BSBMGT502 Manage people performance

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Assessment Workbook: BSBMGT502

Manage people performance

Version control

Version No.

Date

Dept.

Change

1.0

03/05/2016

Training

Original

2.0

09/08/2016

Training

Updated content and changed title from Assessment Guide to Assessment Workbook

2.1

31/08/2017

Training

Reviewed NCT document titles

3.0

17/01/2018

Training

Updated content

3.1

25/01/2019

Training

Updated Assessment 2

3.2

11/4/2019

Training

Separated Assessment 1 into a Project and a Case Study. Included additional templates.

3.3

10/10/2019

Training

Updated questions

Copyright Statement

© Copyright National Training

Disclaimer

All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, scanning, recording, or any information storage retrieval system without permission in writing from National Training. No patent liability is assumed with respect to the use of information used herein.

While every effort has been taken in the preparation of this publication, the publisher and authors assume no responsibility for errors or omissions. Neither is any liability assumed for damages resulting from the use of information contained herein.

Contents How do I use this guide? 4 Introduction 5 Pre-requisites 5 Further information and support 5 Support materials provided and research 5 Moodle Forums 6 Understanding assessment terminolgy 7 Word counts 7 Plagiarism 8 Referencing Materials 8 Understanding your results 9 Results Legend 9 Appeals and reassessment 9 Assessment Instructions 10 Assessment activity 11 Assessment 1: Project 12 Project 12 Develop two (2) Work Plans 12 Assessment 2: Case Study 15 Case Study 15 Part A – Develop a Performance Management & Review Procedure 15 1. PURPOSE 16 2. SCOPE 16 3. RESPONSIBILITIES 16 4. PROCEDURE 16 5. MONITORING AND REVIEW 16 Part B – Providing Feedback 17 Part C – Managing follow up 17 Section 2 19 Section 3 19 Section 4 19 Assessment 2: Short Answer Questions 20 Question 1 20 Question 2 20 Question 3 20 Question 4 20 Question 5 20 Question 6a 20 Question 6b 20 Question 7 20 Question 8 21 Question 9 21 Question 10 21 Question 11 21 Question 12 21

Introduction

Unit code

Title

Training Package

BSBMGT502

Manage people performance

Business Services Training Package

For further information regarding assessment criteria including-

· Application of unit

· Elements and performance criteria

· Assessment requirements

· Modification History

· Performance Evidence

· Knowledge Evidence

· Assessment Conditions.

Please refer to: https://training.gov.au/Training/Details/BSBMGT502

Pre-requisites

No pre-requisites for this unit.

Further information and support

To support your understanding of the assessment process and how to submit your assessment, we recommend that you review the Welcome Handbook available via Moodle. In the FAQs section, you find additional information on the assessment process, referencing materials and support.

Support materials provided and research

We have provided the following resources to support you with your learning and assessments:

· Learner Guides: Information and examples aligned to the unit of competency that you are completing

· Resource Library: This includes additional materials, templates and readings to support you in your study

· Further websites to assist with your knowledge Handbook: Available via our resource library, a comprehensive list of websites to support your studies

Remember that as part of your course, a level of research will still be required but this will assist you to gain a deeper understanding of the application of your studies in a real-world application.

Moodle Forums

We have also provided forums on Moodle to assist you with queries that you might have in relation to your course and assessments.

Understanding assessment terminolgy

Describe: Give a detailed account by recounting, characterising, outline and relating, in sequence, an event, situation, theory or point.

Explain: Clarify or elaborate on the facts. Focus on reasons how and why things happen or a why a particular point is important in the relevant context.

List: Using dot points, list a series of points, steps or stages that relate to the question.

Outline: Leaving out minor details, give an account of thing or a process outlining the main points of a topic.

Review: Provide a summary while analysing and commenting on the evidence, argument or other relevant points.

Summarise: Identify and interpret the most relevant features of a theory, discuss issue or detail, leaving out the finer details.

Develop: Involves the creation of the materials/activities/procedures to achieve the outcome. This is about designing and creating,

Implement: After materials/activities/procedures are developed, test all materials/procedures to determine if they are functional and appropriate for the intended audience.

