Human Resource Management ADD 5107: Week 3 Assignment: Cultural Competency in Co-Occurring Disorder Treatment
A Randomized Trial of Culturally Accommodated Versus Standard Group Treatment for Latina/o Adolescents With Substance Use Disorders:
Posttreatment Through 12-Month Outcomes
Jason J. Burrow-Sánchez University of Utah
Hyman Hops Oregon Research Institute, Eugene, Oregon
Objectives: Latina/o adolescents are at particular risk for substance use disorders (SUDs) and effective treatments are needed. Some critics indicate that standard evidence-based treatments may not meet the needs of Latina/o adolescents and culturally accommodated treatments are needed; however, few comparative studies have been conducted to test this assumption. This randomized trial was designed to test a standard group-based version of a cognitive– behavioral treatment (S-CBT) against its culturally accommodated equivalent (A-CBT) for a sample of Latina/o adoles- cents with SUDs. Method: Seventy Latina/o adolescents were randomly assigned to 1 of 2 treatment conditions and followed over 4 posttreatment time points with the last at 12-months. Generalized longitudinal mixed models for count data were conducted to evaluate treatment differences across time for adolescent substance use. The cultural variables ethnic identity, acculturation, and familism were included in the analysis as potential moderators of treatment outcome. Results: A significant difference was found at the 12-month follow-up in favor of the culturally accommodated treatment (d � .92, 95% confidence interval, CI [.43, 1.42]) and parental familism moderated treatment outcome (d � .60, 95% CI [.12, 1.08]). Conclusion: This is one of the first studies to demonstrate that a culturally accommodated treatment differentially improved outcomes compared with that of its standard equivalent for a sample of Latina/o adolescents with SUDs.
Keywords: Latina/o adolescents, substance abuse treatment, culturally accommodated treatment, randomized trial
Adolescent substance use disorders is a serious public health concern in the United States and effective treatments are needed to address this problem (CASA, 2011; SAMSHA, 2015). Latina/o adolescents are in particular need of efficacious treat- ments and some research indicates that they experience higher rates of substance use disorders (14%) compared with their White (12.7%) or African American (7%) counterparts (CASA, 2011). The efficacy of empirically supported treatments (ESTs) for substance use and other mental health disorders is predom- inately derived from studies developed for and conducted with White samples (APA, 2006; Whaley & Davis, 2007). More recent studies have included larger numbers of racial/ethnic minorities but few have analyzed their data to test their efficacy
on different cultural groups (Greenbaum et al., 2015; Robbins et al., 2011; Waldron & Turner, 2008) and fewer have attempted to test culturally adapted interventions against their standard counterparts (Huey, Tilley, Jones, & Smith, 2014; Steinka-Fry, Tanner-Smith, Dakof, & Henderson, 2017). To address this concern, the present study compares standard and culturally accommodated versions of a cognitive– behavioral treatment for Latina/o adolescents with substance use disorders to determine any benefit that may be derived from the culturally accommo- dated adaptation.
Almost 10% or 2.3 million adolescents in the United States between the ages of 12–17 are considered current illicit drug users (i.e., reported use in past month) and about 5% or 1.3 million meet diagnostic criteria for a substance use disorder (SAMSHA, 2015). Unfortunately, only 10% of adolescents who need treatment actu- ally receive it (SAMSHA, 2015) and fewer receive treatments that are evidence-based (NIDA, 2012). For the adolescents who do receive treatment it will most likely be delivered in group or individual formats and provided in outpatient settings (SAMHSA, 2014). A frequent referral source for adolescents to substance abuse treatment is the criminal justice system; in particular, Latina/o youth are more likely to be referred from the justice system and less likely to complete a course of treatment compared with their White counterparts (Alegria, Carson, Goncalves, & Keefe, 2011; Saloner, Carson, & Lê Cook, 2014; Shillington &
This article was published Online First December 3, 2018. Jason J. Burrow-Sánchez, Department of Educational Psychology, Uni-
versity of Utah; Hyman Hops, Oregon Research Institute, Eugene, Oregon. This research was supported by Award K23DA019914 from the Na-
tional Institute on Drug Abuse awarded to Jason J. Burrow-Sánchez. The content is solely the responsibility of the authors and does not necessarily reflect the official views of the National Institute on Drug Abuse or the National Institutes of Health.
Correspondence concerning this article should be addressed to Jason J. Burrow-Sánchez, Department of Educational Psychology, University of Utah, Salt Lake City, UT 84112. E-mail: [email protected]
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Cultural Diversity and Ethnic Minority Psychology © 2018 American Psychological Association 2019, Vol. 25, No. 3, 311–322 1099-9809/19/$12.00 http://dx.doi.org/10.1037/cdp0000249
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Clapp, 2003). Understanding the efficacy of ESTs for substance abuse for Latina/o youth is of great concern, in part, because they belong to one of the largest and fastest growing ethnic minority groups in the United States at more than 50 million people with a third of the population under the age of 18 (Passel & D’Vera, 2008; Pew, 2011). However, the lack of representation of individ- uals from diverse racial/ethnic backgrounds in studies of ESTs continues to be a barrier to our understanding (APA, 2006; Whaley & Davis, 2007).
