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DOCTORAL STUDY PROJECT TITLE

Doctoral Study Project (DSP)

Presented to the the Glenn R. Jones College of Business

of Trident University International

in Partial Fulfillment of the Requirements for the Degree of

Doctor of Business Administration

by

PAUL MICHAEL ROSARIUS JR

Chandler, Arizona

2021

(Defended mm dd, year)

Approved by:

Office of Academic Affairs

Mm dd, year

Dean: Lisa Mohanty, PhD

Director: Indira Guzman, PhD

Committee Chair: name of chair

Committee Member: name the member1

Committee Member: name of the member2

© 2021 Paul Michael Rosarius JR

32

ABSTRACT

DOCTORAL STUDY PROJECT TITLE

Trident University International - [year]

[NOTE: no indent on the first paragraph of the abstract]

Guidelines: Left justified. No indents. No citations.

Maximum length is 350 words. A proposal abstract includes items 1-5, and is in the future tense. The final version is in past tense and includes items 1–7.

1. Introduce the study topic briefly.

2. Clearly articulate the study problem and purpose and research question(s).

3. State the research method, design, and instruments used.

4. Identify the participants and sample size.

5. State the analysis process used.

6. Present key findings of study.

7. Present conclusions and recommendations for future research and implications for practice.

The purpose of the abstract is to assist future researchers in accessing the research material and other vital information contained in the DSP. Abstract must be in narrative format, For the Final DSP, the most important finding(s) should be stated with actual themes to support the conclusion(s). Refer to the APA Publication Manual for additional guidelines for the development of the abstract.

iv

BIOGRAPHICAL SKETCH

The biographical sketch is brief professional career development document which describes your educational background, work experience(s), and any other professional activities/honors you would like to include. It may contain additional biographical facts. It is approximately 500 words. This section is optional. Delete if not used. If used, this section must be completed after Final DSP post-defense edits are completed and submitted for Director and Dean approval.

PREFACE

In this section, the student can state the purpose or inspiration for their research project. The student can describe what is hoped to be gained or contributions made by the research project. Many students share experiences and lessons learned along their doctoral journey. Indicate the total number of words contained in the document.

ACKNOWLEDGEMENTS

Here you may place an optional acknowledgements page.

TABLE OF CONTENTS

ABSTRACT ii BIOGRAPHICAL SKETCH iii PREFACE iv ACKNOWLEDGEMENTS iv TABLE OF CONTENTS iv LIST OF TABLES vii LIST OF FIGURES ix CHAPTER I: INTRODUCTION 1 Background 2 Statement of the Problem 2 Purpose of the Study 3 Conceptual Framework 4 Research Questions 6 Method and Design Overview 7 Significance of the Study 8 Definition of Key Terms 8 Summary 9 CHAPTER II: LITERATURE REVIEW 11 Documentation 12 Delay in Project Execution 13 Headquarters 14 Regional 15 Installation 16 NBK 16 Competitors 17 Organizational Culture Theory 17 Influence of Organizational Culture in Execution 17 Leadership Style 20 Authoritarian Leadership Style 21 Democratic Leadership Style 22 Laissez-faire Leadership Style 22 Patriarchal Leadership Style 23 Charismatic Leadership Style 23 Autocratic Leadership Style 24 Transformational Leadership Style 25 Transactional Leadership Style 26 Servant Leadership Style 27 Situational Leadership 27 Organizational Structure 31 Divisional Organization 31 Functional Organization 33 Matrix Organization 35 Organizational Effectiveness 36 Method and Design Literature 39 Summary 40 CHAPTER III: METHODOLOGY 42 Research Questions 43 Research Method and Design 43 Population 44 Sample 45 Data Collection Procedures 46 Questionnaires 48 In-Depth Interviews 48 Secondary Data 48 Data Collection Instruments 49 Data Processing 50 Data Analysis Procedures 50 Assumptions 51 Limitations 52 Delimitations 52 Ethical Assurances 53 Summary 55 CHAPTER IV: DATA COLLECTION AND DATA ANALYSIS 57 Descriptive Data 57 Results 57 Evaluation of Findings 60 Summary 61 CHAPTER V: APPLICATION TO PRACTICE AND DISCUSSION 62 Implications 62 Recommendations for Practice 62 Recommendations for Future Research 62 Conclusions 62 EXECUTIVE SUMMARY REPORT 63 Introduction to the Business Problem 63 The Study 63 The Findings 63 Analysis of the Findings 64 Key Implications for Business 64 Recommendations for Practitioners 64 REFERENCES 66 APPENDIX A: LOI AND SITE AUTHORIZATIONS 81 APPENDIX B: INFORMED CONSENT FORM(S) 82 APPENDIX C: INSTRUMENTS AND PROTOCOLS 83 APPENDIX D: OTHER REQUIRED DOCUMENTS 84 GENERAL FORMATTING GUIDELINES 85

LIST OF TABLES

Table 1 List of Sources 12

Table 1 Caption for Table 1 59

Table 2 Themes and Codes 59

Table 3 Summary of Research Question Findings 61

[Use Word’s “Tables” style feature (using caption style = “table”) to create this section. Note that each table title needs to be created as a “Tables” style format. The List of Tables entries should mirror the APA format of table titles within the body of the paper (table number in bold and table title italicized). Consult the APA manual to ensure that all tables and table titles conform to APA format. See APA manual for guidance and examples.]

LIST OF FIGURES

Figure 1. Research Assumption 5

Figure 2. Influence of Organizational Culture on Strategy Execution 18

Figure 3. Situational Leadership (Hersey, 2008) 29

Figure 4.  Divisional Organization Structure Chart - Based on the FFR Commander Navy Installation Command (CNIC) Organization 33

Figure 5. Functional Organization Structure Chart - Based on the FFR Support Services Program 34

Figure 6. Matrix Organization Structure Chart - Based on the FFR NRNW 36

Figure 1 Case Study Research 60

[Use Word’s “Figures” style feature (using caption style = “figure”) to create this section. Note that each figure caption needs to be created as a “Figures” style format. The List of Figures entries should mirror the APA format of figure titles within the body of the paper (figure number in bold and figure title italicized). Consult the APA manual to ensure that all figures and figure titles conform to APA format. See APA manual for guidance and examples.]

CHAPTER I: INTRODUCTION

Staff members of organizations are more than ever pressured to be creative and perform at the highest levels. These staff members often have many great strategies, but unfortunately, not all of them have the ability to implement them. Many organizations struggle to push these strategies through (Leinwand & Mainardi, 2016). Staff members are investing a lot of time working on putting plans into practice, without finalizing the assignment. Staff members of organizations are more than ever pressured to be creative and perform at the highest levels. These staff members often have many great strategies, but unfortunately, not all of them have the ability to implement them. Many organizations struggle to push these strategies through (Leinwand & Mainardi, 2016). Staff members are investing a lot of time working on putting plans into practice, without finalizing the assignment. 67% of strategic mistakes fail due to poor execution; it is seldom a lack of imagination or vision (Carucci, 2017).

Overwhelmed with the daily operational task execution and a vast amount of information flow adds to the confusion of prioritizing assignments, especially in a matrix organization. Matrix organizations depend on clear communication and strong interpersonal skills to operate efficiently. If appropriately managed, the matrix structure is ideal for organizations with geographically separated sections and requires executing multiple goals and objectives if implemented correctly (Moodley et al., 2016). This research effort expects to identify the relationship between work culture, leadership, and interpersonal skills needed to operate efficiently in a matrix organization. It will also make recommendations for implementing business processes to allow for successful and timely execution of assignments.

Background

For many organizations, a cohesive team's critical element to function is communication and achieving organizational goals and objectives. This lack of communication in organizations is often the reason for an execution gap (Olivier & Schwella, 2018). Theories such as organizational structure and design play a vital role for organizations in determining the right structure. For organizations dealing with geographical boundaries and dependent on the execution of multiple goals and objectives such as Fleet and Family Readiness (FFR) located at Naval Base Kitsap (NBK), the organizational structure best suited to thrive is the matrix organizational structure (Moodley et al., 2016). Yet, the NBK FFR organization is challenged in the timely execution of tasks, goals, and objectives.

According to Hunt and Baruch (2003), interpersonal skills are an essential key skill manager need in managing in a matrix organization. Regional leadership is often not able to assess or observe the Installation Program Manager's (IPM) interpersonal skills (Hunt & Baruch, 2003). Additionally, interpersonal skills, strong communication, the right culture, and leadership style are needed to operate in the matrix organization efficiently (Kennedy, 2017). The study of these aspects of leadership alongside the execution gap phenomenon will improve the organizational culture and productivity in the FFR NBK organization. Furthermore, this research will also benefit practitioners operating in other governmental as well as non-governmental matrix organizations.

Statement of the Problem

It is not known how execution of special projects can be successful completed such as the development and opening of Navy Getaways, RV Storage, or similar new revenue generating projects. The purpose of this qualitative case study is to determine how the execution of these projects can be improved within the NBK FFR organization. The chosen research site to evaluate the phenomenon of "How to resolve the delay in project execution in the matrix structured Naval Base Kitsap Fleet and Family Readiness organization?" will be the NBK FFR organization located at NRNW. Departments within FFR can see differentiation; it appears that specific departments are more successful in executing assignments than others.

Achieving organizational objectives is, for many organizations, an important factor and is essential for them to function in a cohesive team. Often these same organizations struggle to communicate their objectives efficiently, which repeatedly appears to be ending in poor execution (Olivier, 2015). The matrix organization structure is designed to thrive in executing multiple goals simultaneously, especially for organizations that are performing across geographical boundaries (Moodley et al., 2016). Nevertheless, as a matrix organization, the NBK FFR is struggling in executing assignments and objectives on time.

According to Moodley, Sutherland, & Preterms (2016), interpersonal skills are required for effective execution in a matrix structure. Furthermore, in the study "How to get the Matrix Organization to work," Burton, Obel, and Håkonsson (2015) suggest that to operate an effective matrix organization, the right leadership, culture, communication, and technology is needed. Given these perspectives, this qualitative research's goal is to identify leadership styles, traits, and theories that would have the utmost influence in managing the NBK FFR matrix organization. Additionally, this study aims to identify other reasons for the lack of execution and how to overcome them.

Purpose of the Study

The purpose of this qualitative exploratory case study is to determine what the NBK FFR leadership can do to overcome the execution gap within the organization and to become more productive in operating in a matrix organization. The NBK leadership team in the IPM, Program Manager (PM), and Frontline Manager (FM) level are the respondents for this research. The intent of this case study is to provide information to the NBK FFR organization with descriptive data identifying issues that prevent the timely and successful execution of complex projects. By identifying these shortfalls, NBK leadership will be able to address them and enable the staff to successfully execute given tasks more efficiently.

The economic goal of an organization is to achieve profit or to provide a service. To achieve this goal efficiently, an organization tries to optimize business processes. In the case of FFR, a government-driven organization that oversees the policy development, resourcing and provides the administration of quality of life programs for United States Sailors, Families, Retirees and Department of Defense (DOD) Civilians (CNIC, n.d.-b). The FFR organization located at the NRNW is structured as a matrix organization with the Services Center centrally located at the regional level overseeing all financial performances and processes for all installations under the NRNW.

