly branch of the Alpine Tethys entailed opening of an oceanic basin, that ex- tended from the Bay of Biscay via the area of the future Pyre- nees into the domain of the Valais Ocean to the north of the Briançonnais Terrane. In the Eastern Alps, however, this Cretaceous spreading took place within pre-existing oceanic lithosphere, namely the eastern continuation of the Piedmont- Liguria basin. Tectonic units attributed to the Valais Ocean in the Eastern Alps (see section “Piedmont-Liguria ocean” re- garding the criteria applied) are derived from areas where sedimentation persisted into the Tertiary, as documented for units in the core of the Engadine window and the Rhenodanu- bian flysch (Oberhauser 1995), but only suspected for the “Obere Schieferhülle” (or Glockner nappe) of the Tauern window.
Remnants of the Valais ocean define a northern Alpine su- ture (Goffé & Bousquet 1997; Bousquet et al. 1998, 2002) be-
tween the European margin and the continental Briançonnais Terrane (in case of the Western Alps), or an orogenic lid con- sisting of previously stacked Piedmont-Liguria and Apulian (Austroalpine) units (in case of the Eastern Alps), respecti- vely. This Valais Ocean closed during the Middle to Late Eocene. In respect to high-pressure units derived from the in- ternal Briançonnais and Piedmont-Liguria units, the Valais su- ture, together with the most distal parts of the European mar- gin, defines a second and more external high-pressure belt, which extends from the Western Alps all the way into the Tauern window (Bousquet et al. 2002). Eclogitic mafic rocks are found in the Versoyen of the Western Alps and in parts of the Tauern window, while blueschists and other low tempera- ture-high pressure rocks are preserved in the Engadine win- dow (Bousquet et al. 1998).
European margin
The European margin constitutes the northern and western foreland of the Alps. Tertiary-age rifting in this foreland dur- ing the formation of the European Cenozoic Rift System (Dèzes et al. in press) started in the Late Eocene and occurred contemporaneously with crustal shortening in the Alps and the Pyrenees. The Oligocene-Miocene Molasse Basin, represent- ing the northern flexural foreland basin of the Alps, is not well developed in front of the Western Alpine Arc where the inter- nal parts of this foreland basin were involved in W-directed thrusting of the Penninic units during the Oligocene (e.g. Ceri- ani et al. 2001), while its external parts were affected by Miocene thick-skinned thrust propagation (formation of the external massifs and the Chaînes Subalpines, e.g. Fügenschuh & Schmid 2003), followed by thin skinned deformation of the European margin (Late Miocene to Pliocene deformation in the Jura Mountains; e.g. Philippe et al. 1996).
The Molasse Basin is, however, well developed in Switzer- land and Bavaria. This foreland basin began to subside during the late Eocene, orogen-derived continental clastics were de- posited during the late Oligocene to late Miocene (Roeder & Bachmann 1996), directly following a stage of accretionary wedge formation, preserved in some Lower Oligocene flysch units found on top of the Helvetic nappes, later thrust onto the Molasse Basin.
In Eastern Austria the Molasse foreland basin is consider- ably narrower and shallower as compared to Switzerland and Bavaria (Wagner 1996). Moreover, its sedimentary fill is dom- inated by orogen derived Oligocene to Early Miocene deeper water clastics. The Austrian Molasse Basin narrows down to less than 10km in the area of the southern tip of the Bohemian Massif basement spur.
The external massifs of the Western Alps and their sedi- mentary cover (Chaînes Subalpines of the French Alps and para-autochthonous cover of Switzerland extending northward beneath the Molasse Basin) were strongly affected by Neo- gene thick-skinned thrusting (Fig. 3a-c). By contrast, the East- ern Alps are devoid of external massifs. Correspondingly, the
102 S.M. Schmid et al.
European foreland is seen to either uniformly dip southward beneath a flat-lying stack of Alpine nappes (Fig. 3e), or, to rise up in a more internal position, as is the case in the Tauern win- dow (Fig. 3d).
The completely detached Helvetic cover nappes are also part of the European margin. However, Helvetic nappes in the strict sense (thin-skinned sedimentary fold-and-thrust belt, de- tached from their former pre-Mesozoic basement) only exist in the Swiss and westernmost Austrian Alps. In the French Alps the lateral equivalents of the Helvetic nappes were involved in thick-skinned deformation (Chaînes Subalpines). In the East- ern Alps of Austria and Germany their paleogeographic equivalents largely remained unaffected by deformation and were consequently not detached, except for some thin tectonic slices found within flysch sediments (Rhenodanubian flysch). Note that in the foreland of the Eastern Alps Late Cretaceous and Paleocene strong intra-plate compressional deformation of the Helvetic shelf and the northward adjacent Bohemian Massif accounted for the partial destruction of their Mesozoic sedimentary cover (Ziegler 1990; Ziegler et al. 2002). Hence, the erosional remnants of the Helvetic sedimentary prism could not be detached.
The pre-Mesozoic basement, onto which the sediments now exposed in the Helvetic cover nappes were deposited, as well as more distal parts of the European upper crust, form part of the so-called “Penninic nappes”, but are referred to as “Subpenninic nappes” here. These nappes predominantly con- sist of Variscan basement. Occasionally, the Mesozoic cover of these distal units was not detached, as for example, in case of the “Untere Schieferhülle” in the Tauern window. The Sub- penninic basement nappes, which were detached from their deeper crustal underpinnings (lower crust and upper mantle) during subduction, are presently exposed in the Lepontine dome (central part of the Alpine Orogen), as well as in the Tauern window.
In case of the Lepontine dome, all units structurally located below the trace of the Valais suture zone (i.e. units referred to as “Subpenninic” in the pioneering work of Milnes 1974), in- cluding the Gotthard and Tavetsch “massifs”, as well as the eclogitic Adula nappe (Nagel et al. 2002), are attributed to the European margin (Fig. 1). Parts of these basement nappes, particularly the small “Tavetsch Massif” (Trümpy 1999), are considered to represent the basement of the Helvetic nappes. The latter were detached before the onset of metamorphism in the Lepontine dome (Schmid et al, 1996a).
In case of the Tauern window, we attributed the central crystalline core and its cover to the European margin (Fig. 1), contrary to earlier interpretations (e.g. Tollmann 1977). Our alternative interpretation is mainly based on two lines of evi- dence. Firstly, the Mesozoic cover of the central crystalline core of the window has strong affinities to the Helvetic realm of the northern Alps (Frisch 1975; Lammerer 1986). Secondly, following Froitzheim et al. (1996), the “Obere Schieferhülle” of the Tauern window has to be equated with the Bündner- schiefer of the Engadine window. The latter occupy a position
below the easternmost remnants of the Briançonnais Terrane (Tasna nappe) and are therefore attributed to the Valais Ocean. Following the same reasoning as for the Lepontine dome, units below the Obere Schieferhülle, including the “eclogite zone” of the Tauern window (Kurz et al. 1998), are also attributed to the European margin.
Most important base maps used for compiling the new tecton- ic map of the Alps (plate 1)
Sheets 1 to 3 of the qualitatively outstanding maps published in the “Structural model of Italy” (Bigi et al. 1990a, 1990b, 1992) served as base maps for the new tectonic map depicted in Plate 1. However, the geological information contained in this map was only partly used. The most important additional sources of information are referred to below. The great num- ber of different tectonic units defined by Bigi et al. (1990a, 1990b, 1992) was reduced by assigning them to the smaller number of tectonic units given in Plate 1. Only the north- eastern and south-eastern corners near Vienna and in former Yugoslavia were outside the map of Bigi et al. (1990a, 1990b, 1992). In these areas the maps of Austria (Egger et al. 1999) and former Yugoslavia (Federal Geological Institute Beograd 1970), modified according to the findings of Tomljenovic (2002) were used as base maps.
