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Brief Communications

Cocaine Cues and Dopamine in Dorsal Striatum: Mechanism of Craving in Cocaine Addiction

Nora D. Volkow,1 Gene-Jack Wang,2 Frank Telang,1 Joanna S. Fowler,3 Jean Logan,3 Anna-Rose Childress,4 Millard Jayne,1 Yeming Ma,1 and Christopher Wong3 1National Institute on Alcohol Abuse and Alcoholism, Bethesda Maryland 20892, 2Medical Department and 3Department of Chemistry, Brookhaven National Laboratory, Upton, New York 11973, and 4Department of Psychiatry, University of Pennsylvania School of Medicine, Philadelphia, Pennsylvania 19104

The ability of drugs of abuse to increase dopamine in nucleus accumbens underlies their reinforcing effects. However, preclinical studies have shown that with repeated drug exposure neutral stimuli paired with the drug (conditioned stimuli) start to increase dopamine by themselves, which is an effect that could underlie drug-seeking behavior. Here we test whether dopamine increases occur to conditioned stimuli in human subjects addicted to cocaine and whether this is associated with drug craving. We tested eighteen cocaine-addicted subjects using positron emission tomography and [ 11C]raclopride (dopamine D2 receptor radioligand sensitive to competition with endogenous dopamine). We measured changes in dopamine by comparing the specific binding of [ 11C]raclopride when subjects watched a neutral video (nature scenes) versus when they watched a cocaine-cue video (scenes of subjects smoking cocaine). The specific binding of [ 11C]raclopride in dorsal (caudate and putamen) but not in ventral striatum (in which nucleus accumbens is located) was significantly reduced in the cocaine-cue condition and the magnitude of this reduction correlated with self-reports of craving. Moreover, subjects with the highest scores on measures of withdrawal symptoms and of addiction severity that have been shown to predict treatment outcomes, had the largest dopamine changes in dorsal striatum. This provides evidence that dopamine in the dorsal striatum (region implicated in habit learning and in action initiation) is involved with craving and is a fundamental component of addiction. Because craving is a key contributor to relapse, strategies aimed at inhibiting dopamine increases from conditioned responses are likely to be therapeutically beneficial in cocaine addiction.

Key words: imaging; raclopride; addiction; caudate; putamen; conditioned responses; D2 receptors

Introduction Drugs of abuse increase dopamine (DA) in the nucleus accum- bens (NAc), which is an effect that is believed to underlie their reinforcing effects (Di Chiara and Imperato, 1988; Koob and Bloom, 1988). However, this acute effect does not explain the intense desire for the drug and the compulsive use that occurs when addicted subjects are exposed to drug cues such as places where they have taken the drug, people with whom previous drug use occurred, and paraphernalia used to administer the drug. Cue-elicited craving is critical in the cycle of relapse in addiction (O’Brien et al., 1998). However, after more than a decade of imaging studies in cue-elicited craving, its underlying brain neu- rochemistry is still unknown (Childress et al., 2002). Because DA is a neurotransmitter involved with reward and with prediction of reward (Wise and Rompre, 1989; Schultz et al., 1997), DA

release by drug cues is a strong candidate substrate for cue- elicited craving. Studies in laboratory animals support this hy- pothesis: when neutral stimuli are paired with a rewarding drug they will, with repeated associations, acquire the ability to in- crease DA in NAc and in dorsal striatum (becoming conditioned cues), and these neurochemical responses are associated with drug-seeking behavior in rodents (Di Ciano and Everitt, 2004; Kiyatkin and Stein, 1996; Phillips et al., 2003; Vanderschuren et al., 2005; Weiss et al., 2000). The extent to which conditioned stimuli can lead to DA increases in the brain and correlated in- creases in subjective experiences of drug craving have not been investigated in human subjects. Imaging technologies now enable us to test whether these findings from preclinical studies translate into the experience of human drug-addicted subjects when ex- posed to drug cues.