The researcher’s assumption is that there is a relationship between the unsuccessful execution of projects and the complexity of the NBK organization. The large area of responsibility (AOR) NBK FFR managers have to control may have an impact in the ability to execute special projects. The workload distribution since the implementation of the matrix organization and the regionalization of administrative assignments may also contribute to the phenomenon.

Conceptual Framework

One of the most complex theories in organizational behavior is the organizational effectiveness. According to Sadeghi et al. (2016) understanding the needs of staff members is an essential part of organizational effectiveness. Moodley et al. (2016), address in their book "Shared Leadership in a Matrix Organization: An Exploratory Study" the necessity of interpersonal skills to operate efficiently and goal-oriented in a matrix organization. Moreover, Burton et al. (2015) discuss in their book "How to get the Matrix Organization to work," the need of the right leadership style and knowledge management along with the right culture and technology. Therefore, additional studies in the field of organizational culture were found beneficial and valuable to this study. This qualitative research identifies the leadership styles, personalities, and philosophies needed to operate efficiently in the NBK FFR matrix organization especially in accomplishing business processes executing assignments on time.

Figure 1. Research Assumption

Figure 1 displays the researcher's assumption that the size of a manager's area of responsibility (AOR) and the successful and timely execution of projects is directly connected with the strength of the leadership overseeing the organization and the organizational strategy. There has to be an equilibrium between the organizational size, the AOR and the leadership and organizational culture strength of the manager (s) as a fundamental basis for the organization to function successfully. The assumption is that this fundamental, coupled with the corporate strategy, will successfully execute tasks and projects.

Research Questions

According to Edmondson and McManus (2007), research questions are focused on the study and narrow the topics down to achievable and manageable size segments that are relevant. The research questions for the research "How to resolve the delay in project execution in the matrix structured Naval Base Kitsap Fleet and Family Readiness organization?" are narrowed down to a total of three meaningful topics. These three topics address the issues of hypothetical and practical significance. They are focused on a viable research project corresponding to Edmondson and McManus' (2007) recommendations displayed in their first key element of a field research project.

RQ1: How can the execution of special projects such as the development and opening of Navy Getaways, RV Storage, or similar revenue generating projects be improved within the NBK FFR organization?

RQ2: What changes can be made to address the challenges found?

RQ3: How does the decision-making process affect the outcome of objectives in the matrix organization.

Method and Design Overview

This qualitative exploratory study will be developed on the hypothesis that NBK FFR managers have operated in a complex environment with too many tasks and therefore cannot execute projects and routine tasks successfully on time. Based on the development of theoretical concepts, this study is built upon a foundation of empirical data. The relevancy of this methodologies is founded on the intent of the researcher's ability to identify isolated interdependencies or theoretical fragments, which can be further differentiated or validated (Jackson et al., 2007).

The selection and the exact design of the research method were determined by the research question and contrast the study results. During the empirical part of the pre-work, the researcher decided that the qualitative approach would be the most appropriate method. This approach allows the research process to be designed very openly and provides for in-depth research for a subject area that has not yet been investigated. It is particularly important in qualitative research to document the procedure down to the last detail and make the research process comprehensible (Edmondson & McManus, 2007). That is why the procedure for this empirical study will be described in great detail.

Centered around Yin's (2018) ideas that a Case Study research focuses on current events and has no control over behavioral actions, the research questions for this study are designed to answer "why" or "how" questions. As an exploratory case study, the intent of the research is to explore the execution gap phenomenon in a government matrix organization setting and identify root causes enabling this problem set. Rogers (2021) and Yin (2018) characterize a case study as regardless of the person, event, or organization, the phenomenon represents an independent investigation unit. The foundation of selecting a case study as a research tradition for the chosen method is based on the hypothesis that professionals working for the federal government are not experienced working in a matrix organization. Therefore, the most appropriate research method for this complex problem set is the exploratory case study.

Significance of the Study

The indication that the selected methodology is relevant to the DSP topic of organizational effectiveness is the existing research papers supporting the theoretical and empirical studies, according to Edmondson and McManus (2007). In particular, the organizational effectiveness in different organizational structures. In the case of this DSP, there have been a significant number of studies found related to the theories. However, non-have has been found associated with a federal government-driven organization. Therefore, organizational effectiveness in a federal government matrix-driven organization remains unexplored.

Edmondson and McManus (2007) further indicate that the research design is based on the type of data the researcher is collecting, data collection procedures and tools, and the type of analysis that is planned to be conducted. Another part of selecting the type of research design is based on the research site the data is collected from (Edmondson & McManus, 2007). The research site has never been subject to research in organizational effectiveness. The data collection tools for this research will be codified and consolidated into a database to ensure the data will be traceable. With a well-documented database, the researcher will be enabled to gain a deeper understanding of the phenomenon and contributes to the existing literature (Yin, 2018).

Definition of Key Terms

Execution Gap. The execution gap shows the discrepancy between the vision and reality (Leinwand & Mainardi, 2016).

FM. Frontline Managers are supervisors usually in the NF-03 or GS-07/09 level located at NBK (Cashman, 2021).

IPM. Installation Program Managers are upper management in the NF-04 or GS-12 level located at NBK (Cashman, 2021).

Leadership Style. The leadership styles are the behavior of managers and supervisors towards employees in subordinate positions (da Silva et al., 2019).

Matrix Organization. The matrix organization is a multidimensional organizational structure of an organization interfacing between administrative and operational areas (Kennedy, 2017).

PM. Program Managers are middle management in the NF-04 or GS11-12 level located at NBK (Cashman, 2021).

Organizational Culture. An organizational culture is a set of values and beliefs unique to the organization and are deeply rooted in the foundation of the establishment's culture (Wagstaff & Burton-Wylie, 2018).

Organizational Effectiveness. Organizational effectiveness is the ability for an organization to achieve envisioned results that benefit the organization (Cambridge English Dictionary, n.d.).

Organizational Structure. The organizational structure system of regulations in organizations which represents the vertically and horizontally structured system of organizations as a general framework for action (Schwetje & Vaseghi, 2007).

Summary

In their article, Methodological Fit in Management Field Research, Edmondson and McManus (2007) frame out four key elements of a field research project, research question, prior work, research design, and contribution to literature. This chapter provided the indicators relevant to the study based on Edmondson and McManus' (2007) four key elements of a field research project. Furthermore, it elaborated on what research methodology and research design were chosen and why. The researcher found that a qualitative exploratory case study is the appropriate approach to conduct this study.

Other entries of this chapter included an introduction to the topic "How to resolve the delay in project execution in the matrix structured Naval Base Kitsap Fleet and Family Readiness organization?", an outline of the purpose statement, problem statement, and topic of this qualitative study was provided. An in-depth explanation of the background of the topic and research location was specified. The conceptional framework delineated potential theories associated with the problem statement.

CHAPTER II: LITERATURE REVIEW

Over the past century, there has been a dramatic increase in the need for high performance and acceleration of project and task execution. Task execution has received considerable critical attention as it has been deemed fundamental in an organization's overall success in today's knowledge worker age. High flexibility, cross-departmental work, and robust innovation evaluation are often needed to succeed (Farokhizadeh et al., 2019; Lansing et al., 2019). Despite technology, along with management methods, have achieved significant milestones regarding project execution, a vast majority of projects are never successfully completed. Farokhizadeh et al. (2019) found in the Standish report presented in 2007 that only 28% of projects were successfully executed, whereas 23% of projects actually failed, and 49% are ongoing. Farokhizadeh et al. further stated that a separate study conducted in Norway found that 25% of successfully executed projects achieved the allotted timeline and budget.

Several authors have reported analyses of trends in high performance and execution of projects that demonstrated the need for coupling with creativity in organizations across the globe is associated with organizational culture and leadership styles. Staff members embrace creativity; however, implementing them often fails in execution, and the organizations lack support (Biolos, 2017). Carucci (2017) found that 67% of strategic mistakes were estimated to fail due to poor process execution. Carucci's ten yearlong research suggests that 61% of senior leaders reported that the reason for such poor performance could be found in the lack of preparedness in leading at the executive level.

The contents of this chapter analyzed existing literature associated with organizational culture theory with an emphasis on organizations, a deeper understanding of the organizational structure and design specifications in the area of matrix structure within an organization, and the associations of organizational effectiveness theory with a focus on execution gap leadership within a matrix organization. The theoretical foundation of a matrix organization, execution gap, lack of execution of tasks, delay in project execution, operating in a culture diverse matrix organization, and matrix as an organizational structure addressed by this literature review displays the methodologies and compositions of conducted studies in this area.

Documentation

The primary search engines used for obtaining extant literature was the Trident University International online library. The proposed research topic's key terminology included matrix organization, organizational structure, organizational culture, execution gap, project execution delay, and leadership styles. These keywords were not exclusive, and other terminologies were used during the evolution of the research. Databases used to find relevant literature and data for this research were ProQuest Central, Sage Research Methods, and Business Source Complete (EBSCO).

Table 1 List of Sources

Source

Description

Examples Used

Primary/Scholarly Publications

Databank

Articles written by other experts in the field – can be peer-reviewed.

· The Leadership Quarterly

· Library Philosophy and Practice

· International Journal of Productivity and Performance Management

· Organization Development Journal

· Journal of Leadership Studies

· International Journal of

· Management Decision

· Journal of Management Development

· Journal of Change Management

· Review Of Business Management

· Leadership & Organization Development Journal

· Journal of Economic & Management Perspectives

· Public Performance & Management Review

· The Leadership Quarterly

· Business and Management Review

· Development Journal

· Environmental Research and Public Health

· Human Resource Management Journal

· SA Journal of Industrial Psychology

Secondary/Professional/Trade Sources

Literature focused on a specific field and conducted by practitioners

· GLOBE

· Hofstede

· Bass

· Lewin

Tertiary

Organization and location of secondary and primary sources, i.e., databases, abstracts, indexes

· Databases

· Trident University International Library

· Researchgate.net

· Google Scholar

· SAGE Research Methods

· ProQuest Central

· Business Source Complete (EBSCO)

Delay in Project Execution

The FFR organization located at NBK struggles in the execution of projects. The challenge can be associated with the number of stakeholders that are involved in the decision-making process. As a part of the NRNW, NBK FFR is structured as a matrix organization with multiple lateral and hieratical levels participating in the decision-making process, which leads to the confusion of responsibility levels for assignments especially for new staff members.

As a traditional Government driven organization with strong hieratical leadership trades, FFR leaders seem to cross the authority of a hieratical structured and matrix structured organization. Departments within FFR can see differentiation; it appears that specific departments are more successful in executing assignments than others. A significant difference in leadership styles can be seen in the senior leadership of the individual programs.

