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New York City COVID-19 resident physician exposure during exponential phase of pandemic

Mark P. Breazzano, … , Alice Chen-Plotkin, Royce W.S. Chen

J Clin Invest. 2020. https://doi.org/10.1172/JCI139587.

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Background

From March 2-April 12, 2020, New York City (NYC) experienced exponential growth of the COVID-19 pandemic due to novel coronavirus (SARS-CoV-2). Little is known regarding how physicians have been affected. We aimed to characterize COVID-19 impact on NYC resident physicians.

Methods

IRB-exempt and expedited cross-sectional analysis through survey to NYC residency program directors (PDs) April 3–12, 2020, encompassing events from March 2–April 12, 2020.

Results

From an estimated 340 residency programs around NYC, recruitment yielded 91 responses, representing 24 specialties and 2,306 residents. 45.1% of programs reported at least one resident with confirmed COVID-19: 101 resident physicians were confirmed COVID-19-positive, with an additional 163 residents presumed positive for COVID-19 based on symptoms but awaiting or unable to obtain testing. Two COVID-19-positive residents were hospitalized, with one in intensive care. Among specialties with >100 residents represented, negative binomial regression indicated that infection risk differed by specialty (p=0.039). 80% of programs reported quarantining a resident. 90/91 programs reported reuse or extended mask use, and 43 programs reported that personal protective equipment (PPE) was suboptimal. 65 programs (74.7%) have redeployed residents elsewhere to support COVID-19 efforts.

Conclusion

Many resident physicians around NYC […]

Clinical Medicine COVID-19

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1

TITLE:

New York City COVID-19 resident physician exposure during exponential phase of

pandemic

AUTHOR BLOCK:

Mark P. Breazzano1–3, Junchao Shen4, Aliaa H. Abdelhakim1–3, Lora R. Dagi Glass1,

Jason D. Horowitz1, Sharon X Xie5, C. Gustavo de Moraes1, Alice Chen-Plotkin4, Royce

W. S. Chen1, on behalf of the New York City Residency Program Directors COVID-19

Research Group

AFFILIATIONS:

1Department of Ophthalmology, Edward S. Harkness Eye Institute, Columbia University

Irving Medical Center, New York-Presbyterian Hospital, New York, NY, USA

2Department of Ophthalmology, New York University School of Medicine, New York

University Langone Health, New York, NY, USA

3Manhattan Eye, Ear and Throat Hospital, Lenox Hill Hospital, Northwell Health, New

York, NY, USA

4Department of Neurology, Perelman School of Medicine at the University of

Pennsylvania, Philadelphia, PA, USA

5Department of Biostatistics, Epidemiology and Informatics, Perelman School of

Medicine at the University of Pennsylvania, Philadelphia, PA, USA

2

*CORRESPONDENCE:

Royce W. S. Chen, M.D.

Helen and Martin Kimmel Assistant Professor of Clinical Ophthalmology

Divisions of Vitreoretinal Surgery and Uveitis

Columbia University Irving Medical Center

New York-Presbyterian Hospital

635 W 165th St

New York, NY 10032

Tel: 212-305-9535

Fax: 212-305-5523

Email: [email protected]

Conflict of Interest Statement:

The authors have declared that no conflict of interest exists.

3

ABSTRACT:

Background

From March 2-April 12, 2020, New York City (NYC) experienced exponential growth of

the COVID-19 pandemic due to novel coronavirus (SARS-CoV-2). Little is known

regarding how physicians have been affected. We aimed to characterize COVID-19

impact on NYC resident physicians.

Methods

IRB-exempt and expedited cross-sectional analysis through survey to NYC residency

program directors (PDs) April 3–12, 2020, encompassing events from March 2–April 12,

2020.

Results

From an estimated 340 residency programs around NYC, recruitment yielded 91

responses, representing 24 specialties and 2,306 residents. 45.1% of programs

reported at least one resident with confirmed COVID-19: 101 resident physicians were

confirmed COVID-19-positive, with an additional 163 residents presumed positive for

COVID-19 based on symptoms but awaiting or unable to obtain testing. Two COVID-19-

positive residents were hospitalized, with one in intensive care. Among specialties with

>100 residents represented, negative binomial regression indicated that infection risk

differed by specialty (p=0.039). 80% of programs reported quarantining a resident.

