Literature Review Resources
International Review of Psychiatry, August 2008; 20(4): 382–388
Depression in Alzheimer’s disease: Phenomenology, clinical correlates and treatment
SERGIO E. STARKSTEIN 1,2
, ROMINA MIZRAHI 3,4
, & BRIAN D. POWER 1,2
1 School of Psychiatry and Clinical Neurosciences, University of Western Australia,
2 Fremantle Hospital,
Western Australia, Australia, 3 Faculty of Medicine, University of Toronto, Ontario, Canada, and
4 Center for Addiction and Mental Health, PET centre, Toronto, Ontario, Canada
Abstract Depression is one of the most frequent comorbid psychiatric disorders in Alzheimer’s disease and other dementias, and is associated with worse quality of life, greater disability in activities of daily living, a faster cognitive decline, a high rate of nursing home placement, relatively higher mortality, and a higher frequency of depression and burden in caregivers. Depression in Alzheimer’s disease is markedly under-diagnosed, and most patients with depression are either not treated or are on subclinical doses of antidepressants. This is related to the lack of validated diagnostic criteria and specific instruments to assess depression in dementia. Apathy and pathological affect-crying are the main differential diagnoses of depression in Alzheimer’s disease. Left untreated, major depression in Alzheimer’s disease may last for about 12 months. Recent randomized controlled trials demonstrated the efficacy of sertraline and moclobemide to treat depression in Alzheimer’s disease. Other psychoactive compounds may be useful as well, but careful consideration must be given to potentially serious side-effects.
Introduction
Depression is increasingly recognized as one of the
most frequent psychiatric disorders of Alzheimer’s
disease (AD). For the past ten years several studies
have examined the epidemiology, mechanism, clin-
ical correlates and treatment of depression in AD
(Lyketsos & Olin, 2002). Nevertheless, important
issues regarding the phenomenon of depression in
AD remain to be properly clarified. First, there is no
general consensus on the most valid method to assess
and diagnose depression in AD. There is a major
overlap between symptoms of depression and symp-
toms of AD, and there are few instruments that
were specifically designed to assess depression in
dementia. These diagnostic limitations may at least
partially account for the high variability on the
frequency of depression in AD reported in several
studies (Lyketsos & Olin, 2002). Second, patients
with AD often show a variety of psychological and
behavioural problems such as anxiety, apathy, dis-
inhibition, irritability, and poor insight, among
others. Depression in AD rarely occurs in isolation
and is usually comorbid with one or more of the
above. Finally, there is a paucity of treatment studies
for depression in AD, although recent controlled
studies suggest that several antidepressant com-
pounds and psychological treatments may be
effective.
The aim of the present review is to provide a
critical analysis of the methods currently used to
diagnose depression in AD, to review the most
important clinical and psychiatric comorbidities of
this condition, and to examine the efficacy of
different treatment modalities for depression in AD.
Diagnostic approaches to depression
in dementia
There are four main approaches to diagnose depres-
sion in chronic degenerative neurological conditions.
For the ‘inclusive approach’ (Cohen-Cole &
Stoudemire, 1987) symptoms which may or may
not be related to the physical illness are counted
towards the diagnostic criteria. For the ‘exclusive
approach’ symptoms specifically associated with the
neuropsychiatric disorder are counted but symptoms
that the interviewer feels are related to the physical
illness are not counted (Gallo, Rabins, Lyketsos,
Tien, & Anthony, 1997). For the ‘substitutive
Correspondence: Professor Sergio E. Starkstein, Education Building T-7, Fremantle Hospital, Fremantle, 6959 WA, Australia. Tel: 61 8 9431 2013.
E-mail: [email protected]
ISSN 0954–0261 print/ISSN 1369–1627 online � 2008 Informa Healthcare USA, Inc. DOI: 10.1080/09540260802094480
approach’ non-overlapping symptoms of depression
(e.g. psychological symptoms) are substituted for the
overlapping diagnostic criteria (Olin, Katz, Meyers,
Schneider, & Lebowitz, 2002a). Finally, the ‘specific
symptom approach’ only considers those symptoms
which are significantly more frequent in patients with
sad mood as compared to those without sad mood,
and the diagnostic criteria are modified to include
only specific symptoms (Starkstein, Jorge, Mizrahi,
& Robinson, 2005b). The question now arises as to
the best strategy to diagnose depression in AD.
