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2011; 33: e50–e56

WEB PAPER

The ethics of HIV testing and disclosure for healthcare professionals: What do our future doctors think?

JULIE M. AULTMAN1 & NICOLE J. BORGES2

1Northeastern Ohio Universities College of Medicine, USA, 2Wright State University Boonshoft School of Medicine, USA

Abstract

Aim: This study examined future medical professionals’ attitudes and beliefs regarding mandatory human immunodeficiency virus

(HIV) testing and disclosure.

Method: A total of 54 US medical students were interviewed regarding mandatory testing and disclosure of HIV status for both

patient and health care professional populations. Interviews were qualitatively analyzed using thematic analysis by the first author

and verified by the second author.

Results: Medical students considered a variety of perspectives, even placing themselves in the shoes of their patients or imagining

themselves as a healthcare professional with HIV. Mixed opinions were presented regarding the importance of HIV testing for

students coupled with a fear about school administration regarding HIV positive test results and the outcome of a student’s career.

Third- and fourth-year medical students felt that there should be no obligation to disclose one’s HIV status to patients, colleagues,

or employers. However, most of these students did feel that patients had an obligation to disclose their HIV status to healthcare

professionals.

Conclusion: This study gives medical educators a glimpse into what our future doctors think about HIV testing and disclosure, and

how difficult it is for them to recognize that they can be patients too, as they are conflicted by professional and personal values.

Introduction

The overall aim of this qualitative study is to gain a deeper

understanding of future doctors’ attitudes and beliefs regarding

mandatory human immunodeficiency virus (HIV) testing and

disclosure, and to explore current medical students’ personal

biases and stigmas surrounding HIV testing and disclosure.

Present and future doctors may face the challenges of having

to not only request that patients disclose their HIV status, but

also to decide whether to report one’s own HIV status to

patients, colleagues, and/or employing healthcare institutions.

By examining and identifying some of the beliefs and attitudes

surrounding such dilemmas, we believe this information can

be of help to medical educators as they work with medical

students and their clinical preceptors to resolve many of the

social and ethical problems associated with the stigma of HIV

disclosure, while improving the overall health of individuals

and communities. In addition to the presentation and analysis

of our data, we provide curriculum recommendations for

ethics education for HIV testing and disclosure for medical

students. First, we will provide descriptive background infor-

mation on HIV testing and disclosure.

HIV testing

In the United States, there are several private and public HIV

testing sites including free-standing clinics, hospitals, state

Practice points

. Present and future healthcare professionals may face the challenges of having to not only request that patients

disclose their HIV status, but also to decide whether to

report one’s own HIV status to patients, colleagues, and/

or employing healthcare institutions.

. Given the lack of knowledge about HIV testing, and the problems with anonymity, patients and HCWs alike,

even when knowledgeable in HIV treatment and pre-

vention, are often reluctant to get tested for HIV out of

fear that positive test results will affect reputations,

employment status and insurance benefits.

. Differences were noted among pre-clinical students (first- and second-year students) and clinical students

(third- and fourth-year students who have been fully

exposed to patient care) with respect to the duty to

patient care versus duty to oneself.

. By examining and identifying some of the beliefs and attitudes surrounding such dilemmas, this information

can be of help to medical educators as they work with

medical students and their clinical preceptors to resolve

many of the social and ethical problems associated with

the stigma of HIV disclosure, while improving the

overall health of individuals and communities.

Correspondence: J. M. Aultman, Department of Behavioral and Community Health Sciences, Northeastern Ohio Universities College of Medicine

and Pharmacy, 4209 State Route 44, PO Box 95, Rootstown, OH 44272-0095, USA. Tel: 330-325-6113; fax: 330-325-5911; email:

[email protected]

e50 ISSN 0142–159X print/ISSN 1466–187X online/11/010050–7 � 2011 Informa UK Ltd. DOI: 10.3109/0142159X.2011.530311

health departments, and clinician offices. Every state, along

with Guam, Puerto Rico, and the US Virgin Islands offers

confidential testing, where a person’s name is recorded with

test results, and 45 states including Guam and Puerto Rico,

offer anonymous testing, where no name is used or connected

to test results (Center for Disease Control 2005). In reporting

cases of HIV, almost every state uses names. Five states use

name-to-code reporting and eight states only use codes. While

it is important to test and report individuals with HIV to better

understand the spread of the disease, to develop better safety

and preventative measures, and to deliver needed healthcare

to those who are afflicted, there are several ethical concerns

about the procedures for testing and reporting. Globally, many

efforts have been made to develop surveillance and reporting

programs. For example, in 1999, a European HIV reporting

system including 39 countries of the World Health

Organization (WHO) European Region was developed for

AIDS reporting. Persons who test positive are identified in

various ways (e.g., names, codes/identification numbers) and

reported by clinicians and/or laboratory personnel depending

on the regulations of individual countries. D’Amelio et al.

