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British Journal of Clinical Psychology (2017), 56, 103–113
© 2016 The British Psychological Society
www.wileyonlinelibrary.com
Interpersonal emotion regulation in Asperger’s syndrome and borderline personality disorder
Bel�en L�opez-P�erez1*, Tamara Ambrona2 and Michaela Gummerum
1
1 School of Psychology, Plymouth University, UK
2 Autonomous University of Madrid, Spain
Objectives. Interpersonal emotion regulation (ER) plays a significant role in how
individuals meet others’ emotional needs and shape social interactions, as it is key to
initiating and maintaining high-quality social relationships. Given that individuals with
borderline personality disorder (BPD) or Asperger’s syndrome (AS) exhibit problems in
social interactions, the aim of this study was to examine their use of different
interpersonal ER strategies compared to normative control participants.
Methods. Thirty individuals with AS, 30 with BPD, and 60 age-, gender-, and education-
matched control participants completed a battery of measures to assess interpersonal ER,
which assessed to what extent participants tended to engage in interpersonal affect
improvement and worsening and to what extent they used different strategies. Before
completing those measures, all groups were screened for disorders of Axis I and Axis II
with the Structured Clinical Interview for DSM-IV Axis I and Axis II Disorders.
Results. Compared to controls, individuals with AS and with BPD engaged less in affect
improvement. No differences were found for affect worsening. Individuals with AS
reported to use less adaptive (attention deployment, cognitive change) and more
maladaptive (expressive suppression) interpersonal ER strategies, compared to individ-
uals with BPD and control participants who did not differ from each other.
Conclusions. The obtained results suggest the need to develop tailored ER interven-
tions for each of the clinical groups studied. Furthermore, they highlight the need to study
further potential differences in intrapersonal and interpersonal ER in clinical populations.
Practitioner points
� Individuals with Asperger’s syndrome (AS) and borderline personality disorder (BPD) engaged significantly less than healthy controls in interpersonal affect improvement.
� Individuals with BPD did not differ from healthy controls in the use of interpersonal strategies. � Individuals with AS reported to use more maladaptive and less adaptive strategies than BPD individuals
and healthy controls.
� Understanding differences in interpersonal emotion regulation in individuals with AS and with BPD and normative controls might help practitioners develop better interventions.
*Correspondence should be addressed to Bel�en L�opez-P�erez, Department of Psychology, Liverpool Hope University, Liverpool L16 9JD, UK (email: [email protected]).
DOI:10.1111/bjc.12124
103
Emotion regulation (ER) consists of different processes aimed at initiating, maintaining, or
changing one’s own (intrapersonal) and others’ (interpersonal) emotions (Gross, 2007).
Typically, research on ER has relied on the process model of emotion regulation (PMER;
Gross, 2007) to study the use of different regulation strategies. The PMER considers that the emotion generation process occurs in a particular sequence, and hence, different ER
strategies can be categorized on the basis of their temporal location along the emotion
generative process. Thus, at the broadest level, regulatory strategies are classified as
antecedent-focused (i.e., strategies that are employed before an emotional response has
become fully activated) or response-focused (i.e., those adopted after an emotional
response has already been generated). Within antecedent-focused, the model makes a
distinction between situation modification, attention deployment, and cognitive change,
whereas response modulation is categorized as response-focused. Although this model was conceived to explain intrapersonal ER, it has also been used to explain interpersonal
ER (Williams, 2007).
Different ER strategies vary in their adaptive value. Intrapersonal ER strategies
intended to down-regulate negative affect, such as rumination (i.e., repetitively focusing
on the experience of negative emotion, its causes and consequences), avoidance (i.e.,
evading negative feelings and thoughts), or expressive suppression (i.e., inhibition of the
expressive emotional response), can lead to increased negative affect (e.g., Aldao, Nolen-
Hoeksema, & Schweizer, 2010) and are positively associated with clinical symptoms (e.g., Webb, Miles, & Sheeran, 2012). Therefore, they have been regarded as maladaptive
strategies, especially if used inflexibly across contexts (e.g., Aldao, Sheppes, & Gross,
2015). However, strategies such as situation modification/problem-solving (i.e., modify-
ing the situation to alter its emotional impact), attention deployment (i.e., diverting
attention), and cognitive change/reappraisal (i.e., reframing a negative event in a positive
way) have been defined as adaptive, as they are effective at reducing negative affect and
are negatively related to clinical symptoms (e.g., Aldao et al., 2010).