Below we only list the most important base maps used for modifying the subdivisions used in Bigi et al. (1990a, 1990b, 1992). Additional references to the literature used for local modifications will be mentioned when briefly introducing the main tectonic units mapped in Plate 1 in a later chapter.
Regarding the Ligurian Alps, we largely followed the sub- divisions given in a map provided by Cortesogno et al. (1993; their figure 1). The external part of the N-S-striking part of the Western Alpine Arc was mapped according to the tectonic subdivisions proposed by Ceriani et al. (2001). Many parts of the Penninic zone of Western Switzerland and adjacent France are drawn on the basis of information provided in a tectonic map by Steck et al. (1999). Concerning the Swiss territory, many details were also taken from the Tectonic map of Switzerland (Spicher 1976). In Eastern Switzerland, however, plate 1 is largely based on tectonic maps provided by Froitzheim et al. (1994) and Schmid et al. (1997). In the north- ern part of the Eastern Alps (Grauwackenzone and Northern Calcareous Alps) we largely followed the traditional subdivi- sions given in Plöchinger (1980). For the Tauern window the most important maps used were those of Becker (1993) and Kurz et al. (1998).
The subdivisions used for the basement-dominated Aus- troalpine units of the Eastern Alps, situated south of the Grauwackenzone and north of the Periadriatic line, have been completely revised. The traditional subdivision into Lower, Middle and Upper Austroalpine nappes, based on Tollmann (1977) was abandoned. We base our new subdivisions largely on those discussed and presented in Frank (1987), Schuster & Frank (1999) and Schuster et al. (2001). Particularly the tec-
Tectonic map of the Alps 103
tonic map presented by Schuster et al. (2001, their figure 1) served as the most important base map for the area of the Aus- troalpine basement nappes.
Brief description of the major tectonic units used for compil- ing the new tectonic map of the Alps (plate 1)
For reasons of convenience this brief introduction is structured according to the map legend, given at the bottom of Plate 1. All units, including the most important references, will be briefly discussed by following the map legend of Plate 1 from top to base and left to right, respectively.
Various units
This group of units includes cover units that are post-tectonic in respect to certain tectonic events as well as the Periadriatic intrusions of Tertiary age.
Unit Plio-Pleistocene designs Late Neogene sediments found in the Po-Plain. In part they un-conformably overlie Alpine structures (Lombardy), in part they are deformed by late-stage Alpine thrusting (eastern part of the Southern Alps) and by the latest (“Neoapenninic”; Schumacher & Laubscher, 1996) stages of orogeny in the Apennines (Pieri & Groppi 1981). In the Pannonian basin, these youngest formations overlie older Tertiary sediments, mapped as “Tertiary cover in general” (see below).
Unit Tertiary cover in general comprises basins of different origin and age. The non- or less-deformed part of the Oligo- Miocene Molasse basin found north of the Alps represents the most prominent part of the foreland basin of the Alps. The intra-montane Miocene-age pull-apart basins, only found in the Eastern Alps, formed during lateral extrusion of the Aus- troalpine units. Sedimentation in these basins is contempora- neous with the age of a third group of sediments lumped into this unit: the Miocene fill of the Pannonian basin (Haas et al. 2001). Middle Miocene cover, deposited during the initial stages of the formation of this extensional basin, rims the Pan- nonian basin along its western and south-western margin. This older fill is discordantly covered by Late Miocene sediments that were partly inverted during Late Neogene to recent tec- tonic activity (Csontos et al. 1992).
Unit Oligo-Miocene post tectonic cover is unconformable on structures formed during Eocene nappe formation in the Ligurian Alps (top S in their present-day orientation), as well as on older structures (top N in their present-day orientation) within the Ligurian nappes of the Apennines (Bigi et al. 1990a, 1990b, 1992). However, part of this cover predates top-N thrusting of Ligurian Alps and Paleo-Apennines during the Burdigalian, and all of this cover predates top-N Neo-Apen- ninic, i.e. post-Messinian thrusting. Both these late stages of orogeny affected Alpes Maritimes, Ligurian Alps and Apen- nines together (Vanossi et al. 1994; Schumacher & Laubscher 1996).
Unit Gosau beds is of crucial importance for separating the
Cretaceous from the Tertiary orogeny. These Late Cretaceous (post-Turonian) sediments un-conformably overlie Creta- ceous-age nappe contacts. Hence they post-date the Creta- ceous (Eoalpine) tectono-metamorphic event that affected the Eastern Alps (Faupl & Wagreich 1996).
Only the larger of the numerous Periadriatic intrusions are shown in Plate 1. In time and space these dominantly Oligocene-age intrusions are closely associated with contem- poraneous strike-slip movements along the Periadriatic line (e.g. Martin et al. 1993; Berger et al. 1996; Stipp et al. in press).
Dinarides
The continental Tiza unit is part of the larger Tiza block, which makes up the innermost parts of the north-western Dinarides and the Romanian Carpathians. In the Slavonian hills east of Zagreb this unit forms the NE hinterland of the westernmost Dinarides (Pamic et al. 2002).
Unit Internal Dinarides includes the distal continental mar- gin of Apulia adjacent to a branch of Neotethys, as well as mélange formations and/or ophiolitic slivers. Some mélanges of Jurassic age contain ophiolitic fragments of the Triassic Meliata Ocean (Babic et al. 2002). The ophiolitic units obduct- ed onto the margin of the external Dinarides, including the above mentioned mélange formations, are of Mid-Jurassic age, however. These were obducted during the Late Jurassic (Di- naridic ophiolite zone). Other more internal parts of the Juras- sic Vardar Ocean are reported to have closed during Late Cre- taceous to Early Tertiary times (e.g. Pamic 2002).
The boundary between external Dinarides and adjacent Southern Alps (see below) is not a sharp one (e.g. Doglioni & Bosselini 1987). Both units belong to the Apulian plate south of the Periadriatic line and both are characterised by an inter- ference of Eocene (“Dinaridic”) and Neogene to recent defor- mations. The boundary between these two units, as shown in Plate 1, coincides with the southern boundary of a belt charac- terised by intense Neogene to recent top-S thrusting in the Southern Alps, and the northern boundary of an area domi- nated by Eocene-age top SW thrusting in the external Dinar- ides (Carulli & Ponton 1992; Schönborn 1999; Placer 1999; Nussbaum 2000).
Apennine
Unit Ligurian nappes comprises oceanic units that paleogeo- graphically belong to the Piedmont-Liguria ocean (Alpine Tethys; Figs. 1 and 2). However, in contrast to the situation in the Alps, in the Apennines the remnants of this ocean present- ly form the upper plate in relation to units attributed to the Apulian plate (Laubscher 1971; Marroni et al. 2002). This is because the Ligurides (parts of the Piedmont-Liguria Ocean) were “back-thrust” (in respect to the polarity of the Alpine movements), i.e. thrust north- and north-eastward onto the Po Plain during Mid-Miocene and later times (Finetti et al. 2001; see also Bigi et al., 1990a, 1990b, 1992).
104 S.M. Schmid et al.
The underlying unit Tuscan nappes, being part of the Apu- lian plate, are exposed in windows surrounded by thrusts that formed during early stages of deformation in the Northern Apennines (Carmignani et al. 1978). Later the Apennines, to- gether with the Ligurian Alps, became involved in Miocene to Pliocene thrusting and/or strike slip motions (Schumacher & Laubscher 1996; Marroni & Treves 1998).