revealed that 27% of the 121 countries evaluated have

legislative measures in place mandating HIV testing for

vulnerable populations (e.g., commercial sex workers, men

who have sex with men, injecting drug users; D’Amelio et al.

2001; Li et al. 2007). Worldwide, many individuals do not

know the differences between anonymous and confidential

testing,1 or if they are aware of mandatory testing and

reporting programs, they may refuse to get tested, realizing

with a positive result their names or identifying information

may be reported. For those individuals who are living in states

that do not give them the option for anonymity, they too are

less likely to get tested. Recently, recommendations by the

Center for Disease Control (CDC 2006) suggest that all adults

and adolescents (ages 13–64) should be given voluntary,

automatic, and routine HIV tests upon entering a healthcare

facility so as to normalize HIV screening as a routine part of

medical care. Marcia Angell argues there is a need for HIV

testing to become more routine (Angell 1991). Using an ‘‘opt-

out’’ approach, individuals may have the opportunity to

decline testing, but healthcare workers (HCWs) are obligated

to provide basic information about HIV, including what

positive and negative test results mean. Although these

recommendations may help to normalize the HIV screening

process, there may be no options for anonymity, which may

persuade individuals to opt-out, or even forgo medical

attention altogether out of fear of being tested without prior

consent.

Given the lack of knowledge about HIV testing, and the

problems with anonymity, patients and HCWs alike, even

when knowledgeable in HIV treatment and prevention, are

often reluctant to get tested for HIV out of fear that positive test

results will affect reputations, employment status and insur-

ance benefits. Although previous studies have critically eval-

uated both patients’ and HCWs’ perspectives regarding HIV

testing and disclosure (see, for example, Dixon-Mueller 2007;

Galletly et al. 2008; Kagan et al. 2008; Tesoriero et al. 2008),

there are few recent studies examining medical students’

perspectives (see e.g., Evans et al. 1993).

HIV disclosure

When tackling the issue of HIV disclosure, most studies focus

on whether patients have a duty to disclose their HIV status to

their partners and to healthcare professionals so as to acquire

needed therapies and treatments, as well as to protect

healthcare professionals from even the slightest possible

exposure. Many critics conclude that patients do have a duty

to disclose their HIV status to their partners, to anyone who

may be susceptible to HIV transmission, or to those profes-

sionals who are obligated to provide care and treatment.

Under this popular line of reasoning, supported by the CDC,

the American Medical Association, among other health orga-

nizations, a public health ethic appears to take precedent over

individual freedoms and the right to privacy. However, when

tackling the issue as to whether HCWs also have a duty to

disclose their HIV status to their patients (Perry et al. 2006),

there is little consensus as to whether disclosure is valuable,

especially given the low probability of transmission. In 1991,

CDC recommended that infected HCWs with HIV or Hepatitis

B should not perform exposure prone procedures unless they

have ‘‘sought council from an expert review panel and [have]

been advised under what circumstances, if any, they may

continue to perform these procedures.’’ The CDC defined an

exposure-prone procedure to include ‘‘digital palpitation of a

needle tip in a body cavity or the simultaneous presence of the

health care worker’s fingers and a needle or other sharp

instrument or object in a poorly visualized anatomic site.’’ And,

even if the panels permit them to practice, it is recommended

that HCWs must still inform patients of their serologic status

(Gostin 2000). The American Medical Association’s policy on

HIV disclosure reads, ‘‘HIV infected physicians should disclose

their HIV seropositivity to a public health officer or a local

review committee, and should refrain from doing procedures

that pose a significant risk of HIV transmission, or perform

those procedures only with the consent of the patient and the

permission of the local review committee.’’ Furthermore, ‘‘A

physician who has HIV disease or who is seropositive should

consult colleagues as to which activities the physician can

pursue without creating a risk to patients’’ (Blumenreich 1993).