Evaluate: ensures that the materials/activities/procedures achieve their desired goals and involves a detailed review including any recommendations for change and reasons.

Word counts

The word counts have been provided as a suggested minimum response. In your qualification, a certain level of detail is required. If the word count says 80-100 words, and you provide 20, we will request for further detail.

If you provide 500 words, we will still review this but suggest to minimise the work on yourself. Trainer and assessors do have a tolerance that they apply when reviewing word counts but can request for further detail to be provided.

Plagiarism

While cooperative effort and the sharing of information are encouraged, you must ensure your assignments and assessments are representative of your own effort, knowledge and skills. You must not take the work of others and present it as your own. Plagiarism may result in the assignment/assessment being deemed to be “not yet competent” by the assessor.

Students accused more than once of academic misconduct, including plagiarism, may be dismissed or cancelled from their course at the discretion of the National Training Manager.

Plagiarism can take several forms;

· Quoting from a book or an article without acknowledging the source

· Handing in someone else’s work as your own

· Stealing and passing off another person’s words or ideas and claiming them as your own

· Giving incorrect information about the source of a quotation or idea

· Downloading information from the internet without acknowledging the source

· Copying a section of a book or article and submitting it as one’s own work

· Presenting as a new and original idea or produce something which was derived from an existing source

Referencing Materials

If you are unfamiliar with how to reference, we recommend that you review http://www.citethisforme.com/harvard-referencing

Two types of citations are included:

In-text citations are used when directly quoting or paraphrasing a source. They are located in the body of the work and contain a fragment of the full citation.

Depending on the source type, some Harvard Reference in-text citations may look something like this:

"After that I lived like a young rajah in all the capitals of Europe…" (Fitzgerald, 2004).

Reference Lists are located at the end of the work and display full citations for sources used in the assignment.

Here is an example of a full citation for a book found in a Harvard Reference list:

Fitzgerald, F. (2004). The great Gatsby. New York: Scribner.*

National Training prefers that students utilises Harvard Style referencing. Generally, Harvard Reference List citations follow this format:

Books: Last name, First Initial. (Year published). Title. City: Publisher, Page(s).

Journals/publication: Last name, First initial. (Year published). Article title. Journal, Volume (Issue), Page(s).

Websites: Website name, (Year published). Page title. [Online] Available at: URL [Accessed Day Mo. Year].

Understanding your results

The great thing with competency-based training is that you either deemed 'competent' (you can demonstrate the required skills and knowledge) or 'not yet competent' (at this time you haven't been able to demonstrate required skills or knowledge). The key word is "YET”.

Your trainer will provide you with feedback on your assessments so that you know what you have done well in your assessment and what you need to improve upon or fix. An "NYC" result does not mean that you have failed and that is it - you have the opportunity to try again. It could be that one question in your assessment was deemed not yet satisfactory and this is the only question that will require review.

Results Legend

C

Competent

Has successfully completed unit and has met the minimum

competency criteria and demonstrated the required skills and knowledge

NYC

Not Yet Competent

Has not met minimum competency criteria for the unit - certain section/s require review due to not meeting the requirements and being deemed not yet satisfactory

CT

Credit Transfer

Application required

RPL

Recognition of Prior Learning

Application required

For further information regarding Recognition of Prior Learning (RPL) and Credit Transfers (CT), please contact on our office on (03) 9674 0331

Appeals and reassessment

If you disagree with the assessment decision and result, you have the right to appeal and be reassessed if necessary. Details of the appeals process is contained in the Complaints and Appeals Policy & Procedure, provided to you prior to enrolment.

See Complaints and Appeals Policy & Procedure for more details.

Assessment Instructions

Student Instructions

Due Date

This unit is part of a self-paced course in an online learning environment. We recommend attempting at least one unit per month in order to complete your qualification in the required timeframe. Please contact your trainer and assessor or student support for further assistance.

Type of Assessment

This is a summative assessment activity, which means it is an assessment of what you have learnt and used towards the assessment of your overall competency.

For further information, refer to the Assessment Activity

Assessment instructions

Read information provided and fully complete all questions as asked.

All responses must include adequate detail and include references (including the learning material) as required. A level of research may be required to complete this assessment. Please contact your Trainer and Assessor for further support as needed.