A work group convened by the National Institutes
of Mental Health (NIMH) suggested that depression
in AD should be diagnosed using the inclusive
approach, which may minimize the rate of false
negatives (Olin et al., 2002a; Olin et al., 2002b).
This is an important suggestion given that depression
in AD largely goes unrecognized. On the other hand,
the inclusive strategy will maximize the rate of
false positives, with the concomitant over-diagnosis
and unnecessary treatment of depression. Therefore,
the ‘specific symptom approach’ is clinically more
appropriate, although its implementation will depend
on appropriate validation studies of depressive
symptoms in AD.
Diagnostic criteria for depression in AD
One of the main limitations to a valid diagnosis of
depression in dementia is the overlap between
symptoms of depression and symptoms of cognitive
and functional decline. For instance, insomnia,
psychomotor retardation, loss of energy, loss of
libido, and poor appetite are common among
patients with dementia, but are also clinical criteria
for a DSM-IV diagnosis of major depression. Several
studies examined the specificity of symptoms of
depression in AD. Chemerinski and co-workers
(2001) assessed a series of 233 patients with AD,
47 patients with depression without dementia, and
20 age-comparable healthy individuals for the fre-
quency of depressive symptoms. The main finding
was that the presence of sad mood was associated
with significantly higher scores on the HAM-D items
rating guilt, suicide, insomnia, loss of interest,
retardation, agitation, worry, anxiety, loss of
energy, loss of libido, and hypochondriasis, but not
loss of appetite. This finding demonstrates that both
physical and psychological symptoms of depression
are frequent among AD patients with sad mood.
Another important finding of this study was that
AD patients without sad mood had no more
symptoms of depression than did age-comparable
healthy individuals, demonstrating that physical
and psychological symptoms of depression should
not be necessarily construed as mere epiphenomena
of a chronic neurological disease, but may be specific
to depression in AD. Furthermore, only 2% of
the AD patients met the DSM-IV criteria for
major depression without having sad mood or loss
of interest, confirming that symptoms of depression
are uncommon among AD patients without
sad mood.
Lyketsos and co-workers (2001) suggested an
empirically based taxonomy of psychiatric disorders
in AD. They suggested that the ‘individual symptom
approach’ may ignore the high comorbidity of
psychiatric symptoms and syndromes in AD and
should not be used. The authors examine a large
series of AD patients living in the community,
and using latent class analysis they identified a
group (27% of the participants) who exhibited
affective symptoms of depression, anxiety, irritability
and apathy. Based on these findings, they proposed
specific diagnostic criteria for AD-associated
affective disorder (Table I).
The NIMH workgroup proposed standardized
diagnostic criteria for depression in AD (Olin et al.,
2002a, 2002b) (Table II). These are similar to the
DSM-IV criteria for major depression, but with the
inclusion of irritability and social isolation replacing
loss of libido, and with loss of pleasure in response to
social contact replacing loss of interest. The NIMH
criteria require three symptoms for the diagnosis
of depression instead of the five required by the
DSM-IV criteria for a major depressive episode, and
symptoms are not required to be present nearly
every day (Table II).
Table I. Diagnostic criteria for AD-associated neuropsychiatric
disturbance (adapted from Lyketsos et al., 2001).
A. Meeting NINCDS/ADRDA criteria for probable AD.
B. A prominent disturbance of affect, disruptive to the patient
or the care environment and representing a change from
the patient’s baseline, as evidenced by the presence of one
or more of the following symptoms: 1. Depression
2. Iritability
3. Anxiety
4. Euphoria
C. One or more of the following associated symptoms must
be present:
1. Aggression
2. Psychomotor agitation
3. Delusions
4. Hallucinations
5. Sleep disturbance
6. Appetite disturbance
D. Symptoms from B and C co-occur most days, and
the disturbance has a duration of at least 2 weeks.
E. The disturbance has its first onset within two years or after
the onset of dementia.
F. The disturbance cannot be explained in its entirety by
another cause (e.g. a general medical condition,
medication, life stressors).
