Managerial Epidemiology

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Chapter 15

Social, Behavioral, and Pychosocial Epidemiology

Learning Objectives

Define the terms social epidemiology, behavioral epidemiology, and psychosocial epidemiology

State the role of psychological, behavioral, and social factors in health and disease

Discuss the stress concept as a hypothesized determinant of disease

Define social incongruity, person-environment fit, and stressful life events

Learning Objectives (cont’d)

Discuss moderators of the stress-illness relationship

State outcomes of exposure to stress

Introduction

This chapter explores a rich tradition of epidemiologic theory and research: the role of psychological, behavioral, and social determinants of health and illness.

These determinants includes aspects of the individual’s personality, social factors enmeshed in the fabric of society, and cultural influences.

Social Epidemiology: Definitions

Concerned with the influence of a person’s position in the social structure upon the development of disease (Syme, 1974)

“ . . . the branch of epidemiology that studies the social distribution and social determinants of states of health.” (Berkman, Kawachi, 2000)

Behavioral Epidemiology

Studies the role of behavioral factors in health

Examples of behavioral factors are tobacco use, physical activity, risky sexual behavior, and consumption of unhealthful foods.

Behavioral Medicine

Related to behavioral epidemiology

Emphasizes the application of behavioral factors to specific clinical interventions, e.g., biobehavioral approaches to management of hypertension

Biobehavioral approaches include nonpharmacologic treatment methods, e.g., exercise, maintenance of desirable weight, changes in diet, and meditation.

Psychosocial Epidemiology

Defined as “of relating to the interrelation of social factors and individual thought and behavior.” (Oxford College Dictionary)

Broadly conceptualized term that examines the influence of psychosocial influences on health.

Psychosocial epidemiology often is used as a synonym for social epidemiology.

Topics Covered in the Field

Stress and stressful life events

Personality factors

Culture

Personal behavior

Social support

Mental and physical health status (linked to psychological, social, and behavioral factors)

Guide to Psychosocial Epidemiology

Types of Variables

Independent variables (also referred to as exposure or risk factor variables) — a hypothesized causal factor in a model

Moderating (Intervening) variables —intermediate variables in the causal process between independent and outcome variables

Dependent variables — outcome variables in a model; independent variables affect or influence dependent variables (via the pathway of moderating variables)

Multiple Causation

This concept is defined as “. . . a given health state or health-related process may have more than once cause. A combination of causes or alternative combination of diseases is often required to produce the health outcome.” (Porta, 2008)

Research Designs

Studies used in this field of investigation:

Case-control

Cohort

Cross-sectional

Needed are more:

Longitudinal, prospective studies

Studies of women and minority groups

Valid and operationalized measures

Example of Longitudinal, Prospective Study

The Early Stages of Psychopathology Study followed 3,021 adolescent and young adult residents of Munich, Germany.

Begun in 1994-95, subjects were followed up on average after a 42-month interval.

Incidence of mental disorders was examined.

Community-Based Participatory Research (CBPR)

A method relevant to psychological and social epidemiologic studies

Viewed as an alliance between community organizations and research units in order to investigate health-related issues of interest to the community

Results in the eventual training and empowerment of community organizations to conduct their own independent research projects that address their unique needs

Social Context of Health

The social environment contributes to the regulation of psychosocial influences upon health.

Example:

Scotland has higher mortality than England and other European countries.

Scottish effect

Glasgow effect

Social Context of Health and International Comparisons

The social environment impacts the health of residents of both the less developed and more developed worlds.

Example: In less-developed areas, overcrowding, poor living conditions, and lack of preventive health care promote spread of infectious diseases.

Global Burden of Disease Study

Assesses the worldwide consequences of disease.

The disability-adjusted life year (DALY) combines information on mortality with information on morbidity for specific causes.

Lower respiratory infections: leading cause of global DALYs.

The Whitehall Study

First Whitehall Study

Initiated in 1967, and included18,000 men in the British Civil Services

Discovered a higher likelihood of premature death among the lowest employment grades

Whitehall II Study

Began in 1985, and included 10,308 nonindustrial civil servants from 35 to 55 years of age

Contributed significantly to “. . .the importance of psychosocial factors such as work stress, unfairness, and work-family conflict to socio-economic inequalities.”

Independent Variables

General concepts of stress

Social incongruity theory

Person-environment fit

Stressful life events

Stress process model

General Concepts of Stress

Psychological stress is “…a particular relationship between the person and the environment that is appraised by the person as taxing or exceeding his or her resources and endangering his or her well-being.” (Lazarus, 1984)

Societal structures, interpersonal processes, and the individual’s physiological, cognitive, and other responses relate to the distribution of stress.