Reasonable adjustment

You are encouraged to contact your Trainer and Assessor, prior to attempting this task if you do not understand any part of this task or if you have learning difficulties or differences, that may hinder your attempt of the assessment.

You may also discuss the use of their workplace for assessments in lieu of National Camper Trailers (the simulated business).

Academic integrity

Cheating, plagiarism, and collusion in any form during the assessments will result in the assessment being invalidated. By submitting your assessment, you are declaring that the submission is the result of your own work and you have not engaged in any form of cheating, plagiarism, and collusion when undertaking this activity.

Resources, equipment & material required

To complete the assessment, you may require the use of the following:

· Learner Guide

· Assessment Handbook and templates (if specified in the assessment task)

· Microsoft applications or PDF to submit the assessment

· Computer

· Internet access.

Please note- some tasks may require the use of a printer and/or scanner

How you will be assessed

Your trainer and assessor will review your responses against the unit of competency which specifies the requirements of the unit including:

· Elements and performance criteria

· Performance Evidence

· Knowledge Evidence

· Assessment Conditions.

Upon completion of your responses will be assessed against a standard answer sheet to ensure that you have covered the question and are consistent with others. You are required to get every question correct.

Assessment activity

This is a summative assessment. Summative assessments are a measure against a particular benchmark. It gives an indication of your competence against the benchmark and is often referred to as ‘assessment of learning.’

For this unit you will complete the following assessment activities:

Assessment 1: Project

This task requires you to develop two (2) Work plans.

This self-guided learning task is an open book assessment, and you can complete this task with all learner manuals on hand and use the Internet and other resources available to you, to assist demonstrating your prior knowledge and competency in this task.

We recommend reviewing: Understanding assessment terminology to support the completion of your assessment

What to submit:

· Two (2) Completed Work Plans

Assessment 2:

Case Study

A scenario has been provided about a specific situation. You will be required to complete a series of questions and/or tasks to demonstrate your knowledge of the unit.

We recommend reviewing: Understanding assessment terminology to support the completion of your assessment

What to submit:

Part A:

· Performance Management & Review Procedure

Part B:

1) Feedback session with Craig to identify the issue and set actions

2) Feedback session with Craig’s manager to identify the issue and set actions

Part C:

· Performance Improvement and Development Plan

· All questions completed

Assessment 3:

Short Answer, Multiple Choice and True/False Questions

This task is a series of short answer questions.

This self-guided learning task is an open book assessment, and you can complete this task with all learner manuals on hand and use the Internet and other resources available to you, to assist demonstrating your prior knowledge and competency in this task.

We recommend reviewing: Understanding assessment terminology to support the completion of your assessment

What to submit:

· Answers to all questions in the Assessment Handbook.

Assessment 1: Project ONLY

Develop two (2) Work Plans

To ensure that National Camper Trailers are able to manage team performance it is important that the appropriate documents and processes are in place. Two (2) very important elements for this are Position Descriptions to ensure that staff are aware of the role requirements and processes for managing performance which includes a formal warning process that meets legislative ad procedural fairness requirements.

You are to develop two (2) work plans to demonstrate how you would liaise with stakeholders in the workplace and plan a process for implementation of these requirements.

You are required to review the National Camper Trailers Pty. Ltd. NCT Business Plan, HR Strategic Plan and HR Operational Plan. These documents will provide you with the necessary consultation and knowledge to develop the following required Work Plans.

Develop two (2) Work Plans.

· Work Plan: For a Position Description; and

· Work Plan: For a formal Warning Process.

Utilising the templates below, complete this activity and update each point provided, including:

· Allocate work in a way that is efficient

· Cost-effectiveness

· Outcome focused

· Confirm standards and code of conduct

· Work outputs with related teams and individuals

· Agreed performance indicators with relevant staff prior to commencement of work

· Risk analysis in accordance with the organisational risk management plan (Likelihood v’s Consequence)

Assessment Workbook – BSBMGT502 5 | Page Version 3.3

Work Plan – National Camper Trailers

Goal:

Develop Position Descriptions

Manager to create position description for employment opportunities available now and in the future

Objectives

Action/ Responsibility

Performance Outcome/s

Measurement

Timeframe

Risk -Rating

Consultation process and allocation of deliverables

In this section detail the parties involved in developing the deliverables and producing the desired outcomes including standards and code of practice.