Depression in Alzheimer’s disease 383
Few studies have examined the validity of the
NIMH criteria. Starkstein and co-workers (2005b)
found that 41% of depressed AD patients in the stage
of severe dementia had no sad mood (i.e. depression
was diagnosed based on the presence of loss of
interest/anhedonia) suggesting that the NIMH
criteria may have low specificity for depression in
the late stages of dementia. A recent study by Vilalta-
Franch et al. (2006) compared the frequencies of
depression resulting from using 4 different diagnostic
schemes for depression in a sample of 491 patients
with AD. Frequencies of major or severe depression
were 5% for the International Classification of
Diseases, 10th Revision (ICD-10) criteria, 10% for
the Cambridge Examination for Mental Disorder of
the Elderly (CAMDEX) diagnostic criteria, 13% for
the DSM-IV criteria for major depression, and 27%
for the NIMH work group criteria. The authors
stressed that the requirements of loss of confidence/
self-esteem and irritability accounted for a large
variance of the discrepancies.
In a recent study Starkstein and co-workers
(2005c) examined the temporal stability of symptoms
of depression in a series of 65 AD patients with
depression at baseline that were re-assessed for
depression an average of 17 months later. At
follow-up about half of the sample had no depression
and showed a significant improvement in the
symptoms of sadness, guilt, suicidal ideation, dis-
ruption in sleep, loss of interest, loss of energy,
thoughts of death, social withdrawal, psychomotor
changes, changes in appetite/weight, and symptoms
of anxiety. On the other hand, no significant
between-group changes were found on scores of
irritability or apathy. The finding that symptoms
of anxiety co-varied over time with the presence of
depression suggests that anxiety is attributable
to depression rather than to dementia. On the other
hand, the lack of changes on scores of irritability
among patients with remission of depression suggests
that irritability should not be construed as a criterion
for depression in AD.
One limitation to assess mood changes in demen-
tia is that patients with AD may under-report
depressive symptoms due to poor awareness of
their behavioural and emotional changes.
Chemerinski and colleagues (2001) examined dis-
crepancies between patients’ and caregivers’ reports
of depressive symptoms, and found that AD patients
under-rated the severity of their depressive
symptoms as compared to reports provided by their
respective caregivers. Another confounder is that
depression in caregivers may influence depression
ratings of patients. However, while some studies
found a significant influence of caregivers’ depres-
sion on patients’ own ratings of depression (Teri &
Truax, 1994) other studies showed no significant
impact (Loewenstein et al., 2001). In a recent
12-week study on the efficacy of sertraline among
AD patients with depression, Rosenberg and cow-
orkers (2005) found that both caregiver depression
and burden decreased during the three months of
the study, although these changes were not asso-
ciated with improvement in patient mood as rated
by the caregivers.
Taken together, these findings suggest that both
physical and psychological symptoms of depression
are frequent in AD. However, in the absence of
sad mood, symptoms of depression are no more
prevalent in AD than in age-comparable individuals
without dementia, suggesting that physical and
psychological symptoms of depression are not
epiphenomena of a chronic neurological disease,
but constitute specific symptoms of a mood disorder.
The diagnosis of depression in dementia should be
based on a systematic mental status examination
leading to a psychiatric diagnosis based on the
presence of a syndromic symptom cluster using the
inclusive approach, until specific criteria are properly
validated. Future studies will provide specific
Table II. Provisional diagnostic criteria for depression of AD
(adapted from (Olin et al., 2002b).
A. Three or more of the following symptoms have been present
during the same 2-week period and represent a change from
previous functioning: at least one of the symptoms is either
(1) depressed mood or (2) decreased positive affect or
pleasure. 1. Clinically significant depressed mood
2. Decreased positive affect or pleasure in response to social
contacts and usual activities
3. Social isolation or withdrawal
4. Disruption in appetite
5. Disruption in sleep
6. Psychomotor changes
7. Irritability
8. Fatigue or loss of energy
9. Feelings of worthlessness, hopelessness, or excessive or
inappropriate guilt
10. Recurrent thoughts of death, suicidal ideation, plan or
attempt
B. All criteria met for dementia of the Alzheimer type.
C. The symptoms cause clinically significant distress or disrup-
tion in functioning.
D. The symptoms do not occur exclusively during the course of
a delirium.
E. The symptoms are not due to the direct physiological effects
of a substance.