Certain clinical populations present deficits in intrapersonal ER (e.g., Barnow et al., 2009). Individuals with borderline personality disorder (BPD) tend to use more
maladaptive strategies such as rumination (e.g., Baer & Sauer, 2011), thought suppression
(e.g., Rosenthal, Cheavens, Lejuez, & Lynch, 2005), and avoidance (e.g., Chapman, Dixon-
Gordon, & Walters, 2011) for down-regulating their own negative emotions. Individuals
with Asperger’s syndrome (AS) tend to use less adaptive intrapersonal ER strategies such
as attention deployment, cognitive change, and situation modification, and more
maladaptive strategies, such as expressive suppression, than controls (Samson, Wells,
Phillips, Hardan, & Gross, 2014). However, no previous research has examined whether those clinical groups encounter difficulties at interpersonal ER.
The term interpersonal ER captures related but still different processes, including
social sharing (i.e., individual’s desire to share their emotional states with others; Rim�e, 2007), the attenuation of one’s own negative affect with the mere presence of others
(Coan, 2011) or modulation of one’s own affect through social interaction (Hofmann,
Carpenter, & Curtiss, 2016), and the different strategies people undertake to change
others’ feelings (Niven, Totterdell, & Holman, 2009). This paper focused on the latter
phenomenon. We believe it is important to study whether individuals with BPD and AS engage in
interpersonal ER, as well as the type of strategies they use for this, as interpersonal ER is a
key process for appropriate interpersonal functioning (Niven et al., 2009). For example,
efforts to engage in affect improvement have been linked in non-clinical samples to a
stronger experience of positive affect for both the agent and the target of the regulatory
104 Bel�en L�opez-P�erez et al.
process (Niven, Totterdell, Holman, & Headley, 2012), as well as a higher probability to
initiate and maintain high-quality relationships (Niven, Holman, & Totterdell, 2012).
Furthermore, the use of behavioural strategies, unlike the use of cognitive ones, has been
linked to higher popularity in non-clinical samples (Niven, Garcia, van der L€owe, Holman, & Mansell, 2015). Conversely, poor interpersonal ER has been linked to lower peer
acceptance (Little, 2001). Thus, given that both individuals with BPD and AS have been
characterized by exhibiting difficulties in interpersonal functioning, studying interper-
sonal ER in these populations can shed some light on the processes underlying their
interpersonal relationships. Beyondexpanding our sparse knowledgeon interpersonal ER
in clinical populations (e.g., Marroqu�ın, 2011), this study can contribute to enhance current psychological interventions focused on emotion dysregulation, such as dialectical
behavioural therapy (DBT) for individuals with BPD (McMain, Korman, & Dimeff, 2001) or cognitive behavioural therapy (CBT) for individuals with AS (Scarpa & Reyes, 2011) by
including the domain of interpersonal ER.
Changing someone else’s mood effectively requires the ability to represent another’s
emotional state, to identify and discriminate between different emotional experiences
(Dunfield, 2014), and to identify the cause of another’s emotional state (e.g., Hoffman,
2000). Individuals with BPD are biased when attributing mental states to others,
evaluating others’ intentions as malevolent (Arntz, 2004; Pretzer, 1990), but they can
accurately infer mental states significantly faster than controls (Frick et al., 2012). Individuals with AS have impairments in both attributing and inferring thoughts, beliefs,
and intentions (e.g., Shamay-Tsoory, Tomer, Berger, Goldsher, & AharonPeretz, 2005).
Furthermore, appropriate interpersonal ER is linked to adequate levels of empathy (Zaki &
Williams, 2013) and both groups have not exhibited such levels. Whereas individuals with
AS are characterized by low levels (e.g., Dziobek et al., 2008), individuals with BPD are
characterized by high levels of empathy (Fertuck et al., 2009). Nevertheless, both low and
high levels of empathy have been linked to maladaptive intrapersonal ER (Schipper &
Petermann, 2013), and therefore, it may be relevant to compare both clinical groups in regard to interpersonal ER. These results, along with the finding that individuals with BPD
and AS experience difficulties in social interactions (e.g., Carrington & Graham, 2001),
suggest that both individuals with BPD and AS may suffer problems in interpersonal ER.