What is the desired outcome?

Include work outcomes with relevant teams and individuals.

Develop specific statements of the KPI’s or KRA’s.

How will this be measured?

Provide quantitative benchmarks that allow the project deliverables to be assessed for effectiveness

Provide start and end dates or timeframes

What is the organisational risk for this action?

What is the likelihood of negative impact and potential harm with this aspect of the project?

(High, Medium, Low, Negligible.)

Time/Budget allocation

In this section detail the parties involved in developing the deliverables and producing the desired outcomes.

How will this be achieved in a cost effective and efficient manner.

What is the desired outcome?

Develop specific statements of the KPI’s or KRA’s.

How will this be measured?

Provide quantitative benchmarks that allow the project deliverables to be assessed for effectiveness

Provide start and end dates or timeframes

What is the organisational risk for this action?

What is the likelihood of negative impact and potential harm with this aspect of the project?

(High, Medium, Low, Negligible.)

Adherence to organisational standards

In this section detail the parties involved in developing the deliverables and producing the desired outcomes.

What is the desired outcome?

Develop specific statements of the KPI’s or KRA’s.

How will this be measured?

Provide quantitative benchmarks that allow the project deliverables to be assessed for effectiveness

Provide start and end dates or timeframes

What is the organisational risk for this action?

What is the likelihood of negative impact and potential harm with this aspect of the project?

(High, Medium, Low, Negligible.)

Work Plan – National Camper Trailers

Goal: Develop Formal Warning Process

Manager to create effective performance management processes ensuring a harmonious and productive workplace which is beneficial for both employees and employer

Objective

Action/Responsibility

Performance Outcome/s

Measurement

Timeframe

Risk Rating

Consultation process and allocation of deliverables

In this section detail the parties involved in developing the deliverables and producing the desired outcomes.

How will this be achieved in a cost effective and efficient manner.

What is the desired outcome?

Develop specific statements of the KPI’s or KRA’s.

When is this to be finalised?

How will this be measured?

Provide quantitative benchmarks that allow the project deliverables to be assessed for effectiveness

Provide start and end dates or timeframes

What is the organisational risk for this action?

What is the likelihood of negative impact and potential harm with this aspect of the project?

(High, Medium, Low, Negligible.)

Time/Budget allocation

In this section detail the parties involved in developing the deliverables and producing the desired outcomes.

How will this be achieved in a cost effective and efficient manner.

What is the desired outcome?

Develop specific statements of the KPI’s or KRA’s.

How will this be measured?

Provide quantitative benchmarks that allow the project deliverables to be assessed for effectiveness

Provide start and end dates or timeframes

What is the organisational risk for this action?

What is the likelihood of negative impact and potential harm with this aspect of the project?

(High, Medium, Low, Negligible.)

Adherence to organisational standards

In this section detail the parties involved in developing the deliverables and producing the desired outcomes.

What is the desired outcome?

Develop specific statements of the KPI’s or KRA’s.

How will this be measured?

Provide quantitative benchmarks that allow the project deliverables to be assessed for effectiveness

Provide start and end dates or timeframes

What is the organisational risk for this action?

What is the likelihood of negative impact and potential harm with this aspect of the project?

(High, Medium, Low, Negligible.)

Assessment 2: Case Study

Case Study

Part A – Develop a Performance Management & Review Procedure

It has been identified that National Camper Trailers Pty. Ltd. doesn’t currently have a performance management and review process.

Heather, the HR & WHS Manager has asked you to design a Performance Management and Review Procedure for National Camper Trailers.

Review Fairwork Performance Management tools in the attachments.

Using them as a reference, design your own Performance Management and Review Procedure.

We recommend that you utilise the template below and update each point provided.

