Hum Homework #8 and #9
Alice Goffman Elinor Carucci for The New York Times
By Gideon Lewis-Kraus Jan. 12, 2016
B efore the morning last September when I joined her atNewark Airport, I had met Alice Goffman only twice. But in the previous months, amid a widening controversy both
inside and outside the academy over her research, she and I had
developed a regular email correspondence, and she greeted me at
the gate as if I were an old friend. A 34-year-old untenured
professor of sociology at the University of Wisconsin, Madison,
Goffman had just begun a year of leave at the Institute for
Advanced Study in Princeton, which she hoped she might use to
escape her critics and get back to work. Now, though, she was
returning to Madison for a four-day visit, to deliver a lecture and
catch up with her graduate students.
The object of dispute was Goffman’s debut book, ‘‘On the Run,’’
which chronicles the social world of a group of young black men in
a mixed-income neighborhood in West Philadelphia, some of them
low-level drug dealers who live under constant threat of arrest and
cycle in and out of prison. She began the project as a 20-year-old
undergraduate at the University of Pennsylvania; eventually she
moved to be closer to the neighborhood, which in the book she calls
‘‘Sixth Street,’’ and even took in two of her subjects as roommates.
While most ethnographic projects are completed over a year and a
half, Goffman spent more than six years working in the
neighborhood, which evolved from a field site into what she still
basically considers her home. Her field notes, which she kept with
obsessive fidelity — often transcribing hourslong conversations as
they happened in real time — ran to thousands of pages. She had to
spend more than a year chopping up and organizing these notes by
theme for her book: the rituals of court dates and bail hearings;
relationships with women and children; experiences of betrayal
and abandonment. All those records had now been burned: Even
before the controversy began, Goffman felt as though their ritual
incineration was the only way she could protect her friend--
informers from police scrutiny after her book was published.
At the gate in Newark, Goffman unshouldered a bulky zippered
tote bag. ‘‘I’m so happy,’’ she said with visible and somewhat
exaggerated relief, ‘‘that I didn’t give you this to take through
security yourself.’’ Over the course of our correspondence, I had
asked her from time to time if she had any book artifacts that
escaped destruction. In this tote was some material she had
forgotten about: unpaid bills, bail receipts, letters from prison and
a few extant fragments of hastily scrawled in situ field notes. But it
wasn’t until the security line that she remembered what the tote
probably once held, memorabilia from her time on Sixth Street:
bullets, spent casings, containers for drugs. She passed safely
through the scanner in a state of agitation, not about the risk she
took but by how blithely she was treated by T.S.A. agents.
A DV E R T I S E M E N T
‘‘And who did they stop?’’ she said. ‘‘Not me and my bag of
contrabandy stuff, but a young man with brown skin. I tried to
exchange a look of solidarity with him, but he wouldn’t look at me.
Compare that to the interactions I’ve had at this airport — people
smiling at me, holding the door for me. You don’t think, as a white
person, about how your whole day is boosted by people affirming
your dignity all day long. This isn’t news. But it is stuff that, for me,
at the beginning. ...’’ She didn’t finish the sentence.
When the University of Chicago Press published ‘‘On the Run’’ in
2014, it was met with a level of mainstream attention — profiles,
reviews, interviews — that many sociologists told me they had
never witnessed for a first book in their field. Malcolm Gladwell
called the work ‘‘extraordinary,’’ and in The New York Review of
Books, Christopher Jencks hailed it as an ‘‘ethnographic classic.’’
Despite the many years it took Goffman to finish the book, its
timing turned out to be propitious: The work of scholars like
Michelle Alexander had turned America’s staggering incarceration
rates, especially for black men, into one of the very few territories
of shared bipartisan concern. In the year after publication,
Goffman did 32 public speaking appearances, including a TED talk.
But by the time that TED talk received its millionth view, a
rancorous backlash to the book had begun.
Within her discipline, attitudes toward Goffman’s work were
conflicted from the beginning. The American Sociological
Association gave ‘‘On the Run’’ its Dissertation Award, and many
of Goffman’s peers came to feel as though she had been specially
anointed by the discipline’s power elite — that she had been
allowed, as the future public face of sociology, to operate by her
own set of rules. As a qualitative researcher, Goffman paid
relatively scant attention to the dominant mode of her data--
preoccupied field, instead opting to work in a hybrid fashion, as
something between a reporter and an academic. She has also
mostly refused to play the kinds of political games that can
constitute a large part of academic life, eschewing disciplinary
jargon and citing the work of other scholars only when she felt like
it.
Worse, perhaps, was Goffman’s fondness in her writing for what
could seem like lurid detail. Some of the flourishes in ‘‘On the Run’’
were harmless or even felicitous — one character’s ‘‘morning
routine of clothes ironing, hair care, body lotion and sneaker
buffing’’ — but others seemed to play up her own peril or pander to
audience expectations. In one scene, two white officers in SWAT
gear break down a house door, ‘‘with guns strapped to the sides of
their legs.’’ She continues, ‘‘The first officer in pointed a gun at me
and asked who was in the house; he continued to point the gun
toward me as he went up the stairs.’’ In another, Goffman writes
that the house of a family ‘‘smelled of piss and vomit and stale
cigarettes, and cockroaches roamed freely across the countertops
and soiled living-room furniture.’’
