Assignment 8
CENTRAL LINE ASSOCIATED BLOODSTREAM INFECTIONS IN SOUTH
CAROLINA: A CORRELATIONAL STUDY OF BED CAPACITY, SURVEILLANCE
TECHNIQUES, AND THERAPEUTIC PROCESSES
by
Donald M. Peace
ROSSLYN BYOUS, DPA, Faculty Mentor and Chair
RAY BORGES, DHSc, Committee Member
JULIA MOORE, PhD, Committee Member
Charles Tiffin, PhD, Dean, School of Public Service Leadership
A Dissertation Presented in Partial Fulfillment
Of the Requirements for the Degree
Doctor of Philosophy
Capella University
April 2011
UMI Number: 3449355
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© Donald M. Peace, 2011
Abstract
Central line associated bloodstream infections (CLABSI) is a concern for healthcare
providers, hospital administrators, third party payers and the patient. This research
determined what surveillance practices and therapeutic regimes were effective to
ameliorate the incidence of hospital-acquired infections associated with central line
catheters. Effective surveillance and therapeutic best practice strategies offer the greatest
means of minimizing infections for patients in acute care hospitals that require central
lines. Infection control programs are important for CLABSI prevention by developing
clinical strategies that modify risk factors. Prevention strategies typically cost very little
but make a significant impact on CLABSI. A quantitative research design with a
correlational approach to conduct the study is demonstrated in this dissertation. The
study compared samples of all reported CLABSI cases in the study population with bed
capacities of 50 or less, 51 to 200, 201 to 500, and 501 or more beds from January 1,
2008 through December 31, 2008. Multivariate Analysis of Variance (MANOVA) was
employed since more than one dependent variable existed in the study.
In conclusion, active surveillance programs in conjunction with therapeutic regimes as
observed with bundle packaging were proven effective adjuncts to care for those
requiring central lines. The integration of multiple therapeutic measures used in central
line bundling was associated with lower infection rates when compliance of use was high.
This research determined that hospitals must target bundled implementation and
compliance as opposed to integrating policies on infection control. Results identified that
of the 63 acute care hospitals, the mean CLABSI rate was 6.62 per 1000 central line days
with a Standardized Infection Rate (SIR) of 1.0004 for hospitals with 50 beds or less.
Infection rates of 3.93 and a SIR of 2.981 was seen in hospitals of 51 to 200 beds,
infection rates of 2.55 and a SIR of .9981 in hospitals of 201 to 500 beds and infection
rates of 4.21 and a SIR of .9996 in hospitals with greater than 500 beds. Larger facilities
had more resources human, material, and policy and reflected the best infection rate and
lowest SIRs that revealed lower CLABSI incidences.
iii
Dedication
This dissertation is dedicated to my wife, Marie. She has encouraged my lifelong
goal of achieving a doctoral degree. Her steadfast support inspired me to complete the
research and writing necessary to achieve my educational goals and to complete this
study of hospital-acquired infection.
iv
Acknowledgments
I would like to thank my mentor Dr. Rosslyn Byous for her guidance,
encouragement, and support throughout this dissertation process. Additionally, I would
like to thank Dr. Becky Campbell, Mrs. Dixie Robert, R.N., and Dr. Dana Giurgiutiu at
the South Carolina Department of Health and Environmental Control for their guidance,
time, and resources necessary for me to complete this dissertation. I truly appreciate the
academic guidance provided by Dr. Ray Borges and Dr. Julia Moore who helped guide
research and subject matter for this dissertation. Finally, thank you to my children
Whitney, Lauren, Kristin, and Austin who provided me with inspiration and
encouragement through this doctoral process. Lastly, I would like to honor my new
grand-daughter, Makayla. She lights up my life and provides purpose and hope for a new
generation.
v
Table of Contents
Acknowledgments iv
List of Tables x
List of Figures xii
CHAPTER 1. INTRODUCTION 1
Introduction to the Problem 1
Background, Context and Theoretical Framework For the Problem 4
South Carolina History, Community, and Health Perspective 6
Statement of the Problem 9
Purpose and Significance of the Study 11
Research Design 12
Research Questions and Hypotheses 12
Rationale for the Study 14
Relevance of the Study 15
Significance of the Study 15
Nature of the Study 17
Hypotheses 18
Assumptions and Limitations 18
Definition of Terms 22
Quantitative Definition of Terms 24
Expected Outcomes 25
CHAPTER 2. LITERATURE REVIEW 27 Introduction to the Literature Review 27
vi
Theoretical Orientation of the Research 30 Review of the Research 31 Morbidity, Mortality, and Cost of Prevention 35 Who is at Greatest Risk for Bloodstream Infection 38 Risk Level with Catheter Types 40 Pathogenesis of Catheters 42 The Most Common Hospital Acquired Bloodstream Infections 44 Antibiotic Resistant Microorganisms 45 Research and Metrics that Minimize the Incidence of CLABSI 47 CLABSI and HAI Rates Estimation in Healthcare Organizations 55 Pharmacologic and Therapeutic Measures Prevent and Treat CLABSI and HAI 57 Organizational Measures that Effectively Contain CLABSI and HAI 59 Financial Analysis: Cost and Benefit 60 Direct Medical Cost Associated with CLABSI and HAI 60 Impact of Hospital Acquired Infection on Cost of Care 62 Review of Research Literature and Methodological Literature 63 Review of Research Regarding Acute Care Hospitals 65 Review of Research Regarding Risk Factors in CLABSI 67 Review of Methodological Factors 67 Synthesis of Research Findings 69 Critique of Previous Research 70 Chapter 2 Summary 72
vii
CHAPTER 3. METHODOLOGY 74 Purpose of the Study 74
Problem Statement 77
Research Design 77
Target Populations, Sampling Methods, and Related Procedures 79
Target Populations 79
Procedures 80
Sampling Methods 80
Sample Size 81
Sampling Procedures 81
Recruitment 82
Setting 82
Protection of Participants 82
Operationalization of Variables 83
Instrumentation 85
Research Questions and Hypotheses 85
Data Collection 89
Field Testing and Pilot Testing 89
Data Analysis 90
Limitation of the Research Design 92
Internal Validity 93
External Validity 93
Expected Findings 94
viii
Researcher’s Position Statement 94
Ethical Issues in the Study 95
Conclusion 96
CHAPTER 4. DATA COLLECTION AND ANALYSIS 97
Introduction 97
Description of the Sampled Data 99
Research Methodology and Data Analysis 100
Hypothesis 101
Presentation of Data and Results of the Analysis 104
Hypothesis Data Analysis 139
Summary 141
CHAPTER 5. RESULTS, CONCLUSIONS, AND RECOMMENDATIONS 143
Introduction 143
Summary of Results 144
Demographic Analysis 144
Hospital Population Data 145
Discussion of the Conclusions in Relation to the Literature 156
Recommendations for Further Study 158
Limitations, Delimitations, and Recommendations 159
Recommendations Based on Delimitations 159
Conclusions 160
REFERENCES 162
ix
APPENDIX A. HIDA HOSPITAL INFECTION CONTROL PROCESSES REPORT 178 APPENDIX B. NHSN BLOODSTREAM INFECTION FORM 191
x
List of Tables
Table 1. Hospital Bed Capacity of 0 to 50 Receiving Central Lines 106
Table 2. Hospital Bed Capacity of 51 to 200 Receiving Central Lines 108
Table 3. Hospital Bed Capacity of 201 to 500 Receiving Central Lines 109
Table 4. Hospital Bed Capacity of 500 or More Receiving Central Lines 110
Table 5. Case Summary Bed Category, Infection Rate per 1000 Clinic Days 111
Table 6. Multivariate Test to Define Hospital Bed Capacity and Infection Rate per 1000 Central Line Days 112
Table 7. Statistical Analysis of Hypothesis 1 Dependent Variables 114
Table 8. Data Correlation of the Infection Rate to Hospital Bed Capacity 116
Table 9. Multivariate Test to Define Correlations between Monitoring Methods, Bed Capacity, and CLABSI 117
Table 10. Comparative Data to Evaluate Effectiveness of Increased Numbers
Of Infection Control Practitioners and Hours of Surveillance Activities 118
Table 11. Data Correlation Between Infection Rate, Bed Capacity, and ICP 119
Table 12. Multivariate Test to Determine ICP and Bed Capacity 120
Table 13. Comparative Data to Evaluate Effects of Surveillance and Therapeutic Activities to CLABSI Event 120
Table 14. Data Correlation to Evaluate Effectiveness of Surveillance and Therapeutic Activities to CLABSI Events 122
Table 15. Multivariate Test to Determine Effectiveness of Surveillance and
Therapeutic Activities to CLABSI Events 124
Table 16. Comparative Data to Evaluate Effects of Surveillance and Therapeutic Activities to CLABSI Events 125
Table 17. Methodological Processes to Evaluate CLABSI, Clinical Interventions and Hospital Bed Capacity 127
xi
Table 18. Methodological Processes to Evaluate Intercepts, Infection Rate, and Bed Capacity and their Effects on Decreased Rates of Central Line Infection 128
Table 19. Statistical Analysis Between CLABSI and Hand Hygiene Measures 129
Table 20. Correlation Between Rates, Surveillance, and Review 131
Table 21. Correlation Between Infection Rate, and Hand Hygiene Evaluation 133
Table 22. Statistical Analysis Between CLABSI, Rates, and Clinical Intervention 135
Table 23. Correlation Between CLABSI Rates and Clinical Interventions 138
xii
List of Figures
Figure 1. Statistical Decision Tree™ 113
1
CHAPTER 1. INTRODUCTION
Introduction to the Problem
Healthcare organizations desire information to ameliorate the negative aspects of
hospital-acquired infections (HAI) in central line associated bloodstream infections
(CLABSI). Hospital-acquired infections in the United States account for approximately
1.7 million infections annually with an associated death count of 98, 987 (Klevins et al.,
2007). Approximately 30,665 of these deaths are bloodstream associated. This research
defines what surveillance measures can be utilized to decrease the incidence and
prevalence of CLABSI in acute care hospitals in South Carolina. The research provides
healthcare executives and clinicians in acute care facilities information to aid their
attempts to decrease CLABSI and to improve quality of care. CLABSI rates have
decreased significantly over the past ten years in some, but not all critical care
environments (Burton, Edwards, Horan, & Fridkin, 2008). Further study was needed to
determine what efforts make the greatest impact on the decrease of CLABSI. In critical
care units, CLABSI rates dropped from 7.8 per 1,000 to 3.7 per 1,000 central line days in
the span of time from 1997 to 2007 (Burton et al., 2008). Surgical critical care units saw a
decrease from 5.4 per 1,000 to 3.1 per 1,000 central line days in the same time span.
Medical/surgical units within a teaching affiliation dropped from 6.0 per 1,000 to 2.6 per
1,000 central line days and those without a teaching focus decreased from 4.1 per 1,000
to 1.9 per 1,000 central line days. A CLABSI baseline prevention practice assessment
tool was used to obtain information for these reports to help states establish HAI
prevention collaborative partnerships. This tool has 30 questions that were administered
to participating hospitals for the purposes of establishing baseline information that helped
2
measure change in therapeutic and epidemiologic processes (Centers for Disease Control
(CDC), 2009a).
HAIs in hospitals are the primary cause of morbidity and mortality in the United
States (Klevins et al., 2007). This degree of morbidity and mortality comes with
increased expense to the U.S. healthcare system at a time that the cost of healthcare is
continually rising and exceeding the general rate of inflation (Griffith & White, 2007).
Federal and State governments are experiencing an erosion of available funds and
employers found that increased insurance premiums reduce their profits. Hospitals
receive reimbursement of only 1% to 5% of the actual cost associated with treatment of
hospital-acquired infection (Chen, Chou, & Chou, 2005). The direct cost of medical care
in the U.S. ranges from $28.4 to $33.8 billion in 2007 dollars (Scott, 2009). The payer
system drives healthcare organizations’ desire to curtail the cost of care. Healthcare costs
reflect the consumption of economic resources in the delivery of healthcare (Shi & Singh,
2008). By 2015, healthcare expenditures are presumed to account for 20% of the Gross
Domestic Product (GDP). Researchers suggest that increased prevalence of CLABSI in
hospitals contributes to increased healthcare cost (Tarricone, Torbica, Franzetti, &
Rosenthal, 2010). Nosocomial or hospital-acquired infections are associated with
increased length of stay (LOS), but for CLABSI it was unknown if these infections are
caused by clinical deterioration of the patient due to nosocomial contamination, or if a
hospital-acquired infection resulted from the prolonged hospitalization (Tarricone et al.,
2010).
HAI is a common life-threatening complication observed in the critically ill.
Complications exist in hospitals for those requiring central line catheterization and other
3
invasive therapies used as an adjunct to care. These complications increase the length of
hospitalization for those with HAI. The average length of stay (ALOS) in hospitals is a
mathematical computation used for health planning purposes; ALOS represents how long
a patient is confined to the hospital (Shi & Singh, 2008).
Historically, infections develop while receiving invasive medical treatments in
hospitals, nursing homes, outpatient surgery centers, and dialysis clinics. HAI is a major
public health problem in the United States. These infections are healthcare-associated or
acquired in the hospital environment. Infection may occur from routine care, surgery, or
from complications associated with medical devices such as ventilators, urinary catheters,
and indwelling invasive catheters or lines. Nosocomial infections may often be a side
effect of the overuse of antibiotics (Jarvis et al., 2009). The U.S. Centers for Disease
Control and Prevention (CDC, 2006) estimates that 1.7 million nosocomial infections
occur yearly in U.S. healthcare facilities. Hospital-acquired infections result in
approximately 99,000 deaths and cost $20 billion in additional healthcare costs each year
(Richards, Brennan, & Straub, 2009). Reports indicate that 250,000 of these infections
occur yearly in the United States with an estimated death toll of 30,000 to 62,000 (South
Carolina Hospital Association, 2010).
In this research, background information regarding CLABSI infection was
described when risk factors were present. Research indicates that there are independent
risk factors for CLABSI. Factors associated with increased risks include prolonged
hospitalization before catheter placement, prolonged duration of catheter placement,
increased microbial colonization at the catheter insertion site, increased microbial
colonization of the catheter hub, internal jugular cannulation, neutropenia, birth at an
4
early gestational age, the requirement of total parenteral nutrition (TPN), and receipt of
poor or substandard catheter care (Marschall et al., 2008). The susceptibility of critically
or seriously ill patients to become colonized by these organisms inhibits their ability to
ward off infection, which often leads to infection that is resistant to antimicrobial therapy
(Burton et al., 2009; Johanson & Dever, 2003).
Background, Context, and Theoretical Framework for the Problem
The provision of effective surveillance activities and identification of best
practices to minimize the effect of CLABSI and HAI are problematic to healthcare
organizations and to physicians providing their care. Those who have other health risk or
co-morbid conditions are considered vulnerable and are at greater risk. Since hospital
stays are shorter, HAI rates per 1000 patients have actually increased (Duffy, 2002).
Conversely, research finds that long stays in intensive care units are associated with an
increase in hospital-acquired infection and increased cost of care (McGee et al., 2006).
The review of national databases and benchmarking techniques provide evidence that
clinical management influences hospital-acquired infections thereby affecting provision
of care and case management concerns (McGee et al., 2006). An additional impact is the
type of hospital that provided care for these patients. Studies conducted by Khan et al.
(2006) acknowledge that an increase in hospital volume was observed in a higher volume
hospital and is associated with improved survival rates. With adjusted in-house mortality
ratios, patients in high bed capacity hospitals have a 25.5% mortality rate as opposed to
patients in smaller bed capacity hospitals with rates nearing 34%.
5
Fundamental to the development of critical care techniques and healthcare
management processes was an understanding of the importance and significance of early
intervention therapies, advanced equipment, excellent clinical skills provided by
practitioners that provide care for large numbers on a routine basis, and the management
acumen provided by executives in hospitals. The conceptual basis for the study was
developed from clinical data from hospitals that indicate that healthcare facilities with
higher bed capacity provide care differently than healthcare organizations that do not
have the opportunity to provide advanced techniques on a routine basis as often seen in
smaller bed capacity hospitals (Liu, Zingmond, & McGory, 2006). HAIs are associated
with prolonged hospitalizations when invasive procedures are used in patient care
(Bootsma et al., 2002). The clinical concept of care at larger bed capacity hospitals
versus smaller bed capacity hospitals provided a probabilistic framework for empirically
evaluating the effectiveness of medical strategies in these two hospital groupings. This
provided an analytical study of the effects of errors in surveillance and prevention
strategies; since large capacity hospitals typically use more assets to positively affect
outcomes. Clinical and management research from hospitals that have CLABSI was
advanced by analyzing data from various hospitals with differing bed capacities through
assessment of reported health data to the State Department of Health and Environmental
Control’s Division of Acute Disease Epidemiology. By researching this data and
analyzing clinical concepts and surveillance techniques used by South Carolina’s
hospitals, a determination of best practices was pinpointed so that all facilities regardless
of size and capability can provide excellence in care as described in literature and
reported in this research. The research determined if existing clinical data satisfied
6
deficits in knowledge of CLABSI rates and surveillance, prevention, and treatment
methodologies, and if this information extends the opportunities to further study types of
facilities other than acute care hospitals.
South Carolina History, Community, and Health Perspective
South Carolina, the Palmetto State is ranked 40th in land mass in the United States
and encompasses 31,113 square miles. The state has over 187 miles of coastline that
borders the Atlantic Ocean on the east and the Blueridge Mountains of North Carolina
and Georgia and the 238 mile long Savannah River on the western side of the state (SC
Department of Parks and Tourism, 2010).
Travel and tourism contributes approximately $18.4 billion yearly to the economy
of South Carolina (US Travel Association, 2010). This industry provides ten percent of
all jobs in the state and accounts for $1.2 billion in state and local revenue. South
Carolina’s citizens contributed $9.9 billion to the state in 2008 in travel and tourism.
South Carolina is a strong agrarian state with strong revenues being generated in
agriculture, livestock, manufacturing, mining, fishing, and services (Bureau of Labor
Statistics, 2010; Netstate, 2009). South Carolina enjoys a Gross State Domestic Product
(GSP) of $156,384 (millions in 2008 adjusted dollars) (Kaiser Family Foundation, 2010).
South Carolina has approximately 4.5 million inhabits (U.S. Census Bureau,
2010). The majority of the state’s population (67%) lives in metropolitan areas of the
state while 33% live in rural or suburban areas (Kaiser Family Foundation, 2010). The
2009 estimates identify 6.8% of the population is under age five, 23.7% are under age 18,
and 13.7% are persons 65 years of age and older. Whites account for 68.9% of the
7
population followed by blacks at 28.2%, then Hispanics at 4.5%. Seventy-six percent of
the state’s inhabitants are high school graduates and 20.4% have Bachelor’s degrees or
higher. Home ownership accounts for 72.2% with a median home value of $94,900. The
Census Bureau indicated that the median household income in 2008 was $44,695 and
persons below poverty level were 15.7% (U.S. Census Bureau, 2010). The
unemployment rate reported at 11% for South Carolina down from 12.1% in August
2009. Of those, 36.3% of persons employed in South Carolina consider themselves as
white-collar workers and 63.7% are blue-collar workers. Those considered permanent
workers account for 95.2% of the population and temporary workers at 4.8%. The total
number of workers in the state represented by unions accounted for 5.4% (Kaiser Family
Foundation, 2010). Although the Kaiser Family Foundation (2010) reported a higher
percentage of high school graduates America’s Health Rankings (2009) report that the
state has a lower high school graduation rate with 61.0% of incoming ninth graders who
graduate within four years as problematic. The state recognizes that a high violent crime
rate at 730 offenses per 100,000 is concerning.
South Carolina’s statistics show that 16.1% of the state’s population is without
insurance with 14.1% being uninsured children. Medicaid enrollment accounts for 20%
of those in the state and Medicare enrollment at 17%. Health status indicators indicated
that South Carolina has an infant mortality rate of 9.0 % and children who are considered
obese or overweight are reported at 33.7%. Approximately 14% of the states adults are
classified as having disabilities (Kaiser Family Foundation, 2010).
The state’s health related strengths include high immunization coverage with 78.8
percent of children ages 19 to 35 months having received all of their immunizations. At
8
the beginning of this study, public health was moderately funded at $82 per person
annually. Significant improvements were observed in the past decade as noted by the
decreased rate of preventable hospitalizations falling from 76.2 to 70.6 discharges per
1,000 Medicare enrollees. The prevalence of smoking declined from 25.5% to 20.0% of
the population in the past five years. Although in the same five year span of time, the
incidence and prevalence of obesity increased from 24.5% to 30.6% of the population.
Other significant improvements observed in health status indicators found that rates of
deaths from cardiovascular disease decreased from 398.6 to 301.3 deaths per 100,000 in
the state’s population over the past ten years (Americas Health Rankings, 2009).
In South Carolina, health disparities are found with the health risk of obesity.
Prevalence of obesity is 30.6% of the overall population in South Carolina. Obesity is
more prevalent among blacks at 40.1% than non-Hispanic whites at 26.1%. The
incidence and prevalence of diabetes also vary by race and ethnicity in South Carolinians;
13.1% of blacks have diabetes compared to 8.4% of non-Hispanic whites. Consequently,
mortality rates vary in South Carolina. Statistics indicate that 1,071 deaths per 100,000
occur in the black population with diabetes as compared to whites who experience 848
deaths per 100,000 population (America’s Health Ranking, 2009).
In their Access Health SC document, the South Carolina Hospital Association
indicated that one of every six South Carolinians is without healthcare insurance. The
lack of healthcare coverage often forces the sick to postpone medical treatment or
promotes primary care to be delivered in the emergency room. In 2007, South Carolina
provided $1.3 billion in unpaid healthcare services (SCHA, 2009).
9
Other health concerns exist such as the state’s increased infant mortality rate at
8.9 deaths per 1,000 live births as well as a higher than the acceptable premature death
rate with 9,549 years of potential life lost before age 75 per 100,000 population as
observed in the state’s statistical records (America’s Health Rankings, 2009). There are
identified significant shortfalls in health profession indicators (Trust for America’s
Health, 2010). In the 2009 statistical summary, South Carolina ranked 28 in primary care
providers, 33 in mental health professionals, 26 in dental care and 22nd regarding nursing
shortages.
Statement of the Problem
Bloodstream infections are clinically linked with the use of central lines. These
infections occur commonly and are acknowledged as a potentially preventable source of
morbidity in the hospital setting. The purpose of this study was to determine methods
used to decrease bloodstream infections that were associated with the use of central lines.
Infection control practitioners desire to implement central line bundle processes
that may result in a significant decrease in line-associated bloodstream infections.
Percutaneous catheterization is a frequently used procedure to access the central venous
circulation. The use of central line catheterization provides adjunctive support when a
need exists to monitor cardiovascular pressures, obtain blood samples, or to create an
access for medications (CDC, 2009b). A central line is an intravascular catheter that lies
at or near the heart, or within one of the great vessels. Great vessels are identified as the
aorta, pulmonary artery, superior vena cava, inferior vena cava, brachio-cephalic veins,
internal jugular veins, subclavian veins, external iliac veins, common iliac veins,
10
common femoral veins in adult and neonates, and umbilical artery, or vein in neonates
only (CDC, 2010).
Morbidity is an issue; however, financial consequences are acknowledged in
healthcare institutions when the patient's length of stay is prolonged after developing a
hospital-acquired infection while receiving treatment with a central line. Healthcare
executives and medical practitioners alike recognize the importance of intervention to
ameliorate the impact of financial losses when the length of stay is prolonged following
the development of CLABSI (CDC, 2010). The research evaluated surveillance and
practice patterns in higher bed capacity hospitals in comparison to fewer bed capacity
hospitals in order to determine effective clinical methods that create a positive healthcare
outcome for those who develop HAI or CLABSI.
CLABSI is defined as a hospital-acquired bloodstream infection. CLABSI often
appears to be more serious since the patient's defense mechanisms against infection may
be impaired during hospitalization. Many disease-causing organisms live within a
hospital environment and are often more dangerous than those in the community. Rates
of septic shock and increased mortality from hospital-acquired infections compared to
those considered community-acquired are not increased by impaired innate immunity;
instead, proinflammatory factors are recognized as contributors to poor patient outcomes.
Specifically, it was determined that pro-inflammatory mediators C3a, IL-6, and
procalcitonin are contributing factors to increased rates of acquired infection, causing a
poor immune response (Groeneveld & Hack, 2008). CLABSI is a primary bloodstream
infection (BSI) that is confirmed by diagnostic culture and is not secondary to an
infection from another body site (CDC, 2010).
11
Purpose and Significance of the Study
The purpose of this study was to determine methods utilized in hospitals that
positively and negatively affect care and clinical outcomes. The study evaluated hospital
data provided in aggregate form comprised of CLABSI information from those receiving
care in high bed capacity acute care hospitals versus fewer bed capacity acute care
hospitals in South Carolina. The research was proposed so that healthcare executives and
physicians might have a better understanding of variances in duration of hospitalization
in patients with HAI or CLABSI and the resources required to provide active surveillance
practices and therapeutic regimes for care. The purpose of the study was to explore and
examine surveillance and clinical considerations of care in four hospital groups. These
groups are hospitals with bed capacities of 50 or less, 51 to 200, 201 to 500, and 501 or
more. Research indicated that healthcare organizations with larger bed capacities have
greater resources and integrative policies allocated to infection control programs. In the
course of this study, research and analysis of various clinical and epidemiological
processes were used to identify and to minimize the effect of CLABSI. From this data
analysis, healthcare executives will better understand financial, staffing and policy
considerations that meet patient care requirements. This study analyzed data from
records submitted to the South Carolina Department of Health and Environmental
Control’s Division of Acute Disease Epidemiology (SCDHEC DADE) by acute care
hospitals in South Carolina with CLABSI.
12
Research Design
In the study, quantitative research was conducted with the goal of determining the
correlation of records from acute care hospitals with varying bed capacities (independent
variables) and the incidence of hospital-acquired infection (dependent variables) in the
population observed who develop central line associated bloodstream infections
(Creswell, 2009). The quantitative research design was descriptive and used a
correlational approach to conduct the study. To accurately estimate the relationship
between variables, a descriptive (correlational) study usually needs a larger sample of
subjects. In this research, records from all hospitals of varying size were evaluated from
January 2008 through December 2008.
Research Questions and Hypotheses
In the correlational design research, a determination of the following facts
occurred. Is there a relationship between rates of CLABSI reported in hospitals and the
four hospital groups with capacities of 50 or less, 51 to 200, 201 to 500, and 501 beds or
more? Is there a significant difference between responsive measures used by hospitals to
minimize the effect of CLABSI when two or more infection control practitioners are
employed in a full-time capacity? Is there a correlation between monitoring and
compliance methods and incidence rates of CLABSI infection? Is there a higher rate of
CLABSI observed when direct observation is conducted during catheter insertion? Is the
CLABSI rate lower when staff members are authorized to stop invasive procedures when
they observe protocols not being followed? Does the use of a preestablished procedure
checklist decrease the rate of CLABSI in acute care hospitals in South Carolina? Does it
13
make a difference if acute care hospitals with larger bed capacities have well defined
syndromic surveillance programs that are automated with their laboratories to provide
care? Does the number of person-hours used to identify and observe technique, evaluate
insertion site care, and to perform surveillance of hand washing technique decrease the
number of infections? Does a relationship exist between an increased rate of CLABSI in
acute care hospitals and integration of prevention processes in facility protocols? Is there
a positive correlation of a daily review of line necessity and prompt removal of
unnecessary lines on the incidence and prevalence of CLABSI? Does monitoring of
optimal catheter site selection minimize the incidence of CLABSI infection? Does the
use of chlorhexidine skin antiseptics during site preparation and care lower incidence of
CLABSI infection? Do acute care hospitals that use maximal barrier precautions upon
insertion observe a lower incidence of CLABSI infection? Is there a CLABSI rate
increase or decrease when hygiene monitoring is conducted more frequently? Are higher
CLABSI rates observed when the total number of hospital wide monthly observations is
increased?
The research determined if there was a significant difference in incidence and
prevalence rates of CLABSI as observed in submitted data files from various bed
capacity hospitals in South Carolina. The correlation of key surveillance and treatment
factors were used to determine efficacy of care.
Long stays in the critical care unit are associated with high costs and burdens on
participants and their families, insurers, and the society at large. Although factors that
affect the length of stay and outcomes of care in the intensive care unit were studied
extensively in the literature, the conclusions reached have not been reviewed to determine
14
whether they reveal an organizational pattern that might be of practical use in reducing
the length of stay in the critical care unit. The research consensus is that length of stay in
the intensive care unit is increased by several medical, social, psychological, and
institutional factors. HAI and CLABSI may be proven one of those causative factors
(McGee et al., 2006).
