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AsystematicliteraturereviewofUSengineeringethicsinterventions.pdf

ORIGINAL PAPER

A Systematic Literature Review of US Engineering Ethics Interventions

Justin L. Hess1 • Grant Fore1,2

Received: 26 January 2017 / Accepted: 23 March 2017 / Published online: 11 April 2017

� Springer Science+Business Media Dordrecht 2017

Abstract Promoting the ethical formation of engineering students through the cultivation of their discipline-specific knowledge, sensitivity, imagination, and

reasoning skills has become a goal for many engineering education programs

throughout the United States. However, there is neither a consensus throughout the

engineering education community regarding which strategies are most effective

towards which ends, nor which ends are most important. This study provides an

overview of engineering ethics interventions within the U.S. through the systematic

analysis of articles that featured ethical interventions in engineering, published in

select peer-reviewed journals, and published between 2000 and 2015. As a core

criterion, each journal article reviewed must have provided an overview of the

course as well as how the authors evaluated course-learning goals. In sum, 26

articles were analyzed with a coding scheme that included 56 binary items. The

results indicate that the most common methods for integrating ethics into engi-

neering involved exposing students to codes/standards, utilizing case studies, and

discussion activities. Nearly half of the articles had students engage with ethical

heuristics or philosophical ethics. Following the presentation of the results, this

study describes in detail four articles to highlight less common but intriguing

pedagogical methods and evaluation techniques. The findings indicate that there is

limited empirical work on ethics education within engineering across the United

States. Furthermore, due to the large variation in goals, approaches, and evaluation

& Justin L. Hess [email protected]

Grant Fore

[email protected]

1 STEM Education Innovation and Research Institute, Indiana University Purdue University

Indianapolis, Indianapolis, IN, USA

2 Department of Anthropology, University of Cape Town, Cape Town, Western Cape, South

Africa

123

Sci Eng Ethics (2018) 24:551–583

https://doi.org/10.1007/s11948-017-9910-6

methods described across interventions, this study does not detail ‘‘best’’ practices

for integrating ethics into engineering. The science and engineering education

community should continue exploring the relative merits of different approaches to

ethics education in engineering.

Keywords Ethics � Engineering ethics � Ethics education � Systematic review � Content analysis

Introduction

In 2001, Haws conducted a ‘‘mini’’-meta analysis of ethics interventions published

within the American Society of Engineering Education conference proceedings

between 1996 and 1999. His review indicated that within the context of ethics

education in engineering, six pedagogical techniques were the most pervasive.

These included teaching students about professional codes of ethics, humanist

readings, readings/discussions on ethical theory, ethical heuristics or decision-

making tools, case studies, and service learning. Notably, the specific focus of the

articles Haws analyzed tended to be ‘‘to transfer an understanding of ethics to the

student’’ (p. 223). Hence, this focus was a pre-cursor to the oft-cited ABET EC 2000

where criterion 3f, or an ‘‘understanding of professional and ethical responsibility,’’

became an explicit student outcome as part of university accreditation.

Following ABET 2000, universities created and implemented numerous

techniques for developing engineering students’ ethical understanding (Herkert

2000). However, the variations in how engineering schools covered ABET’s ethics

component continued to be quite diverse (Colby and Sullivan 2008). Alas, Colby

and Sullivan indicated that while many engineering school or university admin-

istrators felt that ‘‘professional responsibility and ethics’’ were components of their

curriculum, few departments ‘‘seemed to establish explicit goals in this area or

monitor and coordinate coverage’’ (p. 332). What is more disconcerting, however, is

that they found it to be ‘‘commonplace in our site visits for faculty, even department

chairs, to be unaware of whether or how their program supports its students’ ethical-

professional development’’ (p. 332). The problem, as indicated by Barry and Ohland

(2012), may be that ‘‘many engineering programs are unsure of how much

curriculum content is needed’’ for meeting ABET’s ethics criteria (p. 369).

Likewise, ABET recognized that during their 2010–2011 evaluations, criterion 3f

was one that engineering programs had notable difficulty evaluating (ABET 2016).

While many U.S. universities may have lacked an explicit focus on students’

ethical development, there are many universities who have implemented ethics in an

effective manner, as evident from the National Academy of Engineering’s (NAE

2016) recent publication of exemplary engineering ethics programs. As a review of

NAE’s report shows, ethical interventions within engineering continue to vary in

size, scope, and context. Nonetheless, the relative merit of these varying techniques,

including strategies for evaluating and comparing student outcomes across these

interventions, remains largely unknown. This is partly due to the limited body of

empirical work in this domain and partly due to the multiplicity of ethics-related

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learning goals vying for attention among engineering educators. This paper seeks to

understand the nature of ethical interventions within post-secondary engineering

education more than 15 years after ABET EC 2000 by bridging the empirical work

published within four scholarly journals. Through this synthesis, the hope is that this

work will lead to an improved understanding of how to deliver and evaluate ethics

education within the context of engineering, along with what future work scholars

might pursue within this domain.

This manuscript begins with a brief background on engineering ethics education,

followed by the theoretical framework and methodology. The manuscript ends with

results of the systematic literature review, elaboration of four exemplary ethics

investigations, and a discussion of the findings in light of these results and the calls

for the inclusion of ethics within engineering.

Background

Today, professional ethics has become a central subject within engineering

education in the United States, due in part to an increased focus on professional

responsibilities of engineers (Fleddermann 2011), risks associated with rapid

technological development (Spier and Bird 2007), and ABET student outcomes

grounded in EC 2000. While the ABET board proposed a large shift in the student

outcomes in 2015, an emphasis on ethical understanding persisted.

NAE (2004) similarly suggested that students need to ‘‘possess a working

framework upon which high ethical standards and a strong sense of professionalism

can be developed’’ (emphases original, p. 56). More recently, as a core habit of mind,

NAE (2009) suggested that engineers must become attentive to ethical considerations,

they must realize ‘‘the impacts of engineering on people and the environment,’’ and

they must become considerate of ‘‘unintended consequences of a technology’’ (p. 5f).

ABET EC 2000 framed such a responsibility in a global context with the stated student

outcome of ‘‘the broad education necessary to understand the impact of engineering

solutions in a global, economic, environmental, and societal context.’’

Prior to 2000, Harris et al. (1996) suggested several common ethics-related

learning goals within engineering. These ranged from ‘‘to stimulate the ethical

imagination of students,’’ to ‘‘recognize ethical issues,’’ ‘‘to help students analyze

key ethical concepts and principles that are relevant to the particular profession or

practice,’’ ‘‘to help students deal with ethical disagreement, ambiguity, and

vagueness,’’ and ‘‘to encourage students to take ethical responsibility seriously’’ (p.

94). Newberry (2004) condensed these goals into three broad categories; (a) emo-

tional engagement or wanting to be ethical, (b) intellectual engagement or knowing

how to be ethical, and (c) particular knowledge or the discipline-specific knowledge

of codes or practices that allows one to make ethical decisions. More recently, Haws

(2006) called for a holistic and contextualized ethics education that would help

students develop ‘‘enactive mastery, as they encounter moral dilemma and work

through ethical deliberations’’ while being provided ‘‘vicarious experience,

encountering the moral dilemma of others with whom they identify; and expert

testimony, following those whose expertise they accept’’ (emphases original,

A Systematic Literature Review of US Engineering Ethics… 553

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p. 365f). The ultimate desired student outcome for Haws, then, was ‘‘moral

behavior’’ (p. 366).

Like the varying learning goals, the methods through which instructors

incorporate ethics into engineering education tend to be quite diverse, ranging

from general ethics courses in domains outside of engineering to integration of

ethics content directly into engineering courses. For the most part, when led by

engineering instructors, the focus has been on professional codes and/or case studies

(Haws 2001). There are many proponents of these methods (Abaté 2011; Harris

et al. 1996) despite ‘‘little empirical research on whether the use of cases is the most

effective teaching method in promoting ethical understanding for engineering

students’’ (Yadav and Barry 2009, p. 142). Critics of these ‘‘individualistic

approaches’’ suggest the focus is too narrow (Conlon and Zandvoort 2011; Davis

2006a) and that codes restrict attention to micro-ethics issues, when the focus

should instead be on macro-ethics, or societal issues (Bucciarelli 2008; Herkert

2005). Importantly, however, is that these two areas are not separable. As Devon

and van de Poel (2004) argued, the ‘‘social [macro] ethics approach and individual

[micro] ethics approach do not exclude each other’’ as ‘‘individual ethics without

social ethics is powerless’’ (p. 468).