F. The symptoms are not better accounted for by other
psychiatric conditions.
Specify if: Co-occurring onset: if onset antedates or co-occurs with
the AD symptoms
Post-AD onset: if onset occurs after AD symptoms
Specify: With psychosis of AD
With other significant behavioral signs or symptoms
With past history of mood disorders
384 S. E. Starkstein et al.
diagnostic criteria for a valid (i.e. clinically mean-
ingful) diagnosis of depression in AD.
Depression in AD: Diagnostic instruments
The presence of psychiatric signs and symptoms
should be assessed with a structured psychiatric
interview that includes questions for a variety of
behavioural and emotional symptoms, as well as
specific items to rate the presence and severity of
observed abnormal behaviours. The Structured
Clinical Interview for DSM-IV (SCID) is a semi-
structured psychiatric interview for making the major
Axis I diagnoses (Spitzer, Williams, Gibbon, & First
1992). This instrument includes an overview of the
present psychiatric complaint and past episodes of
psychopathology. This is followed by specific sec-
tions with open-ended questions to obtain symptom
description from the patient and caregivers. The
examiner should use all sources of information
available at the time of the evaluation, and use her/
his own judgement about the presence of a given
symptom. The full SCID usually takes from 60 to 90
minutes to complete and has been validated for use
in AD (Chemerinski, Petracca, Sabe, Kremer, &
Starkstein, 2001).
Depression rating scales are useful to rate the
severity of depressive disorders and may also be used
as screening instruments to determine the likelihood
of the presence or absence of mood disorders in
dementia. The Hamilton Depression Rating Scale
(HAM-D) is a 17-item interviewer-rated scale that
measures psychological and autonomic symptoms of
depression (Hamilton, 1960). This instrument
assesses the individual’s mood, self-esteem, suicidal
ideation and interest in daily life activity and work
productivity. Other HAM-D items, such as those
rating sleep problems, psychomotor retardation,
poor concentration, loss of energy, and hypochon-
driasis may be difficult to assess in patients with AD.
The Geriatric Depression Scale (GDS) is a short
screening instrument for depression in the elderly
that focuses on psychosocial aspects of depression,
avoiding symptoms that may overlap with medical
disorders or aging (Yesavage et al., 1982). One
limitation of the GDS is that it is a self-report
instrument, and some of the questions may be
difficult for patients with moderate or severe demen-
tia to answer reliably. The Cornell Scale for
Depression in Dementia (CSDD) was developed to
specifically assess depressive symptoms in dementia
and is based on information provided by a caregiver
and the patient (Alexopoulos, Abrams, Young, &
Shamoian, 1988). If the examiner considers that
some of the symptoms are secondary to the cognitive
deficits, those symptoms should not be considered
for the final score.
Frequency of depression in Alzhiemer’s
disease
Estimates of depression in AD depend on sampling
issues, diagnostic methods, and clinical manifesta-
tions. The prevalence of major and minor depression
has been estimated to range between 30% to 50%
(Olin et al., 2002a). Population studies reported a
prevalence of dysphoria of 20% and an 18-month
incidence of 18% (Lyketsos & Olin, 2002).
Clinical correlates of depression in
Alzheimer’s disease
Depression in AD has been associated with worse
quality of life, greater disability in activities of
daily living (ADLs), a faster cognitive decline,
and relatively higher mortality (Kales, Chen, Blow,
Welsh, & Mellow, 2005; Lee & Lyketsos, 2003).
Kales and coworkers recently demonstrated that
demented patients with coexistent depression have
significantly higher rates of nursing home placement
than patients with either depression or dementia
alone (Kales et al., 2005). Starkstein and coworkers
(2005b) examined the clinical correlates of major
and minor depression in a consecutive series of 670
patients with AD. They found that patients meeting
DSM-IV criteria for either major or minor depres-
sion had more severe social dysfunction and greater
impairment in activities of daily living than AD
patients without depression, suggesting that even
mild levels of depression are significantly associated
with more functional impairment in AD. Patients
with major depression also showed more severe
anxiety, apathy, delusions and Parkinsonism than
those with minor depression, demonstrating that
the severity of depression is significantly associated
with increased psychopathology and neurological
impairments.