Therefore, we expected that both groups would engage less in interpersonal affect
improvement compared to controls.
We also expected differences between individuals with BPD and AS and controls
concerning the different ER strategies. Situation modification involves being able to
separate emotions and goals and the ability to anticipate possible consequences (Gross, 2007); therefore, we expected individuals with AS to use this strategy less compared to
controls. Given that inferring emotions is intact in individuals with BPD (Arntz, 2004), we
did not expect differences between them and controls. As attention deployment involves
anticipating how a target feels and how it would feel through distraction or concentration
(Gross, 2007), we expected individuals with AS to use this strategy less compared to
individuals with BPD and controls. Cognitive change involves modifying the way the
target thinks about a situation (Gross, 2007), and it involves understanding the causes and
consequences of these emotional responses (Stegge, Terwogt, Reijnjes, & Van Tijen, 2004). Given that this is impaired in individuals with AS (Shamay-Tsoory et al., 2005), we
expected them to use this strategy less compared to individuals with BPD and controls.
Response modulation includes different behaviours targeting physiological responses
that increase or decrease emotion-expressive behaviour (Gross, 2007). Given that both
individuals with BPD and AS have been described as experiencing difficulties with
Emotion regulation in clinical populations 105
controlling their emotional expressions and responses (Kobeleva et al., 2014; Samson,
Huber, & Gross, 2012), we expected both groups to use this strategy more than controls.
Finally, we did not hypothesize correlations between the different scales given that
existing models have not indicated whether a certain strategy may be used more frequently when engaging in affect improvement or worsening. In fact, research from the
domain of intrapersonal ER has suggested that other factors such as the intensity and the
type of emotional response displayed by the target of the regulation process may be a
better predictor of the strategy used (Dixon-Gordon, Aldao, & De Los Reyes, 2015).
Method
Participants
Thirty participants with AS, 30 with BPD, and 60 controls completed the study in
exchange for €7 ($8). Given that participants with AS and BPD differed in gender and
education level, we decided to recruit two control samples. Participants with AS
(Mage = 26.60, SD = 7.32, range 18–43 years; 73% male) did not differ from their control group (CGAS) in age (Mage = 26.70, SD = 7.68, range 18–45 years; t(58) = �0.05, p = .95, d = 0.01), gender, 70% male; v2(1) = 0.08, p = .77, and education level, v2(2) = 0.10, p = .95. Participants with BPD (Mage = 34.07, SD = 8.17, range 18– 43 years; 20% male) did not differ from their control group (CGBPD) in age, Mage = 33.23, SD = 7.80, range 18–45 years; t(58) = 0.40, p = .69, d = 0.11, gender, 24% male; v2(1) = 0.10, p = .75, and education level, v2(2) = 0.13, p = .94 (Table 1).
Procedure
Participants with AS and BPD were recruited from four different mental health institutions in a large city in Spain. All participants with AS had a diagnosis of AS
(ICD10; F84.5), and participants with BPD had a diagnosis of BPD (ICD10; F60.3),
confirmed by a referring psychotherapist or psychiatrist, and were receiving therapy
in their respective institution. A leaflet advertising the study was posted at each
institution and those interested in participating contacted the investigators to arrange
a time for testing. Control participants were recruited from one of the investigator’s
participation pools. Potential control participants were screened so only those who
matched the clinical samples in gender, age, and education were allowed to participate. Two control participants were replaced as they presented with anxiety
disorders and hence did not qualify as healthy controls. All participants signed a
consent form and received general instructions. Then, they were asked to complete
two questionnaires assessing interpersonal ER before being debriefed.
Measures
Psychiatric diagnoses
In all the groups, Axis I and Axis II disorders were assessed using the Spanish version of the
Structured Clinical Interview for DSM-IV Axis I and Axis II Disorders (SCID-I and SCID-II:
First, Spitzer, Williams, & Gibbon, 1999). The SCID-I and SCID-II are a well-validated assessment of Axis I and II disorders, respectively, with very good psychometric
properties (Ks > .70, First, Spitzer, Gibbon, & Williams, 1996). The interviews were administered by two postgraduate psychologists with a substantial concordance on
106 Bel�en L�opez-P�erez et al.
diagnoses between the raters (SCID-I: 0.77 and SCID-II: 0.72). To see current diagnoses for
all groups, please see Table 1.