Haws (2004) argued beyond the micro/macro dichotomy, suggesting that

students should develop a meta-ethic by applying ethical principles within a social

context through ‘‘the negotiation of moral values’’ (p. 204). Haws’ (2004)

suggestion was that some inclusion of ethical theory is necessary, as the engineer

must have developed their own moral framework in order to solve future ethical

dilemmas, particularly those without precedent. Nonetheless, he found in his earlier

study that ethical theory was rarely included in engineering ethics education (Haws

2001). In contrast to Haws, Abaté (2011) argued that engineering ethics should not

and even cannot be taught if understood as ‘‘training engineers to be moral

individuals’’ (p. 583). Abaté’s suggestion is that morality is a character trait, and

that a stand-alone course will be insufficient to alter such ethos. Contrariwise, Haws

(2001) agreed with the difficulty of teaching ethics with the ultimate aim of moral

development, but he did not let this dissuade his regard of its importance:

Becoming morally grounded takes much more time. To enable a sense of

moral grounding in someone else requires devotion. These are not the kind of

learning objectives achieved in a few seminars, and most educators in this area

recognize that ethics, as a subject, requires a lifetime to truly master. (Haws

2001, p. 228)

Similarly, Cruz and Frey (2003) criticized Abeté’s view and its presupposition

that moral development ‘‘is over by the time children reach their early teens’’ (p.

548). These authors supported a more optimistic perspective that one’s personal

ethic continues developing later in life. Cruz and Frey’s (2003) suggestion is

supported by a long line of research using the Defining Issues Test (Rest et al.

1999, 2014). Specifically, many scholars have found that ethical interventions can

spark dramatic improvements in students’ moral judgment as measured quantita-

tively using the DIT which aligns with ‘‘neo-Kohlbergian’’ schema (Rest et al.

2000, 2014).

554 J. L. Hess, G. Fore

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Notably, Newberry (2004), although not focusing solely on moral reasoning,

argued that engineering ethics runs the risk of being ‘‘superficially effective’’ when

the instruction has a ‘‘lack of emotional engagement with the material on part of the

students’’ (p. 343). Barry and Ohland (2012) supported these suggestions, showing

that engineering ethics is commonly in-effective. They found that exposure to ethics

content does not necessarily lead to development of sought outcomes. They

suggested that rather than focusing on quantity of exposure, instructors should focus

on the quality of instructional strategies. Newberry agreed and called for a

‘‘systematic restructuring’’ of curriculum that situates the professional/ethics

content on ‘‘equal footing’’ with the technical content (p. 348). Further, Newberry

argued that the act of ‘‘squeezing in’’ ethics content ‘‘calls into subconscious

question the legitimacy of these topics as anything other than required distractions’’

(p. 348). Despite these and many other authors’ support for ethics inclusion across

engineering education curriculum (Cruz and Frey 2003; Davis and Riley 2008;

Fleischmann 2004), engineering schools continue to struggle to implement ethics

effectively throughout their curriculum (Colby and Sullivan 2008).

Theoretical Framework

A number of assumptions guided this study’s literature retention and review

process. Namely, review articles must have described both the pedagogical process

(e.g., course content and pedagogy) and the course outcomes (e.g., evaluation or

assessment and interpretation of the pedagogical impact or research findings).

Yadav and Barry (2009) have pointed to a lack of empirical work on engineering

ethics education regarding case-based pedagogy. As case studies are one of the most

common approach to introducing ethics in engineering (Haws 2001), this limitation

likely holds for all intervention-types.

As a broad but holistic course design model for establishing the review criterion,

this study followed the operational framework offered by Streveler et al. (2012) for

outcomes based education. These scholars argued that ‘‘alignment of content (or

curriculum), assessment, and delivery (or pedagogy or instructional strategy) to

design learning modules, courses, and programs is pivotal to advancing the state of

the art of practice in engineering education.’’ Hence, in the context of this study, in

retained articles the educators must have not only described their course content and

pedagogy, but also how they assessed their teaching strategies, be it formative or

summative, quantitative or qualitative (or mixed). Simply put, authors must have

clearly described the content, pedagogy, and assessment of their intervention.

Without this clarity, comparisons of the efficacy of interventions, specifically

understanding how subtle nuances might mitigate or bolster the students’ attainment

of learning outcomes, becomes impossible (or at least inaccurate, on our part).

Therefore, while this framing indicates that researchers must be transparent

regarding how and what they teach in order to develop the needed research

foundation to ascertain which ethics interventions are most effective within

engineering, it does not elect a priori any ‘‘correct’’ method of engineering ethics

education. Further, while the authors agree that a focus on either macro-ethics

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(Bucciarelli 2008) or meta-ethics (Haws 2004) will be more likely to catalyze

ethical reasoning development than a course that focuses solely on codes, we

recognize that other modes of ethics instruction may be more effective for other

goals, such as using role-play to cultivate an ethic of care (Pantazidou and Nair

1999). Likewise, this framing does not posit that the development or attainment of a

specific moral framework ought to be the end goal of engineering ethics education

for all instructors, as Harris et al. (1996) did not even include such a goal when

listing six common learning goals of engineering ethics education.

Lastly, there are various contrasting and overlapping definitions of ethics (Spier

and Bird 2014). Many scholars draw a rigid boundary between this term and

another, morality. For example, Davis (2006b) depicted three separate concepts that

authors frequently label under the umbrella of ethics. These include (a) ‘‘ordinary

morality’’, (b) a ‘‘field of philosophy’’, and (c) special ‘‘standards’’ that go beyond

ordinary morality (p. 718). Within the third sense is what Davis called ‘‘engineering

ethics’’ as it ‘‘applies only to members of the relevant group (engineers)’’ (p. 719).

While engineering ethics, as defined by Davis, might resemble or directly contain

aspects from the ethics of ‘‘ordinary morality’’ the ethics of engineers are generally

more stringent. This is apparent if one reviews the National Society of Professional

Engineers’ (2017) code of ethics or those from any engineering society within the

United States. While the rigid parsing made by Davis between ethics and morality

may be useful for delineating specific goals of ethics education, many engineering

educators’ efforts fit the larger umbrella term of ethics described by Davis. For

example, some authors might attempt to ground their pedagogy in philosophical

theory, an approach supported by Haws (2001). Likewise, other scholars may

simply choose to use the terms interchangeably (e.g., Drake et al. 2005). Hence,

throughout the rest of this paper, the term ethics will be used in a sense that

encompasses all distinctions made by Davis (2006b).

Methodology

This study utilized a systematic literature review process (Borrego et al. 2014;

Jesson et al. 2011) which included a qualitative content analytic approach

(Krippendorff 2012). Borrego et al. (2014) recognized this methodology was

important for appraising and critically synthesizing previous research in order to

inform future practices within that domain. Further, Borrego et al. offered a series of

steps to follow when conducting a systematic literature review, which included

(a) deciding to do a review, (b) identifying scope and research questions, (c) defining

inclusion criteria, (d) finding and cataloguing sources, (e) critiquing and appraising,

and (f) synthesizing. These systematic steps were adapted and extended for the

purposes of this investigation as follows:

1. Reviewing: Deciding to engage in a systematic literature review

2. Defining: Defining and redefining research questions and sub-questions

3. Scoping: Identifying where and how to look for literature

4. Cataloguing: Gathering literature and creating a database

556 J. L. Hess, G. Fore

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5. Exploring: Reading each article, making notes, developing a coding frame-

work, and excluding articles that did not meet the required criterion or that

could not be coded

6. Coding: Re-reading each article and applying coding framework

7. Checking: A second coder was trained in and applied the coding framework to

five articles and the reliability between the coders was evaluated

8. Quantizing: Calculating descriptive statistics for developed categories and

comparing

9. Interpreting: Identifying what the results indicate, and tying results to the

literature

10. Narrating: Writing an overview of the research findings

While these steps are presented sequentially here, the authors’ process was not

linear. For example, ‘‘coding’’ and ‘‘checking’’ overlapped as the first author

introduced the coding framework to the second, incorporated the second coder’s

feedback by clarifying and updating his own codes, and then re-visited articles for

any adjusted codes in a form of axial coding.

Defining: The Research Questions and Sub-Questions

As described in the theoretical framework, there is a lack of empirical work related

to ethics education in engineering. Furthermore, while many accredited universities

have struggled to incorporate ethics into their curriculum (Colby and Sullivan

2008), ABET’s novel program criteria continues to emphasize ethics as a student

outcome. Hence, this study seeks to lessen instructors’ difficulties by systematically

exploring literature on ethics interventions within the United States. Specifically, the

following research question guided this investigation:

RQ: What has been the nature of engineering ethics interventions throughout post-secondary curriculum in the United States, as evident through select

journal publications describing these efforts between 2000 and 2015, and to

what extent have these interventions proved to be effective?

This research question extends beyond understanding what types of ethical

interventions permeate engineering education to focus on the content of and

research strategies used to evaluate or explore the impact of those interventions.

