Term Project about US foreign policy regarding North Korea's nuclear program
North Korea’s diplomacy to engage
the United States
JONGWOO HAN*
For the past two decades relations between North Korea and the United States have become increasingly hostile. Pervasive and vociferous criticism of North Korea’s dangerous and seemingly irrational behaviour has focused on Pyongyang’s use of nuclear brinkmanship, violations of human rights and general disregard for the well-being of the North Korean people, as exemplified by its decision to develop a nuclear programme while the country suffered from widespread famine. However, an alternate view put forth by both American and South Korean experts on North Korea holds that Pyongyang’s use of the nuclear wager primarily has been intended to demand Washington’s attention in order to initiate bilateral talks and eventually normalise relations with the US. Certainly, Pyongyang’s actions have been ham-fisted at times; however, its commitment to the goal of normalisation has been unwavering. The current controversy regarding North Korea’s nuclear programme may serve as a necessary step to build trust between Washington and Pyongyang and might continue for some- time, given the short history of direct engagement. However, one thing is clear: neither Washington nor Pyongyang can afford to go back to the starting point.
Introduction
Following the end of the bipolar system, and with strained relations between
North Korea and both the former Soviet Union and China, Pyongyang has been
forced to deal with Washington more directly (Lee 2000b: 357�8). With the new Russian Federation focused on domestic troubles and China’s highest
priority being economic development, neither country could continue to
function as Pyongyang’s protector. The resulting gap, along with North Korea’s
constant fear of attack, created the need for a new political relationship that
could support economic reconstruction and guarantee the survival of the
current regime. Although North Korea has tried to preserve beneficial aspects of
its relationship with China and Russia, Pyongyang’s current association with its
former allies is characterised more by bickering than by expressions of mutual
respect and trust. With a growing rift between Pyongyang and Beijing, Ji (2004:
2) noted that the ‘DPRK can act as a buffer zone separating China and the
ISSN 1035-7718 print/ISSN 1465-332X online/09/010105-16 # 2009 Australian Institute of International Affairs
DOI: 10.1080/10357710802642209
Australian Journal of International Affairs Vol. 63, No. 1,
pp. 105�120, March 2009
United States’. For its part North Korea has attempted to form a new relationship with the United States, perceived as the last remaining superpower that can ensure its survival and eventual economic recovery (Lee, 2000b: 357�8). In Pyongyang’s view only Washington could stabilise the region by serving as an intermediary in potentially contentious relations between the Democratic People’s Republic of Korea (DPRK) and China, Japan, Russia and the Republic of Korea (ROK).
Over the past 20 years two schools of thought have been dominant in the discourse about how to deal with Pyongyang’s nuclear ambitions. The engagement school (Armstrong 2007; Baek 2007; Chon 2007; Chung 2007; Cummings 2007, 2005; French 2005; Gallucci 2006; Harrison 2002; Im 2008; Kang 1995; Lee 2000a; 2000b; Mazarr 2007; Sigal 1998a; 1998b; 2003; 2006; Suh 2008) argues that Pyongyang has followed a rational and consistent strategy on negotiation, engagement and normalisation. To this group North Korea’s attempt to develop nuclear weapons is interpreted as a bargaining chip to gain US recognition and force it into negotiations with Pyongyang. Even though these scholars and experts do not recognise the legitimacy of Pyongyang’s brinkmanship and are critical of North Korea’s use of human rights as a bargaining chip and, especially, of the mass starvation of its citizens in recent years, members of this school */ e.g. Cummings (2005) and Sigal (2003) */ also criticise the US government for its refusal to take Pyongyang’s signals requesting negotiation seriously. Some in the engagement school */ e.g. Cha (2002), Mazarr (2007) and Moon (2005) */ maintain that Washington has taken a contradictory path of rope-dancing between regime change and engagement, between denunciation and bold approach, and between backward and forward tracking.