Southern Alps
The unit Lower crust of the Southern Alps corresponds to the Ivrea zone. The Ivrea zone, structured during the Paleozoic, formerly formed the westernmost part of the passive continen- tal margin of Apulia adjacent to the Piedmont-Liguria ocean (Schmid 1993) and later formed the tip of the Adriatic inden- ter, which extends in the subsurface all the way to Cuneo, lo- cated south of Torino (Schmid & Kissling 2000; Ceriani et al. 2001).
Unit Upper crustal basement of the Southern Alps com- prises pre-Late Carboniferous basement units affected by Variscan deformation and metamorphism, unconformably overlain by Late Carboniferous to Permian sediments and/or associated volcanic and sub-volcanic formations in the western part of the Southern Alps. In the eastern Southern Alps this unit consists of older Paleozoic sediments that pre-date deposi- tion of Late Carboniferous to Permian sedimentary or volcanic to sub-volcanic formations.
Late Paleozoic to Tertiary sediments constitute unit post- Variscan volcanic and sedimentary cover of the Southern Alps. These sediments, together with parts of unit “Upper crustal basement of the Southern Alps”, are affected by Neogene top- S thrusting over unit “little deformed parts of the Adriatic micro-plate” and/or unit “external Dinarides” in the Southern foreland of the Alps.
Paleogeographically, unit Adriatic micro-plate forms part of the Apulian plate south of the Insubric line. It represents the little deformed rigid foreland of the Southern Alps, Apen- nines and northernmost external Dinarides. However, recent GPS data indicate that at present the Adriatic micro-plate no longer behaves as a single rigid indenter (Oldow et al. 2002).
Remarks concerning the subdivisions proposed for the Austroalpine nappes
The term “Middle Austroalpine” was avoided since this subdi- vision proposed by Tollmann (1977) invokes correlations be- tween the detached sediments of the Northern Calcareous Alps and the Austroalpine basement nappes that are incorrect in the light of more recent data (see discussion in Schuster & Frank 1999). Instead, we only use the terms Upper and Lower Austroalpine. Within the Upper Austroalpine we separated the detached Paleozoic and Mesozoic cover at the northern rim of the Eastern Alps from the Upper Austroalpine south of the Grauwackenzone (“Upper Austroalpine basement nappes” in Plate 1).
The legend of our map does not imply correlations be- tween individual units of the Northern Calcareous Alps (in- cluding the Grauwackenzone), and individual units of the Upper Austroalpine basement nappes, respectively. However, in the following text such correlations will be discussed, mainly based on interpretative cross sections given in Fig. 3.
Northern Calcareous Alps and Grauwackenzone (Upper Austroalpine)
Detached Paleozoic (Grauwackenzone) and Mesozoic (North- ern Calcareous Alps) cover units presently form a thin-skinned fold- and thrust belt positioned at the northern front of the Austroalpine nappes. The sediments are non- to weakly meta- morphic (Frey et al. 1999) and they were stacked in a trans- pressional top-NW tectonic scenario during the Cretaceous (Eisbacher et al. 1990; Linzer et al. 1995). Detachment preced- ed the peak of high-pressure metamorphism, reached at around 100 Ma in the area south of the Northern Calcareous Alps, that belongs to the “Austroalpine basement nappes” (Thöni 1999). This supports early (i.e. Late Jurassic; e.g. Mandl 2000, and/or Early Cretaceous; e.g. Ratschbacher et al. 1989) detachment of at least the tectonically highest of these cover units from their former crystalline substratum found in the “Upper Austroalpine basement nappes”.
Unit Juvavic nappes comprises a series of Mesozoic cover nappes, that presently occupy the tectonically highest position within the Northern Calcareous Alps. Hence these different units, mostly detached along Permian evaporites (Haselge- birge), may be regarded as a nappe system. Deformation with- in the Juvavic nappes, however, is poly-phase. Parts of the Ju- vavic nappes are characterized by Hallstatt facies (traditionally referred to as “Tiefjuvavicum” (Plöchinger 1980) and hence attributed to the distal passive margin of Apulia, facing the Meliata Ocean found further to the south (Figs. 1 and 2a, b). These sediments were detached during Late Jurassic tecton- ism (Gawlick et al. 1999; Mandl 2000). Consequently, sub- sequent (Cretaceous or Eoalpine) nappe stacking led to out- of-sequence thrusting. Thereby the “Hochjuvavikum”, which had a more proximal (external) paleogeographic position (Dachstein facies), was emplaced out-of sequence onto the “Tiefjuvavicum”, derived from the Hallstatt facies sediments, which originally occupied a more internal position. The pre- sent-day location of the former substratum of the Juvavic nappes remains unknown. While some authors (i.e. Neubauer et al. 2000) propose an origin of the Juvavic units characterised by Dachstein facies (“Hochjuvavikum”) from the southern margin of the Meliata ocean (Fig. 2a), we follow Gawlick et al. (1999) and Mandl (2000) who convincingly demonstrate that all the paleogeographical domains represented by the Juvavic nappe system are derived from the same, i.e. the northern mar- gin of the Meliata ocean. Assuming that the “Koralpe-Wölz high-P nappe system” represents a kind of suture, formed by units that were immediately adjacent to the Meliata Ocean (as suggested in Fig. 1) the former crystalline substratum of the
Tectonic map of the Alps 105
Juvavic nappes would have to be located tectonically below, or perhaps within this high-P nappe system. The latter formed during the closure of the westernmost embayment of the Meli- ata Ocean (see Fig. 2 and text below). However, most of this basement probably became subducted without subsequent ex- humation in the course of the Eoalpine high-pressure event.
In some places Mesozoic sediments, that are part of the Tirolian nappes, are observed to represent the cover of the Grauwackenzone (i.e. Plöchinger 1980). These two units origi- nally occupied the same paleogeographic position within the passive margin north of the Meliata Ocean, a position that is more proximal (or external), as compared to the Hallstatt realm. In many other places, however, the original stratigraph- ical contacts between Grauwackenzone and Tirolian nappes were obscured by subsequent tectonic overprints, postdating the detachment of both these units from their crystalline sub- stratum.
The Bavarian nappes, including the “Cenoman-Rand- schuppe” form the lowermost nappe system within the North- ern Calcareous Alps and consist of detached Mesozoic cover. At the northern rim of the Alps these nappes directly overly Penninic units, derived from the Alpine Tethys. Hence, their paleogeographic origin is distal in respect to the passive mar- gin that was southerly adjacent to the Piedmont-Liguria ocean, but relatively more proximal (or external) in respect to the earlier formed passive margin north of the Meliata Ocean, as compared to the Juvavic and Tirolian nappes. Following Eis- bacher et al. (1990) we regard one unit amongst the Bavarian nappes, the Lechtal nappe, simply as the Mesozoic stratigraph- ic cover of the Silvretta-Phyllitgneis-nappe (see also Nowotny et al. 1993), which is part of the Silvretta-Seckau nappe system described below. Consequently we interpret the other, mostly detached parts of the Bavarian nappe system to have originally represented the cover of the basement found in the rest of the Silvretta-Seckau nappe system (part of the Upper Aus- troalpine basement nappes).
The Grauwackenzone (Schönlaub 1980) represents the for- mer substratum of the Tirolian nappes. This unit was detached from an unknown older substratum and has been paleogeo- graphically positioned north of the Meliata Ocean (see above). Hence we do not parallelise the Paleozoic of the Grauwacken- zone with that of the Gurktal nappe or with that of the Graz Paleozoic. The latter units are interpreted to have originated from west or south of the Meliata Ocean (see below), the su- ture being represented by the Koralpe-Wölz high-pressure nappe system (see below).
