Kim Woods 15 (5.2)
Chapter 7: Managing Recipients of Change & Influencing Internal Stakeholders
Chapter Overview
This chapter deals with those on the receiving end of change
View recipients as stakeholders and revisit assumptions and approaches to ambivalence and resistance if or when it occurs
Changes that alter people’s sense of their psychological contract need to be approached with care
When disruptive change occurs, recipient stakeholders go through a predictable series of reactions to change
Recipients often respond emotionally to change and their view of change are influenced by their personalities, experiences, their peers and by the change leaders
The present day challenge is to make change the norm and encourage recipients to be change leaders and implementers
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
The Change Path Model
Recipients and Internal Stakeholders
Responses to change: +ve, ambivalence, and –ve
Psychological contract
Stages of reaction to change
Impact of personality , experience on change
Managing forward with recipients and internal stakeholders
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Awakening
Chapter 4
Acceleration
Chapter 9
Institutionalization
Chapter 10
Mobilization
Chapter 5 through 8
Recipients
Reactions vary from positive to negative, and ambivalence often comes first
Recipients do not always react negatively – it depends on how they perceive the change
Recipients will have questions and concerns, as they attempt to make sense of the change
Resistance is not inevitable - listen, work to understand and respond in ways that build understanding and support
Do this early and often – don’t wait for ambivalence to become resistance
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Channelling Feelings for the Change
Channel energy in positive ways, not letting enthusiasm overwhelm legitimate concerns
Recognize mixed feelings and seek to understand them
Use respected, positively oriented individuals in positions of influence concerning the change
Pace the change. Remember that going to slow can lose enthusiastic support and going too fast will choke those who are doubtful.
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Ambivalence to Change is No Surprise
Mixed feelings are common as recipients try to make sense of the change
Ambivalence generates discomfort as they seek to resolve a multitude of issues about the change:
People find it easier to voice concerns about conflicting beliefs than about conflicting emotions
Once they resolve their ambivalence, feelings solidify and subsequent change to attitudes become more difficult to change again
Invest the time needed at the front end of the change to respond to ambivalence positively - or prepare to face a more difficult task later, when it turns to resistance
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Responding to Mixed Feelings About the Change
Focus on helping people make sense of the proposed organizational change
Listen for information that may be helpful in achieving the change
Constructively reconcile their ambivalence, and
Sort out what actions are now needed
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Common Causes of Negative Reactions
Negative consequences perceived to outweigh the benefits
Flawed communication process
Concern that the change has been ill conceived
Lack of experience with change or locked into old habits
Prior negative experience with a similar change
Prior negative experience with those advocating change
The negative reactions of others that recipients trust &/or with whom they will have to work in the future
The change process seen to lack procedural or distributive justice and breaching their “contract”
Fear that they lack skills they’ll need to perform well
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Perceptions of Fairness & Justice
Perceptions of Fairness & Justice
Will influence how recipients view and react to the change
Procedural Justice
Was the process managed in a fair and equitable way?
Distributive Justice
Was the end decision a fair one?
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Is it Resistance... or is something else going on?
We often misinterpret impediments to change as caused by resistant recipients
Impediments are much more likely to come from problems related to the misalignment of structures and systems than from individuals engaged in resistance
Blaming individuals rather than addressing misaligned structures and systems will worsen the situation
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Managers as Recipients
Recipients of change are not just those in front-line roles
Supervisors, middle & even senior managers are often recipients of the organizational change
Managers often try to manage up, down and laterally to cope with change; they try to shape it & deal with implementation on their own terms.
Coping with change while trying to link, influence and implement is difficult
If you are a change recipient in these middle roles, be aware of how this can affect your judgment
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Toolkit Exercise 7.3 Personal Reactions to Change
Think about times when you have been a recipient of change:
What was the change and how was it introduced?
What was the impact on you?
What was your initial reaction?
Did your attitudes change over time? Why or why not?
Was there a pattern to your response?