Above all, what frustrated her critics was the fact that she was a
well-off, expensively educated white woman who wrote about the
lives of poor black men without expending a lot of time or energy
on what the field refers to as ‘‘positionality’’ — in this case, on an
accounting of her own privilege. Goffman identifies strongly and
explicitly with the confident social scientists of previous
generations, and if none of those figures felt as though they had to
apologize for doing straightforward, readable work on
marginalized or discredited populations, she didn’t see why she
should have to. As another young professor told me, with the air of
reverent exasperation that people use to talk about her, ‘‘Alice used
a writing style that today you can’t really use in the social
sciences.’’ He sighed and began to trail off. ‘‘In the past,’’ he said
with some astonishment, ‘‘they really did write that way.’’ The book
smacked, some sociologists argued, of a kind of swaggering
adventurism that the discipline had long gotten over. Goffman
became a proxy for old and unsettled arguments about
ethnography that extended far beyond her own particular case.
What is the continuing role of the qualitative in an era devoted to
data? When the politics of representation have become so fraught,
who gets to write about whom?
A DV E R T I S E M E N T
These criticisms, though heated, had been carried out in the public,
respectable, self-correcting way of any social-scientific debate.
Last spring, however, the discussion lost its academic gentility. In
May, an unsigned, 60-page, single-spaced document was emailed
from a throwaway address to hundreds of sociologists, detailing a
series of claims casting doubt on the veracity of events as Goffman
described them. The book, according to the anonymous accuser,
has her attending a juvenile criminal proceeding that must have
been closed to outsiders; it misrepresents the amount of time she
spent living in the neighborhood; it describes scenes containing
characters that by Goffman’s own account were by then dead. In
one place, the document notes, Goffman says she went to nine
funerals, while in another place she says 19. She claims that her
close friend ‘‘Chuck’’ — she uses pseudonyms for all her subjects
— was shot in the head but also describes him in his hospital bed as
covered in casts. The allegations, some of them trivial in isolation,
seemed in their profusion hard to write off.
At the recommendation of her trade publisher, Goffman prepared,
but did not distribute, an almost equally lengthy point-by-point
response to the charges, and her department investigated the
accusations and declared them without merit. But journalists and
legal scholars had seized on the anonymous critique, and over the
course of last spring and summer, critical pieces appeared in The
Chronicle of Higher Education and The New Republic. Her critics
compared her to fabricators like Stephen Glass and Jonah Lehrer,
who invented quotations or characters out of whole cloth. Some
went so far as to accuse her of a felony, based on a brief but vivid
account in the book’s appendix. Chuck, her friend and sometime
roommate, has been murdered by neighborhood rivals, and
Goffman describes driving her other roommate, Mike, on his
manhunt for the killer — a de facto and prosecutable confession,
her critics said, of conspiracy to commit homicide. Goffman
generally refused to respond to the allegations against her, but she
did come forward to recharacterize this episode, despite the stark
blood lust she originally described, as something akin to a mere
mourning ritual. This made for a considerably attenuated version
of the story, and her critics responded that she was thus either a
felon or a liar.
‘How much do we sacrifice to become public intellectuals? At the end of the day, we have to be careful about how much pandering we do to the masses.’
I reached out to Goffman last summer, at the height of the
controversy over her work. She responded to me in part, I think,
because despite the sleeplessness, depression and anxiety the
scandal provoked, she was unable to quiet her curiosity about the
norms and social structure of a discipline — i.e., journalism — that
is so similar to and yet so different from what she herself does. We
struck up a correspondence based on the comparison, about how
we each balance what we owe to our professional communities and
what we owe to our subjects, and about how to seduce subjects to
cooperate in the first place. She saw the ethical predicament of her
tribe as arguably worse than that of mine. ‘‘People aren’t letting
you in because they want to be seen,’’ she wrote, ‘‘because you’re
an academic and nobody’s gonna read what you write. They’re
letting you in because you’re friends by now, and they forget that
you’re writing a book at all, even when you keep bringing it up. So
it’s more like the betrayal of telling secrets about your own family
members, of selling out the people you care about most.’’
The discipline as a whole does not seem to know quite how to react
to Goffman’s case. Sociologists are proud that the work that comes
out of their departments is so heterodox and wide-ranging — and,
especially when it comes to issues like mass incarceration, so
influential in policy debates — but it is a fractured field, and many
sociologists worry that over the last few decades they have ceded
their great midcentury prestige and explanatory power to
economists on one side and social psychologists on the other. There
has been a lot of hand-wringing about Goffman, and even her
sympathizers mostly declined to speak to me on the record for fear
of contamination. ‘‘I’ve done nothing for months but talk to my
colleagues about Alice,’’ one sociologist told me, in the context of
how much he admires her and her work. ‘‘But we’re in uncharted
waters here. There have been a hundred years of debates about the
reliability of ethnography, but this is the first time the debate is
being carried out in the Twitter age.’’
It does not help that Goffman, when challenged about her book —
or about the privilege, defiance and sloppiness to which critics
attribute its weaknesses — tends to respond with willful naïveté or
near-grandiose self-possession. Once, when I asked her what she
made of a sustained series of attacks by one critic, a respected
quantitative sociologist, she said it was hard to pay proper
attention to him when other people were accusing her of felonies.
Besides, she said, in a world in which a majority of black men
without high-school degrees have been in prison, she had little
patience for internecine quarrels. ‘‘I can’t even muster that much
interest,” she wrote by way of conclusion. ‘‘Because there’s a big,
mysterious world out there, and I want to understand a little more
of it before I die. That and tear down the prisons.’’