Upper Austroalpine basement nappes
Tollmann (1977) proposed that all the Upper Austroalpine units of the Northern Calcareous Alps were paleogeographi- cally located to the south of most of the Austroalpine base- ment nappes (his “Middle Austroalpine”). He considered many of these basement nappes to have been derived from a “Middle Austroalpine” paleogeographic realm, a view we do
not share. Following Frank (1987), Schuster & Frank (1999) and Schuster et al. (2001) we abandon the term “Middle Aus- troalpine”. This of course implies that the Northern Calcare- ous Alps do not a priori occupy a tectonically higher position with respect to these basement nappes, which we also attribute to the “Upper Austroalpine” realm. Instead, we propose a subdivision of these Upper Austroalpine basement nappes into four nappe systems described below, largely following a tec- tonic scheme proposed by Schuster et al. (2001). Our subdivi- sion is based on modern findings on the poly-metamorphic evolution of these basement nappes.
Unit Mesozoic cover of Upper Austroalpine basement nappes denotes Mesozoic cover of Upper Austroalpine base- ment nappes presently still found in direct stratigraphic contact with these basement nappes in areas situated south of the Northern Calcareous Alps. Note, however, that part of the cover of the Upper Austroalpine basement nappes, such as the Lechtal nappe (Bavarian nappes), was attributed to the North- ern Calcareous Alps, as discussed above. Large occurrences of this Mesozoic cover are found near the western margin of the Austroalpine nappes: Landwasser-Ducan sediments (cover of Silvretta basement), Engadine Dolomites (cover of Campo- Sesvenna basement). Smaller occurrences represent the cover of the Ötztal and Bundschuh basement nappes (Brenner and Stangalm Mesozoic, respectively). A third and larger realm of Mesozoic sediments near the Periadriatic line (Drauzug Permo-Mesozoic) represents the stratigraphic cover of the Drauzug-Gurktal nappe system.
The structurally highest Drauzug-Gurktal nappe system comprises basement units located south of the Southern Bor- der of Alpine Metamorphism, referred to as “SAM” by Hoinkes et al. (1999) and situated north of the Periadriatic lin- eament of the Eastern Alps. Steeply dipping fault systems of varying age delimit the southern boundary of Cretaceous (Eoalpine) metamorphic overprint. These are, from W to E, Tonale series, Meran-Mauls basement, Gailtal basement, Def- eregger Alps and Strieden basement (Schuster et al. 2001). Furthermore, this nappe system also comprises the Graz Pale- ozoic, Gurktal nappe and Steinach nappe. These units are only locally overprinted by a rather low grade Eoalpine metamor- phism. We therefore equate them with the units south of the SAM. Both groups of basement units are found in the hanging- wall of the Koralpe-Wölz high pressure and/or the Ötztal- Bundschuh nappe systems (see below). Since some parts of this nappe system (Gurktal nappe and Graz Paleozoic) are un- conformably covered by Gosau beds, while others (Strieden basement) are covered by non-metamorphic Mesozoic sedi- ments in direct stratigraphic contact (Drauzug Mesozoic), we regard this nappe system to represent the tectonically highest units amongst the Upper Austroalpine basement nappes. It tectonically overlies the former suture of the Meliata embay- ment and/or its adjacent distal continental margin, marked by the Koralpe-Wölz high-pressure nappe system (see below). Hence it is regarded as being derived from that part of the Apulian plate, together with the Southern Alps and the Dinar-
106 S.M. Schmid et al.
ides, that formed the southern margin of the Meliata ocean when Eo-alpine nappe stacking started (see Fig. 2 and profiles in Fig. 3 discussed later).
The Ötztal-Bundschuh nappe system occupies an interme- diate tectonic position between Drauzug-Gurktal nappe sys- tem in its hanging wall, and Koralpe-Wölz high-pressure nappe system in its footwall. When Miocene orogen-parallel stretch- ing, that occurred in the context of the un-roofing of the Tauern window during Miocene-age extrusion of the Aus- troalpine nappes and their Penninic underpinnings towards the east is retro-deformed (Frisch et al. 1998), it becomes clear that the Ötztal and Bundschuh nappes were originally con- nected. Furthermore, both nappes are characterised by a strong field metamorphic gradient regarding Eoalpine meta- morphism: grade of metamorphism rapidly increases towards the base of this nappe system, i.e. towards the contact with units attributed to the Koralpe-Wölz high-pressure nappe sys- tem. However, the lateral continuity of this nappe system is very limited, partly due to Late Cretaceous normal faulting (i.e. Neubauer et al. 1995) and partly due to Tertiary strike slip movements (i.e. Mancktelow et al. 2001).
The Koralpe-Wölz high-pressure nappe system comprises a series of basement units that are characterized by significant, often pressure dominated, Eoalpine metamorphic overprint (Hoinkes et al. 1999; Schuster et al. 2001; Schuster 2003), and which include eclogitic MORB-type gabbros yielding Permian protolith ages (Miller & Thöni 1997). In many places high-P metamorphism was subsequently, i.e. during decompression, overprinted by Barrow-type metamorphism. While this nappe system is not observed in the westernmost part of the Eastern Alps, its constituents gradually become more widespread to- wards the eastern end of the Alps (Plate 1).
Schneebergzug and underlying southerly adjacent eclogitic units (Texelgruppe; e.g. Sölva et al. 2001) form the western- most occurrences of this nappe system. Unfortunately the lat- ter are sometimes referred to as “Southern Ötztal basement”, although they, together with the Schneebergzug, tectonically underlie the Ötztal nappe along a N-dipping contact. Further to the east units belonging to this nappe system (northern Def- eregger Alps, Schober and Polinik crystalline units) are in a sub-vertical position (Figs. 3d and e) and directly juxtaposed with the structurally higher Drauzug-Gurktal nappe system along steeply inclined Late Alpine faults, such as the DAV in the south. In the north these same units almost directly overlie the Tauern window.
The largest occurrences of the Koralpe-Wölz high-pressure nappe system are found east of the Tauern window. There, eclogitic units (i.e. Millstatt, Saualpe and Koralpe crystalline units) are underlain by basement units that indicate lower pressures and temperatures, attributed to the same nappe sys- tem (i.e. Wölz, Radentheim, Rappold and Strallegg crystalline units). This indicates an inverted metamorphic field gradient. In the south-east, however, a lower grade basement unit (the Plankogel crystalline complex, also attributed to the Koralpe- Wölz nappe system) overlies the eclogitic Koralpe unit. Also in
the south-eastern part of the Alps the entire south-dipping Ko- ralpe-Wölz high-pressure nappe system is overlain by the Ötz- tal-Bundschuh nappe system and ultimately, and above Late Cretaceous normal faults, the Drauzug-Gurktal nappe system. Hence, a normal metamorphic field gradient is found in the hanging wall of the eclogitic units (Schuster 2003).
Following an early suggestion of Frank et al. (1983), we suspect that the eclogitic parts of the Koralpe-Wölz system form the core of a recumbent fold, with lower grade rocks in its limbs (see Fig. 3e). We propose that these eclogitic units were exhumed towards the north within an extrusion wedge, similar to a scenario proposed by Engi et al. (2001) for the Lepontine Alps. Although this extrusion wedge largely consists of conti- nental crust (apart from MORB-type mafics of Permian pro- tolith age; Thöni & Jagoutz 1992, 1993) we attribute Creta- ceous high-pressure metamorphic overprint and subsequent extrusion to collision between the northern and southern mar- gins of the Meliata embayment (Fig. 2). The Silvretta-Seckau nappe system described below would represent the northern margin. The southern margin would be represented by the Ötztal-Bundschuh and Drauzug-Gurktal nappe systems. Fur- thermore, we suggest that the basement of the Koralpe-Wölz system, devoid of Mesozoic series, may have formerly under- lain the early-detached cover presently found in Grauwacken- zone and the Tirolian/Juvavic nappes.