However, if developing your own template, please ensure that you include the following:

· Processes are consistent with NCT organisational objectives and policies you reviewed in Assessment 1 – Project

· Explain performance measurement systems utilised within the organisation

· Conduct performance management in accordance with organisational protocols and time lines

· Explain how the monitoring and evaluation of performance will be on a continuous basis

· How performance will be documented in the performance management system

· How formal structured feedback sessions will be conducted - If necessary

· Describe staff development options and information

· Outline relevant legislative and regulatory requirements

· Outline relevant awards and certified agreements

· Explain unlawful dismissal rules and due process

Performance Management and Review Procedure

Version 1.0

1. PURPOSE

1.1 Include brief statement/s about the performance measurement system and overall purpose of the procedure, i.e. what outcome/s is the procedure intended to achieve? E.g. This procedure establishes an effective, accountable and transparent framework for Performance Management and Review processes.

2. SCOPE

2.1 Include brief statement/s that identify to whom (e.g. specific groups of people) and to which parts of the business the policy applies. Specify exclusions to clarify scope if needed.

3. RESPONSIBILITIES

3.1 Include brief statement/s identifying actions/responsibilities and the position/s responsible for ensuring the policy (employees/ Managers/ HR Department):

· aligns with relevant legislation, government policy. Include organisational strategies/values.

· is implemented and monitored by

· is reviewed to evaluate its continuing effectiveness by.

4. PROCEDURE

4.1 Include the actions required to implement the policy. What steps will be undertaken by the parties involved in all levels of the organisation to implement the intent of the policy.

4.2 Include how the process will be documented.

4.3 Identify what staff development options available.

4.4 Include timelines for this procedure. Eg: How often will this process occur and how long will each section of the process take.

4.5 Outline any relevant legislation or regulatory requirements and any relevant awards applicable.

4.6 Explain unlawful dismissal rules and due process

5. MONITORING AND REVIEW

5.1 Include the actions that will be implemented to monitor and review compliance and effectiveness of the policy and review for implementation of continuous improvement.

5.2 Include if this process will be conducted on a continuing basis.

5.3 Include how formal structured feedback sessions will be conducted (If necessary)

Part B – Providing Feedback

National Camper Trailers (NCT) recently conducted a customer survey to evaluate product quality and staff service provided. It was reported that one of NCT staff members, Craig Norton from the sales department, was rude to a customer and wouldn’t return the customers calls after the sales transaction was processed.

It was discovered in follow up conversations and meetings with Craig that he found the customer (who was Asian) was difficult to understand and when questioned Craig said “I won’t tolerate wasting 5 minutes of my life I can’t get back talking to that. I got the sale, what more do you what?”

Using the Performance Management and Review Procedure you developed in Part A, document performance in accordance with the organisational performance management system and document a formal structured feedback session you will conduct with Craig. In addition, document formal structured feedback with Craig’s manager to ensure their team is fully aware for organisations expectations.

Note: Refer to; Fairwork Tool 2 – Performance -review-discussion-plan

Develop two (2) formal structured feedback sessions

3) Feedback session with Craig to identify the issue and set actions

4) Feedback session with Craig’s manager (Gary Luck) to identify the issue and set actions

Upload Documents

Part C – Managing follow up

Section 1

Develop a Performance Improvement and Development Plan

Damian has only been with NCT for four (4) months and is a member of the assembly and fit-out team.

It has been identified through your recently implemented Performance Management and Review Procedure that an employee of National Camper Trailers, Damian Townsend, is not meeting his agreed KPI’s. His KPI is a conservative minimum of one (1) a week.

In the last month Damian has been floundering at his work station and only completed two (2) full fit-outs in that time. His colleagues are averaging 2.4 per week.

Develop a Performance Improvement and Development Plan for Damian Townsend in accordance with organisational policies.

Utilise the template below and update each point provided:

1) Monitoring, evaluation and feedback arrangements of the individual will be performed

2) Coaching and training arrangements of individual

3) Support services

4) Section for Damian to agree to this plan.

Performance Improvement and Development Plan

Version 1.0

DETAILS

Employee Name

Damian Townsend

Employees Position

Welder and Fitter

Employee’s Department

Assembly and Fit-Out

Managers Name

Gary Luck

Managers Position

Assembly and Fit-Out Manager

Date of Plan

<insert date>

Period of Plan

<insert start date> to <insert end date>

Typically, 6 – 8 weeks

Interim Review Dates

<insert dates – one each week>

Final Review Date

<insert date>

Performance Improvement Objectives:

Describe what the employee needs to do to improve their performance to the required standard. The required outcomes should be specific, measurable and realistic. Required outcomes are described as a measurement of quality, quantity & timeliness.

