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Chapter2-EthicsinCJResearch.ppt

Ethics in Criminal Justice Research

Chapter 2

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Ethical Issues in Criminal Justice Research

Ethical - behavior conforming to the standards of conduct of a given group

Matter of agreement among professionals

Need to be aware of general agreements of ethical behavior among CJ “community”

Some research designs may be impractical because of ethical issues

No Harm to Participants

Weighing potential benefits against possibility of harm is an ethical dilemma in research

Possible harms of criminal justice research include:

Physical harm

Psychological harm

Embarrassment

Groups at risk include:

Research subjects

Researcher

Third parties

No Harm to Participants

  • All research involves risks
  • Researcher cannot completely guard against all possible harm
  • Researcher should have firm scientific grounds for conducting research which could potentially present harm
  • Harm to subjects is only justified if the potential benefits outweigh the potential harms

Voluntary Participation

CJ research often intrudes into subjects’ lives

Participation must be voluntary

This threatens generalizability

Results only represent those who participated

Often not possible with field observations

E.g., observe people without them being aware they are being observed

Anonymity and Confidentiality

Anonymity – when researcher cannot identify a given piece of information with a given person

Confidentiality – a researcher can link information with a subject, but promises not to do so publicly

Research must make it clear to the responded whether the survey is anonymous or confidential

Deceiving Subjects

Generally considered unethical

Use of deception must be justified

Widom (1999) – child abuse and illegal drug use

Telling research subjects the purpose of the study would have biased the results

Inciardi (1993) – studying crack houses

Advises researchers not to “go undercover”

Analysis and Reporting

Researchers have ethical obligations to scientific community

Make shortcomings and/or negative findings known

Tell the truth about pitfalls and problems you’ve experienced

Report negative findings

It is as important to know that two things are not related as to know that they are

Legal Liability

Researchers may expose themselves to criminal liability by:

Failing to report observed criminal activity to the police

Engaging in criminal activity

Engaging in participant observation studies where crimes are committed

Subpoenas violate confidentiality

Legal immunity (42 U.S. Code §22.28a)

Special Problems

Disrupting operations of agencies during the course of an evaluation

Becoming aware of staff misbehavior in agencies

Research may produce crime or influence its location or target

Crime may be displaced

Withholding desirable treatments from control group

Tuskegee Syphilis Experiment

The Tuskegee syphilis experiment brought about a great deal of concern regarding the withholding of desirable treatment. During the experiment, penicillin was withheld from African American males suffering from syphilis even after it was well known that it would cure syphilis. Several of the men in the study died painful deaths from syphilis and many infected their spouses and children with the disease. The gross ethical violations in this study also led to the development of the Belmont Report and Internal Review Boards which will be discussed later.

Promoting Compliance With Ethical Principles

Belmont Report – six page report that prescribed a comprehensive set of ethical principles for protection of human subjects

Respect for persons

Beneficence

Justice

Promoting Compliance With Ethical Principles: Continued

Codes of ethics

Professional associations

American Psychological Association

American Sociology Association

The National Academy of Science

Academy of Criminal Justice Sciences

Institutional Review Board (IRB)

Agencies and organizations that conduct research that conduct human subjects research have established IRBs

Members make judgments about overall risks, and their acceptability

Whether research procedures includes safeguards to protect safety, confidentiality, and general welfare of subjects

Informed Consent

Informed consent – informing subjects about research procedures and then obtaining their consent to participate

Requires that subjects understand the purpose of research possible risks, side effects, possible benefits to subjects, and procedures used

Satisfies voluntary consent

Problems:

Informing subjects of the purpose of the research

Insuring subjects can understand

Special Populations

  • Special Populations – subjects to whom federal regulations apply special provisions
  • Juveniles

Often must also received parental consent

  • Prisoners

Cannot be subjected to greater harm than the general public can ethically be subjected

Must inform them that refusal to participate will not affect work assignments, release decisions, or privileges

Member of IRB must be prisoner representative

Control subjects need to be randomly selected for most projects

IRBs and Researcher Rights

  • IRBs have become very cautious
  • Restricts researchers abilities to increase knowledge
  • Can help researcher balance harms and benefits and help overcome potential issues

Ethical Controversies: Simulating a Prison

Dispositional hypothesis – prisons are brutal and dehumanizing because of people in them

Situational hypothesis – prison environment creates brutal and dehumanizing conditions independent of the people in them

Haney, Banks, and Zimbardo – sought to test situational hypothesis by simulating a prison in 1971

The Experiment

“Prison” constructed in basement of psychology building

24 healthy/psychologically normal subjects selected, offered $15 a day for their participation

Asked to sign a contract that they would be confined, put under constant surveillance, and have their civil rights suspended – but would not be subject to physical abuse

The Experiment Short-lived

Terminated after six days (planned for two weeks)

Subjects displayed “unexpectedly intense reactions”

Five had to be released because they showed signs of acute depression or anxiety

Guards became aggressive, prisoners became passive

Researchers Sensitive to Ethical Issues 1

Obtained consent via signed contracts

Those who developed signs of acute distress were released early

Study was terminated prematurely

Group therapy debriefing sessions were conducted, along with follow-ups, to ensure negative experiences were temporary

Researcher Sensitivity to Ethical Issues 2

Subjects were not fully informed of the procedures

Researchers were unsure as to how simulation would proceed

Guards were granted the power to make up and modify rules – became increasingly authoritarian

How might this study have been conducted differently?