In contrast, and at the opposite end of discourse on North Korea, a group of hardliners such as Bolton (2007), Eberstadt (1999; 2005; 2007), Hwang (2006), Nam (2006), Niksch (2003) and Sokolski (2001) argue that the North Korean leadership is essentially depraved, unstable and too unreliable for meaningful negotiations. Criticising Pyongyang’s misuse of human rights, its neglect of its starving population and its public support of terrorism, these hardliners adopt an inflexible, belligerent stance that they believe will force the regime to surrender as a result of severe economic sanctions, producing its eventual demise. Paul Wolfowitz, in particular, has advocated simply waiting for Pyongyang to collapse, as indicated in his recently expressed view: ‘North Korea is teetering on the edge of economic collapse. That, I believe, is a major point of leverage’ (Associated Press, 2003). Nam (2006) has also taken a stringent hardline approach, even claiming that the Six-Party Talks was a temporary measure adopted by countries to avoid tensions associated with North Korea’s nuclear weapons programme, which would not solve the basic problem of Pyongyang’s having access to nuclear weapons. Hwang (2006), similarly, vociferously criticises any aid, including humanitarian aid, as an ill- advised measure that will simply prolong the North Korean regime. Finally, in
106 Jongwoo Han
his most recent Wall Street Journal article, Bolton (2007) argues: ‘If we continue
this approach, what is already a bad deal will become a dangerous deal,
whether we make it with North Korea directly or in the six-party talks’. Since 2005, when its $25 million in assets at the Banco Delta Asia (BDA) in
Macao were frozen by Washington, Pyongyang has generally been seen as more
compliant. Also there has recently been progress regarding the full declaration
of North Korea’s nuclear inventory list. In early May 2008 Pyongyang delivered
to Washington 18 000 pages of documents related to the activities at North
Korea’s Yongbyon plutonium-based nuclear reactor. Although the report was
six months late, it nonetheless represents an important step toward the
normalisation of the relationship with Washington. However, the stakes of
normalisation between Washington and Pyongyang have increased because
conservative forces in the US Congress and hardliners in the administration still
want to hold Pyongyang to a more stringent standard of accountability, asking
it, for example, to clarify details about North Korea’s alleged highly enriched
uranium (HEU) programme, or its purported collaborative attempts toward
nuclear proliferation with Syria (Cooper 2008). One point recognised by both
schools of thought is that the increased tensions between North Korea and the
US have created a dangerous impasse. Paradoxically, and as this article will
illustrate, over the past several years of US�North Korean relations */ including during the periods of greatest hostility */ civic/academic collaboration, such as the recent visit to the DPRK of the New York Philharmonic Orchestra have
continued. The author’s leadership role in one such academic collaboration
informs this article.
Pyongyang goes all-in and Washington raises . . . or does it call?
In 2002 North Korea had placed an unexpected all-in wager using its ace in the
hole */ a nuclear development programme */ to gain recognition from the US. By taking this path, Pyongyang seemed to be demonstrating that North Korea
was not only a rational negotiator but also a high-stakes gambler. In 2003, just
after the revelation of North Korea’s HEU programme caused a showdown
with Washington, a diplomat from Pyongyang unexpectedly told the author in
an unrelated conversation, ‘We are going to go all-in’. At that time the message
was not clearly understood by the author. However, four years later, in October
2007, Kang Seok-joo and Kim Gye-gwan, two North Korean vice foreign
ministers then serving as the main North Korean strategists and participants in
the Six-Party Talks, were summoned by DPRK Chairman Kim to the second
South�North Summit meeting, where Kim was holding discussions with South Korean President Roh (Moon 2008: 78). The two vice ministers were asked to
report the results of the recently completed Six-Party Talks in Beijing.
According to the then ROK Minister of Unification, Jeong Se-hyun, who also
participated in the summit, the two top diplomats said: ‘We have gone all-in
North Korea’s diplomacy to engage the United States 107
and will now wait and see how the US will respond’. Minister Jeong’s observation supports the main thesis of this paper.
Five years earlier, in October 2002, officials in Pyongyang, having received what they thought were signals that the US was interested in negotiating, had looked forward to celebrating the beginning of rapprochement during an upcoming visit by Assistant Secretary of State, James Kelly. However, Pyongyang’s hopes were dashed when, rather than celebrating, Kelly unexpect- edly confronted Pyongyang about its HEU programme during his visit, thus upping the ante. Once again the stakes were raised when, in 2003, the US invaded Iraq, and yet again two years later, when it sent an unmistakable signal by arranging for North Korea’s assets in BDA to be frozen. In Pyongyang’s view this series of events pushed North Korea to the point of no return (Mazarr 2007: 90). However, to Washington Pyongyang’s seemingly irrational all-in bet to seek nuclear prestige while its people starved seemed clear evidence that North Korea was not a regime with which the US could reliably negotiate (Eberstadt 2005; Mazarr 2007: 75; 2007; Moon 2005; Niksch 2003). Although this perspective is understandable, a closer look at some of North Korea’s reasons for its apparently bizarre behaviour reveals that Pyongyang has pursued nuclear proliferation primarily in order to attain security and economic aid.