90/91 programs reported reuse or extended mask use, and 43 programs reported that

4

personal protective equipment (PPE) was suboptimal. 65 programs (74.7%) have

redeployed residents elsewhere to support COVID-19 efforts.

Conclusion

Many resident physicians around NYC have been affected by COVID-19 through direct

infection, quarantine, or redeployment. Lack of access to testing and concern regarding

suboptimal PPE are common among residency programs. Infection risk may differ by

specialty.

Funding

AHA, MPB, RWSC, CGM, LRDG, JDH: NEI Core Grant P30EY019007, RPB

Unrestricted Grant. ACP and JS: Parker Family Chair. SXX: University of Pennsylvania.

5

INTRODUCTION:

The United States (US) is part of a global pandemic known as COVID-19,(1) with

characteristics overlapping with the Spanish flu of 1918 more than a century earlier. The

causative novel coronavirus (2019-nCoV, SARS-CoV-2), first described in Wuhan,

China,(2,3) has spread worldwide, particularly in New York City (NYC), which is

currently the US epicenter of cases and mortality.(4) The first case was confirmed in

NYC on March 1, 2020;(5) six weeks later, hundreds of patients are dying from COVID-

19 daily.(6) Healthcare workers (HCW) are on the front lines of this pandemic.(2,7)

However, although at least 4,500 peer-reviewed articles have been published on this

topic between January 1, 2020 and April 18, 2020, comparatively little is known about

the toll of COVID-19 on healthcare workers directly occupied with patient care.

Notably, the first physician to sound the alarm about the novel coronavirus causing

severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) was the Chinese

ophthalmologist Li Wenliang, who died after infection by a pre-symptomatic patient.(8)

Anecdotally, HCW in NYC have experienced unique challenges in combatting the

illness, including close contact with the sickest patients, exposure to high viral loads,

redeployment to clinical duties outside of their ordinary responsibilities, and severe

shortages in personal protective equipment (PPE).(7,9,10) Among those at highest risk

are resident physicians, who are commonly stationed in high-acuity settings and

comprise a substantial part of the healthcare workforce in the United States.(11) The

activities of resident physicians are standardized among residency training programs

throughout the US via accreditation with the Accreditation Council for Graduate Medical

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Education (ACGME), with each residency program supervised by an appointed program

director.(12) The structure of residency programs, with many resident physicians

reporting to one program director responsible for their activities and well-being, makes

the resident physician population practical for study through collection of data from

residency program directors. However, to our knowledge, no primary peer-reviewed

data has addressed implications of COVID-19 for resident physicians, whose situation

has only been described in editorials.(13,14) We also sought to explore whether

specialty-specific risks existed for COVID-19 infection. By surveying residency program

directors among all departments within NYC from April 3-12, 2020, we captured the

immediate features and impact of COVID-19 among resident physicians during the

exponential phase of the COVID-19 pandemic in NYC. As future or recurrent outbreaks

are likely, such knowledge may help tailor future interventions to mitigate the burden of

COVID-19 among HCWs.

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RESULTS:

Study sample

102 program director responses were received between April 3 and April 12, 2020, 10

of which were excluded because the represented programs did not satisfy residency

and ACGME-accreditation criteria (i.e. they were fellowship rather than residency

programs), and one of which was removed as it was incomplete and reported zero

residents in the program. Thus, 91 programs representing 2,306 residents from 24

different specialties were included in this study (Figure 1). Average program size was

25 residents (standard deviation [S.D.] = 21), with a range of 1 – 98 residents per

program. 49 programs (53.8%, 95% CI 43.1-64.4) reported that residents provided

services for >3 different hospitals.

Overall cases and testing frequency of COVID-19

All 91 program directors reported numbers for symptomatic residents who had tested

positive for COVID-19 (“confirmed” cases). 90/91 program directors reported numbers

for symptomatic residents who were awaiting or unable to obtain testing (“presumed”

cases) and symptomatic residents who had tested negative for COVID-19 (“suspected”

cases). In total, 41/91 (45.1%, 95% CI 34.6-55.8) programs reported at least one

confirmed case, 49/90 programs (54.4%, 95% CI 43.6-65.0) reported at least one

presumed case, and 36/90 programs (40%, 95% CI 29.8-50.9) reported at least one

suspected case. Among all residents from all programs pooled together, 101 residents

were confirmed cases, 163 were presumed cases, and 76 were suspected cases

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(Figure 2). The total number and proportion of affected residents by specialty are

shown in the Table.