Here we investigate the hypothesis that increases in DA un- derlie the craving experienced by addicted subjects when exposed to drug-related cues. We hypothesized that cocaine cues would increase extracellular DA in striatum in proportion to the in- creases in cocaine craving and that subjects with more severe addiction would have larger DA increases in response to condi- tioned stimuli than subjects with less severe addiction. To test this hypothesis, we studied 18 cocaine-addicted subjects with positron emission tomography (PET) and [ 11C]raclopride, a DA

Received April 10, 2006; revised May 8, 2006; accepted May 14, 2006. This work was supported by the National Institutes of Health Intramural Research Program (National Institute on

Alcohol Abuse and Alcoholism), by United States Department of Energy Grant DE-AC01-76CH00016, and by National Institute on Drug Abuse Grant DA06278-15. We thank David Schlyer, David Alexoff, Paul Vaska, Colleen Shea, Youwen Xu, Pauline Carter, Kith Pradhan, Karen Apelskog, Cheryl Kassed, and Jim Swanson for their contributions.

Correspondence should be addressed to Dr. Nora D Volkow, National Institute on Drug Abuse, 6001 Executive Boulevard, Room 5274, Bethesda, MD 20892. E-mail: [email protected].

DOI:10.1523/JNEUROSCI.1544-06.2006 Copyright © 2006 Society for Neuroscience 0270-6474/06/266583-06$15.00/0

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D2 receptor ligand sensitive to competition with endogenous DA (Volkow et al., 1994). Subjects were tested on 2 separate days under two counterbalanced conditions: during presentation of a neutral video (natural scenery) and during presentation of a cocaine-cue video (scenes showing preparation for and simulated smoking of crack cocaine) (Childress et al., 1999). [ 11C]raclo- pride binding is highly reproducible (Volkow et al., 1993), and it has been shown that differences in specific binding between two conditions predominantly reflect drug-induced or behavioral- induced changes in extracellular DA (Breier et al., 1997).

Materials and Methods Subjects. Eighteen active cocaine-addicted subjects who responded to an advertisement were studied. Subjects fulfilled DSM-IV (Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition) criteria for co- caine dependence and were active users for at least the previous 6 months (free-base or crack, at least “four grams” a week). Exclusion criteria in- cluded current or past psychiatric disease other than cocaine depen- dence; past or present history of neurological, cardiovascular, or endo- crinological disease; history of head trauma with loss of consciousness �30 min; and current medical illness and drug dependence other than cocaine or nicotine. Table 1 provides demographic and clinical informa- tion on the subjects. Written informed consent was obtained in all subjects.

Behavioral scales. To assess cocaine craving, we used a brief version of the Cocaine Craving Questionnaire (CCQ) (Tiffany et al., 1993), which evaluates current cocaine craving (desire to use, intention and planning to use, anticipation of positive outcome, anticipation of relief from with- drawal or distressing symptoms, and lack of control over drug use) on a seven-point visual analog scale. The average score was used as measure of cocaine craving. The CCQ was obtained before and at the end of the video.

To assess severity of cocaine addiction we used the Addiction Severity Index (ASI) (McLellan et al., 1992) and the Cocaine Selective Severity Assessment Scale (CSSA) (Kampman et al., 1998). The ASI evaluates severity across seven domains (drug, alcohol, psychiatric, family, legal, medical, and employment) and was obtained at the initial interview. The average interviewer’s rating on these seven domains was used as a mea- sure of addiction severity. The CSSA measures 18 symptoms of early cocaine abstinence that are rated on an analog scale from 0 to 7. The CSSA was obtained before each scan.

