Quantitative Research/Social Change and Ethics/Quantitative Business Research The business environment today is constantly changing with changing demands of employees especially the entry level position employees that are costly demanding for more salar
On the Ethics of Management Research: An Exploratory Investigation
Douglas C. Frechtling • Soyoung Boo
Received: 18 July 2011 / Accepted: 20 July 2011 / Published online: 7 August 2011
� Springer Science+Business Media B.V. 2011
Abstract While there is an abundant academic literature
on professional codes of ethics, there appears to be few
devoted to assessing the compliance of management
research with such codes. This article presents the results of
applying the World Association for Public Opinion
Research (WAPOR) Code of Professional Ethics and
Practices to research articles based on probability sample
surveys in the top three academic journals covering tour-
ism, hospitality, and related fields. Four research questions
are posed to focus application of the WAPOR Code to
nearly 200 articles published in three recent years. Content
analysis of these articles, documented by a measure of
intercoder reliability, indicates that it is feasible for mul-
tiple coders to accurately apply the WAPOR Code to such
articles. None of the articles examined complied with all
WAPOR standards, and fewer than half of them complied
with half of the standards. Finally, we find that there is
some difference among the three journals in compliance,
but this difference is relatively small. In sum, there is very
little compliance with ethical standards in the field of
management research studied here.
Keywords Code of ethics � Management research � Content analysis � Research ethics � Sample surveys � Intercoder reliability
Introduction
There is abundance of corporate codes of ethics, and the
published research on them is plentiful (Fennell 2000;
Kaptein and Schwartz 2008; Langlois and Schlegelmilch
1990; Long and Driscoll 2008; Svensson and Wood 2008).
There is also a class of ethical codes developed by pro-
fessional associations to guide their members toward eth-
ical behavior (Christian and Gumbus 2009; Coughlan
2001; Gaumnitz and Lere 2002; Groves et al. 2006; Pater
and Van Gils 2003; Skubik and Stening 2009; Wiley 2000).
Adopting from Pater and Van Gils (2003, p. 765), we
define ‘‘professional codes of ethics’’ as ‘‘written, distinct
and formal documents, issued by professional associations,
that attempt to guide the professional behaviour of their
members.’’ Skubik and Stening (2009) maintain that ‘‘the
most important role of a code is to explain the underlying
professional values and principles’’ to guide association
members (p. 520). They further note that these may be
developed as ‘‘an aspirational guide and education tool for
members’’ (p. 515) and may include ‘‘enforceable stan-
dards’’ (p. 520).
Purpose
Motivated by Coughlan’s (2001) recommendation that
‘‘additional studies are needed that explore the relevance
and effectiveness of existing professional codes’’ (p. 157),
we focus here on the ethical guidance provided for the
conduct of research for management. Chia (2002) distin-
guishes management research as dealing ‘‘fundamentally
with the production and legitimization of the various forms
of knowledge associated with the practices of manage-
ment’’ (p. 1). These practices of management include
D. C. Frechtling (&) � S. Boo Department of Tourism and Hospitality Management,
School of Business, The George Washington University,
2201 G Street, N. W., Suite 301, Washington, DC 20052, USA
e-mail: [email protected]
S. Boo
e-mail: [email protected]
123
J Bus Ethics (2012) 106:149–160
DOI 10.1007/s10551-011-0986-7
human resource management (Wiley 2000), marketing
(Rau and Kane 1999), research, finance, and operations
(Datar et al. 2010). We adopt this definition of management
research in this study.
We choose a specific field of management research and
identify a professional code of ethics that pertains to that
field. We operationalize the standards in the code with
statements that can be applied to articles published in
academic journals to indicate compliance or non-compli-
ance with each. To shed light on the ethics of management
research, we compose four research questions. We then
identify nearly 200 articles published in the top academic
journals in that field (management research) and apply the
professional code to them. Finally, we propose answers to
the research questions and state conclusions about the
ethics of management research.