Headquarters

The FFR organization located at NBK is a part of a larger Government organization tiered in three levels, Headquarters (HQ), Regional, and Installation. FFR is a sub-department of the Commander, Navy Installations Command (CNIC) (CNIC, n.d.-a), which according to OPNAVINST 5400.45 (2020), is an Echelon II command of the United States Navy organizational structure and is homed at the Navy Yard in Washington D.C. (CNIC, n.d.-a; Coleen San Nicolas-Perez & Thesken, 2020; Morales, 2020). CNIC is responsible for the ashore operations, maintenance, and quality of life programs of 10 Regions and 70 Installations with the primary mission to support the United States Navy's Fleet, Fighter, and Family (CNIC, n.d.-a; Coleen San Nicolas-Perez & Thesken, 2020; Morales, 2020).

FFR primarily touches the Quality-of-Life column of CNIC's responsibility and is categorized in three pillars: Family Readiness, Fleet Readiness, and Navy Housing (CNIC, n.d.-b). Pillar 1, Family Readiness, acknowledges that Navy families play an essential part in the Navy Fighter's readiness. Therefore, FFR provides quality of life service to the family well-being through the Fleet and Family Services Program (FFSP) (CNIC, n.d.-c). Pillar 2, Fleet Readiness, focuses on retaining the Navy's service members and civilian workforce through high-quality installation services. Like Family Readiness, Fleet Readiness contributes directly to the Navy's readiness. It comprises Morale Welfare and Recreation (MWR), Child Youth Program's (CYP), NAF Support Services, and the Navy Wounded Warrior Program. MWR includes Fitness, Sports and Deployed Forces Support; Recreation, Entertainment and Business, Navy Gateways Inns and Suites (NGIS), Navy Getaways, and Galley programs (CNIC, n.d.-d). Pillar 3, Navy Housing, provides services for servicemembers and their families to locate desirable homes and neighborhoods and assisting in the determination process when moving to a new installation. The Housing Services Center also serves as the liaison between the on-base provided Private Public Venture (PPV), the sole provider on base for family housing. Additionally, the Housing program oversees the Unaccompanied Housing (UH), also known as bachelor housing, to enlisted service members with the Rank E4 and below. The Navy Housing program plays an essential role in the Readiness of the U.S. Navy (CNIC, n.d.-e).

Regional

As an Echelon III Command, the NRNW (OPNAVINST 5400.45, 2020) is one of the 10 Regions managed by CNIC. With the Flag Officers Command Suite and staff located at the Pacific Northwest, the Regional Commander (REGCOM) NRNW's responsibility reaches from Alaska to Minnesota and Iowa and incorporates Washington, Oregon Montana, North Dakota, South Dakota, Wyoming, and Nebraska in support to the Navy's mission (CNIC, n.d.-a). As the third-largest fleet concentration area, NRNW has its core mission centralized around the Puget Sound in Washington; the NRNW supports four core installations, NBK, Naval Air Station Whitby Island (NASWI). Naval Station Everett (NSE), and Naval Magazine Indian Island (NAVMAG II) (CNIC, n.d.-f).

Installation

In 2004 NRNW was reorganized to avoid closures of multiple bases located in the greater Seattle area. This reorganization was caused due to the high operational costs of various smaller bases and the geographical location in Seattle (Barron, 2004; Naval Sea Systems Command, n.d.; Naval Technology, 2021). The relocation of the NRNW from Seattle to the Kitsap peninsula also included a merger of five small individual bases into one megabase, NBK. Additionally, NRNW is the parent command to two more Naval installations, Naval Station Everett (NSE) and Naval Air Station Whidbey Island (NASWI). Both installations are geographically separated from NRNW (Commander, Navy Installation Command, 2019a, 2019c; Naval Technology, 2021).

NBK

NBK is an Echelon IV Command and considered the third-largest Naval Base. The installations area of responsibility (AOR) includes Naval Hospital Bremerton, Naval Station Bremerton, Naval Base Keyport, Fuel Depot Manchester, and Naval Submarine Base Bangor (Kitsap County et al., 2015; Naval Technology, 2021; NBK Economic Impact Assessment, 2019). NBK is the host of over 75 tenant commands, including the superior command to NBK, NRNW. The diverse responsibilities NBK is overseeing, making the base arguably the most complex in the Navy and is based on the numerous high priorities in the strategic missions contributing to the Nations security (Naval Technology, 2021; NBK Economic Impact Assessment, 2019). These strategic missions include a two Nimitz Class Aircraft Carrier (CVN), the only drydock on the west coast with the ability to hold a CVN, the Puget Sound Naval Shipyard (PSNS), Research, Development, Testing, and Evaluation (RDT&E) contributing to enhancing the Navy's technological advantage. NBK is also the host to Manchester, the largest fuel depot in the Continental U.S. Additionally, Remote areas in Washington State and Alaska moreover fall into the AOR of NBK (NBK Economic Impact Assessment, 2019). NBK FFR's additional duties include the NAVMAG II base located approximately one hour north of NBK Bangor on the Olympic peninsula.

Competitors

There is no true one competitor to the FFR organization as the organization is not a for-profit business and is very diversified. FFR is a quality-of-life organization, contributing to providing services to the service members and their families on the installation (CNIC, n.d.-b). Adequately FFR is exploring opportunities to partner with outside agencies and businesses to enhance the installation residents' quality of life. Potential partners reach Outdoor recreation businesses such as REI, Child Development programs, such as Boys and Girls Club of America, or even NGIS and partnerships with local hotels. The Navy recently explored potential PPV opportunities in on-base lodging (Jowers, 2019; NAVFAC, 2019; Todd, 2019).

Organizational Culture Theory

Wagstaff and Burton-Wylie (2018) and Thakur et al. (2018) describe organizational culture as a set of values and beliefs unique to the organization and are deeply rooted in the foundation of the establishment's culture. Wagstaff and Burton-Wylie (2018) elaborate that organizational culture is a generic term for the total values ​​and norms and basic assumptions of the members of an organization. Culture emerges as a social construction of organizational reality and acts as a system of meanings for the organization's members and working atmosphere (König, 2020).

Influence of Organizational Culture in Execution

Reddy and Scheepers' (2019) study "Influence of Organizational Culture on Strategy Execution in A South African Organization" identifies the nine dimensions of organizational culture practices and their effect on the organization's dimensions of strategy execution. The nine dimensions of organizational culture Reddy and Scheepers refer to are based on Hofstede's six dimensions of organizational culture "Power Distance, Uncertainty Avoidance, Individualism/Collectivism, Masculinity/Femininity, Long/Short Term Orientation, and Indulgence/Restraint" (Hofstede, 2011). These dimensions were later extended and elaborated on by (House et al., 2002) through the GLOBE study to reflect cultural practices.

Figure 2. Influence of Organizational Culture on Strategy Execution

Organizational Culture

Strategy Execution

Performance/Achievement

Future Orientation

Figure 2 displays the nine dimensions of organizational culture practices consist of performance (achievement) orientation, uncertainty avoidance, power distance, institutional collectivism, in-group collectivism, humane orientation, gender egalitarianism, future orientation, and assertiveness (Hechavarría & Brieger, 2020; House et al., 2002; Qiu, 2018; Scheepers & Reddy, 2019). In their research, Reddy and Scheepers (2019) found an association between organizational culture and the dimensions of strategy execution. The highest effect on execution had the dimension performance/achievement with future orientation as the second-highest effect. Reddy and Scheepers based the dimensions of strategy execution criteria on information sharing, employee commitment, employee coordination, leadership, performance, rewards, and structure.

Nine Dimensions of Organizational Culture Practices

The GLOBE study was initiated in the early 1990s by an international association of scientists (House et al., 2004). It is based on a survey of around 17,000 middle management managers from various companies and three different industries in 61 countries. The questionnaire's approximately 300 questions included organizational and national culture or leadership, whereby a distinction was made between values ​​and actual practices in the respective society (House et al., 2002). The following cultural dimensions have emerged:

· uncertainty avoidance describes the extent to which ambivalent and unsafe situations can be avoided by adhering to norms, standards, and rules;

· power distance describes the extent to which the unequal distribution of power is accepted in society;

· institutional collectivism describes loyalty or community orientation based on society as a whole;

· in-group collectivism describes loyalty or community orientation towards a specific group such as family or company;

· gender egalitarianism describes to what extent a collective strives for gender equality exists;

· assertiveness describes how assertive, aggressive, or dominant is acted inside a collective;

· future orientation describes to what extent planning and investments are practiced and valued in the future;

· performance orientation describes the extent to which performance and performance promotion are promoted and rewarded. This dimension also includes the extent to which innovative problem-solving approaches are recognized by society;

· human orientation describes the importance of principles such as friendliness, fairness, and altruism.

Leadership Style

The U.S. Army changed their doctrine to reflect the 21st Century. As the U.S. Army Training and Doctrine Command commanding officer, General David Perkins presented the U.S. Army’s new operating notion of “Win in a Complex World” (U.S. Army, 2015). This concept is based on the idea that leaders in the information age have to operate in a very diverse complex world (U.S. Army Training and Doctrine Command, 2014). To “accomplish objectives in unknown, unknowable and constantly changing environments” (U.S. Army, 2015) leaders have to adapt their leadership styles to situational based leadership, which may differ from traditional to contemporary leadership styles.

Da Silva et al. (2019) describe leadership style as to how superior authorities in an organization treat subordinates and lead the company. This approach can be very different depending on the manager's character but also depending on the type of company. Da Silva et al. (2019), Mohd Adnan and Valliappan (2019), and Shafique and Loo-See (2018) all reference the American psychologist Kurt Lewin's leadership style distinctions among three different leadership styles: the Authoritarian leadership style, the Democratic leadership style, and the Laissez-faire leadership style. Additionally, to these three traditional leadership styles, modifications emerged over time. Examples of contemporary leadership styles presented are Patriarchal leadership style, Charismatic leadership style, Autocratic leadership style, Transformational leadership style, Transactional leadership style, and Servant leadership style.

Authoritarian Leadership Style

Rahbi et al. (2017) portray an authoritarian leader as demand-driven and ready to punish employees for enforcing rules and regulations. Shafique and Loo-See (2018) describe the authoritarian leader as leaders-centered. This type of leader is considered distanced from their employees and act as the single point of decision making without consulting others (Rahbi et al., 2017; Shafique & Loo-See, 2018), which is beneficial in situations where fast and often live-saving decisions have to be made. In the authoritarian leadership style, the instructions go from top to bottom and are therefore popular within the Military and Police (Rahbi et al., 2017). Feedback or criticism by subordinates is typically not accepted by this leadership style.

The authoritarian leadership style demands specialized and general knowledge, self-confidence, and technical, analytical skills (Harms et al., 2018). Rahbi et al. (2017) further elaborate that creativity and individuals within the organization are often undermined by this leadership style, which often is the cause of lack of motivation. The ability for quick decision making and fast execution of these decisions is a significant advantage of the authoritarian leadership style. This means that it is possible to react remarkably quickly to changing circumstances (Shafique & Loo-See, 2018).