Therefore, to address this guiding question, secondary research questions included,

‘‘In what contexts are these ethics interventions situated?’’, ‘‘Who is leading these

interventions?’’, ‘‘What are the most common learning goals?’’, ‘‘What pedagogical

techniques have authors implemented?’’, ‘‘What was the nature of the assessment

strategies utilized?’’, and ‘‘What do findings from these studies suggest?’’ The

coding scheme developed sought to address each of these questions.

Scoping: Identifying Where and How to Look for the Literature

Literature was collected from two engineering education journals (the Journal of

Engineering Education and ADVANCES in Engineering Education) and two ethics

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journals that include ethics interventions within engineering (Science and

Engineering Ethics and Teaching Ethics). Only U.S.-based interventions published

from 2000 to 2015 were collected. Due to this U.S. focus, reputable non-U.S.

specific journals were not included in this review.

Cataloguing: Gathering Literature and Creating a Database

The initial search strategy produced 278 hits. Through exploration of the abstracts

of collected articles, the authors retained literature that described engineering ethics

interventions, including learning objectives, pedagogical methods, and assessment.

Purely theoretical sources or those lacking assessment of learning objectives were

removed. Often, a review of the entire paper was necessary to understand if it met

the established criteria. While many papers did not meet this criterion, given the

initial number of hits, this strict criterion for literature retention was not foreseen to

be an issue. Common reasons for removing articles is described next.

First a call for a specific type of pedagogy was not retained for analysis. Hence, if

the author(s) theorized what ethics educators should do but did not provide any

empirical data, that article was removed. For example, Passino (2009) argued for a

holistic service-oriented program that seeks for students to internalize codes;

Verharen et al. (2013) described a ‘‘survival ethics’’ and service-oriented ethics

intervention; Haws (2006) described a course on just war; Hoffmann and Borenstein

(2014) described a collaborative, student-led course; Monk (2009) described the use

of plays; Prince (2006) described role-play exercises; Billington (2006) offered four

case studies; Newberry (2010) outlined how Hurricane Katrina could be used as a

case. Yet, none of these authors described the implementation of their proposed

intervention with a specific student sample, nor how they evaluated the outcomes of

their intervention.

Second, while integrating ethics into a broader course or curriculum did not

exclude a paper from this review, many papers did not provide sufficient

explanations on the course’s ethics component or their evaluation of that component

for us to apply the coding framework and, thereby, conduct a meaningful

comparative analysis. For example, Pappas et al. (2004) included one paragraph on

the ‘‘engineering ethics’’ component of the curriculum they described, and then one

sentence referring to how satisfied students were with the ethics component; Lohani

et al. (2011) described at length how ethics was integrated across the curriculum at

Virginia Tech, but summarized the impact of their intervention in two sentences;

Safferman et al. (2001) mentioned that ethics was integrated within their design

course, but exactly how was unclear.

Third, papers that only described assessment strategies were removed. For

example, Keefer et al. (2014) discussed the importance of formative assessment.

Likewise, a few papers described the design of quantitative instruments to evaluate

the efficacy of ethics interventions. Some of these even used their instrument to

evaluate classes in a pre/post format (Borenstein et al. 2010). However, such articles

were not retained as they did not provide much (if any) overview of an

intervention’s content or pedagogy.

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Lastly, the numerous theoretical papers were not retained. To offer a few

examples, in no particular order, scholars described feminist ethics (Riley 2013),

humanitarianism (Passino 2009), macro-ethics (Herkert 2005), meta-ethics (Haws

2004), social responsibility (Doorn 2012), sustainability (Haase 2013), values

(Gupta 2015), and virtue ethics (Harris 2008). This breadth of theoretical papers is

important, as it indicates that the engineering and science education scholarly

community is actively debating what theoretical grounding is most important for

training future engineers. Furthermore, these terms might offer future insights for

exploring how educators are integrating ‘‘ethics’’ in engineering curriculum even

when they do not explicitly use the term ethics.

After this process, the database included 42 articles (see Table 1).

Exploring: Engaging with the Literature

During this phase, the authors began generating a coding framework as they read the

initially collected literature. Hence, the coding scheme was developed both

deductively and inductively. Questions from Borrego et al. (2014) guided this

process, such as, ‘‘What attempts have been commonly utilized to ascertain the

effectiveness of an intervention?’’; ‘‘How does the content of an intervention or

program influence effectiveness?’’; ‘‘Does the intensity, length, or frequency of the

intervention influence its effectiveness or duration of effect?’’; ‘‘Are there any

factors that prevent or support effective implementation?’’

Deductive codes involved pre-conceived notions of items to be included.

Examples included Haws’ (2001) findings for pedagogical nomenclature, such as:

(1) Professional engineering codes of ethics, (2) Humanist readings, (3) Theoretical

grounding, (4) Ethical heuristics, (5) Case studies, and (6) Service learning.

Likewise, three types of ethical theory were generated, following the lead of Lloyd

and Busby (2003), ‘‘(1) consequential, (2) deontological or non-consequential, and

(3) virtue-based’’ (p. 503). Contrariwise, inductively generated pedagogical codes

included presentations, peer mentoring experiences, and developing one’s own code

of ethics.

After further reading and when attempting to apply this emergent coding scheme,

several of the 42 articles either did not meet the criteria or did not provide enough

information to code the article reliably. In any cases that were particularly close, the

Table 1 Overview of data collection process

Journal Years of

publication

Initially

collected

Initially

retained

Total

analyzed

Science and Engineering Ethics 2000–2015 240 25 15

Journal of Engineering Education 2000–2012 28 12 7

Teaching Ethics 2003–2014 6 3 2

Advances in Engineering

Education

2008–2013 4 2 2

Total 2000–2015 278 42 26

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first author consulted the second prior to removal. The analyzed literature was

reduced from 42 to 26 for two primary causes, as described next (see ‘‘Appendix’’

for a list of the 26 articles analyzed herein).

First, many articles minimally described their assessment of students’ learning of

ethics. For example, Segall (2002) described an exit interview, but how that data

was collected and analyzed was unclear; Berry et al. (2013) described plans for

future research but provided little to no information regarding how they had already

explored student learning; Lau (2004) indicated that no formal assessment had been

done; Graber and Pionke (2006) did not provide any empirical data; Mikic and

Grasso (2002) did not provide any assessment data pertaining to students’ learning

related to ethics-specific objectives.

Second, a few of the retained articles described a similar intervention, at the same

university, and facilitated by the same authors. In most of these like-articles, there

were slight modifications and a slightly different assessment style or intervention

across the manuscripts. Therefore, in order to avoid biased results favoring any

research team’s efforts, only one article was retained and coded from each like-

intervention. The rationale for retained articles was as follows:

• Chungand Alfred (2009) was retained rather than Alfred and Chung(2012) or Chung (2015) as these follow-up investigations provided little description of the pedagogy.

• Davis (2006b) was retained rather than Davis and Feinerman (2012), which described assessment but not pedagogy, or Davis and Riley (2008), which

described the assessment strategy but did not provide any empirical data.

• Jonassen and Cho (2011) was retained rather than Jonassen et al. (2009) as the former extended the findings of the later

• Hashemian and Loui (2010) was retained rather than Loui (2005) as the former included a control group and extended the findings of the latter.

• Martin et al. (2005) was retained rather than Rayne et al. (2006) as the former focused solely on undergraduates and the latter included both high school and

college students.

An initial section of the database was labeled ‘‘study overview’’. This

information was not part of the coding compared across studies, as these items

were matters of fact. For example, this section included the title of the paper, the

journal, the university/site of the course(s) described in the study, the discipline(s) of

the course listing(s), and the sample size.

Upon completion, the coding framework included nine categories with 56 binary

items, not including study overview information. Most of these items were matters

of interpretation, such as whether the learning goals fell into certain categories, the

format of the course, and the research strategies used. Hence, the validity of the

coding of these items was largely dependent upon the clarity of the author(s). As an

example, Huff and Frey (2005) created a ‘‘taxonomy’’ of cases that was modified in

this study. Most authors did not use this same terminology and hence, our attempt to

map applicable articles into these categories was a subjective process. Sometimes,

even if an article stated that they used the case study approach, they did not

articulate the content of the cases. In such instances, coding cells were left blank.

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Table 2 presents an overview of the categories and codes. Precise definitions of the

categories and codes is provided in the quantizing section, which also includes the

results of this analysis.

Checking: Interrater Reliability

Author 1 coded each of the 26 articles using the coding framework. Throughout the

process of code creation, Author 1 frequently communicated with Author 2 in order

to clarify or add nuance to emergent codes. When Author 1 had reviewed and coded

each of the articles, Author 2 then read and coded an article from the database

(Sunderland 2014). Then, in a training session, the two authors met and reviewed

the coding framework, including the alignment between the two Authors’ coding of

the article. The Authors talked through any confusion and then made slight

adjustments to the framework. At this point, Author 1 revisited each of the coded

articles, checking his own coding. Author 2 then reviewed and coded five articles

from the database. After Author 2 coded two of these articles, the authors reviewed

their level of agreement, which was at 92.5% agreement at this stage. The authors

removed one code and rephrased a few more without significantly altering their

initial meaning. Author 2 coded the remaining articles, which led to a final inter-

rater percent agreement of 90.3% (note that Cohen’s Kappa was not computed as

this was not a fully crossed design). Lastly, the Authors discussed and resolved all

inconsistencies in their coding of the five articles.

