CHAPTER REVIEW QUESTIONS WEEK 4
CHAPTER 19
Legal Reporting Requirements
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Copyright © 2023 by Jones & Bartlett Learning, LLC an Ascend Learning Company. www.jblearning.com
Learning Objectives (1 of 2)
Describe various forms of child abuse, how to recognize it, and reporting requirements.
Describe various forms of elder abuse, how to recognize it, and reporting requirements.
Describe common signs of spousal abuse and what steps staff members can take to address their concerns with patients.
Explain why it is important to report communicable diseases, adverse drug reactions, and infectious diseases.
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Learning Objectives (2 of 2)
Discuss the importance of reporting births and deaths.
Explain how and why physician incompetence is reported.
Understand the importance of incident reporting, sentinel events, and the purpose of root cause analyses.
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Abuse
Abuse in the healthcare setting often occurs to those who are most vulnerable and dependent on others for care.
Abuse can take many forms, such as physical, psychological, medical, and financial.
Abuse is not always easy to identify because injuries can often be attributed to other causes.
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Child Abuse
Intentional serious mental, emotional, sexual, and/or physical injury inflicted by family or other person responsible for care
Child Abuse Prevention and Treatment Act (CAPTA)
Minimum standards states must incorporate in their statutory definitions of child abuse and neglect
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Child Abuse: Who Should Report
Healthcare setting
Administrators, physicians, interns, registered nurses, chiropractors, social service workers, psychologists, dentists, osteopaths, optometrists, podiatrists, mental health professionals, and volunteers in residential facilities
Penalties for failure to report
States vary on penalties.
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Child Abuse: How to Detect (1 of 2)
Physical indicators
Bruises
Sprains
Fractures
Cigarette burns
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Child Abuse: How to Detect (2 of 2)
Behavioral indicators
Diminished psychological or intellectual functioning
Failure to thrive
No control of aggression
Self-destructive impulses
Decreased ability to think and reason
Acting out and misbehavior
Habitual truancy
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Child Abuse: Cases
Good faith reporting
Psychologist Immune to Liability
Failure to report child abuse
Psychologist’s Failure to Report Abuse
Nurse’s Failure to Document and Report
Physician Entitled to Immunity
Child Abuse Can Be Elusive
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Senior Abuse
Mistreatment: Results in harm or loss
Can involve:
Physical and sexual abuse
Domestic and psychological abuse
Financial abuse
Neglect
Failure to provide needed care
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Signs of Senior Abuse (1 of 4)
Prescribed treatment or dressings neglected
Presence of dementia or delirium
Evasive caretaker; explanations not plausible
Delay in seeking treatment
Disparity between caregiver and patient accounts
Patient unduly fearful, nervous, withdrawn
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Signs of Senior Abuse (2 of 4)
Caregiver unwilling to meet patient needs
Prescribed meds not given or given incorrectly
Elder lacks need supervision at home
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Signs of Senior Abuse (3 of 4)
Multiple bruises in various healing stage
Multiple recurring fractures
Malnourishment, dehydration
Dirty or unkempt
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Signs of Senior Abuse (4 of 4)
Missing personal belongings, such as silverware or jewelry
An untreated medical condition
Patient unable to speak for himself or herself or see others, without presence of caregiver
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Senate Select Committee on Aging (1 of 2)
Elder abuse less likely to be reported than child abuse
Most instances of senior abuse
Repeated events
Not one-time occurrences
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Senate Select Committee on Aging (2 of 2)
Victims are often 75 years of age or older.
Women are more likely to be abused than men.
Seniors often are ashamed to admit their loved ones abuse them.
May fear reprisals if they complain.
Family members are resentful of a frail and dependent senior parent.
Majority of abusers are relatives.
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National Center on Elder Abuse
The National Center on Elder Abuse (NCEA), directed by the U.S. Administration on Aging, is committed to helping national, state, and local partners in the field be fully prepared to ensure that older Americans will live with dignity, integrity, and independence, and without abuse, neglect, and exploitation.
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Preventing Abuse: Policies and Procedures
Prohibition of mistreatment
Description of reporting procedures regarding alleged abuse
Maintenance of evidence of alleged abuse
Investigation of alleged abuse
Prevention of further potential abuse while investigation is in progress
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Documentation and Reporting (1 of 2)
Suspected abuse should be defined clearly and objectively.
Witnesses: Reporters of abuse must describe statements made by others as accurately as possible.
What actions were taken, by whom, when, where, etc.
Information should be included about how witnesses may be contacted.