To understand North Korea’s seemingly irrational actions over the past 20 years, one must first understand what has motivated its attempts to seek a new relationship with the US and redefine itself on the world stage. According to former South Korean President Kim Dae-jung, who won the Nobel Peace Prize for his Sunshine policy, ‘Every one of Pyongyang’s moves has always been politically motivated and strategically calculated. North Korea Chairman Kim thinks only America is capable of providing the military security and large-scale economic aid his country needs’.1 When viewed from this perspective, Pyongyang’s move for nuclear all-in can be seen as a risky but, given its lack of alternative approaches, necessary attempt to win Washington’s attention and force negotiations. After nearly 40 years of diplomatic relations with Moscow and Peking/Beijing, best characterised as ‘muddling-through’ and ‘tightrope dancing’ (Chung 1978; Kun 1967), the DPRK began to recognise the need for new allies. This need became especially urgent when, in 1991, the Soviet Union collapsed and, the following year, South Korea established embassies in both Beijing and Moscow. Perceiving itself as alone at this point and no longer secure in its place within a bipolar system (Eberstadt 1999: 49; French 2005: 197; Kang 1995: 262; Park 1998), Pyongyang’s all-in strategy of playing the nuclear card to gain US recognition can be seen as a strategy it intended to use to extricate itself from dysfunctional alliances, and then to partner with a new big brother, the United States (Gallucci 2006; Harrison 2002: 201; Sigal 2003).
However, contrary to Pyongyang’s expectations, the US folded. According to Sigal (2003), Cummings (2005) and Harrison (2002), it was Washington which failed to follow through, not Pyongyang. Despite having signed the 1994 Agreed Framework with Pyongyang, former President Clinton */ and later
108 Jongwoo Han
President Bush */ followed a policy of engagement that presumed the impending collapse of the North Korean regime. Acting cautiously, North Korea has taken initial steps to adjust to the changing geopolitical realities and revamped its 50-year-old survival strategy by attempting to consolidate its two former allies, China and Russia, into one pole and placing the United States as a geographically distant, less-threatening, hegemon, at the other. Armstrong (2007), for example, has stated that North Korea may be attempting a ‘partner- swap’ in order to survive post-cold war international politics under the protection of a unipolar United States. In retrospect the entire trajectory of nuclear development taken by North Korea since the 1994 crisis invites changed perceptions of the country */ not as a country led by ‘irrational xenophobes with a mindless anti-American hatred’ (Harrison 2002: 197) who are ‘weak’ (Armstrong 2007), ‘unreliable’ (Mazarr 2007), ‘aggressive, offensive, and expansionist’ (Kang 1995) */ but rather as a boxed-in, would-be junior partner who has consistently pursued a carefully choreographed course towards greater political gains and increased economic benefits.
In contrast, US North Korea policy has been characterised by numerous American diplomats and scholars as ‘erratic’ (Moon 2005), ‘zigzag’ (Cha 2002: 80), or as a ‘strategic muddle’ (Mazarr 2007: 76; Noland 1997). Like a poker player who can’t choose whether to call, raise or fold, the US has vacillated between attempts at regime change and bold negotiation. However, when the action was on in October 2002, rather than continue to negotiate, the US opted to raise the stakes. Neo-conservative strategy in general, and President Bush’s characterisation of North Korea as one of the three ‘axes of evil’ in particular, followed by the US’s pre-emptive strikes against Afghanistan and Iraq, clearly signalled Washington’s desire for regime change and its intention simply to wait for the demise of the current North Korean regime (Eberstadt 2005, 2007; Niksch 2003). According to Cummings (2007: 1), Vice President Cheney’s blunt statement, ‘We don’t negotiate with evil; we defeat it’, aptly sums up US strategy at this time.
In early spring 2002, as this strong no-negotiation message was being sent by the Bush administration hardliners, rapprochement advocates within the government simultaneously began to send signals suggesting that Pyongyang would be recognised and receive desperately needed economic aid if it denuclearised and joined the world community (Mazarr 2007: 82). The offer was to be presented by Kelly, but this never happened because of deep divisions within the Bush administration. Instead, Kelly revealed the HEU programme, dramatically raising the stakes (Cummings 2007; Wit et al. 2005: 371, 378).