PET scan. We used a high resolution � tomograph (resolution 4.5 � 4.5 � 4.5 mm full-width half-maximum, 63 slices) with [ 11C]raclopride using methods described previously (Volkow et al., 1993). Briefly, emis- sion scans were started immediately after injection of 4 – 8 mCi (specific activity 0.5–1.5 Ci/�M at end of bombardment). Twenty dynamic emis- sion scans were obtained from time of injection up to 54 min. Arterial sampling was used to quantify total carbon-11 and unchanged [ 11C]ra- clopride in plasma. Subjects were scanned on 2 different days with [ 11C]raclopride under randomly ordered conditions (1) while watching a video of nature scenes (neutral condition) and (2) while watching a video that portrayed subjects smoking cocaine (cocaine-cue condition). Videos were started 10 min before injection of [ 11C]raclopride and were continued for 30 min after radiotracer in- jection. The neutral video featured nonrepeat- ing segments of nature stories, and the cocaine- cue video featured nonrepeating segments portraying scenes that simulated purchase, preparation, and smoking of cocaine.

Image analysis. For region identification, we summed the time frames from images taken from 10 –54 min and resliced them along the intercommisural plane. Planes were added in groups of two to obtain 12 planes encompass- ing the caudate, putamen, ventral striatum, and the cerebellum, which were measured on four, three, one, and two planes, respectively. Right

and left regions were averaged. These regions were projected to the dy- namic scans to obtain concentrations of C-11 versus time. These time– activity curves for tissue concentration, along with the time–activity curves for unchanged tracer in plasma, were used to calculate the transfer constant of [ 11C]raclopride from plasma to brain (K1) and the distribu- tion volumes (DVs), which corresponds to the equilibrium measure- ment of the ratio of tissue concentration to plasma concentration, in striatum and cerebellum, using a graphical analysis technique for revers- ible systems (Logan et al., 1990). The ratio of DV in striatum to that in cerebellum corresponds to [receptor concentration (Bmax)/affinity (Kd)] � 1 and is insensitive to changes in cerebral blood flow (Logan et al., 1994). The effect of the cocaine-cue video on DA was quantified as percentage change in Bmax/Kd with respect to the neutral video.

To corroborate the location within the striatum, in which the DA changes occurred we also analyzed the DV images using statistical para- metric mapping (SPM) (Friston et al., 1995). Paired t tests were per- formed to compare the neutral and the cocaine-cue condition ( p � 0.05 uncorrected, threshold �100 voxels).

Statistical analysis. Differences between conditions on the behavioral and the PET measures were evaluated with paired t tests (two-tailed). Product moment correlations were used to assess the correlation be- tween the DA changes and the behavioral measures (CCQ, ASI, and CSSA).

Results Effects of cocaine cues on [ 11C]raclopride measures Because there were no differences between left and right regions, we report the results for the average scores in the left and right striatal and cerebellar regions. The K1 measure did not differ between conditions for any of the brain regions (Table 2). This indicates that the tracer delivery was not affected by the cocaine- cue condition.

The DV was significantly lower in the cocaine cue than in the neutral condition in the putamen ( p � 0.05) and showed a trend in the caudate ( p � 0.06) but did not differ in ventral striatum or in cerebellum (Table 2). SPM analysis corroborated the signifi- cant DV reduction in dorsal (caudate and putamen) but not in ventral striatum (Fig. 1).

Table 1. Demographic and clinical characteristic of subjects

Age 43 � 6 years Gender 17 males, 1 female Ethnicity 15 African Americans, 3 caucasians Education 13 � 2 years of education Years of cocaine use 15 � 7 years Route of administration 18 smoked cocaine Dose used 2.8 � 1.6 g/d Days since last cocaine use 2 � 1.4 d (range, 1 and 6 d) Cigarette smokers 15 current smokers

Table 2. K1 (transport constant from plasma to tissue) and DV measures for the neutral and the cocaine-cue video conditions and t and p values for their comparisons (paired two-tail t test)