A major criticism stemming from the general lack of represen- tation in studies of ESTs is that we cannot assume treatments validated with predominately White samples will meet the needs of individuals from diverse racial/ethnic backgrounds (Dumas, Rollock, Prinz, Hops, & Blechman, 1999; Hall, 2001; Lau, 2006; Szapocznik, Lopez, Prado, Schwartz, & Pantin, 2006; Whaley & Davis, 2007). One way researchers have suggested to address this criticism is to evaluate the efficacy of ESTs in studies that directly test a standard EST against its culturally accommodated counter- part (Castro, Barrera, & Holleran Steiker, 2010; Huey & Polo, 2008; Huey et al., 2014; Whaley & Davis, 2007). Such direct comparison studies can assist us in determining if and how racial/ ethnic minorities benefit from standard or culturally accommo- dated versions of ESTs. While there has been theoretical and conceptual proliferation of models for culturally adapting treat- ments in general (see Bernal & Rodriguez, 2012; Castro et al., 2010) the empirical testing of such models is less prevalent in the literature. For example, a review by Huey and colleagues (2014) identified only three randomized studies (Burrow-Sanchez & Wrona, 2012; McCabe & Yeh, 2009; Szapocznik et al., 1986) that compared standard and culturally adapted versions of treatment with Latina/o youth; in general, results across these studies were similar in finding no differential effects between treatment condi- tions at posttest. However, a specific framework for the cultural accommodation and testing of substance treatments is needed to further our understanding of the efficacy of these ESTs for racial/ ethnic minority youth.
The Cultural Accommodation Model for Substance Abuse Treatment (CAM-SAT; see Burrow-Sanchez, Martinez, Hops, & Wrona, 2011) is a framework for the development and testing of standard versus culturally accommodated versions of treatments. This model is based on an assumption that treatments with more cultural relevance for its participants will lead to greater benefits (Castro et al., 2010; Frankish, Lovatto, & Poureslami, 2007). The CAM-SAT was used in the present study to guide the development and subsequent testing of a standard versus culturally accommo- dated version of a substance abuse treatment for a sample of Latina/o adolescents. The three variables of acculturation, ethnic identity, and familism were integrated into the culturally accom- modated version of the treatment because of their relevance for Latina/o adolescents experiencing substance abuse problems (see Burrow-Sanchez et al., 2011; Castro et al., 2010) and are discussed next.
Acculturation is a germane cultural variable to examine for Latina/o adolescents in relation to substance use and abuse. This construct refers to the extent that racial/ethnic minority individuals adopt the perspectives and behaviors of a dominant group and it has been linked to substance use for Latina/o adolescents (Berry, 2006; Lara, Gamboa, Kahramanian, Morales, & Bautista, 2005; Lawton & Gerdes, 2014). In a number of studies, researchers have
found that higher levels of acculturation positively correlate with substance use rates for Latina/o adolescents (De La Rosa, Vega, & Radisch, 2000; Ebin et al., 2001; Vega & Gil, 1998, 1999; Vega, Gil, & Wagner, 1998) whereas others have found a negative correlation (Zamboanga, Schwartz, Jarvis, & Van Tyne, 2009) or no association all (Miller, 2011). Beyond the correlational studies, research is needed to understand the ways acculturation may influence Latina/o adolescents’ response to substance abuse treat- ment and whether acculturation plays a role in adolescents’ re- sponse to standard versus culturally accommodated interventions.
Ethnic identity is a second cultural variable that has relevance for Latina/o adolescents with substance use and abuse problems. Typically, ethnic identity refers to the level of identification that individuals have with their own ethnic group (Marcia, 1980; Phin- ney & Ong, 2007). For Latina/o adolescents, higher levels of ethnic identity positively correlate with well-being (e.g., self- esteem, coping) and negatively correlate with substance use (Felix- Ortiz & Newcomb, 1995; Phinney & Ong, 2007; Umaña-Taylor, 2011). However, some researchers have found that higher levels of ethnic identity may increase the awareness of environmental stres- sors such as discrimination for Latina/os (Smith & Silva, 2011). What has yet to be determined, however, is the role that ethnic identity plays for Latina/o adolescents receiving treatment for substance use disorders.
Familism is a third salient variable for Latina/o adolescents in the context of substance use and abuse. This construct reflects the impact that family has on the norms, values, and behavior of Latina/o adolescents. Major components of this construct include familial obligations, perceived levels of support, and attachment to family members (Sabogal, Marin, Otero-Sabogal, Marin, & Perez- Stable 1987). In general, Latina/o families reporting higher levels of familism do not condone the use and abuse of substances by its members (Vega, 1990); however, this relation is likely influenced by the quality of parenting. Some researchers have found that more supportive parenting behavior is related to less mental health concerns and substance use for Latina/o adolescents (Castro & Alarcon, 2002; Germán, Gonzales, & Dumka, 2009; Gonzales, Deardorff, Fromoso, Barr, & Barrera, 2006). In support of this finding, other researchers have found that nonsupportive parenting practices, especially ones that lead to parent–child conflict, are related to increased risk for adolescent delinquency and substance use (McQueen, Greg Getz, & Bray, 2003; Pasch et al., 2006). From a broader perspective, familism is a representation of the influence that Latina/o families have on their adolescents and requires further investigation within the context of treatment. While the review of cultural variables above is brief, it does underscore the relevance they may have for Latina/o adolescents and potential influence in substance abuse treatment (see Burrow- Sanchez et al., 2011; Castro & Alarcon, 2002; Castro et al., 2010).
In the present study, 70 Latina/o adolescents were randomly assigned to one of two group-based treatment conditions: a stan- dard cognitive–behavioral treatment (CBT) protocol (Kadden et al., 1992; Waldron & Kaminer, 2004) or its culturally accommo- dated counterpart (Burrow-Sanchez et al., 2011). We tested a group-based intervention because it is one of the most commonly used treatment formats for substance abuse (Engle & Macgowan, 2009; SAMHSA, 2014) and similarly, CBT is one of the most commonly used ESTs for adolescents (Waldron & Kaminer, 2004). Our first hypothesis predicted that a group by time effect for
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312 BURROW-SÁNCHEZ AND HOPS
adolescent substance use levels would be found in favor of the culturally accommodated versus standard treatment. The rationale for this hypothesis is that Latina/o adolescents will respond more favorably to a treatment with higher culturally relevancy compared with one with less (Burrow-Sanchez et al., 2011; Castro et al., 2010; Hall, 2001; Whaley & Davis, 2007). The previous results we reported for the 3-month outcomes did not yield an effect of treatment on substance use levels (see Burrow-Sánchez, Minami, & Hops, 2015). Our second hypothesis predicted that substance use levels for adolescents in both treatment conditions would be moderated by the cultural variables of acculturation, ethnic iden- tity, and familism. Specifically, we anticipated that lower sub- stance use levels would be found when the level of cultural variable (i.e., low vs. high) was congruent with the assigned treatment condition (i.e., standard vs. accommodated). This second hypothesis was predicated on the rationale that treatments are more or less culturally relevant for particular subgroups of Latina/o adolescents depending on the individual characteristics of the participants (Burrow-Sánchez et al., 2011; Castro et al., 2010; Frankish et al., 2007). The previous results we reported for the 3-month outcomes did yield moderation effects for adolescent parental familism and ethnic identity (see Burrow-Sánchez et al., 2015).