Quantizing: Descriptive Statistics

Overview of Studies: Contexts, Curricular Integration Strategies, and Delivery Formats

The initial secondary questions addressed in this study included, ‘‘In what context

are these ethics interventions situated?’’ and ‘‘Who are leading these interventions?’’

The majority of the studies were single-university initiatives, although a few

involved multiple universities (Davis 2006b; Hirsch et al. 2005; Loui 2006;

Newberry et al. 2011). The disciplines of the course offerings were highly variable,

spanning from introductory engineering courses (Garcia et al. 2011; Jonassen and

Cho 2011), to senior design courses (Catalano 2004; Pimmel 2001; Santi 2000), to

graduate courses (Newberry et al. 2011). Some course listings were outside of

engineering, including one communications course (Moore et al. 2006) and one

physics course (Wilson 2013). Several interventions were ‘‘outside’’ of the

traditional curriculum context, such as Hirsch et al. (2005) whose study included

summer internships; Wittig (2013) who focused on extra-curricular student-

chapter projects; and Gorman et al. (2000) whose study included real-world case

exposure as part of their Systems Engineering graduate program.

Generally, the make-up of the students within these studies were from

engineering, but a few featured computer science, technology, management, or

liberal arts students (Benzley 2006; Drake et al. 2005; Feldhaus and Fox 2004;

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Table 2 Overview of coding framework

Category Item

1. Curricular Integration Strategy Stand-alone course/unit

Within existing course

Across the curriculum

Extra-curricular

2. Class Format Online

In-person

Hybrid

3. Study Rationale or Justification ABET Accreditation

University, School, or Departmental Efforts

National Organizational Efforts

Societal Improvement

4. Study Learning Goals Sensitivity or Awareness

Judgment, Decision-Making, or Imagination

Courage, Confidence, or Commitment

5. Pedagogy or Activities Codes of Ethics or Rules

Developing Code of Ethics

Ethical Tools, Processes, or Heuristics

Developing Heuristics

Philosophical Ethics

Case Studies

Developing a Case Study

Micro-Insertion

Real-World Exposure

Community Engagement

Discussion or Debate

Presentation

Peer Mentoring

Individual Written Assignment(s)

Team Project or Position Paper

Game

6. Engagement with Philosophical Ethics (if applicable) Consequentialist (e.g., Mill)

Deontology (e.g., Kant)

Justice (e.g., Rawls)

Virtue (e.g., Aristotle)

Care (e.g., Gilligan)

7. Case Study Typology (if applicable) Historical or real

Hypothetical or fictitious

Real cases made hypothetical

Thick (lots of details)

Thin (a page or less)

Big news (rare events, macro-ethical issues)

562 J. L. Hess, G. Fore

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Hashemian and Loui 2010; Kligyte et al. 2008). In a few instances, the disciplinary

background of students was unclear. In addition, the professorate of these studies

varied. Interventions included faculty from humanities (Moore et al. 2006),

psychology (Kligyte et al. 2008), communication (Hirsch et al. 2005), business

(Gorman et al. 2000), philosophy (Drake et al. 2005), and in one case, high school

science and math teachers (Garcia et al. 2011). The vast majority of these

interventions were required components of a curriculum or program, but often this

detail was unclear. Lastly, the duration of the interventions varied widely, with one

intervention being inserted directly into the technical curriculum (Davis 2006b),

some taking one or two days (Hall 2004; Kligyte et al. 2008; Loui 2006), and many

spanning the academic semester (Cruz et al. 2004; Ermer 2004; Garcia et al. 2011;

Hashemian and Loui 2010; Sunderland 2014).

Exactly half of the interventions were integrated within an existing course

(n = 13; 50%). Several interventions included a stand-alone course or unit,

meaning they were self-contained (n = 10, 38%). Three of the interventions were

‘‘extra-curricular’’ or outside of class. The authors only classified one intervention

as ‘‘across the curriculum’’ (Gorman et al. 2000). Most interventions were ‘‘in-

class’’ or ‘‘in-person’’ (n = 20; 77%) whereas a few were ‘‘online’’ (n = 4, 15%)

and three were ‘‘hybrid’’ in nature (n = 12%). Note that this total adds up to 27 as

one article described and compared two distinct interventions within their study

(Feldhaus and Fox 2004).

Rationale and Justification

The aim of this category was to address the secondary research question, ‘‘How did

the authors rationalize or justify the need for their study?’’ Each article began with a

Table 2 continued

Category Item

Small news (everyday, micro-ethical issues)

Evaluative (judgment)

Participative (in the case)

8. Quantitative Assessment Strategy (if applicable) Quantized qualitative data

Examination (e.g., final, mid-term, quiz)

Ethical reasoning instrument

Personality inventory or measure

Student perceptions

Productivity

Pre/post testing

Comparative (e.g., control group(s), categorically)

9. Qualitative Assessment Strategy (if applicable) Observations

Interviews or Focus Groups

Homework Analysis (e.g., written assignments)

Course Evaluation(s)

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justification or identification of the need for the ethical intervention. To cross-

compare these rationalizations, four codes were developed: (a) ABET Accredita-

tion, (b) University, school, or departmental efforts, (c) National efforts, and

(d) Societal improvement. A fifth code eventually removed pertained to ‘‘learner

improvement’’: this code was removed as the authors felt that, at the least, it was

implicit to every article. As Table 3 shows, the majority of articles pointed to ABET

accreditation (n = 17; 65%). Exactly half of the articles referenced university,

school, or departmental efforts (n = 13; 50%). Lastly, 12 articles recognized

national efforts (46%) and 12 articles recognized societal improvement (46%) as

motivators of the intervention.

Learning Goals

This category sought to address the secondary research question, ‘‘What were the

learning goals across these interventions?’’ Several articles contained multiple

learning goals, and many of those learning goals related to but were not specific to

the domain of ethics (e.g., technical communication skills, teamwork). The coding

taxonomy included several items pertaining to these categories, each extracted from

commonly cited sources (e.g., Harris et al. 1996; Newberry 2004; Rest et al. 2014,

to cite a few). At the conclusion of the coding process, the codes were condensed

into three broad items. Descriptions of those items and the number of articles that

encapsulated elements pertaining to those items were as follows:

1. Ethical sensitivity or awareness. This learning goal focuses on enhancing

students’ awareness of ethically problematic situations or their sensitivity to

ethical issues that they may encounter in the future. It may do so by appealing to

students’ prior experiences or it may have them consider dilemmas experienced

by practicing engineers. This item was coded in 25 of the 26 articles (96%).

2. Ethical judgment, decision-making, or imagination. This learning goal focuses

on helping students know how to reason or act ethically. The objective may be

achieved in a variety of ways, such as by exposing students to, and having

students apply, codes; emphasizing the use of technical knowledge in a socially

responsible, just, or fair way; discussing ethical theory or philosophical ethics;

or promoting the creation of unforeseen possibilities. This item was coded in 23

of the 26 articles (89%).

Table 3 Overview of study rationale or justification

Item The study justifies the intervention by pointing to… n %

ABET Accreditation Accreditation requirements or student outcomes 17 65

University, School, or

Departmental Efforts

School or university efforts at promoting students’ ethical

development

13 50

National Efforts National efforts (not including ABET) calling for ethics

education in engineering

12 46

Societal Improvement Recognizing potential societal benefits of the intervention 12 46

564 J. L. Hess, G. Fore

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3. Ethical courage, confidence, or commitment. This learning goal focuses on

students’ disposition or tendency to ‘‘be’’ ethical. It may focus on the

development of a commitment to a normative principle (e.g., fairness) or on the

students’ motivation to act ethically in their future careers. This item was coded

in 7 of the 26 articles (27%).

Pedagogy and Activities

This category addressed the secondary research question, ‘‘What pedagogical

techniques did the authors implement in order to attain the ethics-related learning

goals?’’ This category included 16 items, which was the most items included within

any category (see Table 4).

Several items were taken directly from Haws (2001), such as codes or rules

(n = 22; 85%), case study exposure (n = 21; 81%), ethical heuristics (n = 12;

46%), philosophical ethics (what Haws called theoretical grounding; n = 11; 42%),

and community engagement (which was related to what Haws called service

learning; n = 2; 8%). Inductively generated codes included discussion or debate

(n = 20; 77%), individual written assignments (n = 14; 54%), team projects

(n = 10; 38%), peer mentoring (n = 3; 12%), micro-insertion (n = 2; 8%), game-

based pedagogy (n = 2; 8%), and real-world exposure (n = 2; 8%). Lastly, several

items were distinguished by an emphasis on students’ development of an above

item, such as having students develop their own case studies (n = 3; 12%), ethical

heuristics, (n = 3; 12%), or codes/rules (n = 2; 8%). Only a few of these

pedagogical methods were included within more than half of the interventions. In

order of prevalence, these included codes or rules, case studies, discussion or

debate, and individual writing exercises. Table 4 summarizes these results.