A kind of benign self-neglect, along with a comprehensive absent--
mindedness, extends outward to everything in Goffman’s life that
isn’t fieldwork or her students. People who spend a lot of time with
her often arrange themselves to take care of her, lest she get lost. I
knew her for only two days before I found myself making sure, for
example, that her phone was plugged in. In our four days in
Madison, she could not remember that her room was a right turn
out of the elevator. Goffman is short, with big, round chestnut eyes,
dirty-blond hair that she rarely knows what to do with, a slightly
reedy quaver in her voice and a performatively childlike manner
that softens a relentlessly inquisitive and analytic intelligence. If
she ever stopped asking questions, you might notice her only as
someone’s tagalong little sister.
A DV E R T I S E M E N T
This mien helps her enlist everyone she meets as a cooperating
informer. In Madison, we were picked up between appointments by
an Uber driver in blue scrubs; he told us he was studying radiology
at a local community college but had taken the year off to earn
money as a transport coordinator in a hospital. He was from
Jackson, Miss., and had arrived in Madison via Milwaukee.
Goffman turned to the driver, who was black, to ask — in the
offhand way you might ask an Uber driver about his experiences
with the company — ‘‘What have your local experiences with
racism been like?’’
He thought for a moment. ‘‘It’s like, people smile at me, smile at
me, smile at me, and then BAM!’’ He paused.
‘‘Something happens, and you feel put in your place?’’ Goffman
said.
The driver nodded emphatically and asked Goffman what she did
for a living. When she answered, he told her he saw the social
forces that organized human behavior as if they were a school of
fish guiding each member.
‘‘Go on,’’ she said, taking notes on her phone.
‘‘You just can’t go from A to Z,’’ he continued. ‘‘You go from A to B
and then maybe to C, but then you’re back to B again, then to C and
back to B, and you never know why.’’
‘‘That’s so good,’’ Goffman said. She gave him her email address
and asked him if she could persuade him to switch over to
sociology, and he laughed. By the time we got out of the car, he
seemed a little dazed, unsure how he came to talk about this stuff
over the course of a five-minute ride.
Goffman was raised to be a sociologist, though she tends to prefer
the homelier designation of ‘‘fieldworker.’’ Her father, Erving, who
died at 60 of stomach cancer when she was an infant, was perhaps
the most important sociologist of the last 50 years — and easily the
most consequential sociologist in the public discourse. Though
Erving’s work was varied and deliberately unsystematic, he is best
known for his elaboration of the self as a series of performances.
His daughter has taken over his idea that static character is less
interesting or relevant than the dynamics of exchange. ‘‘I don’t
think,’’ she once told me — after calling herself ‘‘chameleonlike’’ —
‘‘that I have real preferences, just desires that emerge in social
interactions.’’
A DV E R T I S E M E N T
Her mother, Gillian Sankoff, and her adoptive father, William
Labov, are eminent sociolinguists themselves, and when Goffman
was a child, she was sent on the full-time, perpetual errand of
collecting noteworthy linguistic misunderstandings for her
parents’ collection. Goffman was partly raised by an Italian family
in South Philadelphia whom her mother found through a want ad
for child care; they were so different from her ‘‘professor parents’’
that she got in the habit of taking field notes on family
conversations. Goffman spent a gap year between high school and
college volunteering for U.S.A.I.D. in the Philippines, and her
parents remember that she sent home pages and pages of letters
that said little about her own life and quite a bit about, for example,
the local varieties of queue formation.
In her first semester as an undergraduate at the University of
Pennsylvania, she took a graduate-level class on urban sociology,
and within a few weeks it was clear to her professor, David
Grazian, that she was the most talented and committed person in
the class. ‘‘I sent her out on a fieldwork assignment to sit at a diner
and record what she saw, and she came back after an hour with 14
single-spaced pages.’’ Through a project for that class, on the lives
of the mostly black cafeteria employees at Penn, she came to tutor
a teenager named Aïsha, the granddaughter of a cafeteria
supervisor. Goffman grew close to Aïsha and her family, and it was
through them that she met the men whose lives she describes in
‘‘On the Run’’: an intermittent drug dealer she calls Mike, as well
as a family: three brothers, Chuck, Reggie and Tim, and their
mother, Miss Linda.
Even while Goffman was still an undergraduate, word of her
intensive fieldwork circulated among senior ethnographers, and
one recruited her to study under him in a Ph.D. program at
Princeton; she commuted to New Jersey from Philadelphia, and
the project she began at 20 ultimately became her dissertation. The
general impression was that, as a member of the Princeton
department told me, her work was brilliant but not all that
dissimilar from other contemporary works of ethnography, except
in the depth of her fieldwork. Recent years have seen comparable
projects on drug dealers in an unidentified city, by Waverly Duck of
the University of Pittsburgh; on drug robbers in the South Bronx,
by Randol Contreras of the University of Toronto; on reform-school
students in Pennsylvania, by Jamie Fader of Temple University;
and others. One member of that cohort described Goffman to me as
‘‘very humble, very down to earth,’’ and Goffman herself has
always categorized what she did as only an incremental
contribution to the cumulative work in the field.
But from the beginning, critics worried that her book, which
refused to contextualize itself with ‘‘positional’’ humility or some
powerful theory, would serve only to reinforce popular stereotypes.