Emotion regulation of others and self (Niven, Totterdell, Stride, & Holman, 2011; Spanish version by Da
Costa, Paez, Oriol, & Unzueta, 2014)
We only used the scales focused on the assessment of interpersonal ER. Extrinsic affect
improvement is a 6-item scale which evaluates the tendency to deliberately attempt to
improve another person’s feelings (e.g., ‘I listened to someone’s problems to improve
their mood’; a = .80). Extrinsic affect worsening is a 3-item scale which assesses the tendency to deliberately attempt to deteriorate others’ feelings (e.g., ‘I explained to others
how they hurt me or others’; a = .77).
Interpersonal emotion management (Little, Kluemper, Nelson, & Gooty, 2012; Spanish version by Da
Costa et al., 2014)
This 22-item questionnaire assesses, through four different scales, the tendency to use
certain strategies to help others manage their emotions: situation modification (i.e.,
Table 1. Demographics and descriptive statistics for the main study variables by group
Individuals with AS Individuals with BPD CGAS CGBPD
Age 26.60 (7.32) 34.07 (8.17) 26.70 (7.68) 33.23 (7.80)
Gender 73% male 20% male 70% male 24% male
24% female 80% female 30% female 76% female
Education (%)
Basic 27 20 30 17
College 43 40 40 43
University 30 40 40 40
Current Axis I diagnoses (%)
Major depression 6 35 – – Anxiety disorders 5 30 – – Generalized anxiety 8 20 – – Specific phobia 4 0 – – Asperger’s syndrome 100 0 – –
Current Axis II diagnoses (%)
Borderline 0 100 – – Avoidant 0 34 – – Obsessive–Compulsive 7 10 – – Dependant 0 3 – – Paranoid 0 5 – –
Affect improvement 3.23 (0.87) a
3.51 (0.78) a
4.24 (0.36) b
4.09 (0.64) b
Affect worsening 2.96 (0.95) a
3.01 (0.96) b
2.79 (0.92) b
2.58 (0.72) b
Response modulation 4.67 (1.25) a
4.74 (1.45) a
4.89 (1.22) a
4.69 (0.91) a
Attention deployment 3.88 (1.63) a
5.25 (1.21) b
4.88 (1.11) b
5.09 (1.28) b
Cognitive change 4.11 (1.48) a
5.01 (1.42) b
5.32 (0.93) b
4.99 (1.10) b
Suppression 3.59 (1.32) a
2.26 (1.48) b
2.56 (0.92) b
2.49 (1.23) b
Note. BPD = borderline personality disorder; CGAS = control group for individuals with AS; CGBPD = control group for individuals with BPD. Rows with different superscript letters indicate statistically significant differences at p < .05.
Emotion regulation in clinical populations 107
altering a problem to reduce the emotional impact; e.g., ‘I change the situation to alter its
emotional impact’; a = .79), attentional deployment (i.e., directing the target’s attention to something more pleasant; e.g., ‘I distract others’ attention from aspects of the problem
causing undesired emotions’; a = .81), cognitive change (i.e., reappraising a situation as more positive; e.g., ‘When I want others to feel more positive emotions, I put their
problems into perspective’; a = .83), and suppression (i.e., suppressing emotional responses; e.g., ‘I encourage others to keep their emotions for themselves’; a = .82).