Homeostatic Regulatory Mechanisms

Homeostasis--tendency toward stable equilibrium among physiological processes

Allostasis--“...how the organism achieves stability (or homeostasis) through continual change.”

Allostatic load—“the consequences of sustained activation of primary regulatory mechanisms serving allostasis over time”

General Concepts of Stress: Walter Canon

Canon studied changes in gastrointestinal function accompanying stressful events.

General Concepts: Selye

Selye proposed that stress is a change in the environment of the organism.

General adaptation syndrome specified three stages of response to stress:

alarm reaction

stage of resistance

stage of exhaustion

General adaptation syndrome is associated with corticoid secretion.

General Concepts: Crider

Crider proposed that adverse environmental events produce stress. Examples:

noxious stimuli

removal of reinforcement

conflict situation

The executive monkey experiments demonstrated physiological effects (e.g., gastric ulcers) associated with stress.

Social Incongruity Theory

The guiding hypothesis is that either social mobility or status incongruity may be associated with morbidity.

Themes of research are correlates of changes in residence; intragenerational mobility; husband-wife discrepancy in status.

Social Incongruity Theory (cont’d)

Cobb, et al. (1969) examined discrepancy between husband and wife in social and educational status as associated with rheumatoid arthritis.

Syme, et al. (1966) studied the association between cultural mobility and coronary heart disease.

Person-Environment Fit Model

“conceives of adjustment as the goodness of fit between the characteristics of the person and the properties of [his or her] environment.” (French, et al., 1974)

Lack of adjustment occurs when there are discrepancies between demands from the environment and supplies (resources) to meet those demands.

Stressful Life Events

Theory postulates that there is a relationship between the happenings in one’s life and the development of illness.

Two crucial issues of life events research are to:

determine which attributes distinguish more stressful from less stressful life events, and

refine the knowledge base regarding the pathologic effects of stressful life events.

Social Readjustment Rating Scale

Holmes and Rahe (1967) developed 43-item Social Readjustment Rating Scale.

Each item represented a life event.

The more severe the life change event and the higher the frequency of the event, the greater the chance that severe disease will occur.

Ten Leading Life Change Events

death of a spouse

divorce

marital separation

jail term

death of a close

family member

personal injury or

illness

marriage

being fired from a job

marital reconciliation

retirement

Pearlin’s Stress Process Model

Used as a guide for stress research

Stress: a process occurring over time.

Events chain from one another with interconnectedness among various factors:

Social and economic status

Life events and chronic strains

Moderating resources, e.g., coping skills

Stress outcomes, e.g., mental disorders

Moderating Factors in the Stress-Illness Relationship

Type A behavior pattern

Personal behavior, lifestyle, and health

Social support

Type A (Coronary-Prone) Behavior Pattern

Found to be associated with CHD

Characteristics include aggressiveness, ambition, drive, competitiveness, and time urgency.

Interview measure and self-administered measure of Type A are used.

Social Support

Refers to perceived emotional support that one receives from social relationships

Operates as mediator--buffers against stress

May enhance immune status

Lack of social support may contribute to onset and severity of psychological stress.

Social Networks

Quantitative concept that refers to the number (and patterns) of ties that one has with other people and organizations

May serve to lessen the adverse psychological consequences of stress and reduce levels of depression

Social network websites, such as Facebook

The Buffering Model of Social Support

Marital status is important in the social support process.

Increased social contact is associated with increased emotional support and perceptions of support availability.

Interpersonal relationships provide a stress-buffering effect when there is concordance between coping requirements demanded by a particular stressor and specific types of support provided.

Personal Behavior, Lifestyle, and Health

Risk taking

Dietary practices and exercise levels

Smoking

Alcohol consumption

The Alameda County Study (Breslow)

Seven healthful habits:

moderate food intake

eating regularly

eating breakfast

not smoking cigarettes

moderate or no use of alcohol

moderate exercise

7 to 8 hours of sleep daily

Healthy People 2020

“… a comprehensive set of disease prevention and health promotion objectives for the Nation…”

Related in part to lifestyle and health

Topic areas include nutrition, physical activity, obesity, substance abuse, and tobacco use.

Healthy People 2020

Four major overarching goals:

“Attain high quality, longer lives free of preventable disease, disability, injury, and premature death.”

“Achieve health equity, eliminate disparities, and improve the health of all groups.”

