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CHAPTER 3

the story of the slave ship, the Zong:

- in November of 1781, after 3 months at sea the Zong was nearing the ‘New World’ from the western coast of Africa

- had started with 471 African individuals intended for the slave trade

- fresh water was very low and disease had broken out

- in accordance with the ‘economics’ of the slave trade and the norms of the time, the slaves were considered ‘cargo’ – no different from livestock

- the ‘cargo’ had been insured at the beginning of the trip

— slaves that died of natural causes (lack of water, disease) would not be covered by the insurance

— however, if the slaves died from being thrown overboard while still alive, the ship owners’ insurance would cover the lose

— hoping to save water and reduce the spread of disease, 54 sick slaves were chained together and thrown overboard

— over 2 days, more live slaves were thrown overboard (total: 132 persons)

at 1st the insurance company was going to pay, but a new freed slave, Equiano (living free in England now) made an abolitionist aware and a new trial determined the slaves were people, not cargo or livestock and the ship owners did not get the insurance

foundations of US

- beginning in 1600s and through 1700s the US is an agricultural society

- land and labor are needed

- to get land and labor 3 groups were made into minority status

— these groups joined the colonies, then the US through colonization

— these 3 groups are still having problems today (Native American, African American, Hispanic/Mexican American)

two themes throughout this text

1) what the current subsistence technology is for a specific time period) (impacts majority – minority relations at that time (subsistence technology: how a society provides for basic goods, services (shelter, food, water) for its people) (see table)

what’s important

hunting / gathering / foraging

human energy

little stratification

- dependent of what nature provides

agriculture

human energy and animal energy

- more surplus

- increased stratification

- majority / minority relationship is likely to be patriarchal

- land ownership

- cheap, easily controllable workforce

industrialization

addition of other energy sources, culminating in electricity

- even more surplus

- even more stratification

- capital to build factories, buy machinery and raw materials, pay workers

post industrialization / information

electricity

human energy

- high stratification

education

2) what the contact situation is when 2 or more groups first make contact (impacts majority – minority relations at the time and later)

the initial contact situation

- application of the Noel and Blauner Hypotheses

- they are not mutually exclusive; they look at similar, overlapping issues

- much can be learned by applying both hypotheses

Noel hypothesis

Noel Hypotheses

at contact

conditions

result

Noel

Two or more groups come together

if the following conditions exist

- ethnocentrism

- competition

- power differential among the groups

resulting in inequality and institutionalized discrimination in the form of ethnic or racial stratification

figure 3.2 below uses Noel’s hypothesis to understand the creation of prejudice and racism

the model below uses the Noel hypothesis to understand how minority group status is created

application of the Noel hypothesis: some form of inequality (often racial or ethnic stratification) will emerge if 3 conditions exist at time of contact

- ethnocentrism – all other cultures are compared against one’s own culture

— to a certain degree low ethnocentrism (having pride in one’s own group) is good; it creates a sense of solidarity, cohesion, a sense of belonging to a group, pride in that group

— however, ethnocentrism is problematic when a hierarchy is added to the categories; some groups are considered better than others

— ethnocentrism can set social boundaries

- competition groups compete over a scarce, valued resource; competition can result in prejudice (attitudes), discrimination (actions); almost anything can be a scarce resource

— motivation to establish superiority

- power differential among the groups (group with greater power is able to achieve goals, even if other group opposes these goals); amount of power can be determined by

— size of group (greater size, more power)

— degree of organization, discipline, leadership

— resources (anything that can help the group to accomplish goals; can include money, information, land; can also include access to adequate education, etc.)

power: ability of a group to achieve its goals, even others oppose it

Blauner hypothesis

Blauner Hypothesis

Is the initial contact due to colonization or immigration?

- if initial contact is immigration, the individuals in that group will encounter fewer problems with prejudice, discrimination

- if the initial contact is colonization there will be more prejudice and discrimination from the beginning and these problems will persist longer and be harder to overcome

- colonization: forced by military, political, economic power

— creates more problems for prejudice, discrimination (at the time and into the future)

— there are large inequalities; cultures are attacked

— overall, reduced assimilation

- immigration: a least somewhat voluntary

slavery

Spain (and to some extent Portugal) had been ahead of Britain in conquering land (mostly in Central and South America)

- acquisition of gold, silver from these areas increased Spain’s power

- in contrast, Britain had only 2 colonies (Plymouth – Protestant families and Jamestown – founded as commercial enterprise)

— also Britain did not find the large quantities of gold and silver found by Spain

- by 1619 Britain has only 2 small, struggling colonies

origins of slavery in America

colonial Jamestown, August 1619

- Dutch ship is off course and needs provisions

— all they had to trade were 19 or 20 persons from Africa

— — these individuals may have been intended to be slaves in those parts of the Americas where slavery was recognized

— — however, in Virginia at this time they likely became indentured servants (contract laborers – a contract is put together – specifies how long the servitude is, type of labor, living conditions) (see * below)

- when contract is up, person is freed, often given ‘freedom dues’ (usually including land, starter seed, etc.)