86/91 program directors reported knowing how many residents were tested for COVID-

19. Among the 2,088 residents in these 86 programs, a total of 242 residents (11.6%,

95% CI 10.2-13.0) were tested for COVID-19. 177 residents who were tested also had

results reported by the time of the survey. Among these, 101 (57.1%, 95% CI 49.4%-

64.5) tested positive and 76 (42.9%, 95% CI 35.5- 50.6) were negative.

69/91 program directors reported knowing the exact number of residents who were

tested for COVID-19 as well as whether residents were awaiting testing. Among 1,673

residents in these 69 programs, 113 residents (6.8%, 95% CI 5.6-8.1) were waiting for

or unable to obtain testing. 39 (56.5%, 95% CI: 44.0- 68.4) residency programs had at

least 1 resident waiting for or unable to get testing.

For residents who tested positive for COVID-19 as well as those who tested negative,

the majority of testing was performed with RT-PCR of samples collected by nasal swab

(n=85 [84.2%] for test-positive; n=59 [77.6%] for test-negative), followed by

oropharyngeal swab (n=5 [5.2%] for test-positive; n=6 [7.9%] for test-negative).

Disease burden by specialty

To determine whether any specific medical specialties were more likely to have a

COVID-19 positive resident, all specialties with more than 100 residents in our sample

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were compared. Programs that met this criterion included anesthesiology, emergency

medicine, general surgery, internal medicine, ophthalmology, pediatrics, and psychiatry

(Figure 1). Three specialties (anesthesiology, emergency medicine, ophthalmology)

appeared to cluster as high-risk specialties by proportion of residents with confirmed

COVID-19, compared to the remaining specialties (p=0.015, Fisher’s exact test). In

negative binomial models adjusted for the size of the residency program and date of

survey completion, specialty remained significantly associated with the number of

confirmed positive residents (p= 0.039). Using anesthesiology as the reference group

(as this specialty had the highest proportion of positive residents), anesthesiology was

significantly more likely to have a COVID-19 confirmed resident, compared to both

internal medicine (p= 0.020) and pediatrics (p = 0.029).

Timing of symptom onset

Symptom onset was reported to occur as early as or prior to the week of March 2–8,

2020 for 5 residents (1.5%) with confirmed (n=1), presumed (n=3), or suspected (n=1)

COVID-19 (Figure 3). Most residents with confirmed COVID-19 (35, 34.7%, 95% CI

25.5-44.8) were reported to first experience symptoms the week of March 22–28, 2020.

By contrast, most with presumed (53, 32.5%, 95% CI 25.4-40.3) and suspected (29,

38.2%, 95% CI 27.2-50.0) COVID-19 reported symptoms beginning the week of March

15–21, 2020. Symptom onset for affected residents among every category (confirmed:

n=3 [3.0%], presumed: n=3 [1.8%], suspected: n=1 [1.3%]) continued through the last

week of survey participation, April 6–12, 2020.

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Personal protective equipment (PPE)

The majority of programs, encompassing 1,832 residents (79.4%, 95% CI 77.7-81.1)

used either N95 or surgical masks during patient encounters, depending on the context.

Nineteen programs, encompassing 323 residents (14%, 95% CI 12.6-15.5) used only

surgical masks during patient encounters; and 8 programs, encompassing 31 residents,

(5.7%, 95% CI 4.8-6.7) used an N95 respirator for all patient encounters. Excepting one

radiology program, all programs, encompassing 99.2% of residents in this study,

reported reuse or extended use of their masks (vs. single-use). Protocols mandating

universal wearing of surgical masks were introduced as early as the week of March 2–8,

2020 in only 3 programs (3.5%), and as late as March 30–April 5, 2020 in 20 programs

(23.5%, Figure 3).