Rationale for the Study
This research was needed because healthcare executives and physicians who
practice medicine primarily in rural communities need reliable information regarding
how surveillance and therapeutic processes can affect HAI and CLABSI rates.
Institutions of various bed capacities provide sound medical care based upon available
resources. This information assist clinicians in better clinical management strategies,
improved selection of antibiotics, improved aseptic technique, and even better selection
criteria for procedures being performed on the patient. The healthcare executive may
find opportunities for improved diagnostic coding techniques, improved utilization of
personnel, or improved negotiations with insurance companies. The research identified a
causal relationship between care techniques for those with CLABSI and a hospital’s
preventative and surveillance measures; moreover, successful strategies evaluated in
hospitals that have high bed capacities as compared to those healthcare facilities that have
fewer beds.
The incidence and prevalence of CLABSI has decreased by an estimated 8-10%
per year (CDC, 2010) with an average bloodstream infection rate of 2.71 per 1000 patient
days (Klevins et al., 2007). The mortality percentages are significantly higher with
15
increased length of stay, and increased cost of care results. Research indicated that
healthcare associated infections are one of ten leading causes of death in the United
States. These life-threatening infections account for healthcare cost that is approximately
$28 to $33 billion dollars yearly (Herzer & Seshamani, 2010). Further research was
needed to determine the mechanism of the relationship between hospital capacity and
outcome among those with a critical illness (Khan et al., 2006).
Relevance of the Study
The relevance of the study is significant to the PhD program in Public Leadership
and to the Health Services Administration specialization at Capella University. New
knowledge aids the future healthcare executive who reads this study in management
methodologies and will assist clinicians practicing critical care and utilize central line
catheterization in their clinical practice. Creating the right atmosphere decreases hospital
length of stay, decreases the chance of developing hospital-acquired infection, improves
clinical care, and effectively decreases cost within the hospital environment.
Significance of the Study
Research on the impact of CLABSI and the clinical efficacy of surveillance
techniques and preventative measures in large bed capacity hospitals versus lower
volume acute care institutions is minimal in South Carolina. This study bridges the gap
in knowledge between these hospital environments and provides substantive data that
offers clinical and managerial information that directs physicians and executives to better
clinical and operational management paradigms. Knowledge provided in this study
16
contributes to critical care medicine and healthcare management by providing sound
methodologies based upon statistics from data of healthcare organizations in South
Carolina. Clinical research developed the scientific foundation for medical practice, and
the effect of research on medical practice is observed now the research has been
completed. Research findings influence both medical practice and administrative
protocols, and the practice of research, shapes the practice of medicine and business.
High volume healthcare organizations that care for large volumes of patients are
associated with improved survival rates, especially in those with co-morbidities since
they provide care to high volumes of patients consistently and are well practiced in their
care (Khan et al., 2006). The research bridges any debate found in the literature by
providing clinical and financial data measuring the variances between the specific
populations of patients suggested by the record files in the research. This research
prompts additional research from other geographic regions of the United States, as well
as study of those with co-morbid conditions or emerging practice trends in critical care.
The research contributed to the body of knowledge in infection control techniques
and bridged the gap in medical and management literature by providing salient concepts
in clinical, academic, and managed care arenas. This research might encourage other
academicians, clinicians, and healthcare executives to continue additional research in the
areas of nosocomial infection, management of care, cost, and identification of best
environments of care for these complex concerns.
17
Nature of the Study
This research was conducted utilizing a quantitative methodology in a
correlational study design. Quantitative research permitted a better understanding of the
prevalence of characteristics within the population and an opportunity to evaluate
accurately and reliably components of this population by using statistical analysis.
Quantitative research is used when the researcher desires to profile a group of people or
database with shared characteristics (demographics). By using statistical techniques such
as correlation, regression, cluster analysis, or factor analysis, quantitative research is
implemented as method of evaluating objective theories by examining the relationship
among variables in the study (Creswell, 2009).
The goal of correlational research was to determine the relationship of existing
differences among hospital groups. Correlational research involved collecting data on
two or more variables in these groups. This type of research also employed the collection
of data on independent variables for two or more groups (Leedy & Ormrod, 2005).
Correlational research evaluated relationships between the variables topically without
probing deeper into the data for causation. Data correlations exist when a variable
increases or decreases and a second variable either increases or decreases in a predictable
manner (Leedy & Ormrod, 2005). Correlational research is defined as non-experimental
research when the manipulation of variables does not exist. Variables may be predictive
in a correlational study, but correlation does not prove causation (Bordens & Abbott,
2008).
This research method used ex post facto; or after the fact data, as conducted in
causal-comparative research (Leedy and Ormrod, 2005). The data were collected
18
through mandatory submission from acute care hospitals to the South Carolina
Department of Health and Environmental Control (SCDHEC) for purposes other than the
research analysis.
Hypotheses
The hypotheses of the research on CLABSI infection rate at acute care hospitals
with varying bed capacities was focused on surveillance interventions used by South
Carolina’s hospitals and was measured against results of CLABSI rates indicated by each
hospital. In the correlational design research, a determination of the following facts
assured that the research hypotheses are supported.
Hypothesis 1. There is a significant variance in the rates of CLABSI reported in
hospitals with capacities of 50 or less, 51 to 200, 201 to 500, and 501 beds and more.
Hypothesis 2. There a correlation between monitoring and compliance methods
and incidence rates of CLABSI infection.
Hypothesis 3. A relationship exists between an increased rate of CLABSI in acute
care hospitals and integration of prevention processes and strategies when included in
their facilities’ protocols.
Assumptions and Limitations
Assumptions
An assumption underlying the study was a basic comprehension by healthcare
professionals that insert or provide care of central lines and knowledge of infection
control practices and an understanding of the role that pathogens play in the seriously or
19
critically ill patients as well as how those with central lines may become infected. It was
expected that all records in the study be from patients who had a central line inserted at
time of their CLABSI. It was assumed that all records were reported from one of the 63
acute care hospitals in South Carolina from January 2008 through December 2008.
Another assumption was that not all participants that developed CLABSI were infected at
the time of admission. It was assumed that all hospitals that submit data complied with all
rules and regulations and provided accurate information to SCDHEC when submitting
the Hospital Infection Disclosure Act (HIDA) reports.
Methodological assumptions acknowledge that historical data was collected over a
span of time that was defined by the researcher. This span of time is from January 2008
through December 2008. The year 2008 was the initial year of data collection by South
Carolina DHEC. There was no manipulation of variables as observed in experimental
designs. Assumptions include assignment to the study based upon preexisting
characteristics. It was assumed that there is no intervention, manipulation, or random
assignment.
Theoretical assumptions indicate that raw data was provided to the researcher by
the SCDHEC and has not been altered. Assumptions are conditions that are taken for
granted as being true when data collection occurs (Leedy & Ormrod, 2010). Assumptions
exist when there is a potential correlation in the data collected and bed capacity of the
reporting hospital.
Topic specific assumptions occurred when specific information provided for
research was desired to improve the quality of care, reduce nosocomial infection, identify
20
best practices for patient care in all acute care hospitals, and improve collection of
adequate surveillance information to assure that best medical care was provided.
Assumptions related to the sample are that all raw data was accurate and reliable
and that the data has been collected ex post facto and in a time span required by the
researcher. It was assumed that data is accurate and no extraneous factors would make
the information null and void.
Assumptions include the use of quantitative protocols for the development of a
reasonable and practical research topic with a precise set of ideas or concepts.
Quantitative assumptions included a focused literature review, and a refined and clearer
understanding of the research question or problem to be researched and then a well
developed research design for the question. An assumption existed that research was
implemented to create a correlational relationship to predict patterns in the research
population. It was assumed the research sample size in a quantitative approach would be
reasonably large, and that the research sample would be a subset of a larger population of
all patients with the same population characteristics. It was assumed that data analysis
and interpretation was completed after data collection. It was assumed that quantitative
data analysis and interpretation are primarily deductive. It was finally assumed that
research findings will be presented in an appropriate format, and that the data collected
supported the Hypothesis for the research.
Assumptions regarding ethical considerations included preestablished norms for
conduct that identified and promoted acceptable behavior. Another ethical consideration
included the knowledge of appropriate methods, procedures, and perspectives that guide
how information was analyzed. Ethical assumptions included promoting the goals of
21
research under the concepts of knowledge and truth, as well as avoiding error in the
research process. Since research involved cooperation in a coordinated effort among
many people and disciplines, ethical standards promoted the values that are essential to
collaborative work. These components included concepts such as trust, accountability,
mutual respect, and fairness. It was also assumed that research performed will not be
stolen or disclosed prematurely and full credit will be awarded appropriately. It was
assumed that ethics guided the researcher’s accountability to the public through policies
on research conduct and misconduct, on conflicts of interest, and on protection of human
subjects.
Limitations
There was a reasonable possibility the study would not provide solutions. The
research did not include data from rehabilitation facilities, nursing homes, or alternate
care centers or other tertiary care sites that may provide central line catheterization as a
modality of care. The research will not include data from organizations outside the State
of South Carolina. The study will not include data collected before January 1, 2008 nor
after December 31, 2008. Limitations also include no data from pediatric or neonatal
populations who required central line catheterization. The research will not include data
that has not been collected through normal data collection processes mandated by
SCDHEC Division of Acute Disease Epidemiology.
22
Definition of Terms
Acute care facility. An acute care facility is defined as a healthcare center in a
system that has multicasualty capabilities that can appropriately match needed resources
for an injured patient with special needs (Institute of Medicine, 1999).
CDC. The Centers for Disease Control is an agency of the U.S. Department of
Health and Human Services. Headquartered in Atlanta, Georgia, this organization has a
mission focused on preventing and controlling disease and promoting environmental
health and health education (CDC, 2010).
CLABSI. Central line associated bloodstream infections result when a patient gets
a bloodstream infection after having a central line placed and this infection is not related
to any other type of infection (SCDHEC, 2009).
Comorbid conditions. Comorbid is defined as disease that worsens or affects a
primary disease (Valderas et al., 2009).
HAI. Hospital-acquired infections are infections that occur either systemically or
locally and must not be present upon admission to the hospital (SCDHEC, 2009).
ICP. Infection Control Practitioners are professionally trained in the scope of
infection control prevention and monitoring (SCDHEC, 2009).
Immunocompromised. Immunocompromised means that the immune system is
incapable of normal, full reaction to pathogens or tissue damage because of a disease
(Serra et al., 2008).
Morbidity. Morbidity is defined as the state of being ill or diseased (Murphy et al.,
2007).
Mortality. Mortality is defined as being dead (Murphy et al., 2007).
23
MRSA. Methicillin Resistant Staphylococcus aureus infections are a family or
strain of bacteria that develops resistance to antibiotics used to treat normal
staphyloccocus infections (Coia et al., 2006).
NHSN. National Healthcare Safety Network is a data reporting system used by
hospitals in South Carolina. Hospitals must submit data at least twice yearly. NHSN is a
secure system that is internet based and used for the purposes of reporting and monitoring
data (SCDHEC, 2009).
Nosocomial. Nosocomial is defined as an infection acquired in a healthcare
facility, and it is also known as hospital-acquired infection or HAI (Stone et al., 2007.
Patient. A patient is defined as a person who has an illness or disease and is
receiving treatment or medical care (Sultz & Young, 2006).
Record. A medical record is a document either in paper form or electronically
that represents the clinical care provided to a patient over the course of an illness (Sultz &
Young, 2006). For the purposes of this research, a record did consist of aggregate data in
electronic form that has been de-identified and provided in a composite, spreadsheet
format.
Surveillance. This is the process of identifying and documenting infections within
a hospital environment. The preferred method is active surveillance. Active surveillance
includes prospective and patient based observation of infectious processes performed by
trained professionals (SCDHEC, 2009).
24
Quantitative Definition of Terms
The distinct relationship between variables in the research question was defined
by clinical and managerial values. The use of quantitative research provided an
opportunity for the researcher to gather information in a manner that allowed for easy
justification by statistical analysis. Quantitative research attempted to remove all
subjectivity from the study by carefully planning and minimizing midstream deviations
(Patten, 2009). The use of correlational research allowed for an in-depth study of the past
to evaluate the linkages and trends in the data, but this research process did not determine
causation (Leedy & Ormrod, 2005). A correlational designed study identifies an
alternative approach that a researcher may use to investigate how a specific independent
variable may affect the dependent variable. The dependent variables in this research were
directly related to the independent variables of varying bed capacities hospitals and
surveillance and therapeutic procedures as expressed in the research question (Leedy &
Ormrod, 2005). In the research, 63 hospitals were be the sources used for record review
to collect the necessary data to complete the study. Since there was more than one
dependent variable, research did use a parametric process or conventional statistical
procedure and utilize Multivariate Analysis of Variance (MANOVA). This process or
analysis was used when more than one dependent variable existed and when the
dependent variables cannot be combined into one variable. This type of analysis was
used when the independent variables have a significant effect on the dependent variables.
MANOVA attempts to identify the interactions between the independent variables and
the relationships among dependent variables (Cronk, 2006). MANOVA was used when
25
there are several dependent variables and when one or more independent variables
existed (Field, 2009).
Expected Outcomes
The research expected to reveal a correlation in the records between hospitals of
varying bed capacities and their rates of CLABSI. Information obtained from literature
review suggested that a significantly higher incidence of CLABSI was observed in
hospitals of higher volume than those with lower bed capacities. It was expected that
variances existed in hospitals that have two or more Infection Control Practitioners
(ICPs) available in a full-time capacity for surveillance purposes. It was expected that a
correlation existed between monitoring, compliance methods, and incidence rates of
CLABSI infection in the hospitals in South Carolina. It was also expected that a higher
rate of CLABSI was observed when direct observation of insertion and site management
was conducted during catheter insertion by an infection control or other healthcare
practitioner. When staff members were authorized to stop invasive procedures as they
observed protocols not being followed, non-compliance incidence rates of CLABSI are
lower moreover; the use of preestablished procedure checklist decreased the rate of
CLABSI in acute care hospitals in South Carolina.
Acute care hospitals with larger bed capacities that have well-defined syndromic
surveillance programs and automated laboratories were expected to have fewer CLABSI
infections per month as compared to those facilities that do not. Hospitals that have more
full time infection control practitioners on staff who conduct more hours of infection
control activities per month may also record fewer CLABSI infections. Expectations of
26
this study also indicated that the number of person-hours used to identify, observe
technique, evaluate insertion site care, and perform surveillance of hand washing
technique decreased the number of infectious processes.
Finally, it was expected that the daily review of central line necessity and the
prompt removal of unnecessary central lines minimized the rate of CLABSI in South
Carolina’s hospitals. Monitoring of optimal catheter site selection was thought to
minimize the incidence of CLABSI infection. Acute care hospitals that use chlorhexidine
skin antiseptics during site preparation and care are expected to have a lower incidence of
CLABSI infection. Acute care hospitals that use vigorous hand hygiene monitoring
program and maximal barrier precautions during insertion are expected to observe a
lower incidence of CLABSI infection.
27
CHAPTER 2. LITERATURE REVIEW
Introduction to the Literature Review
This study seeks to determine if a relationship existed between hospital-acquired
bloodstream infections and the size of hospitals when central lines were used in acute
care hospitals in South Carolina from January 2008 through December 2008. Therapeutic
interventions and preventative measures used by these healthcare organizations must be
examined to determine the effect surveillance and preventative measures had on the
incidence and prevalence of central line associated bloodstream infection (CLABSI).
Approximately half of all critical care patients require a central line (Weinstein, 2009).
This accounts for 15 million central line days per year. As a central line permeates the
integrity of the skin, the patient becomes vulnerable to both bacterial and fungal
infections. These infections often result in CLABSI in these critical care patients.
Approximately 250,000 to 500,000 CLABSI infections result from central lines annually
in the United States and are an important cause of both morbidity and mortality for
patients receiving care (Weinstein, 2009). CLABSI infections cause a significant toll on
human life. In the U.S., CLABSI infection accounts for an estimated 1.7 million
infections annually and 99,000 deaths in 2002 (Elixhauser & Steiner, 2007). Mortality
rates range from 4% to 20% annually in that population of patients. This estimate
accounts for approximately 500 to 4000 patients who die from CLABSI infections in
hospitals in the United States (Weinstein, 2009). Variances within these two studies
encourage researchers to understand the true morbidity and mortality of disease within
their patient population. Prevention of CLABSI infections is a national priority (Yokoe
et al., 2008). A cadre of interested groups including healthcare and professional
28
organizations, governmental, regulatory agencies and accreditation bodies, patient
advocates, and payers leads initiatives for preventative measures. Organizations such as
the Society for Healthcare Epidemiology (SHEA) and the Infectious Diseases Society of
America Standards and Practices Committee (IDEA) have taken the mantle of leadership
to focus acute care hospitals into prioritizing efforts to minimize the impact of CLABSI
and other hospital-acquired infections (HAI). Since each CLABSI episode costs $3700 to
$29,000, the minimization of CLABSI infections in hospitals is significant (Weinstein,
2009). The morbidity, mortality, and cost of care regarding CLABSI created a zero
tolerance culture in many American hospitals and encouraged clinicians and
administrators alike to find a positive impact on this illness by developing an active
surveillance and therapeutic regime for care. Similar concerns in a collaborative cohort
study determined that hospitals that developed evidence based interventions have found a
sustained reduction up to 66% in their rates of CLABSI in their 18-month study
(Pronovost et al., 2006). Implantation of foreign objects is an indispensable part of all
fields of medicine. These implants are associated with a greater risk of bacterial and
fungal infection. Specific clinical guidelines are effective in reducing the incidence of
CLABSI (Von Eiff et al., 2005). These strategies, both technically and non-technically
based, were described over the course of this research.
According to the South Carolina Department of Health and Environmental
Control (SCDHEC) (2009), hospitals in South Carolina have not compared their data
with other hospitals in the state. Each hospital’s infection rate for CLABSI was compared
with the historical experience in the standard population of all National Healthcare Safety
Network (NHSN) users in the United States. The South Carolina Hospital Association
29
(SCHA, 2010) indicated that CLABSI is a significant problem to residents of the state.
The development of a CLABSI reduction and prevention project led by the South
Carolina Healthcare Alliance for Infection Prevention (SCHAIP) created an integrative
partnership with the state’s hospitals entitled Every Patient Counts. Their effort STOP
BSI (Stop Bloodstream Infections) focused hospitals on quality improvement strategies
and educational programs to help ameliorate the impact of CLABSI.
The literature review presented a conceptual framework for the study that
included a rationale and a basis for developing a correlational study that addressed the
research questions presented in the study. The framework of the research developed from
the following key sources: (a) pathogenesis of central line associated bloodstream
infections (CLABSI), (b) patient clinical management strategies, (c) prophylaxis, and
measures that ameliorate the impact of infection, and (d) prevention strategies (Memoz et
al., 2007; von Eiff, Jansen, Kohnen, & Becker, 2005). Central line associated
bloodstream infections (CLABSI) were determined by clinical manifestations and
laboratory confirmation of the pathogenesis and the effectiveness that appropriate
antibiotic usage had on the elimination of pathogens.
While not a primary focus of this study, cost of patient care is the financial impact
that results from an increased length of hospital stay and severity of illness, and it may be
an opportunity for future research. The research developed measures that may influence
surveillance and prevention strategies in hospitals in South Carolina. The research
framework was part of the literature review. This review followed an evaluation of
potential research designs and a conclusion to the research. The literature review was
conducted through the search engines at Capella University library, Centers for Disease
30
Control and Prevention (CDC), Google Scholar, as well as through other online search
engines. Healthcare journals and medical textbooks provided large volumes of
information synthesized for the support of this research.
Theoretical Orientation of the Research
Ajzen and Fishbein first formulated the theory of reasoned action (TRA) and
theory of planned behavior (TBP) in 1980. This theory was formulated and based upon
attitude research from the expectancy value models. The authors formulated the TRA
when attempting to estimate the existing variances between behaviors and attitude. The
theory of planned behavior is a tool that predicts deliberate behavior since that behavior
is planned.
The theory of reasoned action suggests that behavior is determined by intention to
perform a certain behavior, and therefore it affects attitude toward this behavior. The
best indicator of behavior is intention. Intention is acknowledged as a cognitive process
that represents a person's readiness to perform a given behavior (Ajzen & Fishbein,
1980). Intention is defined by these characteristics: a person’s attitude toward the
behavior, and their ability to develop behavioral control over their actions (Kretzer &
Larson, 1998). In this research, the planned behavior is the ability to manipulate actions
through an attitudinal process of hand hygiene, as well as observational characteristics of
practitioners during invasive processes that could minimize the impact of infections and
associated bloodstream infections due to poor aseptic techniques or policies.
31
Review of the Research
Central lines or central catheters are plastic tubes inserted into a large vein. Veins
used for this procedure are located in the neck, chest, arm, or groin. Central lines are
typically utilized to obtain blood samples, provide fluids or medications or to perform
hemodynamic monitoring. Catheters may be maintained in these sites for several weeks.
Bloodstream infections may develop when bacteria or pathogens travel from the catheter
and enter the blood. Patients who develop a CLABSI may become severely ill with fevers
and chills, or the skin around the catheter insertion site may become reddened and
painful. These central line associated infections are serious, but are often managed
effectively with antibiotics. In order to decrease the risk of continued infection, the
catheter may be removed as a precautionary measure and replaced in another site (CDC,
2009c).
Research indicated that healthcare organizations and practitioners providing care
to the patient supported successful HAI control programs. Healthcare providers assure
that progress is made toward national HAI prevention targets as indicated by the NHSN,
the Society for Healthcare Epidemiology of America (SHEA), Association for
Professionals of Infection Control and Epidemiology Inc. (APIC), and other
organizations that were established to control or monitor infections. Practitioners must
embrace the use and quality of metrics and supporting systems that ameliorate the impact
of CLABSI and HAI. Healthcare organizations must develop priorities and broadly
implement current evidence based prevention strategies within their organization.
Organizations such as NHSN encouraged the development of HAI plans to enhance
prevention strategies. These plans are focused around (a) HAI program development and
32
implementation of an organized infrastructure, (b) epidemiological surveillance programs
that assist with detection, reporting, and response; (c) strategies that promote prevention
efforts, and (d) planned evaluation and communication skill development (Maine Center
for Disease Control and Prevention, 2010).
CLABSI may be local or systemically based infections, and can be suspected or
laboratory confirmed to meet their operating definition (Turcotte, Dube, & Beauchamp,
2006). Based upon the CDC recommendations, three categories of infections exist: (a)
exit site infection, (b) catheter colonization, and (c) catheter-related bloodstream
infection. CLABSI is the clinical development of bacteria within the bloodstream that
occurs in the absence of an obvious source of infection other than the invasive catheter,
this bacteremia is proven when the same disease causing bacterium is isolated from the
catheter and from blood cultures. From a morbidity perspective, these are the most
serious effects of CLABSI (Turcotte et al., 2006).
Intravascular catheters are linked with bloodstream infection in critical care units
(Marik, 2010). One or more of the following catheter types cause infections: a) non-
tunneled and tunneled central venous catheters (CVC); b) peripherally inserted central
venous catheters (PICC lines); c) arterial lines; d) hemodialysis catheter, tunneled and
non-tunneled; and e) subcutaneous ports (Linenberger, 2006). The pathogenesis of
CLABSI is based on the ability of dangerous microorganisms to adhere to and then
colonize on the catheter. These foreign bodies promote the formation of biofilm on the
surface of the catheter that in turn promotes the growth of bacterial and fungal infections
(von Eiff et al., 2005). Biofilm is identified as structured communities of microbial
organisms whose function is dependent on symbiotic interactions (Hansen, Rainey,
33
Haagensen, & Molin, 2007). Bacteria use basic survival strategies. Bacteria’s ability to
colonize on surfaces is greater than its ability to grow in a solution. Bacterial cell walls
excrete adhesins that allow them to colonize on many different types of surfaces.
Bacterial cells secrete a polymer comprised of sugar or exopolysaccharides that allow
attachment to the catheter to occur. The cells multiply and form colonies that rapidly
spread over the surface, forming bacterial populations embedded in a gel-like
polysaccharide matrix (Stickler, 2008).
Healthcare providers introduce a variety of therapeutic modalities into the patient
care paradigm to minimize the effect of healthcare associated infections and associated
cost of care and to decrease the length of stay for patients developing HAI while
receiving a central line associated with their medical care (Cohen et al., 2008). The
Healthcare Infection Control Practices Advisory Committee (HICPAC) offers
recommendations or publishes comments associated with aseptic insertion techniques of
these vascular catheters as well as guidance for appropriate maintenance of the devices
after placement. HICPAC is a federal advisory committee that provides guidance and
advice to the Centers for Disease Control and Prevention (CDC) and the Secretary of the
Department of Health and Human Services (HHS). Recommendations focus on the
practice of healthcare infection control and clinical surveillance strategies that prevent
and control HAI in the nation’s healthcare facilities. The committee issues
recommendations for preventing and controlling HAI through guidelines and informal
communications (Centers for Disease Control and Prevention, 2009a; Cohen et al., 2008).
As a means of effective monitoring and management of CLABSI related
infections, the HICPAC was created to provide oversight and guidance to the CDC.
34
HICPAC is comprised of liaison representatives from multiple professional organizations
and other federal agencies. These organizations and agencies include the Association for
Professionals of Infection Control and Epidemiology Inc. (APIC), the Society for
Healthcare Epidemiology of America (SHEA), the Association of Peri-Operative
Registered Nurses (APRN), the Center for Medicaid and Medicare Services (CMS), the
Food and Drug Administration (FDA); and other agencies deemed necessary. Typically,
these experts are from the fields of infectious diseases, healthcare associated infections,
nursing, surgery, epidemiology, public health, health outcomes, and related areas of
expertise (CDC, 2009c).
The role of HICPAC is to make recommendations to healthcare organizations
regarding prevention strategies by developing and issuing guidelines as resolutions
through formal and informal communication chains. HICPAC serves as a formal conduit
of information within Centers for Disease Control (CDC) and through integrative
relationships with other CDC advisory committees such as the National Center for
Infectious Diseases Board of Scientific Counselors, the Advisory Counsel on Elimination
of Tuberculosis and the Advisory Committee on Immunization Practices (CDC, 2009a).
Data collected in the study improves the quality of care and minimizes the impact
of HAI and CLABSI in South Carolina. Improved quality measures support care through
integrated research that positively affects how care is provided in healthcare facilities in
the state. Intervention strategies as recommended by agencies such as SHEA, HICPAC,
CDC, and others were evaluated and measured against standards of South Carolina’s
hospitals in the study.
35
Morbidity, Mortality, and Cost of Prevention
Of the thousands of hospital-acquired infections that occur each year in the U.S,
80,000 are catheter associated bloodstream infections (Chittick & Sherertz, 2010). This
is significantly lower than the estimate by Weinstein (2009) that reports of 250,000 to
500,000 annually. Regardless, CLABSI results in considerable morbidity, mortality, and
high human and financial cost. The increased length of hospitalization associated with
hospital-acquired infections is estimated to be “1 to 4 days for urinary tract infections, 7
to 8.2 days for surgical site infections, 7 to 21 days for bloodstream infections, and 6.8 to
30 days for pneumonia” (Chittick & Sherertz, 2010, p. 552). The mortality rate is
significant with hospital-acquired infections, mortalities linked with bloodstream
infections and pneumonia are “23.8% to 50% and 14.8% to 71%, or 16.3% to 35% and
6.8% to 30%, respectively” (Chittick & Sherertz, 2010, p. 552). Research analysis of
eight studies with 2,540 critical care facilities revealed that mortality increased in critical
care patients with catheter related bloodstream infection compared to those without
catheters (Siempos, Kopterides, Tsangaris, Dimopoulou & Armaganidis, 2009).
Therefore, basic infection control programs are considered cost-effective for both the
patient and the healthcare provider.
Mehta et al. (2007) attempted to determine the CLABSI rate, microbiological
profile of existing pathogens, resistance of these microorganisms, length of stay, and
increased mortality rates in twelve critical care units in seven Indian cities. The study
occurred from July 2004 to March 2007 and was comprised of 10,835 patients who were
hospitalized for 52,518 days collectively. These patients developed 476 CLABSI
infections that indicated an overall rate of infection of 4.4% and 9.06 CLABSIs per 1,000
36
critical care days. Mehta et al. (2007) reported their CLABSI rate as 7.92 per 1,000
catheter days. The most prevalent strains of pathogens observed in this study were
Methicillin Resistant Staphylococcus aureus (MRSA), Enterobacteriaceae, and
Pseudomonas aeruginosa. The average length of stay (LOS) for CLABSI patients was
9.4 days. In a separate study by Lin and Hayden (2010), MRSA and vancomycin-resistent
enterococcus (VRE) were found to be the primary causative microorganism colonizing
the critical care units in their study. Researchers recognized that both pathogens share
similar epidemiologic characteristics. These characteristics encouraged clinicians to
utilize similar surveillance and infection control strategies to minimize the impact of the
outbreak. The study was confirmed by a prospective cohort study where
recommendation included a consideration for a targeted active surveillance program
combined with culturing of infection sites. This was conducted as a means of developing
a highly sensitive and simple prediction tool to identify subpopulations of patients that
were considered high risk (Furuno et al., 2006). In MRSA patients, the chemotherapeutic
options for treatment are limited. A study conducted by Osih et al. (2007) indicated that
even though the impact of rapid and appropriate empirical treatment with antimicrobials
has not been clearly linked with positive patient outcomes, a seven percent decrease in
hospital length of stay could be linked when therapies are instituted. Their research
suggested that appropriate use of antimicrobials might not be critical to patient outcomes,
as other studies have indicated.