Background on Management Research Ethics
Relatively little has been published on the ethics of man-
agement research. Rau and Kane (1999) address the ethical
issues that can arise in marketing research. They conclude
that the establishment of ‘‘codes of ethics governing mar-
keting research practice’’ (p. 144) is worthy of consider-
ation. Payne (2000) explores the assumptions, values,
ideologies, and other influences that affect the choice of
business research practice, often at an implicit level. Ryan
(2005) discusses duties of scientific inquiry in the field of
tourism research and concludes that researchers must act
with honesty and integrity while pursuing justice. Perdue
(1991) examines the field of visitor surveys to determine
the economic impact of tourists on a geographic area and
provides a list of potential ethical problems. He suggests
that presenting results from a convenience sample of visi-
tors as being the same as those derived from a probability
sample is unethical behavior.
Chia (2002) observes that management researchers are
‘‘governed by a code of practice established by a com-
munity of scholars’’ (p. 4). While some such codes may be
implicitly understood, others take the form of formal pro-
fessional codes of ethical conduct (Groves et al. 2009;
Korac-Kakabadse et al. 2002).
One such formal professional code applicable to man-
agement research is promulgated by the World Association
for Public Opinion Research (WAPOR) as the WAPOR
Code of Professional Ethics and Practices. WAPOR was
founded in 1947 to ‘‘(a) promote in each country of the
world the right to conduct and publish scientific research
on what the people and its groups think and how this
thinking is influenced by various factors, (b) promote
the knowledge and application of scientific methods in
this objective, (c) assist and promote the development
and publication of public opinion research worldwide,
(d) promote international cooperation and exchange among
academic and commercial researchers, journalists and
political actors, as well as between the representatives of
the different scientific disciplines’’ (World Association for
Public Opinion Research 2010, p. 1).
The WAPOR Code ‘‘defines professional ethics and
practices in the field of public opinion research’’ (p. 1) and
explains that the standards within it are promulgated in
order
• ‘‘to advance the use of science in the field of public opinion research;
• to protect the public from misrepresentation and exploitation in the name of research;
• to maintain confidence that researchers in this field are bound by a set of sound and basic principles’’ (World
Association for Public Opinion Research 2010, p. 1).
The ‘‘instrument of public opinion’’ referred to here is
the scientific opinion poll defined by three characteristics:
1. Designed to measure the views of a specific group of
humans;
2. Respondents are chosen according to explicit criteria
in order to ensure representation of the group;
3. Survey questions are ‘‘worded in a balanced way’’
(ESOMAR 2008, p. 5).
Scientific opinion polls, also called probability sample
surveys, gather information for dealing with a number of
management issues, such as market segmentation, cus-
tomer satisfaction, and product planning (Groves et al.
2009).
Structure of the WAPOR Code
The WAPOR Code of Professional Ethics and Practices
‘‘prescribes principles of ethical practices for the guidance
of its members, and a framework of professional standards
that should be acceptable to users of research and to the
public at large’’ (World Association for Public Opinion
Research 2010, p. 1). Employing the classification scheme
proposed by Gaumnitz and Lere (2004), the WAPOR Code
contains 44 statements in five thematic areas:
1. Responsibilities of Researchers;
2. Responsibilities of Sponsor;
3. Rules of Practice Regarding Reports and Survey
Results (i.e., disclosure of methods);
4. Responsibility to Informants;
5. Practice between Researchers.
In Gaumnitz/Lere terms, the WAPOR Code is a hori-
zontal five-statement code. Its shape is 12, 5, 15, 7, 5,
disclosure, responsibilities of researchers. In terms of tone,
150 D. C. Frechtling, S. Boo
123
it is overwhelmingly positive (‘‘thou shalt’’ = 35 state-
ments) rather than negative (‘‘thou shalt not’’ = 9 state-
ments). Finally, it appears to be aspirational rather than
legal since the words ‘‘enforceable’’ do not appear and no
mechanism is stated for reporting and investigating alleged
violations (in contrast to Skubik and Stening 2009 and
Academy of Management, n.d., p. 6).