43/87 program directors (49.4%, 95% CI 38.5-60.4) representing 1,314 residents

answered “yes” when asked whether their residents had had to work with suboptimal

PPE. We found no correlation between the mask type used by residents (surgical, N95,

or both) and perceived shortage of PPE. We found no correlation between programs

that reported suboptimal PPE and number of COVID-19 positive residents.

Care Setting and Hospitalization

Among the 101 residents with confirmed COVID-19, 57 (56.4%, 95% CI 46.2-66.3)

presented to clinic or primary care, 17 (16.8%, 95% CI 10.1-25.6) visited the emergency

department, 2 (2.0%, 95% CI 0.2-7.0) were hospitalized, and 1 (1%, 95% CI 0-5.4) had

care escalated to the intensive care unit (ICU). The 163 residents with presumed

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COVID-19 presented to primary care or clinic in 40 cases (24.5%, 95% CI 18.1-31.9)

and the emergency department in 6 cases (3.7%, 95% CI 1.4-7.8). Among the 76

residents with suspected COVID-19, 38 (50%, 95% CI 38.3-61.7) were evaluated in

clinic or by primary care, 5 (6.5%, 95% CI 2.2-14.7) presented to emergency

department, and 1 (1.3%, 95% CI 0-7.1) was hospitalized. In total, among the 340

residents with confirmed, presumed or suspected COVID-19, 3 (0.9%, 95% CI 0.2- 2.6)

were hospitalized (1 each from emergency medicine [who was also hospitalized and

went to the ICU], ophthalmology, and psychiatry programs; 2 were confirmed, and 1

suspected COVID-19). There were no deaths reported in any of the completed surveys.

Quarantine

One program (pediatrics) of 58 residents did not report any quarantine data. Of the

remaining 90 programs encompassing 2,248 residents (including 339 residents with

confirmed, presumed, or suspected COVID-19 infection), 377 (16.8%, 95% CI 15.2-

18.4) residents from 72 programs (80% of programs, 95% CI 70.2-87.7) were reported

to be quarantined. 22 programs (24.4%, 95% CI 16.0-34.6) reported at least one

asymptomatic, but exposed, resident, who was quarantined. Among 34 asymptomatic

but exposed residents with known duration of quarantine, the time ranged from 1 – 14

days. 15 residents (14.9%, 95% CI 8.6-23.3) from 2 programs with confirmed COVID-

19, 26 residents (16.0%, 95% CI 10.8-22.6) from 5 programs with presumed COVID-19,

and 5 residents (6.6%, 95% CI 2.2-14.7) from 2 programs with suspected COVID-19

were not quarantined.

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Redeployment

87/91 program directors responded to questions about residents redeployed to other

departments or locations to support COVID-19 efforts. 65 programs (74.7%, 95% CI

64.3-83.4) reported at least one resident redeployed, with 35 (40.2%, 95% CI 29.9-51.3)

programs redeploying more than one-third of their workforce. 594 residents (27.3% of

2,176 residents for whom redeployment information is known, 95% CI 25.4-29.2) were

reported to be redeployed. Anesthesiology had the highest redeployment rate, with 158

(56.0% of 282 total anesthesiology residents, 95% CI 50.0-61.9) residents being

redeployed to other services (p<0.001, Pearson’s chi-squared test). Of programs that

redeployed residents, 53 programs (81.5%, 95% CI 70.0-90.1) instituted redeployment

between the fourth and fifth weeks of March, approximately 1 month after the first case

in NYC was confirmed. Among residents redeployed to duties beyond their usual clinical

responsibilities, the majority went to the ICU (283/594 redeployed residents, 47.6%,

95% CI 43.6-51.7), followed by hospital floors (176/594, 29.6%, 95% CI 26.0-33.5), and

the emergency department (85/594, 14.3%, 95% CI 11.6-17.4).

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DISCUSSION:

As of the date of our survey’s close, NYC is the epicenter of the COVID-19 pandemic in

the US, and the daily death toll continues to rise.(6) Here, we report the impact of

COVID-19 on NYC resident physicians, as reported by their residency program

directors, surveyed between April 3-12, 2020. Many of these residents have been

directly infected (101 confirmed positive), quarantined (16.8% of residents), or

redeployed (27.3% of residents) to duties outside of their usual clinical activities in

support of COVID-19 efforts.