Under what circumstances did you support the change? When did you resist? What can you generalize from your reactions?
If you experienced ambivalence, how did you resolve it and what happened to your attitudes towards the change?
Have your experiences with change been largely positive, negative or mixed? Have they colored your expectations about the future?
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Psychological Contract
The psychological contract represents the sum of the implicit and explicit agreements we believe we have with our organization
It defines our perceptions of the terms of our employment relationship and includes our expectations for ourselves and for the organization, including organizational norms, rights, rewards and obligations
Changes often disrupt recipients’ psychological contracts
When unilateral changes are made to psychological contracts, negative reactions can be expected
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Toolkit Exercise 7.5 – Disruption of the Psychological Contract
Think about a change initiative that you are aware of:
What was the psychological contract?
How did the change disrupt the psychological contract?
What were the reactions to these disruptions to the contract?
What steps could have reduced the negative effects stemming from the disruption?
How should a new psychological contract have been developed with affected individuals?
If you were a recipient, what steps could you take to better manage your way through the development of a new contract?
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Stages of Reaction to Change
| Before the Change | During the Change | After the Change |
| Anticipation & Anxiety Phase | Shock, Denial & Retreat Phase | Acceptance Phase |
| Issues: Coping with uncertainty and rumors Pre-change Anxiety | Issues: Coping with the announcement and associated fallout, reacting to the new “reality” Shock Defensive Retreat Bargaining Depression, Guilt, and/or Alienation | Issues: Putting effects of change behind you, acknowledging the change, achieving closure and moving on to new beginnings – adaptation and change Acknowledgment Adaptation & Change |
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
In the Midst of Change, Change is About...
Ambiguity
Risk
Denial
Anger
Fear
Resentment
Excitement
Exploration
Determination & Commitment
Tension
Satisfaction
Pride
Lots of Other Potentially Conflicting Emotions
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Toolkit Exercise 7.4 – Your Normal Reaction to Innovation & Change
When you find yourself dealing with matters of innovation and change, how do you typically react?
Do you fall into the category of innovator or early adopter?
Or do you generally fit into the early majority category? If the experiences of early adopters are positive, you take the risk.
Or are you in the category of the late majority? You wait until the innovation has been tried and tested by many before adopting.
Or do you avoid adopting until the vast majority have done so? In other words are you a late adopter or even a non-adopter, until forced to do so.
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Recipient’s Past Experience with Change & Perceived Risk
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Personality and the Change Experience
| Change Experience Little Some Frequent Chaos | |
| Individuals with High Tolerance for Ambiguity and Change | |
| Individuals with Low Tolerance for Ambiguity and Change |
Boredom
Energized
Negative Stress Effects
Comfort
Stress Discomfort Rises
Severe Distress
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Personality & Change
PERFORMANCE
Low AMOUNT OF CHANGE High
High Need for Change Individuals
Low Need for Change Individuals
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
What is Your Tolerance for Change?
What is your tolerance for change? What level of turbulence and ambiguity at work do you find most stimulating and satisfying?
How do you react when the rate of change is likely to remain quite low?
How do you react when the rate of change is moderate? What constitutes a moderate for you? Are your tolerance levels lower or higher than others you know?
What price do you find you pay when the rate of turbulence and ambiguity exceed what you are comfortable with?
Have you had to cope with prolonged periods of serious upheaval? Have these affected your acceptance of change?
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Influence of Co-workers on Change Recipients
Co-workers and Work Teams will greatly influence Change Recipients’ views towards the organizational change.
Co-workers who are trusted will have greater influence.
Cohesive teams will tend to become more cohesive when threatened.
Cohesive teams will be influential.