Cha (2002: 81) characterised this sort of vacillation within US policy as ‘hawk engagement’. Four years later Kissinger (2006), noting the contradictory nature of US policy, advised the Bush administration that ‘focusing on regime change as the road to denuclearisation confuses the issue’ and recommended that it instead engage in diplomacy. The following year Mazarr (2007: 92) similarly criticised US policy towards Pyongyang as misguided, describing it as
North Korea’s diplomacy to engage the United States 109
‘alternately fragmented, bitterly ideological, and impelled by top-down,
instinct-driven mandates’. For most of the Bush administration initial American
policy towards Pyongyang has been based on both poor conceptual strategies
and an inconsistent decision-making process, most recently demonstrated in
Washington’s current shift towards a policy of engagement, as signalled by
actions such as sending the New York Philharmonic Orchestra to Pyongyang in
early 2008 (Wakin 2007). Eberstadt (2007), like others, advocates Washing-
ton’s current ‘no-negotiation-but-wait’ policy and notes that, ironically, ‘the
Bush team [has] embraced the very approach it had once mocked as weak-kneed
and ‘‘Clintonesque’’’.
Strained alliances
If we examine the status of North Korea’s relationships with China and the
former Soviet Union, it becomes clear why Pyongyang is attempting a partner-
swap. For over 40 years, Sino-Soviet harmony and disputes placed Pyongyang
in a vulnerable position as it strove to avoid displeasing either of its
neighbouring communist big brothers, while also taking full advantage of the
alliances to maximise its national interest (Chung 1978: 159; Lee 2000b; Moon
2005). This strained alliance required Kim II Sung to walk a fine line to both
maintain a self-reliant nationalistic platform and avoid alienating either the
Soviet Union or China. North Korea became skilful at aligning itself with one
ally against the other (Simmons 1975: 29), and for years this strategy proved
quite successful as Chung (1978), Lee (2000b) and Moon (2005) argue. Such
skilful managing of complex strategic relationships contradicts the common
view of North Korea’s foreign policy as irrational and inept. North Korea’s
long-term diplomatic acumen enabled it to remain independent while lodged in
the crevice between two powerful communist states. North Korea’s resolve and
careful political calculation, despite rejection by the international community,
continue to this day. In this context, the Korean Juche (self-reliance) ideology
can best be understood as an important survival tool which has allowed
Pyongyang to capitalise on its capacity for skilful manoeuvre in the vortex of
East Asian super powers. This approach has also been applied, though not yet
successfully, in Pyongyang’s dealings with the US. In 2000 President Kim Dae-jung surprised the international community by
announcing that Chairman Kim had revised his policy and now accepted the
benefit of US forces, even in a unified Korea, to balance power in the region.
From this perspective Cummings’ (2005: 502) interpretation of Chairman Kim’s
statement makes sense: North Korean leaders apparently wanted American
troops to stay on the peninsula to deal with shifting international power
relations (especially with regard to a strong Japan and China). In Cummings’
(2005: 508) view, ‘the real reason’ that Pyongyang offered no resistance to a
continued American presence was because, ‘by Kissinger’s time, Pyongyang
110 Jongwoo Han
could not count on full and simultaneous backing from both Beijing and
Moscow’. The recent change in China’s approach towards Pyongyang mirrors that of
North Korea’s earlier view of China. China currently seems to view North
Korea as both a buffer zone and a potential threat. On the one hand, China
recognises North Korea’s strategic value, despite its erratic behaviour at this
point; on the other hand, it considers Pyongyang a liability because of actions
such as Pyongyang’s vote against Beijing’s bid for the 2000 Olympic Games
(Ji 2004: 1�2). As the Sino-South Korea relationship thawed, the then Chinese leader, Deng Xiaoping informed North Korean leader Kim that Beijing intended
to recognise Seoul. In response and retaliation Pyongyang stated that North
Korea would recognise Taiwan. Kim could not carry out his threat for fear that
China would completely suspend its alliance with North Korea. However,
China ended up losing the opportunity to host the Olympic Games in 2000
because of Pyongyang’s support for the alternative site, Sydney (Ha 2007). Just
as Pyongyang’s actions reflect a desire both to act independently and to
maintain normal relations with Beijing, the same is true of China, whose
greatest fear is that a sudden collapse of the North Korean regime will result in
large numbers of refugees crossing its border. Reacting to Pyongyang’s maverick endorsement of Sydney, Beijing wanted to
re-examine its alliance with North Korea, and Pyongyang had to face a direct
challenge from its strongest ally. Ji (2004: 3) even claims that ‘it [China] is
closer to the United States than to the DPRK at this particular moment’.