Democratic Leadership Style

As a counterpart to the authoritarian leadership style, the democratic leader values ​​teamwork. The supervisor actively involves subordinates in the decision-making process (Rahbi et al., 2017). Decisions are based on discussions involving all managers and employees. Involving all levels in the decision-making process, it is understood that all team members are responsible for the consequences of the decision (Rahbi et al., 2017; Shafique & Loo-See, 2018). The strong motivation of staff is the democratic leadership style’s most significant advantage, according to Rahbi et al. (2017) and Shafique and Loo-See (2018).

Democratic leadership style promotes creativity and willingness to make decisions. Ultimately, this leadership style encourages the willingness to delegate and management's willingness to give up power and decision-making authority (Rahbi et al., 2017; Shafique & Loo-See, 2018). However, as Rahbi et al. (2017) discussed, the democratic leadership style faces never-ending discussions, escalating to potentially affecting the decision-making process. Additionally, Rahbi et al. elaborate that the democratic leadership style can lead to complications with the employees' discipline and can be very time-consuming. According to Caillier's (2020) research, democratic leadership positively impacts performance in an organization.

Laissez-faire Leadership Style

With the laissez-faire leadership style, the manager or the executive barely intervenes in the daily operations. Employees and subordinates decide entirely for themselves about the work organization, tasks, and goals (Rahbi et al., 2017). In the laissez-faire leadership style, the subordinates have complete freedom. This encourages and challenges their creativity and enables them to work independently (Rahbi et al., 2017). Complete lack of planning and control are disadvantages of the laissez-faire leadership style. According to Ågotnes et al. (2018), the laissez-faire leadership style can be categorized as absent leadership. It can easily lead to indiscipline and poor work ethic, potentially resulting in incompetence disputes, rank fights, and rivalries often seen among employees or even various departments. Ågotnes et al. elaborate that the risk of group formation and individuals' exclusion is very high with this leadership style. Bulling is more common in this type of leadership style than others, according to Ågotnes et al. Furthermore, Bligh et al. (2018) suggest that the laissez-faire leadership style contributes to more errors in organizational learning and organizational change.

Patriarchal Leadership Style

Often found in small and medium-sized family businesses, the father figure is representing the organization as the classic company head as a patriarchal leader (Lan et al., 2019; Lau et al., 2019). He looks after the well-being of the employees and pays tribute without being asked. Lan et al. (2019) describe this particular style as similar to the authoritarian leadership style; the patriarchal leadership style is cultivated in decision-making. As a centralization of authority, the employees are not involved in the decision-making process. Lan et al. further portray the patriarchal leadership style as distanced from subordinates to maintain authority.

Charismatic Leadership Style

Leading through charisma and personality, the charismatic leader serves as a role model for the employees, earning their respect. The decision-making process is directive and, therefore, similar to the Authoritarian Leader Style. The term charisma stands for a positive aura of a personality (Reh et al., 2017) to predict the future, create miracles, and has the meaning "gift" in the Greek language (Ekmekcioglu et al., 2018).

Leaders who practice this leadership style often drive high-performing teams to give their best through motivating their staff. The manager convinces with optimistic views. Motivated employees are not the only positive result of charismatic leadership (Karim et al., 2020). Flexibility is the secret to success; leaders practicing this type of leadership react better to diverse situations occurring in the organization. Staff tends to be more engaged and perform work more responsibly due to the high degree of self-determination (Karim et al., 2020). Verma and Mehta (2020) suggest that this type of leader can be categorized by attributes aligning with characteristics that define entrepreneurs and are performance-oriented.

The disadvantages of this leadership style lie in its specificity. A charismatic leader has to have the charisma to succeed in this leadership style, which is hard to fully obtain through practice. Furthermore, a positive attitude is a requirement to keep the organization moving forward. According to Fragouli (2018) and Zhang et al. (2020), the charismatic leadership style is very much value-based, and its powers to persuade can easily switch to be used negatively.

Autocratic Leadership Style

Primary found in large companies; the autocratic leader passes on instructions through others and is therefore personally unknown to most staff members. The decision process goes through several levels (Murugesan et al., 2020). Important decisions affecting the organization are not granted to staff members, the autocratic leader reserves unrestricted autocracy (Chukwusa, 2018). Subordinates are expected to display obedient and disciplined working behavior. A strict hierarchy is followed in this management style. Similar to the autocratic leadership style, in the patriarchal type, superiors are in full control and sanction their subordinates (Chukwusa, 2018).

The workforce knowing what rules to obey by is an advantage of this leadership style. Furthermore, since employees are not empowered to make decisions, the decision-making time for imperative business assessments is concise. Short-term performance improvement by employees can be observed in many organizations utilizing this leadership style, as their work can be effortlessly monitored (Murugesan et al., 2020).

The disadvantages of this type of supervision outweigh the advantages of the autocratic leadership style. The creativity of the organization members and their motivation through their ideas to bring the company forward are completely prevented (Caillier, 2020). The diversity of professional staff members long term with lots of tacit knowledge as well as younger staff members recently graduated from college have lots to offer and contribute to the future development of an organization. Permitting decision-making exclusively to the line managers can also lead to wrong, close-minded results (Caillier, 2020). According to Caillier's (2020) research, autocratic leadership has a negative impact on performance in an organization.

Transformational Leadership Style

Transformational leadership is considered to be used in dynamic work environments. Lan et al. (2019) suggest that executives must motivate, inspire, intellectually stimulate, provide individual support, and act as role models. Hendrikz and Engelbrecht (2019) describe transformational leaders as individuals who influence the behavior of staff members through delivering self-discipline, loyalty, and commitment. In other words, this leadership style makes the workforces more autonomous and inspires them to confront challenging tasks independently and on their initiative (Hendrikz & Engelbrecht, 2019; Lan et al., 2019). Open and clear communication is the prerequisite for this leadership style and presents a constant foundation of trust. The development of individuals is at the forefront of transformational leaders. Individual strengths, cohesion, and teamwork with a self-confident, creative approach to problem-solving are the secret to transformational leadership's success and ultimately leads to innovation (Jia et al., 2018).

Transactional Leadership Style

Alrowwad et al. (2020) describe Transactional leadership as characterized by clear communicated rules, solid structures, and specific goals. Execution of work is based on idea exchange meant while staff follows the supervisors’ expectations. The supervisor-subordinate relationship is based on the give and take principle. Staff members act as rational decision-makers following the goal-oriented path, according to Lan et al. (2019). Furthermore, Lan et al. elaborate that transactional managed staff members are remunerated extrinsically. Which can be through fair compensation, but also through advancement opportunities in the organization. According to Jia et al. (2018), Transactional leadership, similarly to Transformational leadership, contributes to innovation. Lan et al. (2019) elaborate that Bernard M. Bass expanded the transformational leadership theory to transformative leadership by observing the fundamental psychological mechanism in more detail. Bass differentiates amongst three forms of transactional leadership:

1. Performance-oriented reward: Management sets clear expectations, goals and offers commensurate compensation.

2. Management through active control: Management constantly regulates the processes and interferes in the event of deviations.

3. Leadership by intervening when necessary: ​​Management intervenes when problems occur and when absolutely necessary.

Servant Leadership Style

Hendrikz and Engelbrecht (2019) explain Servant leaders to uncompromisingly align their leadership with the interests of those being led and their self-development. The short-term focus of serving the needs of the staff results in long-term transcendent strategic goals naturally. Unlike the classic understanding of leaders being superior to the workforce, the Servant leader appreciates leadership as a service (Hendrikz & Engelbrecht, 2019). Ethical and moral responsibility is one of the highest standards the servant leaders have to follow when developing their staff as they are the organizational stewards. The need to contribute to society and the organization in a positive manner is just as crucial to servant leaders as it is for them to hold their staff accountable to the same standards (Hendrikz & Engelbrecht, 2019; Lumpkin & Achen, 2018).

Situational Leadership

Chapman (2018) describes situational leadership as a theory with no best leadership style, based on the concept presented by Paul Hersey and Ken Blanchard who published their theory of situational leadership in 1977. In this theory the authors distinguished between a more personal and a task-based leadership approach and is based on the maturity level of a staff member. According to Kundu and Mondal (2019) the situational leadership style can be traced back to the organizational psychologist Fred Edward Fiedler. The contingency theory Fiedler created was a thinking model in which the effectiveness of leadership was described as the optimal relationship between leadership style and the respective leadership situation. Fundamentally, the conditions surrounding managers and employees are the framework for situational leadership (Kundu & Mondal, 2019).

Kundu and Mondal (2019) outline Fiedler’s leadership framework based on three aspects. The personal relationship between the manager and staff, the task structure based on diversity, complexity, and autonomy in implementation, and the positional power of the superior. According to Fiedler’s theory, leaders should behave depending on characteristics. In his book “The Situational Leader”, Hersey (2008), elaborated on Fiedler’s theory.

Hersey’s and Blanchard’s concept is based on relationships, especially between leaders and their staff. Interpersonal skills are essential for situational leadership. The staff members maturity levels indicate how far they are in bot development, professionally and psychologically. The manager praises, supports, encourages and maintains personal contact based on the development level of the staff member (Chapman, 2018). The maturity levels are measured on factors such as experience, independent development, and responsibility level. Furthermore, measurements include on how motivated and commitment the staff member is along with their strive for responsibility and their ability to deal with feedback or deal with conflict (Chapman, 2018).

Figure 3. Situational Leadership (Hersey, 2008)

Telling

Selling

Participating

Delegating

Figure 3 displays the situational leadership theory, a leadership approach in which the manager leads their employees depending on the framework conditions as well as their individual psychological and professional level of maturity (Chapman, 2018). . The situational leadership style is based on four leadership types, telling, selling, participating, and delegating. Leadership style telling is based on employees who have still a low level of maturity, a high degree of task orientation, and a low management relationship orientation (Papworth et al., 2009). Examples are leading new, inexperienced employees mainly through clear instructions, targets, and goals. This leadership style is in need of high directive and low supportive guidance (Papworth et al., 2009).

Leadership style selling is based on the staff members ability to show a slightly more advanced maturity level. In this section, leaders should influence these staff members to achieve a higher level of performance and motivation (Papworth et al., 2009). This can be achieved through relationships and task-oriented leadership. The leadership style selling is in need of high directive and high supportive guidance (Papworth et al., 2009).

Leadership style participating is grounded on staff members who have reached their upper level of maturity. Leaders are advised to allow these staff members a significant higher level of freedom and a say in their tasks (Papworth et al., 2009). They should be more employee-related and relationship-oriented. Furthermore, the staff member should be actively involved in the decision-making process. The leadership style participating is in need of playing a low directive and high supportive role (Papworth et al., 2009).

The leadership style delegating is for staff members who have reached the highest maturity level. These staff members should not be led in a relationship-oriented nor task-oriented manner (Papworth et al., 2009). In this level of leadership responsibilities should be delegated to themselves. The leadership style delegating is in need of a low directive and low supportive guidance (Papworth et al., 2009).

An example of the situational leadership style is a trainee who is given a very detailed explanation of all tasks, especially in the initial phase. However, the staff member is not given responsibility for tasks. In the contrary, highly trained and experienced employees are only given the task with no instructions and are then given the responsibility to master it completely independently. In both cases, the manager would not micromanage.