Method
Participant Demographics and Referral
Adolescent inclusion criteria in this study were: ages 13–18 years, having parental/adolescent consent/assent, meeting Diag- nostic and Statistical Manual for Mental Disorders-Fourth Edition- Text Revised (DSM–IV–TR; American Psychiatric Association, 2000) diagnostic criteria for alcohol or drug abuse or dependence and self-identified as Latina/o or Hispanic. Adolescents exclusion criteria were: outside the 13–18 age range, mono-lingual Spanish speakers, lacking parental consent, not willing to provide assent, in need of a higher level of care than provided by the study, recipients of substance abuse treatment within 90 days of referral, or not identified as Latina/o or Hispanic. The 70 recruited Latina/o ado- lescents had a mean age of 15.2, were largely male (90%), and born in the United States (61.4%). Parents of the adolescents in the sample were mostly born in Mexico (74.3% � mothers and 81.4% � fathers), in their early 40s (M � 41.3, SD � 6.29), and had yearly household incomes of $25,000 or less (75.7%). The majority of parents that completed measures at the pretreatment assessment were mothers (81.4%) followed by smaller percentages of both parents (11.4%) and fathers (7.1%; see Table 1 for more participant demographics). All the procedures used in this study were approved by the Institutional Review Board at the university of the first author. The majority of adolescents in the study were recruited or referred through probation officers (63%) or case managers (33%) from the juvenile justice system in a midsized Mountain West city in the United States; the remaining adoles- cents (4%) were recruited or referred from parents or treatment providers. A majority of adolescents (74%) were mandated to treatment at the time of referral.
Table 1 Participant Demographics and Baseline Variables
Variable S-CBT (n � 36) A-CBT (n � 34)
Adolescent demographics Age 15.31 (1.28) 15.09 (1.19) Grade 9.72 (1.32) 9.71 (1.27) Male 88.9% 91.2%
Referred by Probation officer 72% 53% Case manager 25% 41% Othera 3% 6%
Mandated to treatment Yes 72% 76%
Language spoken at home Spanish 58%� 85% English 28%� 9% Both 14% 6%
Birth country United States 69% 53% Mexico 28% 44% Otherb 3% 3%
Annual family income 25,000 or less 72% 71% 25,000–45,000 20% 23% 45,000 or more 8% 6% Did not answer 0% 3%
DSM diagnosis at baseline Substance abusec 44%� 71% Alcohol 3% — Marijuana 31% 50% Two or more drugsd 11% 21% Substance dependencee 56%� 29% Alcohol 3% 3% Marijuana 36% 24% Two or more drugsd 17% 3%
Drug use at baselinef
Alcohol 4.17 (7.39) 4.50 (8.35) Marijuana 22.03 (23.65) 18.35 (22.57) Tobacco 13.61 (27.28) 7.26 (17.85) Otherg 1.16 (.17) 1.61 (.19)
Cultural variables at baseline Acculturation
MOS 3.30 (.61) 3.49 (.77) AOS 3.40 (.46) 3.39 (.53)
Ethnic identity COM 3.93 (.97) 3.89 (1.13) EXP 3.04 (.96) 2.66 (.90)
Familism Adolescent 2.97 (.42) 3.06 (.44) Parent 3.60 (.68) 3.68 (.77)
Note. S-CBT � Standard Cognitive-Behavioral Treatment condition; A-CBT � Accommodated Cognitive-Behavioral Treatment condition. Cell entries are either means (SD) or a percentage of the subsample indicated. a Other � parent or treatment provider. b Other � South American coun- try. c Primary abuse diagnosis. d Abuse or dependence diagnosis is for two or more drugs–most commonly alcohol and marijuana in this sam- ple. e Primary dependence diagnosis. f Mean (SD) number of days used in past 90. g Other � hallucinogens, cocaine, opiates, inhalants, prescrip- tion meds, etc.; Acculturation measured by Acculturation Rating Scale for Mexican Americans II: MOS � Mexican Orientated Scale; AOS � Anglo Oriented Scale; Ethnic Identity measured by Multi Ethnic Identity Mea- sure: COM � commitment subscale; EXP � exploration subscale; Familism measured by Familism Scale. � Indicates significant different (p � .05, �2 test) between the two values in the corresponding columns.
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313A RANDOMIZED TRIAL
Study Flow
At the beginning of each treatment round, participants were randomized into one of two study conditions: standard or accom- modated cognitive–behavioral treatment. To balance participants in each study arm a restricted randomization technique was used (Shadish, Cook, & Campbell, 2002). More specifically, 10 partic- ipants were randomized and then assigned to one of the two treatment conditions; this process was repeated until the two groups for each treatment round were filled. The principal inves- tigator generated the random number sequences by using the Research Randomizer (Urbaniak & Plous, 2013) available on the Internet and provided them to the program coordinator who then assigned participants to treatment conditions. Participants were assigned to conditions after they completed the pretreatment as- sessment and were not explicitly informed of the assigned condi- tion. Recruitment, baseline assessments, treatment delivery, and follow-ups were for this study was completed between the years 2010–2014.