Marcia Angell in ‘‘A Dual Approach to the AIDS Epidemic,’’

wrote that patients have a right to know whether a doctor or

nurse who performs invasive procedures is infected with HIV.

Infected HCWs should refrain from invasive procedures, or

should expect to have reasonable alternative work

(Blumenreich 1993). Nevertheless, the 1995 Clinton adminis-

tration instructed CDC to review its guidelines that arbitrarily

restrict HIV infected HCWs, which possibly lead to

discrimination.

Critics, such as American Law Professor, Gostin, have

proposed new national policies, emphasizing patient safety by

ensuring that infection control procedures are systematically

implemented in healthcare settings, which would focus on

‘‘safer systems of practice rather than excluding and stigma-

tizing infected healthcare workers’’ (Gostin 2000).

Furthermore, Gostin argues that while a physician may

choose to put the patient first by disclosing his or her status,

the law should not require HCWs to disclose their HIV status,

since it is an invasion of the privacy of the HCW, and a

The ethics of HIV testing and disclosure

e51

possible professional detriment to the therapeutic relationship

following such an emotional and unsettling conversation with

patients. That is, since the HIV infected HCW is also a patient,

disclosure may be embarrassing and damaging to one’s

professional reputation. Besides the fear of discrimination

and the view that disclosure is an invasion of privacy, Gostin

and others believe that since the risk of HIV transmission from

HCW to patient is too low to meet the legal standard for

disclosure, informed consent guidelines and laws should not

require HIV infected HCWs to disclose their status to patients.

But if disclosure may be embarrassing and damaging to a

HCWs medical career or transmission is too low to meet the

legal standard for disclosure, it would seem as though patients,

just as HCWs, should not be required to disclose their HIV

status when seeking non-invasive care, which may not be

relevant to the treatment and monitoring of HIV. Nonetheless,

healthcare professionals purport, simply for preventing harm

to self and other, the HIV status of patients should be known

regardless of the level of harm in diagnosing, monitoring, or

treating patients for related and non-related conditions and

preventative care.

In the following study, these ethical issues are tackled by

our medical student-participants – our future doctors, whose

perspectives regarding HIV testing and disclosure for both

patients and HCWs give us insight into their critical thoughts

and ethical decision-making regarding personal and patient

care, and whether guidelines such as those created by the CDC

will be followed, or ignored, by our future physicians whether

they practice nationally or internationally with different

guidelines and laws.

Methods

During 2006–2007, a total of nine focus groups, containing 54

volunteer student-participants (34 females and 20 males),

ranging in ages 18–26, from two, four-year medical schools in

the United States, were interviewed by the investigators of this

qualitative study. Both medical institutions have an equal ratio

of males and females enrolled (50 : 50); however, there is an

unexplainable disproportionate number of female students

who volunteered at each level of their medical education

(years 1–4). All medical students were invited to participate via

email invitations and in-person classroom announcements,

both of which included an informational sheet describing the

study and role of voluntary participants (e.g., students may

freely accept or decline participating in the study, any student

who participates may leave the study at any point). Full

institutional review board (IRB) approval was obtained prior to

the start of the study. Six focus groups, containing 30 first- and

second-year students (19 females and 11 males) were inter-

viewed during their non-clinical training at their respective

medical schools. Three focus groups, containing 24 third- and

fourth-year medical students (15 females and 9 males), were

interviewed during their clinical training at their respective

medical schools, with the exception of three, third-year

medical students (3 males) who were interviewed during a

psychiatry clinical rotation at a local hospital. All IRB guide-

lines and ethical procedures were followed (i.e., informed

consent). All student-participants were asked a pre-established

set of general, open-ended questions regarding mandatory

testing and disclosure of HIV status for both patient and health

care professional populations. The open-endedness of these

questions, commonly used in qualitative research, prompted

students to verbalize their interpretations of concepts (e.g.,

‘‘compulsory’’ or ‘‘mandatory’’) and freely give their opinions

on difficult, ethical and professional issues, which enabled the

investigators to gain data with a range of attitudes and beliefs.

The pre-established, general questions used in the recorded

interviews are as follows:

(1) Do you think medical students should be tested for

HIV? How about physicians? Other healthcare

professionals?

(2) Should HIV testing be voluntary or mandatory? Why or

why not?

(3) Do you think that patients should disclose their HIV

status to their physician?

(4) Are there any circumstances under which a patient

should not disclose this information about their health

status?

(5) If a physician has HIV, do you think he/she should

disclose this to his/her patients? Please explain why or

why not.