The most glaring such stereotype was that young black men are
invariably involved in crime, and critics felt that she drastically
overstated the extent to which her characters were representative,
rather than anomalous, in their criminal activity.
Sociologists who distrust her strain of richly descriptive
ethnography saw this as an unfortunate consequence of the
ethnographer’s tendency to become ‘‘too close’’ to her subjects, to
forgo rigor and skepticism in favor of taking at face value the
accounts that subjects give of themselves. In Goffman’s case, this
extended both to discussions of criminality (her subjects, some
critics suggested, played up their exploits to impress her) and to
the various exigencies that shaped their lives. When her subjects
told her that they were afraid to go to the hospital to witness the
birth of their children because it was standard practice among
police officers to check visitors for arrest warrants, she was
deemed too quick to accept their beliefs and superstitions as
accurate representations of police practice. Too often she presented
events or descriptions without qualifying comment — a perfectly
valid approach for a journalist, who often tells a particular story
and leaves the reader to do the generalizing, but a more
problematic one for a sociologist, who is expected to do the
generalizing herself.
It was the media’s celebration of ‘‘On the Run’’ — and particularly
of its more sensational elements — that turned the response within
the discipline from contentious to personal. This ill will was made
explicit at the 2014 annual meeting of the American Sociological
Association in San Francisco, where it seemed as if Goffman had
become a celebrity: Some attendees remember seeing a poster--
size photo of her, hands in her jeans pockets, outside a prison.
Goffman had been chosen for an ‘‘Author Meets Critics’’ panel, an
honor rarely visited upon a book so soon after publication. The
event was, extraordinarily, standing room only; people in
neighboring panels reported that they could barely pay attention to
what was going in front of them because of the fanfare down the
hall. Two people told me they tried to get in, were turned away and
went to their hotel rooms to watch the drama unfold on Twitter.
A DV E R T I S E M E N T
By all accounts, the session felt unusually hostile. As Victor Rios,
one of the panelists and a sociologist at the University of California,
Santa Barbara, who studies similar communities, framed the
problem, she had engaged in the ‘‘Jungle Book trope’’: She visits
the jungle, sees the wild animals in their natural habitat, loses her
way and, thanks to the kindness of beasts, lives to tell the story.
Rios, a former gang member, told me later that he understood the
pressures on Goffman and that he was urged to write his story in a
way that would command broad attention — ‘‘My best friend was
killed in front of me; I ended up in juvie.’’ But he resisted it, out of
worry about his tenure prospects and also on principle. ‘‘How
much do we sacrifice to become public intellectuals?’’ he said. ‘‘At
the end of the day, we have to be careful about how much
pandering we do to the masses.’’
Sociology as a discipline emerged, in the late 19th century, from the
idea that things called ‘‘social facts’’ might be studied the way a
chemist studies compounds or a biologist studies organisms. While
political economists and psychologists studied the individual actor,
with his or her particular preferences and utility-maximizing
behavior, sociologists believed that the group was primary to its
members — that we are evolving products of contingent social
norms. What this insight has subsequently produced in practice is
a discipline that now encompasses everything from statistical
analyses of census data to accessible monographs about why
people shoplift or the social processes of divorce. Over the past few
decades, the field has gone through cycles of tribalism, rived by
arguments among quantitative analysts; theory-heavy scholars
working in the tradition of the French sociologist Pierre Bourdieu;
Give this article 384
FEATURE
Her first book, ‘On the Run' — about the lives of young black men in West Philadelphia — has fueled a fight within sociology over who gets to speak for whom.
The Trials of Alice Goffman
Account
critical race scholars, who have brought up important but tricky
points about who gets to study whom; and the urban ‘‘symbolic
interactionists’’ with whom Goffman identifies.
People in Goffman’s camp trace their work to Robert E. Park and
the so-called First Chicago School, which set itself to the project of
understanding the new vigor and clash of the American city, then
driven by the dynamism of industrialization and immigration. Park
had spent 10 years as a journalist and was working for Booker T.
Washington at the Tuskegee Institute when he was asked, in 1914,
to join the young sociology department at the University of
Chicago. This was a Chicago that would produce new sorts of
Americans, characters like Saul Bellow’s Augie March, and Park’s
team went on to put together canonical, sympathetic studies of the
city’s black, Jewish, Chinese and Polish neighborhoods. As Richard
Wright put it in his introduction to ‘‘Black Metropolis,’’ St. Clair
Drake and Horace Cayton’s classic study of Chicago’s ‘‘black belt,’’
the ethnographers of the First Chicago School ‘‘were not afraid to
urge their students to trust their feelings for a situation or an
event, were not afraid to stress the role of insight, and to warn
against a slavish devotion to figures, charts, graphs and sterile
scientific techniques.’’
Their painstaking empirical efforts, modeled on the anthropology
of Franz Boas, were carried out in the hope that they might refute
the reigning theoretical paradigm of the day, which looked to
eugenics and social Darwinism to explain racial inferiority and the
‘‘social problems’’ introduced by immigration. The project was
explicitly liberal and meliorative, of a piece with the work of
journalists like Jacob Riis and early social workers like Jane
Addams. The first step toward sensible policy-driven solutions, the
First Chicago School believed, was work that would convince the
broader public that these immigrant enclaves, which seemed so
foreign and inscrutable, actually represented ordered social worlds
structured by familiar norms.