Eberstadt (1999: 47) has noted that, long before the Six-Party Talks, the
China�North Korea alliance had soured: ‘Pyongyang’s allies had made it clear that they would not aid the DPRK if it were to provoke another crisis on the
Korean Peninsula’. The relationship of the two former allies was damaged
further when, in July 2006, Pyongyang took the aggressive step of testing seven
missiles, including one long-range missile. And the relationship reached its nadir
when, in October 2007, Pyongyang tested its nuclear bomb, notifying Beijing
only 30 minutes before the launch occurred. With the collapse of the former Soviet Union and North Korea’s loss of a
major ally, Pyongyang recognised the need for self-reliance. According to
Cummings (2005: 481):
The DPRK probably decided in 1991, if not earlier, to develop a small state-
deterrent for a country surrounded by powerful enemies, like Israel; to
display enough activity to make possession of a nuclear device plausible to
the outside world, but with no announcement of possession, in order to lessen
the chance that those same enemies [would then] determine to develop
nuclear weapons (e.g., South Korea or Japan) */ in short, to appear to arm itself with an ultimate trump card and keep everyone guessing whether and
when the weapons might become available.
North Korea’s diplomacy to engage the United States 111
What Cummings’ observations reveal about North Korea’s drive for a secret
nuclear development programme is its intention deliberately to arouse the
suspicion of its having nuclear weapons in order to deter rash attacks.
Retaliations and concessions
Since 2000 relations between the US and North Korea can best be described as a
series of aggressive retaliations and subsequent concessions leading towards
normalisation. A critical assessment of Pyongyang’s attempts to normalise
relations with the United States and other major countries around the Korean
Peninsula in the early 2000s challenges hardliners’ general perception that
Pyongyang has little interest in normalisation (Moon 2005; Sigal 2003, 2006).
Although most readers will be familiar with the series of aggressive stances
taken by Washington in 2002, such as the ‘axis of evil’ speech and the
confrontation over North Korea’s HEU programme, what is generally less well
known is that, during the same period, North Korea undertook an unprece-
dented series of positive economic and diplomatic initiatives. Laney and Shaplen
(2003: 17) and Moon (2005) identify several occasions when Pyongyang
instituted economic reforms and initiated high-level contacts and talks with
Washington, Seoul and Tokyo in an attempt to normalise relations. These talks
addressed topics such as railway reconnection, de-mining, participating in the
Asian Games, and setting up special economic zones. From a hardliner’s perspective based on only part of the relevant facts, there
appears to be ample evidence of Pyongyang’s ‘erratic and aggressive’ behaviour
to support the view that the international community should not engage North
Korea at all. Important historical examples of North Korea’s aggressive actions
would undoubtedly include: the 1968 Pueblo seizure, the 1969 downing of the
EC-121, the 1976 Poplar Tree Axe incident, and the 1983 Rangoon bombing.
However, those advocating appeasement, such as Kang (1995: 253) and
Harrison (2002: 197), assert that Pyongyang’s actions in general, and even
some of its terrorist acts, have been rationally calculated attempts to use
‘peripheral actions’ to influence either peace or destabilisation of the area
without threatening the region’s fundamental strategic balance. In Kang’s
(1995: 259) view Pyongyang is ‘well aware of the risks of challenging the
central balance of power’. Kang’s insightful analysis of Pyongyang’s strategy
can help Washington as it interprets North Korea’s attempts to provoke it. Two episodes illustrate Kang’s point particularly well. According to New
York Times contributing writer Peter Maass (2003: 4): ‘At the banquet of the
first North and South Summit in June 2000, [South Korean] Choe Hak-rae, then
publisher of Hankyoreh Shinmun, a newspaper sympathetic to North Korea’,
asked Kim Jong Il why the North Korean government was spending its limited
resources on missiles instead of feeding its starving citizens. The Dear Leader
replied without hesitation: ‘The missiles cannot reach the United States, and
112 Jongwoo Han
if I launch them, the US would fire back thousands of missiles and we would not
survive. I know that very well. But I have to let them know I have missiles. I am making them because only then will the United States talk to me’ (emphasis added).