These pre-established questions comprise the first part of this

study; a separate set of questions focusing on current medical

students’ perspective on and use of universal precautions

comprise the second part of the study and findings are

reported in a separate paper titled ‘‘The ethical and pedagog-

ical effects of modeling ‘not-so-universal’ precautions’’.

Interviews for the first part of this study were conducted for

30–45 minutes, while focus group interviews for the entire

project lasted 60–75 minutes. Investigators used a hand-held,

digital audio recorder to record all interviews. Project inves-

tigators took hand-written notes during each focus group,

alerting them to significant points and patterns of experiences,

beliefs, and attitudes. All recorded interviews were transcribed.

Names and other identifiers that were verbalized by students

during the focus group sessions were not transcribed.

Transcripts were qualitatively evaluated by the project inves-

tigators individually and then collectively to ensure that

emerging themes in the data were objectively identified and

analyzed using thematic data analysis, whereby repetitive

themes emerged from students’ responses and meaning units

were recorded and coded. The project investigators included

the authors of this article, both of whom also conducted the

focus groups at their respective institutions; the first author

analyzed the data, and the second author verified the analysis.

Data from students’ answers (from the above questions and

discussion that followed) were divided into two significant

categories: HIV testing and HIV disclosure.

Results

In general, there were no identifiable differences in the reports

given by medical student-participants from the two medical

schools. In addition, there were no identifiable differences in

responses among males and females. However, there were

significant differences among pre-clinical students (first- and

J. M. Aultman & N. J. Borges

e52

second-year students) and clinical students (third- and fourth-

year students who have been fully exposed to patient care)

with respect to the duty to patient care versus duty to oneself.

Although most students expressed their personal opinions,

many students provided insightful, constructive, well-sup-

ported arguments surrounding HIV testing and disclosure,

often placing themselves in the shoes of their patients or

reflectively thinking on what it would be like to be a physician

with HIV. The focus groups conducted were useful not only

for the purposes of this study, but also for students’ medical

education by giving them an opportunity to discuss and reflect

upon a controversial topic in medicine and public health.

Specific results from this study are divided into two primary

sections, ‘‘HIV testing’’ and ‘‘HIV disclosure,’’ along with

relevant sub-sections.

HIV testing

Do you think medical students should be tested for HIV? How

about physicians? Other healthcare professionals?

In response to the first focus group question, first- and second-

year students at both medical schools reported that testing can

reduce the social stigma associated with HIV; by having every

student experience the testing procedures from ‘‘a patient’s

perspective’’, along with a formal education about HIV from

clinical, psychological, and social perspectives, the stigma

could be reduced and students would be better informed to

help their patients and themselves in the prevention and

treatment of HIV. The majority of students who supported HIV

testing in medical school (or when they became licensed

physicians) felt that testing for HIV is an important step toward

physically and emotionally caring for themselves and their

patients. They also recognized that attitudes and beliefs may

positively change in ways that alleviate current stigma as HIV

screening increases or becomes a normalized practice.

However, not all students supported HIV testing for medical

students and/or healthcare professionals.

A total of nine first- and second-year students at both

medical schools feared the consequences of the HIV tests.

Their greatest fear was that of the medical school or

administration finding out about any risk factors (drug use0

or positive test results, which, they believe, would ruin

students’ future medical careers. They expressed they would

not be valued or accepted as an HIV professional, which

interestingly, provoked students to think about what patients

may feel and think with respect to their own professional lives.