Results
Tendency to engage in affect improvement and worsening
Descriptive statistics on the different measures can be found in Table 1. A repeated-
measures analysis of variance (ANOVA) with group (AS, BPD, CGAS, and CGBPD) as
between-subjects factor and type of interpersonal ER (affect improvement, affect
worsening) as within-subjects factor, revealed a significant Group 9 Type interaction,
F(3, 116) = 13.26, p = .001, g2p = .26. A multivariate ANOVA with group (AS, BPD, CGAS, and CGBPD) as independent factor and affect improvement as dependent
variable revealed a significant effect of group, F(3, 119) = 14.30, p = .001, g2p = .27. Pairwise comparisons showed that the two control groups did not differ from each
other (d = 0.14, SE = 0.18, p = .71) and that participants with AS and with BPD did not differ from each other either (d = �0.28, SE = 0.18, p = .55). However, participants with AS and BPD differed from both CGAS (d = �1.01, SE = 0.18, p = .001; d = �0.87, SE = 0.18, p = .001, respectively) and CGBPD (d = �0.73, SE = 0.18, p = .001; d = �0.58, SE = 0.18, p = .01, respectively), as they scored significantly lower in affect improvement. For affect worsening, results of a
multivariate ANOVA did not show a significant effect of group, F(1, 119) = 1.46, p = .23, g2p = .04 (Table 1). At a within group level, individuals with AS did not differ in affect improvement and worsening (d = 0.26, SE = 0.18, p = .14). However, individuals with BPD (d = 0.50, SE = 0.18, p = .01), CGAS (d = 1.45, SE = 0.18, p = .001), and CGBPD (d = 1.52, SE = 0.18, p = .001) reported to engage more in affect improvement than worsening.
Interpersonal ER strategies A repeated-measures ANOVA with group (AS, BPD, CGAS, and CGBPD) as between-subjects
factor and interpersonal ER (IER) strategies (situation modification, attention deployment,
cognitive change, suppression) as within-subjects factor, revealed a significant
Group 9 IER strategies interaction, F(1, 116) = 6.72, p = .001, g2p = .15. Participants from the different groups did not differ in their reported use of situation modification,
F(3, 116) = 0.20, p = .90, g2p = .01. However, there were significant differences between the groups for attention deployment, F(3, 116) = 6.41, p = .001, g2p = .14, cognitive change, F(3, 116) = 4.58, p = .01, g2p = .11, and suppression, F (3, 116) = 6.56, p = .001, g2p = .15. Pairwise comparisons with Bonferroni statistic showed that individuals with AS reported to use attention deployment less compared to
individuals with BPD (d = �1.36, SE = 0.34, p = .001), CGAS (d = �1, SE = 0.34, p = .02), and CGBPD (d = �1.21, SE = 0.34, p = .003). Individuals with AS reported to use cognitive change less compared to individuals with BPD (d = �0.89, SE = 0.32, p = .04), CGAS (d = �1.21, SE = 0.32, p = .002), and CGBPD (d = �0.88, SE = 0.32,
108 Bel�en L�opez-P�erez et al.
p = .04). Individuals with AS reported to use more suppression compared to individuals with BPD (d = 1.33, SE = 0.32, p = .001), CGAS (d = 1.03, SE = 0.32, p = .011), and CGBPD (d = 1.10, SE = 0.32, p = .01).
Discussion
This study investigated whether individuals with BPD and AS differ from each other and
controls in interpersonal ER. Both individuals with BPD and AS reported to engage less in
affect improvement compared to controls. However, no differences were found for affect
worsening. These results suggest that both clinical groups experience difficulties in ER and in social interpersonal functioning (Barnow et al., 2009). Interestingly, individuals
with AS were the only group that did not report to engage more in affect improvement
compared to affect worsening. Thus, individuals with AS tend to engage less in general
interpersonal ER, whereas individuals with BPD tend to engage less in affect improvement
but still significantly more than worsening. These results may be explained by their
difference in theory of mind (ToM). Individuals with AS experience difficulties attributing
and inferring emotions in others (Shamay-Tsoory et al., 2005), which may limit their
efforts to engage in others’ emotions. However, individuals with BPD only encounter difficulties at the attribution level (Arntz, 2004), which may only affect to their efforts to
engage in improving others’ moods.
Regarding specific regulation strategies, individuals with AS reported using less
attention deployment and cognitive change, and more suppression to change others’
feelings. These results further support the idea that due to their deficits in ToM,
individuals with AS not only encounter difficulties when handling their own but also
others’ emotions. Although literature on intrapersonal ER found that individuals with
AS used situation modification less (Samson et al., 2014), in our study we did not find such a difference. This may be explained by the fact that many intervention
programmes for individuals with AS are focused on enhancing social problem-solving
skills, which may be related to situation modification (e.g., Bonete, Calero, &
Fern�andez-Parra, 2015). As hypothesized, individuals with BPD reported to engage less in improving others’
emotions, supporting previous studies that found that individuals with BPD experience
difficulties in social interactions (Whisman & Schonbrun, 2009). Contrary to our
expectations, individuals with BPD reported to use more adaptive (situation modification, attention deployment, and cognitive change) and less maladaptive strategies (suppres-
sion), similar to controls. Individuals with BPD are able to successfully infer emotions in
others (Frick et al., 2012), and thus, they may be more likely to know how to meet others’
emotional needs, unlike individuals with AS. Thus, the difficulties individuals with BPD
experience with intrapersonal ER may not be present at an interpersonal level and this
suggests the need to further study possible differences between intra- and interpersonal
ER.