Organizational Structure

In order for companies to function, they have to put themselves in order in some way. Most often, they use hierarchical structures. A hierarchy defines components that are superordinate to one another. It is understood that directions given in hierarchical corporate structures are not to be questioned. They have the advantage that there is always someone there who is responsible (Schwetje & Vaseghi, 2007). Conflicts between peers are to be resolved through social interactions; however, if unsuccessful, the previously established hierarchy takes control and enables the decision-making through giving authorization to one party. Hierarchies are often associated with particularly framed functions in larger organizations. These specifically distinguished functions, performed by employees, are defined in job profiles, containing the description of the responsibility and authorizations of the function holder (Gibson, 2011).

Divisional Organization

According to Gibson (2011) and Schwetje and Vaseghi (2007), a divisional organization is a one-line or bar-line system that is not subdivided according to functions but according to "objects" (products, countries, projects, customer groups). Schwetje and Vaseghi (2007) further discuss that the individual business areas are often managed as profit centers with their own profit responsibility. The divisions are responsible for the operative business themselves and therefore relatively independent almost as a company within the company. The organization’s management is managing strategic decisions and the synchronization of individual divisions. Organizations with sizeable diversified product portfolios are often structured as divisional organizational (Schwetje & Vaseghi, 2007).

Advantages identified by Schwetje and Vaseghi (2007) include the management's relief through the heads of the divisions, high flexibility and adaptability, and more transparent as well as more comfortable to control a large organization large company is another benefit to this type of structure. Furthermore, wrong appointments only affect the division, while fostering profit responsibility of the divisions is possible leading great motivation for the division heads and therefore the team. Disadvantages identified by Schwetje and Vaseghi (2007) are potential development of divisional thinking and competitive battles between the individual sectors, and through the creation of divisions, synergy cross-departmental becomes challenging. Other disadvantages of the divisional organization have meant that many important functions are not delegated to the divisions in many companies. Instead, central departments, for example, finance, human resources, controlling, are set up as service units for the individual divisions following the internal customer principle (Schwetje & Vaseghi, 2007). These central areas are subordinate to the company management and support them in their strategic decisions, but without being authorized to make decisions themselves. In addition, they do coordination work when the divisions stray too far from the corporate goals (Schwetje & Vaseghi, 2007).

Figure 4.  Divisional Organization Structure Chart - Based on the FFR Commander Navy Installation Command (CNIC) Organization

Functional Organization

Cummings and Worley (2009) describe the functional organization structure as the most broadly used structure and reflects an organization's top level of distribution of tasks. The task of the business management is to coordinate these diverse areas. This approach is essential for small and medium-sized companies, as the company management no longer has a complete overview when there are more tasks (Cummings & Worley, 2009). According to Schwetje and Vaseghi (2007), a functional organization's feature is the allocation of actually separate task fields, created through own management levels to ensure the functionality of areas. Examples of classifications of these areas can be product, functional aspects, or customer aspects. Instructions are given to staff members by one individual. The functional organization endorses specialization and labor division, suitable for organizations that do not regularly change qualitatively and have a standardized product range tasks (Cummings & Worley, 2009).

Cummings and Worley (2009) outline the advantages of a functional organization as promoting specialization in skills while utilizing the skills in their capacity and reducing duplication of resources. This type of organizational structure enhances staff members' development through a diverse workload within large departments and collaboration among professionals of similar careers. Due to direct leadership and contact with the superior functional organizations, they are ideally structured for a healthy communication flow (Cummings & Worley, 2009). On the other hand, it fosters departmentalization, limiting experiences of the workforce to their professions, which raises interdepartmental dependency. Due to the possible large amount of departments, accountability for the overall organizational results can be obstructed (Cummings & Worley, 2009).

Figure 5. Functional Organization Structure Chart - Based on the FFR Support Services Program

Matrix Organization

Kennedy (2017) explains the matrix organization as an interface between an organization's functional and productional areas. The organizational structure of a company is distributed horizontally and vertically, often categorized into a project or product-related categories and functional work areas, forming the matrix (Azevedo, 2018). Whereas in traditional structures, managers are responsible for the respective functional areas, in the matrix organization, managers are also responsible for the individual business division as well. The matrix organization's goal is to combine the advantages of the divisional organization and the functional organization of a company (Azevedo, 2018; Kennedy, 2017; Sytch et al., 2018). It is similar to project management and is a multi-line system of the organizational structure. The matrix organization places high demands on senior managers and individual employees due to dual authority relations (Azevedo, 2018; Joseph et al., 2019).

According to Azevedo (2018), the matrix organization's advantages are the significantly shorter communication paths through no hierarchy and specialized management staff. It shows a better balance between managers with more vital teamwork trades. Azevedo addresses the disadvantages of the matrix organization with the need for more managerial staff. Moreover, he suggests that the decision-making processes can be somewhat blurred with more conflicts and competition within the team. The longer and cumbersome decision-making process show an increased need for communication. The possible excessive demands on employees can lead to burnout syndrome, and competence conflicts due to power struggles between employees are more likely (Azevedo, 2018).

Figure 6. Matrix Organization Structure Chart - Based on the FFR NRNW

Organizational Effectiveness

According to Cambridge English Dictionary (n.d.), the term effectiveness has the meaning of "the ability to be successful and produce the intended results" or, in other words, benefits or degree of goal achievement. Organizational comes from organizing, designing, setting up, or building according to plan. The term organization, according to Cambridge English Dictionary (n.d.), is "a group of people who work together in an organized way for a shared purpose," it is understood accordingly to be the formal and informal set of rules of a system based on the division of labor. If the terms organizational and effectiveness are combined, it can be understood that organizational effectiveness measures the degree to which a company achieves the set goals through its organization.

Bustinza et al. (2019) imply that companies are very interested in consistently increasing the achievement of their goals through targeted organizational measures. In particular, they suggest that the higher market or customer-driven volatility and the higher risk for companies require dealing with organizational effectiveness. According to Bustinza et al., organizational effectiveness is impacted by technological change through resiliency capabilities. In particular, Human Resource Practices are resilience-enhancing and can be configured in specific collections to produce measurements to overcome uncertainty. The researchers found a direct link between resilience capabilities and organizational effectiveness. The explanation for this phenomenon can be drawn from responding fast to challenges due to open communication and information flow.

Additionally, Kareem (2019) argues that Human Resource developmental programs such as organizational-, career-, training-, and talent- development contribute heavily to the organizational effectiveness of an organization. In a similar study, Shet et al. (2019) found that performance management created discouragement, loss of trust, and confidence in performance-based evaluation in organizations. Therefore, Shet et al. (2019) offered an alternative, competency-based performance practices and found that this theory can boost organizational effectiveness. At the forefront of this research is organizational effectiveness through learning and development opportunities given to staff members building upon their competencies.

Babalola and Nwanzu (2020) conducted a study together evaluating if organizational strategy plays a predicting role in organizational effectiveness. The researchers found that organizational strategy does contribute positively to organizational effectiveness in a predictive manner. The explanation for this phenomenon is that organizations embrace a combination of strategies that fit the workspace's operational environment, which leads to clear communication in goal setting and objective articulation. Similarly, Minciullo and Pedrini (2020) suggest that organizational effectiveness strives for clear communication and information flow. For managers in the execution level to be successful, well-defined objectives have to be set. Furthermore, Minciullo and Pedrini suggest that for the board of directors to fulfill their primary obligation of supporting and monitoring the decision-making of managers, a fundamental understanding of stakeholder's expectations is needed. The research revealed that clear communication ultimately resulted in better information flow, which enabled the board of directors to execute in the intent of both organizations and therefore foster organizational effectiveness.

In another research, Nwanzu and Babalola (2019) determined that organizational effectiveness can be influenced through the relationship among organizational practices, organizational identification, and organizational self-esteem. Furthermore, Nwanzu and Babalola found that the right amount of organizational self-esteem and organizational identification facilitates a more substantial organizational effectiveness. On the contrary, Jovanović (2019) found that the impact of utilizing individual political behavior to advance careers can ultimately influence organizational effectiveness positively. The right organizational culture contributes to the overall effectiveness as well. According to Ali et al. (2020), transformational leadership can affect the individual behavior of staff members by influencing the value system through supervisor and subordinate-social network. Ali et al. found that the good indentations through interchanged relationships manifest in the form of stronger commitment and job satisfaction in organizations. Their findings revealed that organizational effectiveness was enhanced in organizations in which supervisor-subordinate social network was used. The social network builds a bridge between transformational leadership and organizational commitment and ties into employee job satisfaction.

For organizational effectiveness to thrive, internal motivation can be very effective. However, in today’s social awareness, more and more companies focus on corporate social responsibility (CSR) as a driver to invoke organizational effectiveness. Baughen et al. suggest that the direction of organizational development in the traditional sense has been personal, divisive, and provocative and for establishments to accomplish organizational effectiveness truly, an organization has the responsibility and obligation to engage in CSR. Organizational health has to be focused on the organization and not on a societal or individual level, according to Baughen et al. The researcher argues that if change management emphasizes both organizational health and CSR, benefits will be offered to both society and the organization and contribute to organizational effectiveness.

Method and Design Literature

Understanding the organizational structure, organizational culture, and the leadership styles used by the NBK managers may determine the lack of organizational effectiveness in this organization. Many researchers regarding organizational effectiveness have conducted numerous studies concerning these three core theories. Individual studies have proven that leadership styles affect organizational culture, others how culture positively influences the effectiveness in an organization (Babalola & Nwanzu, 2020; Minciullo & Pedrini, 2020).

Research conducted by Bustinza et al. (2019), Kareem (2019), and Shet et al. (2019) show the influence of organizational structure on organizational effectiveness. For example, Bustinza et al. (2019) sampled 205 firms that offered a broad number of organizations in the manufacturing industry, finding a direct link between organizational structure, resiliency capabilities, and organizational effectiveness. NBK FFR shows an unusually high turnover rate, which could be explained due to the many local opportunities in individual growth and the workload balance, which may be too challenging, causing a low resiliency within the organization.

In the literature reviewed, very little qualitative research has been conducted of organizational effectiveness in relations to matrix organization in a Government setting. Most research on organizational effectiveness and organizational structure is based on quantitative or qualitative research with action research as design. No literature has been found using a case study approach. Most studies were based on secondary data and not on interviews or surveys in a qualitative manner.

Summary

The CNIC FFR organization has multiple organizational structures. For example, CNIC operates in a divisional structure; the NRNW FFR organization is operating in a matrix structure. Simultaneously, individual programs at NRNW and NBK appear to be used in a functional structure. The literature elaborating on a different kind of organizational structure and what leadership styles would work best for these structures will allow more profound understanding of the execution gap at NBK FFR.

According to Shet et al. (2019), organizational effectiveness is an undefined complex theory that is often measured in goal and objectives execution with stakeholder satisfaction. Jha et al. (2019) suggest that organizations' actions should always contribute to the organization's effectiveness. They further advocate that success ineffectiveness only can sustain long-term through a committed workforce. Jha et al. documented that there is a relationship between strategy and organizational effectiveness but leadership styles, organizational culture also play a significant role in the effective execution of goals. Moreover, Jha et al. reported in related studies; they found that knowledge management also played into an organization's effectiveness.