At the beginning of the study one therapist was assigned to each treatment condition by a coin toss (i.e., heads � standard condition and tails � accommodated condition). To minimize the potential for therapist effects they were counterbalanced throughout the study by switching therapists with conditions after each treatment round was completed. For example, therapist A was assigned Standard Cognitive Behavioral Treatment (S-CBT) and therapist B assigned Accommodated Cognitive-Behavioral Treatment (A- CBT) at the beginning of the study then exchanged conditions (i.e., therapist A � A-CBT, therapist B � S-CBT) at the start of the next treatment round. In total, five treatment rounds were conducted over the course of the original study and produced a total of 10 treatment groups. Attendance rates for adolescents in the S-CBT (M � 10.42, SD � 1.14) and A-CBT (M � 10.59, SD � 1.05) conditions were similar. Treatment completion was defined as attending 9 out of a possible 12 (75%) group sessions; a majority of adolescents completed treatment (73%; S-CBT � 67%, A-CBT � 79%) with no significant differences in completion rates by condition. The majority of adolescents also completed the posttreatment (83%; S-CBT � 81%, A-CBT � 88%) and follow-up assessments at 3-months (84%; S-CBT � 83%, A-CBT � 85%), 6-months (86%; S-CBT � 83%, A-CBT � 88%), and 12-months (76%; S-CBT � 75%, A-CBT � 76%). Figure 1 is a flowchart for the study across all time points.
Study Measures
All measures in this study were administered by bilingual (Eng- lish/Spanish) undergraduate and graduate student research assis- tants (RAs) in the language preference of the participant. The RAs were blind to the participant assignment to treatment condition. Almost all of the adolescents (97%) preferred to complete mea- sures in English and 83% of the parents preferred Spanish; of the measures described below parents only completed the Familism Scale.
Timeline Follow Back (TLFB). The TLFB (Sobell & Sobell, 1992) is a semistructured interview that has been used extensively with adolescents (Dennis, Funk, Godley, Godley, & Waldron, 2004; Sobell & Sobell, 2003). It utilizes a calendar format and establishes relevant life markers to help individuals remember their history and patterns of substance use over a specific period of
time. The TLFB was used to measure the dependent variable that was the number of days substances (including alcohol; excluding tobacco) were used in the 90-day period before each assessment point.
Acculturation Rating Scale for Mexican Americans-II (ARSMA-II). The ARSMA-II measures acculturation levels in participants of Mexican American descent (Cuéllar, Arnold, & Maldonado, 1995) by rating their preferences (e.g., “I enjoy read- ing books in English or Spanish”), attitudes (“I like to identify myself as Anglo American or Mexican”), and behaviors (e.g., “I speak Spanish or English”) from 1 � not at all to 5 � extremely often or almost always scale. Past research has indicated good reliability and strong construct and discriminant validity with Mexican American samples (Cuéllar et al., 1995). Baseline scores from the 13-item Anglo Oriented Subscale (AOS) and the 17-item Mexican Oriented Subscale (MOS) were averaged separately con- sistent with a bidimensional view of acculturation (Berry, 2006; Cuéllar et al., 1995). Means and SDs for the AOS and MOS subscales were 3.40 (.49) and 3.40 (.69), respectively. Internal consistency was � � .66 for AOS and � � .85 for MOS.
The Multi Ethnic Identity Measure (MEIM). The MEIM measures ethnic identity for adolescents (Phinney, 1992); a 12- item modified version of this instrument was administered that has been validated for Latina/o adolescents with substance use disor- ders (Burrow-Sánchez, 2014). Participants rated their attitudes and behaviors of ethnic identity on a 1 � disagree to 5 � agree scale. Consistent with Phinney and Ong (2007) the measure was reduced to two 3-item subscales: commitment (i.e., personal affiliation to an ethnic group) and exploration (i.e., behavior related to seeking information about an ethnic group). Means and SDs for the base- line commitment and exploration subscales were 3.91 (1.04) and 2.86 (.94), respectively. Internal consistency was � � .78 for the commitment and � � .65 for the exploration subscales.
Familism Scale (FS). The FS is a 14-item instrument that measures familial obligations, perceived support, and family mem- bers as referents (Sabogal et al., 1987). This measure was admin- istered to adolescents and parents in the study. Participants rated items from 1 � very much in disagreement to 5 � very much in agreement. Baseline scores for the total scale were averaged for adolescents and parents separately. For parents, this measure was completed by mothers (81.4%), both parents (11.4%), and fathers (7.1%). If both parents completed the measure, their individual scores were averaged to produce a single score for the analysis. Means and SDs for the baseline adolescent and parent familism scores were 3.01 (.43) and 3.64 (.72), respectively. Internal con- sistency for adolescents was � � .73 and � � .85 for parents.
Treatment Conditions and Delivery
Treatment for both conditions was delivered in a group format via 12 weekly 1.5 h sessions at a community center. The S-CBT manual (see Burrow-Sánchez, 2013b) was modeled after the Cognitive-Behavioral Coping Skills Therapy Manual (see Kadden et al., 1992) that was later adapted for adolescents (see Dennis, Godley, et al., 2004; Kaminer, Burleson, & Goldberger, 2002; Waldron, Slesnick, Brody, Turner, & Peterson, 2001). The S-CBT manual was then modified through a cultural accommodation process resulting in a second manual titled A-CBT (see Burrow- Sanchez et al., 2011; Burrow-Sánchez, 2013a). Compared with the
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314 BURROW-SÁNCHEZ AND HOPS
S-CBT, aspects of treatment content were modified for the A-CBT manual to increase cultural relevancy for Latina/o adolescents. These modifications included the use of Spanish names in exam- ples, implementation of culturally relevant role-plays (e.g., prob- lem solving a situation that involved racism or discrimination), and providing opportunities to discuss real-life stressors (e.g., translat- ing for a parent). A new module was created for the A-CBT titled Ethnic Identity and Adjustment that was consistent with the prin- ciples of cognitive–behavioral therapy; it focused on identity awareness and development for Latina/o adolescents. Parents in the A-CBT condition were offered a Family Introduction Meeting before the first group session and then regular (i.e., every third session) phone and mail contact between the therapist and parents was encouraged whereas parents in the S-CBT condition did not receive these modified elements of treatment delivery. Adolescents in both treatment conditions received attendance reminder calls.