The present findings may have important implications for current interventions with individuals with AS and BPD. Although emotion dysregulation is a central component of
many intervention programmes for these clinical populations, all of them place a higher
emphasis or only target the intrapersonal domain of ER (e.g., Clarkin, Levy, Lenzenweger,
& Kernberg, 2007; Weinberg et al., 2010). For instance, DBT is a treatment that combines
cognitive behavioural approaches with acceptance-based practices (Linehan, 1993), and
it has been successfully used to treat emotion dysregulation in individuals with BPD
Emotion regulation in clinical populations 109
(McMain et al., 2001). Emotion vulnerability or extreme emotional reactivity to the
environment is a key secondary behaviour addressed in DBT. However, it mainly
considers how individuals with BPD should regulate their own negative affect (e.g., anger)
rather than how they can improve others’ feelings. Hence, when conducting interven- tions, practitioners should consider individuals with BPD’s difficulties to engage in
interpersonal affect improvement by targeting their cognitions about others’ affective
states, as well as behaviours to improve others’ moods. Regarding individuals with AS,
emotion dysregulation has been addressed from CBT focusing exclusively on individuals’
efforts to downregulate their own anxiety (e.g., Chalfant, Rapee, & Carroll, 2007) or anger
(Sofronoff, Attwood, Hinton, & Levin, 2007). A randomized controlled trial with children
with AS by Sofronoff, Eloff, Sheffield, and Attwood (2011) targeted interpersonal ER by
increasing children’s understanding and expression of affection to others. Although this programme is a significant step towards improving interpersonal ER in individuals with
AS, it only targeted one of the possible strategies to change others’ feelings. Given that our
results have shown that individuals with AS tend to engage less in affect improvement and
use more maladaptive strategies, future randomized controlled trials should consider not
only the understanding and expression of affection but also attention deployment or
cognitive reappraisal.
Although the present study adds more information about interpersonal ER in
individuals with BPD and AS, it has some limitations. First, we relied on individuals’ self- reports of interpersonal ER. Future research should consider combining these measures
with observation of people’s interactions or diaries where individuals may register the
target of the interpersonal regulation process, as well as the strategy they used to change
others’ feelings. This approach has been used successfully to study interpersonal
regulation functioning in healthy controls (Parkinson & Simons, 2009; Parkinson, Simons,
& Niven, 2016). Second, we did not include any assessment of ToM to control whether
this variable may account for the obtained results. Hence, future research should evaluate
the role of ToM in interpersonal ER. Finally, future research should also consider evaluating both intrapersonal and interpersonal ER to better understand the similarities
and differences between them in clinical populations in order to further improve current
therapy interventions.
While this study certainly has some limitations, it also has important implications. At a
theoretical level, it expands our knowledge about interpersonal ER in individuals with
BPD and AS, which may help to better understand the factors underlying their difficulties
when interacting with others. At a practical level, the obtained results suggest the need to
develop tailored ER interventions for each of the clinical groups studied. Whereas DBT for individuals with BPD should focus on helping them to engage more in interpersonal affect
improvement, CBT for individuals with AS needs to target the use of more adaptive ER
strategies such as attention deployment and cognitive change. Overall, the obtained
results highlight the need to consider the interpersonal domain of ER when conducting
interventions with these clinical groups as this may enhance their personal well-being and
interpersonal functioning.
Acknowledgements
This study was funded by a Santander Postgraduate Internalization Grant (2014/2015) awarded
to the first author of the manuscript. Furthermore, this research was conducted, while the
position of the first author was funded by ESRC grant ES/K000942/1.
110 Bel�en L�opez-P�erez et al.
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