This sort of detail required deep, sustained, participatory attention.
Some monographs produced by Park’s team were written by
‘‘native informants’’ — Louis Wirth on the Jewish ghetto, Paul Siu
on the Chinese laundryman, Drake and Cayton on the black belt —
and others by outsiders. These practitioners, especially when they
sought to examine and explain criminal behavior, faced many of
the same problems Goffman did as a participant-observer: William
Foote Whyte, in his 1943 study of Boston’s North End, admitted in
his methodological appendix that he had been an accessory to
election fraud. But it was understood that part of the
ethnographer’s project was a suspension of belief in conventional
assumptions about deviant behavior, and that if you wanted to
understand more fully how and why people broke the law, you had
to see their world from the inside.
A DV E R T I S E M E N T
Part of the problem for both native informants and outside
observers, Wright saw at the time, was that this sort of detail--
heavy, participatory intensity was always in danger of being taken
the wrong way. As Wright put it in his introduction to ‘‘Black
Metropolis’’: ‘‘This is no easy book. ... There is no attempt in ‘Black
Metropolis’ to understate, to gloss over, to doll up or to make harsh
facts pleasant for the tender-minded.’’ The work represented
important racial progress insofar as it treated black lives as worthy
of full, lavish, unblinkered description.
After World War II, immigration slowed and the university was
expanding, and what became known, under the leadership of - Everett Hughes, as the Second Chicago School was less interested
in ethnic minorities than it was in the processes of
professionalization — how some people come to self-identify as
‘‘doctors’’ or ‘‘lawyers’’ — as well as the mechanics by which some
subcultures were labeled ‘‘deviant.’’ Though Erving Goffman did
only two stints as a fieldworker — once in the Shetland Islands, the
work that ultimately became his 1959 classic ‘‘The Presentation of
Self in Everyday Life,’’ and again for a year in a mental institution,
the experience that was the basis for his 1961 book ‘‘Asylums’’ — he
had a strong affinity with this school, especially with the work of
Howard S. Becker, who wrote widely read essays about the
socialization of marijuana users. These books, lucid and elegant in
their style and argumentation, were acclaimed far outside
sociology departments and often led their writers to positions of
influence on policy. (Goffman ended up on an important committee
to review the mental-health system.)
But by the 1970s, this style of qualitative work was threatened on
all sides. It became easier, in the context of the Cold War expansion
of the American university, to secure funding if you could point to
exactly the figures, charts and graphs that Wright considered
sterile. Universities were turning out a newly diverse array of
graduates, and the critical race studies movement arose to
question the methods and prejudices of ‘‘intrepid’’ white scholars
in pith helmets. As these young scholars pointed out, especially in
Joyce Ladner’s landmark 1973 anthology, ‘‘The Death of White
Sociology,’’ a number of the books produced by the First Chicago
School did, despite their best intentions, traffic in sensationalism
and stereotypes. At the same time, sociologists — keen to keep up
with their colleagues in economics departments — strove to put
themselves on the secure path of a science. The view was that
statistics were facts and everything else mere impressionism.
And, worse than impressionistic, ethnography had also come to
seem exploitative. The most glaring case was that of the
Washington University scholar Laud Humphreys, who wrote in
1970 about anonymous sex between men in public restrooms. As
part of his research, he took down the license plates of the
‘‘tearoom’’ visitors, and many months later went to interview
them, under false pretexts, at home and often in front of their
families. The press attacked the work as unethical, often in the
same language with which Goffman was criticized. The scandal
destroyed Humphreys’s entire department, and the moral was
clear: Ethnography was shady work.
On our flight back from Madison, Goffman came to find me in the
rear of the plane and silently handed me two black notebooks, both
marked 2003. She used them during her sophomore and junior
years of college, when she and Mike and Chuck were first getting
close. She had hesitated to show them to me because they were one
of the few sentimental things she had left from that time, and now,
she figured, she would have to destroy them just as she had
destroyed her field notes.
The notebooks are extraordinary records of a young scholar’s
intellectual and personal development. They present two parallel
processes of socialization. In the fall of 2003, she is about to turn
22; she is in her junior year at Penn, but she is already applying to
graduate school. Her life on Sixth Street has become much more
real to her than her life on campus, but still she remained
committed to sociology. The notebooks show her makeshift
attempts to reconcile what she is learning in class with what she is
seeing on the street. She is taking a course, with the eminent
sociologist Randall Collins, on the history of sociological theory;
another class on the history of the South; a third on African--
American literature; and a fourth, which she will drop, on
statistics. The only time either notebook mentions Erving Goffman
is on the first page, where she takes down what seems to be a
quote from a posthumously published talk on fieldwork: ‘‘The most
difficult thing about doing fieldwork is remembering who you are.’’
In class, Goffman is learning about the history of racial
discrimination, and on Sixth Street, she is witnessing Mike’s
inability to secure a job. ‘‘After months of limited involvement in
the drug trade,’’ she writes, ‘‘his man [Chuck] is home and he is
ready to stop being broke and get back in more seriously.’’ She
moves easily in and out of an academic register, writing in one
sentence about her attempts to ‘‘chart Mike’s socio-econ wave’’ and
elsewhere on the same page about the minor transactions of their
growing friendship: ‘‘I tell him to call PO [parole officer] — it’s the
15th — and ask if he’ll help me move my couch tomorrow and he
says I got you.’’