Strategies

Describe how the employee is going to meet the required outcomes.

Support

Describe what support you’re going to provide to the employee to meet the required outcomes.

Responsibilities

Describe the responsibilities of the employee, their manager and any other relevant parties.

Consequences

Describe the consequences if the employee doesn’t meet the required outcomes by the final review date.

Agreement to Performance Improvement and Development Plan

Employee Signature:

Employee Name:

Damian Townsend

Date:

Manager Signature:

Manager Name:

Gary Luck

Date:

Employee Self -Assessment

Employee to complete before the interim and final review meeting.

How do you think you have performed against each of your performance improvement objectives?

<Insert employee comments>

Other Comments:

<Employee comments>

Employee Signature:

Employee Name:

Damian Townsend

Date:

Manager Assessment

Manager to complete before the interim and final review meeting.

How do you think the employee has performed against each of their performance improvement objectives?

<Insert manager comments>

Other Comments:

<Manager comments>

Employee Signature:

Employee Name:

Damian Townsend

Date:

Manager Signature:

Manager Name:

Gary Luck

Date:

Section 2

Unfortunately, after a further four (4) weeks Damian’s productivity has not improved, and his appointed mentor/ coach has reported that Damian is disengaged and not motivated to perform.

Damian is not honouring agreed meetings with the mentor/coach or agreed targets. It is reported that Damian has provided no reasonable excuse for not turning up to a meeting, he says he “Forgot” even when he was reminded five (5) minutes before the meeting and then disappeared.

Describe how you would counsel Damian who is performing below expectations and outline in detail the disciplinary process you would implement. (80-120 words)

Section 3

Describe the process you would follow to terminate staff in accordance with legal and organisational requirements where serious misconduct occurs or ongoing poor-performance continues (As is the case with Damian) (100-200 words)

Section 4

In managing peoples’ performance, it’s important to keep good records and document in accordance with the organisational Performance Management System.

List below five (5) documents you would need to record and document on Damian’s employee file.

1

2

3

4

5

Assessment 3: Short Answer Questions

Question 1

Outline below, each of the following five (5) legislative and regulatory requirements in relation to managing performance (100-200 words)

Legislative and regulatory requirements

Outline each of the legislative and regulatory requirements below:

1

Equal Opportunity and anti-discrimination

2

Industrial relations

3

The Fair Work Act 1999 (Commonwealth)

4

Contracts of Employment

5

Privacy and confidentiality

Question 2

Research Industry Awards: https://www.fairwork.gov.au/awards-and-agreements/awards/list-of-awards

List and outline five (5) relevant awards below: (60-100 words)

Name of Award

Outline of Award

1

2

3

4

5

Question 3

Explain below, performance measurement systems that would be utilised within an organisation (60-100 words)

Question 4

In your own words, explain below unlawful dismissal rules and due process (30-60 words)

What is unlawful dismissal?

What is the required due process for dismissal

Question 5

List and describe three (3) staff development options and information you could implement in an organisation. (20-40 words each)

Question 6a

When developing a Work Plan, who might you need to consult with to determine the correct processes, requirements and agreed performance indicators? (50-100 words)

Question 6b

How might this consultation occur?

Question 7

Describe in detail, how you would train participants in the Performance Management and Review process you have designed in Assessment 1 Part B (80 - 100 words)

Question 8

Describe how you would provide Performance Management informal feedback to staff on a regular basis. (60-100 words)

Question 9

Describe how you would advise relevant people where there is poor performance and take necessary actions (60-100 words)

Question 10

Describe how you would provide on-the-job coaching when necessary to improve performance and to confirm excellence in performance (60-100 words)

Question 11

In reference to Case Study PART C Section 1 (initial Development of Performance Improvement and Development Plan). Would you seek human resource specialists in this scenario? If so, describe what you would seek assistance on. (40-80 words)

Question 12

Describe how you would reinforce excellence in performance through recognition and continuous feedback. (40-80 words)

***End of Assessment***