The second episode, also reported by Maass, involved a card montage
performed for Secretary of State Madeleine Albright during her 1999 visit to
Pyongyang, in which the image of a North Korean missile being launched was
displayed. According to Maass, Kim said to Albright, ‘That was our first missile
launch and our last’. To make sure his message was understood correctly, Kim
Jong Il then turned to President Clinton’s North Korea policy coordinator,
Wendy Sherman, who accompanied Albright, and repeated the statement. His
meaning was clear: the missile programme can be stopped if you offer us a new
relationship. As Sherman later said of the event: ‘This was totally orchestrated,
the cards and turning to us’ (Maass 2003:11). Pyongyang’s vacillating between gestures of courtship and aggression, in
combination with Washington’s fluctuating between hawkish engagement and
gestures of conciliation, constitute a general pattern of retaliations and
concessions. Before most of the major breakthroughs in its relationship with
Washington in recent years, Pyongyang has initiated a series of aggressive acts
and concessions. Even during the Cold War North Korea can be seen to have
offered a series of substantive conciliatory gestures after dangerous and
belligerent actions. These include:
. putting its reactors under the supervision of the International Atomic Energy Agency (IAEA) in 1977 after the Poplar Tree Axe incident;
. initiating three-way talks with South Korea and the United States in 1984 following the Rangoon bombing;
. signing the Basic Agreement with the ROK in 1991 after the withdrawal of nuclear fuel rods from the Yongbyon reactor (Moon 2005).
Efforts by the US to understand North Korea’s ‘erratic behaviour’ will be
productive to the degree that this pattern of ‘one-step-back, two-steps-forward’
is acknowledged. While some suspicion is to be expected during the trust-
building stage of any potential relationship, the heavy fall-out from Pyon-
gyang’s gaining nuclear status and the resulting increase in its direct contact
with the US has allowed a tenuous relationship between the DPKR and its new
would-be ally to take root. The main source of the US’s current suspicion can be directly traced to two
major, nuclear-related crises*/one in 1994 and one in 2006*/which clearly illustrate the general pattern of retaliations and subsequent concessions. In the
first case North Korea, which was on the verge of a major breakthrough in its
nuclear programme in Yongbyon, nonetheless allowed a total of six inspections
by the IAEA from 1992 to 1993. However, in late 1993 Pyongyang withdrew
from the nuclear Non-Proliferation Treaty following a decision by the American
North Korea’s diplomacy to engage the United States 113
and South Korean governments to resume the annual military training exercise
Team Spirit and to re-target nuclear weapons at North Korea. Finally, after
news of successful negotiations with former US President Carter was broadcast
by CNN, Pyongyang withdrew 8000 nuclear fuel rods from the Yongbyon
reactor and signed the Agreed Framework. The second case of retaliation and concession occurred in 2005�06, when the
US froze North Korea’s account at BDA three days before success in the Six-
Party Talks was to be announced (Department of Treasury, 2007). According to
David Asher, then the State Department’s point man on North Korea, the US
decided to freeze the North Korean account to flaunt American dominance of
the global financial network and its ability to ostracise Pyongyang */ and any branches of the Bank of China doing business with it */ from the global financial network (McGlynn 2007; Solomon and King Jr 2007). By mid-
September, following urgent negotiations, the Six-Party Talks had completed a
joint communiqué on denuclearisation. It seemed as if trust building was on the
way. Freezing Pyongyang’s assets had proven even more painful to North Korea
than Washington or Pyongyang could have anticipated, but it worked. On 19
November 2007, some two years after North Korea’s assets at BDA were
frozen, the US and North Korean delegations met in New York to discuss
Pyongyang’s re-entry into the global financial network (Heilprin, 2007). This
sequence of events illustrates how the mechanism of retaliation (e.g. BDA) and
concession (e.g. Six-Party Talks) paved the way towards normalisation through
denuclearisation. A long-range review of this pattern readily leads one to the conclusion that
Pyongyang’s provocative actions have mainly have been intended to reposition
North Korea in negotiations with the United States. In this way the two
countries’ relations over two decades can be seen as essentially paradoxical
because provocations and aggressive gestures of retaliation have repeatedly
seemed to help produce concessions and have increased mutual trust. The following section describes another paradox: the fact that during, and in
spite of, the recent period of nuclear proliferation and hawkish engagement,
civic and academic exchanges between North Korea and the US have continued
to take place.
