Health information system electronic health record week 1
Chapter 2: Regulatory Environment
Most Regulated Industry
• Health Care is one of the most regulated
industries in the US.
• It is vital to be aware of and understand
what regulations may affect the facility.
Standards
Statements concerning proper procedures taken in a given situation:
• Explicit or implicit
• National or local
• Validated or Consensual
• Used or ignored
• Periodically updated or static
Legal Standards
• Judicial system (court decisions) provides
initiative for implementing standards public health rules
– Disease reporting requirements
– Immunizations
– Worker’s comp
– Licensing of professionals
Federal Mandatory Regulations
• CMS
• OSHA
• HIPAA
• EMTALA
• Mammography Quality Standards Act
• Safe Medical Devices Act
• MedWatch
• MWTA
• EPA
State Mandatory Regulations
• Professional Licensure of Providers
• Smoke-free Workplaces
• Smoke-free Environment
• Violence Prevention
State Mandated Risk Management Legislation
• Risk Management Responsibility
• Governing Body Involvement
• Risk Identification
• Risk Analysis
• Risk Management Education
State Mandated Risk Management Legislation
• Sharing Information
• Patient Grievance Procedures
• Immunity and Confidentiality for Providers
• Risk Management Follow-up Procedures
Reimbursement Standards
Payers set their own standards for
reimbursement
• Fee for service
• Negotiated fees
• Capitation
• Prospective payment
• RBRVS
Medicare Incentives to Improve Quality
• Evidence based medicine in now generally accepted as essential to effective and safe medical practice.
• This link was presented in 2 seminal works from IOM:
– Crossing the Quality Chasm
– To Err Is Human
Deficit Reduction Act 2003 and Beyond
• Pay for Posting
• Pay for Performance
• Value Based Purchasing
• Scores and Withhold Determination
False Claims Act
• Anti-fraud activities
• Lawsuits
• Revocation of Medicare participation
Practice Guidelines
• Accreditation Programs develop standards
and facilities can voluntarily apply for review
– Joint Commission on the Accreditation of
Healthcare Organizations (Joint Commission)
– National Committee for Quality Assurance
(NCQA)
• Many equate facility accreditation with quality
– Medicare accepts a JCAHO accreditation as
evidence that a hospital meets Medicare
conditions of participation
Summary
• IGNORANCE of the Law is no excuse
• Know the regulations
– Identify which ones are pertinent to the facility
– Ensure that appropriate policies are in place
– Document compliance