Students from both medical schools feared their privacy would

not be protected and that positive results would show up on

their permanent records. One male first-year student explained

that he would not want to get tested for incurable STDs

‘‘because of the possibility of the school finding out.’’ Other

students reported that because the transmission rate was so

small, and universal precautions were in place, there would be

no need to get tested. Twelve students at each stage in the

four-year medical school curriculum explicitly argued that only

those who are at risk for HIV should be tested, but that testing

should be voluntary regardless of the risks to patients and

colleagues. Students from both medical schools (approxi-

mately 75%, or 40 out of 54 clinical and non-clinical) reported

that if healthcare professionals were tested positive for HIV,

negative consequences, such as lawsuits, loss of medical

licenses, and limited patient interaction, could occur. Rather

than directly answering the focus group question, third-year

students at both medical schools were inquisitive and asked

about the benefits of knowing the results of an HIV test as it

relates to the safety and protection of others. After re-directing

their questions and answers (when dialogue got ‘‘off-track’’) by

asking how they felt about being tested as medical students,

these third-year students felt that tests should be given to

healthcare professionals only if there is a significant transmis-

sion rate from physician to patient. Two fourth-year students at

one medical school added that ‘‘testing is expensive’’ and

some people, especially medical students, may not be able to

pay for the tests. The availability and accessibility of medical

resources needed to test medical students and healthcare

professionals alike was a general concern among the fourth-

year students, as well as how information gained from the tests

is going to be used (e.g., will information hurt your potential to

get insurance). Overall, there was little concern regarding the

possibilities of transmission of HIV from physician to patient.

Mandatory testing

Should HIV testing be voluntary or mandatory? Why or

why not?

It was duly noted among first through third-year medical

students at both institutions that the stigma becomes reduced

when testing is mandatory. First-year students at one medical

school indicated that mandatory testing may help more people

get treatment. A first-year student at the second medical school

indicated that ‘‘if we are not disclosing information about

ourselves then I don’t think we can ask our patients to provide

the information – no double standard.’’ Another student

reported, ‘‘I think I would lean towards HIV testing be

voluntary instead of mandatory. I really value having individ-

ual rights.’’ However, another first-year student stated, ‘‘I

would say mandatory. It’s just like. . .like our pap smears and

we test for that annually, and it’s not stigmatized. I don’t see

why we couldn’t do the same thing with HIV. Encourage

women and men to get their annual HIV test if they, or you

know, at least every few years. . .’’

Second-year students generally thought that so long as laws

(or guidelines) were in place to protect discrimination,

healthcare professionals and students should be mandatorily

tested. A female second-year student, echoing the same

sentiment, suggested that testing be anonymous and confi-

dential if it were to be mandatory. Another second-year

student felt that one would be more likely to pay attention [to

universal precautions] if a person’s HIV status were known.

While first- and second-year students from both medical

schools indicated the stigma would be greatly reduced with

mandatory testing, third- and fourth-year students felt that

discrimination would occur and the stigma would continue to

exist, even though ‘‘HIV is no longer a death sentence.’’

More than half of students (63%, or 34 out of 54 clinical and

non-clinical) interviewed at both medical schools explicitly

argued that individual rights are critical. If tests were manda-

tory, the right to privacy should be upheld to protect the

The ethics of HIV testing and disclosure

e53

student or healthcare professional from negative conse-

quences, such as employment and insurance discrimination.

These students also indicated that mandatory testing would be

a waste of resources, since it is a common belief among

students and healthcare professionals that ‘‘we do not typically

engage in risky behaviors, such as unprotected sex, or fail to

use universal precautions’’.

Patient disclosure

Do you think that patients should disclose their HIV status to

their physician? Are there any circumstances under which a

patient should not disclose this information about their health

status?

We found that first- and second-year students (approximately

73%, or 22 out of 30 non-clinical students) expressed that

patients should disclose their HIV status to their physicians in

order to educate oneself and to prevent the possibility of a

misdiagnosis or wrong treatment regimen. A first-year student

at one medical school indicated that HIV testing is a mandatory

practice within the US military, so he has to get tested each

year that he is enrolled with the military. However, many first-

and second-year students indicated that because of the

potential for discrimination, patients should not have to

disclose their HIV status. One first-year student believed that

it is the physician’s responsibility to prevent the disease. First-

year students from both medical schools suggested that if a

physician or healthcare professional does not have to disclose

their HIV status to the patient, then the patient should not have

to disclose his or her status.

The general consensus among third- and fourth-year

students at both medical schools is for patients to disclose

their HIV status in order for healthcare professionals to

properly treat their patients and for properly protecting

themselves when working with HIV infected patients. Both

groups of students recognized that the stigma associated with

HIV would still exist regardless of patient disclosure. Most

third- and fourth-year students (79%, or 19 out of 24 clinical

students) articulated how transparency about one’s disease

and disease-related behaviors, or disclosure specifically, is an

important patient duty; it is the patient’s duty to protect the

healthcare professional and to seek and adhere to treatment.

Physician disclosure

If a physician has HIV, do you think he/she should disclose this

to his/her patients? Please explain why or why not.

First-year students at one medical school felt that if there is a

risk, then the physician should disclose his or her HIV status.