Philosophical Ethics

11 of the 26 articles had students engage with philosophical ethics. The following

secondary research question guided the coding process within this category, ‘‘If the

authors grounded their pedagogy in some philosophical/theoretical theory, with

which theories did they have their students engage?’’ Items were developed as the

authors reviewed theoretical papers that did not feature an ethical intervention. In

total, this category contained five items. Articles were coded if they simply

mentioned student engagement with philosophical theory; rarely did authors

articulate how they had students do so. Importantly, if an article simply described

ethical theory within its theoretical framework but not student engagement with

ethical theory, this was not coded. For example, Sunderland’s (2014) study was

grounded within an ethic of care, but the intervention did not appear to engage

students with an ethic of care at a theoretical level. The most common ethical

theories integrated into the courses were consequentialism (n = 6; 23%), deontol-

ogy (n = 5; 19%), justice (n = 5; 19%), and virtue (n = 3; 12%). No articles had

students engage with an ethic of care at a theoretical level. Table 5 provides an

overview of these results.

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Case Study Typology

This section addresses the question, ‘‘If the authors used a case-based pedagogical

approach, what was the nature of the cases that they utilized?’’ 21 of the 26 articles

used case studies. The analysis of case content followed the work of Huff and Frey

(2005) who offered five dichotomous variables for defining case types. These

included (a) historical versus hypothetical, (b) thick versus thin, (c) good news

versus bad news, (d) big news versus small news, and (e) evaluative versus

participative. During the coding process, the authors removed the good versus bad

criteria as almost every article featured ‘‘bad’’ news cases, and in many instances,

there was what seemed to be ‘‘neutral’’ cases. Rarely did authors describe what Huff

and Frey called ‘‘good’’ cases featuring moral exemplars. Notably, many of the

articles featured multiple case studies. Cruz et al. (2004) were at the high end with

Table 4 Overview of pedagogical strategies utilized

Item Students learn by…. n %

Codes or rules Reviewing codes of ethics or standards, such as

the National Society of Professional

Engineers’ (NSPE) code of ethics

22 85

Case study exposure Engaging with ethical case studies 21 81

Discussion or debate Discussing ethical issues in class or out of class

amongst their peers

20 77

Individual written

assignments

Individually, writing a paper of any length on an

ethical topic or issue (e.g., position or paper;

essay)

14 54

Ethical tools, processes, or

heuristics

Reviewing and applying an ethical decision-

making or reasoning process

12 46

Philosophical ethics Engaging with philosophical ethics or ethical

theories (e.g., Kant, Mill)

11 42

Team project/position

paper

As part of a team, writing a paper or engaging in

a project that features an ethics component

10 38

Presentation Presenting research, case, or position on an

ethics topic (e.g., position in a case study)

7 27

Peer mentoring Coaching or leading peer in ethics debate,

research, or on a project

3 12

Developing heuristics Developing their own decision-making process 3 12

Developing a case study Developing a case study 3 12

Micro-insertion Experiencing ethics embedded directly with

technical curricular content

2 8

Real-world exposure Engaging with ethical issues in practice 2 8

Community engagement Engaging with ethical issues that they encounter

during community-based learning

2 8

Developing code of ethics Developing one’s own code of ethics, ethical

rules, or ethics standards

2 8

Game Playing game(s) to learn about or work through

ethics issues

2 8

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as many as 15 cases integrated into their intervention (an ‘‘Ethics bowl’’), whereas

Wilson (2013) and Loui (2006) were each at the low end with just one case. As an

example of the thin/thick distinction, the authors coded both of these articles as

‘‘thick’’, although Loui’s case included about an hour of work compared to Wilson’s

case that included a month of student work/activities.

As Table 6 shows, the type of cases described across interventions were highly

variable. Only one item (‘‘Participative’’) was contained within more than half of

the 21 articles that featured cases. Importantly, in many of the articles it was unclear

what the nature of the case-based pedagogy was. In other words, some authors

would indicate that they use case studies, and some would even mention the case,

but they would not provide additional information on how they delivered the case.

Hence, perhaps unsurprisingly, this category was one of the larger sources of inter-

rater disagreements.

Table 5 Overview of interventions where students engaged with philosophical ethics

Item Students learn by engaging with or applying… n %

Consequentialist

(e.g., Mill)

Consequentialist lines of thought (e.g., utilitarianism or the greatest good

for the greatest number)

6 23

Deontology (e.g.,

Kant)

Deontological reasoning (e.g., categorical imperatives or binding moral

obligations)

5 19

Justice (e.g., Rawls) Issues with equity (e.g., the fairness principle) 5 19

Virtue (e.g.,

Aristotle)

Character-related inquiry (e.g., moral standards) 3 12

Care (e.g., Gilligan) An ethic of care (e.g., connectedness; compassion) 0 0

Table 6 Overview of case-based pedagogies

Item Description n %

Historical or real Based on actual or true events 8 31

Hypothetical or fictitious The events are not true 7 27

Real cases made hypothetical Reframing a real case so that it becomes fictional 4 15

Thick (lots of details) The inclusion of lots of material 6 23

Thin (a page or less) Providing a page of information or less 7 27

Big news (rare events, macro-

ethical issues)

Featuring newspaper-worthy material; Or featuring macro

issues involve many stakeholders

8 31

Small news (everyday, micro-

ethical issues)

Featuring everyday ethical issues or micro-ethical issues that

focus on interpersonal issues

8 31

Evaluative Thinking about the case as would a judge 6 23

Participative Thinking about the case as a participant 12 46

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Quantitative Assessments

25 of the 26 articles used some form of quantitative data to inform their results. The

following secondary research question guided the exploration of these assessments,

‘‘What was the nature of the quantitative assessment strategies utilized throughout

the interventions?’’ The most common quantitative assessment technique analyzed

student perceptions of the intervention (n = 19; 73%). Exactly half of the

interventions featured a comparative component, which could have included either

a control group or a comparison of distinct interventions. Only a few studies (n = 4;

15%) utilized an ethical reasoning instrument, such as the DIT2 (Rest et al. 1999) or

ESIT (Borenstein et al. 2010). Table 7 provides an overview of these results.

Qualitative Assessments

16 of the 26 articles used some form of qualitative data to inform their results. The

following research question guided this analysis, ‘‘What was the nature of the

qualitative assessment strategies utilized throughout the interventions?’’ Notably,

authors rarely articulated the epistemological theory guiding their qualitative

analysis. Nonetheless, items were coded if an author provided any data pertaining to

the respective item. The most common qualitative assessment technique was course

evaluations (n = 12; 46%) followed by observations (n = 8; 31%). Table 8

provides an overview of these results.

Literature Exemplars

To elucidate the nature of and variability across the analyzed articles, this section

briefly describes four exemplary works. Specifically, these four articles highlight

unique methods for delivering ethics instruction and ascertaining the efficacy of that

Table 7 Overview of quantitative assessment, evaluation, or research strategies used

Item The article measured and analyzed… n %

Student perceptions Perceptions of the efficacy of the intervention, such as through course

evaluations

19 73

Comparative Comparative data, such as with control groups or by comparing

intervention types

13 50

Quantized qualitative

data

Qualitative data that they converted to numerical data, either by coding

or applying a rubric

9 35

Pre/post testing Ethical development through pre and post intervention testing 8 31

Ethical reasoning

instrument

Affinity for post-conventional reasoning by using measures such as the

DIT2 or ESIT

4 15

Examination End of course evaluation, such as a test or quiz 3 12

Personality measure Students’ affinity for certain ways of thinking 1 4

Productivity Students’ productivity (e.g., manuscripts; presentations) 1 4

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instruction. Further, the following passages were intended to provide the reader with

an understanding as to how the authors coded the articles. Table 9 provides an

overview of the exemplary articles.

Exemplar 1: Problem Based-Learning and Ethics Instruction (Wittig 2013)

This article was selected as it describes how educators can incorporate ethics into

design-based pedagogy. Specifically, this paper identifies how Problem Based

Learning strategies align with traditional student-chapter led or ‘‘extra-curricular’’

Engineers Without Borders (EWB) projects. In the context of this analysis, Wittig’s

goals aligned with the ‘‘ethical sensitivity’’ and ‘‘ethical decision-making’’ learning

goals. The pedagogical activities coded included real-world work, community

engagement, discussion/debate, mentoring, and a team project. Philosophical ethics

and case studies were not components of this intervention.