Neutral video Cocaine-cue video t p

K1 Cerebellum 0.12 � 0.03 0.11 � 0.04 0.33 0.75 Caudate 0.10 � 0.01 0.11 � 0.04 0.93 0.37 Putamen 0.11 � 0.02 0.12 � 0.04 1.00 0.33 Ventral striatum 0.10 � 0.01 0.11 � 0.03 0.60 0.55

DV Cerebellum 0.43 � 0.06 0.43 � 0.06 0.44 0.67 Caudate 1.44 � 0.20 1.37 � 0.24 2.02 0.06 Putamen 1.62 � 0.22 1.53 � 0.26 2.08 0.05 Ventral striatum 1.46 � 0.26 1.42 � 0.22 0.59 0.56

DV measures in putamen were significantly lower (p � 0.05) during the cocaine-cue condition and showed a trend in caudate (p � 0.06). None of the other measures differed. Values represent means � SDs.

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The Bmax/Kd measures, which reflect D2 receptors that are not occupied by endogenous DA, were significantly lower in the cocaine cue than in the neutral condition in caudate (t � 2.3; p � 0.05) and in putamen (t � 2.2; p � 0.05) but did not differ in ventral striatum (t � 0.37; p � 0.71) (Fig. 2 A). This indicates that cocaine cues induced DA release in the dorsal striatum.

Effects of cocaine cues on craving and correlation with behavioral measures The cocaine-cue video significantly increased the craving scores (CCQ) from 2.9 � 1.4 to 3.5 � 1.4 (t � 2.9; p � 0.01), whereas the neutral video did not; scores before the video were 2.8 � 1.6 and after the video were 3.0 � 1.7 (t � 1.1; p � 0.30) (Fig. 2 B). The correlations between the changes in craving and the DA changes did not differ for left and right regions and thus we report on the correlations for the average measures. These correlations were significant in putamen (r � 0.69; p � 0.002) and in caudate (r � 0.54; p � 0.03) but not in ventral striatum (r � 0.36; p � 0.14) (Fig. 2C).

Correlation analysis between the DA changes and the clinical

scales revealed a significant association between the CSSA and the DA changes in caudate (r � 0.55; p � 0.01) and a trend in puta- men (r � 0.40; p � 0.10). Similarly, the scores on the ASI were significantly correlated with DA changes in right putamen (r � 0.47; p � 0.05), left and right ventral striatum (r � 0.50; � 0.04), and a trend in left caudate (r � 0.41; p � 0.09). The greater the severity on the CSSA and the ASI the larger the DA changes.

The correlation between the measures of D2 receptor avail- ability obtained during the neutral video and the clinical scales (CCQ, CSSA, and ASI) were not significant.

Discussion Effects of cocaine cues on DA in striatum Here we show increases in DA in the dorsal striatum in cocaine- addicted subjects watching a video that showed cocaine cues. These results are in agreement with microdialysis studies docu- menting increases in extracellular DA in the dorsal striatum in rodents responding to cocaine cues (Ito et al., 2002). However, the microdialysis studies reported DA increases in dorsal stria- tum only when the cocaine cues were presented contingently (Ito

Figure 1. Brain maps obtained with SPM showing the difference in the distribution volume of [ 11C]raclopride between the neutral and the cocaine-cue conditions ( p � 0.05, uncorrected, threshold �100 voxels). Note that there were no differences in the ventral striatum (�8 canthomeatal plane).

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et al., 2002), whereas noncontingent presentation increased DA instead in the NAc (Neisewander et al., 1996). In our study, the cocaine cues were noncontingent because the subjects were not required to emit any responses to watch the video, yet the cocaine cues elicited significant DA increases in dorsal striatum and not in ventral striatum (in which NAc is located). This is likely to reflect differences between preclinical and clinical paradigms; specifically, rodents are trained that responding to the cues pre- dicts drug delivery, whereas for the cocaine-addicted subjects, exposure to scenes with “cocaine cues” does not predict drug delivery but instead primes them to engage in the behaviors re- quired to procure the drug. That is, the delivery of cocaine will not occur automatically but, as would be the case for contingent presentation in rodents, requires the emission of behaviors. Thus, DA activation of the dorsal striatum by cocaine cues appears to occur when behavioral responses are necessary to procure the drug as opposed to cocaine cues that predict drug delivery regard- less of the behavioral response emitted (Vanderschuren et al., 2005). This is consistent with the role of the dorsal striatum in the selection and initiation of actions (Graybiel et al., 1994).