A DV E R T I S E M E N T
‘There have been a hundred years of debates about the reliability of ethnography, but this is the first time the debate is being carried out in the Twitter age.’
Mike and Chuck come to her house — they’re not living with her
yet — to do their laundry. They tease her, often for what she’s
wearing, and she teases them back. It’s clear in her mischievous
play, her ability to generate urgent affection and her speed on the
uptake that this is the same Goffman I have gotten to know. At a
certain point, the group returns to a waiting black Lincoln
Navigator, and her friend Steve has taken her seat: ‘‘I say Get the
[expletive] out of my seat [Steve]! And he and [Mike] think this is
the funniest thing they ever heard and [Mike] says proudly: Yo she
be gangster sometimes.’’ There are moments where she pauses to
reflect on the changes she has undergone since she started her
fieldwork — ‘‘I’m a vegetarian and used to be a gymnast’’ — but
for the most part she does nothing to indicate that she feels as
though she is being transformed or remade by the experience.
Threaded through her descriptions of these young-adult
encounters — in between her course notes on Richard Wright,
W.E.B. Du Bois, Ned Polsky and Emile Durkheim — is the sort of
sociological work that David Riesman described as a ‘‘conversation
between the classes.’’ Over the course of the final few weeks of that
notebook, jottings on the theories of Georg Simmel or an outline of
the history of the Scottsboro boys alternates with a comprehensive
lexicon she begins to assemble: ‘‘fall back: to cool it. fall back! said
to a boy trying to holla. ‘I’m falling back from hustlin’.’’ There are
entries for ‘‘cake/cakin’ ’’ and ‘‘to smash,’’ followed by pages with definitions of Weber’s concepts of ‘‘erklären’’ and ‘‘verstehen.’’
Critics have been quick to point out, implicitly and otherwise, that
the similar code-switching in ‘‘On the Run’’ looks a lot like what
Erving warned about: forgetting who you are. As one detractor
told me, it seemed to many people as if ‘‘Alice thought she was
turning black,’’ and Philadelphia magazine has compared her to
Rachel Dolezal, the N.A.A.C.P. president in Spokane, Wash., who
was revealed to have been passing as black. On occasion, this
discomfort has been crudely sexualized; when Goffman was an
undergraduate, professors in her department asked her advisers if
she was sleeping with her informers, and that insinuation makes
regular appearances in anonymous posts about her on sociology
message boards. The conversation between the classes had grown
so obviously intimate that a lot of people could understand it only
in terms of lust and fetish.
It’s true that ethnography has come somewhat back into fashion
since the 1970s and that no contemporary sociologist would agree
with the call, tweeted by a Buzzfeed writer and echoed elsewhere,
to ‘‘ban outsider ethnographies.’’ As one sociologist put it to me, ‘‘If
Alice Goffman isn’t allowed to write about poor black people, then
sociologists who come from poor communities of color, like Victor
Rios, aren’t allowed to write about elite institutions like banks or
hedge funds, and that, in the end, hurts Victor Rios much more
than it hurts Alice Goffman.’’
But even within sociology departments, there isn’t a lot of
agreement about how to go about the process of bridging social
distance in a way that is both respectful and rigorous — a
researcher is always in danger of being accused of having stayed
too far away or gotten too close. Ethnographers have always dealt
with questions about where their allegiances lie, and more than
one ethnographer has been accused of being too close to her
subjects to evaluate their self-reports. I asked Goffman’s
undergraduate adviser, Elijah Anderson, an august ethnographer
— mostly of urban black communities — now at Yale, about the
criticism of Goffman as an adventurer or tourist, or as a wide-eyed,
credulous observer. He said she had carried out her work just as
any ethnographer should. He elliptically handed me a copy of
‘‘Stigma’’ — one of Erving Goffman’s most famous books, from 1963
— and invited me to look up the part on ‘‘courtesy stigma.’’ Erving
anticipates exactly the sort of criticism brought to bear five
decades later on the work of his daughter:
The person with a courtesy stigma can in fact make both the
stigmatized and the normal uncomfortable: By always being
ready to carry a burden that is not ‘‘really’’ theirs, they can
confront everyone else with too much morality; by treating the
stigma as a neutral matter to be looked at in a direct, offhand
way, they open themselves and the stigmatized to
misunderstanding by normals who may read offensiveness into
this behavior.
Most of the problems ‘‘On the Run’’ has encountered, especially
outside the field, have to do with the fact that it falls between the
stools of journalism and ethnography. If the book was too
journalistic — too descriptive, too irresponsible, too
sensationalistic, too taken with its own first-person involvement —
to count as properly rigorous sociology, it was too sociological to
count, for many journalists, as proper reporting. Most journalists
believe that true stories are necessarily personal, about the ways
particular people choose to act in the world; the language of
journalism, like the language of law, is almost always the language
of individual moral responsibility. For a sociologist, whose
profession since the turn of the century has taken it as axiomatic
that society is primary to the individual, the language of individual
moral responsibility is often a way of avoiding talk about structural
conditions that favor the powerful.
