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ASCECode-of-Ethics-July-2017.pdf

Code of Ethics1

Fundamental Principles2

Engineers uphold and advance the integrity, honor and dignity of the engineering

profession by:

1. using their knowledge and skill for the enhancement of human welfare and the environment;

2. being honest and impartial and serving with fidelity the public, their employers and clients;

3. striving to increase the competence and prestige of the engineering profession; and

4. supporting the professional and technical societies of their disciplines.

Fundamental Canons

1. Engineers shall hold paramount the safety, health and welfare of the public and shall strive to

comply with the principles of sustainable development3 in the performance of their professional

duties.

2. Engineers shall perform services only in areas of their competence.

3. Engineers shall issue public statements only in an objective and truthful manner.

4. Engineers shall act in professional matters for each employer or client as faithful agents or

trustees, and shall avoid conflicts of interest.

5. Engineers shall build their professional reputation on the merit of their services and shall not

compete unfairly with others.

6. Engineers shall act in such a manner as to uphold and enhance the honor, integrity, and dignity

of the engineering profession and shall act with zero-tolerance for bribery, fraud, and

corruption.

7. Engineers shall continue their professional development throughout their careers, and shall

provide opportunities for the professional development of those engineers under their

supervision.

8. Engineers shall, in all matters related to their profession, treat all persons fairly and encourage

equitable participation without regard to gender or gender identity, race, national origin,

ethnicity, religion, age, sexual orientation, disability, political affiliation, or family, marital, or

economic status.

Guidelines to Practice Under the Fundamental Canons of Ethics

Canon 1.

Engineers shall hold paramount the safety, health and welfare of the public and shall strive to

comply with the principles of sustainable development in the performance of their professional

duties.

a. Engineers shall recognize that the lives, safety, health and welfare of the general public are

dependent upon engineering judgments, decisions and practices incorporated into structures,

machines, products, processes and devices.

b. Engineers shall approve or seal only those design documents, reviewed or prepared by them,

which are determined to be safe for public health and welfare in conformity with accepted

engineering standards.

c. Engineers whose professional judgment is overruled under circumstances where the safety,

health and welfare of the public are endangered, or the principles of sustainable development

ignored, shall inform their clients or employers of the possible consequences.

d. Engineers who have knowledge or reason to believe that another person or firm may be in

violation of any of the provisions of Canon 1 shall present such information to the proper

authority in writing and shall cooperate with the proper authority in furnishing such further

information or assistance as may be required.

e. Engineers should seek opportunities to be of constructive service in civic affairs and work for

the advancement of the safety, health and well-being of their communities, and the protection

of the environment through the practice of sustainable development.

f. Engineers should be committed to improving the environment by adherence to the principles of

sustainable development so as to enhance the quality of life of the general public.

Canon 2.

Engineers shall perform services only in areas of their competence.

a. Engineers shall undertake to perform engineering assignments only when qualified by education

or experience in the technical field of engineering involved.

b. Engineers may accept an assignment requiring education or experience outside of their own

fields of competence, provided their services are restricted to those phases of the project in

which they are qualified. All other phases of such project shall be performed by qualified

associates, consultants, or employees.

c. Engineers shall not affix their signatures or seals to any engineering plan or document dealing

with subject matter in which they lack competence by virtue of education or experience or to

any such plan or document not reviewed or prepared under their supervisory control.

Canon 3.

Engineers shall issue public statements only in an objective and truthful manner.

a. Engineers should endeavor to extend the public knowledge of engineering and sustainable

development, and shall not participate in the dissemination of untrue, unfair or exaggerated

statements regarding engineering.

b. Engineers shall be objective and truthful in professional reports, statements, or testimony. They

shall include all relevant and pertinent information in such reports, statements, or testimony.

c. Engineers, when serving as expert witnesses, shall express an engineering opinion only when it

is founded upon adequate knowledge of the facts, upon a background of technical competence,

and upon honest conviction.

d. Engineers shall issue no statements, criticisms, or arguments on engineering matters which are

inspired or paid for by interested parties, unless they indicate on whose behalf the statements

are made.

e. Engineers shall be dignified and modest in explaining their work and merit, and will avoid any

act tending to promote their own interests at the expense of the integrity, honor and dignity of

the profession.

Canon 4.

Engineers shall act in professional matters for each employer or client as faithful agents or

trustees, and shall avoid conflicts of interest.

a. Engineers shall avoid all known or potential conflicts of interest with their employers or clients

and shall promptly inform their employers or clients of any business association, interests, or

circumstances which could influence their judgment or the quality of their services.

b. Engineers shall not accept compensation from more than one party for services on the same

project, or for services pertaining to the same project, unless the circumstances are fully

disclosed to and agreed to, by all interested parties.

c. Engineers shall not solicit or accept gratuities, directly or indirectly, from contractors, their

agents, or other parties dealing with their clients or employers in connection with work for

which they are responsible.

d. Engineers in public service as members, advisors, or employees of a governmental body or

department shall not participate in considerations or actions with respect to services solicited or

provided by them or their organization in private or public engineering practice.

e. Engineers shall advise their employers or clients when, as a result of their studies, they believe

a project will not be successful.

f. Engineers shall not use confidential information coming to them in the course of their

assignments as a means of making personal profit if such action is adverse to the interests of

their clients, employers or the public.

g. Engineers shall not accept professional employment outside of their regular work or interest

without the knowledge of their employers.