This literature review suggests that successful project execution is interconnected among the following theories: organizational culture theory, organizational effectiveness theory, organizational structures, and leadership styles. However, the literature lacked information on how much these individual theories weigh into the project execution and processes on managing within specific organizational structures utilizing individual leadership styles effectively. As an alternative structure, the matrix organization has a tremendous need for strong leadership and culture.

CHAPTER III: METHODOLOGY

Interpersonal skills, communication, culture, and leadership are linked to organizational performance in a matrix organization. Studying these aspects of leadership and the phenomenon of the execution gap will improve the corporate culture and production through the execution of tasks. As an essential concept, improvement of organizational performance through leadership will benefit the NBK FFR organization. However, other practitioners would benefit from this research and could apply these to any other governmental and non-governmental matrix organizations.

In a 2017 study, Reynolds and Lewis found that 76% of staff interviewed cited that staff interaction is the cause of execution gaps. There is significant literature addressing leadership styles and theories suited for matrix organizations, as well as the literature of reasons for lack of execution of assignments. A study linking these theories with the existing organizational culture is needed to evaluate the execution gap. The goal of this research is to identify the core roots of the NBK FFR execution gap and closing these gaps by implementing proper business processes suited for matrix organizations.

It is not known how execution of special projects can be successful completed such as the development and opening of Navy Getaways, RV Storage, or similar revenue generating projects. The purpose of this qualitative case study is to determine how the execution of these projects can be improved within the NBK FFR organization. The chosen research site to evaluate the phenomenon of "How to resolve the delay in project execution in the matrix structured Naval Base Kitsap Fleet and Family Readiness organization?" will be the NBK FFR organization located at NRNW. Departments within FFR can see differentiation; it appears that specific departments are more successful in executing assignments than others.

Research Questions

RQ1: How can the execution of special projects such as the development and opening of Navy Getaways, RV Storage, or similar revenue generating projects be improved within the NBK FFR organization?

RQ2: What changes can be made to address the challenges found?

RQ3: How does the decision-making process affect the outcome of objectives in the matrix organization.

Research Method and Design

The chosen research methodology is qualitative research, as this study is based on the development of theoretical theories with a foundation of empirical data. Therefore, this qualitative study will identify isolated interdependencies or theoretical fragments, which can be further differentiated or validated (Jackson et al., 2007). Yin (2018) described the Case Study research design format as questions surrounding "why" or "how." Yin elaborates that case studies focus on current events and have no control over behavioral actions.

In order to examine the awareness of the problem with regard to organizational effectiveness in the NBK FFR matrix organization, the lines of communication, the willingness to implement new strategies, the perception, and decision-making processes within the organization must be traced. No recent qualitative case studies have been conducted researching the execution gap phenomenon in a federal government matrix structured organization. Qualitative research on the basis of organizational effectiveness in matrix organizations, as presented in Chapter II, is only suitable to a limited extent due to the lack of operational setting in the federal government.

The assumption based on selecting a case study as a research tradition for the chosen method is that most government professionals are not used to work in a matrix organization. Therefore, they are potentially experiencing change from what they know and believe of a traditional government organizational structure. This change has to be managed to allow the organization to be more effective. Therefore, the most suitable analysis approach for this complex phenomenon is the exploratory case study. A case study is characterized by the fact that the phenomenon represents an independent investigation unit, regardless of whether a person, an event or an organization (Rogers, 2021; Yin, 2018). The individual analysis object cannot be broken down into logical sub-units and embedded design, in which logical sub-units of the examination object are formed (Yin, 2018).

This qualitative research will examine Installation Program Manager's and Program Managers' perspectives on the matrix organization and the used performance management processes and how these affect project objectives. The phenomenon has to be first understood in-depth to be able to explore potential solutions. Therefore, this research method is exploratory (Yin, 2018). Exploratory research focuses on the how and why, while the goal is to define questions and hypotheses for a subsequent study or to conclude the viability of the desired research procedure (Yin, 2018). This qualitative exploratory case study is focused on organizational effectiveness in a government-driven matrix organization.

Population

The population for this qualitative study is the NBK IPM's (upper-management), PM's (mid-management), and FM supervisors. The paygrade of these three groups ranges from NF03-NF04 and GS09 to GS12 for all individual NBK FFR departments: Fleet and Family Services (FFSP), Morale Welfare and Recreation (MWR), Food, Navy Gateways Inns and Suites (NGIS), Child Youth Program (CYP), Galley Services, Housing services. FFSP population consists of one NF04 IPM, one NF04 PM, and two GS12 PMs. MWR consists of one GS12 IPM, three NF04 PMs, and a total of 17 FM, a mixture of GS09-11 and NF03-04. NGIS consists of one NF04 IPM, one NF04 PM, and two NF03 FM. As one of the most extensive programs, CYP consists of one NF04 IPM, six NF04 PMs, and a total of eight FM, a mixture of GS09-11 and NF03-04. Galley Services consists of one CW3 IPM, one E07 PM, one GS-11 PM. Housing Services consist of one GS12 IPM, two GS11 PMs. They are making the population a total of 49 managers.

Sample

This qualitative research will use non-probability sampling since not all individuals will be given the chance of becoming a sample. There is no probability of population unity with this method as the selection is based on the subjective judgment of the researcher. The findings cannot be drawn from the sample for the entire population (Yeager et al., 2011). Non-probability sampling methods include convenience sampling, consecutive sampling, purposive sampling, snowball sampling, or quota sampling (Lavrakas, 2008).

The selected technique for this research is quota sampling, which is a unique systematic sample not chosen randomly. Certain quotas affect the range of participants instead (Bomela, 2020; Robinson, 2014; Schloderer et al., 2014). For the research, 12% of the population are upper management, 51% middle management, and 37% frontline management; therefore, the sample should show the same ratio. The desired outcome is to obtain more meaningful results as the ratios of the sample population corresponds with the entire population. This research will interview and survey a minimum total of 15 samples of the population. Therefore, two samples are from the upper management, eight from the middle management, and five from the frontline management level are needed as a minimum.

To ensure that potential participants match the quota characteristics, simple questions about the person must be answered. A minimum case requirement has to be met by each sample.

Requirement 1. The sample has to have worked for the NRNW for at least two years to ensure their experience is based on pre and post-COVID 19.

Requirement 2. The sample has to have worked in a managerial capacity for at least two years to ensure their experience is based on pre and post-COVID 19.

Requirement 3. The sample has to have between 6 and 10 (numbers have to be validated) direct reports as that is the average (+- 10%) the NBK manager manages.

These requirements can be validated through the Total Workforce Management System (TWMS) before conducting the survey or interviews. At a minimum of 15 samples, the remaining population will be asked to participate in a survey to identify managers who have been struggling with successful completion of a minimum of 3 tasks or special projects on time in the past 1-5 years. Yin (2018) suggests sample sizes for case studies to be rather small. For the survey instrument, a sample of 30% of the population has been chosen.

Data Collection Procedures

Qualitative research focuses on generating detailed information. It differs from quantitative research in that much of the data cannot be directly related to a numerical value. This type of research is useful when you study things in a natural way or try to understand how people interpret information or think about a particular topic. The method of collecting data from observing the participant involves examining one or more subjects. Documents, interviews, participant observation, direct observation, archival records, and physical artifacts are, according to Gagnon (2010) and Yin (2018), some of the most common data collection methods in qualitative research. For this study, a combination of questionnaires and interviews would be utilized additionally to secondary data.

Questionnaires at the IPM, PM, and FM levels will allow for a better understanding of the daily struggles these staff members face every day. The assumption is that due to the restructure and regionalized NAF Support Services took support staff from the installation level to the regional level. These services have evolved over time, and new requirements may have been added to the field level, increasing the management's workload not allowing for enough time to execute additional tasks and projects.

Additionally, the complexity of NBK and mission set appears to have more restrictions in allowing for new projects such as creating a Navy Gateways recreation park than the other installations within the NRNW. Constrains of allowable locations and dependency of other installation identities such as Public Works may cause execution delays. Furthermore, a conclusion of leadership styles and organizational culture within NBK and NRNW should allow for better understanding and insights. After categorizing all data points within the appropriate codes, data sets will be analyzed and compared.

The first method of data collection for this research is in-depth qualitative interviewing. The strengths of this method are the ability to allow researchers to gather detailed data in an open-ended, very in-depth manner (DeCarlo, 2018). Furthermore, it gives the interviewee the chance to elaborate on their responses. Responses are being collected in the words of the interviewee and not categorized, often the case in surveys. In traditional in-depth interviewing, observation of body language or tone of voice during an interview is beneficial as it allows the researcher to gather additional data (DeCarlo, 2018).

Questionnaires

As a data collection tool, the researcher will use the online platform SurveyMonkey to track and store the collected information. Processing and analysis of the data will be streamlined across all participants. The online survey is the ideal data collection tool to conduct quota sampling. Through surveying simple questions, the researcher ensures that potential participants match the quota characteristics to determine future consideration of the sample. In order for a quota sample to be representative, biases must be avoided. As a data collection tool, the researcher will use the online platform SurveyMonkey to track and store the collected information. Processing and analysis of the data will be streamlined across all participants. The online survey is the ideal data collection tool to conduct quota sampling. Through surveying simple questions, the researcher ensures that potential participants match the quota characteristics to determine future consideration of the sample. In order for a quota sample to be representative, biases must be avoided.

In-Depth Interviews

The in-depth interviews will be conducted via Microsoft Teams' online conference platform. Based on the specified number of suitable participants determined by the survey quota, interviews will be conducted with 10% of the population. All interviews will be via video conference call and recorded. The interview will be transcript via Otter.ai and analyzed line by line. The textual data will be coded and compared to the rest of the data pool.

Secondary Data

The Economic Impact Assessment and organizational charts to determine manning structures for NBK, NASWI, and NSE will be utilized as secondary data. There are a total of four Economic Impact Assessments and 24 organization charts. These data points will be analyzed and compared to determine the complexity of the installations and assess staffing concerning the operation. The Economic Impact Assessment includes Payroll Output, Contracts and Operation output, and Tax revenue of all NRNW and its installations. Other data that will have to be analyzed are the workforce size of each installation, the number of frontline operations, and the number of installations served. These data points allow for analysis of the size of the individual installations as well as their complexity. Here again, the data will be coded and placed into categorizing.

Data Collection Instruments

Research instruments such as focus groups, interviews, surveys, observation, secondary data analysis are the most common methods (Mishra & Alok, 2017). This multiple instrumental case study will study multiple cases that will provide insight into the phenomenon. It will utilize in-depth interviews, surveying, and secondary data. SurveyMonkey, as the primary data collection tool will allow the researcher to construct, distribute, and track responses. The anticipated survey data collection is one month.

The researcher will analyze the data and conclude if the 10% quota to conduct the interviewing of the 10% population has been reached. 10% of the population translates into 5 participants. Once the minimum has been reached, the survey will be closed out to allow the researcher to start the preliminary stages of the thematic analysis. Individual reports will be created and categorized through SurveyMonkey.