First- and second-year students at both medical schools

believed that it is up to the physician to disclose. One first-

year student at another medical school exclaimed that I am

‘‘too shocked even to imagine’’ this could happen to a

physician. Another first-year student believed that so long a

physician can practice medicine, disclosing such personal

information to a patient is acceptable. A third student believed

that disclosure should depend on the specialty of the

profession. A male second-year student at one medical

school ‘‘would feel guilty’’ if he did not disclose his HIV

status to patients.

Those first- and second-year students who believe that

physicians should not disclose their HIV status to patients

explained that ‘‘the patient is not caring for the doctor,’’ or that

it is ‘‘not professional to disclose personal things.’’ Some first-

and second-year students indicated that due to the potential

loss of clients, a physician should not disclose his or her HIV

status. A second-year student stated ‘‘if you are an HIV surgeon

you wouldn’t be making the money because you would be

limited to only surgeries that involve only HIV patients.’’

One third-year student suggested that physicians disclose

their status in order to send the message to patients that they

too need to take precautions. Another third-year student

reported ‘‘We need to learn personal responsibility not just

with universal precautions but with whatever status we have.’’

A fourth-year student at one medical school placed himself in

the shoes of his patients and reported, ‘‘If I was a patient, I

would want to know no matter what kind of doctor [was

treating me].’’ Six students questioned why even discuss HIV

as a threat, since the threat is so slim and prophylaxis is

available. Knowing hepatitis was a greater threat, these

students could not understand why HIV is still an issue.

Three out of 10 fourth-year medical students believe the

patient has a right to know. The majority of third- and fourth-

year students believe that disclosure will not help the

healthcare professional or his or her patients, since the risk

of transmission is very slim.

Discussion

In this study, we explored how medical students feel about

HIV testing and disclosure, and sought to understand some of

the dilemmas they may face as future healthcare professionals.

Due to the qualitative nature of this study (i.e., using open-

ended questions in a focus group format), our medical student-

participants considered a variety of perspectives, even placing

themselves in the shoes of their patients or imagining

themselves as a healthcare professional with HIV. Regarding

duty to patients versus duty to oneself, when placed in the

physician’s shoes, third- and fourth-year medical students

consider the consequences (to themselves) more than patient

care, but emphasized patient obligations and responsibilities in

being transparent about their disease and disease-related

lifestyles and behaviors. First- and second-year students

emphasized the importance of testing to provide better care

to patients; they placed themselves in their patient’s shoes, and

were more empathetic to the emotional and social needs of

patients compared to the third- and fourth-year students. The

investigators attribute this difference to the lack of clinical

training among first- and second-year students, who are

idealistic in providing good care to patients and have not

(yet) developed jaded or cynical attitudes, which we witness in

more clinically-oriented students, interns, and residents. Also,

third- and fourth-year students generally have more exposure

to the business and legal practices related to medicine, and

confront justice issues such as resource allocation and avail-

ability (one reason why these students may have considered

the cost of compulsory testing).

J. M. Aultman & N. J. Borges

e54

Some students describe their unresolved conflicts between

their personal freedoms and professional obligations. For

example, medical student-participants, in identifying one of

the core ethical dilemmas of HIV testing and disclosure, report

that anonymity is important in the preservation of privacy and

personal freedom, but question how these values should be

balanced against the greater good of society. These ethical

issues are tackled by our medical student-participants – our

future doctors, whose perspectives regarding HIV testing and

disclosure for both patients and HCWs give us insight into their

critical thoughts and ethical decision-making regarding per-

sonal and patient care, and whether guidelines such as those

created by the CDC will be followed, or ignored, by our future

physicians. Mixed opinions were presented regarding the

importance of HIV testing for students coupled with a fear

about school administration regarding HIV positive test results

and the outcome of a student’s career.

Regarding HIV disclosure, some of our medical student-

participants recalled the case of Dr. David J. Acer, an American

dentist who was believed to have infected his patients with

HIV in the late 1980s, but immediately dismissed this case,

since accidental transmission of HIV from doctor to patient

was never proven (Tuboku-Metzger et al. 2005). Given the

lack of evidence showing a risk of transmission from a HCW to

a patient, our third- and fourth-year medical students felt that

because the risk was so slim, there should be no obligation to

disclose one’s HIV status to patients, colleagues, or employers.

However, most of these students did feel that patients had an

obligation to disclose their HIV status to healthcare profes-

sionals due to a greater risk of transmission.