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
How Trusted Peers Influence Recipients
| Opinions of those Trusted by Recipients* | Recipients' Initial Attitude to the Change | Possible Implication |
| Positive Towards the Change | Positive Towards the Change | Very motivated to support |
| Negative Towards the Change | Initially opposed but may move to support due to new information from trusted others + peer pressure | |
| Negative Towards the Change | Positive Towards the Change | Support of the change may weaken or silenced due to information offered by trusted peers + peer pressure |
| Negative Towards the Change | Opposition to the change is reinforced by the views of trusted peers |
* As the cohesion of coworkers increases, so too does their influence
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Feelings About Change Leaders Matter
How people react to change is also influenced by their perceptions of the change leader
They are more likely to respond positively to the change if:
they trust and respect these leaders
they believe their perspectives and interests are recognized
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Minimizing Cynicism Towards Change
Meaningful engagement of recipients with decisions that affect them
Emphasize and reward supervisors who foster two-way communications, good working relationships, and show consideration and respect for employees
Timely, authentic communications - keep people informed and include honest appraisals of risks, costs, benefits and consequences
Keep surprises to a minimum via regular communications about changes, anticipating questions and concerns
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Minimizing Cynicism Towards Change (con’t)
Enhance credibility by :
using credible spokespersons who are liked and trusted
using positive messages that appeal to logic and consistency
using multiple channels and repetition
Acknowledge mistakes and make amends
Publicize successful changes and progress
Use 2-way communications to see change from employees’ perspective - this will aid planning & future communications
Provide opportunities for employees to express feelings, receive validation and reassurance. Address their concerns
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Toolkit Exercise 7.6 – Leadership & Change Recipients
Think of an example of change leadership:
How was leadership exercised?
Was the leader trusted?
Did he/she deserve the trust given?
What kind of power did the leader use?
How were change messages conveyed? Were they believable?
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Toolkit Exercise 7.6 – Leadership & Change Recipients (con’t)
Did systems and processes support, or at minimum, not impair the change leader’s messages?
Was there a sense of continuity between the past and anticipated future? How was this developed and communicated? Impact?
What can you learn about the impact of the leader on people and stakeholders as a result of your responses to the above?
What can you learn about the impact of organizational systems and processes on the people and stakeholders?
Talk to others about their experiences. Can you generalize? In what way? What cannot be generalized?
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Strategies for Coping with Change
| Recipients’ Strategies | Change Leaders’ Strategies |
| Accepting Feelings as Natural Managing Stress Exercising Responsibility | Rethinking Resistance Giving First Aid Creating Capability for Change |
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Strategies for Coping with Change (con’t)
| Recipients’ Strategies | Change Leaders’ Strategies |
| Accepting Feelings as Natural Self-permission to feel and mourn Taking time to work through feelings Tolerating ambiguity | Rethinking Resistance As natural as self-protection As a positive step toward change As energy to work with As information critical to the change process |
| Managing Stress Maintaining physical well-being Seeking information about the change Limiting extraneous stressors Taking regular breaks Seeking support | Giving First Aid Accepting emotions Listening Providing safety Marking endings Providing resources and support |
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Strategies for Coping with Change (con’t)
| Recipients’ Strategies | Change Leaders’ Strategies |
| Exercising Responsibility Identifying options and gains Learning from losses Participating in the change Inventorying strengths Learning new skills Diversifying emotional investing | Creating Capability for Change Making organizational support of risks clear Providing a continuing safety net Emphasizing continuities, gains of change Helping employees explore risks, options Suspending judgment Involving people in decision making Teamwork Providing opportunities for individual growth |
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Roles for Middle Managers
Linking -- with Above, Below, and Across
Offering -- as a Top, Bottom, and a Link
Influence Up
Championing Strategic Alternatives
Synthesizing Information
Influence Down
Facilitating Adaptability
Implementing Strategy
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Working Through the Phases of Change
Consider a significant and disruptive change situation. Can you identify the different phases of change? What phases are you aware of?
Can you identify strategies that recipients used or could have used to help them work their way through the different phases?
Can you identify strategies that change leaders used or could have used to help recipients work their way through the different phases?