Surveillance of HAI, especially in high-risk areas such as critical care units,
encourages infection control practitioners in healthcare organizations to develop and
implement efforts that improve infection control standards and healthcare quality.
37
Implementation of an active surveillance program has proven to be an effective adjunct in
the prevention of HAI. Considered sentinel work in the field of surveillance, the Study of
the Efficacy of Nosocomial Infections Control, a study by Haley, Quade, Freeman, and
Bennett (1980) improved the efforts of researchers worldwide to develop ideal standards
in the field of epidemiology and surveillance. Increasing evidence existed that HAIs are a
major cause of patient morbidity and mortality in developed countries. Device associated
infections, especially CLABSI pose the greatest threat to critical care patients (Moreno et
al., 2006).
Acinetobacter and Pseudomonas aeruginosa species show an elevated risk of
infection in critical care patients, a need existed for laboratories to provide molecular
epidemiological support to infection control personnel. The use of contact isolation
precautions minimized the effect of the infectious process since both isolated pathogens
appear resistant to al β-lactam and quinolones antibiotics (Paterson, 2007). β-lactamases
emerged as a major source of gram-negative pathogens. They possess multidrug
resistance to a variety of antimicrobials including fluoroquinolones, aminoglycosides,
trimethoprimsulfaethoxazole, and β-lactam and β-lactamase inhibitors. This report
indicated that broad-spectrum β-lactamase resistance among some gram-negative bacteria
was associated with an increased mortality rate as well as an increased length of
hospitalization and hospital cost (Scwaber et al., 2006).
A significant burden exist for healthcare facilities in the United States caused by
MRSA with the increase in hospital-acquired strains of Staphylococcus aureus that
developed into resistant pathogens (Calfee et al., 2008). Even with the report of a
decrease of cases, MRSA related HAIs are associated with morbidity and mortality in the
38
critical care population (Farley, 2008). Patients who exhibited MRSA have almost twice
the mortality rate, increased hospitalization, and higher median hospital cost than those
having methicillin susceptible Staphylococcus aureus. The data suggested that this
increase in morbidity and mortality is not due to increased virulence of these pathogens,
but due to delays in the initiation of effective antimicrobial therapies or to higher severity
of illness secondary to infection caused by resistant strains (Calfee et al., 2008).
Sound statistical information exists on the number of hospital-acquired infections
that were observed each year in U.S. healthcare organizations and associated cost of care.
Themes presented in research have a direct relationship to the goals of the study and
assists the researcher of the study by laying a firm foundation for the necessity of
additional research on hospital-acquired infection (Jarvis, 1996; Heyland, Cook, &
Griffith, 1999). Research from Jarvis (1996) and Heyland et al. (1999) supported data in
the study by providing information that shows the care and financial impact of hospital-
acquired infection in the healthcare environment.
Who is at Greatest Risk for Bloodstream Infection?
Anyone who is a patient in a hospital is at risk for developing a HAI (CDC,
2007). Guidelines are available for healthcare organizations that provide comprehensive
recommendations for detection and prevention strategies to minimize the risk and impact
of healthcare-associated infections. These documents provide clinicians and healthcare
organizations with practical recommendations when implementing central line–
associated bloodstream infection (CLABSI) prevention efforts.
39
Patients at the greatest risk for CLABSI are those receiving care in acute care
facilities such as intensive care unit (ICU), surgical wards, and other similar critical care
environments. Primary reasons for increased risks to these patients are frequent insertion
of catheters, and the use of catheters that are exclusively inserted in critical care patients
(arterial catheters, Swan-Ganz, CVP catheters). These catheters are typically and
frequently inserted in emergency circumstances. They are usually accessed frequently
each day, and often left in place for extended periods (Marschall et al., 2008). Although
there are no absolute values on average duration of central line catheters, research
indicates that a study of 1,753 patients indicates that the average duration of
catheterization before infections ensued is (a) femoral, 6 days, range 2-9 days; (b)
internal jugular, 8 days, range 4-13 days; (c) subclavian vein 14 days, range 10-28 days;
(d) radial artery, 6 days, range of 4-8 days; (e) percutaneous (PICC) line, 17 days, range
of 8-32 days (Shannon et al., 2006).
Research indicated an increase in cases of CLABSI in the non-critical care unit
population (Marschall et al., 2008). Recent data indicated that greater numbers of patients
required central lines outside the critical care unit where the risks are greater. An
increased length of hospitalization is another associated factor that increases the
likelihood of hospital-acquired CLABSI.
Research indicated there are independent risk factors for CLABSI. Factors
associated with increased risks include prolonged hospitalization before catheter
placement, prolonged duration of catheter placement, increased microbial colonization at
the catheter insertion site, increased microbial colonization of the catheter hub, internal
jugular cannulation, neutropenia, and birth at an early gestational age. Other indicators
40
include the requirement of total parenteral nutrition (TPN), and receipt of poor or
substandard catheter care (Marschall et. al., 2008).
Risk Level with Catheter Types
Multiple types of CVC catheters exist. A peripherally inserted central catheter
(PICC) is a CVC inserted into a vein in the groin or arm rather than a vein in the internal
jugular in the neck or subclavian vein in the chest (Scales, 2010). Tunneled catheters are
surgically implanted into veins in the neck or chest and buried under the skin. The distal
end of the catheter is passed through the skin into the vein. On the external portion of the
catheter, a port exists through which medicines can be given or blood samples can be
obtained. Tunneling the catheter under the skin helps keep the catheter securely in place,
and provides a more stable line. An implanted port is similar to a tunneled catheter, but is
secured completely under the skin. Medications may be injected through the skin into the
catheter via the planted port. Implanted ports usually have a small reservoir that can be
refilled in the same way. This reservoir provides for slow and sustained release of
medication into the bloodstream (Ash, 2008; Pittiruti, Hamilton, Biffi, Macfie, &
Pertkiewicz, 2009).
Research suggested the use of tunneled/cuffed CVCs and peripherally inserted
CVCs typically pose lower risk of developing CLABSI related infections than do non-
tunneled catheters (Marik, 2010; Linenberger, 2006; Scales, 2010). Likewise, tunneled
hemodialysis catheters are associated with fewer CLABSI events than non-tunneled lines
for dialysis. Over 70% of patients that have chronic hemodialysis in the United States
have a tunneled catheter. Tunneled catheters allow for higher blood flow rates at
41
moderate pressure drops without occlusion and with fewer traumas to the vascular system
and typically fewer infections (Ash, 2008). Arterial lines are less likely to result in
infection than uncuffed CVC catheters. Additionally, reports that the incidence of CVC
related CLABSI is 1-5 per 1,000 catheter days. The incidence of infection in arterial lines
is lower and varies from 1-2 per 1,000 catheter days (Marik, 2010). The long-term use of
CVCs causing bacteremia was estimated at 2.8-14 episodes per 1000 catheter days
(Fernandez-Hidalgo et al., 2006). Rosenthal et al. (2006) also supported this data as they
report HAI from invasive vascular devices as the largest threat to patient safety. Focused
surveillance and evaluation of vascular device associated infection rates per 1000 device
days provided a tool for benchmarking with other hospitals of similar size and
composition. In a CDC study, the United States pooled mean rate for CVC related
catheters was 4.0 per 1000 CVC days (CDC, 2010). A similar study found that CLABSI
rates were reported to be as low as 1.2 per 1000 catheter days and as high as 14.7 per
1000 catheter days in critical care units that focus their care on burn patients. When
using PICC lines, the CLABSI incidence rate documented in cohort studies was 1.1 per
1000 catheter days to 2.5 per 1,000 catheter days (Turcotte et al., 2006). Subclavian and
internal jugular catheters have not been studied for their CLABSI rates.
The earlier work of Maki, Kluger, and Crnich (2006) supports Marik’s
assumptions in their analysis of 200 published studies of adult patients that acquired
bloodstream infections with a variety of intravascular devices. Their findings concluded
that peripheral catheters accounted for only 0.1% and midline catheters account for only
0.4%. Higher rates of infection were apparent in patients that received short term, non-
cuffed and non-medicated CVCs (4.4%). Arterial lines implemented for the purposes of
42
hemodynamic monitoring indicated a rate of 0.8%; PICC lines, 2.4%. Surgically
implanted long-term catheters that were cuffed and tunneled accounted for the highest
percentage of CLABSI at 22.5%. Researchers observed central venous ports at a rate of
3.6% (Maki et al., 2006).
Practitioners who utilize cuff and tunneled double lumen CVCs had the lowest
incidence and prevalence of catheter related bloodstream infection. The data was based
on prospective studies where all intravascular devices were evaluated for the presence of
infection with laboratory confirmation of the pathogen. All intravascular devices pose a
risk of bloodstream infection and can be used as a benchmarking tool (Maki et al., 2006).
Historically, national efforts have been focused on reduction of intravascular related
bloodstream infection when short-term CVCs are used in a critical care environment.
Infection control efforts should be equally applied to all CVC types and uses.
Pathogenesis of Catheters
Collecting blood cultures from patients thought to have CLABSI is a means of
determining the presence of dangerous pathogens in the bloodstreams of patients.
Positive blood cultures can be indicative of colonization in the bloodstream and can
provide a definitive diagnosis thereby arming the practitioner with information that
improves their ability to eradicate specific organisms through therapy. In recent years, the
increased utilization of central venous catheters and other indwelling devices has
complicated medical care since they typically increase the risk of bacteremia (Hall &
Lyman, 2006).
43
CLABSI resulting from either non-tunneled PICC or CVC line is often caused by
colonization of pathogens on the outer catheter. This is thought to occur when the
process of transcutaneous insertion of the catheter results in contamination of the flora of
the skin. Tunneled catheters considered contaminated on the catheter hub are associated
with intralumenal infections and are implicated as the causative route of contamination
(Marik, 2010). Factors thought to increase the risk of CLABSI include duration of
catheter insertion, number of lumens in the catheter, number of stopcocks in the
connected tubing, use of these catheters for transfusion of blood products, and the use of
these vascular lines for parenteral nutrition infusion (Marik, 2010; Pittiruti et al., 2009;
Turcotte et al., 2006).) The use of CVCs for the administration of chemotherapeutic
agents significantly increased the incidence of bacteremia (Fernandez-Hidalgo, et al.,
2006).
Hospital-acquired Gram-negative bacteremia is a leading cause of both morbidity
and mortality in critically ill patients. In a 2005 study, 44 patients with Gram-negative
bloodstream infections had bloodstream infection (BSI). Bloodstream infection
accounted for rates of 6.9 per 1,000 admissions and 11.3 per 10,000 hospital days. Seven
primary pathogens were isolated in this population. CVC patients accounted for 22.2% of
the population. An average of 50.5 days was the average length of stay identified in this
study compared to 6.13 days for all other patients (Sligl, Taylor, & Brindley, 2005).
Increased rates of MRSA and VRE in critical care units indicated that a common
vector source existed in that healthcare environment. Healthcare workers’ hands are
identified as the culprit in the spread of infection. It was determined that physicians and
nurses otherwise referred to as clinicians exacerbate patient-to-patient transmission of
44
these pathogens (Lin & Hayden, 2010). MRSA is endemic in many hospitals in the
United States. MRSA colonization is seen as a risk factor for clinical infection that is
associated with poor clinical outcomes and high cost for care. A prevalence density
study of hospital-acquired MRSA was conducted in a 12-month study of three hospitals
within a healthcare system. These hospitals were comprised of 850-beds and had 40,000
annual admissions to this system. Upon introduction of universal admission surveillance
and integration of active surveillance programs for MRSA, a large reduction in MRSA
was noted among patients with existing central lines in the hospital and 30 days after
discharge. Upon integration of a polymerase chain reaction (PCR) test following
decolonization, contact isolation patients were confirmed laboratory positive. Laboratory
surveillance found 17.8% of actual MRSA patient days; in the critical care units, 33.3%
were identified with PCR (Robicsek et al., 2008).
Polymerase chain reaction or PCR provides a means for researchers and
laboratorians to produce millions of copies of a Deoxy-ribonucleic acid (DNA) sequence
in a short period of time of usually two hours or less. This laboratory process eliminated
the need to use bacteria for amplifying DNA samples (Smittgen & Livak, 2008).
The Most Common Hospital Acquired Bloodstream Infections
The frequency of HAI varies depending on the location within the body. The
CDC reports that of 1.7 million infections reported by healthcare organizations in the
United States, the most common HAI are urinary tract infections (UTI). UTIs account for
32% of all HAIs in the U.S. patient population. Surgical site infections account for 22%
45
of HAIs followed by pneumonias for 15% and bloodstream infections for 14% (CDC,
2007).
The Morbidity and Mortality Weekly Review (MMWR) stated the 2002 estimate
for all infections combined does not compare to earlier estimates. HAI rates appear to be
decreasing. A reduction in CLABSI and surgical site infections was observed among
hospitals participating in National Nosocomial Infection Surveillance (NNIS) from about
1992 to 2004. In a 32 hospital consortium in Pennsylvania, CLABSI rates dropped by
68% during a four year period (CDC, 2005).
In the Mehta research, their CLABSI study found that the most common
pathogens are Methicillin Resistant Staphylococcus aureus (MRSA), Enterobacteriaceae,
and Pseudomonas aeruginosa (Mehta et al., 2007). Lin and Hayden (2010) identify the
most common pathogens observed in CLABSI as MRSA and Vancomycin-resistant
enterococcus (VRE). Researchers recognize that both pathogens share similar
epidemiologic characteristics. These characteristics encourage clinicians to utilize similar
surveillance and infection control strategies to minimize the impact of the outbreak.
Antibiotic Resistant Microorganisms
An increase of HAI caused by antibiotic resistant pathogens creates much concern
in the medical environment. New strains of microorganisms resistant to antibiotics
provide an opportunity to evaluate the emerging use of biofilm in device-associated
infections and the observance of increased antibiotic resistance (Pierce, 2005). Two
microorganisms consistently identified as problematic are Pseudomonas aeruginosa and
Candida albicans. These pathogens have shown their ability to form biofilm on most
46
implantable devices. These microorganisms also have an increased resistance or tolerance
to antibiotics that are associated with biofilm, appear to be pathogenically opportunistic,
and are persistent in hospital environments (Pierce, 2005).
In a 2005 survey of 891 infection control practitioners who were asked about
persistent bacteremia resulting from MRSA, Vancomycin continued to be the first line
choice to eradicate MRSA related bacteremia. When treating patients having an increased
frequency of illness and especially those reaching the upper threshold of clinical safety
with maximum dosages of Vancomycin, most infection control practitioners stated they
would most likely switch to a newer antimicrobial agent for patient support and treatment
(Hageman et al., 2006; Yang et al., 2010).
The frequency of patterns of selected antimicrobial resistance among pathogens
causing CLABSI is reported by hospitals in the National Healthcare Safety Network
(NHSN) (Hidron et al., 2008). In this study, CLABSI, urinary tract infections, ventilator-
associated pneumonia, and surgical site infections data are reported to the NHSN in the
time span of January 2006 to October 2007. Results of susceptibility of antimicrobial
agents of up to three pathogen isolates per HAI by a hospital were evaluated to define
antimicrobial-resistance in the pathogenic isolates. Incidence rates were calculated for
antimicrobial-resistance (Hidron et al., 2008). In this study, 463 hospitals reported one or
more HAIs. These hospitals reported 28,502 HAIs among 25,384 patients. The most
commonly identified pathogens were coagulase-negative staphylococci (15%),
Staphylococcus aureus (15%), Enterococcus species (12%), Candida species (11%),
Escherichia coli (10%), Pseudomonas aeruginosa (8%), Klebsiella pneumoniae (6%),
Enterobacter species (5%), Acinetobacter baumannii (3%), and Klebsiella oxytoca (2%)
47
(Hidron et al., 2008).
As many as 16% of all HAIs were associated with multidrug-resistant pathogens
including methicillin-resistant S. aureus (8% of HAIs), Vancomycin-resistant
Enterococcus faecium (4%), carbapenem-resistant Pseudomonas aeruginosa (2%),
extended-spectrum cephalosporin-resistant Klebsiella. pneumoniae (1%), extended-
spectrum cephalosporin-resistant Escherichia coli (0.5%), and carbapenem resistant A.
baumannii, Klebsiella pneumoniae, Klebsiella oxytoca, and Escherichia coli (0.5%)
(Hidron et al., 2008).
Research and Metrics that Minimize the Incidences of CLABSI
Research indicated that interventions that include education awareness are
observed as a primary means of reduction in CLABSI. Evidence based medical practices
and interventions are usually successful especially when implemented into a medically
diverse practitioner group such as a physician’s practice, surgical suite, or critical care
unit in a hospital setting. The Agency for Health Research and Quality (AHRQ, 2007)
found that active educational interventions seem most effective at reducing CLABSI rate.
These educational interventions include the use of web-based and video tutorials that
focus the clinician on prevention strategies and how they might more effectively adhere
to those interventions. Their study was based upon two controlled pre and post studies.
These studies used education and checklist to guide healthcare providers in their
adherence to insertion and care practices of the catheter (AHRQ, 2007). Results of this
study were echoed in another conducted by Ranji, Shetty, Posley, Sundaram, Galvin, and
Winston (2007). These researchers determined that active educational interventions in the
48
healthcare environment surrounding central line insertion and care appear to be effective
in reducing CLABSI rates. Of the sixty-four studies that met all inclusion criteria, 19
were associated with CLABSI prevention. Three studies target prevention of multiple
HAIs. These studies reveal a baseline of HAI rates above the median rates reported by
the Centers for Disease Control and Prevention’s National Nosocomial Infection
Surveillance System (NNIS). These studies were based on two controlled pre and post
investigations; one interrupted time series, and four simple pre and post educational
interventions focused on educating clinicians. These interventions appear to be most
effective at reducing CLABSI rates in this population.
Monitoring of critical care environments has significant impacts on clinical
outcomes. Healthcare facilities employ four primary metrics to monitor CLABSI and
HAI related matters especially when multi drug resistant organisms (MDRO) are
suspected. MDRO are microorganisms that are resistant to one or more therapeutic
classes of antibiotics. Some antibiotic classes appear to be associated with higher rates of
colonization with resistant strains compared to other antibiotic classes (Cohen et al.,
2008). An increased risk for colonization occurs if there is a lack of antibiotic sensitivity
or if resistance of the microorganism to the antibiotic used and high tissue antibiotic
penetration and broad-spectrum activity against desirable bacteria are present. Increased
rates of MRSA infections are seen with antibiotic classifications of cephalosporin,
glycopeptides, and quinolones (Tacconelli et al., 2007).
The use of an epidemiological line listing tracked specific patients who have HAI.
Researchers used an antibiogram to monitor susceptibility patterns in laboratory cultures
isolated from patients (Siegel et al., 2007). These researchers objectively measured the
49
incidence of hospital-acquired MDRO bacteremia by laboratory confirmation as well as
clinical cultures of blood and catheters to measure the incidence of infection or
colonization.
There is evidence that clinician education, hand hygiene, the utilization of sterile
technique during insertion and dressing change along with appropriate skin cleansing
measures has positive effect on decreasing HAIs. It is also recommended that
appropriate site selection prior to insertion of the catheter, the use of antimicrobial
impregnated catheters, dressing change, antibiotic lock solutions, frequency of catheter
changes, and needleless connection devices to minimize contamination of the system
(Chittick & Sherertz, 2010). The study by Lin and Hayden (2010) supported these
theories of infection control and encouraged adequate staffing levels and the assurance of
proper environmental cleaning as metrics of monitoring to be followed. They
recommended the use of bundled intervention strategies to decrease site infections as
groups of interventions also known as evidence-based medicine are proven clinically to
improve care. These interventions are known to improve care when used independently
and have substantially improved outcomes when used together. Bundled strategies are
hand hygiene, sterile barriers, chlorhexidine use for skin antisepsis, catheter site selection
with subclavian vein access the preferred route for non-tunneled application, and daily
determination of need for continued catheter access and prompt removal when no longer
required (Institute for Healthcare Improvement, 2009). Other interventions include active
surveillance, decolonization, and daily chlorhexidine bathing of all critical care unit
patients (Lin & Hayden, 2010). Active surveillance was defined by the CDC as an
assessment of the population of interest and identification of the greatest risk factors for
50
the outcomes of interest. Outcomes or processes are identified for surveillance, a
determination of an observation period was implemented, a surveillance methodology
was identified, monitoring of outcomes or processes were implemented, and denominator
data was collected if rates were to be calculated. Analysis of data was then conducted and
a report was issued on the surveillance information (CDC, 2006).
Bleasdale et al. (2007) conducted a study to determine if patients who bathed with
chlorhexidine gluconate versus soap and water on a daily basis had lower incidences of
bloodstream infections. Results indicated that patients in the chlorhexidine gluconate
intervention component of the study were significantly less likely to develop bloodstream
infections (4.1 versus 10.4 infections per 1,000 patient days). Clinical findings indicate
that daily bathing with chlorhexidine-impregnated cloths was both simple and effective in
reducing the rate of primary bloodstream infections in medical intensive care units at
Cook County Hospital, Chicago, Illinois.
The utilization of catheters impregnated with chlorhexadine and silver
sulfadiazine (CH-SS) decreased catheter colonization of pathogens in cohort studies
(Jaeger et al., 2005; Turcotte et al., 2006; & Douglas, 2009). They found this process
very helpful in those patients already known to be immune-compromised because of
hematomalogical malignancies, those receiving chemotherapeutic agents or persons who
were compromised by severe and sustained neutropenia. In a randomized, prospective
clinical trial with 106 patients, research compared colonization of catheters and
bloodstream infections using CH-SS coated CVCs and standard uncoated triple lumen
catheters. Fifty-one patients were in the CH-SS group and fifty-five in the control group
receiving the standard catheter. Patients in this study were being actively treated for
51
multiple myeloma (n=7), non-Hodgkin’s Lymphoma (n=10), and acute leukemia (n=89)
and considered immunocompromised. All patients were categorized according to age,
sex, disease and co-morbidities, catheter insertion site, and duration of diagnosis of
neutropenia (Jaeger et al., 2005).
In this study, CVCs were in place for an average of 14.3 ± 8.2 days in the study
group and 16.6 ± 9.7 days in the control group. Colonization with pathogens was
observed less frequently in the study group or CLABSI group. These researchers found
that patients exhibiting severe neutropenia who had CH-SS coated CVCs had
significantly lower rates of catheter colonization and CLABSI (one vs. eight patients;
p=0.02) (Jaeger et al., 2005).
Recommendations included the use of chlorhexidine-based solutions as a skin-
cleansing agent prior to insertion of CVCs rather than povidone-iodine or alcohol based
preparations as a means to minimize skin contamination on insertion. This recommend-
ation resulted from a random study of 538 CVC inserted catheters with 89.4 % or 481
cultures results evaluated. The use of chlorhexidine solutions was associated with a 50%
reduction in catheter colonization. Their results indicate a 95% confidence interval, an
adjusted relative risk of 2.01. Povidone iodine solution usage identified an adjusted
relative risk of 1.87, 95% confidence interval, and a reduction of 22.2% (Mimoz et al.,
2007).
For those patients who developed CLABSI, recommended treatment included
removal and replacement of the intravascular catheter, as well as the initiation of
systemic antimicrobial therapy as a means of therapeutic care for those with HAI. In
52
their study of 115 episodes of CLABSI, 98 patients (82%) were identified as having
effective treatment (Fernandez-Hidalgo et al., 2006).
When removal of the catheter is not an option, the use of antimicrobial lock
therapy (ALT) may be determined to be an effective treatment. In a 24-month
retrospective study that provided analysis for ALT recipients, 30 days post treatment
blood cultures were conducted. Twenty-six cases were included in this study for data
analysis. Seventy-seven percent of these cases received either chemotherapeutic agents or
parenteral nutrition by CVC. Most of these cases received vancomycin, daptomycin, or
gentamycin in a heparin lock. The researcher obtained blood cultures confirming
sterilization in 69.2% of cases. Sterilization and CVC retention were noted in 42.3% of
these cases (Bookstaver, Gerrald, & Moran, 2010). In a comparative study of
practitioners who treat using only antibiotics eliminate about one-third of CLABSI. This
inadequate measure often forces the provider to remove the catheter and replace it with
another. Their finding stated that most long-term catheter infections occur within the
lumen of the device and antibiotics cannot effectively treat this site. Eliminating
infection at the biofilm site is an appropriate measure, but requires a high concentration
of an antibiotic to eradicate the bacteria. The utilization of catheter lock solutions often
prevents the removal and replacement of the catheter. These researchers found that using
agents such as minocycline-edetate calcium disodium (MEDTA), taurolidine (2%)-
polyvinylpyrolidine (5%) (T/PVP), and ethanol provided a broad-spectrum solution to
kill bacteria at the site more effectively than traditionally used agents such as
ciprofloxacin, vancomycin, and rifampin (Sherertz et al., 2006). Serial interventions
conducted by healthcare practitioners reduce hospital-acquired MRSA infections. In a
53
retrospective study of four infection control studies in an 800-bed facility with eight
critical care units, clinical interventions were systematically introduced one at a time over
a nine-year period. An evaluation of clinician compliance was conducted to determine: a)
use of maximum sterile barrier precautions during the insertion of central venous
catheters, b) use of alcohol-based hand cleaners for hand disinfection, c) the inclusion of
a hand hygiene campaign, and d) the implementation of a routine nares (nostril)
surveillance cultures for MRSA in all critical care patients on admission to that unit and
weekly thereafter during their critical care stay. Those patients with positive cultures
were placed on contact isolation precautions. Researchers conducted segmented
regression analyses to evaluate variations in incidence and prevalence rates of MRSA
bacteremia on a monthly basis and compared these results to their predicted values.
Researchers monitored MRSA related bacteremia as a control in this study (Huang et al.,
2006).
Researchers indicated that with surveillance cultures routinely performed and
patients placed on contact isolation precautions, there were substantial reductions in
MRSA bacteremia in both critical care and non-critical care environments. Research
indicated the incidence of MRSA bacteremia decreased by 75% over a 16-month span of
time and by 40% in non-critical care environments. This organization showed a 67%
decrease in the incidence of MRSA bacteremia. Rates of bacteremia secondary to
methicillin susceptible Staphylococcus aureus remained stable during this period. Other
associated interventions did not yield statistically significant changes in MRSA
bacteremia.
54
Additional research conducted by Burton et al. (2009) supported the study by
Huang et al. (2006) as concerns about rates of methicillin-resistant Staphylococcus
aureus (MRSA) HAI infections prompted healthcare organizations to require mandatory
screening or reporting in efforts to reduce MRSA infections. The objective of this study
was to evaluate trend data in the incidence and prevalence of MRSA related CLABSI in
U.S. critical care units.
Data reported by healthcare organizations to the CDC from 1997-2007 found the
data were analyzed to determine the CLABSI incidence rates for seven adult, pediatric,
and neonatal critical care units. In this research, the definitions of percentage of MRSA
were identified as the proportion of Staphylococcus aureus CLABSIs that were
methicillin resistant. The use of regression modeling estimated the percent changes in
CLABSI metrics over the study evaluation period. This study determined the incidence
rate of CLABSIs per 1000 central line days (Burton et al., 2009).
That same study identified 33,587 CLABSIs in 1,684 critical care units. This
study represents 16,225,498 patient-days of surveillance. From this data, 2,498 reported
CLABSIs or 7.4% were MRSA related and 1,590 or 4.7% were identified as methicillin-
susceptible Staphylococcus aureus (Burton et al., 2009). In this research, it was
determined that of the critical care unit types,
surgical, nonteaching-affiliated medical-surgical, cardiothoracic, and coronary
units experienced increases in MRSA central line–associated bloodstream
infection (BSI) incidence in the 1997-2001 period; however, medical, teaching-
affiliated medical-surgical, and pediatric units experienced no significant
changes. (Burton et al., 2009, p. 727)
55
The time span of 2001 through 2007 saw MRSA CLABSI incidence declining
significantly in all critical care environments except in pediatric units, where typically
incidence rates remained unchanged.
