Self-Assessment of Leadership, Collaboration, and Ethics

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ACHECodeofEthics_AmericanCollegeofHealthcareExecutives.pdf

ACHE / About ACHE / Our Story / Our Commitments / Ethics / ACHE Code of Ethics

Code of Ethics

As amended by the Board of Governors Dec. 5, 2022.

Preamble The purpose of the Code of Ethics of the American College of Healthcare Executives is to serve

as a standard of conduct for members. It contains standards of ethical behavior for healthcare

executives in their professional relationships. These relationships include colleagues, patients

or others served; members of the healthcare executive’s organization and other organizations;

the community; and society as a whole.

The Code of Ethics also incorporates standards of ethical behavior governing individual

behavior, particularly when that conduct directly relates to the role and identity of the

healthcare executive.

The fundamental objectives of the healthcare leadership profession are to maintain or

enhance the overall quality of life, dignity and well-being of every individual needing

healthcare service, and to create an equitable, accessible, effective, safe and efficient

healthcare system.

Healthcare executives have an obligation to act in ways that will merit the trust, confidence

and respect of healthcare professionals, staff and the general public. Therefore, healthcare

executives should lead lives that embody an exemplary system of values and ethics.

In fulfilling their commitments and obligations to patients and others served, healthcare

executives function as moral advocates and models. Since every leadership decision affects

the health and well-being of both individuals and communities, healthcare executives must

carefully evaluate the possible outcomes of their decisions. In organizations that deliver

health services, they must work to safeguard and foster the rights, interests and prerogatives

of all patients and others served.

The role of moral advocate requires that healthcare executives take actions necessary to

promote such rights, interests and prerogatives. Paying attention to the potential disparities

of care that exist in their community is a fundamental part of their leadership role.

Being a model means that decisions and actions will reflect personal integrity and ethical

leadership that others will seek to emulate.

C O N T E N TS

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I. The Healthcare Executive’s Responsibilities to the Profession of Healthcare Leadership The healthcare executive shall:

A. Uphold the Code of Ethics and mission and values of the American College of

Healthcare Executives.

B. Conduct professional activities with honesty, integrity, respect, equity, fairness and

good faith in a manner that will reflect well upon the profession.

C. Comply with all laws and regulations pertaining to health care leadership in the

jurisdictions in which the healthcare executive is located or conducts professional

activities.

D. Maintain competence and proficiency in healthcare leadership by implementing a

personal program of assessment and continuing professional education.

E. Never intentionally exploit professional relationships for personal gain.

F. Disclose—and and when required or determined by a board review of the executives’

disclosure, avoid—financial and other conflicts of interest.

G. Use this Code further the interests of the profession and not for self-serving reasons.

H. Respect professional confidences.

I. Enhance the dignity and image of the healthcare leadership profession through

positive public information programs.

J. Refrain from participating in any activity that demeans the credibility and dignity of

the healthcare leadership profession.

K. Address situations in which they believe a healthcare executive is not adhering to the

Code of Ethics.

II. The Healthcare Executive’s Responsibilities to Patients or Others Served The healthcare executive shall, within the scope of his or her authority:

A. Work to ensure the existence of a culture of respect, equity and dignity.

B. Build trust with all patients and their families, as well as with all members of the

community.

C. Work to ensure the existence of a process to evaluate the safety, value, quality and

equity of care or service rendered.

D. Work to ensure fair and equitable processes pertaining to patients’ financial matters.

E. Work to establish safeguards that will not allow discriminatory organizational

practices to exist.

F. Work to ensure the existence of a process that will advise patients and others served

clearly and truthfully of the rights, opportunities, responsibilities and risks regarding

available health services.

G. Work to ensure there is a process in place to facilitate the resolution of conflicts that

may arise when the personal values of patients and their families differ from those of

employees and physicians.

H. Demonstrate zero tolerance for any abuse of power that compromises patients and

others served.

I. Work to provide a process that ensures the autonomy and self-determination of

patients and others served.

J. Work to ensure the existence of procedures that will safeguard the confidentiality and

privacy of patients and others served.

K. Work to ensure the existence of an ongoing process and procedures to review, develop

and consistently implement evidence-based clinical practices throughout the

organization.

III. The Healthcare Executive’s Responsibilities to the Organization The healthcare executive shall, within the scope of his or her authority:

A. Lead the organization in prioritizing patient care above other considerations.

B. Provide healthcare services consistent with available resources and, when there are

limited resources, work to ensure the existence of a resource allocation process that

reflects the ethical considerations of fairness, equity and transparency.