* in early 1600s England did not legally acknowledge slavery; therefore England and her colonies did not (openly) practice slavery

as pointed out in the story regarding Anthony, the status of Africans in Virginia was ambiguous for several decades

- Anthony, and others in similar situations, became land owners and were considered the same as any other resident

— Anthony brought in his own indentured servants

the institution of slavery is developed

- slavery has existed throughout recorded history, and most likely prior to recorded history

— some feel that slavery would not have taken hold in societies that are strictly foraging (hunting and gathering) since it would be necessary to have a surplus(which foragers do not accumulate) and the subsequent inequalities for slavery to be viable

by the mid 1700s in colonial America, slavery was accepted and practiced by Britain and her colonies

- beginnings of institutionalization of slavery: laws and customs that support slavery emerge

- concept of a person as chattel: one person owning another person (different from indentured servant where that person’s labor, energy is owned for a set period of time)

— as chattel slaves were not just providing labor, energy; also loss of basic civil rights such as decision of where to live, who to associate with, even relationships with spouses / children

role of religion – initially colonists could not enslave someone who had been baptized Christian; this changed

indentured servitude

- 2 parties enter into a contract which specifies conditions of service (what type of work, how many hours a day / days per week), length of service (typically 4 – 7 years)

— sometimes used to pay off a debt

- was already in use in Britain, so was brought to the colonies

- indentured servitude turned out to not be as profitable as hoped in the colonies

— after the 4 – 7 year contract, that labor is lost

— due to horrific living conditions in colonies, many indentured servants didn’t even live long enough to fulfill their indenture, so another loss

— once the indenture is over, not only are these laborers released, but the law stated that they should be given ‘freedom dues’ which usually included their own land, starter seed, possibly other stuff like a plow or clothing (thus freed indentured servants are now competitors)

- indentured servitude is where a master owns another person’s labor for set period of time under specific conditions

— this is not the same as slavery where one person totally owns another person; the ‘owned’ person (slave) is considered no more than property, livestock, chattel

— — slaves’ civil rights no longer exist

labor supply problems

- initially colonies (then the US) were agricultural subsistence technology

— at this time agriculture was (human) labor intensive

- the plantation system emerged in the south where 2 things were necessary

— large areas of land to grow (and then export): sugar, cotton, tobacco, rice

— a large, very cheap, easily controlled labor force (necessary since profit margins tended to be small)

- initially Jamestown (started as a business enterprise, nothing to do with religion) relied on indentured servants from Britain and north west Europe

8/14/18

application of the Blauner Hypothesis

- considers two different initial relationships (on a continuum) — colonization and immigration — and hypothesizes that:

— minority groups created by colonization will experience more intense prejudice, racism, and discrimination than those created by immigration

— the disadvantaged status of colonized groups will persist longer and be more difficult to overcome than the disadvantaged status faced by groups created by immigration

colonized minority groups:

- are forced into minority status by superior military, political power, technology of colonizer

- are subjected to massive inequalities and attacks on their cultures

- are assigned to positions from which any form of assimilation is extremely difficult and perhaps even forbidden

- are identified by highly visible racial or physical characteristics that maintain and reinforce the oppressive system

- experience greater prejudice and discrimination at the beginning, which continues longer than immigrant groups

immigrant minority groups:

- are at least in part voluntary participants in the host society and have at least some control over their destination and their position in the host society

- do not occupy such markedly inferior positions as colonized groups do and retain enough internal organization and resources to pursue their own self-interests

- boundary between majority group and immigrant group is not as rigid, especially if both are perceived as being racially similar

- commonly experience more rapid acceptance and easier movement to equality as boundaries between groups are not so rigidly maintained, especially when the groups are racially similar

groups that are treated as both immigrants and colonized, have a status intermediate between that of immigrant groups and colonized groups

using the Noel Hypothesis to explain why black indentured servants (and not the other 2 groups) became enslaved

table 3.2 The Noel Hypothesis Applied to the Origins of Slavery

Three Causal Factors

Potential Sources of Labor

Ethnocentrism

Competition

Differential in Power

white indentured servants

yes

yes

no

American Indians

yes

yes

no

black indentured servants

yes

yes

yes

- all 3 groups encountered ethnocentrism

- all 3 groups experienced competition with the majority group

- differential in power is the key variable here

— at beginning power between Europeans and Native Americans was fairly equal

— — in some ways the Native Americans had greater power: greater numbers and their weaponry was better than the muskets and cannons of this early period