WAPOR Code Article II, section C, specifies 14 ‘‘Rules
of Practice Regarding Reports and Survey Results,’’ stat-
ing, ‘‘Every complete report on a survey should contain an
adequate explanation of the following relevant points’’
(p. 3). These points are listed verbatim in Table 1.
The WAPOR Code specifies the ethical obligations of
survey researchers toward the public, including their cli-
ents. This appears to be congruent with one of the ‘‘two
broad aspects of ethical practice especially relevant for
survey research’’ that academic and professional survey
researchers recognize (Groves et al. 2009, p. 371). The
other aspect of ethical practice required from survey
researchers—procedures directly affecting survey respon-
dents—is not addressed here. Researchers’ ethical obliga-
tions to respondents are often embodied in law
(Institutional Review Boards and other procedures) and
deal with minimizing potential harm to respondents and
maximizing benefits to them, including respect for persons
and informed consent of respondents before their
participation.
Groves et al. (2009) maintain that a broad aspect of
ethical practice in survey research regards general stan-
dards of scientific conduct. These standards include fol-
lowing procedures that yield valid conclusions, as well as
avoiding ‘‘plagiarism, falsification or fabrication in pro-
posing, performing, reviewing research or on reporting
research results’’ (p. 372). This area of ethical survey
practice also requires disclosure of certain information
about a survey and its conduct when the findings are
publicly released.
The overall objective of this ethical practice is to
encourage transparency in survey research, that is, com-
plete disclosure of survey methods. This objective derives
from what biologist Glass (1965) calls ‘‘the ought of sci-
ence’’: ‘‘a full and true report is the hallmark of the sci-
entist, a report as accurate and faithful as he can make it in
every detail. The process of verification depends upon the
ability of another scientist who wishes to repeat a proce-
dure and to confirm an observation’’ (p. 83). It is note-
worthy that the Academy of Management Code of Ethics
‘‘Professional Principles’’ for research and publications
state similar objectives (Academy of Management, n.d.,
p. 4). Moreover, Michalos (1991, p. 416), in a different
context, proposes eight characteristics that publishers of
results of public opinion polls of the electorate during
election campaigns should provide so as ‘‘to maintain and
even increase the benefits of public opinion polling while
significantly reducing the costs.’’
To provide a focus for our research, and to build upon
the knowledge of a distinct field of management that we
have acquired, we focus on sample surveys as management
research in tourism, hospitality, recreation, and related
fields. We investigate compliance with the WAPOR rules
of a set of articles published in specific academic journals
in these fields in recent years. We do so by defining
Research Questions that indicate compliance with the
WAPOR rules and applying them to the set of articles
through content. After careful consideration of the con-
sensus of the content coders, we determine whether and
how the articles comply with the WAPOR principles. We
draw conclusions from these findings and recommend
approaches that can improve the compliance of manage-
ment research articles and reports with ethical principles.
‘‘Compliance’’ relating to codes of ethics includes
auditing, verification, and enforceability (Kolk and van
Table 1 WAPOR Rules of Practice Regarding Reports and Survey Results
Every complete report on a survey should contain an adequate
explanation of the following relevant points:
For whom the survey was conducted and by whom it was carried
out
The purpose of the study
The universe or population to which the results of the survey are
projected
The method by which the sample was selected, including both
the type of sample (probability, quota, etc.) and the specific
procedures by which it was selected
Steps taken to ensure that the sample design would actually be
carried out
The degree of success in actually carrying out the design,
including the rate
Of non-response and a comparison of the size and characteristics
of the actual and anticipated samples
A full description of the estimating procedure used for all results
that are reported, including the sample size on which it was
based and weighting procedures used to adjust raw data
A full description of the method employed in the survey
The time at which the survey, if any, was done, and the time span
covered in collecting data
The findings obtained
(Where the nature and the research demands it) the
characteristics of those employed as interviewers and coders
and the methods of their training and supervision
A copy of the interview schedule or questionnaire and
instructions
Which results are based on parts of the sample, rather than the
whole sample
A description of the precision of the findings, including,
if applicable, estimates of sampling error
Source World Association for Public Opinion Research (2010)
On the Ethics of Management Research 151
123
Tulder 2002; referenced in Fennell and Malloy 2007,
p. 77). Examples of effective compliance factors in the
published literature are unavailable, according to these
authors. However, as at least one concrete example of
compliance procedures in a professional code, we note The
Academy of Management Code of Ethics includes a set of
‘‘Technical Standards [that] set forth enforceable rules of
conduct for AOM members’’ (Academy of Management,
n.d., p. 1).