Many physicians, in general, feel the most essential thing in

life is to continue practicing medicine and that disclosing their

HIV status would have negative outcomes, including perma-

nent loss of employment (Gerberding 1996; Fost 2000; Gostin

2000, 2002; LeBlanc 2002; Weiss et al. 2005). Based on our

collected data, many of the medical students interviewed were

also afraid of the possible negative outcomes for disclosing

such a highly stigmatized disease. However, some students,

especially those in the early stages of their medical training,

thought that some of these negative outcomes could be

prevented if medical students are tested before making career

decisions that could affect themselves and their future patients

(e.g., choosing to practice psychiatry instead of surgery). A few

medical student-participants thought that HIV disclosure could

benefit the therapeutic relationship, others thought patients

should not be privy to HCWs personal information, but that

employers should be made aware so as to monitor safety

practices. Some physicians, who have disclosed their HIV

status to their department chairs or others in authoritative

positions, felt a sense of relief and were able to practice

medicine without stigmatization and discrimination, and with-

out affecting patient care. For example, one Chicago psychi-

atrist explained, ‘‘I felt that though completely asymptomatic,

informing my department heads that I was HIV sero-positive

was the only way to keep work related stress at more

manageable levels . . . I only share the information about my

being HIVþ during the course of treatment when a patient

clearly needs the example of a role model and slow progressor

living productively with HIV to provide a contrast to their

hopelessness regarding their own diagnosis.’’ (Shernoff 1996).

In closing, this study helps medical educators understand

students’ mindset, opinions, and beliefs about HIV testing and

disclosure. For those medical schools who already have this

topic integrated into their ethics curriculum, their faculty may

want to compare and contrast the goals and objectives for their

lectures and courses with the depth and breadth of perspec-

tives shared by students in this study. For schools where this is

not currently an ethics topic, we encourage their faculty to

derive innovative methods for exploring students thinking

about and discussing these issues, especially the effects of HIV

on the healthcare professional as patient. Learning opportu-

nities should be provided to medical students across the

curriculum to address the dilemmas regarding HIV testing and

disclosure as it is important to self-care of physicians, patient

care, and to the practice of medicine. It is important that

medical educators create safe forums for students to discuss

their perspectives, feelings, and attitudes surrounding HIV

testing and disclosure, and to provide up-to-date information

regarding HIV transmission and rules governing when and

how to report possible transmission (e.g., needle sticks).

Furthermore, medical education should recognize the need to

teach students about caring for themselves in addition to

caring for patients. Most of our students participating in this

study had not thought about how their own health, or absence

of health, could affect patient care and their career choices as

physicians. By educating students about their own personal

health and well-being, we as medical educators have the

power to change the clinical environment, guiding our

students to become more professionally and personally

responsible for themselves and their patients, to seek help

and guidance without fear (e.g., to report a needle stick

without fear of being reprimanded by superiors), and to

recognize that disclosure in some instances is a moral

obligation to both patient and self. Although the sample size

was small, and the context of pre-clinical and clinical training

provided needed support in understanding the possible

differences among these student groups, this study gives

medical education a glimpse into what our future doctors think

about HIV testing and disclosure, and how difficult it is for

them to recognize that they can be patients too, conflicted by

professional and personal values and fearful of the conse-

quences in their professional lives. Medical education needs to

acknowledge that our future doctors may be or become

patients with a highly stigmatized disease, to create an

environment that neither discriminates patient nor profes-

sional, and to guide students in recognizing and resolving

conflicting personal and professional values and interests.

Declaration of interest: The authors report no conflicts of

interest. The authors alone are responsible for the content and

writing of this article.

Note

1. Anonymous testing uses code numbers to identify your test.

Your name is never used. You use the code to get your results.

The ethics of HIV testing and disclosure

e55

You are the only person who knows your results. With

anonymous testing, you have complete control in deciding

who to tell and when. With confidential testing, your name is

recorded and linked to your test results. Even though this

information is kept private, others may have access to this

information, including health care providers, your insurance

company, and the health department.

Notes on contributors

JULIE M. AULTMAN, PhD, is a Bioethicist and an Associate Professor of

Behavioral Sciences at Northeastern Ohio Universities College of Medicine

and Pharmacy.

NICOLE J. BORGES, PhD, is an Associate Professor in the Department of

Community Health and Assistant Dean, Medical Education Research and

Evaluation in the Office of Academic Affairs at the Boonshoft School of

Medicine at Wright State University.

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