This article used both quantitative and qualitative techniques to assess how EWB

participation influenced students’ perceptions of their attainment of ABET EC 2000

student outcomes when compared to their coursework. Specifically, Wittig

compared differences in students’ perceptions of the impact of the two educational

modes across ABET outcomes. Of the ‘‘technical’’ ABET outcomes, the most

dramatic differences were between students’ perceptions of ‘‘their progress towards

achievement’’ aligned with outcome c (‘‘design a system, component, or process to

meet desired needs with realistic constraints such as…’’). The two ‘‘non-technical’’

Table 8 Overview of qualitative assessment, evaluation, or research strategies used

Item The article gathered and analyzed… n %

Course Evaluations Post-course evaluations reflecting on learning gains, engagement with

pedagogy, or satisfaction

12 46

Observations Observation of student learning gains either within or outside of course

(e.g., at a conference)

8 31

Interviews or Focus

Groups

Students’ narrative accounts of their learning or how they would reason

through a case

4 15

Homework Analysis Students’ written assignments or projects 3 12

Table 9 Overview of literature exemplars

References Student discipline Duration

Wittig (2013) Civil, Mechanical, or Environmental More than a year

Hashemian and Loui

(2010)

Electrical/Computer Engineers One semester

Kligyte et al. (2008) Electrical/Computer Engineers; Computer Science;

Meteorology

Two days

Davis (2006b) Multiple Directly within

courses

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outcomes with the most marked distinctions were f and h. With respect to outcome f

(‘‘possess an understanding of professional and ethical responsibility’’), on a Likert-

type scale from 1 (not relevant) to 5 (very helpful), the 14 students responded with

an average of 4.5 and 3.6 to EWB and class-impacts, respectively. Equally disparate

perceptions surfaced when comparing students’ perceptions of EWB and class

impacts regarding ABET outcome h (‘‘possess the broad education necessary to

understand the impact of engineering solutions’’), with averages of 4.8 and 3.7,

respectively.

This paper serves as an exemplar in several ways. Firstly, ethical development

was not Wittig’s sole focus, but rather one among many. Nonetheless, the findings

indicated that students’ perceived their extra-curricular involvement to be especially

beneficial in terms of their ethical development. Second, it serves as one of two

community-engaged approaches to ethics education that were analyzed. Service

learning is often ‘‘problem-based’’ and challenges students to work through ill-

structured problems tied to their authentic experiences. In these contexts, the

educator often becomes a facilitator or mentor to the students, who work with and

challenge one other. As Wittig makes clear, these contexts provide critical

opportunities for integrating ethics into engineering curricula.

Exemplar 2: Qualitatively Investigating Course Efficacy (Hashemian and Loui 2010)

This article was selected as it offered the most in-depth qualitative analysis of all of

the analyzed articles. The study describes a 200-level elective course, Engineering

Ethics, offered within Electrical and Computer Engineering at the University of

Illinois at Urbana Champaign. The focus of the course, as explained by the authors,

was on ‘‘professional ethics in engineering, including professional responsibility,

conflict of interest, confidentiality, safety and risk, relationships between managers

and engineers, whistle-blowing, and codes of ethics’’ (p. 203). Several items were

selected within the pedagogy category, including codes of ethics; heuristics; case

studies; and individual position papers. Hashemian and Loui did not clearly present

students with ethical theory, nor was the nature of the case studies entirely clear (we

coded ‘‘big news’’).

The unique part of this study was not so much the course but rather the assessment

strategy utilized by the authors for ascertaining the course’s effect on student

outcomes. The authors interviewed 18 students total, including six students who had

taken the course, six prospective students, and six students who had not taken nor

enrolled in the course. In interviews, the authors first had each student portray how they

viewed the professional responsibilities of engineers and, second, they had students

reason through two case studies. Thematically, the authors coded the interview

transcripts and then compared themes across student groups. Their findings indicated

that students within their course were better prepared to think about how to best act on

the case details (hence, an increase in ethical judgment) as well as to recognize moral

problems (hence, an increase in ethical sensitivity). However, the course appeared to

have a vacillating influence on students’ commitment to act on the case details (hence,

some but not all students showed heightened ethical commitment).

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Exemplar 3: A Cross-Disciplinary Ethical Decision-Making Heuristic (Kligyte et al. 2008)

This article was selected as it describes a novel strategy to Responsible Conduct of

Research that spans both the engineering and science disciplinary contexts,

psychology instructors led the intervention, and the authors incorporated numerous

pedagogical techniques. Specifically, the intervention consisted of 10 modules

implemented over two days. We coded the items codes or rules, case studies,

heuristics, and discussions. Kligyte et al. outlined the varying learning objectives in

detail (sensitivity, judgment, and awareness were coded in this study) as well as the

content of each module. Further, the authors provided an extensive outline of an

ethical-decision making model that focused on metacognitive reasoning strategies

for recognizing potential reasoning errors. These steps included (as written on

p. 255):

1. ‘‘Recognizing one’s circumstances’’;

2. ‘‘Seeking outside help’’;

3. ‘‘Questioning one’s own and others’ judgment’’

4. ‘‘Dealing with emotions’’;

5. ‘‘Anticipating consequences of actions’’;

6. ‘‘Looking within by analyzing personal motivations’’;

7. ‘‘Considering others’ perspectives’’

The participants in the intervention were part of a research center and included 22

graduate students, 3 post-doctoral researchers, 2 faculty members, and 2 research

scientists. The authors utilized a variety of validated instruments in conjunction with

the development of their own instrumentation for understanding course impact.

Validated measures included personality instruments, such as the Big Five

Inventory, the Work Profile Questionnaire, and the Balanced Inventory of Desirable

Responding. Their self-developed instrument had students respond to pre-provided

multiple-choice answers within a series of 12 ethical scenarios. Using these

responses, the authors coded for participants’ decision-making abilities as well as

their meta-cognitive reasoning strategies. The authors implemented this instrument

pre and post course and compared responses. Their findings indicated that the

learners markedly improved in several categories, including their propensities for

questioning judgment and dealing with emotions. Conversely, participants showed a

marked decline in ‘‘seeking help.’’ In addition to these procedures, the authors

explored the mitigating influence of several variables, such as previous ethics

training and participants’ perceived importance of ethics training.

Exemplar 4: Integrating Ethics Directly into the Technical Curriculum (Davis 2006b)

This case was selected as the author provides an extensive outline and conceptual

portrayal of the term ‘‘ethics’’ (this distinction was discussed in the theoretical

framework). Further, Davis describes a strategy for embedding ethics instruction

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into technical courses which requires virtually no changes in engineering

curriculum. All three learning goals were coded in the analysis of this article,

although Davis recognized four potential outcomes of ethics instruction in

engineering. These included ‘‘improved ethical sensitivity’’; ‘‘improved knowledge

of relevant standards of conduct’’; ‘‘improved ethical judgment’’; and ‘‘improved

ethical will-power’’ (in our analysis, Davis’s second and third goals were reduced

into one larger item). Davis noted that will-power is difficult to assess, but he

posited that improving the first three would ultimately lead to the fourth.

Micro-insertion may be as simple as reframing a technical problem so that

students may come to multiple solutions. The challenge for the student then

becomes making and justifying a decision among competing solutions. This has the

added benefit of taking an abstract problem and making it realistic. For example,

Davis expanded a thermodynamics problem where students calculate coefficients of

performance of two refrigerants with the added calculation of cost. In the revised

problem, students must decide which refrigerant is better by balancing the

environmental impacts with respect to costs. Further, Davis provides a few

sentences that an instructor could state in less than a minute in their class during

instruction. Davis makes the bold claim that incorporating micro-level efforts such

as these across the curriculum will be more beneficial than spending one day on

ethics in a course. However, he cautions that this method is ‘‘unlikely to create an

expert in the ethics of engineering’’ (p. 729). He does not claim that this pedagogical

method should necessarily supplant all other interventions, but rather that it has the

benefit of heightening students’ awareness of the pervasiveness of ethical issues

within engineering. The study does not explore these claims but rather focuses

solely on learners’ perceptions of the efficacy of the intervention (with mostly

favorable responses).

Discussion: Interpreting and Narrating

Purpose of Engineering Ethics Instruction

The majority of the 26 analyzed articles (see ‘‘Appendix’’) justified their study by

referencing or acknowledging ABET accreditation. In one article, students’

perceptions of the intervention’s impact with respect to ABET outcomes was the

primary evaluation metric (Wittig 2013). Hence, it is apparent that what is included

within ABET is a particularly powerful force for promoting the integration of any

topic, including ethics, within engineering curriculum. At the time of this writing,

ABET’s proposed metrics for the 2017–2018 academic year (the first dramatic

changes to the student outcomes since 2000) were written as ‘‘an understanding of

professional and ethical responsibility.’’ Notably, this aligns with the most common

learning goal described across studies, ethical awareness or sensitivity.