101 residents were reported to have confirmed COVID-19 in our sample. While this is

4.4% of the 2306 residents whose program directors participated in our study, the true

rate in our sample may be higher, since 242 resident physicians were tested for COVID-

19, and only 177 had received their test results at the close of the survey.

We highlight a few points found in our study. First, program directors reported 15

confirmed COVID-19 residents and 26 presumed COVID-19 residents who were not

quarantined. Whether this was due to these residents being initially asymptomatic,

workforce need, delay in obtaining testing, or some other reason is not known.

However, we do note that 56.5% of residency program directors reported at least one

resident awaiting or unable to obtain COVID-19 testing. Second, 49.4% of residency

directors answered “yes” to the question of whether resident physicians for whom they

were responsible had suboptimal PPE. While this might reflect selection bias with

respect to which residency directors chose to answer the survey, we note that 90/91

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programs reported reuse or extended use of masks that are ordinarily disposable after a

single use. Third, we find that some specialties may be at greater risk for contracting

COVID-19 compared to others. In particular, anesthesiology had significantly higher

numbers of confirmed COVID-19 residents than several other specialties. It is possible

that the higher infection rates may be due to the critical skill of intubation provided by

anesthesiologists, which comes with high probability of aerosolization and exposure to

viral particles.(15)

Emergency room physicians and Ophthalmologists may also be at higher risk for

infection. Given that emergency room physicians may intubate and are often the first-

line providers for infected patients before COVID-19 status is known, it is not surprising

that they segregrate as a higher risk group. Factors possibly placing ophthalmologists at

higher risk include close proximity to the patient’s upper respiratory tract during slit lamp

examination (usually less than one foot),(16) contact with ocular secretions,(16,17) and

high volume of patients seen in clinics.

We recognize limitations to our current study. While not all presumed and suspected

cases have COVID-19, we present these numbers given the high pre-test probability of

infection in HCW with suggestive symptoms, as well as known limitations of RT-PCR

detection of the virus.(18,19) Future work using serological testing may provide a more

accurate census of confirmed positives, as recent studies have shown,(20) but given

the limited availability of serological testing and the time-sensitive nature of our survey,

this modality was not suitable for the current study. Second, we were unable to

15

determine a relationship between mask type and proportion of COVID-19 infections for

the following reasons. During the period of the study, national and local guidelines on

PPE usage were continually changing based on availability and increased

understanding regarding disease transmission. In addition, the majority of programs

reported using both types of masks, depending on clinical context. Third, selection bias

may have affected our findings, as fields such as ophthalmology may have been over-

represented due to the authors’ connections to colleagues in this field, while other

specialties, such as internal medicine, may have been under-represented because of

significant stress in managing overflowing COVID-19 wards and lack of time to

complete the survey. It is also possible that program directors whose residents have

been affected by COVID-19 would be more likely to respond. Therefore, rates of

infection per specialty may need to be interpreted with caution.

However, we capture 91 NYC residency programs (out of an estimated 340 total

residency programs) during a period of exponential pandemic growth, offering a unique

perspective on the impact on resident physicians during what may be the height of

COVID-19 in NYC. Indeed, capturing the experience as it happens avoids recall bias

after the fact. It is our hope that this insight may allow locations not yet as substantially

affected by COVID-19 to better anticipate the needs of resident physicians, who are

truly at the front lines of an unprecedented challenge.

16

METHODS:

Recruitment of program directors

Recruitment of residency program directors throughout the greater NYC area was

performed through circulation of electronic mail message sent by one investigator at

Columbia University Irving Medical Center (R.W.S.C.), with responses received from

April 3, 2020 through April 12, 2020. Identification of programs, respective program

directors, and contact electronic mail addresses were retrieved from either previous

correspondence or publicly available search tools with ACGME via hyperlink

(https://apps.acgme.org/ads/Public/Programs/Search). The survey was first distributed

to 12 ophthalmology residency program directors in the greater NYC area, who

expanded distribution to 188 additional non-ophthalmology training programs within

their own institutions. As a second method, 303 programs identified separately in the

ACGME database by two authors (M.P.B., A.H.A.) were also contacted electronically.