All Upper Austroalpine basement nappes found near the western margin of the Austroalpine nappes in Eastern Switzer- land (Languard and Campo-Sesvenna-Silvretta nappes) be- long to the Silvretta-Seckau nappe system. There, they are seen to have been thrusted towards the WNW and over the Lower Austroalpine units of Eastern Switzerland during Eoalpine deformation (“Trupchun phase” of Froitzheim et al. 1994). The units belonging to the higher nappe systems (Ko- ralpe-Wölz high-pressure and Ötztal-Bundschuh nappe sys- tems) also have been thrust towards the WNW along the Schlinig thrust (Schmid & Haas 1989), along which they are cut out towards the west. This indicates that these higher nappes are not just missing by erosion in the west. Instead, these higher units that originated from a more proximal posi- tion in relation to the Meliata Ocean (Fig. 1), never reached the western rim of the Austroalpine realm in Eastern Switzer- land. Further to the east, we not only attribute the Seckau crys- talline complex to this nappe system, but also units traditional- ly assigned to the Lower Austroalpine nappe system, i.e. the Innsbrucker Quarzphyllit unit, the Schladming basement with its inverted cover (Becker 1992), as well as the Semmering unit. In the profile depicted in Fig. 3e, best illustrating the complete nappe stack of Upper Austroalpine basement nappes, the Schladming crystalline unit is seen to directly un- derlie the Koralpe-Wölz high-pressure nappe system.
Lower Austroalpine nappes
We only mapped those units as Lower Austroalpine nappes that were derived from a very distal (or external) paleogeo-
Tectonic map of the Alps 107
graphic position within the passive margin of Apulia adjacent to the Piedmont-Liguria Ocean. Such units are widespread in Eastern Switzerland, particularly along the south-western mar- gin of the Austroalpine nappe system, and the development of the distal margin they represent is similar to that described for the Southern Alps (e.g. Froitzheim & Eberli 1990; Bertotti et al. 1993; Manatschal & Bernoulli 1999). Apart from the Err- Bernina nappe system, they also comprise the Ela nappe (Froitzheim et al. 1994). Slivers of Lower Austroalpine nappes, too small to be mapped at the scale of the tectonic map (Plate 1), are also found along the north-eastern margin of the Aus- troalpine nappes. While Lower Austroalpine nappes are virtu- ally absent in the Engadine window, they are again occasional- ly found at the northern margin of the Tauern window (Tarn- tal nappes, Radstatt Tauern units). The Matrei zone at the southern margin of the Tauern window is a mélange that con- tains olistoliths derived from the Lower Austroalpine realm (Frisch et al. 1989), but was attributed to the Penninic nappes (see below). Furthermore, we mapped the Wechsel nappes found at the eastern margin of the Alps as part of the Lower Austroalpine nappe system.
The units mapped as Nappes derived from Margna-Sesia fragment are somewhat special in that they are derived from fragments that are interpreted to have been rifted off the most distal part of the Apulian margin as extensional allochthons during mid-Jurassic opening of the Piedmont-Liguria ocean (Froitzheim et al. 1996; Fig. 2b). These units, comprising Sesia- Lanzo zone and Dent Blanche nappe in Northern Italy and Western Switzerland, and Margna- and Sella nappes in East- ern Switzerland, respectively, occupy a transitional position between Austroalpine and Penninic units (Trümpy 1992).
Remarks concerning the term “Penninic nappes”
Classically, the term “Penninic nappes” includes nappes de- rived from all sorts of paleogeographic domains (European margin, Valais ocean, Briançonnais terrane and Piedmont-Lig- uria ocean), which is somewhat unfortunate. Nevertheless this term could hardly be abandoned completely, because it is too deeply entrenched in the Alpine literature. However, we de- cided not to completely follow the tradition by excluding those units as “Penninic”, which formed part of the European mar- gin. We denote these structurally lowermost metamorphosed units, widespread in the Lepontine dome and the Tauern win- dow (Fig. 1), together with the Gotthard “massif”, as “Sub- Penninic”, following a suggestion by Milnes (1974).
Upper Penninic nappes
The units mapped as Upper Penninic nappes are predominant- ly derived from the Piedmont-Liguria Ocean (Alpine Tethys) and pieces of exhumed sub continental mantle of the immedi- ately adjacent distal margin of Apulia. Occasionally, slices of the adjacent former passive margins (Apulia and/or Briançon- nais) are intercalated (for example in the former “Combin
Zone” in the sense of Argand 1916; e.g. Bearth 1967; Escher et al. 1997; Dal Piaz 1999). They normally occupy the structurally highest position within the Alpine nappe stack, unless their original position was severely modified by large-scale post- nappe folding (Schmid et al. 1990; Bucher et al. 2003). These units consist of (i) ophiolites, often grading into distal conti- nental margin units (i.e. Manatschal & Nievergelt 1997); (ii) Bündnerschiefer (i.e. “Avers Bündnerschiefer”; Oberhänsli 1978) or Schistes Lustrés (i.e. nappe du Tsaté; i.e. Escher et al. 1997), often containing ophiolitic slices or olistoliths; (iii) non- metamorphic cover nappes of very internal, but not exclusively oceanic origin, such as the Helminthoid flysch of the Em- brunais-Ubaye cover nappes (i.e. Kerkhove 1969) or the Nappes Supérieures of the Préalpes of Western Switzerland and adjacent France (i.e. Caron et al. 1989), respectively; (iv) and finally, ophiolitic mélanges such as the Matrei zone found at the rim of the Tauern window (Frisch et al. 1989; Kurz et al. 1998).
Some of these units, such as the cover nappes of the Em- brunais-Ubaye area and Préalpes Romandes, are found at the front of the Western Alps and were detached early on, because they remained non-metamorphic (Frey et al. 1999). Others, such as the Upper Penninic nappes forming a very large part of the internal Western Alps, are mostly characterised by subduc- tion-related Tertiary-age pressure-dominated metamorphism (i.e. Gebauer 1999) and associated deformation. Finally, the Upper Penninic units of the Eastern Alps (i.e. Arosa and Plat- ta units of Eastern Switzerland, Matrei mélange of the Tauern window, Ybssitz ophiolite unit in front of the Northern Cal- careous Alps, and units in the Rechnitz window at the eastern margin of the Alps) formed part of a Cretaceous-age nappe stack (Froitzheim et al. 1994) and/or accretionary wedge (Frisch et al. 1989). They are characterised by an Eoalpine (i.e. Cretaceous) tectonic overprint associated with variable grades of metamorphism, ranging from non-metamorphic over green- schist to blueschist conditions (Frey et al. 1999).
Middle Penninic nappes
These units are part of the “Briançonnais terrane” (Fig. 1). An unequivocal subdivision into a more internal “Briançonnais” and a more external “Subbriançonnais” paleogeographical do- main is only possible where cover sequences are well preserved.
The areas mapped as Sedimentary cover of Middle Pen- ninic basement nappes comprise Mesozoic cover attributed to the Briançonnais terrane that remained in stratigraphic con- tact with the crystalline basement (i.e. Escher et al. 1997) and which are large enough to be mapped at the scale of the map presented in Plate 1. In many cases this Mesozoic cover is in- complete and only comprises those Triassic sediments that were situated below a principle detachment horizon (either the Lower Triassic or the Carnian evaporites, depending on facies; see Trümpy 1980, his fig. 33).