Many of the things for which journalists and legal scholars have
berated Goffman are considered standard practice for sociologists,
and most sociologists have found the mainstream criticisms of the
book to be baseless. Procedurally, journalists object to the
pseudonymity of sources and the destruction of her field notes;
sociologists point out that institutional review boards mandate that
identities be obscured and that they often require the destruction
of field notes that could be subject to subpoena in a criminal
investigation. Regarding most of the book’s internal
inconsistencies, virtually every single ethnographer I talked to
described the enormously difficult logistical problem of how to
keep track of pseudonymous notes over years and admitted that if
you subjected almost any work in the field to that kind of punitive
audit, you would almost certainly come up with similar trivial
confusions. This is true of even the most organizationally
composed people, of which Goffman is not. She cannot off the top of
her head remember which year she finished high school, which
year she finished college or which year she spent three months in
the hospital after almost being killed on her bike by a bus.
A DV E R T I S E M E N T
Goffman has declined to make public the long, point-by-point
rebuttal of her anonymous attacker, but after we got to know each
other well, she shared it with me. It is blunt and forceful and, in
comparison with the placidity of her public deportment, almost
impatient and aggrieved in tone, and it is difficult to put the
document down without wondering why she has remained
unwilling to publicize some of its explanations. She acknowledges a
variety of errors and inconsistencies, mostly the results of a
belabored anonymization process, but otherwise persuasively
explains many of the lingering issues. There is, for example, a
convincing defense of her presence in the supposedly closed
juvenile court and a quite reasonable clarification of the mild
confusion over what she witnessed firsthand and what she
reconstructed from interviews — along with explanations for even
the most peculiar and deranged claims of her anonymous attacker,
including why Mike does his laundry at home in one scene and at a
laundromat in another.
Many claims against her are also easy to rebut independently.
Some critics called far-fetched, for example, her claim that an F.B.I.
agent in Philadelphia drew up a new computer surveillance system
after watching a TV broadcast about the East German Stasi. If you
search the Internet for ‘‘Philadelphia cop Stasi documentary,’’ a
substantiating item from The Philadelphia Inquirer from 2007 is
the second hit. When it comes to Goffman’s assertion that officers
run IDs in maternity wards to arrest wanted fathers, another short
Internet search produces corroborating examples in Dallas, New
Orleans and Brockton, Mass., and a Philadelphia public defender
and a deputy mayor told me that the practice does not at all seem
beyond plausibility. The most interesting question might not be
whether Goffman was telling the truth but why she has continued
to let people believe that she might not be.
The hardest elements of her story to confirm are the ones that feel
like cinematic exaggerations, especially with respect to police
practices; several officers challenged as outlandish her claim that
she was personally interrogated with guns on the table. To
Goffman, however, the fact that a journalist or a legal scholar
would turn to the police to confirm accusations against them is
representative of the broader failure of American society to take
seriously the complaints of disempowered minority communities.
It’s the definition of institutional racism. When I reminded her that
it was my job to try to find independent confirmation of some of her
claims, she understood my own disciplinary needs and was
forthcoming, if slightly begrudging, in helping me out. But at one
point, when I pressed her on one of these issues, she wrote back
that I seemed to be saying, ‘‘The way to validate the claims in the
book is by getting officials who are white men in power to
corroborate them.’’ She went on: ‘‘The point of the book is for
people who are written off and delegitimated to describe their own
lives and to speak for themselves about the reality they face, and
this is a reality that goes absolutely against the narratives of
officials or middle-class people. So finding ‘legitimate’ people to
validate the claims — it feels wrong to me on just about every
level.’’
In this her discipline stands behind her, over and against
journalistic or legal practice. As Randall Collins, whose course she
was taking when she was writing in the black notebooks, put it:
‘‘She got in deep enough so that not only does she understand
things from their point of view, she doesn’t give priority to laws,
official morals, all the things that conventional people take for
granted. I not only am not going to play the shock game, but I don’t
have much respect for people who can’t see that their being
shocked is part of the way their social world is constructed around
them.’’
‘She got in deep enough so that not only does she understand things from their point of view, she doesn’t give priority to laws, official morals, all the things that conventional people take for granted.’
What has united her critics, academic and otherwise, is the
accusation that in going ‘‘deep enough’’ to disregard laws, she did
in fact lose herself in the process and confuse her own
ethnographic standing with actual membership in the community
she studied. This comes to the fore in the book’s final scene, the
nighttime drive to find Chuck’s killer. The legal and journalistic
position would stipulate that either the last scene occurred as it
was initially written, as a manhunt, or it occurred as she later
described it — as a mourning ritual and face-saving ceremony.
But what her critics can’t imagine is that perhaps both of the
accounts she has given are true at the same time — that this
represents exactly the bridging of the social gap that so many
observers find unbridgeable. From the immediate view of a
participant, this was a manhunt; from the detached view of an
observer, this was a ritual. The account in the book was that of
Goffman the participant, who had become so enmeshed in this
community that she felt the need for vengeance ‘‘in my bones.’’ The
account Goffman provided in response to the felony accusation
(which read as if dictated by a lawyer, which it might well have
been) was written by Goffman the observer, the stranger to the
community who can see that the reason these actors give for their
behavior — revenge — is given by the powerless as an attempt to
save face; that though this talk was important, it was talk all the
same.
A DV E R T I S E M E N T
The problem of either-or is one that is made perhaps inevitable by
the metaphor of ‘‘immersion.’’ The anthropologist Caitlin Zaloom,
who studies economic relationships, explained to me that it’s a
metaphor her own field has long given up on. The metaphor asks
us to imagine a researcher underwater — that is, imperiled,
unreachable from above — who then returns to the sun and air,
newly qualified to report on the darkness below because the
experience has put a chill in her bones. This narrative of
transformation is what strikes critics like Rios as so patronizing
and self-congratulatory. But Goffman herself never understood her
work to be ‘‘immersive’’ in that way. The almost impossible
challenge Goffman thus set before herself is the representation of
both these views — of drive as manhunt and drive as ritual — in all
their simultaneity.