Decreases in MRSA CLABSI rates “ranged from −51.5% in nonteaching-
affiliated medical-surgical ICUs to −69.2% in surgical ICUs. A confidence rate of 95%
and P_.001 existed for both groups. In all critical care environments, methicillin-
susceptible Staphylococcus aureus CLABSI incidence rates decreased from the years
1997 through 2007. Incidence rates during this period ranged from “−60.1% in surgical
ICUs to −77.7% in medical ICUs. A confidence rate of 95% and P_.001 existed for both
group in the years 1997 through 2007 (Burton et al., 2009).
CLABSI and HAI Rates Estimation in Healthcare Organizations
The Centers for Disease Control states that they estimate rates of HAI by three
specific data sources. The first source the National Nosocomial Infections Surveillance
System (NNIS), which is a voluntary network of hospitals in the United States that report
surveillance data. The second source is the National Hospital Discharge Survey (NHDS).
This source provides an annual survey of characteristics of inpatients that are discharged
from hospitals. Finally, the American Hospital Association (AHA) provides an annual
survey of hospitals and their HAI characteristics (CDC, 2007).
The development of the National Healthcare Safety Network (NHSN) in 2005
established a mechanism for healthcare organizations to voluntarily report healthcare
acquired infection clinical data into a national database. The reason for doing so was to
provide a source to determine the significance and magnitude of HAI; the analysis of
56
trends in HAI data; comparison of risk-adjusted data useful in quality improvement
activities; and provision of guidance for healthcare organizations to develop surveillance
programs for their facilities. Trend analysis encourages hospitals to recognize patient
safety problems and to integrate rapid interventions and corrective measures (Edwards et
al., 2008). The NHSN report provided summary data that was grouped into three
specific categories (a) device associated data, (b) procedure associated data, and (c)
medication associated data that helps determine antimicrobial susceptibility. Data
reported by the NHSN fall into four components that include “patient safety, healthcare
personnel safety, biovigilance, and research and development” (Edwards et al., 2008, p.
783). By December 2007, there were 923 hospitals enrolled into the NHSN registry, and
646 had submitted monthly reports indicating their desire to follow the prescribed patient
safety modules. Since the inception, a larger number of smaller hospitals are now
reporting data to the NHSN. Mandatory reporting by the state’s department of health was
first observed in New York, South Carolina, and Vermont. This mandatory reporting was
the most likely cause for the disproportionate volume of smaller hospitals reporting since
now many smaller hospitals are compliant with reporting efforts. Now that NHSN was
open to all hospitals and more states are electing to require mandatory reporting,
enrollment numbers have increased and the type of hospitals, including long-term care
and ambulatory surgery centers, is more varied. Not only do many acute care hospitals of
varying size and patient capacity provide data for analysis but now these additional
facility types are providing more diverse group for data analysis.
The Code of Laws of South Carolina, 1976, Chapter 7, Article 20, Title 44
mandates that South Carolina hospitals comply with the Hospital Infections Disclosure
57
Act (HIDA). Section 44-7-2430(A) (2) states, “Hospitals also shall report completeness
of certain selected infection control processes, as recommended by the advisory
committee and defined by the department, according to accepted standard definitions.”
Goals, objectives, and priorities of a public reporting system must be specific and
data must be monitored and measurable. This level of information assures that data is
credible and ensures accountability. Choosing appropriate measures and patient
populations was essential in obtaining useful data for the public and healthcare
organizations, which use this data to improve the quality of care. The researcher must use
standardized case-finding procedures and data validity checks (McKibben et al., 2005).
Appropriate support for infrastructure, resources, and infection control professionals;
adjustment for underlying infection risk; and production of useful and accessible reports
for stakeholders, with feedback to healthcare providers must be available. Planning and
management of this reporting process was recommended to be evaluated routinely by a
multidisciplinary group composed of public health professionals, healthcare providers,
infection control practitioners, as well as consumers of healthcare services (McKibben et
al., 2005).
Pharmacologic and Therapeutic Measures Prevent and Treat CLABSI and HAI
Healthcare providers make an impact on HAI by adhering to recommended
infection control practices. These practices include adherence to standard, contact,
droplet, and airborne precautions (CDC, 2007). Changes to earlier recommendations for
Standard Precautions include Respiratory Hygiene/Cough Etiquette and safe injection
practices (Siegel et al., 2007). Their recommendation includes the use of a mask when
performing specific high-risk and long duration procedures. After the SARS event of
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2003, researchers described how clinicians failed to implement simple source control
measures with patients, visitors, and healthcare personnel. This failure may have
contributed to SARS corona virus transmission. The promotion of recommended
practices is evidence based. It was observed in some clinical procedures that respiratory
droplets might contribute to infectious processes; this necessitates the use of masks in
protracted clinical procedures. Evidence existed that environmental controls (gloves,
gown, and mask) diminish risk associated with the spread of fungal infections in severely
immunocompromised persons (Siegel et al. (2007).
Measures recommended by the CDC provide options for care that may prevent
HAIs and CLABSI in the healthcare settings. These measures include properly choosing
a vein where the safe insertion of the catheter can be performed and where infection risk
is minimal. Another measure includes healthcare providers properly washing their hands
with soap and water or using alcohol-based hand rub before gloving. Healthcare
practitioners should wear barriers to infection such as a mask, cap, sterile gown, and
sterile gloves prior to insertion so that the catheter remains sterile. The use of a sterile
sheet protects the sterile environment and minimizes the risk of contamination of the
sterile field. Proper cleaning of the patient’s skin at the insertion site with an antiseptic
cleanser is required prior to catheter insertion (CDC, 2009b).
After insertion of the catheter, hand hygiene measures are indicated and vital
when using the central line and providing care for the insertion site, bandage changes, or
equipment changes. The healthcare provider must wear gloves and clean the catheter
port with an antiseptic solution before using the catheter to draw blood or give
medications. It is imperative that physicians providing care evaluate on a daily basis the
59
necessity of continuous catheter placement. Catheter removal should be performed as
soon as it is no longer required (CDC, 2009b; Turcotte et al., 2006).
Infection control recommendations of care indicate that catheter insertion should
take place within the sterile confines of an operating room or similarly clean
environment. Other than PICC placement, bedside insertion should not be performed
except in an emergency. They recommend aseptic technique be maintained by providing
vigorous skin cleansing with a chlorhexidine gluconate 2% in alcohol or aqueous solution
prior to catheter insertion. The use of antibiotic/antimicrobial impregnated catheters with
chlorhexidine or silver sulfadiazine should be considered for appropriate risk groups to
minimize risk of infection (Bishop et al., 2007). Recommendations indicate that
practitioners should not use antibiotics as a prophylaxis for infection and flushing the
system with heparin versus normal saline remains controversial. Recommendations
include routine replacement of central line catheters as a means to reduce infection rates
(Bishop et al., 2007).
Organizational Measures that Effectively Contain CLABSI and HAI
Evidence exist that characteristics such as an aggressive organizational culture of
safety, as well as adequate nursing staff levels and composition positively influence other
healthcare personnel and their adherence to recommended infection control practices
(Siegel et al., 2007). These are seen as important factors in breaking the chain of
pathogen transmission. These concepts led healthcare executives to focus efforts
administratively to support the development and support of aggressive infection control
programs.
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Financial Analysis: Cost and Benefit
Bloodstream infections linked to the insertion of intravascular devices are
acknowledged as the most life-threatening type of infection related to invasive medical
devices. Patients that develop CLABSI require increased levels of treatment that create
significant economic loss. Additionally, effects of CLABSI cause extended illness, loss
of personal income, and other substantial intangible costs related to a diminished quality
of life.
The Centers for Disease Control estimate the cost of one CLABSI is $29,156 in
2007 dollars. This accounts for a total cost of $2.68 billion in excess costs annually for
healthcare organizations (Umscheid et al., 2009; CDC, 2005). The MMWR from the
CDC reports costs associated with CLABSI are approximately $25,000 per episode as
indicated in the Pittsburgh Regional Healthcare Initiative.
Direct Medical Cost Associated with CLABSI and HAI
Healthcare costs have increased at an alarming rate. HAIs in healthcare
organizations create significant economic encumbrances on the nation’s healthcare
system. The most comprehensive national estimate of the annual direct medical costs due
to HAIs was published in 1992; the Study on the Efficacy of Nosocomial Infection
Control (SENIC) was conducted in the mid-1970s. Information contained in this
document was based upon the fact that approximately 4.5 HAIs exist for every 100
hospital admissions. Based upon this information, the annual direct cost on the
healthcare system was estimated to be $4.5 billion in 1992 dollars. When economists
adjusted for the rate of inflation, this was approximately $6.65 billion in 2007 dollars.
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Research indicated that underlying epidemiology of HAIs in hospitals changed
significantly since the original SENIC study, as did the costs of treating HAI. The cost-
benefit ratio to manage HAI must be considered in the care of patients who develop
hospital-acquired bloodstream infections. Evaluating the economic impact of HAI is
important to the financial status of healthcare organizations and may determine whether
or not specific treatment plans are implemented (Scott, 2009). A causal-comparative
study conducted indicated infections acquired in hospital are likely to affect the duration
of hospitalization. Statistical methods used to estimate the additional length of stay spent
in hospitals because of hospital-acquired infections allow reproduction of the patient mix
in the hospitalized population. This modeling helps identify the timing of events as a
failure when accounting for important covariates; failure to model adequately the timing
of events may lead to biased results (Schulgen, 2000).
When economists apply two separate Consumer Price Index (CPI) adjustments,
the annual direct medical costs of HAI in U.S. healthcare organizations ranges from
$28.4 to $33.8 billion after economic adjustment and an increase from $35.7 billion to
$45 billion after adjustment to 2007 dollars using the CPI for inpatient hospital services.
After adjustment for the range of effectiveness of possible infection control interventions,
the benefits of prevention range from a low of $5.7 to $6.8 billion to a high of $25.0 to
$31.5 billion (Scott, 2009).
This research was founded on the basis that HAIs directly affect the cost of care
in acute care hospitals. Research indicated that hospital length of stay is linked with
varying types of infection (Schulgen et al., 2000). Their causal comparative study
provided a basis for the need to do additional research in the area of CLABSI for this
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study. In a study of Argentinean hospitals, researchers found that hospital-acquired
infections accounted for a significantly high volume of morbidity and resulted in an
increase in cost of care due to the additional length of stay (Rosenthal et al., 2005).
Themes presented by these studies have a direct relationship to the goals of the study and
assist in research of the study by laying a firm foundation to determine the cost associated
with hospital-acquired infections. The data collected by the Argentinean study supports
the research by providing information that shows prevention methodologies and financial
impact of hospital-acquired infections in the hospital environment.
Impact of Hospital Acquired Infection on Cost of Care
Economic evaluation has become increasingly important in healthcare and
infection control in order to ameliorate the significant impact on cost of care in an already
financially stressed system. In the United States, hospital-acquired infections are a major
health problem and have a significant financial impact on the cost of patient care. The
increased incidence and prevalence of hospital-acquired illnesses have a great impact on
increased length of stay and hospital costs (Chen et al., 2005). Identifying patients who
are at high risk of developing hospital-acquired illness can help providers and
administrators effectively manage the costs of care (Baker, Lambert, Poulos, & Feldman,
2000). In conclusion, the research will identify patterns in records for those who are at
high risk for the development of CLABSI and therefore will assist healthcare executives
and physicians in determining those who may have expected increased cost of care.
Analysis of data obtained from South Carolina Department of Health and Environmental
Control linked and compared CLABSI data in acute care hospitals and determined if
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patients were equally at risk for this type of nosocomial infection based upon the
therapeutic intervention received. Research findings provided information to support the
economic need to improve quality of care in medical, surgical, and mixed medical and
surgical critical care units in the U.S. Their findings provided the financial data that
supported the need for advanced studies in hospital-acquired infection by addressing
appropriate methodologies to care for patients in these acute care facilities (Chen et al,
2005). Financial considerations associated with CLABSI in critical care patients other
non-specific cost associated with increased length of stay, there are also non-inflation
adjusted costs associated with CLABSI that are reported to vary from $3,700 to $29,000
per clinical event (Marschall et al., 2008).
Review of Research Literature and Methodological Literature
Healthcare organizations want data that will assist them in finding solutions to
decrease the high cost of patient care and to ameliorate the financial impact of hospital-
acquired infections. Hospital cost containment, cost reduction, and alternative care
delivery systems continue to be on the minds of healthcare providers, payers, employers,
and policy makers. The increased cost of care was linked to an increased length of stay
when a patient develops CLABSI and other hospital-acquired infections. Utilizing tools
that provide a risk index is an effective way of identifying who may develop hospital-
acquired infections (Taheri, Butz, & Greenfield, 2000).
The Department of Health and Human Services awarded $17 million in 2009 to
diminish cases of HAI. Increased awareness and healthcare improvement initiatives have
little positive effect on curbing HAIs as based upon findings of the Agency for
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Healthcare Research and Quality (AHRQ). In fact, AHRQ reported increases in
postoperative urinary catheter and postoperative sepsis rates and no change in the rate of
central line associated bloodstream infections (McKinney, 2010). In South Carolina,
improvements were made to the state’s tracking system, and healthcare providers were
encouraged to acknowledge patterns and implement innovative strategies to minimize the
number of CLABSI in the state’s healthcare facilities. In South Carolina, healthcare
practitioners embraced safety efforts and that team based approaches to CLABSI have
decreased rates by approximately 45% since the program’s inception in 2007 (McKinney,
2010).
Approximately 2 million hospital-acquired infections occur each year in the
United States with considerable morbidity, mortality, and cost (Jarvis, 1996). Schulgen
et al. (2000) developed a causal-comparative study that indicated that infections acquired
in the hospital are likely to affect the duration of hospitalization. This increase in length
of stay resulted from patient complications that may result from patients’ having a high
acuity, an increased use of therapeutic invasive devices, immunocompromised clinical
status, or antimicrobial resistance (DeAngelis, Murthy, Beyersmann, & Harbarth, 2010).
Their recommendations were to implement statistical methods to estimate the additional
length of stay spent in the hospital because of hospital-acquired infections. Their finding
from the causal-comparative study allowed modeling of the patient mix in the
hospitalized population. Modeling may define time variation when event failures occur
and promote prevention strategies for further treatment plans.
Failure to model adequately the timing of events may lead to biased results.
Three approaches were used in the past to estimate the extra hospital stay (a) a
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comparison of duration of stay of infected and uninfected patients, (b) matching of
infected and uninfected patients with respect to potentially important determinants of the
length of hospital stay, (c) and matching for time-to-infection in addition to the other
factors (Schulgen et al., 2000). Even though these approaches provide an opportunity
for the evaluation of the patient population mix, inadequate timing of events may
overestimate the effect of hospital-acquired infections. On the other hand, statistical
methods analyze time-to-event data and derived alternative methods to estimate the extra
stay that appropriately accounts for patient mix and timing.
Review of Research Regarding Acute Care Hospitals
Economic evaluation has become increasingly important in healthcare and
infection control (Chen et al., 2005). That study evaluated the impact of hospital-acquired
infections on cost of illness in critical care units. In their retrospective cohort study, an
evaluation of medical, surgical, and mixed medical and surgical critical care units in a
tertiary-care referral medical center were evaluated. Estimates of the cost for patients
who acquired a hospital-acquired infection were computed using a stratified analysis and
regression approach. During the study period, 778 patients were admitted to the critical
care environment. Total costs for patients with and without hospital-acquired infections
were $10,354 and $3,985, respectively for hospitalization in this study. Costs stratified by
infection site and primary diagnosis were also significantly different except for surgical-
site infection. In the study, covariates were adjusted for in the multiple linear regressions.
Hospital-acquired infection increased the total costs by $3,306 per patient per admission.
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Their study revealed that each additional day spent in the critical care unit increased the
patient’s daily cost by $353.
Prevention of hospital-acquired infections should reduce direct costs and decrease
the length of stay. In the United States, treatment cost in critical care negatively affects
the gross national product by 1%, approximately $62 billion in 1992 inflation adjusted
dollars (Chen et al., 2005). Researchers usually use the hospital’s perspective for
economic analysis of infection control. Preventing hospital-acquired infections usually
does not reduce indirect costs; however, direct costs can be reduced if the patient does not
acquire a hospital-acquired infection. In the study by Chen et al., (2005) researchers used
matched control techniques and determined that the costs of hospital-acquired infections
are higher than the costs for patients in the control group. This cost had a range from
$422 to $34,508 per episode. The wide range may be due to differences in methods,
populations, and severity of illness.
Research supports the findings that patients who had hospital-acquired infections
in critical care units incurred excess costs (Chen et al., 2005). In this research a final
determination indicated that hospital-acquired infections were significantly associated
with increased costs on crude analysis, stratified analysis of infection site and diagnosis,
and multiple regression analysis. After adjustment for all variables, hospital-acquired
infection significantly increased the total costs of care by $3,306 per patient per visit.
Costs of these infections range from $558 to $593 for urinary tract infection. Surgical site
infections cost on average $2,734, and pneumonia cost on average $4,947. The most
significant cost is for bloodstream infection with a range from $3,061 to $40,000,
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Hospitals lose from $583 to $4,886 for each hospital-acquired infection in a
prospective payment system (Heyland et al., 1999). As healthcare executives focus their
efforts on cost containment, increased support for infection control programs should be
provided so that preventable hospital-acquired infections and their associated
expenditures can be minimized.
The total costs for patients with and without hospital-acquired infections were
$10,354 and $3,985, respectively (Chen et al, 2005; Rosenthal et al., 2005). Jarvis (1996)
and Heyland, et al., (1999) in their respective studies echoed many of the same findings
even though the study was performed almost ten years prior. The studies presented in this
proposal support the need to collect more data to evaluate therapeutic processes that
would serve as a mechanism to decrease the financial impact on hospitals in South
Carolina. The financial support for healthcare organizations decreases each year with
severe financial cutbacks and fewer financial resources to meet the ever-increasing
material, operational, and human resource needs observed in hospitals of all sizes.
Therefore, studies need to be conducted that evaluate clinical attributes of care that may
provide financial saving to hospitals. These studies are an important undertaking.
Review of Research Regarding Risk Factors in CLABSI
Review of methodological factors
Healthcare research includes studies that often combine both quantitative and
qualitative methodologies. In this research, the quantitative process was employed.
Research regarding hospital-acquired infection in patients requiring central line catheters
and associated therapeutic treatment modalities was predominantly a quantitatively
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researched topic. Quantitative research, which is generally used in the biological
sciences, employed statistical methods to evaluate collection of data (Patten, 2009). In
the study, the data being collected include both CLABSI and HAI data.
The application of research methods and designs to specific health and medical
research problems encountered in human service disciplines is generally of quantitative
design. Study design in this research was correlational. In the quantitative research, the
approach to the study questions was defined by the research questions, hypotheses, and
variables to measure. As the research data was systematically obtained, the researcher
analyzed the data with statistical tools. The data were then analyzed and interpreted, and
the hypotheses that were set forth either are accepted or rejected (Creswell, 2009).
Quantitative research was linear and deductive; this allowed for clearer and more concise
management of data in medical and healthcare environments. Healthcare disciplines rely
on quantitative research to enhance knowledge about the technical world. The
quantitative process used statistical tests to analyze collected data. There were rigid rules
for the use of tests and interpretation of test results. This data management process was
developed over many decades of successful use of the scientific method in health and
medical care. Medical and health researchers collect data that is measurable. These data
were analyzed and rational conclusions were drawn from the interpretation of the
resulting numbers. Researchers do not have a theory at the beginning of the process. The
theory emerged from the data in the statistical analysis; it is grounded in the data
collected and thus called grounded theory (Patten, 2009). In this study, correlational
research was conducted. Correlational research provided an opportunity to determine the
relationships that existed even though full causation may not be fully determined.
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Correlational studies do not identify causes or the effects of those causes. Correlational
research tries to find the possible relationships or associations that exist within the data.
Correlational research was described as a means of determining the degree of a
relationship (Patten, 2009). Correlational and causal-comparative research are two types
of non-experimental designs predominantly used when a researcher in interested in
causation or patterns in data.
Synthesis of Research Findings
Research was conducted on central line associated bloodstream infections. There
are studies that inform the reader of risk factors associated with CLABSI and other
hospital-acquired infections so that effects may be lessened to this malady through the
research process. It was determined that healthcare organizations want data that will
assist them in finding solutions to decrease the high cost of patient care and to ameliorate
the financial impact of hospital-acquired infection in those requiring central lines as part
of their care meanwhile improving the quality of provided care. Throughout research,
data were clear that hospital-acquired infection is a common complication in those
requiring central lines as an adjunct to their care and is associated with an increased
volume of morbidity and mortality (Arozullah, Khuri, Henderson, & Daley, 2001).
Utilizing tools that provide a risk index is an effective way of predicting those patients
who may develop hospital-acquired infection. Utilizing projection criteria to identify
who is the most likely candidate is a practical approach to alert caregivers to a serious
and potentially deadly illness. This information of potential risks allows healthcare
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providers to become more cognizant of key issues and concerns and allow them to
implement best practices to ameliorate the significance of those risks.
Critique of Previous Research
In the review of research regarding CLABSI and HAI in hospitals, multiple
studies were used to support this component of the research. The study performed by
Taheri et al., (2000) was conducted to evaluate hospital infection control strategies
through the universal metric for CLABSI and HAI. The purpose of their study was to
assess how hospitals integrate epidemiological evaluation and infection control into their
clinical processes.
The study by Schulgen et al. (2000) evaluated the impact of hospital-acquired
infection on duration of hospital stay; this information relied on estimates obtained in
prospective cohort studies. The authors perceived that the statistical methods used to
estimate the extra length of stay were not adequate. A comparison of duration of stay in
infected and non-infected patients was not adequate to estimate the extra hospitalization
time due to hospital-acquired infections. Duration of stay prior to infection was
compensated in part by the bias of the methods used. New model-based approaches were
developed to estimate the excess length of stay. Statistical models based on multivariate
counting processes provide an appropriate framework to analyze the occurrence and
impact of hospital-acquired infections. The methods were developed by using data from a
cohort study on 756 patients admitted to intensive care units at the University Hospital in
Freiburg.
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The study conducted by Chen et al. (2005) was an economic evaluation that
studied the impact of hospital-acquired infection on cost of illness and length of stay in
critical care units. The design of the study was a retrospective cohort study conducted in
medical, surgical, and mixed medical and surgical critical care units. Estimates of the cost
and length of stay for patients who developed a hospital-acquired infection were
computed using a stratified analysis and regression approach for the 778 patients that
were admitted to the critical care units. Strengths of this study design included the
adjustment for co-morbid conditions, severity of illness, and diagnoses of studied
patients. This credible study was approved by the Department of Medical Research and
Education and used operating definitions from the Centers for Disease Control. Statistical
analyses were performed by the use of Student’s t-test, the chi square, and the Mann-
Whitney U test. Multiple linear regression analysis was performed on total cost and
length of stay as dependent variables. Researchers used Eigen values and condition
indices for co linearity diagnostics and the Durbin-Watson test for serial correlation of
the residuals.
The study conducted by Jarvis et al. (2009) evaluated the healthcare associated
bloodstream associated infections (HA-BSI). Their study compared HA-BSI in critical
care units at five hospitals located in the United States and Australia using Centers for
Disease Control definitions. HA-BSI rates and prevention practices were compared
throughout the test period when using specialized needle connectors. This is a lesser
study that specifically looks at only one component of the research. Their research was
based upon a causal correlation study that would be used for my study. The rigor of the
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study design and the sample size was difficult to assess leading to unsure determination
of the weaknesses or strengths of the reviewed study.
These cited works supported research in the field of hospital-acquired infection
and the effects this illness has on healthcare organizations. All studies were conducted in
a credible manner and based upon a need to understand the effects of bloodstream
infections and the effects these infections have on persons requiring central lines. The
methodological strengths of all studies were clinical in origin and based upon case
analysis and document review in a quantitative design. Many attributes of these studies
are building blocks and provide strength for my study. These studies have adequate
sampling, were conducted with a rigorous design, and with data qualified tools and
research processes. Information obtained from these conducted studies indicates a need
for additional research in the field of hospital-acquired infection and cost of medical care,
therapeutic and surveillance processes.
Chapter 2 Summary
When a patient develops CLABSI, there is an appreciable increase in the
prolongation of hospital stay and increased morbidity. The literature further indicates that
central line associated bloodstream infections are a primary cause of death in critically ill
patients in the United States. Research suggested that infection control programs are
important in the prevention of these illnesses by developing clinical strategies that modify
the risk factors for hospital-acquired infection. Many of these prevention strategies cost
very little but make a significant impact. Examples of these strategies are the use of hand
hygiene, chlorhexidine solution usage, adequate clinical staffing, and/or bundled
73
interventions that decrease site-specific critical care infections (Pittet, Allegranzi, &
Boyce, 2009).
Research surrounding hospital-acquired infection was based upon the historical
need to improve quality of medical care, and to reduce the cost of medical interventions
by utilizing better surveillance methodologies and employing bundled processes for
improved clinical care outcomes. Limited current data was available; additional studies
conducted with academic research methodologies was needed to assure the integrity of
data that was presented. It appears that a strong correlation in written research exist that
links hospital-acquired infection, catheter pathogenesis, and clinical opportunities for
improvement. The research provided an opportunity to evaluate these core concepts for
the benefit of acute care hospitals in South Carolina, the South Carolina Department of
Health and Environmental Control, and for the South Carolina Hospital Association.
There were many challenges to the study of hospital-acquired infection; data
collection must be conducted in clinical environments with strict guidelines and ethical
considerations in place. Additional research provided conclusions that can be integrated
into clinical practice patterns and best practice concepts. Future research will focus on
existing controversies with plans to improve diagnostic tools and approaches, treatment
plans, and prevention strategies.
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CHAPTER 3. METHODOLOGY
Purpose of the Study
The purpose of the study was to determine surveillance processes utilized in
hospitals that affected the incidence and prevalence of central line associated bloodstream
infections (CLABSI). The research focused on variances that existed in hospitals within
South Carolina when a patient develops hospital-acquired infections (HAI) while using
central lines. The study evaluated secondary data containing records reported by hospitals
to the South Carolina Department of Health and Environmental Control’s Division of
Acute Disease Epidemiology (SCDHEC DADE). These records were comprised of de-
identified data from patients that developed CLABSI. The records were from data
submitted by infection control practitioners in 63 acute care hospitals in South Carolina.
The research will assist healthcare executives and physicians to better understand the
variances in care that occurs during hospitalization for patients with CLABSI and patients
who do not have these types of HAI. The purpose of the study was to examine the
therapeutic interventions and epidemiologic surveillance techniques that were employed
in acute care hospitals and their effect on CLABSI rates in hospitals with varying bed
capacities in the state. In South Carolina, hospital bed capacities range from 24 bed
critical access hospitals to 845 bed regional medical centers. There are 91 hospitals
within the state, and for the 63 acute care hospitals, the average capacity is 177 beds
(SCHA, 2010).
To clarify terminology in the research questions, acute care hospitals are short-
term facilities that provide patient care for brief but severe episodes of illness, healthcare
conditions that result from disease or trauma, and the post-operative phase of recovery
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(SCDHEC, 2009). A brief hospitalization is defined as a hospital stay with duration less
than eleven days (Herz, Endicott, & Gibbon, 1979). Services rendered in an acute care
hospital are provided by a variety of clinical personnel who have abilities that include
diagnosis and clinical management for a wide array of conditions and injuries.
Therapeutic interventions are processes used by healthcare professionals who utilize
technology, pharmaceuticals, and medical supplies to accomplish their goals in the
provision of care in acute care hospitals (SCDHEC, 2009).
Epidemiologic surveillance is the ongoing, systematic collection, analysis,
interpretation, and dissemination of data regarding a health-related event for use in public
health to reduce morbidity and mortality to improve health outcomes (CDC, 2001). There
are essential elements of surveillance that are important to CLABSI clinical management.
Infection control practitioners should focus their efforts in a targeted method or perform
surveillance by objective (CDC, 2006). This allows the practitioners to focus their efforts
on specific events, processes, organisms, or populations of patients. The ICP may also
choose to conduct a comprehensive approach to surveillance that includes continuous
monitoring of all patients and processes performed within the hospital environment;
although the continuous approach is a labor-intensive process. Data to be analyzed when
conducting surveillance includes demographic data, infection onset, site of infection, and
patient location during onset of the HAI. Risk factors are evaluated to determine devices
being used and procedures being conducted. Laboratory data are reviewed to identify
pathogens, serology, pathology and antibiogram identification. Radiology and imaging
records may be used in an effort to determine radiographic identification of infection.
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The Centers for Disease Control indicates that surveillance assesses the
population and identifies those who are at greatest risk for the development of CLABSI
(CDC, 2006). This was accomplished through evaluating healthcare-associated
infections as well as monitoring patient care practices focused on the prevention of HAI.