“Create social and physical environment that promote good health for all.”

“Promote quality of life, healthy development, and health behaviors across all life stages.”

Smoking and Health Surgeon General’s Report of 1964

Overall there is 70% excess morbidity among smokers compared with nonsmokers.

Mortality from smoking increases with quantity of cigarettes smoked.

Association between smoking and cardiovascular diseases, cancer, pulmonary diseases, peptic ulcer disease

Smoking and Health The 2004 Surgeon General’s Report

Identified an increased number of diseases associated with smoking

Alcohol Consumption

Over-consumption is a leading cause of preventable death.

Excessive consumption is a risk factor for cirrhosis, peptic ulcers, gastritis.

Leading cause of death in 12-20 age group:

Unintentional injury

Homicide

suicide

Deterioration of family environment and job loss

Fetal alcohol syndrome

Dietary Practices

Consumption of refined carbohydrate foods is associated with obesity and diabetes.

Lack of dietary fiber related to diseases of the bowel.

Consumption of saturated fats and cholesterol associated with arteriosclerosis and heart disease.

Sedentary Lifestyle

Risk factor for CHD and other conditions.

Morris, et al. (1973) found vigorous exercise, not light exercise, reduced incidence of CHD.

Paffenbarger, et al. (1978) corroborated findings for vigorous exercise.

Sociocultural Influences on Health

Culture is defined as the set of values to which a group of people subscribes, as the way of life of a group of people, or as the totality of what is learned and shared through interaction of the members of a society.

CHD in Japanese Men: Marmot, et al. (1975)

Compared CHD rates among men of Japanese ancestry living in Japan, Honolulu, and San Francisco.

Rates lowest in Japan, highest in San Francisco, intermediate in Honolulu.

Possibly due to variations between the two countries in terms of diet, occupation, and the social and cultural milieu.

Utilization of Health Services

Preference for health care services varies according to cultural background.

Persons from traditional cultures may prefer folk medicine and family care.

Persons from more developed societies may prefer technologically advanced medical services.

Dependent (Outcome) Variables

These include physical health, mental health, and affective states.

Some topics covered are:

Life and job dissatisfaction

Mental health and stressors

Premorbid psychological factors and cancer

Personality and smoking

Psychosocial aspects of employment

Life and Job Dissatisfaction

“The hypothesis that life dissatisfaction is a risk factor for coronary disease is a promising one and deserved careful examination in prospective studies.” (Jenkins, 1971)

Sales and House (1971) demonstrated a strong negative correlation between job satisfaction and coronary disease death rates.

Life and Job Dissatisfaction (cont’d)

Tedious work, feeling ill at ease at work, lack of recognition, difficulties with coworkers, demotion, and prolonged emotional strain associated with work overload have been shown to be related to coronary disease.

Mental Health and Stressors

Epidemiologic research has examined psychological disorders and affective states as outcomes of stress-illness paradigm.

Psychological disorders: posttraumatic stress disorder and major depression

Affective states: depressive symptoms

Depression: Frerichs, et al. (1982)

Prevalence of depression in a representative sample of adults in Los Angeles County was 19%.

Rates of depression among women higher than men (23.5% vs. 12.9%).

Depressed persons reported more physical illness than nondepressed.

Premorbid Psychological Factors and Cancer

Fox (1978)--two major personality types at increased risk of cancer:

Yielding, compliant, eager to please.

Extroverted, nonneurotic individuals who tend toward heaviness.

Fox’s 1995 review showed contradictory findings regarding psychologic variables and cancer.

Effects of Major Diseases on Personality

Severe illness may bring about personality changes in the individual, spouse, children, and coworkers.

Wives of heart attack victims experience depression, fear, anxiety, and guilt.

Heart attack victims may experience similar feelings.

Personality and Smoking: Surgeon General’s Report (1979)

Personality factors related to smoking behavior may include extroversion, neuroticism, antisocial tendencies, and belief that one is externally controlled.

Smokers may show greater risk-taking, impulsiveness, and interest in sex.

Habitual Mental Outlook and Health Status

Habitual mental outlook includes mental health, adult adjustment, cheerfulness, and sense of humor.

Valliant (1979) demonstrated association between good mental health and physical health.

Results of other studies inconsistent.

Psychosocial Aspects of Employment and Health

Stresses and other psychological aspects of the work environment represent an important area of investigation for occupation health epidemiologists.

Examples of topics examined in research include CHD, job stresses and absenteeism due to infectious and chronic diseases, shift work and physical and mental health, and health effects of physical activity at work.