All modifications made to the A-CBT were designed to be con- sistent with the theoretical and practical components of cognitive– behavioral therapy (see Burrow-Sanchez et al., 2011).
The two therapists in this study were bilingual (English/Span- ish) doctoral students in counseling and school psychology with prior clinical experience working with Latina/o families. They received 20 h of training in the theoretical and clinical delivery of CBT with adolescents from a licensed psychologist with expertise in this area. During training, therapists were provided with treat- ment manuals and session-by-session adherence checklists to ori- ent themselves to study materials. During the study, group treat- ment sessions were videotaped and therapists received weekly supervision by a licensed psychologist. Before the supervision meetings, therapists and the supervisor provided independent rat- ings of the last treatment session video using a 7-item adherence checklist ranging from 1 � not accomplished to 7 � completely
Excluded After Clinical Intake (n=11) ♦ Reasons: did not meet study criteria,
declined to participate, detained by courts
Assigned to S-CBT (n=36) Completed 75% Treatment (n=24)
Completed Posttreatment Assessment (n=30)
Assigned to A-CBT (n=34) Completed 75% Treatment (n=27)
Total Referred (N=100) Unable to Contact (n=18)
Completed Clinical Intake (n=82)
Completed Pretreatment Assessments (n=71) ♦ Drop-out prior to
randomization (n=1)
Randomized (n=70)
Completed Posttreatment Assessment (n=29)
Completed 3-Mos Follow-up Assessment (n=29)
Completed 3-Mos Follow-up Assessment (n=30)
Intent-to-Treat Analysis (n=34)Intent-to-Treat Analysis (n=36)
Completed 12-Mos Follow-up Assessment (n=27)
Completed 6-Mos Follow-up Assessment (n=30)
Completed 6-Mos Follow-up Assessment (n=30)
Completed 12-Mos Follow-up Assessment (n=26)
Figure 1. Flowchart for randomized clinical trial. S-CBT � Standard Cognitive-Behavioral Treatment; A-CBT � Accommodated Cognitive-Behavioral Treatment.
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315A RANDOMIZED TRIAL
accomplished; ratings were compared in supervision to maintain treatment adherence and prevent therapist drift. The mean super- visor (S-CBT � 5.61 [SD � 0.55]) and A-CBT � 5.77 [SD � 0.50]) and therapist (S-CBT � 5.46 [SD � 0.82]) and A-CBT � 5.56 [SD � 0.72]) adherence ratings for Sessions 3, 6, and 9 (i.e., 25% of total sessions) indicated that adherence was acceptable in both treatment conditions.
Analytical Plan
The data were cleaned and examined before analysis checking for statistical assumptions of the main analysis. The dependent variable (DV) in this study is the total number of days in the past 90 that any drug was used (including alcohol; excluding tobacco) as measured by the TLFB. The DV is a count variable and a generalized linear model approach was used to guide the main analysis. Generalized linear models can account for the depen- dence between participant scores in repeated measures and esti- mate parameters for missing data (see Shadish et al., 2002). Spe- cifically, a Poisson model was chosen because it can appropriately model count data (see Atkins, Baldwin, Zheng, Gallop, & Neigh- bors, 2013; Coxe, West, & Aiken, 2009; Hedeker & Gibbons, 2006); however, a prime assumption of this model, rarely met in practice, is the mean and variance of the distribution are the same. Thus, a SE correction was included in all models to relax the mean-variance assumption (see Coxe et al., 2009; Stroup, 2013). For 18 of the 60 adolescents (30%) who completed the 6-month assessment point there was, on average, an 18-day overlap (M � 18.28, SD � 12.58) with the past 90-day TLFB data collected at the 3-month assessment. This overlap occurred for a portion of the adolescents because there was difficulty in scheduling (e.g., ado- lescent planned to be out of country for a period of time). For this subset of adolescents, data were collected as close as possible to the 6-month assessment point rather than risk not scheduling them at all. The 18 adolescents were evenly distributed across treatment conditions (S-CBT � 9 and A-CBT � 9) and a Mann–Whitney U test, U(18) � 28.00, p � .297 indicated substance use rates did not significantly differ between groups; this data issue only occurred for the 6-month follow-up because of its 3-month interval follow- ing the prior (i.e., 3-month) assessment point. For the analysis, a weighting procedure was used to correct for the 6-month TLFB data. Specifically, the total days of use for this 90-day period was multiplied by the percent of days that no overlap occurred between the two assessment points.
Missing data. The attrition rate was generally balanced across conditions but highest (25%) at the 12-month time point (see Figure 1). A concern was that there may be differential attrition at the last study time point because of severity of diagnosis (i.e., dependence vs. abuse) or pretreatment level of substance use. To examine the potential for attrition bias because of specific baseline variables, analyses via �2 and Mann–Whitney U were conducted. Overall, it was found that attrition at the last study time point was not related to severity of substance use diagnosis �2(1, 17) � .529, p � .467 or pretreatment substance use U(70) � 391.50, p � .419 nor was it related to treatment condition: S-CBT �2(1, 36) � .600, p � .439 and A-CBT �2(1, 34) � .2.14, p � .144 for diagnostic severity or pretreatment substance use S-CBT U(36) � 109.50, p � .661 and A-CBT U(34) � 85.50, p � .452.