The Middle Penninic basement nappes partly consist of a
108 S.M. Schmid et al.
pre-Late Carboniferous basement exhibiting pre-alpine meta- morphism, and partly of mono-metamorphic Permo-Carbonif- erous fill (e.g. Baudin et al. 1993). This unit comprises all base- ment nappes whose origin is known or interpreted to have been part of the Briançonnais terrane. This attribution is well established in case of the basement slices that make up the for- mer Bernhard nappe and its equivalents in the Western Alpine Arc (i.e. Gouffon 1993; Escher et al. 1997) and, in case of the Tambo and Suretta nappes of Eastern Switzerland (e.g. Schmid et al. 1990). In the case of what is historically referred to as “Internal Massifs”, i.e. the Dora Maira, Gran Paradiso and Monte Rosa nappes, the attribution to the Briançonnais terrane (Keller & Schmid 2001), as depicted in Plate 1, is not undisputed. For the M. Rosa nappe, for example, a paleogeo- graphic origin from the distal European margin has also been proposed (Froitzheim 2001).
Detached Middle Penninic cover nappes of the Western Alps are found at the front of the Western Alps, together with Upper Penninic cover nappes (Embrunais-Ubaye nappes, Préalpes Romandes, “Klippen” of Central Switzerland), or al- ternatively, behind a WNW-directed out-of-sequence thrust (Roselend thrust, also referred to as the “Penninic Front”) in case of the Nappe du Pas-du-Roc in Savoie (Ceriani et al. 2001). The Schams, Falknis-Sulzfluh and Tasna nappes of Eastern Switzerland, however, are in more internal positions, i.e. situated below the orogenic lid formed by Upper Penninic and Austroalpine units (i.e. Schmid et al. 1990; Schreurs 1993).
Detached Permo-Carboniferous sediments (Zone Houil- lère) and their Mesozoic cover were mapped separately from the “detached Middle Penninic cover nappes” that exclusively consist of Mesozoic cover. These units were detached at the base of a voluminous Permian trough, referred to as “Zone Houillère” (Desmons & Mercier 1993). The Zone Houillère, whose pre-Carboniferous substratum remains unknown, forms the backbone of the Western Alps. In the area around the town of Briançon (France) these Carboniferous sediments are overlain by Permian deposits and finally by the classical Meso- zoic series of the Briançonnais (Ellenberger 1958).
Lower Penninic nappes
This unit comprises sequences derived from the Valais Ocean and/or the immediately adjacent distal continental margin units (i.e. Fügenschuh et al. 1999). These units were not accret- ed to the Alpine orogen before the Tertiary.
Lower Penninic units attributed to the Valais Ocean are conspicuously absent in the southern part of the Western Alpine Arc. There, the Valais suture was sealed by Priabonian flysch (Cheval Noir unit; Ceriani et al., 2001). This flysch, hith- erto attributed to the “Ultra-Dauphinois” (Barbier 1948), was mapped as Tertiary flysch sealing Lower Penninic accretionary prism.
The bulk of the Lower Penninic units mapped in Plate 1, however, are made up of unit North-Penninic ophiolites and
Bündnerschiefer. In the northern part of the Western Alps parts of this unit, known as “Versoyen” (Elter & Elter 1965), are made up of fragments of oceanic crust that underwent Ter- tiary-age high-pressure metamorphism (Fügenschuh et al. 1999; Loprieno 2001; Bousquet et al. 2002). However, not all sediments attributed to the Lower Penninic nappes, also known as “Valaisan” or “Zone the Sion-Courmayeur” (Trümpy 1960; Escher et al. 1997) in Savoie and Western Switzerland, have been deposited on truly oceanic lithosphere. These Bündnerschiefer-dominated sediments represent a Cre- taceous to Tertiary-age post-rift sequence, the so-called “trilo- gie Valaisanne” (Antoine 1971, Jeanbourquin & Burri 1991, Loprieno 2001), that can be followed all the way into the foot- wall of the Berisal nappe, situated at the western edge of the Lepontine dome.
Along the northern rim of the Lepontine dome unit “North-Penninic ophiolites and Bündnerschiefer” can be fol- lowed into Eastern Switzerland, where large volumes of Bünd- nerschiefer are exposed in the Prättigau half-window, as well as in the Engadine window, parts of the latter being again characterised by high-pressure metamorphism (Bousquet et al. 1998). Furthermore, we included the Niesen flysch of the Préalpes Romandes (Ackermann 1986) and the early-detached Sardona flysch of the Infrahelvetic units of Eastern Switzer- land into this tectonic unit. Additionally, we also correlated the following units found along the southern margin of the Lepontine dome as belonging to the Lower Penninic nappes: Antrona ophiolites, Orselina series, Bellinzona-Dascio zone and Chiavenna ophiolites. This latter correlation is based on structural work in an area around the Bergell intrusion (e.g. Davidson et al. 1996; Berger et al. 1996; Schmid et al. 1996b).
In the Eastern Alps the Rhenodanubian flysch, which is also part of the Lower Penninic nappes, outcrops within a nar- row corridor along the northern edge of the Austroalpine nappes, extending all the way from Eastern Switzerland to Vi- enna. This flysch unit is entirely made up of Bündnerschiefer- type sediments (Prey 1980; Oberhauser 1995). Finally, we also attributed the Bündnerschiefer-type sediments of the Glock- ner nappe (Obere Schieferhülle) in the Tauern window (Kurz et al. 1998) to this Lower Penninic unit and hence to the Valais ocean.
Sub-Penninic nappes
Units denoted as “Sub-Penninic”, forming the structurally lowest parts of Lepontine dome and Tauern window, are in- terpreted as derived from the distal European margin (Fig. 1). Some of these basement-dominated units, together with the basement of the “Tavetsch massif”, explicitly mapped as part of unit “Helvetic and Ultrahelvetic nappes” (Plate 1), represent the former crystalline substratum of the Helvetic and Ultrahelvetic nappes, detached before the onset of Ter- tiary-age metamorphism within the lowermost Sub-Penninic nappes.
Tectonic map of the Alps 109
The areas mapped as Mesozoic cover of Sub-Penninic basement nappes represent those cover units of the Sub-Pen- ninic basement units that remained within the metamorphic cores of the Alps (Lepontine and Tauern domes) and which suffered Alpine metamorphism (Frey et al. 1999). This cover delineates nappe boundaries within the deepest Lepontine nappes. Only some of this cover, predominantly Mesozoic marbles and Bündnerschiefer, is strictly autochthonous with respect to the adjacent basement rocks. In other instances, i.e. in the case of the cover of the Gotthard “Massif” (Etter 1987), this cover was detached from its crystalline substratum. The cover of the Untere Schieferhülle of the Tauern window, sliced into several thrust sheets, also including parts of the crystalline underpinnings (Kurz et al. 1998), could only be schematically mapped at the scale of Plate 1.
The bulk of the Sub-Penninic units consists of Non- eclogitic Sub-Penninic basement nappes, overprinted by Ter- tiary-age Barrowian-type metamorphism (Frey et al. 1999). In the Lepontine dome, these nappes include, from base to top: Gotthard “Massif” (in reality a back-folded nappe; Milnes 1974), Verampio and Leventina gneisses, Simano-Antigorio and M. Leone nappes (Spicher 1976). In the Tauern window these nappes predominantly consist of Variscan basement, in- truded by Late Variscan granitoids (Zentralgneis) (Lammerer & Weger 1998; Kurz et al. 1998),
Intensely sliced Eclogitic Sub-Penninic basement units are occasionally found at the top of the Sub-Penninic nappes, i.e. at the immediate base of the Lower Penninic nappes (Valaisan). In the Lepontine dome these mylonitic slices are known as Adula nappe or Cima Lunga nappe, whose outlines in Plate 1 were modified after Nagel et al. (2002). These eclogitic slices, and others recently found at the base of the Maggia nappe (Engi et al. 2001), are interpreted to have been part of an accretionary wedge or extrusion wedge that also in- cludes parts of the Lower Penninic nappes (Schmid et al. 1996a; Engi et al. 2001). The Eclogite Zone of the Tauern win- dow, also characterised by Tertiary-age eclogitic overprint (Zimmermann et al. 1994; Kurz et al. 1998), is interpreted to occupy a comparable structural position within the Alpine nappe stack. Note, however, that the eclogitic “internal mas- sifs” of the Western Alps are attributed to the Middle Penninic nappes, since they overlie the Lower Penninic nappes, as is seen in the profiles of Figs. 3 a and b.