C. Conduct both competitive and cooperative activities in ways that improve community

health services.

D. Lead the organization in the use and improvement of standards of management,

ethical leadership and sound business practices.

E. Respect the customs, beliefs and practices of patients or others served, consistent with

the organization’s philosophy.

F. Be truthful in all forms of professional and organizational communication, and not

disseminate information that is false, misleading or deceptive.

G. Report negative financial and other information promptly and accurately, and initiate

appropriate action.

H. Prevent fraud and abuse and aggressive accounting practices that may result in

disputable and/or inaccurate financial reports.

I. Create an organizational environment in which both clinical and leadership mistakes

are minimized and, when they do occur, are disclosed and addressed effectively.

J. Work to ensure that the organization complies with all applicable laws and

regulations.

K. Work with local, regional, statewide and federal organizations to ensure adequate

response to identified public health emergencies, including appropriate pre-planning

and exercises of such plans.

L. Implement an organizational code of ethics, including conflict of interest principles

and whistleblower protections, and monitor compliance.

M. Ensure that competent and effective ethics resources and mechanisms are available

for staff, patients and families to address organizational and clinical ethics issues.

IV. The Healthcare Executive’s Responsibilities to Employees Healthcare executives have ethical and professional obligations to the employees they manage

that encompass but are not limited to:

A. Creating a work environment that promotes ethical and equitable conduct.

B. Providing a work environment that encourages free expression of ethical concerns and

provides effective mechanisms for discussing and addressing such concerns.

C. Promoting a healthy work environment, which includes freedom from harassment—

sexual or otherwise—and coercion of any kind, especially to perform illegal or unethical

acts.

D. Ensuring a culture of inclusivity that seeks to prevent discrimination on the basis of

race, ethnicity, religion, gender, sexual orientation, age and disability.

E. Promoting a clinical environment that intends to avoid discriminating behavior

toward healthcare professionals and trainees from patients and families.

F. Working to ensure there is a process in place to facilitate the resolution of conflicts

that may arise between workforce members or the individual and the organization.

G. Providing a work environment that promotes the proper use of employees’ knowledge

and skills.

H. Providing a safe, healthy and equitable work environment.

I. Ensuring clinicians and other staff are not subject to violence or any form of

preventable harm by patients, family members or visitors.

J. Promoting a culture in which employees are provided fair compensation and benefits

based upon the work they perform.

V. The Healthcare Executive’s Responsibilities to Community and Society The healthcare executive shall:

A. Work to identify and, in partnership with other organizations in the community, meet

the health needs of the community.

B. Work to identify and seek opportunities to foster health promotion in the community.

C. Work to support access to healthcare services for all people.

D. Encourage and participate in public dialogue on healthcare policy issues, and

advocate for solutions that will promote quality healthcare and improve the health status

of the community and access to care.

E. Demonstrate and promote an understanding of the social determinants of health and

encourage initiatives to address factors influencing them, such as education, housing,

employment and similar issues affecting health, functioning, and quality-of-life

outcomes and risks, while applying short- and long-term assessments to leadership

decisions affecting both community and society.

F. Provide prospective patients and others with adequate and accurate information,

enabling them to make enlightened decisions regarding services and their costs.

G. Work to support access to healthcare services to all people, particularly the

underserved and disenfranchised.

VI. The Healthcare Executive’s Responsibility to Report Violations of the Code A member of ACHE who has reasonable grounds to believe that another member has violated

this Code has a duty to communicate such facts to the ACHE Ethics Committee.

Additional Resources Available on ache.org or by calling ACHE at (312) 424-2800.

1. ACHE Ethical Policy Statements

"Considerations for Healthcare Executive-Supplier Interactions"

"Creating an Ethical Culture Within the Healthcare Organization"

"Decisions Near the End of Life"

"Ethical Decision Making for Healthcare Executives"

"Ethical Issues Related to a Reduction in Force"

"Ethical Issues Related to Staff Shortages"

"Health Information Confidentiality"

"Impaired Healthcare Executives"

"Promise Making, Keeping and Rescinding"

2. ACHE Grievance Procedure

3. ACHE Ethics Committee Scope and Function

Click here to download a printer-friendly PDF of the Code of Ethics.

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