In depth interviews will be set up using the Microsoft Teams video web conferencing platform. After ensuring availability, the researcher will provide a link via email to the Microsoft Teams meeting to the samples. While conducting the interview, the researcher will record the sessions and archive it as a MP4 file to better document the data. The recordings of the five selected managers will then be later transcribed via Otter.ai. Once the transcription is completed, a copy will be sent to the participant for review and allowing for potential needed changes.

Data Processing

As a Qualitative Data Analysis Software (QDAS), Dedoose is an inexpensive alternative to many software programs that have been developed for easier data analysis since the 1980s. Dedoose is a collaborative and intuitive web-based program allowing researchers to conduct qualitative data analysis with an easy-to-use advanced technology (Pat Research, 2020). Therefore, Dedoose will be used to analyze the secondary data and compare it to the other instruments.

Data Analysis Procedures

The data analysis process used to study the surveys and interviews was the thematic analysis by Braun and Clarke (2006). Braun and Clarke (2006) define thematic analysis as a method for identification, analysis, and documentation of patterns and themes in a data set. The objective is to move from a superficial reading to an in-depth analysis of the content, to give it a meaning, and to make the meaning transparent. The thematic analysis offers the flexibility to analyze large amounts of data but also slows for the possibility to methodically support in-depth analysis and exploratory procedures (Braun & Clarke, 2006). The advantage of using Braun and Clarke’s process is that it allows the analysis of existing secondary data, regardless of a survey method.

Braun and Clarke (2006) propose the thematic analysis as a six-step process. The first step is for the researcher to familiarize themselves with the data through repeated reading of transcripts, gathering initial ideas, and writing down concepts. In this research, memos were transmitted as document memos and later coded as memos (Braun & Clarke, 2006). During the second step, the researcher developed the first codes. According to Braun and Clarke, the initial codes show systematically interesting features of the overall data set. Once identified, the researcher assigned relevant data material to the codes. The researcher created codes, wrote comments, and documented specific memos.

The third step calls for searching for themes. The researcher combined codes for potential topics and assign corresponding data material (Braun & Clarke, 2006). Braun and Clarke suggest sorting the code system; the researchers generated numerous codes that related to their scope and level of concept, which were very different. The process of creating these codes was by sorting and organizing relationships between them to define them. Furthermore, main codes were developed, and the codes were organized in a hierarchical structure.

Braun and Clarke (2006) propose step four as reviewing of themes to ensure they fit consistently with the intended coded passages and the entire data materials. In step five, the researcher defined and named the themes with further details and special features. At the forefront is the conclusion on the statement as well as the entire analysis while formulating clear definitions and titles for each theme (Braun & Clarke, 2006). Lastly in step six is presented by Braun and Clarke (2006) as producing the report. The researcher prepared the result of the analysis and consolidated them in the final report. A selection of meaningful examples of themes as well as the final analysis was included in the final report.

Assumptions

The main concepts' implicit connections are what contributes to the lack of execution. The assumption is that lack of project/task execution is affiliated to the organizational size and the AOR managers of the NBK FFR organization have. It is clear that there is a connection, but the depth of the association is uncertain nor genuinely understood. Therefore, assumptions have to be made; questions have to be researched and answered before the concepts' implicit connections can be modeled.

Limitations

Strengths explanatory research has to offer, according to Yousaf (2017), an increased understanding of the phenomenon, flexibility in sources, and more robust conclusions, while weaknesses are potential biases and limitations on the beneficiary of the resulting research. This research design increases the understanding of a subject a researcher is analyzing. The lack of statistical research data can be balanced out by utilizing existing quantitative research literature (Yousaf, 2017). Another weakness is that potentially biased information could lead to misleading conclusions due to the researcher's interpretation and opinion. Furthermore, the conducted study may not be beneficial for a border audience and is often focused on a more inclusive beneficiary (Yousaf, 2017). Case study-specific limitations were the researcher's ability to control that a minimum of 15 participants is actually taking the survey or participating in the interviewing, therefore causing a potential need to expand the research. Fear of retribution may affect the number of staff members participating in the research. As the NBK FFR Director, the researcher has to be conscious that the staff may not disclose their true opinions and facts.

Delimitations

The phenomenon is based on three main concepts, project/task execution, organizational size/area of responsibility (AOR), and leadership. For the latter, particularly the different levels of leadership Managers; IPM, PM, and FM. The concept project/task execution is the core problem set of the phenomenon. NBK FFR struggles with the execution of projects in a timely and successful matter. As the third-largest U.S. Navy installation, NBK has an extensive footprint, catering to more than 45,000 customers spread among five geographically separated bases and two installations, accounting for 58% of all NRNW customers (Yousaf, 2017). Therefore, understanding the significance of the concept of organizational size and area of responsibility in relation to NBK displays a strong need for consideration.

Ethical Assurances

According to Guzman and Linski (2020), every doctoral candidate must go through the Institutional Review Board (IRB) process to be granted authority to conduct research involving human subjects. The IRB process is founded on the three principles: Respect for Persons, Beneficence, and Justice.  All three are based on the ethical belief to protect the individuals participating in the research (IRB Trident University International, n.d.).   To ensure the researcher understands the fundamentals of the ethics to protect these individuals, Trident IRB requires every researcher to conduct training on this topic.  After completing the "Protecting Human Research Participants" training and submitting the certificate, the student must submit the prospectus to their Doctoral Studies Director.  This step must be taken before submitting the prospectus to the IRB (IRB Trident University International, n.d.).

 Site permissions have to be granted before conducting the research. For NBK, the researcher has to obtain signed permissions, which will include the permission granting statement, brief description of study, risk statement, all understandings and agreements between researcher and site, and signature of approver. Since this research is military-based-affiliated research, a site approval signed by the Commanding Officer of the Base must be submitted to the site permission requirements (IRB Trident University International, n.d.).   Letter of Intent for the research has been signed by the Commanding Officer of NBK.

Additionally, prior to conduct any survey, the Department of Defense requires "Surveys which include active duty or civilian members of other Department of Defense (DoD) components or include members of more than one component (e.g., Army and Navy) are reviewed by the Defense Manpower Data Center (DMDC) following DoD survey approval procedures" (Department of the Navy, 2008). All subjects participating in the study have to sign an informed consent form along with all documents used to recruit these participants.  If secondary data is being used, supporting documentation must be provided (IRB Trident University International, n.d.). 

The observation of leadership behavior and its effect on customer service through employee commitment is the basis of the study. According to Bhattacherjee (2012), research has to be purposeful and deliberate for participants to feel protected. A well-structured, transparent, and well-coordinated analysis also enables the researcher to gain credibility and show ethical competence. Therefore, participants will be educated on the purpose and intent of the research and will be asked to provide candid responses, which is the biggest concern for the researcher, as he is in the participant's chain of command.

Minimal risk for human subjects is anticipated for this research, as the research is focused on identifying the reason for lack of timely execution of projects. Nothing in this research is expected to threaten or place the participants in an unsafe position. Informed Consent will be required to be acknowledged by every participant in this study. All information will be password protected and stored on the researcher’s personal computer, on the SurveyMonkey platform, and the Trident University International document repository.

Summary

This chapter provided an overview of the problem statement and the organization, which was selected to conduct the research, NBK FFR. This overview was followed by the research method and design in which the researcher discussed that the qualitative research method used in the case study "How to resolve the delay in project execution in the matrix structured Naval Base Kitsap Fleet and Family Readiness organization?" and its development of the theoretical model based on empirical data. This method was chosen due to the lack of content of the research area. Empirically verifiable facts were necessary to prove the validity of this research (Jackson et al., 2007). Through theoretical sampling, this qualitative study allows identifying isolated interdependencies or theoretical fragments. These can then be further differentiated and validated (Jackson et al., 2007).

Through the lack of empirical data, the qualitative research method allowed the researcher to form a precise problem statement and structured it in a question instead of an assumption. The researcher entered into a direct dialog with the individual (Jackson et al., 2007). This one-on-one research allows collecting data not only on what was said but also how it was told. Direct personal contact is a crucial part of the qualitative research method (Jackson et al., 2007).

Additionally, this chapter identified the population of this study and the narrowed down sample by utilizing non-probability sampling and specifically quota sampling. The data collection instruments used were survey, in-depth email interviews which resulted in 15 FFR managers who were surveyed and five managers who then were interviewed. Moreover, secondary data was researched and utilized. Other topics discussed were the data collection procedures, data processing, and data analysis procedures utilized. The researcher also laid out his assumptions, limitations, delimitations, and ethical assurance.

CHAPTER IV: DATA COLLECTION AND DATA ANALYSIS

(note: Chapter should be 10 – 20 pages)

(Do not provide an Introduction heading. Approximately 10-20 pages for the entire chapter; approximately 1-2 paragraphs for the introduction) [Begin the discussion with a brief overview of the purpose of the research study and provide a brief overview of the chapter. Organize the chapter around the research question(s). Review the APA Manual and published, peer-reviewed, empirical research articles for examples of how to report results of various research designs.]

Note: If changes are made to instruments after proposal approval, through an expert review or pilot study, explain the changes made before explaining the results. Ensure the updated version of instruments are provided in the Appendix.

Descriptive Data

[Report the descriptives of the data collected. This may include the number of participants for each source of data collected, number of documents used in secondary data, demographic breakdown of the participants, length of interviews or focus groups, or other descriptive data point that can assist in understanding the population used within the study. Tables and Figures are beneficial to explain the data quickly. Tables and Figures must be explained within the text, as well.]

Results

[Data analyses – Report results without discussion of impact/conclusions (interpretation, speculation, etc. appears in the next section). Results must be supported with direct quotations of the raw data:

1. For Qualitative analyses

a. Present results logically and in a way that answers the research question(s) by distillation steps of the discernment process,

b. Present sufficient information so the reader can make an independent judgment about your interpretation,

c. Review published articles that use similar designs for examples of how to present qualitative, thematic findings (including explanation of codes, categories, and/or themes created during the analysis process),

d. Ensure that no potentially indentifying information is published.

2. For Quantitative analyses (of a mixed methods study),

a. Give appropriate descriptive information,

b. Present the results in a logical fashion, answering the research question(s)/hypotheses as stated and appropriate to the type of data collected,

c. Identify assumptions of statistical tests and address any violation of assumptions,

d. Make decisions based on the results of the statistical analysis (for example: Are the results statistically significant?). Include relevant test statistic and p values.

e. See the APA manual regarding how to present results in text, tables and figures,

f. Present sufficient information so the reader can make an independent judgment regarding interpretation.

Note: Triangulation of data should be explained in this section, if applicable. Tables and figures, where appropriate, are necessary and referred to in the text. Ensure compliance with APA format of tables, table titles, figures and figure captions. See APA manual for guidelines on displaying results.]

Example of tables provided:

Table 1 Caption for Table 1

Header

Header

Text

Text text text text text text text text text text text text text text text text text text text text text text text text text text text text text text text text text text text text.