Persons conducting surveillance evaluated the outcomes or processes of care being
provided. Examples of outcomes include HAI, specific organism causing sites of
infection, colonization, pyogenic, or pus forming complications, and infections that are
derived from vascular access devices.
The CDC (2006) stated that processes that require surveillance are surgical
procedures, medication administration errors, and practitioner compliance with protocols
and central line insertion practices (CLIP). Other examples that are not related to either
process or outcome include occurrence of reportable diseases and conditions, and hospital
personnel who have communicable disease(s).
Other elements that are essential to the surveillance process include the infection
control professionals’ (ICP) ability to establish observation time periods, to select
surveillance methodologies, to use standardized definitions for data collection, to collect
denominator or population data in the event that rates of infection are calculated, and to
analyze surveillance data, and the reporting of surveillance information within specific
time constraints (CDC, 2006).
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Problem Statement
Health, medical, and financial consequences arise for healthcare institutions when
length of stay was increased after developing CLABSI or other HAIs while utilizing
central lines as an adjunctive procedure. Healthcare executives and medical practitioners
alike recognize the importance of clinical intervention to ameliorate the impact of
financial loss when the length of stay increases following the development of hospital-
acquired central line associated infection. Endemic HAI surveillance should be conducted
by ICPs in an active, patient based method (CDC, 2006). The CDC recommendation
encouraged the ICP to perform this function in a prospective approach that provides
incidence rates that are risk adjusted. The research identified surveillance patterns in
acute care hospitals in South Carolina. These surveillance patterns determined clinically
effective methods that created an improved healthcare outcome as indicated from the data
collected from CLABSI records.
Research Design
In this study, quantitative research was conducted with the goal of determining
the correlation of records from acute care hospitals with varying bed capacities
(independent variables) and the incidence of hospital-acquired infection (dependent
variables) in the population observed who develop central line associated bloodstream
infections (Creswell, 2009). The quantitative research design, which was descriptive,
used a correlational approach to conduct the study. In this research, correlational
research was ideal to use when the researcher desired to identify the linkages or
relationships between variables when a study cannot be conducted. To estimate
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accurately the relationship between variables, a descriptive (correlational) study usually
needs a larger sample of subjects. The study compared samples of all reported CLABSI
cases in the population at acute care hospitals in South Carolina with varying bed
capacities of 50 or less, 51 to 200, 201 to 500, and 501 or more beds from January 1,
2008 through December 31, 2008. Since all reported records were used during this span
of time, a power analysis was not required to assure adequate volumes of records are in
the study. The numbers of records studied are in excess of a Confidence Level of 99%
and a Confidence Interval of one. To prevent bias, all samples were assigned from a
database housed at the South Carolina Department of Health and Environmental
Control’s Division of Acute Disease Epidemiology (SCDHEC DADE). The methodology
for the study (correlational) was used to determine the relationship of surveillance and
therapeutic measures that minimize HAI and CLABSI in acute care hospitals in South
Carolina. The research did determine the effect that activities have on incidence and
prevalence of HAI in recipients of central line catheter placement.
Analysis for the study was conducted by using parametric inferential statistics to
identify linkages in data in the population being analyzed. This analysis evaluated those
mutually exclusive and all exclusive hypotheses or null and alternative hypotheses. The
alternative Hypothesis typically acknowledges that differences existing between data are
caused by systematic variances between the groups. Multivariate Analysis of Variance
(MANOVA) was employed since more than one dependent variable existed in the study.
The use of MANOVA allowed research to be conducted on all dependent variables at
once. In this research, all dependent variables were related to each other, and it is
expected that each dependent variable is normally distributed and measured on an
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interval (Cronk, 2006). Threats to internal validity for the research include (a) a
possibility that all hospitals do not have CLABSI, (b) data collector bias occurred prior to
submission to South Carolina Department of Health and Environmental Control, (c)
CLABSI may be evaluated as all other HAI, and (d) hospitals do not have a sufficient
number of infection control practitioners dedicated to the monitoring of CLABSI.
Staffing recommendations state that 1.0 to 1.5 full-time equivalent infection control
practitioners to every 100 occupied beds within a hospital setting is ideal (Wright et al.,
2010). It was not expected that external biases would be attributable to selection bias
since all available records was selected from the database. Minimal threat from reactive
effects of experimental arrangements, reactive effects of testing, or multiple treatment
interference is anticipated (Patten, 2009).
The quantitative research design was descriptive and used a correlational
approach to conduct the study. Correlational research provided a different approach
whereby the researcher can investigate fully the independent variable’s relationship to the
dependent variables of the study (Leedy & Ormrod, 2005).
Target Population, Sampling Method, and Related Procedures
Target population
South Carolina Hospital Association (2010) reported that in the State of South
Carolina there are 63 short-term and long-term acute care facilities of differing bed
capacities (24-845 beds). From these medical facilities, the study evaluated data from
only acute care hospitals that provided care requiring central lines as part of adjunctive
care. Rehabilitation, pediatric, behavioral health, and substance abuse facilities were not
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included in this study population in an effort to focus research on the needs of acute care
hospitals and to minimize variations in data often seen with long-term care patients. From
the 63 hospitals that were acute care oriented, the research stratified hospitals by bed
capacity (a) 50 or less, (b) 51 to 200, (c) 201 to 500, and (d) 501 or more. Acute care
hospitals must provide complete care for every aspect of injury, from prevention through
rehabilitation. These hospitals must have adequate depths of resources and personnel with
the capability of providing competent healthcare leadership, education, research, and
systems planning.
All records in this study showed evidence of CLABSI during the participant’s
hospitalization and treatment with a central line access device. Only records indicating
CLABSI were evaluated in the study.
Procedures
Sampling Methods
In the non-probability sampling study, a purposive sampling technique was used
as a means of pulling representatives into the study population since all records reported
to SCDHEC DADE in a CLABSI database in a specific time span was used. The
sampling frame includes all records in a specific time span of January 1, 2008 through
December 31, 2008. This selection process was comprehensive so that no biases exist.
Non-probability sampling provided the researcher no opportunity to assure forecasting
that all elements of the population were represented in the sample (Leedy & Ormrod,
2010). Forecasting is defined as using a historical perspective of data to infer future
outcomes (Fildes, Nikolopoulos, Crone, & Syntetos, 2008). Forecasting was not required
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since a correlational design was being employed. The comprehensive selection process
was used so that each medical record in the population had an opportunity for evaluation
from the data source. The data came from four strata in the set of data (a) hospitals with
bed capacities 50 or less, (b) 51 to 200, (c) 201 to 500, and (d) 501 or more. In purposive
sampling, the researcher selects records comprehensively from all populations within a
preidentified group that was being sought out for study (Neuman, 2006). This process
guaranteed equal representation in the identified strata (Leedy & Ormrod, 2005).
Sample Size
The target population for the study was all medical record files from all acute care
hospitals in South Carolina reported in the time span of January 1, 2008 through
December 31, 2008. Approximately 700 medical records were available for this study
during the time-span; therefore, a power analysis was not required to assure adequate
volume of record files. Each medical record selected in the sampling represented a central
line associated hospital-acquired infection diagnosis. The volume of records used in this
research assured that a Confidence Level of 99% and a Confidence Interval of one was
apparent.
Sampling Procedures
Data was obtained from the SCDHEC DADE. The data were reported by
mandate to the South Carolina Department of Health and Environmental Control for
clinical data evaluation. An information request was directed to the Division of Acute
Disease Epidemiology with constraints identified as all reporting acute care hospitals
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with a bed capacity of 24 beds through 845. All information provided had patient
identifiers removed prior to acceptance to the research study. Data had hospital identifiers
removed as well; only hospital bed capacity was known.
Recruitment
Recruitment was unnecessary since the information being analyzed was
secondary data from a preexisting database provided by the South Carolina Department
of Health and Environmental Control Division of Acute Disease Epidemiology.
Setting
The setting for the study included study participants receiving central line
catheters as part of their adjunctive therapies in all acute care hospitals in the State of
South Carolina. Rehabilitation, pediatric, behavioral health, and substance abuse facilities
were not included in this study population. The research stratified the 63 acute care
hospitals by bed capacity (a) 50 or less, (b) 51 to 200, (c) 201 to 500, and (d) 501 or
more.
Protection of Participants
Ethical issues surrounding research where human beings are the potential sources
of data collection include (a) protection from harm; (b) right to privacy; (c) informed
consent with ethical considerations; (d) and honesty with professional colleagues (Leedy
& Ormrod, 2010). The research was conducted under guidance of the Internal Review
Board and a professional code of ethics of a doctoral student who is also a medical
83
professional. The Health Insurance Portability and Accountability Act (HIPAA) of 1996
were followed in accordance with federal law. HIPAA is a federal rule that provides
privacy and security safeguards for the protection of the patient’s private, confidential
information (Gostin & Nass, 2009). The data were provided without any identifying
markers that would indicate who was the recipient of care. Only hospital type and bed
capacity was provided and the data used is public domain information through the South
Carolina Department of Health and Environmental Control.
Operationalization of Variables
Validity in quantitative research was described as construct validity (Bordens &
Abbott, 2008). The construct identified in quantitative research was the initial concept, or
hypothesis that determines which data was to be gathered and how it was to be gathered.
Constructs measured included CLABSI data identified in all acute care hospitals and
surveillance and therapeutic measures used to minimize the infectious processes. The
dependent variables in the research were the demographic and clinical factors reported by
each facility on the National Healthcare Safety Network (NHSN) Primary Bloodstream
Infection report and the HIDA Hospital Infection Control Processes Report. Hospitals
report this information monthly to SCDHEC DADE. The independent variables were
hospitals of varying bed capacities. Data was collected to identify each variable through
resources requested from South Carolina Department of Health and Environmental
Control. Values are assigned to each variable because they have mutually exclusive
categories (bed capacity of 50 or less, 51 to 200, 201 to 500, and 501 or more).
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To operationalize each of these variables, efforts were made to fully define and
describe each variable to determine how data was collected to create each variable, and
how values were assigned to each variable, and to determine and identify the level of
measurement for each variable. Data derived from the independent variables, and acute
care hospitals, were described by the numbers of patients that are provided care over a
span of time (number of average occupied beds/annually) and the magnitude of care
being provided as seen by number of central line days experienced by each clinical site.
Data was collected for these variables by secondary data sources provided by the
SCDHEC DADE, which is responsible for collecting and storing this information in a
central repository, available through public domain.
Dependent variables included (a) numbers of infection control practitioners, (b)
total hours per week dedicated to infection control practices, (c) persons who provide
oversight to infection control practitioners within the facility, (d) frequency of reviews of
infection control policies, (e) presence or absence of a syndromic surveillance program,
(f) presence or absence of syndromic surveillance programs that are automated with the
laboratory, (g) presence or absence of a defined method and protocol for monitoring
compliance with hand hygiene policies, (h) persons who are monitored for hand hygiene
practices within the facility, (i) method of hand hygiene monitoring, (j) person who
perform hand hygiene compliance monitoring, (k) frequency of hand hygiene
monitoring, (l) total number of hospital wide monthly observations, (m) locations
selected for monitoring, (n) presence or absence of protocols/procedures for CLABSI
infection control processes, (o) processes included in CLABSI infection control
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protocols, (p) monitoring /compliance methods used for procedures, (q) frequency of
CLABSI monitoring, and (r) frequency of temporary or permanent central lines.
The data was collected through a database provided by the South Carolina
Department of Health and Environmental Control that contained detail information from
CLABSI records. Each component of data was identified by ordinal point with an
arbitrary record number. To determine and identify the level of each variable, Statistical
Test was the basic scale of measure used. Many statisticians believe that this view is
restrictive, but appropriate with interval or ratio data derived from ordinal data (Bordens
& Abbott, 2008).
Instrumentation
The integrated data in the study was secondary data collected through the
SCDHEC DADE. Data was collected into an Excel spreadsheet and imported into
statistical software for analysis. Microsoft has developed an intact instrument for the
specific purpose of data collection and statistical analysis, PASW Statistics 19 (formerly
SPSS) statistical software, which was used to provide an integrated environment for
analysis and interpretation of data that, may reveal patterns, anomalies, key variables, and
relationships in the data of the research.
Research Questions and Hypotheses
These following research questions were intended to provide clarity to a
confusing area of healthcare and clinical management of CLABSI. These questions
focused on the CLABSI infection rate at acute care hospitals with varying bed capacities.
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Surveillance interventions used by these hospitals were measured against results of
CLABSI rates indicated by each hospital. In addition, a research consideration was what
infection control processes were in place for monitoring and treatment after development
of hospital-acquired infection associated with central line placement. In the correlational
design research, a determination of the following facts occurred:
Research Question 1. Is there a significant variance in the rates of CLABSI
reported in hospitals with capacities of 50 or less, 51 to 200, 201 to 500, and 501 beds
and more?
H1 for Research Question 1. There is a significantly higher incidence of CLABSI
observed in hospitals of higher volume than lower bed capacities.
H2 for Research Question 1. There are significant differences between responsive
measures used by hospitals to minimize the effect of CLABSI when two or more ICPs
that are full-time are employed for surveillance purposes.
H0 for Research Question 1. There is a significantly lower incidence of CLABSI
observed in hospitals of higher bed capacities than in hospitals of lower bed capacities.
H0 for Research Question 1: Hospital CLABSI rates are not dependent upon the
number of full time staff and number of hours of Infection Control activities performed
per month.
Research Question 2. Is there a correlation between monitoring and compliance methods
and incidence rates of CLABSI infection?
H1 for Research Question 2: A lower rate of CLABSI is observed when direct
observation is conducted during catheter insertion.
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H2 for Research Question 2: When staff members are authorized to stop invasive
procedures when they observe protocols not being followed, poor compliance with
aseptic technique that results in increased incidence of CLABSI.
H3 for Research Question 2: The use of a preestablished procedure checklist
decreases the rate of CLABSI in acute care hospitals in South Carolina.
H4 for Research Question 2: Acute care hospitals with larger bed capacities have
well-defined syndromic surveillance programs automated with their laboratories and have
more full time infection control practitioners on staff and perform more hours of infection
control activities per month.
H5 for Research Question 2. A greater number of person-hours used to identify,
observe technique, evaluate insertion site care, and perform surveillance of hand washing
technique decreases the number of infectious processes.
H0 for Research Question 2: No change in the rate of CLABSI is observed when
direct observation is conducted during catheter insertion.
H0 for Research Question 2: When staff members are authorized to stop invasive
procedures for unacceptable performance of procedure, non-compliance incidence rates
of CLABSI has no appreciable change.
H0 for Research Question 2: The use of preestablished procedure checklist does
not affect the rate of CLABSI in acute care hospitals in South Carolina.
H0 for Research Question 2: Hospital CLABSI rates are not dependent upon the
number of full time staff and number of hours of infection control activities performed
per month.
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Research Question 3. Does a relationship exist between an increased rate of CLABSI in
acute care hospitals and integration of prevention processes when included in their
facilities protocols?
H1 for Research Question 3: The daily review of line necessity and prompt
removal of unnecessary lines minimize the rate of CLABSI in South Carolina’s hospitals.
H2 for Research Question 3: Monitoring of optimal catheter site selection
minimizes the incidence of CLABSI infection.
H3 for Research Question 3: Acute care hospitals that use chlorhexidine skin
antiseptics during site preparation and care have lower incidence of CLABSI infection.
H4 for Research Question 3: Acute care hospitals that use maximal barrier
precautions upon insertion observe a lower incidence of CLABSI infection.
H5 for Research Question 3: CLABSI rates are lower when ICPs conduct hand
hygiene monitoring.
H0 for Research Question 3: CLABSI rates are higher when hygiene monitoring
is conducted more frequently.
H0 for Research Question 3. Higher CLABSI rates are seen when the total
number of hospital wide monthly observations are increased.
H0 for Research Question 3: The daily review of line necessity and prompt
removal of unnecessary lines does not influence the rate of CLABSI in South Carolina’s
hospitals.
H0 for Research Question 3: Monitoring of optimal catheter site selection does
not affect the incidence of CLABSI infection.
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H0 for Research Question 3: Acute care hospitals that use chlorhexidine skin
antiseptics during site preparation and care do not influence the incidence of CLABSI
infection.
H0 for Research Question 3: Acute care hospitals that use maximal barrier
precautions upon insertion have no affect on the incidence of CLABSI infection.
H0 for Research Question 3: CLABSI rates are higher when hygiene monitoring
is conducted less frequently by ICPs.
Data Collection
The procedure for data collection included request for data through the South
Carolina Department of Health and Environmental Control. A request for data was
routed through the Division of Acute Disease Epidemiology with the use of a permission
letter provided by Capella University. The data request was for files from the DADE
database that contains data from both the NHSN and the HIDA Hospital Infection
Control. Data was requested from January 1, 2008, through December 31, 2008, on
records indicating a diagnosis of CLABSI hospital-acquired infection (HAI). The request
for the data was placed in an Excel spreadsheet format. The Excel spreadsheet format
allows for easy integration into the PASW Version 19 software for data and statistical
analysis.
Field Testing and Pilot Testing
The research conducted neither field nor pilot testing. The data collection
occurred through submission of epidemiological information to the Division of Acute
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Disease Epidemiology by hospitals in the State of South Carolina. The nature of the study
was that of a retrospective analysis and does not require the researcher to pilot test the
data collection procedures.
Data Analysis
To meet the purpose of the research and to provide answers to the research
questions, data analysis used appropriate statistical analysis procedures. Data analysis
was conducted by using the software system, PASW Statistical Software Version 19 for
Windows.
Upon receipt of the data from the South Carolina Department of Health and
Environmental Control’s Division of Acute Disease Epidemiology, the researcher
developed a data file within PASW to store the data. The research employed standard
univariate descriptive statistics to analyze the demographics and CLABSI data as
stratified by the clinical site and the target population. Means, ranges, and standard
deviations were used to summarize the data.
The researcher used Multivariate analysis of variance (MANOVA) tests to
determine differences in variance between the variables. MANOVA examined the
differences between groups when two or more independent variables and two or more
dependent variables existed within the research. An analysis of each research question
determined discriminate analysis and factor analysis. The primary reason for using
MANOVA was to investigate how two or more dependent variables related to group
differences. MANOVA was considered an ANOVA with several dependent variables.
ANOVA typically analyzes the difference in means between two or more groups.
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MANOVA measures the difference in two or more groups of means being studied
(Bordens & Abbott, 2008).
MANOVA is typically used to evaluate the relationship between several
dependent variables or outcomes simultaneously. MANOVA has the capability in
research analysis to determine if study components differ along a combination of
dimensions (Field, 2009). MANOVA provided the researcher an opportunity to test
hypotheses regarding the effect of one or more independent variables on two or more
dependent variables. When conducting this test, a p-value is generated to determine
whether the null Hypothesis can be rejected or failed to be rejected. Researchers use
MANOVA to determine if there are differences in the mean values of the dependent
variables between the varying levels of the independent variable. MANOVA can measure
differences in correlations among the dependent variables between the different levels of
the independent variable.
MANOVA may be used when two major data situations exists. The first situation
occurs when there are multiple correlated dependent variables, and the researcher
requires a single, statistical test on this set of variables instead of performing multiple
individual tests as conducted in ANOVA. The second and often the more important
reason is to explore how independent variables influence the development of patterns of
response with the dependent variables. In this occurrence, the researcher used contrasting
codes with the dependent variables to test hypotheses regarding how the independent
variables predict the dependent variables (Field, 2009).
In MANOVA, research tests the null Hypothesis that indicates differences
between the groups. The dependent variables correlated with one another, and a new
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dependent variable maximizes group differences. This MANOVA application identified
for this research was a super-factorial design. Records analyzed in this research received
multiple treatment combinations since multiple independent variables existed and are
measured against multiple dependent variables. The interaction between the variables
develops composite dimensions specific to each effect on the research design. In this
research, factorial MANOVA calculated multiple sets of composite variables, and each
set is specific to a particular outcome (Bordens & Abbott, 2008).
Limitations of the Research Design
Limitations of the retrospective descriptive study design existed within the
research. Cause and effect cannot be determined in the research since control group data
does not exist. Conclusions drawn by research were limited and may only be able to
determine relationships and not cause and effect (Sproull, 1995). Concepts associated
with internal and external validity are problematic and are discussed later in this chapter.
Research processes and procedures of initial data collection are not under the control of
the study and thus pose validity concerns (Neuman, 2006).
Internal Validity
The correlational research defined the relationship between CLABSI in
participants and acute care hospitals. In a correlational design researchers observe,
describe, and document a condition or event that occurs, and then they attempt to find
possible patterns (Patten, 2009). Threats to internal validity in the correlational design
focused the research on specific factors that were known to affect or may logically be
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expected to affect the variable on which groups are being evaluated. Other threats
focused study efforts on the likelihood of the comparison groups differing on each of
these factors and then evaluation of these threats because of how likely a researcher may
have a plan to control for them. Specific threats to the study included events that would
cause bloodstream infections that were not associated with the placement of central lines
(e.g., sepsis, bacteremia). An additional threat to the study would be associated with a
hospital changing staffing levels; and/or development of a new process of surveillance
assessment or policy change that affects how clinical assessment/monitoring is
performed. To minimize this effect, acute care hospital data was evaluated closely to
assure variances in data integrity are not compromised to minimize this artifact. Other
attributes or threats to internal validity as identified by Patten (2009) which do not exist
include history, maturation, instrumentation, testing, or statistical regression. Intact
groups existed in the study since participants were not assigned to hospitals at random.
External Validity
External validity in the study was the extent to which the findings of a particular
study can be generalized to factors other than those observed in the study. External
validity threats are in the form of interactions. The study does not include treatment
attribute interaction but does include treatment-setting interactions. In the study, the
independent variables (acute care hospitals) may interact with other external factors
(staffing, surveillance processes) or context to result in different effects for different
settings so that the effect cannot be generalized to all settings. These threats were not
repaired since the study utilized ex post facto data.
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Expected Findings
The research expected to reveal a relationship between the bed capacity of
hospitals and the rates of CLABSI and HAI resulting form insertion of central lines.
Researcher’s Position Statement
The researcher’s relationship to the study was one of academic interest. In-depth
study of CLABSI, including how prevention and surveillance strategies affect incidence
and prevalence of HAI in the hospital environment, was research worthy. A
determination of effect on CLABSI rates of surveillance, hygiene practices, and treatment
methods was critical to determining if these measures have a positive or negative effect
on incidence and prevalence of infection. This research builds upon previously conducted
research in the area of CLABSI on a national level, but not specifically for South
Carolina since there are no published studies available for this state. There were no
conflicts of interest that existed between the researcher and South Carolina Department of
Health and Environmental Control or mandatory reporting agencies that submit data to
the health agency. The researcher’s views on the topic are strictly academic and based on
a desire to know and understand how organizational policies and processes may or may
not affect clinical outcomes. Strategies to prevent biases from developing during the
course of the research include close interaction between the researcher and his mentor
and committee. A desire to understand the problem and a need to know the research
rationale ensured the elimination of biases within the study.
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Ethical Issues in the Study
In the use of secondary data in the study, the ethical concern related to the
research was the issue of privacy and confidentiality. The research addressed these
concerns by only using de-identified data and large sample sizes. The study did not use
human participants in the course of collection of data. The implementation of HIPAA
standards existed with de-identified data to assure compliance with the federal mandate.
No vulnerable populations existed within the study. There were no research assistants or
aides to assists in the conducting of the research. No physical control, coercion, undue
influence, or manipulation of persons or data occurred. Because the data analyzed was
within the public domain and individual interaction does not occur, there was no need for
participant consent forms. The research did not offer benefits, and no risks existed for
organizations that provided data files for anyone whose has information contained within
data files. The research received IRB approval at both Capella University and South
Carolina Department of Health and Environmental Control to assist in the oversight of
the study and to assure that conducted research used proper precautions to prevent
breaches in confidentiality.
Conclusion
The study sought to determine whether a correlational relationship existed in
hospital records reported to SCDHEC DADE with CLABSI diagnosis, acute care
hospitals of varying bed capacities, surveillance techniques, and therapeutic processes
employed by those healthcare facilities. Quantitative research and a correlational design
measured the incidence and prevalence rates of infection, use of therapeutic regimes for
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treatment, surveillance processes, and hygiene matters with personnel and performance of
procedures. Independent variables, acute care hospitals with varying bed capacities are
measurable criteria that describe sources of records for the study. MANOVA measured
multiple dependent and independent variables. Relationships between the dependent and
independent variables provided the researcher an opportunity to observe a correlation in
data, which may exist and will aid healthcare providers in their efforts to evaluate the
efficacy of surveillance, hygiene, and treatment options.
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CHAPTER 4. DATA COLLECTION AND ANALYSIS
Introduction
This chapter provides data analysis to answer research questions and hypotheses
developed while seeking to determine the significance of central line associated
bloodstream infections (CLABSI) in hospitals in the State of South Carolina over a time-
span of one calendar year (2008). The year 2008 is significant to this study since this is
the first year of data collection and reporting of Hospital Infection Disclosure Act
(HIDA) data to the Division of Acute Disease Epidemiology (DADE) at the South
Carolina Department of Health and Environmental Control (SCDHEC). This data were
mandatorily reported to and comprehensively analyzed by the SCDHEC. For the purpose
of this study, an evaluation focused on CLABSI and bed capacity of responding
hospitals. This study was conducted in an attempt to determine if facility size determines
quality of care by using effective surveillance and therapeutic measures. The National
Healthcare Safety Network (NHSN) transmitted this data to SCDHEC for analysis. The
NHSN provided a secure, internet-based surveillance system for integrated patient and
healthcare worker safety monitoring and reporting.
This chapter described data from participating health care organizations including
demographic information that illustrated the hospitals clinical and surveillance
characteristics and the connection between analysis and outcomes. Then, a statement of
the results from analysis of data was presented. A brief point-by-point summary of the
results and findings of the data analysis was described and organized to address the
research questions and hypotheses identified earlier in the dissertation. Details of the
analysis were described by providing a fully detailed presentation of the data analysis
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process and results. These tasks were accomplished by evaluating each research question
and hypothesis in order and describing the analysis by presenting the results for that
question and hypothesis. Finally, this chapter provided a summary of the findings that
transition to Chapter 5.
The purpose of this research was to determine what causal factors determine if
CLABSI will occur and what predictive measures minimize the effect of infection. An
analysis of correlative factors may lay the foundation for additional groundwork for
future research focused on minimizing the risk of central line infection in hospitalized
patients. The curiosity in such research exists because of the focus on chronic disease
epidemiology and the extensive morbidity and mortality associated with hospital-
acquired infections (HAI). A background in clinical medicine provides an understanding
of the hospital, the critical care clinical environment, and recently the role that public
health policy has in population health management. Pursuit of existing data from the
Division of Acute Disease Epidemiology (DADE) provided many opportunities for
clinical research utilizing historical data that was not previously managed. The SCDHEC
DADE provided a living laboratory to apply this information and construct the study in a
way that would be beneficial to healthcare professionals, public health agencies, students
of CLABSI, and to the doctoral dissertation process. The effects this data had on clinical
outcomes were discussed over the course of the past year to determine a need for analysis
and further research with the SCDHEC Division of Acute Disease Epidemiology.
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Description of the Sampled Data
The data provided for research from SCDHEC DADE was collected from the
Hospital Acquired Infection Reports (HIDA). Each hospital provided their specific
HIDA reports bi-annually in January and July. Data was reported by hospital bed
capacity and each report contains the hospital name (de-identified for this study), the
number of licensed general beds (excluding psychiatric and substance abuse beds), the
average daily census for general beds, number of surgical procedures performed, number
of infections, surgical site infection (SSI) rates for each reportable surgical procedure and
separated by risk category. This report also includes the number of central line days,
number of central line associated bloodstream infections (CLABSI), and CLABSI
infection rates by defined location within the hospital. In the HIDA report, hospitals are
not compared to other hospitals within the state. Each defined hospital’s infection rate for
the reportable hospital-acquired infection (HAI) is compared with the historical
experience in the standard population of all NHSN users across the United States.
The specific data evaluated in this study was derived directly from the HIDA
Reports that are completed by each hospital. Only CLABSI data was desired and
analyzed for this study. Data obtained reflects nine hospitals from 0 to 50 beds, 30
hospitals from 51 to 200 beds, 19 hospitals from 201 to 500 beds, and five hospitals with
500 or more beds within their facility. Answers to the HIDA questions were submitted to
SCDHEC’s DADE by hospitals in South Carolina over the span January to December
2008 (See Appendix A and Appendix B).