Canon 5.

Engineers shall build their professional reputation on the merit of their services and shall

not compete unfairly with others.

a. Engineers shall not give, solicit or receive either directly or indirectly, any political contribution,

gratuity, or unlawful consideration in order to secure work, exclusive of securing salaried

positions through employment agencies.

b. Engineers should negotiate contracts for professional services fairly and on the basis of

demonstrated competence and qualifications for the type of professional service required.

c. Engineers may request, propose or accept professional commissions on a contingent basis only

under circumstances in which their professional judgments would not be compromised.

d. Engineers shall not falsify or permit misrepresentation of their academic or professional

qualifications or experience.

e. Engineers shall give proper credit for engineering work to those to whom credit is due, and

shall recognize the proprietary interests of others. Whenever possible, they shall name the

person or persons who may be responsible for designs, inventions, writings or other

accomplishments.

f. Engineers may advertise professional services in a way that does not contain misleading

language or is in any other manner derogatory to the dignity of the profession. Examples of

permissible advertising are as follows:

• Professional cards in recognized, dignified publications, and listings in rosters or directories

published by responsible organizations, provided that the cards or listings are consistent in

size and content and are in a section of the publication regularly devoted to such

professional cards.

• Brochures which factually describe experience, facilities, personnel and capacity to render

service, providing they are not misleading with respect to the engineer's participation in

projects described.

• Display advertising in recognized dignified business and professional publications, providing

it is factual and is not misleading with respect to the engineer's extent of participation in

projects described.

• A statement of the engineers' names or the name of the firm and statement of the type of

service posted on projects for which they render services.

• Preparation or authorization of descriptive articles for the lay or technical press, which are

factual and dignified. Such articles shall not imply anything more than direct participation in

the project described.

• Permission by engineers for their names to be used in commercial advertisements, such as

may be published by contractors, material suppliers, etc., only by means of a modest,

dignified notation acknowledging the engineers' participation in the project described. Such

permission shall not include public endorsement of proprietary products.

g. Engineers shall not maliciously or falsely, directly or indirectly, injure the professional

reputation, prospects, practice or employment of another engineer or indiscriminately criticize

another's work.

h. Engineers shall not use equipment, supplies, laboratory or office facilities of their employers to

carry on outside private practice without the consent of their employers.

Canon 6.

Engineers shall act in such a manner as to uphold and enhance the honor, integrity, and dignity

of the engineering profession and shall act with zero-tolerance for bribery, fraud, and

corruption.

a. Engineers shall not knowingly engage in business or professional practices of a fraudulent,

dishonest or unethical nature.

b. Engineers shall be scrupulously honest in their control and spending of monies, and promote

effective use of resources through open, honest and impartial service with fidelity to the

public, employers, associates and clients.

c. Engineers shall act with zero-tolerance for bribery, fraud, and corruption in all engineering or

construction activities in which they are engaged.

d. Engineers should be especially vigilant to maintain appropriate ethical behavior where

payments of gratuities or bribes are institutionalized practices.

e. Engineers should strive for transparency in the procurement and execution of projects.

Transparency includes disclosure of names, addresses, purposes, and fees or commissions paid

for all agents facilitating projects.

f. Engineers should encourage the use of certifications specifying zero-tolerance for bribery,

fraud, and corruption in all contracts.

Canon 7.

Engineers shall continue their professional development throughout their careers, and shall

provide opportunities for the professional development of those engineers under their

supervision.

a. Engineers should keep current in their specialty fields by engaging in professional practice,

participating in continuing education courses, reading in the technical literature, and attending

professional meetings and seminars.

b. Engineers should encourage their engineering employees to become registered at the earliest

possible date.

c. Engineers should encourage engineering employees to attend and present papers at

professional and technical society meetings.

d. Engineers shall uphold the principle of mutually satisfying relationships between employers and

employees with respect to terms of employment including professional grade descriptions,

salary ranges, and fringe benefits.

Canon 8.

Engineers shall, in all matters related to their profession, treat all persons fairly and encourage

equitable participation without regard to gender or gender identity, race, national origin, ethnicity,

religion, age, sexual orientation, disability, political affiliation, or family, marital, or economic

status.

a. Engineers shall conduct themselves in a manner in which all persons are treated with dignity,

respect, and fairness.

b. Engineers shall not engage in discrimination or harassment in connection with their professional

activities.

c. Engineers shall consider the diversity of the community, and shall endeavor in good faith to

include diverse perspectives, in the planning and performance of their professional services.

1The Society’s Code of Ethics was adopted on September 2, 1914 and was most recently amended on July 29, 2017. Pursuant to the Society’s Bylaws, it is the duty of every Society member to report promptly to the Committee on Professional Conduct any observed violation of the Code of Ethics. 2In April 1975, the ASCE Board of Direction adopted the fundamental principles of the Code of Ethics of Engineers as accepted by the Accreditation Board for Engineering and Technology, Inc. (ABET).

3In October 2009, the ASCE Board of Direction adopted the following definition of Sustainable Development: “Sustainable Development is the process of applying natural, human, and economic resources to enhance the safety, welfare, and quality of life for all of the society while maintaining the availability of the remaining natural resources.”