Northern Alpine foreland and Helvetic nappes
The classical area of the Helvetic and Ultrahelvetic nappes (Ramsay 1981; Pfiffner 1993), i.e. limestone-dominated cover nappes derived from the more proximal European margin, is restricted to the Alpine foreland of Switzerland and western- most Austria. The base of the Helvetic nappes is drawn along the Glarus overthrust (Schmid 1975) and its equivalent in Western Switzerland, i.e. the base of the Diablerets nappe. A thin mylonitic slice of basement, referred to as Tavetsch Mas-
sif, positioned between Aar massif and Gotthard “Massif”, is also mapped as Helvetic, since this basement slice is thrust over the Aar massif and its cover by a distance of at least 15km along a splay at the rear of the Glarus thrust (Pfiffner 1985).
Only a few and very thin Helvetic slices are found along the northern margin of the Eastern Alps in Central and East- ern Austria. This is due to the erosion of the Mesozoic passive margin sediments, that presently form the Helvetic nappes of Switzerland, during late “Senonian” to Paleocene foreland in- version, pre-dating thrusting in the Helvetic nappes (Ziegler et al. 2002). On the other hand, the sediments that were de- posited SW of those making up the Helvetic nappes of West- ern Switzerland (Diablerets and Wildhorn nappes; e.g. Ram- say 1981) become progressively more autochthonous towards the SW, i.e. when moving into the cover referred to as “Dauphinois” in the Chaînes Subalpines of France (Ramsay 1989). There the Alpine foreland is made up of para-au- tochthonous slices (Gratier et al. 1989), except for thin al- lochthonous slices found east and south of the M. Blanc massif, mapped as part of the Helvetic nappes. South of the M. Blanc massif an out-of-sequence thrust known as “Penninic front” or “Roselend thrust” (Fügenschuh et al. 1999; Ceriani et al. 2001) laterally ramps into parts of the Dauphinois (classically re- ferred to as “Ultradauphinois” in the French literature). These thrust sheets, which include a small part of the internal Pelvoux massif (the Combeynot massif) are mapped as lateral analogs of the Helvetic and Ultrahelvetic nappes.
Unit Helvetic flysch mostly comprises Late Eocene to Early Oligocene flysch (including nummulitic limestone at its base) deposited in an internal part of the Alpine foreland basin. Often this flysch un-conformably overlies the Mesozoic cover of the autochthonous to para-autochthonous external massifs in the Northern Alpine foreland (i.e. Sinclair 1997). In the French Alps this flysch, referred to as “Helvetic” in Switzerland, is known as “Grès d’Annot”, “Grès de Champ- saur” or “Flysch des Aiguilles d’Arves”. In case of the Glarus area, this unit also includes early-detached Late Cretaceous to Paleogene cover slices of south-Helvetic origin (Blattengrat “flysch”; Lihou 1995), presently found below the out-of- sequence Glarus thrust, together with the Lower Penninic Sardona flysch.
Unit Subalpine Molasse is made up of south-dipping thrust slices of conglomeratic Molasse (Pfiffner 1986). These thrust sheets, that root below the external massifs in Eastern Switzer- land (Pfiffner et al. 1997a) can be followed all along the north- ern rim of the Swiss and Austrian Alps. There they form a clearly defined northern front of the Alpine thrust sheets. The front of the external thrust sheets of the Western Alps is more diffuse, and Molasse deposits are often lacking (Lickorish and Ford 1998).
Unit Deformed autochthonous and para-autochthonous pre-Tertiary cover of the Northern Alpine foreland is restrict- ed to the Western Alps where late stage thrusting propagated far into the foreland in Miocene to Recent times (Burkhard & Sommaruga 1998). These units comprise thick- and thin-
110 S.M. Schmid et al.
skinned thrust sheets. The thick-skinned thrust sheets com- prise the “External Massifs” and their cover, also referred to as “para-autochthonous Helvetic units” in Switzerland (including the Morcles and Doldenhorn nappes of Western Switzerland; Ramsay 1981), or as “Chaînes Subalpines” (Gratier et al. 1989) in France. Thin-skinned thrust propagation in the Late Miocene to Pliocene led to folding and thrusting in the Jura (Laubscher 1961; Burkhard & Sommaruga 1998) and in the southern part of the Chaînes Subalpines (Digne thrust, mapped within this unit in the south-western corner of Plate 1; Lickorish & Ford 1998).
Unit Undeformed pre-Tertiary cover of the Northern Alpine foreland comprises the rift flanks of Rhine- and Bresse graben, including the Rhine-Bresse transfer zone, uplifted in Oligo-Miocene times. Subsequent to Oligocene graben forma- tion these areas were affected by very weak, presumably sub- Recent to Recent, shortening (Giamboni et al. 2004).
The basement outcropping in unit External massifs of the Alps and Variscan basement of the Northern Alpine foreland is connected below the Molasse basin and the Jura Mountains. Substantial Alpine shortening only affected the External mas- sifs, while the far-field stress in the Alpine foreland is held re- sponsible for at least part of the exhumation of Black Forest and Vosges during the Miocene (Laubscher 1987).
Five schematic transects through the Alps, illustrating important along-strike changes in the Alpine orogen
Important progress has recently been made regarding large- scale geophysical-geological transects across the Alps (Pfiffner et al. 1997b; Roure et al. 1990, 1996; Transalp Working Group 2002) involving high-resolution deep seismic sounding along such transects, and a wealth of geophysical data collected dur- ing the past 40 years (e.g. Kissling 1993). This allows for a bet- ter understanding of the three-dimensional architecture of the Alps (i.e. Schmid & Kissling 2000).
Figs. 3a and 3b depict geological-geophysical transects (ECORS-CROP and NFP-20 WEST) across the Western Alps (Schmid & Kissling 2000; Escher et al. 1997), while the transect of Fig. 3c (NFP-20 EAST) crosses an area of Eastern Switzer- land situated near the transition into the Eastern Alps (Schmid et al. 1996a, 1997). These profiles are interpreted according to criteria extensively discussed in Schmid & Kissling (2000). They illustrate the following major changes, which occur along strike, i.e. when going from the N-S striking part of the West- ern Alps (Figs. 3a) towards the Eastern Alps (Fig. 3b and 3c): (1) Duplication of European lower crust vs. wedging of Apu- lian lower crust into the European crust, (2) Apulian Moho rising towards the Alps (Ivrea body) vs. descending Apulian Moho at the base of the lower crustal wedge, (3) increasing amounts of back-thrusting in the vicinity of the Insubric line, and, (4) increasing amounts of Miocene shortening within the Southern Alps.