Goffman could have covered herself by adding another paragraph
of analysis, one that would have contextualized but also undercut
the scene as the participants experienced it. Almost all of her early
readers thought she should do that. It would have made her life
easier. But she didn’t. This was a book about men whose entire
lives — whose whole network of relationships — had been
criminalized, and she did not hesitate to criminalize her own. She
threw in her lot.
For the last five years, Goffman hadn’t had the opportunity to
spend much time in Philadelphia: after finishing her dissertation in
2010, she spent two years on a postdoctoral fellowship in Michigan
(she threw away the two years of field notes she took there, fearing
an even worse version of the criticisms she got for ‘‘On the Run’’)
and then moved to Madison for her new job there. But now that she
was in Princeton for the year, she had told her Sixth Street friends
that she would be back on the block again.
It had been at least a year since she visited Miss Linda, and when
we went to see her in October, she engulfed Goffman until her tiny
person almost disappeared into the embrace. Reggie, himself a
man of considerable bulk, stood there on the sidewalk, his phone
ringing unanswered, for two minutes until Goffman was put down
and it was his turn. Goffman had come down in part to catch up
with the family and in part to distribute the royalty checks she
shares evenly with the book’s central characters. (She did the math
The media’s celebration of ‘‘On the Run’’ turned the academic community’s response from contentious to personal. The University of Chicago Press
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shares evenly with the book’s central characters. (She did the math
last year without setting aside money to cover taxes, so she had to
pay them out of pocket.) She chose that Friday because it was
Reggie’s birthday and because Mike had called to tell her that he
might be getting out of prison that day, though he had been
thinking that for a few weeks.
The Sixth Street neighborhood, four or five square blocks in all, is
bounded by some geographical features that make it feel mostly
self-contained; it’s not an area one would be likely to pass through
en route to anywhere else, so it was, Goffman explained, not a
place for strangers. She wasn’t sure how they would receive
another outsider, but it was clear from our arrival that Goffman
was family, so anyone she brought along was family, too. Reggie
wore a black T-shirt over the contours of a black tank top and fitted
gray sweatpants; he had a short fauxhawk and a wide, pointy
beard, which gave his large head the shape of a big, dark diamond.
He removed his headphones from his ears and put his sunglasses
— large and round and stylishly effeminate in an early-1980s way,
like the sunglasses Mia Farrow wears in ‘‘Broadway Danny Rose’’
— atop his mohawk, then smiled broadly and extended his hand to
introduce himself.
‘‘You write books, too? Like Alice?’’
‘‘I do, yeah.’’
‘‘I write books, too.’’ He explained that he had done a lot of writing
in prison, but that being back at home was too distracting to get
much done. Alice fished in her wallet and handed him a check.
‘‘This for our book?’’ She nodded. He asked me if I had read their
book. I said that I had and that I really liked it. He was pleased. He
said ‘‘our book’’ a few more times. Goffman was clearly happy that
he was so proud of it.
After a while, Goffman, who eats an astonishing amount of junk
food, was hungry and wanted to go to a Jamaican place nearby. She
asked Reggie and Miss Linda if they wanted to come, but Miss
Linda was happy sitting in the sun, and she told us that as long as
Reggie’s phone was ringing off the hook, he wasn’t going
anywhere. We went to get food and bring it back, and Reggie came
over to the car to make sure we would be joining him for his
birthday party that night. Goffman got out and gave him a hug and
said she would be in touch. As she got back into the car, she called
out, ‘‘I love you.’’
A DV E R T I S E M E N T
I had spent a lot of time with her, and I had never seen her in such
high spirits as she seemed in the car that day, crisscrossing
Philadelphia to see everyone she was close to. We were off to meet
some of her other friends from the book, one group in what she
described as a poorer neighborhood nearby, then a quick visit to a
friend of hers in the hospital, and finally to a more middle-class,
mixed-ethnicity neighborhood in another part of the city. Before we
arrived at each stop, Goffman gave me a demographic and
historical rundown of the block and the community it hosted, with
the sort of fine-grained understanding of the class differences in
the community that she was accused of lacking in the book. She
seemed entirely herself: an observer upon whom nothing is lost, an
irremediable sociologist and the prodigal baby sister of Sixth Street
home at last.
Many of the people we met knew that Goffman hadn’t had the
easiest year, and they greeted her like an infantryman on leave
from a traumatic campaign — though each seemed to have a
slightly different idea of what it was Goffman actually did. Most of
them knew she wrote books, and some thought she was a teacher.
She told some of her friends that she was thinking about quitting
her job, and she asked them what they thought she could do if she
moved back to town. They said that she would be a great
schoolteacher, but that unfortunately she was a little too small to be
a home health aide. By the end of the night, Goffman was
beginning to drag, and she told Mike’s mom, with whom she is
particularly close, that she didn’t know what to do.
Mike’s mom smoothed Goffman’s knotty hair, then gave her a stern
lecture about persistence. ‘‘You just got to pull your pants up,’’ she
said, ‘‘and keep going.’’
A DV E R T I S E M E N T