Differential diagnosis of depression in AD
Apathy
Apathy is defined as diminished activity due to lack
of motivation (Starkstein, Ingram, Garau, & Mizrahi,
2005a). Among patients with AD, apathy is mani-
fested as diminished drive to perform their daily
chores, low interest about family activities, and
emotional indifference to positive or negative
events. AD patients with apathy put little effort into
their usual chores and need help from a caregiver to
structure their routines. Depression is frequently
associated with apathy in AD, an expected finding
given that loss of interest and motivation is a cardinal
symptom of both apathy and depression. For
instance, key symptoms of apathy such as loss of
interest and psychomotor retardation are specific
Depression in Alzheimer’s disease 385
DSM-IV diagnostic criteria for depression, and
about two thirds of AD patients with apathy also
have depression.
In a recent study Starkstein and co-workers
examined the association between apathy and
depression in the context of a longitudinal study
that included 247 patients with AD (Starkstein,
Jorge, Mizrahi, & Robinson, 2006). In a cross-
sectional analysis about one quarter of patients
without depression had apathy, demonstrating that
depression is not necessary for apathy in AD. On the
other hand, about half of the patients with depression
had apathy, demonstrating that depression is not
sufficient for apathy in AD. After a mean follow-up
period of 18 months there was a significant increase
on apathy scores over time, but syndromal depres-
sion at baseline (i.e. major or minor depression) was
not significantly associated with more severe
apathy at follow-up. On the other hand, the presence
of apathy at baseline was a significant predictor of
increasing depression during follow-up, suggesting
that apathy may be an early marker or a prodromal
stage of depression in AD.
Pathological affective display
Pathological affective display is another important
differential diagnosis of depression in AD (Starkstein
et al., 1995). Patients with dementia may present
with sudden episodes of crying that may be classified
into two different categories: (1) ‘Emotional lability’,
which is defined as the sudden onset of crying that
the patient is unable to suppress, which generally
occurs in appropriate situations and is accompanied
by a congruent emotion (e.g. sadness); and (2)
‘Pathological crying’, which is defined as the sudden
onset of crying episodes that do not correspond
to an underlying congruent emotional change
(e.g. crying episodes in the context of normal
mood). Pathological affective display-crying was
present in about 50% of patients with AD
(Starkstein et al., 1995). Patients with pathological
affective display-crying showed significantly higher
depression and anxiety scores and a significantly
higher frequency of major and minor depression than
patients with no pathological affect. Taken together,
these findings suggest that pathological affect-crying
in AD may be a marker of an underlying depression.
Longitudinal evolution of depression in
Alzheimer’s disease
A personal history of psychiatric disorders is a strong
predictor of major depression in AD (Migliorelli
et al., 1995; Garre-Olmo et al., 2003). Left
untreated, major depression in AD may last for
about 12 months, whereas minor depression has a
shorter course (Starkstein et al., 1997; Garre-Olmo
et al., 2003). Longitudinal studies suggest that the
incidence (i.e. new cases) of depression in AD is
about 20% during a 12-month period, suggesting
that most patients with AD will develop depression at
some stage of their illness (Starkstein et al., 1997).
Treatment of depression in Alzheimer’s
disease
Pharmacological treatments
Most randomized control trials (RCT) and a recent
meta-analysis have shown that antidepressants are
superior to placebo for both treatment response and
remission of depression (Thompson, Herrmann,
Rapoport, & Lanctot, 2007).
Randomized controlled trials using selective ser-
otonergic re-uptake inhibitors (SSRIs) demonstrated
a significant efficacy over placebo for citalopram and
sertraline, but not for fluoxetine (Lyketsos & Lee,
2004) (Petracca, Chemerinski, & Starkstein, 2001).
Whereas SSRIs are better tolerated than tricyclics,
they may induce agitation, anxiety, tremor and
sleep problems. Autonomic changes such as dry
mouth, sweating, loss of weight and diarrhoea may
also occur. Concurrent administration of opiates or
monoamine oxidase inhibitors increases the risk
of serotonin syndrome and the concomitant use of
these medications should be avoided.