Dopamine in dorsal striatum and craving In this study, we show an association between cocaine craving and DA increases in dorsal striatum (caudate and putamen). Be- cause the main projection from DA cells to dorsal striatum arises from the substantia nigra (Haber and Fudge, 1997), this impli- cates the DA nigrostriatal pathway in the subjective experience of craving. This is consistent with previous imaging studies showing that activation of the putamen in cocaine abusers was associated with craving induced by intravenous cocaine as assessed by blood

oxygenation level-dependent (BOLD) changes with functional magnetic resonance imaging (fMRI) [negative association (Bre- iter et al., 1997) as well as positive association (Risinger et al., 2005)] or by intravenous methylphenidate administration as as- sessed by changes in brain glucose metabolism with PET [positive association (Volkow et al., 1999)]. Craving triggered by stress in cocaine abusers was also associated with activation of the dorsal striatum (including caudate) as assessed with fMRI (Sinha et al., 2005). Similarly, an fMRI study that compared responses be- tween a neutral and a cocaine video related the enhanced BOLD signaling in dorsal striatum during the cocaine video to the crav- ing induced by the video (Garavan et al., 2000).

The dorsal striatum is involved with the selection and initia- tion of actions (Graybiel et al., 1994), and recent studies now implicate it in mediating stimulus-response (habit) learning, in- cluding that which occurs with chronic drug administration (White and McDonald, 2002). Thus, the association between dorsal striatal dopaminergic activity and cue-induced cocaine craving could reflect the habit-based (automatized) nature of craving in addiction (Tiffany, 1990). Several preclinical and clin- ical studies have documented involvement of the dorsal striatum with chronic exposure to cocaine (Letchworth et al., 2001; Por- rino et al., 2004; Volkow et al., 2004). In fact, in laboratory ani- mals, the dorsal regions of the striatum become progressively more engaged by cocaine as chronicity progresses (Letchworth et al., 2001; Porrino et al., 2004). Indeed, it is hypothesized that the dorsal striatum mediates the habitual nature of compulsive drug seeking in cocaine addiction (Tiffany, 1990; Robbins and Everitt, 1999).

DA is involved in the regulation of motivation and reward (or prediction of reward) (Wise and Rompre, 1989; Schultz et al., 1997). In the current study, the exposure to the cocaine video was a strong “reward predictor” (by its long conditioning history), but subjects in the study were aware that drug reward (actual cocaine) would not be available. In this respect, these findings are similar to those in studies of healthy subjects shown food cues that they could not consume, which documented DA increases in the dorsal striatum that were associated with the “desire for the food.” Although the DA increases were smaller after exposure to food stimuli than after exposure to cocaine cues, the direction of the correlation was similar: the greater the DA increases, the greater the desire (Volkow et al., 2002). It would appear as if DA activation of dorsal striatum is involved with the “desire” (want- ing), which would result in the readiness to engage in the behav- iors necessary to procure the desired object. These parallel find- ings suggest the intriguing hypothesis that in the human brain, drug addiction may engage the same neurobiological processes that motivate behaviors required for survival that are triggered by food-conditioned cues.