Results
Multilevel Generalized Models
Primary model. A random intercept Poisson model with TLFB as the DV was used as the baseline model. This uncondi- tional model included the terms Time (coded 0, 1, 2, 3, 4) and Quadratic (coded 0, 1, 4, 9, 16) and the model produced significant Time (F(1, 237.4) � 17.17, p � .0001, d � .99, 95% CI [.49, 1.49]) and Quadratic (F(1, 239) � 19.61, p � .0001, d � 1.06, 95% CI [.56, 1.56]) effects. The estimates produced were signif- icant for between-subjects (�2 � 0.27, Wald Z � 3.18, p � .0007) and residual (�2 � 15.90, Wald Z � 10.77, p � .0001) variances. Next, a conditional random intercept Poisson model was tested that included covariates for Age (grand mean centered) and Diagnosis (0 � substance abuse, 1 � substance dependence) as well as terms for Time, Quad, Group (i.e., treatment condition), and Group�Time (i.e., treatment condition by time). A Mann–Whitney U test, U(70) � 571.50, p � .634 indicated that baseline drug use did not differ by treatment condition and was, therefore, not included as a covariate. This conditional model produced significant Age (F(1, 66.6) � 5.86, p � .018, d � .58, 95% CI [.10, 1.06]), Diagno- sis (F(1, 60.94) � 4.17, p � .045, d � .49, 95% CI [.01, .96]), Time (F(1, 241.4) � 9.40, p � .002, d � .73, 95% CI [.25, 1.22]), Quad (F(1, 241.5) � 17.85, p � .0001, d � 1.01, 95% CI [.51, 1.51]), and a Group�Time interaction (F(1, 248.9) � 10.89, p � .0011, d � .79, 95% CI [.30, 1.28]) effects (see Table 2).
Interpretation of two-way interaction. Coxe et al. (2009) suggests that an interaction (i.e., Group�Time) can be interpreted by plotting the trends for each group at different values of the X variable. Regression coefficients for Poisson models, however, represent the predicted logarithm of counts for the DV (Coxe et al., 2009) that are not directly interpretable. For the current study, the coefficients are interpreted as the predicted change in the loga- rithm of counts for the TLFB variable for a 1-unit change in the predictor. To make the Poisson coefficients interpretable they were exponentiated that places them on the original metric scale of the dependent variable (i.e., counts). Specifically, the exponentiated intercept represents the number of drug use days when other predictors in the model are zero whereas the exponentiated coef- ficients represent the multiplicative change in DV for a 1-unit change in the predictor (Coxe et al., 2009). The Group�Time interaction was then interpreted by plotting the estimated expo- nentiated means for each group across the five time points (see Figure 2). To further decompose the interaction in Figure 2 least squares means were calculated to determine the between group estimates across time points (see Hoffman, 2015). At the pretreat- ment (p � .95), posttreatment (p � .52), and 3-month time points (p � .70) the between group estimates were nonsignificant. The difference between groups appears larger at the 6-month time point although nonsignificant t((273.6) � 1.58, p � .115, d � .38, 95% CI [�.10, .85]). However, significant between group estimates were found t((273.5) � 3.86, p � .0001, d � .92, 95% CI [.43, 1.42) at the 12-month time point.
Moderator models. Four conditional Poisson models were developed to test the cultural moderator variables; specifically, one model for each adolescent variable (i.e., acculturation, ethnic iden- tity, and familism) and one model for the parent familism variable. The general structure of each model included the following terms:
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Age, Diagnosis, Time, Quad, Group, Moderator Variable (MV), Group by Time, MV by Time, Group by MV, and Group � MV � Time. The cultural moderators were grand mean centered to ease interpretation (see Hedeker & Gibbons, 2006) and coded using the subscale acronym: commitment � COM; exploration � EXP; familism adolescent score � FS_A; familism parent score � FS_P; Mexican oriented scale � MOS; and Anglo oriented scale � AOS. The random intercept parent familism model pro- duced a significant three-way interaction for Group � FS_P � Time (F(1, 259) � 6.33, p � .0125, d � .60, 95% CI [.12, 1.08]; see Table 3).
Interpretation of three-way interaction. The interaction for the parent familism model was interpreted by dichotomizing the moderator variable into �0 � low and 0 � high categories that
produced four subgroups: accommodated treatment for low (n � 15) and high (n � 19) parental familism and standard treatment for low (n � 16) and high (n � 20) parental familism. The estimated exponentiated means were plotted for each subgroup across the five time points (see Figure 3). To further decompose the interac- tion in Figure 3 least squares means were calculated for the group estimates across time points (see Hoffman, 2015). The estimates between the four subgroups at pretreatment were not significantly different. A visual inspection of Figure 3 indicates a change in trajectory at the 3-month follow-up for adolescents in the accom- modated treatment low parental familism subgroup; however, the estimate for this subgroup was not significantly different (p � .18) from that of adolescents in the accommodated treatment high parental familism subgroup. The substance use rates visually ap-
Table 2 Random Intercept Poisson Model for Substance Use
Effect Estimate SE Exp (E)a
95% Confidence interval for estimate
Lower bound Upper bound
Fixed effects Intercept 2.82��� .17 16.80 2.48 3.17 Age .16�� .07 1.17 .03 .29 Dxb .33� .16 1.39 .007 .66 Timec �.42�� .14 .66 �.69 �.15 Quadd .14��� .03 1.15 .07 .20 Groupe .14 .20 1.15 �.26 .54 Group�Time �.24�� .07 .79 �.38 �.10
Random effects Intercept variance .19�� .07 .10 .46 Residual 15.18��� 1.41 12.76 18.36
a Exponentiation of the estimate. b compared with a diagnosis of substance abuse. c Time � assessment time-point in study. d Quad � quadratic. e Group � treatment group. � p � .05. �� p � .01. ��� p � .0001.