Tricyclics are rarely used to treat depression in AD
given their relatively frequent side-effects among
elderly individuals, important contra-indications and
high lethality index. A randomized controlled trial
using the tricyclic clomipramine demonstrated a
greater efficacy of the active compound over placebo
(Petracca, Teson, Chemerinski, Leiguarda, &
Starkstein, 1996). On the other hand, other studies
found no significant differences between the tricyc-
lics maprotiline or imipramine over placebo
(Lyketsos & Lee, 2004). Side-effects are frequently
reported in elderly individuals on tricyclics. The
most dangerous adverse event is a delay in cardiac
conduction and a potential heart block. Orthostatic
hypotension is a frequent problem with tricyclics,
and other anticholinergic side-effects include dry
mouth, reduced tear flow, impaired visual accom-
modation, constipation, urinary retention and cog-
nitive changes characterized by confusion or overt
delirium. Sedation and weight gain are other
frequent problems. Contraindications to the use of
tricyclics are myocardial infarction within the past
6 months, first- or second-degree heart block or
life threatening arrhythmias, history of prostatic
hypertrophy, difficult to treat seizures and glaucoma.
A randomized controlled trial using the reversible
monoamine oxidase inhibitor (MAOI) moclobemide
386 S. E. Starkstein et al.
demonstrated a significant efficacy of this medication
over placebo (Roth, Mountjoy, & Amrein, 1996).
Side effects for moclobemide were mild and mostly
included restlessness, dizziness, nausea and
constipation.
In summary, the current strategy to treat depres-
sion in AD is to start with a SSRI (Lyketsos & Olin,
2002), although the patient’s psychiatric and phar-
macological history (e.g. positive response to tricyc-
lics in the past) may suggest other therapeutic
alternatives. Medically compromised elderly patients
may not be suitable for either tricyclics or MAOIs.
In addition, the patient’s living situation should be
carefully evaluated (e.g. nursing homes with reduced
staff may warrant the use of treatments that would
require less nursing needs).
Non-pharmacological treatments for
depression in AD
Psychotherapy
A recent systematic review of psychological
approaches to the management of neuropsychiatric
symptoms of dementia (Livingston, Johnston,
Katona, Paton, & Lyketsos, 2005) suggests that
behaviour management therapies, and specific types
of caregiver and residential care staff education are
among the most effective to treat neuropsychiatric
symptoms in patients with dementia. A recent study
has demonstrated the effectiveness of specific treat-
ment guidelines for AD delivered through a collab-
orative care model, which included active screening
for cognitive impairment, active case finding and
treatment for depression, psychoses, behavioural
disturbances, and active monitoring and support
of the caregiver’s emotional and physical health
(Callahan et al., 2006).
Electroconvulsive therapy (ECT)
There is anecdotal evidence that ECT may be a
useful treatment for demented patients with major
depression that are refractory to medication (Rao &
Lyketsos, 2000). On the other hand, confusion
post-ECT is very frequent among depressed
patients with dementia undergoing ECT, and the
severity of confusion is significantly associated
with the severity of pre-ECT cognitive deficits
(Rao & Lyketsos, 2000).
Conclusions
Depression is one of the most frequent comorbid
psychiatric disorders in AD.
The diagnosis of depression in AD should be
made after a thorough mental status examination
with a specific evaluation for the signs and symptoms
of mood disorders. The best strategy to diagnose
depression in dementia is to use a standardized
psychiatric interview and structured diagnostic
criteria.
Depression rating scales are useful to screen
patients for depressive disorders, to determine
the relative severity of depressive symptoms, and to
quantify changes in depression after specific
treatment.
Depressive symptoms are not rampant among
patients with dementia, but are specific to the
presence of sad mood.
Depression in AD is associated with worse quality
of life, greater disability in activities of living, a faster
cognitive decline, a high rate of nursing home
placement, relatively higher mortality, and a higher
frequency of depression and burden in caregivers.
Depression in Alzheimer’s disease is markedly
under-diagnosed, and most patients with depression
are either not treated or are on subclinical doses of
antidepressants.
Several antidepressants are effective to treat
depression in AD. SSRIs are currently the first
choice, given their acceptable efficacy and relatively
low rate of side-effects.
Acknowledgements
This study was partially supported with grants
from the National Health and Medical Research
Council.
Declaration of interest: The authors report no
conflicts of interest. The authors alone are respon-
sible for the content and writing of the paper.
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