Taking a step back, however, identifying the purpose of engineering ethics

instruction requires that one conceptualizes the term ethics. In the theoretical

framework, this study adopted a broad framing of this phenomenon. However,

Davis (2006b) offered a more concrete definition that was specific to the context of

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engineering. Davis argued that engineering ethics involves an understanding and

commitment to the special standards that are unique to the field of engineering. This

is not to say that Davis felt other aspects of ‘‘ethics’’ (e.g., philosophical ethics)

were unimportant, but rather that certain aspects ethics were particularly important

for engineers. Developing students’ understanding of these special obligations and

standards is likely the baseline for acceptable ethics instruction for ABET

accreditation. For example, by developing an online simulator for ethics instruction

to help students recall the NSPE code of ethics, Chung and Alfred’s (2009)

intervention appears to meet ABET EC2000 student outcome f. In other words,

instructional strategies designed to encourage code internalization or memorization

can arguably cover the outcome, ‘‘understanding of professional and ethical

responsibility.’’ To evaluate their online simulator, Chung and Alfred compared two

groups of students’ pre and post scores on 20 questions pertaining to the NSPE code

of ethics. The control group perused the NSPE website while the experimental

group received instruction through a simulator designed by the researchers. They

found that the intervention was significantly more influential for the experimental

group. If an understanding of ethical codes is the only goal, then Chung and Alfred’s

intervention provides a sufficient pedagogical innovation for engineering educators.

However, a learning goal that was nearly as common as ethical sensitivity or

understanding was ethical judgment, reasoning, or imagination, suggesting that

engineering educators commonly expect more than memorization or internalization;

they also expect students to be capable of informed ethical practice. Often, authors

addressed this learning goal by having students utilize codes (such as those

described by NSPE) to reason through case studies. Yet, in nearly half of the

articles, teachers addressed this learning goal by utilizing ethical heuristics or

philosophical ethics. Certainly, having a knowledge of ethical codes can enable one

to make decisions in light of those codes. However, oftentimes the applicability of

codes is uncertain, particularly in unprecedented contexts (Beever and Brightman

2016; Davis 1991). It is in these contexts that we would argue, in unison with Haws

(2001), that enabling students to ground their decisions with respect to ethical

theory becomes particularly important.

Lastly, a few scholars explicitly focused on ethical commitment. Admittedly,

Davis (2006b) recognized that understanding might lead to reasoning and, in turn,

commitment (or what Davis called willpower). As he phrased the thought

experiment: ‘‘Consider: Is not an engineer who knows that he shares with other

engineers a commitment to a particular standard of conduct more likely to follow it

than one who believes himself alone in that commitment?’’ (p. 721) In essence,

Davis was proposing that understanding established codes that have been

recognized by professionals across the field can allow students to reason with the

support of the whole set of professionals behind them, and that this ought to enhance

their commitment or will power, as well. Further, despite Davis’s design and

implementation of micro-insertions, he still felt that other instructional methods

(e.g., philosophical ethics) were important aspects of ethics instruction. Nonethe-

less, we find it surprising that so few articles explicitly focus on commitment given

that nearly half of the studies justified their intervention by describing its potential

for societal improvement.

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Pedagogical Trends and Suggestions

This section argues in favor of a greater inclusion of less commonly utilized

instructional strategies which have the potential to introduce students to additional

fundamental components of ethics, thereby contributing to their development of a

more holistic conceptualization of engineering ethics. In solidarity with Davis

(2006b), we argue that integrating micro-insertions of ethics across the engineering

curriculum may be preferable to other strategies, such as a single unit on ethics or

even a separate course. Exactly half of the 26 articles involved interventions where

the authors integrated an ethics unit into an existing course, although this integration

was only in a form akin to ‘‘micro-insertions’’ twice. ‘‘Ethics’’ should not be

resigned to its own bounded silo. Rather, ethical potential is arguably present within

every event (see Lambek 2010; Lambek et al. 2015) and, therefore, could be

seamlessly integrated while students practice and perfect their technical knowledge

and skills. Teaching through authentic engineering experiences (e.g., problem-based

or community-engaged pedagogies) may provide particularly unique contexts for

this integration. For example, community-engaged pedagogy can provide the means

to situate engineering students in authentic, real-world ethical situations.

Scholars have identified the community-engaged pedagogical approach as an

evidence-based modality for developing particular expressions of ethical and moral

being (Boss 1994; Gorman et al. 1994), such as in terms of civic-mindedness

(Steinberg et al. 2011) and empathic formation (Zoltowski et al. 2012). Community-

engaged pedagogy also has been shown to contribute to gains in student content

knowledge (Eyler et al. 2001; Furco and Root 2010) and, in one study of an

introductory engineering course, an increase in ABET EC2000 program outcomes c,

e, and k (Sevier et al. 2012). Wittig’s (2013) work, discussed in the literature

exemplars section, also supports the benefits of such a pedagogical approach.

Moreover, scholars only utilized community engagement and real-world exposure

in 8% of our sample. Hence, this is a significant gap where more interventions

coupled with rigorous research are needed.

Real-world pedagogical strategies, or those involving student engagement with

stakeholders beyond the classroom, could also provide new avenues for exploring an

ethic of care within engineering curriculum (Gilligan 1982; Pantazidou and Nair

1999). Engineering here includes an element of empathy and care for, and considered

connection to, the differences one encounters as a professional (Strobel et al. 2013;

Hess et al. 2016; Walther et al. 2017). By definition, a course reliant on authentic

engineering experiences would also include a problem and a client, and in such

contexts, course participants must negotiate relationships. Helping students foster an

ethic of care can help ensure that students truly, rather than superficially, connect with

and, thereby, accurately (or at least somewhat accurately) understand users. Further,

having students reflect on their own as well as others’ emotions will help establish a

relational connectivity between different actors. In turn, this connectivity could help

students ‘‘reimagine the design process from a community-based perspective’’

(Pantazidou and Nair 1999, paraphrased in Sunderland 2014, p. 186). Specifically, a

community-engaged pedagogy could provide the ideal educational environment for

students to consider, apply, and reflect on an ethic of care. In these contexts, students

574 J. L. Hess, G. Fore

123

encounter a diversity of interests, desires, needs, and values that they must reconcile in

order to create complex designs representative of this diverse assemblage of design

elements. In other words, the final design or fabrication represents a unification of the

multiplicity of values present in the engineering problem.

Evaluation Considerations

Our synthesis of the collected articles indicated that scholars have used a wide variety

of approaches to evaluate the efficacy of their ethics instruction. In all but one instance,

the authors collected and analyzed quantitative data. More specifically, in nearly three

quarters of the articles the authors relied on student perceptions to understand the

efficacy of their instruction. In contrast, roughly 30% of articles utilized pre/post

testing, 15% of the articles utilized some measure of ethical reasoning, and 12% used

examinations developed by the authors. While students’ perceptions of their learning

can be important indicators of their course satisfaction, scholars have shown that this

measure may not be the best predictor of students’ ethical development (Holsapple

et al. 2011). Further, given the wide variation in assessment measures, it appears that

best practices for evaluating ethics instruction need to be agreed upon throughout this

scholarly community (an endeavor being pursued to some extent already, e.g., see

Herkert et al.’s 2015 work on the Online Ethics Center). In doing so, comparing

interventions with respect to one another will become more feasible, and in turn,

findings across studies will become more comparably insightful.

In more than half of the articles, the authors used qualitative data to inform their

findings. The majority of these forms of evaluation included students’ written

responses at the end of the course. Importantly, the majority of the articles did not

describe their theoretical framing or methodological procedures to the depth

described by Hashemian and Loui (2010). Rather, several of these articles referred

to their classroom observations as anecdotal or preliminary. Perhaps this is due to

the time constraints of implementing a rigorous qualitative evaluation of an

intervention, or perhaps, like with quantitative methods, qualitative techniques for

understanding the impact of ethics instruction are needed (e.g., in the form of

rubrics). In contrast, this finding might correlate with an oft-cited bias of

engineering instructors in favor of quantitative methods that align with positivistic

or post-positivistic research paradigms (Baillie and Douglas 2014). We would

encourage more scholars to identify and utilize qualitative methods to explore

ethical becoming within the context of engineering education.

In sum, this systematic literature review indicates that there is a limited body of

knowledge on the impact of ethics instruction within the context of engineering in

the U.S. While there are numerous articles on assessment or ethical theory in

isolation, this analysis found a relatively small amount of research-on-practice.

Roughly 15% of the literature sieved through was categorized as such. Even within

these articles, it was often difficult to characterize the nature of the intervention.

This was especially true when attempting to apply the case study typology to the

literature. The challenges faced in this analysis call to mind several considerations

that scholars ought to engage into improve the collective negotiation regarding the

‘‘means’’ and ‘‘ends’’ of ethics instruction (Spier and Bird 2014: 2).