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Research Methodology and Data Analysis
This chapter provided an opportunity to evaluate research data quantitatively in a
correlational design and by integrating statistical techniques such as correlation, cluster
analysis, and factorial analysis to evaluate objective theories that examined the
relationship between variables in the study. The research provided an opportunity to
analyze the data according to their linear functions as well as the integration of their uses
in clinical analysis and decision-making. Data gathered from SCDHEC DADE and
supporting information from HIDA, NHSN, and the South Carolina Hospital Association
(SCHA) provided clinically significant information for this research.
In the analysis of data, a combined technique of inductive and deductive thematic
analysis was conducted. This integrative process of analysis detailed in this research
demonstrated the ability of using a hybrid approach to thematic analysis by using a large
volume of data for inductive thematic analysis and the ability to utilize deductive
reasoning to determine trends or themes in data. Analysis of data in this chapter provided
an opportunity to observe patterns of central lines associated bloodstream infections and
the role that surveillance processes and therapeutic modalities had in minimizing these
types of hospital-acquired infections (HAI). The analysis of this data also provided an
opportunity to understand the role that various hospital capacities had on infection by
measuring the size of the organization and the volume of infections observed. An
analysis of patterns in these varying paradigms of care provide health care organizations
an opportunity to lay the groundwork for future research focused on reducing rates of
infection by implementing aggressive surveillance and therapeutic procedures and
policies within hospitals in South Carolina.
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MANOVA was used to determine whether single or multiple categorical variables
significantly explain the variation in a combination of several continuous dependent
variables. If there were significant relationships between the independent and the
dependent variable(s), this would indicate that the independent variable(s) significantly
explain the variation in the dependent variables. In this research, MANOVA was used to
investigate the differences between hospital bed capacities, integrative surveillance
measures, and therapeutic modalities employed to minimize the incidence of CLABSI.
No significant variances occurred from the discussion of the processes or protocols
described in Chapter 3. No problems were identified arising from data collection or
analysis. Three research questions were constructed after thoroughly reviewing the HIDA
document that was provided to hospitals:
1. Is there a significant variance in the rates of CLABSI reported in hospitals
with capacities of (a) 50 or less, b) 51 to 200, (c) 201 to 500, and (d) 501 beds and more?
2. Is there a correlation between monitoring and compliance methods and
incidence rates of CLABSI infection?
3. Does a relationship exist between an increased rate of CLABSI in acute care
hospitals and integration of prevention processes when included in their facilities
protocols?
Hypotheses
H1: There is a significantly higher incidence of CLABSI observed in hospitals of
higher volume than lower bed capacities.
H2: There are significant differences between responsive measures used by
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hospitals to minimize the effect of CLABSI when two or more full-time Infection Control
Practitioners (ICP) are employed for surveillance purposes.
H0 : There is a significantly lower incidence of CLABSI observed in hospitals of
higher bed capacities than in hospitals of lower bed capacities.
H0 : Hospital CLABSI rates are not dependent upon the number of full-time staff
and number of hours of infection control activities performed per month.
Research Question 2. Is there a correlation between monitoring and compliance
methods and incidence rates of CLABSI infection?
H1 : A lower rate of CLABSI is observed when direct observation is conducted
during catheter insertion.
H2 : When staff members are authorized to stop invasive procedures when they
observe protocols not being followed, poor compliance with aseptic technique that results
in increased incidence of CLABSI.
H3 : The use of a preestablished procedure checklist decreases the rate of
CLABSI in acute care hospitals in South Carolina.
H4 : Acute care hospitals with larger bed capacities have well-defined syndromic
surveillance programs automated with their laboratories in addition have more full-time
infection control practitioners on staff and perform more hours of infection control
activities per month.
H5 : A greater number of person-hours used to identify, observe technique,
evaluate insertion site care, and perform surveillance of hand-washing technique
decreases the number of infectious processes.
H0 : No change in the rate of CLABSI is observed when direct observation is
103
conducted during catheter insertion.
H0 : When staff members are authorized to stop invasive procedures for
unacceptable performance of procedure, non-compliance incidence rates of CLABSI
have no appreciable change.
H0 : The use of preestablished procedure checklist does not affect the rate of
CLABSI in acute care hospitals in South Carolina.
H0 : Hospital CLABSI rates are not dependent upon the number of full-time staff
and number of hours of infection control activities performed per month.
Research Question 3. Does a relationship exist between increased rates of
CLABSI in acute care hospitals and integration of prevention processes when included in
their facilities protocols?
H1 : The daily review of central line necessity and prompt removal of unnecessary
central lines minimize the rate of CLABSI in South Carolina’s hospitals.
H2 : Monitoring of optimal catheter site selection minimizes the incidence of
CLABSI infection.
H3 : Acute care hospitals that use chlorhexidine skin antiseptics during site
preparation and care have lower incidence of CLABSI infection.
H4 : Acute care hospitals that use maximal barrier precautions upon insertion
observe a lower incidence of CLABSI infection.
H5 : CLABSI rates are lower when Infection Control Practitioners conduct hand
hygiene monitoring.
H0 : CLABSI rates are higher when hygiene monitoring is conducted more
frequently.
104
H0 : Higher CLABSI rates are seen when the total number of hospital wide
monthly observations are increased.
H0 : The daily review of central line necessity and prompt removal of
unnecessary central lines does not influence the rate of CLABSI in South Carolina’s
hospitals.
H0 : Monitoring of optimal catheter site selection does not affect the incidence of
CLABSI infection.
H0 : Acute care hospitals that use chlorhexidine skin antiseptics during site
preparation and care does not influence the incidence of CLABSI infection.
H0 : Acute care hospitals that use maximal barrier precautions upon insertion has
no affect on the incidence of CLABSI infection.
H0 : CLABSI rates are higher when hygiene monitoring is conducted less
frequently by Infection Control Practitioners.
Presentation of Data and Results of the Analysis
Sixty-three acute care hospitals are presented in this study. Additionally, these
hospitals were stratified into four categories based upon bed capacity as described in the
HIDA questionnaire reported to SCDHEC DADE. The data was presented in aggregate
form and analyzed by bed-capacity category. Standard descriptive statistical data were
employed to define the demographic characteristics of hospitals with varying bed
capacities. Data analyzed included hospital bed capacity and categorization of these
hospitals into striated groups: 0 to 50, 51 to 200, 201 to 500, and those with more than
500 beds.
105
The following tables describe the statistical observations found in the hospital
populations. Hospitals were provided a random number that served as a means to
identify that same facility throughout the research. The tables indicate the number of
CLABSIs identified during the year 2008, the number of central line days, the infection
rate per 1000 central line days, and the confidence interval, 95%. Lastly, this table
contains the Standardized Infection Ratio (SIR).
The number of central line days is a description of the total number of days a
central line is in place for patients in a hospital unit. The infection rate was obtained
when the total number of central line-associated bloodstream infections was divided by
the number of central line days. That result was then multiplied by 1,000. A confidence
interval of 95% is a range of values around that statistic with the probability that the true
value is contained within that range (Field, 2009). The SIR compares the actual number
of HAIs in a facility with the baseline of infection in the general population with a central
line. A SIR greater than 1.0 indicates that more HAIs were observed than predicted.
Conversely, a SIR of less than 1.0 indicates that fewer HAIs were observed than
predicted.
106
Table 1. Hospital Bed Capacity of 0 to 50 Receiving Central Lines
________________________________________________________________________ Hospital Bed Cap. Number of Number Infection Confidence SIR
CLABSI of Central Rate (per Interval Line Days 1000 (95%) Central Line Days
Hospital 1 25 0 113 0 ----- ----- Hospital 2 25 0 15 0 ----- ----- Hospital 3 25 0 0 0 ----- ----- Hospital 4 25 0 0 0 ----- ----- Hospital 5 25 1 151 6.62 [-6.3,19.5] 1.0004 Hospital 6 32 0 77 0 ----- ----- Hospital 7 41 0 119 0 ----- ----- Hospital 8 43 0 842 0 ----- ----- Hospital 9 48 0 45 0 ----- ----- * NA identifies that category as not applicable.
As observed in Table 1, few hospitals provide central line adjunctive care as
demonstrated by those hospitals with zero or few central line days. These hospitals are
typically critical access facilities in small rural communities. Critical access hospitals
(CAH) must provide 24-hour emergency services, with medical staff on-site; or on-call
and available on-site within 30 minutes, or within 60 minutes if certain frontier area
criteria are met. South Carolina does not have frontier areas and the 60-minute criterion
does not apply. A CAH must develop agreements with an acute care hospital related to
patient referral and transfer, communication, emergency, and non-emergency patient
transportation. CAHs must be located in a rural area and meet one of the following
criteria. There must be a 35-mile distance from another hospital, or 15 miles from
another hospital in mountainous terrain or areas with only secondary roads (Sand, 2010).
These smaller hospitals typically stabilize a patient and transport rather than
maintaining the patient on site especially when more advance levels of care are required.
As observed in the number of central line days few patients were provided this form of
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treatment or less critical patients are provided central lines but are maintained for a much
shorter span of time.
The data contained with Table 1 reflects one central line infection over the course
of the year 2008. A range of 0 to 842 days is observed for central line days yielding an
infection rate of 6.62. This fell within the range of -6.3 to 19.5 that are reflective of a
95% confidence interval. A SIR score for that one hospital reflected 1.0004.
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Table 2. Hospital Bed Capacity of 51 to 200 Receiving Central Lines
Hospital Bed Cap. Number of Number Infection Confidence SIR CLABSI of Central Rate (per Interval Line Days 1000 (95%) Central Line Days
Hospital 10 59 0 11 0 ----- ----- Hospital 11 53 0 6 0 ----- ----- Hospital 12 197 2 1449 1.38 [-0.5, 3.3] 1.905 Hospital 13 55 1 242 4.13 [-4.0, 12.2] 1.707 Hospital 14 116 5 1280 3.9 [0.5, 7.3] 1.523 Hospital 15 82 0 333 0 ----- ----- Hospital 16 59 0 111 0 ----- ----- Hospital 17 130 7 2572 2.72 [0.7, 4.7] 7.403 Hospital 18 131 5 1248 4 [0.5, 7.5] 1.603 Hospital 19 130 7 1041 6.72 [1.7, 11.7] 4.519 Hospital 20 82 0 298 0 ----- ----- Hospital 21 93 6 1607 3.73 [0.7, 6.7] 1.393 Hospital 22 121 6 1545 3.88 [0.8, 7.0] 1.507 Hospital 23 76 3 763 3.93 [-0.5, 8.3] 1.545 Hospital 24 105 0 1061 0 ----- ----- Hospital 25 124 3 352 8.52 [-1.1, 18.1] 7.261 Hospital 26 102 0 198 0 ----- ----- Hospital 27 72 0 186 0 ----- ----- Hospital 28 109 0 162 0 ----- ----- Hospital 29 90 0 71 0 ----- ----- Hospital 30 169 0 464 0 ----- ----- Hospital 31 109 4 1073 3.73 [0.1, 7.3] 1.391 Hospital 32 72 0 8 0 ----- ----- Hospital 33 56 0 609 0 ----- ----- Hospital 34 97 4 917 4.36 [0.1, 8.7] 1.902 Hospital 35 93 0 0 0 ----- ----- Hospital 36 94 2 2786 0.72 [-0.3, 1.7] 5.169 Hospital 37 125 1 600 1.67 [-1.6, 5.0] 2.783 Hospital 38 167 6 1077 5.57 [1.1, 10.1] 3.103 Hospital 39 143 0 286 0 ----- ----- * NA identifies that category as not applicable.
In the 51 to 200 bed capacity range, significantly higher population hospitals that
use central line were seen in the statistical evaluation. Additional line usage was
reflected since there are many of South Carolina’s hospitals within this bed range. The
data represents 30 hospitals with significantly more central line days and an increase
109
number of CLABSIs over the same span of time as observed in the 0 to 50 bed-category.
This data indicated that 51 to 200 bed facilities observed a higher acuity patient requiring
increased sustentative care.
Table 3. Hospital Bed Capacity of 201 to 500 Receiving Central Lines
________________________________________________________________________ Hospital Bed Cap. Number of Number Infection Confidence SIR
CLABSI of Central Rate (per Interval Line Days 1000 (95%) Central Line Days
Hospital 40 230 6 4836 1.24 [0.2, 2.2] 1.001 Hospital 41 461 6 3830 1.57 [0.3, 2.9] 0.9978 Hospital 42 204 2 2064 0.97 [-0.4, 2.4] 0.9990 Hospital 43 310 16 3583 4.47 [2.3, 6.7] 0.9990 Hospital 44 210 0 841 0 ----- ----- Hospital 45 219 8 2530 3.16 [1.0, 5.4] 1.0001 Hospital 46 414 6 4765 1.3 [0.3, 2.3] 0.9686 Hospital 47 209 1 2044 0.49 [-0.5, 1.5] 0.9984 Hospital 48 453 13 6738 1.93 [0.9, 2.9] 0.9997 Hospital 49 467 3 745 4.03 [-0.5, 8.5] 0.9992 Hospital 50 288 10 4896 2.04 [0.7, 3.3] 1.0012 Hospital 51 258 0 2624 0 ----- ----- Hospital 52 286 13 3271 3.97 [1.8, 6.2] 1.001 Hospital 53 368 10 4362 2.29 [0.9, 3.7] 1.001 Hospital 54 414 6 1318 4.55 [0.9, 8.3] 1.005 Hospital 55 217 0 926 0 ----- ----- Hospital 56 245 0 4505 0 ----- ----- Hospital 57 296 24 7411 3.24 [1.9, 4.5] 0.9995 Hospital 58 283 2 2018 0.99 [-0.4, 2.4] 1.0010 * NA identifies that category as not applicable.
In the 201 to 500 bed capacity category, a significantly higher population of their
data is seen in the statistical evaluation. This is reflective since many of South Carolina’s
hospitals that provide a much higher level of care and provide care for critically ill
patients are within this bed range. Facilities in South Carolina in this bed range are
typically found in metropolitan environments. These hospitals may also serve as referral
110
facilities for much smaller communities. The data represents 19 health care facilities with
significantly more central line days and an increase number of CLABSIs over the same
span of time as observed in the 0 to 50 and 51 to 200 bed categories. This data supports
that 201 to 500 bed facilities observed a higher acuity patient over a longer span of time.
Table 4. Hospital Bed Capacity of 500 Beds or More Receiving Central Lines
________________________________________________________________________ Hospital Bed Cap. Number of Number Infection Confidence SIR
CLABSI of Central Rate (per Interval Line Days 1000 (95%) Central Line Days
Hospital 59 845 41 6824 6.01 [4.2, 7.8] 0.999 Hospital 60 709 14 5003 2.8 [1.3, 4.3] 0.999 Hospital 61 649 4 1575 2.54 [0, 5.0] 0.999 Hospital 62 649 26 3750 6.93 [4.3, 9.5] 1.001 Hospital 63 540 11 3956 2.78 [1.2, 4.4] 1.000
In the 501 and more bed capacity category, a significantly lower population of
their data was seen in the statistical evaluation but a significantly higher number of
central line days per hospital. This was observed since hospitals of this bed capacity in
South Carolina are major referral centers and typically have trauma centers which results
in higher patient acuity. These centers are often teaching hospitals that provide a higher
level of care and provide care for critically ill patients over a longer span of time.
Facilities in South Carolina in this bed range are typically seen in larger communities and
metropolitan service areas. These hospitals may also serve as referral facilities for much
smaller communities. These regional medical centers are often linked with physician
residency programs and other colleges and universities use them as educational host for
clinical students. The data represented 19 health care facilities with significantly more
111
central line days and an increased number of CLABSIs over the same span of time as
observed in the 0 to 50, 51 to 200, or 201 to 500 bed categories. This data supported
evidence that 500 and more bed facilities observe an increase in patient acuity over a
longer span of time.
Data analysis response to Hypothesis 1.
Table 5. Case Summary Bed Category/Infection Rate per 1000 Central Line Days
Bed Category Infection Rate (per 1000 Central Line Days)
Composite SIR rate for each category
0-50 Beds 6.62 1.0004
51-200 Beds 3.93 2.981
201-500 Beds 2.55 .9981
> 500 Beds 4.21 .9996
Table 5 depicts the infection rate among the hospital categories and describes
composite infection rates per 1000 central line days. It was observed that hospitals with
the highest acuity rates and the lowest opportunities to provide care have the highest
infection rates as indicated by the increased infection rate per 1000 central line days and
the composite SIR ratio greater than 1. Table 5 describes that even with an infection rate
of 6.62, the 0 to 50 bed facilities are close to a normal tendency for that size organization.
The 51 to 200 bed category has nearly three times the expected rate of hospital-
acquired infection at 2.98 and the lowest SIR of .9981 in the 201 to 500 bed facilities.
Mark, Harless, McCue, and Xu (2004) suggested that hospitals in the 500 and more
112
category have much higher acuity patients and reflects a SIR less than expected for that
size facility (.996).
Table 6. Multivariate Test to Define Hospital Bed Capacity and Infection Rate/1000 Central Line Days
Effect Value F Hypothesis df Error
df Sig.
Intercept Wilks’Lambda Roy’s Largest Root Pillai’s Trace
.089 10.297 .911
15.446 15.446 15.446
2.000 2.000 2.000
3.000 3.000 3.000
.026
.026
.026 Bed cap. Wilks’Lambda Roy’s Largest Root Pillai’s Trace
.021 11.058 1.658
.499 1.264 .555
70.000 35.000 70.000
6.000 4.000 8.000
.923
.461
.909
Table 6 provides a summary of the Multivariate Analysis of Variance
(MANOVA) used to identify the differences in the hospital bed capacity and the infection
rate per 1000 central line days. This table shows the F ratios (Wilk’s Lambda and Roy’s
Greatest Root) were calculated with the use of Predictive Analytics Software also known
as PASW 19. Use of Statistical Decision Tree ™ (Andrews, et al., 1981) suggested that
analysis of the data be conducted utilizing the multivariate test of Wilks’ Lambda, Roy’s
Largest Root, and Pillai’s Trace because the increase of variance in both dependent and
independent variables. A decision tree, shown in Figure 1, describes the assumption
process used when defining the multivariate test used. Wilks’ Lambda was used since the
data is a probability distribution and most often employed in multivariate hypothesis
testing, especially with regard to the Likelihood-Ratio test. Field (2009) indicated this
could be interpreted as the proportion of the variance in the outcomes that is not
explained by an effect. Roy’s Largest Root was utilized because it behaves differently
113
from the other three test tools. In instances where the other three are not significant and
Roy's is significant, the effect should be considered not significant. Pillai’s Trace is the
sum of the proportion of unexplained variance on the discriminant function variants of
the data (Field, 2009). As described in Table 6, infection rate F (15.446) and significance
(.026) was found to have a statistically significant relationship to the bed capacities of the
study. A review of the analysis of the quantitative data suggest that hospitals that provide
higher levels of care, also see higher acuity patients, and increased volumes of patients
than are customarily seen in smaller rural facilities. Because of this, smaller rural
hospitals are less likely to insert invasive central lines on a routine basis and may not be
as proficient as larger facilities that insert more frequently and to a more diverse patient
population in terms of ethnicity, income, and health status.
Figure 1. Statistical Decision Tree
114
Table 7. Statistical Analysis of Hypothesis 1 Dependent Variables
Source Dependent Variable
Type III Sum of Squares
df Mean Square
F Sig.
Corrected Model
Infection Rate/1000 Central Line Days No. of CLABSI
131.575 2343.100
35 35
3.759 66.946
.335 1.104
.968 .529
Intercept Infection Rate/1000 Central Line Days No. of CLABSI
334.850 1920.007
1 1
334.850 1920.007
129.878 31.670
.005 .005
Bed capacity
Infection Rate/1000 Central Line Days No. of CLABSI
131.575 2343.100
35 35
3.759 66.946
.335 1.104
.968 .529
Error Infection Rate/1000 Central Line Days No. of CLABSI
44.829 242.500
4 4
11.207 60.625
------
------
----- -----
Total Infection Rate/1000 Central Line Days No. of CLABSI
550.887 4602.000
40 40
--------
-------
------
------
-----
------
Corrected Total
Infection Rate/1000 Central Line Days No. of CLABSI
176.404 2585.500
39 39
-------
------
------
115
Table 7 analyzes the statistical processes provided by PASW 19 to evaluate the
Multivariate Tests, Between-Subject Effects. The Between-Subjects test component of
the results section contains two elements of information. The “Between-Subjects”
components indicate that the independent variable was manipulated between two or more
differing groups. One group served as the experimental group, and a different group
served as the control group. There are primary distinctions between this type of
manipulation and one that manipulates the independent variable within-subjects. The
within manipulation of the independent variable uses the same group of participants in
both conditions. These two distinctive designs require two distinctive analyses as well as
two distinctive analysis strategies. This MANOVA test identifies whether different
levels of the independent variables have a significant effect on a linear combination of
each of the dependent variables. There are interactions between the independent variable
and a linear combination of the dependent variables. A significant univariate effect
existed for each of the dependent variables. Other important factors within this analysis
are the relevance of significance or Sig. If Sig. is greater than 0.05 the researcher must
fail to reject the null Hypothesis. If 0.05 ≥ Sig. > 0.01, the researcher must reject the null
Hypothesis and accept the alternative Hypothesis and it is considered statistically
significant (Confidence Level 95 %). If Sig. is less than or equal to 0.01, the researcher
must reject the null Hypothesis accept the alternative Hypothesis and the study is
considered statistically significant (Confidence Level 99 %).
In the assessment of Tables 6 and 7, the results determined that Wilks’ Lambda is
significant. This indicates a direct measure of the proportion of variance in the
combination of dependent variables and degrees of freedom statistically. One-way
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MANOVA was calculated examining the effect of the number of CLABSI infection,
infection rate, and bed capacity. A significant effect was found (Lambda (70, 6) = .021,
Sig. = .923) indicating a high correlation of activity between all variables in this analysis.
Table 8. Data Correlation of the Infection Rate to Hospital Bed Capacity
Infection Rate/1000
Central Line Days
Bed Capacity
Infection Rate/1000 Central Line Days
Pearson Correlation Sig. (2-tailed) N
1 -- 40
.153
.345 40
Bed Capacity Pearson Correlation Sig. (2-tailed) N
.153
.345 40
1 -- 63
In Table 8, the data was evaluated for straight-line relationships between two sets
of variables. Correlations can range between -1 (perfect negative) and +1 (perfect
positive), with 0 indicating no straight-line relationship. Correlation measures the extent
that variables co-vary, and the dependence of one variable on another. Correlation also
describes how effectively values of one variable can predict values of another variable.
Essentially, Pearson describes the strength of the linear relationship. A Pearson
correlation coefficient was calculated for the relationship between subjects’ bed-capacity
and infection rate per 1000 central line days. A weak positive correlation was found (r
(38) =.153), indicating a weak linear relationship between the two variables. Essentially,
even though a weak correlation indicated a relationship between bed capacity and
infection rate.
117
Data analysis response to Hypothesis 2.
Table 9. Multivariate Test to Define Correlations Between Monitoring (Surveillance) Methods, Bed Capacity, and CLABSI
Effect Value F Hypothesis df Error df
Sig.
Intercept Wilks’Lambda Roy’s Largest Root Pillai’s Trace
.001 700.783 .999
3503.915 3503.915 3503.915
2.000 2.000 2.000
10.000 10.000 10.000
.000
.000
.000
Bed cap. Wilks’Lambda Roy’s Largest Root Pillai’s Trace
.000 330.301 1.941
16.215 77.304 7.754
94.000 47.000 94.000
20.000 11.000 22.000
.000
.000
.000
Multivariate test help define statistical parameters identified when surveillance
activities are conducted. Surveillance actions were evaluated in all hospitals. Wilks’
Lambda, Roy’s Largest Root, and Pillai’s Trace were used to obtain different views on
the data set. This helped determine if random assignment of data to levels of one or more
nominal independent variables were measurable. In this study, all hospitals are measured
on several continuous dependent variables. This study uses multivariate testing to
determine if the data form linear combinations of the dependent variables, this determines
if the data are discriminate among the groups in the particular experimental design (Field,
2009). Simply stated a linear combination is the sum of some set of ordered pairs in an
analysis in this example, various surveillance measures including hours of surveillance,
bed capacity, integration of infection control practitioners and CLABSI. One-way
MANOVA was calculated examining the effect of hours of surveillance and Infection
Control Practitioners and bed-capacity. A significant effect was found (Lambda (94, 20)
118
= .000, Sig. = .000) indicating a positive correlation or relationship exist between these
variables.
Table 10. Comparative Data to Evaluate Effectiveness of Increased Numbers of Infection Control Practitioners and Hours of Surveillance Activities Source Dependent
Variable Type III Sum of Squares
df Mean Square
F Sig.
Corrected Model
ICPs Hours of Surveillance
58.323 47592.712
47 47
1.241 1012.611
75.834 15.664
.000 .000
Intercept ICPs Hours of Surveillance
125.929 46196.121
1 1
125.929 46196.121
7695.676 713.704
.000 .000
Bed capacity
ICPs Hours of Surveillance
58.323 47592.712
47 47
1.241 1012.611
75.834 15.664
.000 .000
Error ICPs Hours of Surveillance
.180 712.000
11 11
.016 64.727
-----
-------
-----
------
Total ICPs Hours of Surveillance
188.270 93006.000
59 59
-------- -------
-------- ---------
------ ------
Corrected Total
ICPs Hours of Surveillance
58.503 48304.712
58 58
-------
-------
---------
--------
------
-------
Comparison data assists the researcher to evaluate effectiveness of measurable
data. In the study, the number of infection control practitioners and the number of hours
of surveillance that was conducted in the various hospital groups was compared to the
incidence and prevalence of central line infections. It may be determined that comparison
studies find unexpected effects in the experiment (Leedy & Ormrod, 2010). Follow-up
119
univariate ANOVAs indicated that rates were improved with more hours of surveillance
(F (47, 56) =75.835, Sig. = .000).
Table 11. Data Correlation Between Infection Rate, Bed Capacity, and Infection Control Practitioners (ICP)
Infection
Rate/1000 Central Line Days
Bed Capacity ICPs
Infection Rate/1000 Central Line Days
Pearson Correlation Sig. (2-tailed) N
1 40
.153
.345 40
.054
.751 37
Bed Capacity Pearson Correlation Sig. (2-tailed) N
.153 .345 40
1 63
.747 .000 60
ICPs Pearson Correlation Sig. (2-tailed) N
.054 .751 37
.747 .000 60
1 ---- 60
A Pearson’s correlation was calculated examining the relationship between
infection rate per 1000 central line days, bed capacity, and infection control practitioners.
A positive correlation was found (r (35) = .153, Sig. <.001) among all variables
indicating a link between infection rate, bed capacity and the role of infection control
practitioners in minimizing infection rate.
120
Table 12. Multivariate Test to Determine Infection Control Practitioners and Bed Capacity
Effect Value F Hypothesis df Error df
Sig.
Intercept Wilks’Lambda Roy’s Largest Root Pillai’s Trace
.9541 20.730 .954
114.015 114.015 114.015
2.000 2.000 2.000
11.000 11.000 11.000
.000
.000
.000 Bed cap. Wilks’Lambda Roy’s Largest Root
.043 4.284 1.583
.840 1.028 .912
100.000 50.000 100.000
22.000 12.000 24.000
.726
.513
.639
An analysis of bed-capacity and integration of infection control practitioners were
evaluated. One-way ANOVA was calculated examining the effect of the infection
control practitioners on bed-capacity. A significant effect was found (Lambda (100, 22)
= .043, Sig. = .726) indicating a positive correlation between integration of infection
control practitioners to bed capacity.
Table 13. Comparative Data to Evaluate Effectiveness of Surveillance and Therapeutic Activities to CLABSI Events
Source Dependent Variable Type III Sum of Squares
df Mean Square F Sig.
Corrected Model
Direct Observation of Procedure Staff Authorized to Stop a Procedure for Non-Compliance
8.413 13.629
50 50
.168 .273
1.010 .861
.529 .665
Intercept Direct Observation of Procedure Staff Authorized to Stop a Procedure for Non-Compliance
40.022 10.287
1 1
40.022 10.287
240.130 32.484
.000 .000
121
Table 13. continued Comparative Data to Evaluate Effectiveness of Surveillance and Therapeutic Activities to CLABSI Events
Source Dependent Variable Type III
Sum of Squares
df Mean Square F Sig.
Bed capacity
Direct Observation of Procedure Staff Authorized to Stop a Procedure for Non-Compliance
8.413 13.629
50 50
.168 .273
1.010 .861
.529 .665
Error Direct Observation of Procedure Staff Authorized to Stop a Procedure for Non-Compliance
2.000 3.800
12 12
-----
-----
-----
-----
-----
-----
Total Direct Observation of Procedure Staff Authorized to Stop a Procedure for Non-Compliance
55.000 29.000
63 63
-----
----
-----
-----
-----
-----
Corrected Total
Direct Observation of Procedure Staff Authorized to Stop a Procedure for Non-Compliance
10.413 17.429
62 62
----
----
-----
-----
-----
-----
Univariate ANOVAs indicated that infection rate was improved when enhanced
surveillance and therapeutic measures were incorporated into the treatment paradigm.