Text

Text text text text text text text text text text text text text text text text text text text text text text text text text texttext text text text text text text text text text text.

Text

Text text text text text text text text text text text text text text text text text text text text text text text text text text text text.

Note. Briefly describe what the Table represents so that it is understood outside of the chapter. There is a line space between the note and the next heading/paragraph to separate the text.

Table 2 Themes and Codes

Theme (number of data excerpts)

Codes grouped into theme (number of data excerpts)

Theme 1: [insert]

[list codes and number of excerpts related to each code]

Theme 2: [insert]

[list codes and number of excerpts related to each code]

Repeat for each theme…

[list codes and number of excerpts related to each code]

Example of figures provided (note that if it would not fit in the space provided, the entire Table or Figure is moved the next page; if Table or Figure if longer than one page, ensure title appears with the beginning of the Table or Figure):

Figure 1 Case Study Research

Note. This figure defines the case study design by Yin (2018). Briefly describe what the Figure represents so that it is understood outside of the chapter. There is a line space between the note and the next heading/paragraph to separate the text.

Evaluation of Findings

[This section is used to briefly report what your findings mean. The discussion will be expanded in Chapter 5. Interpret results in light of the theory (or theories) and/or the conceptual framework(s) you have identified. Describe whether the results obtained were expected given the literature and provide potential explanations for unexpected or conflicting results. Take care to avoid drawing conclusions beyond what can be interpreted directly from the study results. Ensure to examine any weaknesses of the data that may have altered the findings. This section should provide rationale for the specific answers to each Research Question posed in the study.]

Table 3 Summary of Research Question Findings

Research Question #1

[Insert RQ]

Findings include: [insert].

Research Question #2

[Insert RQ]

Findings include: [insert].

Research Question #3

[Insert RQ] Repeat as necessary.

Findings include: [insert].

Summary

[Discussion summarizes key points presented in Chapter 4. The research questions should be restated and the final answer(s), based on the findings, should be directly stated here. Provide a transition to Chapter 5.]

CHAPTER V: APPLICATION TO PRACTICE AND DISCUSSION

(note: Chapter should be 10 – 20 pages)

(Do not provide an Introduction heading. Approximately 10-20 pages for the entire chapter; approximately 1-2 paragraphs for the introduction) [Begin the discussion with a brief review of the problem statement, purpose, method, limitations, and ethical dimensions, and conclude the introduction with a brief overview of the chapter.]

Implications

[Discuss each research question and draw logical conclusions. Note: support all conclusions with the research findings and avoid drawing conclusions that are beyond the scope of the study results. Discuss how any potential limitations may have affected the interpretation of the results. Place the results back into context by describing how the results respond to the study problem, fit with the purpose, demonstrate significance, and contribute to the existing literature described in Chapter 2.]

Recommendations for Practice

[Present all recommendations for practical applications of the study, minimum of 3-5. Note: support all recommendations with the research findings.]

Recommendations for Future Research

[Present recommendations for future research, minimum of 3-5.]

Conclusions

[In this section, summarize all key points in Chapter 5.]

EXECUTIVE SUMMARY REPORT

Introduction to the Business Problem

The Executive Summary Report should begin with a brief explanation of the business problem that was examined during the research study. The Executive Summary Report should be specific to the information needed by the organization and should read as a Consultation Report based on the findings of the research study. Graphics, charts, and tables that summarize data and findings can be useful in providing necessary information to the organizational leadership. The total report should be approximately 5-10 pages. A copy of the Report will be added to the DSP following Chapter 5.

The Study

This section should provide a brief explanation of the study purpose and design. This does not require specific details of the collection and analysis processes.

The Findings

This section should provide a brief explanation of the findings. This section does not explain the implications or recommendations based on those findings. The below table may assist in summarizing the findings. This table is not required.

Summary of Research Question Findings

Research Question #1

[Insert RQ]

Findings include: [insert].

Research Question #2

[Insert RQ]

Findings include: [insert].

Research Question #3

[Insert RQ] Repeat as necessary.

Findings include: [insert].

Analysis of the Findings

This section should provide an explanation of the completed analysis. This should incorporate the associated themes from the analysis.

Theme 1: [insert]. Explain theme.

Theme 2: [insert]. Explain theme. (Repeat this process for each theme.)

This table may provide an easy reference for themes and their corresponding codes from the analysis. This table is not required.

Themes and Codes

Theme (number of data excerpts)

Codes grouped into theme (number of data excerpts)

Theme 1: [insert]

[list codes and number of excerpts related to each code]

Theme 2: [insert]

[list codes and number of excerpts related to each code]

Repeat for each theme…

[list codes and number of excerpts related to each code]

Key Implications for Business

The findings should provide some implications for the organization. Explain those implications in this section. Ensure to use language that is specific to the organization and field of practice.

Recommendations for Practitioners

The implications should provide for recommendations of action or improvement. Provide those recommendations here. Ensure these are actions or improvements that can be utilized by the organization directly. Do not explain recommendations related to the general field, unless the organization has the ability to further that recommendation. There should not be any recommendations related to theory or research advancement, unless the organization have the ability to conduct such research.

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Instructions: All resources cited in the Doctoral Study Project must be included in the list of references.

List all references in APA format with the exception noted below. For each reference listed, there must be at least one corresponding citation within the body of the text, and vice-versa.

Formatting: Single space each reference citation; double space between consecutive references in the reference list. Resources longer than one line of text should provide a hanging indent of 1/2 inch of subsequent lines.

Tips: Sort in alpha surname/title order. Only capitalize the first word of the title and of the subtitle, if any. Do not bold the title. Know when to italicize and when not to (i.e., periodical/non-periodical/publication versus book/report/paper). Italicize volume numbers. Please refer to the APA Publication Manual for guidance.

Note: APA requires a Digital Object Identifier (DOI) be provided, if one has been assigned.

APPENDIX A: LOI AND SITE AUTHORIZATIONS

Insert all required LOIs and Site Authorizations from organizational Site Representatives. These documents must include signatures from the Site Representatives. Ensure all Appendices have an appropriate title after the colon. All appendices should be cited in the text.

APPENDIX B: INFORMED CONSENT FORM(S)

Insert the template of the Informed Consent Form(s) that are used for the study participants. Each instrument may require a separate Informed Consent Form if utilized by a different sub-population. The completed forms, signed by the participants, are NOT included in the appendix. Ensure all Appendices have an appropriate title after the colon. All appendices should be cited in the text.

APPENDIX C: INSTRUMENTS AND PROTOCOLS

Insert all required instruments or protocols used to collect data. Note that the DSP requires three sources of data. Most sources of data, except for use of secondary archival records, should require a physical instrument or protocol. Ensure all Appendices have an appropriate title after the colon. All appendices should be cited in the text.

APPENDIX D: OTHER REQUIRED DOCUMENTS

Insert any additional documents or information that must be incorporated into the DSP, such as recruitment letters, coding tables, etc. Ensure all Appendices have an appropriate title after the colon. All appendices should be cited in the text.

GENERAL FORMATTING GUIDELINES

(Remove this guide before the Final DSP submission to the DSP Chair and Committee)

· The document should be 12-point font using Times New Roman.

· The document should adhere to APA Style (7th) Edition

· Use APA headings (see standards below)

· Use APA formatting for all in-text references and your references lists (the article format requires a reference list at the end of each article)

· Double check that your Table of Contents is correct, it may require multiple changes based on modifications to the document post defense

· If you see CAPS used in the template, use CAPS

· Remove all template text within applicable chapters (Chapter 1-3 for the DSP Proposal and Chapters 1-5 for the Final DSP) before final submission to the DSP Chair and Committee members

*See below for the updated APA headings guideline for the DSP.

Level 1 (for DSP Chapter Titles only, not assignment papers)

CENTERED, BOLDFACE, UPPERCASE HEADINGS

Level 2

Left-Aligned, Boldface, Title Case Heading

Level 3 

Left-Aligned, Boldface, Italicized, Title Case Heading 

Level 4

Indented, Boldface, Title Case Heading with a period.  Begin body text after the period. 

Level 5

Indented, Boldface, Italicized, Title Case Heading with a period. Begin body text after the period. 

Helpful Resources

· Provides access to DBA Handbook, templates, and instrument examples

Purdue APA Formatting and Style Guide

· Provides updated requirements for APA 7th edition

About this template

This template provides the minimum standards for Doctoral Study Project (DSP) of the DBA program at Trident University International as well as a general format for the body and appendices. Refer to the APA Manual for more details. Consult with your DSP chair, Professor of Doctoral Studies, or the Doctoral Studies Director for formatting questions or concerns not addressed by this template.

Leadership / Organizational Culture

Organizational Size / AOR

Strategy

Timely and Successful Execution

Employee Commitment

Employee Coordination

Leadership

Performance

Information Sharing

Structure

Rewards

Leader Directs

Leader Decides

Staff member Decides

Low Directive

Staff member Decides

High Supportive

High Directive

High Supportive

High Directive

Low Supportive

Low Directive

Low Supportive

FFR Director

Headquarters CNIC

FFR Director

Navy Region Northwest

FFR Director Navy Region Southwest

Program Director

FFR Director Navy Region Southeast

Program Director

FFR Director Navy Region Mid-Atlantic

FFR Director Navy Region Naval District Washington

FFR Director Navy Region Joint Region Marianas

FFR Director Navy Region Europe, Africa, Central

FFR Director Navy Region Hawaii

FFR Director Navy Region Japan

FFR Director Navy Region Korea

FFSP Program Director

MWR Program Director

Housing Program Director

Support Services Program Director

Wounded Warrior Program Director

MWR Program Director

Housing Program Director

Support Services Program Director

Wounded Warrior Program

Program Director

MWR Program Director

Housing Program Director

Support Services Program Director

Wounded Warrior Program

Program Director

MWR Program Director

Housing Program Director

Support Services Program Director

Wounded Warrior Program

Program Director

MWR Program Director

Housing Program Director

Support Services Program Director

Wounded Warrior Program

Program Director

MWR Program Director

Housing Program Director

Support Services Program Director

Wounded Warrior Program

Program Director

MWR Program Director

Housing Program Director

Support Services Program Director

Wounded Warrior Program

Program Director

MWR Program Director

Housing Program Director

Support Services Program Director

Wounded Warrior Program

Program Director

MWR Program Director

Housing Program Director

Support Services Program Director

Wounded Warrior Program

MWR Program Director

Housing Program Director

Support Services Program Director

Wounded Warrior Program

Support Services Program Director

Marketing Manager

Graphic Design

Finance Manager

Accounting

Purchasing

Information Management

Administrative Support

Human Resources

Labor Relations

Payroll

Development

Admin Support

Marketing Sales

Customer Support

Program Design

FFR Director Navy Region Northwest

Installation FFR Director NBK

Installation FFR Director NASWI

Installation FFR Director NSE

FFR Director

Navy Region Northwest

FFSP Program Director

FFR Director

Navy Region Northwest

FFSP Program Director

MWR Program Director

Housing Program Director

Support Services Program Director

Wounded Warrior Program Director

Plan

Design

Prepare

Collect

Analyze

Share