Reactivity of the striatum and addiction severity The cue-elicited DA changes were also associated with estimates of severity of addiction (assessed with ASI and CSSA); the greater the addiction severity, the larger the DA increases. Because the dorsal striatum is implicated in habit learning, this association could reflect the strengthening of habits as chronicity progresses. Because the CSSA is a measure that has been shown to predict treatment outcomes in cocaine-addicted subjects (Kampman et al., 2002), this suggests that the reactivity of the DA system to drug cues may be a biomarker for negative outcomes in cocaine- addicted subjects. It also suggests that basic neurobiological dis- ruptions in addiction are the conditioned neurobiological re- sponses that result in activation of DA pathways that trigger the

Figure 2. A, Dopamine D2 receptor availability (Bmax/Kd) in caudate, putamen, and ventral striatum for the neutral and the cocaine-cue conditions. B, Craving measures (assessed with the CCQ) before (pre) and after (post) presentation of the neutral and the cocaine videos. C, Regres- sion slopes for the correlation between changes in DA (percentage changes in Bmax/Kd from the neutral condition) and changes in cocaine craving (pre and post differences in CCQ scores). Values represent means � SDs. Comparisons correspond to paired t tests (two-tailed) *p � 0.05; **p � 0.01.

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behavioral habits leading to compulsive drug seeking and con- sumption. It is likely that these conditioned neurobiological re- sponses reflect corticostriatal and corticomesencephalic gluta- matergic adaptations (Kalivas and Volkow, 2005).

Nucleus accumbens and craving This study did not find an association between craving and DA changes in ventral striatum (in which the NAc is located). This was unexpected because studies in laboratory animals have shown that the NAc is part of the neural circuitry that mediates cue-induced relapse to cocaine seeking (Fuchs et al., 2004). This could imply that the involvement of the NAc in craving is non- dopaminergic. Indeed, glutamatergic projections into the NAc have been directly implicated in cue-associated drug-seeking be- havior, which is an effect that is not blocked by DA antagonists (Di Ciano and Everitt, 2004). However, some investigators (Grat- ton and Wise, 1994; Kiyatkin and Stein, 1996; Duvauchelle et al., 2000; Ito et al., 2000; Weiss et al., 2000), although not all (Brown and Fibiger, 1992; Bradberry et al., 2000), have shown DA in- creases in NAc with presentation of cocaine cues. As discussed, this could reflect the conditions under which the cues were pre- sented (contingent vs noncontingent). Also, the stimuli in the preclinical studies serve a different function from those in the current study; because they signal the availability of cocaine, they act as a discriminative stimulus, whereas if they are paired or associated with cocaine presentation (as the cues were in the present study), they are conditioned stimuli. However, they could also reflect differences in species (humans vs rodents), ex- perimental paradigms (videos showing cues vs physical presence of cues), and methods for measuring DA (PET vs microdialysis and voltammetry).

Study limitations The limited spatial resolution of the PET methodology con- strained us to measure ventral striatum rather than NAc. Also, its relatively poor temporal resolution allowed us to detect DA changes over a 20 –30 min period, limiting our ability to detect short-lasting DA increases as reported for cocaine cues with vol- tammetry (Phillips et al., 2003). In addition, the [ 11C]raclopride method is best suited to detect DA release in regions of high D2 receptor density such as striatum, but not low receptor density such as extrastriatal regions, which could explain why we did not show DA changes in amygdala, in which animals studies have shown cue-elicited DA increases (Weiss et al., 2000).

Although we show that the variability in the magnitude of the DA changes induced by the cocaine cue is associated with the severity of the addiction process, it could also reflect differences in reactivity of DA cells that may have preceded the abuse of substances. In this study, 17 of the 18 subjects were males and thus future studies are needed to examine gender differences.

Conclusions Because the DA increases in dorsal striatum elicited by drug cues predicted addiction severity, this provides evidence of a funda- mental involvement of the nigrostriatal DA pathway in craving and in cocaine addiction in humans. It also suggests that com- pounds that could inhibit cue-induced striatal DA increases would be logical targets for the development of pharmacological interventions to treat cocaine addiction.

Note added in proof. Similar findings of increases in dopa- mine in the dorsal striatum during cocaine craving were reported as preliminary data by Wong et al. (2003).

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