5
10
15
20
25
30
35
Pretreatment Pos�reatment 3-Months 6-Months 12-Months
M ea
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ay s
of S
ub st
an ce
U se
in P
as t 9
0
Time Point
S-CBT A-CBT
Figure 2. Plot of treatment group by time interaction. S-CBT � Standard Cognitive-Behavioral Treatment; A-CBT � Accommodated Cognitive-Behavioral Treatment.
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317A RANDOMIZED TRIAL
pear lowest for youth within the accommodated treatment condi- tion subgroups (i.e., low and high parental familism) at the 12- month time point but the estimates for these two subgroups are not significantly different (p � .20). Rather, there is a significant between group difference for youth in the accommodated treat- ment low familism subgroup compared with those in the standard treatment low familism subgroup t((275.6) � 2.82, p � .0052, d � .67, 95% CI [.19, 1.16]). In addition, there is a significant between group difference for youth in the accommodated treatment high parental familism subgroup compared with those in the standard
treatment condition high parental familism subgroup t((244) � 2.69, p � .0076, d � .64, 95% CI [.16, 1.12]).
Discussion
The comparative efficacy of standard and culturally accommo- dated versions of a group-based EST was evaluated over four posttreatment time points with a sample of Latina/o adolescents. Our primary hypothesis was supported by a significant group by time interaction indicating adolescents in the culturally accommo-
Table 3 Random Intercept Poisson Model for Substance Use With Parental Familism Moderator
Effect Estimate SE Exp (E)a
95% Confidence interval for estimate
Lower bound Upper bound
Fixed effects Intercept 2.75��� .18 15.63 2.40 3.10 Age .15� .07 1.17 .02 .29 Dxb .40� .17 1.50 .06 .74 Timec �.39�� .14 .68 �.66 �.13 Quadd .13� .03 1.14 .07 .19 Groupe .15 .21 1.16 �.26 .56 FS_Pf �.26 .20 .78 �.66 .15 Group�Time �.24�� .07 .79 �.38 �.10 FS_P�Time .18� .08 1.19 .02 .34 Group�FS_P .55 .29 1.73 �.03 1.13 Group�FS_P�Time �.29� .12 .75 �.52 �.06
Random effects Intercept variance .21�� .07 .11 .49 Residual 14.77��� 1.38 12.40 17.88
a Exponentiation of the estimate. b compared with a diagnosis of substance abuse. c Time � assessment time-point in study. d Quad � quadratic. e Group � treatment group. f FS_P � familism score for parent. � p � .05. �� p � .01. ��� p � .0001.
5
10
15
20
25
30
35
40
Pretreatment Pos�reatment 3-Month 6-Month 12-Month
M ea
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ay s
of S
ub st
an ce
U se
in P
as t 9
0
Time Point
S-CBT: Low FS S-CBT: High FS A-CBT: Low FS A-CBT: High FS
Figure 3. Plot of parental familism moderator. S-CBT � Standard Cognitive-Behavioral Treatment; A-CBT � Accommodated Cognitive-Behavioral Treatment; FS � Familism Scale.
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dated treatment had lower levels of substance use at 12-months posttreatment compared with adolescents in the standard treat- ment; this finding suggests that the effects of the cultural accom- modation were most pronounced well after treatment ended. The secondary hypothesis was partially supported for one cultural variable indicating that treatment outcome was moderated by parental familism. Findings from this study constitute new contri- butions to understanding ways ethnic minority adolescents respond to standard and culturally accommodated versions of an EST.
Confirmation of the first hypothesis provides evidence that a culturally accommodated EST can provide differential benefit compared with that of its standard version at 12-months posttreat- ment. In contrast, these differential treatment effects were not observed at earlier follow-up time points and this is consistent with other direct comparison studies that have brief follow-up time periods (see Burrow-Sanchez & Wrona, 2012; Huey & Pan, 2006; Lee et al., 2013; McCabe & Yeh, 2009) and the overall meta- analytic research in this area (see Huey et al., 2014; Robles, Maynard, Salas-Wright, & Todic, 2016; Steinka-Fry et al., 2017). The lack of differential treatment effects found in the aforemen- tioned studies may be because of comparing active treatment conditions that were too similar or study follow-up periods that were too brief (Carroll & Onken, 2005; Shadish et al., 2002). However, our findings at the 12-month time point indicate that the treatment conditions were distinct enough to produce a differential effect but only after more time had passed since treatment termi- nation.
The primary results raise two important points for consideration. First, the significant differential treatment effects observed at the most distal posttreatment time period raise the issue of why de- layed treatment effects were discovered after nonsignificant effects were found at posttreatment. Second, the differential effects seen in the relatively flat trend in the accommodated treatment (see Figure 2) across the four posttreatment time points compared with the steadily increasing trajectory from the 6- to 12-month assess- ment for the standard treatment raises a question about how to explain delayed treatment effects for a subset of Latina/o youth. To address the first issue, evidence suggests in some studies that the emergence of treatment effects for cognitive–behavioral interven- tions can be greater at more distal posttreatment time points; in particular, such delayed effects have been observed in adolescent (Liddle et al., 2001; Waldron et al., 2001) and adult (Carroll et al., 1994; Epstein, Hawkins, Covi, Umbricht, & Preston, 2003) sub- stance abuse treatment studies. Carroll and colleagues (2005, 1994) argue that delayed effects may occur because participants receive a variety of nonspecific interventions (e.g., attention from study staff, weekly therapy meetings) during the active phase of treatment studies that produce therapeutic benefit but are difficult to separate from the specific effects of treatment. The decrease in exposure to nonspecific interventions that participants experience at the end of treatment, however, may provide the circumstances required for the emergence of durable treatment specific effects that are observed at more distal time points.