— Native Americans had good organization (after all, they were not ‘subdued’ until late 1800s)

plantation system of agriculture

- emerged in south where crops were more likely to need a lot of hands on labor

- to maximize profits this labor should be low cost and easily controlled

— slavery solved this problem

- indentured servants used at beginning, no longer viable

— the contracts meant that their labor was owned for only 4 – 7 years

— word was spread in Britain and surrounding areas that the living conditions in the colonies was difficult

— once the contract was over, giving them ‘freedom dues’ was an extra cost (and, since land was often part of the freedom dues, possible competitors were created)

- slavery allowed plantation owners (landowners) to generate profits, status and success

- bringing persons into the colonies from the African continent was very cost-effective

- attempts at enslaving Native Americans (Indians) did not work

— knew the layout of the land and could more easily run away

— when running away, easy to blend in with other Native Americans

— over time fewer and fewer Native Americans left in the eastern colonies (warfare, disease, being relocated)

8/10/17

3 groups were exploited to acquire land and needed labor that could be easily controlled

- Native Americans were exploited for their land

- African Americans were exploited for their labor

- Hispanic / Mexican Americans were exploited for both labor and land

paternalistic relations

- especially in the southern colonies which used a plantation based economy to flourish

- plantation based economy — a small group of elites who are wealthy and own land

- paternalism emerged as the relationship between elite owners and slaves

— very large power differentials

— huge inequalities

— elaborate and repressive systems of control over minority group by majority group

— barriers between groups are caste like (ascribed characteristics)

— elaborate and highly stylized codes of behavior, of communication between groups

— overt conflict was rare (too great power differentials)

ascribed – those characteristics we are born with such as sex, race

achieved – characteristics that individuals gain through effort (skills, status such as having a BA)

- our society today puts greater emphasis on achieved characteristics without recognizing the limiting factors of ascribed characteristics

paternalism – the group with greater authority / control restricts the autonomy of another group, supposedly in the best interests of the less powerful group (in reality the concerns / needs of the less powerful group are not considered)

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http://s.ipernity.com/T/L/z.gif

slavery

- slaves were defined as chattel (property) and had no civil or political rights

- master determined the type and severity of punishment

- slaves were forbidden by law to read or write

- marriages were not legally recognized and masters separated families

- slavery was a caste system, or a closed stratification system (a child’s status (slave or free) is based on the status of the mother – also known as the one drop rule

- a rigid, strictly enforced code of etiquette had slaves show deference and humility when interacting with whites

- unequal interactions allowed elites to maintain an attitude of benevolent despotism toward slaves

— often expressed as positive emotions of affection for their black slaves

Mw 2/5 mwf 2/7

the powerlessness of slaves made it difficult for them to openly reject or resist the system, however, slaves:

- revolted

- ran away (many with the help of the abolitionist Underground Railroad)

- used the forms of resistance most readily available to them—sabotage, intentional carelessness, dragging their feet, and work slowdowns

with the development of the institution of slavery, a distinct African American experience accumulated and traditions of both resistance and accommodation developed side by side

African American culture: created as a response to slavery

- found in folklore, music, religion, family and kinship structures

understanding the creation of slavery

- power differentials

- inequality

- institutional discrimination

— legal and political institutions created to give power over slaves

terminology: American Indians, Indians, Native Americans, First Peoples, Indigenous peoples, AmerIndians (all refer to same group)

American Indians (Native Americans)

- at least 500 different cultures in Americas prior to arrival of Europeans

— a lot of variation in subsistence technologies, cultures, languages, sizes, home territory, histories

— therefore there is no one entity of ‘Native Americans’

- 1763: England said the tribes were “sovereign nations with inalienable rights to their land”

— each tribe was to be treated as a nation-state

— would be compensated for any lands taken

- as Europeans arrived in east and moved west, lands were taken from Native Americans

— also, food sources, culture taken away

- many tribes, nations, cultures have been lost

— even many groups that still exist have lost languages, aspects of culture

— other groups are much, much smaller than before arrival of Europeans

— — some death due to warfare; a lot more due to diseases (some deliberately imposed) and destruction of food sources as land was taken

Native Americans and the Noel Hypothesis:

- initially not great differences in weaponry, resource bases between Europeans and Native Americans

— over time EuroAmericans gained greater power in all areas and were able to defeat Native Americans

sovereignty – to what degree are a people self-governing

- can a people enter into a treaty with another people?

— if so, how binding is that agreement?