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Documentation and Reporting (2 of 2)
Photographs: It may be necessary to photograph wounds or injuries.
Hospital emergency room or the police department can be asked to photograph in emergency situations.
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Spousal Abuse
Domestic violence
Abuse can be physical, sexual, or psychological in nature.
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Sings of Spousal Abuse (1 of 3)
Bruising in the chest and abdomen
Multiple injuries
Minor lacerations
Ruptured eardrums
Delay in seeking medical attention
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Sings of Spousal Abuse (2 of 3)
Patterns of repeated injury
Stress-related illness
Anxiety, panic attacks, stress, and/or depression
Drug abuse, including tranquilizers and alcohol
Chronic headaches, asthma, vague aches and pains
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Sings of Spousal Abuse (3 of 3)
Abdominal pain, chronic diarrhea
Sexual dysfunction, vaginal discharge
Joint pain, muscle pain
Sleeping and eating disorders
Suicide attempts, psychiatric illness
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Communicable Diseases
Reported to protect citizens from infectious diseases
Reporting required by statutes
AIDS
State-required reporting
Mandatory testing
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Births and Deaths
Reportable by statute
Necessary to maintain accurate census
Medical examiner
Suspicious deaths
Determines cause of death
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Adverse Drug Reactions
Harmful drug reactions
Result of administration of a drug or combination of drugs
MedWatch
FDA program for reporting harmful reactions
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Physician Competency
Health Care Quality Improvement Act
Authorizes National Practitioner Data Bank to collect and release information on professional competence and conduct of healthcare practitioners
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National Practitioner Data Bank
Created by Congress as national repository of information with primary purpose of facilitating a comprehensive review of healthcare practitioners’ professional credentials
Operates under authority of the Secretary of DHHS
Established to protect public by restricting ability of unethical or incompetent practitioners from moving state to state without disclosure or discovery of previously damaging or incompetent performance
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National Data Bank Reporting
Reporting requirements
Required queries
Required reporting
Data bank queries
Query fees
Penalties for failing to report
Confidentiality
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Incident Reporting (1 of 3)
States’ reportable incidents
Serious injury or death
Hospital-acquired infections
Fires
Loss of power
Employment strikes
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Incident Reporting (2 of 3)
The Deficit Reduction Act, amended in 2008, cites hospital-acquired infections Medicaid and Medicare will not reimburse hospitals for:
Catheter-associated urinary tract infections
Surgical site infections following bariatric surgery
Surgical site infections following certain elective surgeries
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Incident Reporting (3 of 3)
Incident/occurrence reports discoverable
Incident reports
Should not be placed in the medical record
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State-Reportable Incidents
Communicable diseases
Infections
Unusual or an unexpected cluster of patients
Symptoms/diseases or exposures suggestive of a health emergency or terrorism event
Managers must be aware of state reporting requirements.
Hospital procedures for reporting patient care incidents must comply with state regulations.
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Sentinel Events (1 of 2)
Unexpected occurrences involving:
Death
Permanent harm
Severe temporary harm
Suicide of any patient
Unanticipated death of a full-term infant
Discharge of infant to wrong family
Abduction of any patient receiving care, treatment, and services
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Sentinel Events (2 of 2)
Suicide
Unanticipated death of a full-term infant
Infant abduction
Rape
Hemolytic transfusion reaction
Surgery on the wrong patient or wrong body part
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Root Cause Analysis (1 of 2)
Process for identifying basic or causal factors that underlie the variation in performance, including the occurrence or possible occurrence of a sentinel event
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Root Cause Analysis (2 of 2)
Thorough
Credible
Investigation involves general and special causes
Researching literature
Search for best practices
Implementing and monitoring change
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Review Questions (1 of 2)
Describe various forms of child abuse, how to recognize it, and reporting requirements.
Describe various forms of elder abuse, how to recognize it, and reporting requirements.
Describe the signs of spousal abuse and the role of nurse in addressing the patient’s safety needs.
Describe what actions hospitals should take to ensure that caregivers addresses suspicions of spousal abuse.
Discuss importance of reporting births and deaths.
Copyright © 2023 by Jones & Bartlett Learning, LLC an Ascend Learning Company. www.jblearning.com
Review Questions (2 of 2)
Explain why it is important to report communicable diseases, adverse drug reactions, and infectious diseases.
Explain how and why physician incompetency is reported.
Explain the importance of incident reporting, sentinel events, and the purpose of root cause analyses.
Copyright © 2023 by Jones & Bartlett Learning, LLC an Ascend Learning Company. www.jblearning.com