Pyongyang and Washington: towards a new relationship
It has been only 16 years since Pyongyang and Washington first directly
encountered each other over nuclear and missile programmes. Before this
nuclear issues were divided along cold war lines and settled by either the US or
the Soviet Union. The US first deployed nuclear weapons in South Korea in
1958 (Cumings 2005; Hayes 1991). It took about 30 years for Pyongyang to
declare itself a nuclear power by completing the nuclear reactor at Yongbyon in
1987 and then withdrawing plutonium fuel rods in 1989. During most of this
114 Jongwoo Han
period the international community paid little attention to Pyongyang’s ongoing effort to develop its nuclear capability, even though it had placed its reactors under the regulation of the IAEA as early as 1977 (Cummings 2005; Wit et al. 2004).
However, since the collapse of the bipolar system in 1991, the primary focal issue within discussions of non-proliferation by the international community has been North Korea’s nuclear programme. From the beginning North Korea’s motive behind its programme has not been to be able to attack the United States but rather to arm itself with a nuclear deterrent in order to establish itself as an ‘equal’ partner at the negotiating table and to normalise relations with the United States.
Given North Korea’s location, scholars such as Armstrong (2007), Cummings (2007; 2005), French (2005), Harrison (2002), Hoare and Pares (2005), Mazarr (2007), Sigal (1998a) and Wit et al. (2004), argue that there were sufficient threats from outside to justify Pyongyang’s belief that a nuclear programme was essential to its survival. Joint US�South Korean manoeuvres involving nuclear weapons clearly indicated Washington’s willingness to use them against North Korea, despite its simultaneous effort to ban the use of nuclear weapons in NATO countries (Hayes quoted in Harrison 2002: 198). French (2005: 197) argues that North Korea’s resulting well-founded fear of attack has been the primary reason behind its decision to withdraw from the Non-Proliferation Treaty in 1990 and develop its own nuclear capability.
Since 2003 a gradual but important process of trust building through the Six- Party Talks has replaced the earlier pattern of reciprocal confrontations and concessions described previously. Two countries, almost on the verge of war, instead began to explore the possibility of replacing the armistice with a peace treaty and normal relations (BBC News 2007).
It is notable that, as Sigal (2006: 363) has pointed out, most of the ‘accommodations’ and ‘responses in kind’ regarding nuclear and missile issues have been made by North Korea. Pyongyang’s dogged determination to press for normal relations with the US is reflected not only in its diplomatic actions but also through its recent encouragement of civil exchanges between the two countries. Of particular note in this area are the recent visit to the DPRK by the New York Philharmonic Orchestra and the continuation of an innovative academic exchange programme between North Korea’s Kim Chaek University of Technology (KUT) and the US’s Syracuse University (SU), the first of its kind (Shin et al. 2003; Thorson and Carriere 2007). It is remarkable that, during 2002�2006, through both governments’ encouragement, this exchange pro- gramme has continued, as clearly shown in Figure 1, despite simultaneous serious threats to diplomatic relations caused by the DPRK’s nuclear activities. For instance:
. In October 2002, soon after Washington revealed North Korea’s HEU programme to the world community, the second KUT delegation visited SU.
North Korea’s diplomacy to engage the United States 115
. A month after the outbreak of the Iraq war in March 2003, the KUT delegation visited SU for five weeks.
. In November 2005, just after the freezing of North Korea’s BDA account, Chancellor Hong of KUT visited SU.
The irony of these extremely aggressive, and then surprisingly conciliatory,
gestures is indicative of the many paradoxes in US�North Korea relations as a whole. The SU�KUT academic collaboration reflects both Pyongyang’s desire to advance its information technology infrastructure and Washington’s interest in
gauging Pyongyang’s readiness for international engagement.