The second issue we address is why Latina/o adolescents in the culturally accommodated condition reported significantly lower substance use levels at 12-months posttreatment compared with their counterparts in the standard condition. The modifications made to the culturally accommodated condition, as described earlier in this article, were based on the assumption that a more
culturally relevant treatment would produce better outcomes for Latina/o adolescents compared with one with less relevancy (Burrow-Sanchez et al., 2011; Castro et al., 2010; Hall, 2001; Whaley & Davis, 2007). In prior work, we found that Latina/o adolescents’ experience better substance use outcomes when their cultural characteristics are congruent with treatment assignment (see Burrow-Sanchez & Wrona, 2012; Burrow-Sánchez et al., 2015). Thus, the efficacy of cognitive–behavioral treatments may depend, in part, on the cultural relevancy or congruency it has for Latina/o adolescents.
In partial support of the second hypothesis, the level of parental familism moderated treatment outcome and these findings were consistent with results from our prior work (see Burrow-Sanchez & Wrona, 2012; Burrow-Sánchez et al., 2015). The analysis of a cultural moderator in the current study, however, indicates that subgroups of adolescents experienced outcomes across time that were influenced by an interaction between levels of parental familism and treatment condition. Specifically, adolescents whose parents endorsed lower levels of familism in the accommodated treatment reported significantly lower substance use levels at 12- months compared with their low parental familism counterparts in in the standard condition. On the other hand, adolescents whose parents endorsed higher levels of familism in the accommodated treatment reported significantly lower substance use levels at 12- months compared with their high parental familism counterparts in the standard condition. Taken together, these results suggest that adolescents in the low and high familism subgroups assigned to the accommodated treatment displayed significantly lower substance use scores at 12-months compared with their respective counter- parts in the standard treatment condition. Because of the fact that the low and high familism subgroups were not significantly dif- ferent within each treatment condition we could not determine if parent-adolescent congruency on the cultural variable of familism provided benefit beyond that of assignment to the accommodated or standard treatment condition. Overall, we interpret these results to suggest that parental familism is a relevant cultural variable when examining substance abuse treatment outcomes for Latina/o adolescents and is an important area for further study but any other conclusions are beyond the scope of our findings.
Findings from the current study have a number of implications for research and practice and are considered next. First, some ESTs have demonstrated efficacy for ethnic minority adolescents but few have been directly tested against a culturally accommodated equivalent (see Huey et al., 2014; Steinka-Fry et al., 2017) and the few direct comparison studies that have been conducted report only short-term outcomes. We argue that direct comparison studies are needed to demonstrate the potential benefit from culturally accommodated treatments compared with their standard counter- parts and accumulating evidence suggest that treatment effects may take time to develop (Carroll et al., 1994; Patterson, Forgatch, & DeGarmo, 2010; Waldron & Kaminer, 2004). Thus, we suggest that researchers include longer-term posttreatment follow-ups in the design and implementation of future studies to test the hypoth- esis that some treatments may have delayed effects. A second important implication is that relevant cultural variables, such as parental familism or ethnic identity, should not be overlooked in either research or clinical settings for Latina/o youth. Specifically, the influence that cultural variables have on treatment outcome may change across time. For example, in prior studies (see
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Burrow-Sanchez & Wrona, 2012; Burrow-Sánchez et al., 2015) we found that ethnic identity moderated outcome at 3-months post- treatment but results from the current article did not support those findings at 12-months posttreatment. One reason for this difference may be that the delayed effect of treatment was not observed until the longer-term follow-up time point; however, the inclusion of cultural variables for Latina/o youth in research or clinical assess- ments can provide information about the ways cultural character- istics moderate treatment outcome at different time points. We suggest that researchers look beyond group by time interactions when assessing treatment efficacy for Latina/o adolescents by examining the salience of cultural variables.
Similar to all research the current study has limitations that we address next. First, the majority of adolescents in this study were male, juvenile justice involved, and of Mexican American descent. We suggest that future research include more female adolescents and youth from a wider range of Latina/o subgroups (e.g., Puerto Rican, Cuban). Increasing the proportion of Latina females and Latina/o youth from different subgroups will assist in understand- ing the generalizability of the results found in the current study. Prior research, however, has indicated that adolescent participants recruited from juvenile justice are more likely to be male (see Waldron & Turner, 2008). Second, two subscales (i.e., AOS of the ARSMA and commitment of the MEIM) had less than optimal internal consistencies and were measurement limitations in the current study. In the design of future studies, we suggest that researchers consider the inclusion of more than one measure of a cultural construct to further assess the psychometrics of such measures with Latina/o youth samples. Third, the sample size for the current study was modest and, therefore, may have limited overall statistical power, although some suggest that 30 partici- pants per treatment condition provides a reasonable level of sta- tistical power (see Huey et al., 2014). We do, however, recom- mend that researchers of future treatment studies recruit larger numbers of ethnic minority adolescents to ensure statistical power is not an issue. One suggestion to increase recruitment and reten- tion in future studies is to test interventions that have greater cultural relevance for ethnic minority youth in general, and Latina/o youth, in particular (Burrow-Sanchez et al., 2011).
The study described in this article was part of a larger set of studies focused on the development and testing of a culturally accommodated EST against its standard counterpart with a sample of Latina/o adolescents with substance use disorders. The cultural accommodation model for substance abuse treat- ment (CAM-SAT; Burrow-Sanchez et al., 2011) guided the development of the culturally accommodated treatment. A pilot study was conducted to test feasibility and initial efficacy of the accommodated treatment against its standard counterpart (Burrow-Sanchez & Wrona, 2012) and then methods from the pilot study were used in a larger randomized trial for which the posttreatment and 3-month outcomes were reported (Burrow- Sánchez et al., 2015). This study is one of first to utilize a comparative research design for adolescent substance abuse treatment and report outcomes across four posttreatment time points. We recommend that the type of comparative research design used in the current study be replicated with additional samples of ethnic minority youth.
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322 BURROW-SÁNCHEZ AND HOPS