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Chapter13CriticismandDiscipline_9th4.pptx

Criticism and Discipline: Guts, Tact, and Justice

Chapter 13

Learning Goals

Identify the need for rules and policies

Discuss how to properly give and receive criticism

State the goals of corrective action

Outline disciplinary procedures

Discuss ways to help a substandard performing employee

Explain what fair and effective discipline is

Define non-punitive discipline and behavioral contracting

Examine how coaching is used in management

Why have rules?

Rules:

Exist for good reasons

Outline the expected behaviors and practices

Protect and safeguard employees, clients, and visitors

Be reasonable

Are guidelines for behavior and actions

Serve the common good

Should be revised and updated regularly

Should be known to all they apply to

Criticism

All mangers give criticism to employees

Middle managers and supervisors give and receive criticism.

Giving criticism is not easy to give or receive

Learning to take criticism is the first step in learning how to give criticism

Issuing criticism is often avoided by managers

Criticism

Managers hesitate to criticize employees because:

They dislike hurting people’s feelings

Is a time consuming task

As humans we resist performing unpleasant tasks

How to Take Criticism

What are some suggestions on how to take criticism?

Hold Your Temper

Remain Calm

Listen

Don’t Jump to Conclusions

Listen Completely

Prevent natural tendency to become defensive

Remain open minded

Don’t formulate your response while the person is talking

How to Take Criticism

What are some suggestions on how to take criticism?

Consider the Source

What are the person’s qualifications?

Am I a target?

Is this person truly interested?

Are they helping me to improve?

Evaluate the Criticism

Are all the facts available?

Did the criticism make sense?

Search for the positives.

How to Take Criticism

What are some suggestions on how to take criticism?

Keep it in Perspective

It’s not the end of the world

It won’t be your first or last criticism received

Follow Up

Do you perceive the criticism to be valid?

If so, take steps to change your behavior

How to Give Criticism

What are some suggestions on how to dispense criticism?

Make sure it’s deserved

Make it constructive

Be sure it’s timely

Always criticize in private

Don’t criticize in anger

Make suggestions for improvement

How to Give Criticism

Supervisors are reluctant to criticize employees

Don’t want to hurt feelings

Takes time away from other tasks

It is an unpleasant task

How to Give Criticism

Criticism should be:

Timely

Deliver as soon as possible after the event

Private

Never criticize in front of others

Rational

Don’t criticize in anger

What does Discipline mean?

Discipline Means

To teach

To mold

To shape

Has come to mean punishment

Objective is behavior correction

Used for:

Problems of performance

Problems of conduct or behavior

Corrective Action

Corrective action is replacing discipline

The goal is to correct behaviors and/or actions

Corrective Action

Corrective action is progressive

Follows a series of steps

Allows the person to correct their actions

Corrective action tells the individual:

What to do to correct the problem

What will happen to them if the problem is not corrected?

Corrective Action

Conduct Versus Performance

As a manager you need to determine

Is this a problem of conduct?

Is this a problem of performance?

Conduct problems are different than performance problems

For performance problems evaluate if the employee is capable of the performance?

Does the employee have the skills, training and/or education?

Just Cause

Corrective action must be “just”

a. Did the employee know that by doing something wrong they would be disciplined?

b. Were the rules reasonable?

c. Investigate if in fact the infraction occurred.

d. Conduct the investigation fairly.

e. Have proof the employee was guilty.

f. All employees disciplined equally for the same infraction.

g. Was the degree of discipline reasonable?

Disciplinary Procedures

Policies, rules, and procedures are to be developed, written down, formalized, and issued so employees are aware of expectations.

Policies are to be enforced on a consistent, fair, and honest basis.

Disciplinary Procedures

Investigate all sides of what happened; the employees, the situation.

Timing is important; the discipline needs to be issued as soon after the incident.

Must be objective without personal or other bias.

Progressive Discipline

Each institution has their own discipline policies, as a manager you need to know and understand your institution’s policies

Varies in every organization, but follows a series of steps, such as:

Counseling

Oral Warning

Written Warning

Suspension

Discharge

Progressive Discipline

Counseling

Address the behavior

Tell the employee what was wrong

Discuss why the behavior was wrong

State what the consequences are

Indicate what needs to be to correct the behavior

Provide a time frame for correction

Provide reinstruction if necessary

Progressive Discipline

Oral Warning

More formal than counseling

Addresses that no change has occurred after counseling

Documented in employee departmental file

Typically completed on a organizational form

Written Warning

Continued addressing the same problem when there are no changes

Typically completed on a organizational form

Documented in employee’s personnel file

Progressive Discipline

Suspension

Continued counseling addressing the same problem

Assure you are informing the employee what can happen if the problem is not corrected

Discharge

If all efforts have been unsuccessful then the only option is termination

Review all documentation with Human Resources

Infractions

Mild to serious infractions

Serious infractons may result in immediate termination

Minor infractions

absenteeism, lateness, not signing out for lunch, signing out too early, and leaving work undone

Major violations

refusing to obey work rules, falsifying records, violation of safety practices, careless work habits, threatening coercing visitors, patients or employees

Unacceptable offenses

stealing, fighting, using drugs, drinking, sexual harassment, possession of weapons, indecent conduct

The Substandard Performer

The goal with substandard performers is to bring the employee’s performance to an acceptable level

Steps to improve performance include:

Review job standards with employee

Counsel employee and develop an action plan

Monitor progress (or lack thereof)

Remove obstacles as necessary

Repeat process as necessary

When all else fails—dismissal

Fair and Effective Discipline

Be reasonable

Keep severity of discipline consistent with infraction

Avoid making examples

Be fair to all employees

Be consistent

Don’t compare

Follow the rules

Be consistent

Fair and Effective Discipline

Respect privacy

What a person does outside of work is not your business

If the problem is a personal problem consider a referral to the employee health service or employee assistance program

Avoid favoritism

Must discipline consistently regardless of personal feelings

Fair and Effective Discipline

Act only on clear evidence

Know the facts

Avoid dwelling on history

Once delivered move on

All disciplinary action requires proper documentation of the problem

Documentation

As a manager it is important to document any disciplinary action

Counseling or coaching sessions need to be documented

Any action that is not documented can be assumed as never happening

Nonpunitive Discipline

Could work for technical and professional employees

Not recommended for the rank-and-file work force

When it fails to work, it becomes punitive

Nonpunitive Discipline

Types of Nonpunitive Discipline

Behavioral Contracting

Coaching

What is Behavioral Contracting?

A structured method for encouraging change in attitude or performance using steps in which manager and employee agree that change is necessary for continued employment.

Behavioral contracting is best utilized with higher-level employees, such as, technical or professional staff.

What is Coaching?

The frequent activity of the manager to provide employees with information, instruction, and suggestion relating to their job assignments and performance

Managers use coaching to help employees prepare for greater responsibilities as well improve their performance

What is Coaching?

Coaching helps an employee become more productive. 

Addresses minor problems and heads off trouble before the corrective processes become necessary