Recent results from high-resolution tele-seismic tomogra- phy, focussing on the lithosphere and upper mantle P-wave ve-
locity structure beneath the entire Alps (Lippitsch 2002; Lip- pitsch et al. 2003) led to a 3-D tomographic model that, when integrated with the deep crustal structure along the Alpine transects depicted in Fig. 3, indicates a change in present-day subduction polarity that occurs within the Eastern Alps. This new finding is extensively discussed and confronted with the results of previous work elsewhere (Schmid et al. 2004). Note that regarding the Eastern Alps (Figs. 3d, e) the inferred crustal geometry considerably differs from that provided by TRANSALP Working Group (2001, 2002) and many of the crustal-scale interpretations given in Nicolich et al. (2003). This concerns particularly the Moho depth inferred for the South- ern Alps by Kummerow et al. (2003), which is based on an analysis of receiver functions.
According to this new interpretation of the lithosphere geometry, the European lithospheric slab descending towards southeast and underneath the Apulian lithosphere steepens eastwards and towards the Tauern window. East of a point lo- cated beneath the western part of the Tauern window, the Apulian lithospheric slab is imaged as dipping under the Euro- pean lithosphere by some 170km (Lippitsch 2002; Schmid et al. 2003; Schmid et al. 2004). This finding is surprising at first sight, since there is no indication for an along-strike change in the stacking order of the major paleogeographic and tectonic units in the Alps, as is seen from Fig. 1 and Plate 1.
It is proposed that drastic changes at a lithospheric scale occurred at around 20 Ma ago (for a more extensive discussion see Schmid et al. 2004). The south-dipping European subduc- tion slab, which did penetrate into the asthenosphere during the Oligocene and Early Miocene, started to tear off the lithos- phere and began to retreat into the Carpathian loop (Wortel & Spakman 2000). This caused massive extension in the Pannon- ian Basin, also comprising the eastern continuation of the Alps located north of the Balaton line (eastern continuation of the Periadriatic line), which did escape and were simultaneously extended eastwards. Very likely, this retreat allowed for the change in subduction polarity, postulated to have occurred in the area of the TRANSALP profile (Fig. 3d). Note that at pre- sent, no separation between Southern Alps and Dinarides is evident at the earth’s surface (see Fig. 1). Hence, both are ex- pected to presently occupy the same, i.e. lower plate, position. A major change occurs, however, across Giudicarie belt and Brenner line in the border area between the two mantle-lithos- pheric slabs (SE-dipping European and NE-dipping Adriatic slab, respectively). It is proposed, that the change in subduc- tion polarity between the NFP-20 EAST & EGT transect (Fig. 3c) and the EASTERN ALPS transect (Fig. 3e) is only an ap- parent one. By taking into account the 3D-geometry of the en- tire Alpine-Pannonian-Dinaridic system, we propose a lateral north-westward movement of the NE-dipping Dinaridic man- tle-lithospheric slab south of the Periadriatic line, identical with the Adriatic slab, and into profile EASTERN ALPS (Fig. 3e), facilitated by the eastward retreat of the detached Euro- pean slab into the Carpathian loop. At the earth’s surface two major orogen-perpendicular post-collisional features, that
Tectonic map of the Alps 111
formed at around 20 Ma ago, coincide with this change in sub- duction polarity: Giudicarie belt (Stipp et al. in press) and the Brenner normal fault (Fügenschuh et al. 1997). This suggests that the change in subduction geometry imaged by tomogra- phy was not established before some 20 Ma ago, i.e. when these across-strike features started to form.
Fig. 3d presents a re-interpretation (Schmid et al. 2003) of the TRANSALP geophysical-geological transect (Transalp Working Group 2002) in the light of the new findings on the lithospheric geometry of the Alps based on high-resolution to- mography (Lippitsch et al. 2003). It emphasizes the importance of strike slip faulting along Inntal and Pustertal lines, adjacent to the Tauern ductile pop-up structure, while the interpreta- tion given by Transalp Working Group (2002) emphasises thrusting along a thrust at the base of the Tauern window, re- ferred to as “Sub-Tauern ramp”. The deep structure of the transect depicted in Fig. 3d completely differs from that pro- posed by Transalp Working Group (2002). Both Fig. 3d and 3e depict the Apulian Moho as descending northwards under the European lithosphere.
Note that the polarity of the suture between Rhenodanu- bian flysch (Valais ocean in Fig. 1) and northern rim of the Austroalpine nappes (Apulian plate in Fig. 1) does not change along strike from west to east (Figs. 1 and 3). This indicates that the northern rim of the Apulian (Austroalpine) upper plate remains unaffected by the Miocene change in subduction polarity, which only concerns the southern part of the transects of Figs. 3d and 3e.
Profile EASTERN ALPS (Fig. 3e), discussed in more de- tail in Schmid et al. (2004), illustrates the geometry of the Aus- troalpine nappe stack proposed in this work. It preserved a thickness of some 10-20km in the area east of the Tauern win- dow, which lacks substantial exhumation by late stage thrust- ing and/or orogen-parallel extension during the Tertiary. In the profile of Fig. 3e the Koralpe-Wölz high-P nappe system is interpreted as representing a former extrusion wedge situated between the Silvretta-Seckau nappe system in its footwall and the Ötztal-Bundschuh and Drauzug-Gurktal nappe systems in its hanging wall. This extrusion wedge exhumed high-pressure units that formed during the subduction of the western embay- ment of the Meliata Ocean (Figs. 2b and 2c) during Cretaceous (Eoalpine) orogeny.
Conclusions
The new tectonic map (Plate 1) uses paleogeographical affilia- tion (Fig. 1) as well as tectono-metamorphic evolution, apart from purely structural criteria. It reflects the bewildering com- plexity of the Alpine orogen both in terms of its evolution in time, as well as in terms of important along-strike changes. Concerning the evolution in time, the maps (Plate 1, Fig. 1), in combination with a simple paleogeographical reconstruction (Fig. 2) illustrate and confirm the view that the Alps are the product of two orogenies, a Cretaceous one, that was followed by a Tertiary one (Froitzheim et al. 1996). While the former is
related to the closure of an embayment of the Meliata Ocean into Apulia, the latter is due to the closure of the Alpine Tethys between Apulia and Europe.
Along-strike changes are more dramatic than hitherto be- lieved, as is shown, for example, in the geophysical-geological transects presented in Fig. 3, based on combining a variety of methods in deep sounding with recent advances in laboratory methods and with the analysis of surface geological features by ongoing field work. In spite of their excellent 3D exposure and the enormous amount of available data (the attached list of references is far from complete), the Alps are still far from being over-investigated, as is particularly well demonstrated by many surprising recent findings.
Acknowledgements
We thank all the colleagues, interested in a variety of aspects of Alpine geolo- gy for having shared their thoughts with us. Silvio Lauer is thanked for his pa- tience during the drafting of the figures, particularly concerning plate 1 that evolved through a series of modifications. B. Lammerer and E. Lüschen are thanked for making available and discussing with us unpublished data regard- ing the TRANSALP seismic transect which led to a substantial improvement of an earlier version of this transect. R. Trümpy and P. Ziegler improved an earlier version of the manuscript. The constructive reviews by G.-R. Man- atschal and G.V. Dal Piaz were very helpful for making us fully aware of alter- native interpretations. R.S. acknowledges support by the Austrian projects FWF P12277GEO and P14525GEO. S. Sch. and B. F. acknowledge substantial funding by the Schweizerischer Nationalfonds over many years. Since 1994, they were supported by numerous NF-projects focussing on Alpine Tectonics, namely NF projects 20-42132.94, 20-49558.96, 20-55559.98, 20-61814.00, 20- 63391.00 and 2000-068020.02/1, support that was essential for compiling the new tectonic map of the Alps. The Swiss Academy of Sciences (SANW) is thanked for generously covering the extra costs for printing figures and table in colour.
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Manuscript received October 2, 2003 Revision accepted March 30, 2004
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S.M. Schmid et al. Tectonic map of the alps
Plate 1 Tectonic map of the Alps