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
| Pre-change Anxiety | |||
| Shock | |||
| Defensive Retreat | |||
| Bargaining | |||
| Depression, Guilt and Alienation | |||
| Acknowledgment | |||
| Adaptation and Change |
Working Through the Phases of Change (con’t)
Aware Strategies Strategies change
Yes/No Recipients can use Leaders can use
Does the model hold? Why or why not?
What other consequences of change can you identify?
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
34
Closing Advice for Change Leaders Thinking About Recipients
Avoid coercion as a change strategy, if at all possible
Align systems & processes with the change – when not aligned they can send conflicting signals
Reduce the intensity of change by making change the norm
Work to increase your tolerance for change, become a change agent yourself and avoid the recipient traps
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Walking the Talk – Why?
It’s all about trust and authenticity in the person’s competence and character!
Trust in change leaders creates confidence in the proposed path
Trust provides an environment for others to take risks
Remember -- every change is a risk!
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Walking the Talk – How?
Get out there – don’t hide!
Act as if you’re always on display
Communicate clearly the why, what, how, when & who of the change
Talk about your personal responses to the changes
It’s ok to be excited, uncertain, determined, frustrated, relieved
Acknowledge missteps & mistakes – they will happen
Be empathetic - actively support and coach others, show your willingness to listen and learn
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Assessing Recipient Openness to Change
| Think of change you know of or are involved with. How are the recipients likely to rate the following factors? | Score |
| Past experience with change, particularly changes similar to that advocated | Very -10 -5 0 +5 +10 Very ___ -ve +ve |
| Normal rate of change that has been experienced by the organization | Very Low -10 -5 0 +5 +10 Mod ___ or Very High High |
| Recipients' general predisposition to change as reflected in their personality | Late -10 -5 0 +5 +10 Early ___ Adopter Adopter |
| Recipients believe they understand nature of the change and the reasons for it | Low -10 -5 0 +5 +10 High ___ |
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Assessing Recipient Openness to Change (con’t)
| Score | |
| Recipient’s personal belief about the need for this particular change | Very -10 -5 0 +5 +10 Very ___ -ve +ve |
| (a) Reactions of coworkers to the change (b) Strength of coworker relations (norms) | Very -10 -5 0 +5 +10 Very -ve +ve Multiply #6a by #6b Weak 0.1 0.3 0.5 0.7 1.0 Strong ___ |
| Leader credibility | Low -10 -5 0 +5 +10 High ___ |
| Leader gains compliance through fear versus gains commitment through understanding & empathy | Fear -10 -5 0 +5 +10 Support ___ |
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Assessing Recipient Openness to Change (con’t)
| Score | |
| Organizational credibility (i.e., will it follow through on commitments related to change) | Low -10 -5 0 +5 +10 High ___ |
| Congruence of systems and processes with the proposed change (or confidence that they will be brought into congruence) | Very -10 -5 0 +5 +10 Very ___ Incongruent Congruent |
| Predisposition to Change Index: Scores can range from -100 to +100 | Overall Score ___ |
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Summary
This chapter deals with how recipients respond to change.
Resistance isn’t inevitable – don’t assume as much
Ambivalence often precedes resistance & influence is easier at this point
Understand reasons for resistance & put knowledge to work (e.g., the impact of change on the psychological contract)
Factors affecting how recipients view change & their change reaction to disruptive change are discussed
The chapter considers how recipients & change leaders can better manage the process & minimize the negative effects
Cawsey, Deszca, and Ingols. Organizational Change, Third Edition. © 2016, SAGE Publications.
Degree of
Perceived
Risk
Associated
with the Particular
Change
HighLowLong Period
of Minimal
ChangeModerate
Rates of
ChangeProlonged Periods
of Upheaval or
Extreme Change
Normal Rate of Change in the Organization
Degree of Perceived Risk Associated with the Particular Change
High
Low
Long Period of Minimal Change
Moderate Rates of Change
Prolonged Periods of Upheaval or Extreme Change
Normal Rate of Change in the Organization