Ultimately, at least one contact attempt was made at every known residency training

program in the greater NYC area (approximately 340 total), as our two approaches may

have overlapped. Repeat contact for increased yield was not made because: 1. Initial

feedback from designated institutional officials at some centers included concern for the

potentially stressful nature of the survey despite institutional review board (IRB)

approval, and 2. Prolonging data collection time may have confounded results by

including responses obtained outside of the pandemic exponential phase, introducing

an element of recall bias.

Survey of resident physician experience

17

An anonymous survey (Supplemental Content) eliciting de-identified information was

included in circulated electronic mail message by hyperlink with SurveyMonkey® cloud-

based software (SurveyMonkey®, San Mateo, CA, USA). More than one survey

completion by the same user was prohibited, both by request within the recruitment

electronic message and based on internet protocol address.

Diagnosis or suspicion of COVID-19 among residents was elicited in our survey based

on clinical presentation with symptoms including: sore throat, cough, fever, shortness of

breath, chest pain, myalgia, malaise, conjunctivitis, anosmia, or gastrointestinal

symptoms. Survey questions pertained to 3 distinct groups among resident doctors: (1)

“confirmed” – defined as resident physicians with COVID-19 symptoms and positive test

results; (2) “presumed” – defined as resident physicians with COVID-19 symptoms

without test results, and (3) “suspected” – defined as resident physicians with COVID-19

symptoms and negative test results. Suspected cases were tallied in our analysis due to

the relatively high false negative rate of reverse transcription polymerase chain reaction

(RT-PCR) testing for active infection by this virus15,16 as well as high pre-test probability

for COVID-19 in the context of suggestive symptoms, due to HCW status and NYC

location.

Inclusion and exclusion of responses

Responses were reviewed for inclusion based on specific training program. Fellowship

programs were excluded from the analysis. Because certain specialties have programs

that exist as a residency-fellowship continuum, these training programs with ACGME

18

accreditation were included. We did not distinguish between these integrated programs

and residency-only programs. All programs included were ACGME-accredited, with the

exception of oral maxillofacial surgery (OMFS), which was included as many OMFS

programs offer clinical experience through ACGME-accredited rotations such as general

surgery, ultimately leading to medical licensure with or without an M.D. degree, in

addition to pre-existing dental licensure. Programs were included if within or

immediately adjacent to NYC. All queried programs but one were centralized within 30

miles of Central Park in Manhattan, verified by Google Maps with hyperlink:

https://www.google.com/maps (Google Inc., Mountain View, CA, USA) for distance

calculations which used mailing addresses from primary affiliations for each recipient of

the survey.

Statistics

Proportions are reported as percentages with 95% confidence interval (CI) calculated

using the Clopper-Pearson approach.

Specialties with representation by 100 or more residents were selected for further

between-specialty analyses. Because the number of COVID-19 positive residents by

individual programs were count outcomes and non-normally distributed, Poisson

regression and negative binomial regression were fitted to determine whether specialty,

program size, or date of survey response affected the number of residents with positive

COVID-19 tests. Likelihood ratio (LR) testing was used to determine the

appropriateness between Poisson regression and negative binomial regression.

19

Fisher’s exact test was used to assess the overall effect of specialties on the proportion

of residents with confirmed COVID-19. Pearson’s chi-squared test was used to compare

infection rate and redeployment rate between departments. Correction for multiple

comparisons was made with Bonferroni procedures.

Statistical analyses were performed in the R programming language (Version.1.2.5042).

Type 1 error was defined at the 5% level for hypothesis testing with two-tailed

probabilities.

Study Approval

The need for subject consent was waived due to minimal risk, anonymous nature, and

lack of sensitive information in the study design as per Columbia University IRB

expedited exemption protocol IRB-AAAS9946. All procedures were reviewed and in

accordance with the tenets of the Declaration of Helsinki.