Direct observation of procedure = (F (50, 60) = 1.010, Sig. = .000). Staff Authorized to
Stop a Procedure for Non-Compliance = (F (1, 61) = 32.484, Sig. = .000). Evidence
suggests a positive correlation exists between the staff’s ability to halt a procedure if non-
compliance with aseptic techniques was observed, the direct observation of procedures to
bed capacity.
122
Table 14. Data Correlation to Evaluate Effectiveness of Surveillance and Therapeutic Activities to CLABSI Events
Infection
Rate/100 0 Central Line Days
Bed Cap.
Direct Observatio n
Staff is Authorized to Stop Procedure for Non- Compliance
Use Check List for Insertion
Syndromic Surveillance System
Infection Rate/1000 Central Line Days
Pearson Correlation Sig. (2-tailed) N
1 40 40
.153 .345 40
-.025 .876 40
-.117 .473 40
--------- --------- ---------
--------
------- -------
Bed Capacity
Pearson Correlation Sig. (2-tailed) N
.153 .345 40
1 63 ----
.112 .383 63
.208 .102 63
--------- --------- ---------
-------
------- -------
Direct Observation of Procedure
Pearson Correlation Sig. (2-tailed) N
-----
----- -----
-----
------ ------
1 63
.244 .054 63
--------- --------- ---------
-------
-------- --------
Staff is Authorized to Stop Procedure for Non- Compliance
Pearson Correlation Sig. (2-tailed) N
----- ------ -----
------ ------ -----
.244 .054 63
1 ----- 63
--------- ---------
--------
--------
------
-------
Use Check List for Insertion
Pearson Correlation Sig. (2-tailed) N
-.005 .977 40
.190 .135 63
---- ----- -----
----
---- -----
1 --- 63
.041 .748 63
Syndromic Surveillance System
Pearson Correlation Sig. (2-tailed) N
.054 .738 40
-.297 .018 63
------
--------- --------
------
-------
-------
.041 .748 63
1 ---- 63
A Pearson’s correlation was calculated examining the relationship between
infection rate per 1000 central line days, bed capacity, direct observation of the
procedure, the staff’s ability to stop the procedure for non-compliance with hygienic
measures and the use of checklist during the insertion process. In the correlation between
123
infection rate and direct observation of the procedure, a weak negative correlation was
found (r (38) = -.025. Sig. >.05.) and Sig. (2-tailed) being greater than .05. The
indications are that minimal significance between the correlations existed between these
two variables. In the correlation between infection rate and the staff’s ability to stop a
procedure due to failure of compliance, a weak negative correlation was found (r (38) = -
.117. Sig. >.05.) and Sig. (2-tailed) being greater than .05 indications are that, no
statistical significance between the correlations existed between these two variables. Bed
capacity correlation was significant with direct observation of therapy a positive
correlation existed when (r (61) = .112. Sig. >, 05 and Sig. (2 tailed) being greater than
.05 indicates no correlation and significance. No correlation existed between bed capacity
and staff authorized to stop a procedure when (r (38) = .208, Sig. < .05 and Sig. (2 tailed)
being greater than .05. When evaluating the correlation between checklist use and
infection rate a (r (38) = -.005 and a Sig. (2-tailed) = .977. This indicated that there is no
statistically significant correlation between the two variables. That means, increases or
decreases in one variable does not significantly relate to increases or decreases in the
second variable. Regarding syndromic surveillance and infection rate, (r (38) = .054. Sig.
< .05 and Sig. (2 tailed) being less than or equal to .05 indicates a statistically significant
correlation and significance. Syndromic surveillance and bed capacity indicated (r (61) =
.018. Sig. < .05 and Sig. (2 tailed) being greater than.05 indicates a statistically
insignificant correlation and significance. Analysis indicates that dependent on the size of
the hospital impacts the number of personnel involved with various surveillance and
therapeutic measures. Minimal or weak levels of significance indicated some positive
correlation in decreasing CLABSI infection.
124
Table 15. Multivariate Test to Determine Effectiveness of Surveillance and Therapeutic Activities to CLABSI Events
Effect Value F Hypothesis df Error
df Sig.
Intercept Wilks’Lambda Roy’s Largest Root Pillai’s Trace
.004 ----- .996
165.941 --------- 165.941
3.000 3.000 3.000
2.000 2.000 2.000
.006
.006
.006 Bed Cap. Wilks’Lambda Roy’s Largest Root Pillai’s Trace
.002 27.342 2.457
.451 3.125 .517
105.000 35.000 105.000
6.894 4.000 12.000
.961
.137
.962
An analysis of bed-capacity and methods of effective surveillance and therapeutic
activities were evaluated. In this category of surveillance and therapeutic measures,
direct observation of procedures, the ability for the staff to stop a procedure for non-
compliance, utilization of check list during insertion, and the integration of an enhance
surveillance system connected to a laboratory was analyzed. One-way ANOVA was
calculated examining the effect of the integration of surveillance and therapeutic
measures on bed-capacity. A significant effect was found (Lambda (100, 22) = .043, Sig.
= .726) indicating a positive correlation in the decrease of infection with various
surveillance and therapeutic measures in place.
125
Table 16. Comparison Data to Determine Effectiveness of Surveillance and Therapeutic Activities to CLABSI Events
Source Dependent Variable Type III Sum of Squares
df Mean Square F Sig.
Corrected Model
Direct Observation of Procedure. Staff Authorized to Stop a Procedure for Non-Compliance. Infection Rate/1000 Central Line Days. Use Check List. Syndromic Surveillance.
3.100 9.900 131.575 9.783 8.533
35 35 35 47 47
.089 .283 3.759 .208 .182
.709 .566 .335 .781 1.210
.749 .843 .968 .739 .377
Intercept Direct Observation of Procedure. Staff Authorized to Stop a Procedure for Non-Compliance. Infection Rate/1000 Central Line Days. Use Check List. Syndromic Surveillance.
31.066 11.765 334.850 27.712 35.570
1 1 1 1 1
31.066 11.765 334.850 27.712 35.570
248.529 23.529 29.878 103.920 237.136
.000 .008 .005 .000 .000
Bed Cap. Direct Observation of Procedure. Staff Authorized to Stop a Procedure for Non-Compliance. Infection Rate/1000 Central Line Days. Use Check List. Syndromic Surveillance.
3.100 9.900 131.575 9.783 8.553 -------
------
35 35 35 47 47 ----
.089 .283 3.759 .208 .182 ------
------
.709 .566 .335 .781 1.210 ------
-------
.749 .743 .968 .739 .377 ----- ------
126
Table 16. continued Comparison Data to Determine Effectiveness of Surveillance and Therapeutic Activities to CLABSI Events Source Dependent Variable Type III
Sum of Squares
df Mean Square F Sig.
Error Direct Observation of Procedure. Staff Authorized to Stop a Procedure for Non-Compliance. Infection Rate/1000 Central Line Days. Use Check List. Syndromic Surveillance.
.500 2.000 44.829 3.200
4 4 4 12 12
.125 .500 11.207 .267 .150
-------
------- ------- ------ ------
------
------
------- ------ ------
Total Direct Observation of Procedure. Staff Authorized to Stop a Procedure for Non-Compliance. Infection Rate/1000 Central Line Days. Use Check List. Syndromic Surveillance
36.000 24.000 550.887 41.000 52.000
40 40 40 60 60
------ ------ ------ ------ ------
------
------ ------ ------ ------
-----
------ ------ ------ ------
Corrected Total
Direct Observation of Procedure. Staff Authorized to Stop a Procedure for Non-Compliance. Infection Rate/1000 Central Line Days. Use Check List. Syndromic Surveillance.
3.600 11.900 176.404 12.983 10.333
39 39 39 59 59
------
------
----- ----- -----
------
------ ------- ------- -------
------
------ ------ ------ ------
127
Comparison data assists the researcher when desiring to evaluate effectiveness of
measurable data. In the study, direct observation of procedures, the ability for staff
members to stop a procedure for non-compliance, the use of check lists and integration of
surveillance systems conducted in the various hospital bed capacity groups was compared
to the incidence and prevalence of central line infections. It may be determined that
comparison studies find unexpected effects in the experiment (Leedy & Ormrod, 2010).
Follow-up univariate ANOVAs indicated that rates were improved with more hours of
surveillance, use of direct observation techniques, use of check lists, and the ability to
stop therapies due to non-compliance (F(47,56)=75.835, Sig. = .000).
Table 17. Methodological Processes to Evaluate CLABSI, Clinical Interventions and Hospital Bed Capacity
Effect Value F Hypothesis df Error df
Sig.
Intercept Wilks’Lambda Roy’s Largest Root Pillai’s Trace
.001 729.979 .999
2433.265 2433.265 2433.265
3.000 3.000 3.000
10.000 10.000 10.000
.000
.000
.000 Bed Cap. Wilks’Lambda Roy’s Largest Root Pillai’s Trace
.000 325.525 2.563
4.032 83.113 1.498
141.000 47.000 141.000
30.899 12.000 36.000
.000
.000
.000
An analysis of bed-capacity and methods of effective surveillance and therapeutic
processes were evaluated. In this category, surveillance and therapeutic measures, direct
observation of procedures, the ability for the staff to stop a procedure for non-
compliance, utilization of check lists during insertion, and the integration of an enhance
surveillance system connected to a laboratory was analyzed and the correlation to central
line infection. One-way ANOVA was calculated examining the effect of the integration
128
of surveillance and therapeutic measures on bed-capacity. A significant effect was found
(Lambda (141, 30.899), Sig. = .000). Indicating a positive correlation between these
therapeutic and surveillance measures, bed-capacity and decreased numbers of central
line infections.
Table 18. Methodological Processes to Evaluate Intercepts, Infection rate, and Bed Capacity and their Effects on Decreased Rates of Central Line Infection
Effect Value F Hypothesis df Error df
Sig.
Intercept Wilks’Lambda Roy’s Largest Root Pillai’s Trace
------ ------ ------
----- ----- -----
5.000 5.000 5.000
---- ---- ----
----- ----- -----
Infection Wilks’Lambda Rate/1000 Roy’s Largest Root Days Pillai’s Trace
------ ------ ------
----- ----- -----
5.000 5.000 5.000
---- ---- ----
----- ----- -----
Bed Cap. Wilks’Lambda Roy’s Largest Root Pillai’s Trace
.000 4.412 2.000
1.930 4.136 .063
160.000 160.000 160.000
.224 3.000 15.000
.075
.000 1.000
Analyses of bed-capacity and infection rates were evaluated in their relationship
to central line. One-way ANOVA was calculated examining the effect of the integration
of infection rates on bed-capacity. A significant effect was found (Lambda (160, 3) =
4.412, Sig. = .000). This analysis revealed a direct correlation of this variable and
statistical significance of infection rate to bed capacity.
129
Table 19. Statistical Analysis between CLABSI and Hand Hygienic Measures
Source Dependent Variable Type III Sum of Squares
df Mean Square
F Sig.
Corrected Model
Hours Monitors Optimal catheter site. ICP Hand Hygiene Hand Hygiene Daily Hand Hygiene Weekly Hand Hygiene Monthly Hand Hygiene Quarterly Hand Hygiene Unknown
41221.563 4.876 7.742 5.027 7.273 8.802 3.312 4.324
33 33 33 33 33 33 33 33
1249.138 .148 .235 .152 .220 .267 .100 .131
18.063 .158 .354 5.800 1.448 1.814 1.178 3.223
.017
.998 .946 .000 .436 .349 .523 .000
Intercept Hours Monitors Optimal catheter site. ICP Hand Hygiene Hand Hygiene Daily Hand Hygiene Weekly Hand Hygiene Monthly Hand Hygiene Quarterly Hand Hygiene Unknown
5941.295 4.357 2.323 .137 1.557 .626 .062 .095
1 1 1 1 1 1 1 1
5941.295 4.357 2.323 .137 1.557 .626 .062 .095
85.913 4.668 3.505 5.226 10.228 4.255 .722 2.345
.003
.120 .158 .000 .049 .131 .458 .000
Bed Cap. Hours Monitors Optimal catheter site. ICP Hand Hygiene Hand Hygiene Daily Hand Hygiene Weekly Hand Hygiene Monthly Hand Hygiene Quarterly Hand Hygiene Unknown
40827.974 4.820 7.525 5.022 7.056 8.132 2.993 4.303
32 32 32 32 32 32 32 32
1275.874 .151 .235 .157 .220 .254 .094 .134
18.450 .161 .355 5.975 1.448 1.728 1.098 3.308
.017
.998 .945 .000 .435 .367 .553 .000
Infection Rate/ 1000 Central Line Days
Hours Monitors Optimal catheter site. ICP Hand Hygiene Hand Hygiene Daily Hand Hygiene Weekly Hand Hygiene Monthly Hand Hygiene Quarterly Hand Hygiene Unknown
17.036 .200 .012 .000 .543 .059 .244 .000
1 1 1 1 1 1 1 1
17.036 .200 .012 .000 .543 .059 .244 .000
.246
.214 .018 .000 3.568 .401 2.868 .000
.654
.675 .901 1.00 .165 .572 .189 1.00
130
Table 19. continued Statistical Analysis between CLABSI and Hand Hygienic Measures
Source Dependent Variable Type III Sum of Squares
df Mean Square
F Sig.
Error Hours Monitors Optimal catheter site. ICP Hand Hygiene Hand Hygiene Daily Hand Hygiene Weekly Hand Hygiene Monthly Hand Hygiene Quarterly Hand Hygiene Unknown
207 464 2.8 1.988 7.879 .457 .441 .256 1.220
3 3 3 3 3 3 3 3
69.155 .933 .663 2.626 .152 .147 .085 4.065
----- ----- ---- ---- ---- ---- ---- ----
---- ---- ---- ---- ---- ---- ---- ----
Total Hours Monitors Optimal catheter site. ICP Hand Hygiene Hand Hygiene Daily Hand Hygiene Weekly Hand Hygiene Monthly Hand Hygiene Quarterly Hand Hygiene Unknown
86335.000 32.000 28.000 6.000 11.000 19.000 4.000 5.000
37 37 37 37 37 37 37 37
------ ------ ----- ----- ---- ----
---- ---- ---- ---- ---- ----
---- ---- ---- ---- ---- ----
Corrected Total
Hours Monitors Optimal catheter site. ICP Hand Hygiene Hand Hygiene Daily Hand Hygiene Weekly Hand Hygiene Monthly Hand Hygiene Quarterly Hand Hygiene Unknown
41429.027 7.676 9.730 5.027 7.730 9.243 3.568 4.324
36 36 36 36 36 36 36 36
--- --- --- --- --- --- --- ---
--- --- --- --- --- --- --- ---
--- --- --- --- --- --- --- ---
Comparison data assisted the researcher when evaluating effectiveness of
measurable data. In the study, the number of infection control hours of surveillance, the
integration of optimal catheter site placement, use of infection control practitioners to
monitor hand hygiene on a daily, weekly, monthly, and quarterly basis was conducted in
the various hospital groups and compared to the incidence and prevalence of central line
infections. Univariate ANOVAs indicated that infection rates were improved with more
hours of surveillance (F (1, 3) =.246, Sig. = .654) and daily surveillance of hand hygiene
131
measures (F (1, 3) =3.568, Sig. = .165). Hand hygiene and daily surveillance
methodologies were identified as correlations in the data. Increased hours of surveillance
(F (32, 18.45) =. 40827.974, Sig. = .017 and (F (32, 5.975) = 5.022, Sig. = .000) for daily
assessment of hand hygiene. These statistics indicated a strong correlation of the
variables and statistical significance that indicated that increased activity by an infection
control practitioner may decrease the number of central line infection by employing
recognition strategies to minimize the risks associated with insertion, management, and
care of the line site as well as enhanced hand washing techniques.
Table 20. Correlation between Rates, Surveillance, and Review
Infection Rate
Bed Cap.
Hours of Surveillance
Daily Review of Line Necessity
Monitor Optimal Catheter Selection Site
Infection Rate Pearson Correlation
1 .153 -.097 .058 -.057
Sig. (2- tailed)
---- .345 .566 .720 .726
N 40 40 40 40 40
Bed Cap. Pearson Correlation
.153 1 .588 .256 .048
Sig. (2- tailed)
.345 63 .000 .043 .707
N 40 59 63 63
Hours of Surveillance
Pearson Correlation
-.097 .588 1 .125 -.068
Sig. (2- tailed)
.566 .000 ---- .344 .609
N 37 59 59 59 59
132
Table 20. continued Correlation between Rates, Surveillance, and Review
Infection Rate
Bed Cap.
Hours of Surveillance
Daily Review of Line Necessity
Monitor Optimal Catheter Selection Site
Daily Review of Line Necessity
Pearson Correlation
.058 .256 .125 1 .258
Sig. (2- tailed)
.726 .707 .609 .041 ----
N 40 63 59 63 63
Monitor Optimal Catheter Selection Site
Pearson Correlation
-.057 .048 -.068 .258 1
Sig. (2- tailed)
.726 .707 .609 .041 ----
N 40 63 59 63 63
A Pearson’s correlation was calculated examining the relationship between
infection rate per 1000 central line days, bed capacity, hours of surveillance, daily review
of line necessity, and monitoring of optimal catheter selection site during the insertion
process. In the correlation between infection rate and hours of surveillance, a weak
negative correlation was found (r (35) = -.097). With Sig. (2-tailed), being greater than
.05 indicates that minimal significance between the correlations existed between these
two variables. In the correlation between infection rate and the daily review of central
line necessity, a weak negative correlation was found (r (38) = .058). With Sig. (2-tailed)
being greater than .05 indicates are that, no statistical significance between the
correlations existed between these two variables. Infection rate and monitoring of
133
catheter selection site revealed a (r (61) = .112) and Sig. (2 tailed) being greater than .05
indicates no correlation and significance. Bed capacity and hours of surveillance
indicated (r (57) = .588) and Sig. (2 tailed) being equal to .000. This demonstrated a
statistically significant correlation between these two variables. When evaluating the
correlation between bed capacity and daily review of central line necessity a (r (61) =
.256) and a Sig. (2-tailed) = .043. This indicated that there was a statistically significant
correlation between the two variables. Bed capacity and monitoring optimal catheter
selection site identified a (r (61) = .048) and a Sig. (2-tailed) = .707 indicated that there
was no significance.
Table 21. Correlation between Infection Rates, and Hand Hygiene Evaluation
Infection Rate
Bed Cap.
Hand Hygiene Daily
Hand Hygiene Weekly
Hand Hygien e Month- ly
Hand Hygiene Quarter- ly
Infection Rate
Pearson Correlation
1 .153 .054 -.184 .305 .219
Sig. (2- tailed)
---- .345 .054 -.184 .305 .219
N 40 40 40 40 40 40
Bed Cap. Pearson Correlation
.153 1 .297 .324 -.345 -.127
Sig. (2- tailed)
.345 ---- .018 .010 .006 .322
N 40 63 63 63 63 63
134
Table 21. continued Correlation between Infection Rates, and Hand Hygiene Evaluation
Infection Rate
Bed Cap.
Hand Hygiene Daily
Hand Hygiene Weekly
Hand Hygien e Month- ly
Hand Hygiene Quarter- ly
Hand Hygiene Weekly
Pearson Correlation
.054 .297 1 .146 -.233 .193
Sig. (2- tailed)
.742 .018 ---- .254 .078 .130
N 40 63 63 63 63 63
Hand Hygiene Monthly
Pearson Correlation
.305 -.345 -.223 -.285 1 -.003
Sig. (2- tailed)
.055 .006 .078 .023 ---- .978
N 40 63 63 63 63 63 Hand Hygiene Quarterly
Pearson Correlation
.219 -.127 -.035 -.003 -.043 -.043
Sig. (2- tailed)
.174 .322 .784 .978 .740 .740
N 40 63 63 63 63 63
A Pearson’s correlation was calculated examining the relationship between
infection rate per 1000 central line days, bed capacity, and hand hygiene at varying
intervals was examined in this analysis. In the correlation between infection rate and
daily hand hygiene, a positive correlation was found (r (38) = .054). With Sig. (2-tailed)
of .054 being slightly greater than .05, minimal significance between the correlations
existed between these two variables. In the correlation between infection rate and
monthly hand hygiene, no statistically significant correlation was found (r (38) = .305).
135
With Sig. (2-tailed) being greater than .05 indications are that, no statistical significance
between the correlations existed between these two variables. Infection rate and hand
hygiene quarterly revealed a (r (38) = -.127) and Sig. (2 tailed) being greater than .05
indicates no correlation and no significance. Bed capacity and daily hand hygiene (r (61)
= .297), and Sig. (2 tailed) being equal to .018. This found a statistically significant
correlation between these two variables. When evaluating the correlation between bed
capacity and weekly review of hand hygiene a (r (61) = .324 and a Sig. (2-tailed) = .010.
This indicated that there is statistically significant correlation between the two variables.
Bed capacity and monitoring of monthly hand hygiene identified a (r (61) = -.345 and a
Sig. (2-tailed) = .006 indicated a statistical significance between the two variable. In the
bed capacity and hand hygiene monitoring on a monthly basis identified a (r (61) = -.127
and a Sig. (2-tailed) = .322. These statistics indicate that there is no statistical
significance between these two variables.
Data analysis response to Hypothesis 3.
Table 22. Statistical Analysis between CLABSI Rate and Clinical Interventions
Source Dependent Variable
Type III Sum of Square s
df Mean Square s
F Sig.
Corrected Model
Daily Review of Line Necessity
7.975 36 .222 8.388 .000
Monitors Optimal Site Selection
5.600 36 .156 .167 .998
Chlorhexadine Skin Asepsis
3.173 36 .088 .619 .797
Max. Barrier Protection upon Insertion
2.402 36 .067 .134 .999
136
Table 22. continued Statistical Analysis between CLABSI Rate and Clinical Interventions Source Dependent
Variable Type III Sum of Squares
df Mean Squares
F Sig.
Intercept Daily Review of Line Necessity
.347 1 .347 1.315 .000
Monitors Optimal Site Selection
4.533 1 4.533 4.857 .115
Chlorhexadine Skin Asepsis
1.003 1 1.003 7.043 .077
Max. Barrier Protection upon Insertion
3.956 1 3.956 7.923 .067
Infection Rate/1000 Central Line Days
Daily Review of Line Necessity
.000 1 .000 .000 1.000
Monitors Optimal Site Selection
.200 1 .200 .214 .675
Chlorhexadine Skin Asepsis
1.073 1 1.073 7.534 .071
Max. Barrier Protection upon Insertion
.002 1 .002 .004 .951
Bed Capacity
Daily Review of Line Necessity
7.948 35 .277 8.598 .000
Monitors Optimal Site Selection
5.573 35 .159 .171 .998
Chlorhexadine Skin Asepsis
2.877 35 .082 .577 .882
Max. Barrier Protection upon Insertion
2.395 35 .068 .137 .999
137
Table 22. continued Statistical Analysis between CLABSI Rate and Clinical Interventions Source Dependent
Variable Type III Sum of Squares
df Mean Squares
F Sig.
Error Daily Review of Line Necessity
7.923 3 2.641 --- ---
Monitors Optimal Site Selection
2.800 3 .933 --- ---
Chlorhexadine Skin Asepsis
.427 3 .142 --- ---
Max. Barrier Protection upon Insertion
1.498 3 .499 --- ---
Total Daily Review of Line Necessity
11.000 40 --- --- ---
Monitors Optimal Site Selection
34.000 40 --- --- ---
Chlorhexadine Skin Asepsis
36.000 40 --- --- ---
Max. Barrier Protection upon Insertion
40.000 40 --- --- ---
Corrected Total
Daily Review of Line Necessity
7.975 39 --- --- ---
Monitors Optimal Site Selection
8.400 39 --- --- ---
Chlorhexadine Skin Asepsis
3.600 39 --- --- ---
Max. Barrier Protection upon Insertion
3.900 39 --- --- ---
Comparison data assists the researcher when evaluating effectiveness of
measurable data. In the study, the CLABSI rate and therapeutic measures that were
conducted in the various hospital groups was compared to the incidence and prevalence
of central line infections. It may be determined that comparison studies find unexpected
138
effects in the experiment (Leedy & Ormrod, 2010). Univariate ANOVAs indicated that
rates were improved with daily review of central line necessity (F (35, .277) =7.988).
Table 23. Correlation between CLABSI rate and Clinical Interventions
Bed Cap.
Infection Rate/1000 CLD
Chlorhexidine Skin Asepsis
Max. Barrier Precautions Upon Insertion
Bed Cap. Pearson Correlation
Sig. (2 Tailed)
N
1
63
.153
.345
40
.074
.564
63
.039
.763
63 Infection Rate Pearson
Correlation
Sig. (2 Tailed)
N
.153
.345
40
1
---
40
.287
.073
40
.042
.796
40 Chlorhexidine Pearson
Correlation Sig. (2 Tailed)
N
.074
.564
63
.287
.073
40
1
---
63
.643
.000
63 Maximal Barrier
Precautions upon Insertion
Pearson Correlation
Sig. (2 Tailed)
N
.039
.763
63
.042
.796
40
.643
.000
63
1
---
63
A Pearson’s correlation was calculated that examined the relationship between
infection rate per 1000 central line days, use of chlorhexidine and maximal barrier
precautions upon insertion in this analysis. In the correlation between infection rate and
chlorhexidine use, a positive correlation was found (r (38) = .287). With Sig. (2-tailed) of
.073 being slightly greater than .05. An indication that minimal significance between the
correlations existed between these two variables. In the correlation between infection
139
rate and maximal barrier precautions upon insertion, no statistically significant
correlation was found (r (61) = .039). With Sig. (2-tailed) of .039 being greater than .05,
indications are that no statistical significance between the correlations existed between
these two variables. Bed capacity and chlorhexidine use indicates a (r (61) = .039) and
Sig. (2 tailed) being greater than .05 indicates no correlation and significance. Bed
capacity and maximal barrier precaution usage finds (r (61) = .297) and Sig. (2-tailed)
being equal to .763. No statistically significant correlation existed between these two
variables.
Hypotheses Data Analysis
Central line associated bloodstream infections and correlations to bed capacity
and categories were calculated and stratified with the use of MANOVA. The study
employed the use of multivariate statistics, correlational evaluation, and the use of
Wilks’Lambda, Roy’s Largest Root, and Pillai’s Trace as recommended by Statistical
Decision Tree Software™ (Andrews, et. al., 1981). The use of Factorial MANOVA was
selected since this MANOVA application is super-factorial. This is appropriate since the
data are integrated under multiple treatment combinations or multiple independent
variables and are measured using several continuous dependent variables. When
MANOVA is applied in this manner, it maintains the advantages that factorial designs
have over simple one-way designs and multiple composite dimensions of analysis may be
formed specific to each effect in the design, which optimally separate the groups being
evaluated for each effect (Field, 2009). In other words, factorial MANOVA involves the
calculation of several sets of composite variables and each set is specific to a particular
140
effect. In this study, hospital participants are nested under multiple treatment
combinations since multiple independent variables are measured using multiple
continuous dependent variables. This study design provided advantages that factorial
designs have over simple one-way designs with the high volume of variables. These
multiple variable developed a composite dimensions specific to each desired effect. The
design optimally separates the groups being evaluated for each effect.
Use of Statistical Decision Tree™ (Andrews, et al., 1981) suggested that best
analysis of the data be conducted utilizing the multivariate test of Wilks’ Lambda, Roy’s
Largest Root, and Pillai’s Trace because the variation in both dependent and independent
variables. Wilks’ Lambda was used since the data was a probability distribution and is
commonly used in multivariate hypothesis testing, especially with regard to the
likelihood-ratio test. Field (2009) indicates this can be interpreted as the proportion of the
variance in the outcomes that is not explained by an effect. In this study, Roy’s Largest
Root is utilized because it behaves differently from the other three test statistics. In
instances where the other three are not significant and Roy's is significant, the effect
should be considered not significant. Pillai’s Trace is the sum of the proportion of
unexplained variance on the discriminant function variates of the data (Field, 2009).
In this study, Tests of Between-Subject Effects was employed. This MANOVA
procedure identified whether different levels of the independent variables have a
significant effect on a linear combination of each of the dependent variables. There are
interactions between the independent variable and a linear combination of the dependent
variables. Significant univariate effects existed for each of the dependent variables.