- in 1763 Britain ruled that the different tribes should be considered “sovereign nations with inalienable rights to their land”

— therefore lands could not be simply taken away; decisions would be made with treaties signed

— any lands taken would be compensated for

- after Revolutionary War, the new government did not acknowledge sovereignty of the Native American groups

gender relations

- as there were different cultures, tribes had differing family systems, including a great deal of variety in gender relations

— some tribes were patriarchal

— though many tribes practiced gendered division of labor; some tribes allowed women a lot of power

- upon contact with EuroAmericans the gender relations of many tribes changed; some becoming more patriarchal, some less patriarchal

— overall: change in gender roles

Native Americans and the Blauner Hypothesis:

- Native Americans are a colonized minority group

— have had and continue to have high levels of prejudice, racism and discrimination

- similar to African Americans, Native Americans have been controlled through a paternalistic system (the reservation system)

— coercive acculturation

10/17/17

Mexican Americans

Spain had been exploring / exploiting Mexico before England had her colonies

- Santa Fe, New Mexico was founded in 1598 (almost 10 years before Jamestown was founded)

- as EuroAmericans sought land as they moved west, they made contact with Mexico

Texas

- in 1820s, many Anglo Americans were moving into east Texas to grow cotton

- by 1835 outnumbered Tejanos (Texans of Mexican descent) 6 to 1.

- when US annexed Texas in 1840s, a war erupted between US and Mexico

— settled with Treaty of Guadalupe Hidalgo in 1848 and much of what is now known as the south-west US was ceded to the US

- 1852: Gadsden Purchase – more southwest territory acquired

colonization

- with these lands ceded to the US, the inhabitants (had been citizens of Mexico) were now a conquered, colonized minority

- though the Treaty of Guadalupe Hidalgo said that any person’s of Mexican descent living in these ceded lands could keep their land (language as well), many legal, illegal and quasi legal techniques were used to get these lands

territory ceded to US in Treaty of Guadalupe Hidalgo could be thought of as being in 4 areas that roughly correspond to the US states of Texas, California, New Mexico and Arizona

- these areas differed, resulting in different relationships with the US

- overall all these areas were sparsely settled

- economy largely based on farming, herding

- Catholic Church was a foundation of culture, family life and was dominated by the elite class of wealthy landowners

Gold Rush – 1849

- people (mostly middle class, single men) came to California to mine gold

- soon more Anglos than Californios (native Mexicans living in California)

- Anglos had greater power, taking over California land and political power

- in the beginning California was on track to be a multi-ethnic, multilingual state

— as Anglos gained greater power, this did not happen

- using violence, biased laws, discrimination, and other means of exploitation Californios were repressed

New Mexico

- here original Mexicans were able to retain some political, economic power

— the group here was larger and had resources in mobilizing for political activity

the contact for Mexican Americans

- since these areas varied, so did the contact situation vary

- end result: both colonization and immigration statuses for persons of Mexican descent (then and now)

— Mexican Americas became a minority group

Mexican Americans and the Noel Hypothesis:

- the prejudices towards African Americans was transferred to Mexicans (mostly the poorer Mexicans who were stereotyped as lazy and shiftless)

- Mexicans consisted of Spanish, Native American and some African

- highly Roman Catholic in a time when Catholicism was not accepted by US majority

both land and labor were desired by US Anglos

Anglo-Americans used their superior numbers and military power to acquire control of the political and economic structures and expropriate the resources of the Mexican American community—both land and labor.

Mexican Americans and the Blauner Hypothesis:

- culture and language were suppressed even as their property rights were abrogated and their status lowered

also subjected to coercive acculturation

however, Mexican Americans were in close proximity to their homeland and maintained close ties with villages and families

this constant movement across the border with Mexico kept the Spanish language and much of the Mexican heritage alive in the Southwest (sojourners)

- for Mexican American women, the consequences of contact were variable even though the ultimate result was a loss of status within the context of the conquest and colonization of the group as a whole

the kinds of jobs available to the men (mining, seasonal farm work, railroad construction) often required them to be away from home for extended periods of time, and women, by default, began to take over the economic and other tasks traditionally performed by males

however, poverty and economic insecurity placed the family structures under considerable strain

like black female slaves, Mexican American women became a very vulnerable part of the social system

comparing minority groups

each of these three groups, became involuntary players in the growth and development of European and, later, American economic and political power

all three were overpowered and relegated to an inferior, subordinate status against their will, and were coercively acculturated in the context of paternalistic relations in an agrarian economy

meaningful integration was not a real possibility, and in Gordon’s (1964) terms, we might characterize these situations as “acculturation without integration” or structural pluralism.

Mexico, Canada and the United States

Like the Spanish in Mexico, the French in Canada tended to link to and absorb indigenous social structure

- however, French-Canadians, similar to Mexican Americans, full assimilation has been (continues to be) difficult

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