A Systematic Literature Review of US Engineering Ethics… 575

123

First, ethics instructors and scholars must become more transparent when

describing how they delivered their instruction, and ethics reviewers and editors

must encourage this transparency throughout the peer-review process. Second,

scholars must explicitly state their learning objectives (perhaps mapped to the learning

goals described herein or those described by others, such as Newberry 2004 or Harris

et al. 1996). Third, appropriate assessment measures must be used to ascertain the

extent to which students met the learning objectives. For example, if the instructional

goal involves moral reasoning, existing instruments can and potentially should be used

to ascertain the impact of ethics instruction on students’ moral or ethical reasoning

skills. In the analyzed articles, Drake et al. (2005) utilized the DIT2 (Rest et al. 1999)

and Wilson (2013) utilized the ESIT (Borenstein et al. 2010). In contrast, Kligyte et al.

(2008) developed their own measure. While such efforts are laborious and time-

intensive, they are critically needed for moving this field forward. Lastly, educators

and scholars should consider creative avenues for disseminating results, thereby

incorporating all relevant stakeholders into the conversation regarding the best

methods for integrating ethics into one’s local context.

Conclusion

This study indicated that there is a limited amount of empirical work on ethics

education in engineering higher education, specifically across the U.S. Yet, all

engineering education involves ethics due to the ill-structured nature of engineering

problems. Course by course, learning objectives guide students towards what the

leading instructor(s) define as valuable knowledge. Either including or excluding a

concerted focus on ethics instruction sends the signal to students that ethics either is

or is not important. Further, this study does discern ‘‘best practices’’ for ethics

educators. While this objective framed this study at the outset, ascertaining best

practices was difficult due to the large variation in approaches and evaluation

methods utilized across the 26 articles analyzed. Due to this variation, ethics

educators must be more specific about several aspects in their future scholarly work.

First, educators must clearly define what they mean by ethics. Second, educators

must set learning goals and share those in their reporting of results. Third, scholars

must provide acceptable evidence to convince the community that their pedagogy is

effective with respect to the stated learning goals. Lastly, scholars should consider

creative outlets for displaying the content of their pedagogy both nationally, such as

sharing resources on the Online Ethics Center, and locally, such as reaching out to

fellow departments or schools or collaborating with student-centered and commu-

nity-focused non-profit organizations.

Limitations

First, scholars are conducting research on ethical interventions within engineering

across the world. However, to generalize to the U.S. context, this study focused only

on U.S. efforts. A few studies have made global comparisons. For example, Cao

576 J. L. Hess, G. Fore

123

(2015) compared U.S. and Chinese ethics pedagogy; Downey et al. (2007)

compared ethics interventions in U.S., Japanese, and European contexts; and Steele

et al. (2016) compared the impact of ethics training between US and international

students. Second, these articles were all published within journals, and therefore

these are primarily interventions that were successful, which leads to a potentially

problematic bias within the dataset (Borrego et al. 2014). Third, there are ethics

interventions that have not been included within this review which are accessible in

conference proceedings (e.g., Canary and Herkert 2013; Kisselburgh et al. 2016)

and other journals, so the authors cannot and do not claim ultimately generaliz-

ability of these findings. Fourth, it is possible that non-coded items were

components of courses described in a study. For example, in one of the analyzed

articles, only ‘‘big news’’ was coded, but in a personal communication one of the

study’s authors indicated that the course also utilized ‘‘small news’’ cases.

Nonetheless, we would not perceive this as an issue with this study’s methodology,

but rather support for the suggestion that scholars be more explicit when describing

their pedagogical approach when disseminating their findings. Lastly, while there

was little theoretical description of how instructors embedded philosophical ethics

into their instruction, this is not to suggest that philosophy has not been incorporated

in engineering curriculum. This is evident if one considers the tremendous amount

of theoretical papers cited in the cataloguing section of this paper. Indeed, future

scholars might similarly synthesize these works. Such insights could indicate the

agreement among engineering ethicists of the most salient theoretical grounding for

ethics education in engineering.

Appendix

See Table 10.

Table 10 List of coded literature

References Title Journal

Benzley (2006) The Small Helm Project: An Academic Activity

Addressing International Corruption for

Undergraduate Civil Engineering and

Construction Management Students

Sci Eng Ethics

Bero and Kuhlman (2011) Teaching Ethics to Engineers: Ethical Decision

Making Parallels the Engineering Design Process

Sci Eng Ethics

Brummel et al. (2010) Development of Role-Play Scenarios for Teaching

Responsible Conduct of Research

Sci Eng Ethics

Catalano (2004) Senior Capstone Design and Ethics: A Bridge to the

Professional World

Sci Eng Ethics

Chung and Alfred (2009) Design, Development, and Evaluation of an

Interactive Simulator for Engineering Ethics

Education (SEEE)

Sci Eng Ethics

Cruz et al. (2004) The Ethics Bowl in Engineering Ethics at the

University of Puerto Rico-Mayaguez

Teaching Ethics

A Systematic Literature Review of US Engineering Ethics… 577

123

Table 10 continued

References Title Journal

Davis (2006b) Integrating Ethics into Technical Courses: Micro-

Insertion

Sci Eng Ethics

Drake et al. (2005) Engineering Ethical Curricula: Assessment and

Comparison of Two Approaches

JEE

Ermer (2004) Using Case Studies to Teaching Engineering Ethics

and Professionalism

Teaching Ethics

Feldhaus and Fox (2004) Effectiveness of an Ethics Course Delivered in

Traditional and Non-Traditional Formats

Sci Eng Ethics

Garcia et al. (2011) An Innovative Project and Design Oriented

Electrical Engineering Curriculum at the

University of North Texas

ADVANCES

Gorman et al. (2000) Integrating Ethics & Engineering: A Graduate

Option in Systems Engineering, Ethics, and

Technology Studies

JEE

Hall (2004) Student Development and Ownership of Ethical and

Professional Standards

Sci Eng Ethics

Hashemian and Loui (2010) Can Instruction in Engineering Ethics Change

Students’ Feelings about Professional

Responsibility?

Sci Eng Ethics

Hirsch et al. (2005) Enhancing Core Competency Learning in an

Integrated Summer Research Experience for

Bioengineers

JEE

Jonassen and Cho (2011) Fostering Argumentation While Solving

Engineering Ethics Problems

JEE

Kligyte et al. (2008) Application of a Sensemaking Approach to Ethics

Training in the Physical Sciences and Engineering

Sci Eng Ethics

Loui (2006) Assessment of an Engineering Ethics Video:

Incident at Morales

JEE

Martin et al. (2005) Teaching for Adaptive Expertise in Biomedical

Engineering Ethics

Sci Eng Ethics

Moore et al. (2006) PRiME: Integrating Professional Responsibility into

the Engineering Curriculum

Sci Eng Ethics

Newberry et al. (2011) Acclimating International Graduate Students to

Professional Engineering Ethics

Sci Eng Ethics

Pimmel (2001) Cooperative Learning Instructional Activities in a

Capstone Design Course

JEE

Santi (2000) Ethics Exercises for Civil, Environmental, and

Geological Engineers

JEE

Sunderland (2014) Taking Emotion Seriously: Meeting Students Where

They Are

Sci Eng Ethics

Wilson (2013) Using the Chernobyl Incident to Teach Engineering

Ethics

Sci Eng Ethics

Wittig (2013) Implementing Problem Based Learning through

Engineers Without Borders Student Projects

ADVANCES

578 J. L. Hess, G. Fore

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  • A Systematic Literature Review of US Engineering Ethics Interventions
    • Abstract
    • Introduction
    • Background
    • Theoretical Framework
    • Methodology
      • Defining: The Research Questions and Sub-Questions
      • Scoping: Identifying Where and How to Look for the Literature
      • Cataloguing: Gathering Literature and Creating a Database
      • Exploring: Engaging with the Literature
      • Checking: Interrater Reliability
    • Quantizing: Descriptive Statistics
      • Overview of Studies: Contexts, Curricular Integration Strategies, and Delivery Formats
      • Rationale and Justification
      • Learning Goals
      • Pedagogy and Activities
      • Philosophical Ethics
      • Case Study Typology
      • Quantitative Assessments
      • Qualitative Assessments
    • Literature Exemplars
      • Exemplar 1: Problem Based-Learning and Ethics Instruction (Wittig 2013)
      • Exemplar 2: Qualitatively Investigating Course Efficacy (Hashemian and Loui 2010)
      • Exemplar 3: A Cross-Disciplinary Ethical Decision-Making Heuristic (Kligyte et al. 2008)
    • Discussion: Interpreting and Narrating
      • Purpose of Engineering Ethics Instruction
      • Pedagogical Trends and Suggestions
      • Evaluation Considerations
    • Conclusion
    • Limitations
    • Appendix
    • References