141
Summary
This study determined how the sentinel year of HIDA documentation of CLABSI
in hospitals in the State of South Carolina correlated surveillance and therapeutic
measures and decrease of infection by hospital bed capacity. The following findings
emerged from the results of the data analysis. Significant variance existed in the rates of
CLABSI reported in hospitals with capacities of 50 or less, 51 to 200, 201 to 500, and
501 beds and more and the data collected provides an opportunity to identify correlative
patterns within the data. Correlation between monitoring and compliance methods and
incidence rates of CLABSI infection also existed and this research provided insight to
these therapeutic modalities and clinical surveillance measures identified by HIDA as
potential sources of processes that may ameliorate the significance and impact of
CLABSI in hospitals. Relationships existed between an increased rate of CLABSI in
acute care hospitals and integration of prevention processes when included in their
facilities protocols. This study provided an opportunity to analyze these relationships in
the context of how and what measures may be employed to evaluate the efficacy of these
relationships. Data was statistically evaluated by a variety of measures as suggested by
Statistical Decision Tree™ and the text Discovering Statistics Using SPSS.
This chapter provided an opportunity for data analysis to answer research
questions and hypotheses developed while seeking to determine the significance of
central line associated bloodstream infection in hospitals in the State of South Carolina
over a span of one calendar year (2008). The year 2008 was significant to this study
since this is the first year of data collection and reporting of Hospital Infection Disclosure
Act (HIDA) data to the Division of Acute Disease Epidemiology (DADE) at the South
142
Carolina Department of Health and Environmental Control (SCDHEC). This data was
mandatorily reported and comprehensively analyzed. An emphasis of evaluation focused
on bed capacity of the responding hospitals to determine if facility size determines
quality of care of surveillance and therapeutic measures.
143
CHAPTER 5. RESULTS, CONCLUSIONS, AND RECOMMENDATIONS
Introduction
This chapter provides an opportunity to define problems that precipitated the
study and the ability to identify salient concepts that surround them and utilize scholarly
research questions to find solutions. The opportunity to interpret answers for these
research questions will provide health care executives, physicians, and infection control
practitioners’ with information to guide their processes in a desire to develop a better
informed health care team that can provide integrative solutions to surveillance and
treatment of CLABSI patients. Additional questions should be identified that will
provide more knowledge during this research process.
This study focused on the following research questions to determine if there was a
significant variance in the rates of central line associated bloodstream infections
(CLABSI) reported in hospitals with bed capacities of 50 or less, 51 to 200, 201 to 500,
and 501 beds and more. The research questions asked (1) is there a correlation between
monitoring and compliance methods and incidence rates of CLABSI infection? (2) Does
a relationship exist between an increased rate of CLABSI in acute care hospitals and
integration of prevention processes when included in their facilities’ protocols?
MANOVA was used to evaluate both dependent and independent variables. Categorical
predictors were anticipated and the data met assumptions for parametric test due to
normal distribution of data points, homogeneity of variance, interval, and independence.
The information used for this research was collected from 63 acute care hospitals in
South Carolina that mandatorily reported Hospital Information Disclosure Act (HIDA)
data via the National Healthcare Safety Network (NHSN) network for the purpose of data
144
collection and analysis. Data points collected were stratified to provide a true
representation of rural and metropolitan hospitals across the State of South Carolina.
While South Carolina has many health care facilities, this study focused on only
inpatient, acute care facilities and did not include rehabilitation hospitals, pediatrics
facilities, or behavioral health hospitals since the focus was specifically oriented to acute
care adult patients. This study utilized a quantitative research methodology and used a
correlational approach to determine the role that surveillance and therapeutic measures
had on central line associated bloodstream infections in adult patients in acute care
hospitals between January 1, 2008 and December 31, 2008. This data was collected and
analyzed by the use of Microsoft Excel and PASW 19 software to efficiently and
accurately evaluate the variables in question.
The conceptual basis for the proposed research was developed from hospital data
and from hospitals that indicate that hospitals with greater bed capacities provided care
differently than smaller healthcare organizations that might not have the opportunity to
provide advanced techniques. Infection control programs are important in the prevention
of these illnesses by developing clinical strategies that modify the risk factors for
hospital-acquired infection.
Summary of Results
Demographic Analysis
Sixty-three acute care hospitals provided HIDA data through the NHSN, of whom
nine (14.2%) were in the zero to 50-beds category, 30 (47.6%) were 51-200 beds, 19
(30.1%) were 201-500 beds and five (7.9%) fell into the greater than 500 bed category.
145
These health care facilities were equally distributed across the State of South Carolina
and represent community based acute care hospitals because they provide a wide array of
clinical services to their communities. These hospitals were selected because they
predominantly provide adult acute and chronic care and are not focused specifically on
pediatrics, rehabilitation of behavioral health that may not customarily provide care with
the use of central lines.
Hospital Population Data
Multiple factors were identified as valuable in determining rates of CLABSI on
the facility size and the multiple co-variate factors surrounding positive or negative effect
of surveillance and therapeutic measures. Central line days described the total number of
days a central line is in place for patients in critical care units. CLABSI Infection rate was
determined by dividing the total number of central line associated bloodstream infections
by the number of central line days for that individual facility. The Central Line
Utilization Ratio was derived by dividing the number of central line days by the number
of patient days identified by the health care facility. Standardized Infection Ratio (SIR)
was found to be useful by infection control personnel since this was a summary measure
used to compare the CLABSI experience among hospitals or in sub-groups. SIR was
calculated by dividing the number of CLABSI infections by the expected number of
CLABSI infections for that facility. A SIR of 1.0 means the observed number of
infections equals the calculated expectations of that facility for CLABSI. SIR of greater
than 1.0 means the infection rate was higher than was expected within that population of
patients. The difference above 1.0 was the percentage that infection rate exceeds the
146
population standards. Conversely, a SIR less than 1.0 indicates infection rates lower than
expected for that population (CDC, 2010).
In the 0-50 bed population group, only one hospital reported having a CLABSI
infection during the span of time January 1, 2008 to December 31, 2008. All hospitals in
that category reflected one infection with an Infection Rate of 6.62 and a SIR of 1.004.
The Confidence Interval was -6.3 to 19.5 at 95%. The number of central line days of all
hospitals in this grouping was very small with a Mean of 145.56 days, Median of 61
days, and Mode of zero. For this population of hospitals, a SIR ratio of 1.004 was
slightly higher than what was expected for patients in that hospital bed category.
In the 51-200 bed category, the average number of CLABSI infections for all
hospitals was 2.07, Median of 0.5 and Mode of 0. Regarding central lines days, a Mean
of 745.2 days and a Median of 532 days and no Mode was revealed. The infection rate of
this patient population was 1.965 and a Median of 0.36 and no Mode. SIR acknowledged
an average SIR of 1.902 and a Mean of 2.981. In this population grouping, the SIR of
1.92 was higher than expected for hospitals in this category.
The 201-500 bed category revealed an average number of CLABSIs for this
population of 6.63, a Median of 6.0 and a Mode of 6. Central line days reflected a Mean
of 3,331.9 days and a Median of 3,271 days, and no Mode is available. The Infection rate
in this population was 1.907 and a Median of 1.57, and a SIR average of 0.998 with a
Median of .9997 and a Mode of 1.001. SIR in the 201-500 bed population was 1.001 and
approximates what would be expected in this grouping of hospitals.
In the greater than 500 bed category the average number of CLABSI infections
rose to 19.2, a Median of 14 and no Mode was available. Central line days increased on
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average to 4,221.6 days with a Median of 3,956 days and no Mode. The Infection rate
also increased with an average of 4.212, the Median number increased to 2.8. Lastly, the
SIR for this population of hospitals realized an average of 0.9996 with a Median of 0.999
and a Mode of 0.999. Even with a greater number of central line infections and more
central line days, a SIR ratio of 0.9996 was slightly lower than general expectations of
this population of hospitals.
Research Question 1 states there was a significant variance in the rates of
CLABSI reported in hospitals with capacities of 50 or less, 51 to 200, 201 to 500, and
501 beds and more. When utilizing Multivariate Test in PASW 19, a statistical analysis
of hospital categories and infection rate suggested that in an analysis of the variance that
F was 15.446 and was considered large while p value as identified by Significance is
relatively low at .026 and supports the decision to reject the null Hypothesis and accept
the alternate Hypothesis.
Hypotheses for Research Question 1 include:
H1: There is a significantly higher incidence of CLABSI observed in hospitals of
higher volume than lower bed capacities.
H2: There are significant differences between responsive measures used by
hospitals to minimize the effect of CLABSI when two or more full-time Infection Control
Practitioners (ICP) are employed for surveillance purposes.
H0 : There is a significantly lower incidence of CLABSI observed in hospitals of
higher bed capacities than in hospitals of lower bed capacities.
H0 : Hospital CLABSI rates are not dependent upon the number of full-time staff
and number of hours of infection control activities performed per month.
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Hypothesis df at 2.000 reflects the degrees of freedom for the sample. Wilks’
Lambda, Roy’s Largest Root, and Pillai’s Trace were calculated for this data. An
understanding of the significance of these three tests was important to understand the
values. Field (2009) indicated that Pillai’s Trace was the sum of the proportion of
explained variances on the discriminant functions. This value approximates can be turned
into a value that has an approximate F-distribution. Wilks’ Lambda was the product of
the unexplained variance on each side of the variate. This tool represents the ratio of error
variance to total variance for each variate. When a Wilk’s Lambda value was small, the
test was considered statistically significant. Roy’s Largest Root represents the proportion
of explained variance to unexplained variance. Roy’s Largest Root represented the
maximum possible Between-Group differences for the data collected. In Table 5, all
factors indicated a degree of significance between bed capacity and infection rate of these
hospitals. In the evaluation of relationship between the response and predictor variables
as described by F value of 31.670 and Sig. of .005 a relationship exist among variances.
Table 7 confirmed this relationship as described by the Pearson Correlation with a scale
of -1.0 to 1.0 on the Pearson scale, the data represented indicated a positive relationship
with central line days and bed capacity of .153 and .345 respectively. The Sig. (2-tailed)
value signifies a statistically significant correlation when the value was greater than .05.
The value in this analysis was .345. The final analyses was indicative of bed capacity
and CLABSI rate that was determined by the number of CLABSIs as compared to the
number of central line days and resulting infection rate within the scope of a 95%
Confidence Interval and the Standardized Infection Rate (SIR).
149
In the 0 to 50 bed category, with an average number of central line days of
145.555 only one central line infection was observed. This revealed an infection rate of
6.62 and a SIR of 1.004. This represents a slight increase in infection rate for what was
expected for a health care institution of this size. In the 51 to 200 hospital bed category,
an average of 745.2 central line days revealed an average number of CLABSI infections
of 2.066. This resulted in an infection rate of 3.93 and an average SIR of 2.98. A SIR of
2.98 is approximately three times the normal level of central line infections that would be
observed in a hospital population of this category. Hospitals in the 201 to 500 bed
category, an average 3,331.947 central line days were observed resulting in an average of
6.632 CLABSI infections. An infection rate of 1.907 reflected a SIR of .998. This
population of hospitals reflects a slightly lower incidence of CLABSI as compared to
other hospitals within that same category nationally. For hospitals with greater than 501
beds within their health care facility, a substantial increase of central line days was
acknowledged with an average of 4,221.6 line days in the year 2008. An average of 19.2
CLABSI infections was realized in that same time span. This reflected an average
infection rate of 4.212 and a SIR of .9996. This reflects an overall lower incidence than
would be expected nationally but only a marginal decrease. These results indicated that
the Hypothesis, H1 indicated that there was a significantly higher incidence of CLABSI
observed in hospitals of higher volume than lower bed capacities; H1 is a true Hypothesis.
H2 indicates that the significant differences between responsive measures used by
hospitals to minimize the effect of CLABSI when two or more full-time infection control
practitioners are employed for surveillance purposes is true. Hospitals with 0 to 50 beds
that have high incidence rates have a Mean (1), Median (1), and Mode (1) of infection
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control practitioners on staff. These practitioners are conducting an average of 8.88
hours of surveillance, Median (9), and Mode (10). Hospitals in the 51 to 200 bed category
have an average of .96 ICPs, Median (1) and Mode (1) and conduct an average of 14.8
hours of infection control weekly, Median (11 hours), and Mode (10 hours). Hospital in
the 201 to 500 bed category have an average of 1.71 ICPs staffed, Median (2), Mode (1)
and conduct and average of 36.89 hours of infection control weekly, Median (30 hours),
and Mode (30 hours). Hospital in the 501 beds and more category have an average of 4.2
ICPs, Median (4), and Mode (5) conducting an average of 89.4 hours of infection control
weekly, Median (70 hours), and Mode (na). It was observed that hospitals with greater
capacity and more staff dedicated to conducting more hours of surveillance have lower
SIR ratios (.999 and .996 respectively). H0. There was a significantly lower incidence of
CLABSI observed in hospitals of higher bed capacities than in hospitals of lower bed
capacities were true. Smaller hospitals by comparison have a significantly higher rate of
CLABSI than hospitals with a greater bed capacity. This null Hypothesis was rejected as
false. H0. stated that hospital CLABSI rates are not dependent upon the number of full-
time staff and number of hours of infection control activities performed per month was
rejected as indicated with higher bed capacity hospitals employing more ICPs and
conducting more hours of surveillance have a lower SIR (.999 and .996 respectively).
Research Question 2 asked if there is a correlation between monitoring and
compliance methods and incidence rates of CLABSI infection. Hypotheses for Question
2 include:
H1 : A lower rate of CLABSI is observed when direct observation is conducted
during catheter insertion.
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H2 : When staff members are authorized to stop invasive procedures when they
observe protocols not being followed, and poor compliance with aseptic technique that
results in increased incidence of CLABSI.
H3 : The use of a preestablished procedure checklist decreases the rate of
CLABSI in acute care hospitals in South Carolina.
H4 : Acute care hospitals with larger bed capacities have well-defined syndromic
surveillance programs automated with their laboratories in addition have more full-time
infection control practitioners on staff and perform more hours of infection control
activities per month.
H5 : A greater number of person-hours used to identify, observe technique,
evaluate insertion site care, and perform surveillance of hand-washing technique
decreases the number of infectious processes.
H0 : No change in the rate of CLABSI is observed when direct observation is
conducted during catheter insertion.
H0 : When staff members are authorized to stop invasive procedures for
unacceptable performance of procedure, non-compliance incidence rates of CLABSI
have no appreciable change.
H0 : The use of preestablished procedure checklist does not affect the rate of
CLABSI in acute care hospitals in South Carolina.
H0 : Hospital CLABSI rates are not dependent upon the number of full-time staff
and number of hours of infection control activities performed per month.
Statistically, larger capacity hospitals are conducting a significantly higher
volume of monitoring and observation processes than hospitals with fewer beds.
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H1 stated that a lower rate of CLABSI was observed when direct observation was
conducted during catheter insertion; this is a true hypothesis. During the catheterization
process, hospitals with 0 to 50 beds are compliant 88.9% of the time, 51 to 200 bed
hospitals are compliant at a rate of 53.3%, 201 to 500 bed hospitals have a compliance
rating of 42.11%, and 100% of hospital with greater than 501 beds indicate compliance.
H2 stated that when staff members are authorized to stop invasive procedures when they
observe protocols not being followed or poor compliance with aseptic technique that
results in increased incidence of CLABSI. This Hypothesis is considered false. Hospitals
in the 0 to 50 bed range indicate compliance 55.56%, 51 to 200 beds are compliant
26.67%, 201 to 500 beds facilities are 36.84%, and 501 and greater are 100% compliant.
H3 indicates that the use of a preestablished procedure checklist decreases the rate
of CLABSI in acute care hospitals in South Carolina. This Hypothesis is considered true.
Hospitals in the 0 to 50 bed range indicate compliance 66.67%, 51 to 200 beds are
compliant 60%, 201 to 500 beds facilities are 73.68%, and 501 and greater are 100%
compliant. H4 indicates that acute care hospitals with larger bed capacities have well-
defined syndromic surveillance programs automated with their laboratories in addition,
have more full-time infection control practitioners on staff and perform more hours of
infection control activities per month. This is considered a true hypothesis. Hospitals in
the 0 to 50 bed range indicate compliance 33.33%, 51 to 200 beds are compliant 50%,
201 to 500 beds facilities are 31.58%, and 501 and greater are 60% compliant with
having laboratory interface with the infection control system. The question regarding
hours of surveillance was previously answered. H5 inquires whether a greater number of
person-hours used to identify, observe technique, evaluate insertion site care, and perform
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surveillance of hand hygiene practices decreased the number of infectious processes. It
was observed in the data that when more techniques were employed for surveillance that
infections actually decreased. This Hypothesis is true. Hospitals in the 0 to 50 bed range
indicate compliance 88.89%, 51 to 200 beds are compliant 76.67%, 201 to 500 beds
facilities are 84.21%, and 501 and greater are 100% compliant. H0 indicates that no
change in the rate of CLABSI was observed when direct observation was conducted
during catheter insertion. This null Hypothesis was rejected. H0 states that when staff
members are authorized to stop invasive procedures for unacceptable performance of
procedure, non-compliance incidence rates of CLABSI have no appreciable change. This
null Hypothesis was rejected. H0 states that the use of preestablished procedure checklist
does not affect the rate of CLABSI in acute care hospitals in South Carolina. This null
Hypothesis was rejected. H0 states that hospital CLABSI rates are not dependent upon the
number of full-time staff and number of hours of infection control activities performed
per month. This null Hypothesis was rejected.
Research Question 3 asked whether a relationship exist between an increased
rate of CLABSI in acute care hospitals and integration of prevention processes when
included in their facilities protocols. H1 states that the daily review of line necessity and
prompt removal of unnecessary lines minimize the rate of CLABSI in South Carolina’s
hospitals. Hypotheses for Research Question 3 included:
H1 : The daily review of central line necessity and prompt removal of unnecessary
central lines minimize the rate of CLABSI in South Carolina’s hospitals.
H2 : Monitoring of optimal catheter site selection minimizes the incidence of
CLABSI infection.
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H3 : Acute care hospitals that use chlorhexidine skin antiseptics during site
preparation and care have lower incidence of CLABSI infection.
H4 : Acute care hospitals that use maximal barrier precautions upon insertion
observe a lower incidence of CLABSI infection.
H5 : CLABSI rates are lower when Infection Control Practitioners conduct hand
hygiene monitoring.
H0 : CLABSI rates are higher when hygiene monitoring is conducted more
frequently.
H0 : Higher CLABSI rates are seen when the total number of hospital wide
monthly observations are increased.
H0 : The daily review of central line necessity and prompt removal of unnecessary
central lines does not influence the rate of CLABSI in South Carolina’s hospitals.
H0 : Monitoring of optimal catheter site selection does not affect the incidence of
CLABSI infection.
H0 : Acute care hospitals that use chlorhexidine skin antiseptics during site
preparation and care does not influence the incidence of CLABSI infection.
H0 : Acute care hospitals that use maximal barrier precautions upon insertion has
no affect on the incidence of CLABSI infection.
H0 : CLABSI rates are higher when hygiene monitoring is conducted less
frequently by Infection Control Practitioners.
Hospitals in the 0 to 50 bed range indicate compliance 77.78%, 51 to 200 beds are
compliant 56.67%, 201 to 500 beds facilities are 57.89%, and 501 and greater are 80%
compliant. H2 states that monitoring of optimal catheter site selection minimizes the
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incidence of CLABSI infection. Hospitals in the 0 to 50 bed range indicate compliance
77.78%, 51 to 200 beds are compliant 73.33%, 201 to 500 beds facilities are 68.42%, and
501 and greater are 100% compliant. This hypothesis was accepted. H3 states that acute
care hospitals that use chlorhexidine skin antiseptics during site preparation and care have
lower incidence of CLABSI infection. Hospitals in the 0 to 50 bed range indicate
compliance 77.78%, 51 to 200 beds are compliant 86.67%, 201 to 500 beds facilities are
89.47%, and 501 and greater are 100% compliant. This hypothesis was accepted. H4
states that acute care hospitals that use maximal barrier precautions upon insertion
observe a lower incidence of CLABSI infection. Hospitals in the 0 to 50 bed range
indicate compliance 88.89%, 51 to 200 beds are compliant 80%, 201 to 500 beds
facilities are 84.21%, and 501 and greater are 100% compliant. This hypothesis was
accepted. H5 states that CLABSI rates are lower when ICPs conduct hand hygiene
monitoring. Hospitals in the 0 to 50 bed range indicate compliance 100%, 51 to 200 beds
are compliant 70%, 201 to 500 beds facilities are 73.68%, and 501 and greater are 40%
compliant. This hypothesis was rejected. H0 states that CLABSI rates are higher when
hygiene monitoring is conducted more frequently. Data indicates that there was 0%
compliance with daily monitoring. Larger hospitals, 500 beds and more are compliant at
60% with the majority of all hospitals conducting evaluation measures either monthly or
quarterly. H0 states that higher CLABSI rates are seen when the total number of hospital
wide monthly observations are increased. This null hypothesis was rejected due to
defined data described above. H0 states that daily review of line necessity and prompt
removal of unnecessary lines does not influence the rate of CLABSI in South Carolina’s
hospitals. This null hypothesis was rejected due to defined data described above. H0
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indicates that monitoring of optimal catheter site selection does not affect the incidence
of CLABSI infection. This null hypothesis was rejected due to defined data described
above. H0 indicates that acute care hospitals that use chlorhexidine skin antiseptics during
site preparation and care do not affect the incidence of CLABSI infection. This null
hypothesis was rejected due to defined data described above. H0 stated that acute care
hospitals that use maximal barrier precautions upon insertion has no affect on the
incidence of CLABSI infection. This null hypothesis was rejected due to defined data
described above. H0 stated that CLABSI rates are higher when hygiene monitoring is
conducted less frequently by ICPs. There is a failure to reject the null hypothesis.
Discussion of the Conclusions in Relation to the Literature The costs of CLABSI for health care organizations, payers, as well as the physical
and emotional toll their infections have is significant due to the high cost of medical care,
utilization of medical and human resources, and the financial impact on the patient. With
the rising cost of healthcare, a hospital’s ability to evaluate and provide positive
intervention in clinical care through effective therapeutic measures and early recognition
of illness through active surveillance programs could provide both the health care
organization and the patient with much needed economic and human impact relief.
CLABSIs are responsible for a significant number of health-care–acquired conditions that
are dangerous to patients receiving medical care. The CDC (2011) report that
approximately one in 20 patients receiving hospital care in the United States acquires an
HAI annually. CLABSIs are acknowledged as one of the most deadly types of HAI. A
mortality rate of 12%–25% is seen among this group of patients.
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This study reveals that health care organizations worked toward improving health
care and clinical processes aimed to ameliorate the deadly effects of central line
infections by implementing effective surveillance and therapeutic measures. These
findings are similar to the findings of other studies (Pronovost, Needham, and Berenholz,
2006) in which they identified the role that individual interventions in the health care
environment has on determining therapeutic and surveillance measures and if these
components of care are cost-effective and clinically meaningful. An example of these
interventions include the use of chlorhexidine as a skin antiseptic and how the addition of
a chlorhexidine-impregnated sponge dressings contributes to the overall reduction in
infection rates.
In an effort to close the gap between this research and current literature, it was
widely accepted in the study that central line-associated bloodstream infections are
considered a significant cause of morbidity and mortality in hospitalized patients. In the
perspective of this research, recommendations are strong to empirically use processes
such as bundling of therapeutic procedures, good hand hygiene techniques, line
management and other preventative measures; but general research has not been
conducted to evaluate all perspectives covered by the HIDA document. Therefore, the
appropriate interventions to prevent, control, and reduce CLABSIs have yet to be
analyzed thoroughly. This research indicates that the CLABSI rate ranged from 1.6 to
44.6 cases per 1000 central line days in critical care units and was associated with
significant extra mortality, with an odds ratio ranging from 2.8 to 9.5. The results of six
interventional studies indicated that hand hygiene and educational programs were related
to a significant reduction in CLABSI rates. Few studies show successful interventions for
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a reduction in CLABSI. Research indicates that additional epidemiological studies are
required to understand all of the effects of CLABSI and to develop more-definitive
approaches for CLABSI prevention in the form of practical, low-cost, low technology
measures that will improve outcome and keep costs associated with CLABSI patients
low.
Recommendations for Further Study
Recommendation for further research would include the use of multiple years of
data to eliminate variances in reported data provided to SCDHEC DADE. Additional
recommendations include the use of national and international collaborative studies
designed to guide research utilizing evidence-based clinical practice guidelines,
incorporate change methodologies, and reliance on clinical and process improvement
processes over a continuum to determine efficacy of these practices and processes.
Collaborative approaches to improve and influence healthcare appeals to
clinicians and public health professionals but lacks definitive evidence of its
effectiveness. Research opportunities exist in the appropriate use of perioperative
antibiotics to include appropriate timing, selection, and duration of antibiotics to prevent
or minimize the risk of developing a CLABSI. Research surrounding the environment of
provider awareness and implementation of strategies to enhance organizational change
provides an opportunity for the development of multidisciplinary teams, promotes adding
staff to existing teams, monitoring and promoting changes in infection control practices,
implementation of audit and feedback forums as well as integration of consensus building
159
sessions. These attributes provide a rich opportunity to minimize the impact CLABSI has
on both academic and clinical settings.
Limitations, Delimitations, and Recommendations The following limitations existed in this study. The data supplied by SCDHEC
was limited in categories by the number of smaller hospitals that report fewer CLABSI or
use of central lines. This provided few opportunities to evaluate the effectiveness of
central line therapies in smaller organizations. Limitations indicate that the collection of
data in the initial year may not be comprehensive even though data were mandatorily
reported. This limitation relates to the self-report survey process. The nature of the
research relies on self-report data in which the data collectors’ responses can be
inaccurate because of the inherent nature of self-report. Not all facilities included all data
requested leaving unknown information on variables required to effectively evaluate the
data. Clarification of data request to assure that all hospital are truly reporting the same
types of information and remove personal biases from the data collection process by
providing inservice education to all data collectors would minimize artifact in the
collection process.
Recommendations Based on Delimitations
The delimitations of this study are those characteristics that limited the scope or
defined finite boundaries of inquiry that was determined by consciously excluding or
including decisions that were made throughout the development of the proposal or
subsequent research. Among these delimitations was the choice of objectives, research
160
questions, variables of interest, and alternative theoretical perspectives that could have
been included into this study. In retrospect, the first limiting concept was the choice of
the research problem; additional preliminary research would have provided guidance into
specific areas of CLABSI and focus efforts into more concrete and less abstract
hypotheses and research questions. The major concern for this research project included
the use of too many variables. A better option would have been to limit these variable to
a fewer number and the use of ANOVA versus MANOVA in the research design.
No additional research recommendations were required to satisfy investigational
issues not supported by the data but relevant to the research problem. Any
recommendations of this nature would be included in additional research request.
Conclusion
The impact that CLABSI has on health care organizations, practitioners, insurers
and the patient population was significant. The direct and indirect cost of care for
patients was substantial. The CDC reported on March 1, 2011, that in 2009, an estimated
25,000 fewer CLABSIs occurred among patients in ICUs in the United States than in
2001. This accounted for a 58% reduction in CLABSI cases in U.S. based hospitals. The
CDC determined that the cumulative number of CLABSIs prevented since 2001 was
substantially higher because reductions have occurred annually for the past decade.
Reductions in CLABSI represent an estimated 3,000-6,000 lives saved and estimated
healthcare savings of $414 million in 2009. With an anticipated cost of $16,550 and a
mortality rate of up to 25%, preventing CLABSI in health care facilities could save $1.8
billion, and the impact on lives saved could be as high as 27,000 annually. The majority
161
of CLABSIs are now occurring outside the walls of critical care units and hospitals.
Many are currently seen in outpatient facilities, especially in outpatient dialysis clinics.
Reductions in CLABSIs in critical care units are likely because of coordinated
effort by governmental agencies, professional groups, and health-care personnel who
implement best practices provided by academic and clinical research (CDC, 2011). This
study provided much information on how hospitals in South Carolina responded to the
2008 data request on their clinical behaviors used to minimize the impact of CLABSI
within their facilities.
In summary, this research was consistent with infection control theories integral
to hospital care and public health concerns. These theories indicate an increasing number
of HAIs are preventable by consistent adherence to evidence-based strategies and
evidence that prevention strategies can be successful. This research is also consistent
with the ideals of the Association for Professionals in Infection Control and
Epidemiology (APIC), who believes that continued use of monitoring and integration of
bundling strategies will result in an ongoing reduction in CLABSI both inside and outside
the critical care unit. The scientific community provides support for the CLABSI
prevention "bundle" that is widely supported by evidenced-based recommendations
issued by the Centers for Disease Control & Prevention (CDC)’s Healthcare Infection
Control Practices Advisory Committee (HICPAC). This doctoral dissertation as well as
other research discovered in literature suggests that each component of a CLABSI bundle
is important but collectively all strategies observed in the bundling process provide the
efficacy of synergistic prevention interventions.
162
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APPENDIX A. HIDA Hospital Infection Control Processes Report
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APPENDIX B. NHSN BSI Form
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