Conclusion
Since 1994 Washington’s dilemma with regard to North Korea has been how to
deal with a player which has not only shown a willingness to go all-in with a
nuclear wager but is also known worldwide for its appalling record with regard
to human rights. In the midst of this dilemma the United States seems to have
taken advantage of strained alliances between North Korea and China to adopt
a strategy of using both sticks and carrots (‘hawkish engagement’) to induce
Pyongyang’s concessionary attitude. Despite these advances, the Cold War
continues on the Korean Peninsula */ a fact evidenced by North Korea’s current refusal to provide a complete nuclear declaration. As Harrison (2002: 198) has
astutely pointed out, the seeds of the missile and nuclear programmes in North
Korea were sown in the early 1960s, with the help of the Soviet Union, and the
current turmoil centring on these issues between the DPRK and the US reflects
growing pains that may be necessary to build trust in a new era of relations
between Washington and Pyongyang. Now, as Maass (2003: 12) has pointed out, the real issue is ‘not whether Kim
is crazy enough to amass a nuclear arsenal but whether he is crazy enough to
dispossess himself of his one bargaining chip’ to secure normal relations with
Washington.
SU establishes
research ties with DPRK Mission to
UN First SU team visits DPRK
Six DPRK faculty study at SU for 4 weeks
Six DPRK faculty study at SU for 1
week
Second SU team visits DPRK
Chancellors of KUT and SU dually
endorse importance of collaborations
RSLS meeting held in China
RSLS meeting in China
SU offers ICPC training to DPRK students in Beijing
ICPC finals take place at
Alberta Univ.
Cardiology delegation visits
SU
DPRK Amb. Li visits SU
Six faculty members from DPRK visit SU
April 2008
October 2007
August 2006
December 2005
November 2005
August 2005
June 2004
March 2004
April 2003
June 2002
March 2002
July 2001
May 2001
Figure 1. Chronology of bilateral research collaboration between SU and KUT.
116 Jongwoo Han
The DPRK has now played all its cards and anxiously awaits Washington’s
response to its wager. Washington, for its part, has sometimes appeared
indecisive about what cards it wants to play. Moon (2088: 88), who both
attended the second summit meeting on 2�4 October 2007 as a special delegate and participated in the 2000 summit, claims that:
What prompted [Chairman Kim Jong-il] to venture into a second summit is
his perception of a genuine change in White House policy on North Korea.
Kim seems to have high hopes that denuclearisation can be exchanged for an
end to hostile relations and eventual diplomatic normalisation with the
United States . . . In view of this, much still depends on American policy,
which is why [actions by the US demand] our closest attention.
Given the short history of direct engagement between the US and North Korea,
there will probably be more retaliations and concessions to come. However, one
thing is clear: Washington, like Pyongyang, cannot afford to fold and go back
to the starting point. The current negotiations on normalisation between
Pyongyang and Washington could dramatically transform the power politics of
East Asia. The stakes are enormous. Are we all prepared for a new balance of
power with Pyongyang and Washington as allied forces alligned against a rising
China and a recovering Russia? Or will it be a unified Korean Peninsula that
serves as the primary balancing force among China, Russia, Japan and the
United States? The emerging relationship between North Korea and the United
States will not only shape the new political order in East Asia but will also
greatly influence American national interest in this region. The recent Tibetan uprising against China and gradual changes in China’s
reaction to global forces may hint at how that country will react if North Korea
were to come under the influence of the United States. Such an occurrence
would grant Pyongyang more leverage, with regard to its nuclear programme, in
its dealings with the US, because China would grant Pyongyang more economic
aid and political support in the Six-Party Talks than before. Perhaps
Pyongyang’s all-in for Washington is a two-track strategy to enable it to kill
two birds with one stone. However, to be a truly winning hand, Pyongyang’s
nuclear all-in for Washington and the latter’s move towards normalisation must
also consider the implications of each country’s decisions for Pyongyang’s
former allies, China and Russia, as well as for its other important neighbour,
Japan. Vulnerable China, isolated Japan and distant Russia may comprise a new
status quo that could prevent rapid resolution of the North Korean nuclear issue
or normalisation of relations between Pyongyang and Washington. The global community is about to witness whether a long series of retaliations
and concessions can now reach a finale, ending the last cold war confrontation
and inviting a new form of alliance on the Korean Peninsula involving Pyongyang,
Seoul and Washington, and a reshuffle of the power relationships among all
parties involved, including China. The stakes have global significance. They will
North Korea’s diplomacy to engage the United States 117
define for decades to come the impact of an eventually united Korea on world
economic and political harmony.
Note
1. His comments were made on 11 December 2007 during a meeting with a delegation from
Syracuse University at his residence in Seoul, Korea.
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