20

AUTHOR CONTRIBUTIONS:

Project concept (MPB, AHA, JDH, and RWSC); survey design (MPB, JS, AHA, LRDG,

JDH, CGM, ACP, and RWSC); data collection (MPB, JS, AHA, RWSC, and New York

City Residency Program Directors COVID-19 Research Group); data interpretation

(MPB, JS, AHA, LRDG, JDH, SXX, 11 CGM, ACP, and RWSC); figure preparation

(MPB, JS, and RWSC) and manuscript preparation (MPB, JS, AHA, LRDG, JDH, SXX,

CGM, ACP, and RWSC).

21

ACKNOWLEDGMENTS:

We thank Julia A. Kucherich, RD, for contributing to survey design and discussion

references. See Supplemental Acknowledgments for consortium details.

22

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https://doi:10.1101/2020.04.14.20062463. Posted on medRxiv April 14, 2020.

25

FIGURES:

Figure 1. Flow-chart of survey recruitment and responses among greater New York City

training programs, including represented specialties and number of residents. ACGME =

Accreditation Council for Graduate Medical Education; PDs = training program directors.

26

Figure 2. Of 2,088 total residents with known COVID-19 testing status, 101 residents

were confirmed (positive), 163 were presumed (untested), 76 were suspected

(negative), and 1,748 neither had symptoms nor were tested.

27

Figure 3. Number of residents with new COVID-19 symptoms by week. Most confirmed

COVID-19 cases (N = 35) were reported during the week of 3/23- 3/29. Most presumed

COVID-19 cases (N= 53) and suspected COVID-19 cases (N = 29) were reported a

week earlier than the peak of confirmed cases during 3/16 – 3/22. Total number of

confirmed, presumed and suspected COVID-19 cases all started to drop after the week

of 3/23 -3/29. Bottom panel shows the number of programs enforcing mask policy by

week. Most programs started to enforce universal mask policy during the week of 3/23 –

3/29.

28

Table. Number and percentage of symptomatic residents with confirmed (positive),

presumed (untested), and suspected (negative) COVID-19 testing across specialties.

Specialty # Residents # Confirmed # Presumed # Suspected Vascular Surgery Anesthesiology

13 282

4 (30.8%) 21 (7.4%)

1 (7.7%) 19 (6.7%)

0 (0.0%) 12 (4.3%)

Emergency Medicine Radiation Oncology Ophthalmology Otolaryngology Plastic Surgery Physical Medicine and Rehabilitation Obstetrics and Gynecology Dermatology Pathology General Surgery Psychiatry Family Medicine Neurological Surgery Neurology Internal Medicine Diagnostic Radiology Pediatrics Urology Child Neurology

382 56 177 40 62 88 90 81 27 252 146 83 48 48 119 90 126 58 13

25 (6.5%) 3 (5.4%) 9 (5.1%) 2 (5.0%) 3 (4.8%) 4 (4.5%) 4 (4.4%) 3 (3.7%) 1 (3.7%) 9 (3.6%) 5 (3.4%) 2 (2.4%) 1 (2.1%) 1 (2.1%) 2 (1.7%) 1 (1.1%) 1 (0.7%) 0 (0.0%) 0 (0.0%)

32 (8.4%) 3 (5.4%) 17 (9.6%) 3 (7.5%)

17 (27.4%) 4 (4.5%) 7 (7.7%) 1 (1.2%) 1 (3.7%) 16 (6.3%) 10 (6.8%) 3 (3.6%) 1 (2.1%) 4 (8.3%) 5 (4.2%) 5 (5.6%) 2 (1.6%) 7 (12.1%) 4 (30.8%)

12 (3.1%) 2 (3.6%) 7 (4.0%) 2 (5.0%) 0 (0%)

1 (1.1%) 1 (1.1%) 7 (9.2%) 0 (0.0%) 13 (5.2%) 5 (3.4%) 7 (8.4%) 4 (8.3%) 1 (2.1%) 0 (0.0%) 0 (0.0%) 0 (0.0%) 0 (0.0%) 1 (8.6%)

Nuclear Medicine 5 0 (0.0%) 1 (20.0%) 1 (20.0%) Oral/Maxillofacial Surgery 18 0 (0.0%) 0 (0.0%) 0 (0.0%) Medical Genetics 2 0 (0.0%) 0 (0.0%) 0 (0.0%) Total 2306 101 (4.4%) 163 (7.1%) 76 (3.3%)