Health Care Law and Legislation, Statistics Policies

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9781284538588_SLID_CH11.pptx

Medical Records

Chapter 11

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Copyright © 2021 by Jones & Bartlett Learning, LLC an Ascend Learning Company. www.jblearning.com

LEARNING OBJECTIVES

 Describe the contents of medical records.

Explain the ownership and who can access a patient’s medical record.

Desciribe the importance of maintaining complete and accurate records.

Describe the advantages and disadvantages of electronic records.

Explain what is meant by the medical record battleground.

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Medical Record Means of Communication

Documentation of a patient's

Illness

Symptoms

Diagnosis

Treatment

Planning tool for patient care

Document communication (e.g., progress notes)

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Medical Record Means of Communication – II

Protect legal interests of patient, org, & practitioner

Provide database for use in statistical reporting

Continuing education

Research

Provide info necessary for 3rd-party billing

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Ownership & Release of Records

Ownership: Provider of Care

Request by Patients

Right to access

Failure to Release

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Ownership & Release of Records: Privacy Exceptions

Requests: 3rd Parties

insurance carriers (for processing claims)

medical research

educators

government agencies

Criminal investigations

Substance abuse records

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Completion of Medical Records Records Must Be:

Legible

Accurate

Timely Written

Cases:

Failure to Record Patient’s Care

Failure to Use Information

Timely Completion of Medical Records

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Privacy Act of 1974

Enacted to safeguard individual privacy from the misuse of federal records

Provide individuals access to records

concerning themselves that are maintained by federal agencies

to establish a Privacy Protection Safety Commission.

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HIPAA

Health Insurance Portability & Accountability Act of 1996

Act to protect the privacy, confidentiality, & security of patient information.

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HIPAA KEY Provisions

Patients able to access their record & request correction of errors.

Patients must be informed of how personal information will be used.

Patient consent for release of info for marketing purposes required.

Patients can ask insurers & providers to take reasonable steps to ensure their communications are confidential.

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Documentation of Treatment

Continuing patient care

Case: Accuracy of Medical Record Entries

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Retention of Records

Necessary to provide continuing patient care.

Retention requirements can vary state to state.

Case:

Destruction of Oncology Records

Failure to preserve a patient’s records can lead to lawsuits.

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Electronic Records Advantages

Timely access to patient information

patient demographics

problems lists

history & physical exams

vital signs

diagnostic test results

consultant reports

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Electronic Records Advantages II

Order entries

Medications

Critical alerts

out-of-range test values

drug–drug & food–drug interactions

computer-assisted diagnosis and treatment

reminders for follow-up testing

assistance in standardizing treatment protocols;

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Electronic Records Advantages - III

Improving ability to timely share information with treating providers

Improved productivity & quality

Reduced charting costs

Support for clinical education & research

Generation & transmission of electronic prescriptions

Storage of medical records indefinitely

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Electronic Records Disadvantages

Risk of lost confidentiality

Unauthorized disclosure of information.

Increase in cyber crime.

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HITECH

Health Information Technology for Economic & Clinical Health Act

designed to promote widespread adoption & interoperability of health information technology.

Requires reporting of unsecured protected health information that affect 500 or more individuals.

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Medical Record Battleground

Record should be complete & accurate

Not a tool for registering complaints between caregivers

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Legal Importance of Records Case Studies

Records Authorship Questioned

Communications Between Caregivers: Failure to Note an Order Change

Medical Identity Theft

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Falsification of Records

Documentation Falsified

False Entries in Operative Report

Objection to Record Notations

Tampering with Records

Erasures and Write Overs

Rewriting and Replacing Notes

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Illegible Handwriting

Medical errors because of poor handwriting can lead to extended length of hospital stays & death in some cases

Harvard study found “penmanship was among the causes of 220 prescription errors out of 30,000 cases

Case: Fatal Handwriting Mix-Up

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Confidential & Privileged Communication

Cases:

Release of Confidential Information

Breach of Physician-Patient Confidentiality

Ordinary Business Documents

Attorney-Client Privilege

Joint Commission Reports Privileged

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Charting & Helpful Advice

Complete & pertinent entries

Timely entries

Legible entries

Clear & meaningful entries

Complete

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Charting & Helpful Advice - II

Avoid

defensive & derogatory notes

erasures & correction fluids

criticism

complaints

tampering with the chart

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Charting & Helpful Advice - III

Secure records pending legal action

Obtain legal advice

Entries made by others must not be ignored.

patient care is a collaborative interdisciplinary team effort.

Entries made by health care professionals provide valuable information in treating the patient.

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REVIEW QUESTIONS – I

What are basic purposes of medical record?

Discuss advantages & disadvantages of computer-generated medical records.

Medical record is sole property of the hospital & should never be released. Discuss your opinion on this statement.

How long should patient records be maintained?

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