To be effective, codes of conduct require explicit
investigations of compliance and identification of instances
of non-compliance, defined as behavior that does not
conform to the prescriptions in a code of ethics (Fennell
and Malloy 2007, p. 15). Wiley (2000) maintains that
without an enforcement mechanism, professional codes
degenerate into public relations tools.
Research Questions
We do not believe there is enough ‘‘conceptual develop-
ment and concomitant empirical support’’ to justify pre-
senting formal hypotheses here (Somers 2001, p. 187).
Rather, we propose several Research Questions relating to
published survey research for management examined here.
Our findings regarding these Questions may lead to formal
hypotheses that may be tested in later research.
Research Question 1: Is it practicable to determine
compliance of published management research sur-
vey articles with WAPOR rules with an acceptable
degree of reliability? This question addresses Com-
pliance Assessment Feasibility: can coders with little
coding experience consistently apply the rules to
published journal articles? If there is little agreement
among coders as to whether individual articles com-
ply with individual standards, then there is little point
in trying to apply the WAPOR standards to the
published articles on probability sample surveys. On
the other hand, if coders evidence a high level of
agreement, then we can conclude it is practicable to
apply the WAPOR standards to published articles to
ascertain compliance with ethical standards for
management research.
Research Question 2: Do a majority of these articles
comply with most of the WAPOR rules? This
addresses General Compliance of authors of man-
agement research articles with the WAPOR stan-
dards. If we find that most articles comply with most
of the WAPOR standards, then we can fairly affirm
that management research is ethical. On the other
hand, if most of the articles fail to comply with most
of the principles, then we can fairly deduce that
management research is not ethical.
Research Question 3: Are most of the WAPOR rules
widely observed in the articles while a few are not?
This question addresses Specific Compliance with the
WAPOR rules. If we find there are several principles
that are widely ignored in published management
research, but that many of the others are generally
observed, then we can conclude that non-compliance
is limited to a few specific standards. We could then
conclude that while management research is ethical
in general, there are a few areas of research ethics,
which need to be observed for management research
to completely comply with ethical standards for
management sample survey research. Conversely, we
might find that most of the standards are widely
ignored, while only a few are generally followed,
suggesting that management research is ethical only
with regard to a few rules.
Research Question 4: Does the degree of compliance
with the WAPOR Code differ significantly among the
journals providing the articles? This last question
addresses Publication Compliance. How it is
answered indicates how widely management research
ethics is observed among the journals. If we find that
only one journal is the source of a majority of the
non-compliance, then we cannot fairly conclude that
management research is unethical, only that lack of
compliance is centered in one source. The other
journals can then be labeled sources of ethical man-
agement research.
Method
Content Analysis
Content analysis is a method of codifying the content of a
selection of writing into various categories depending on
specified criteria (Weber 1990). Holsti (1969) offers a
broad definition of content analysis as any technique for
making inferences by objectively and systematically
identifying specified characteristics of messages. Although
the term ‘‘content analysis’’ was first used in the field of
communication, the practice of such methodology has been
widely employed in exploratory research, theory develop-
ment, hypothesis testing and applied research (Smith
2000).
Krippendorff (2004) viewed content analysis as a
research technique for making replicable and valid infer-
ences from data according to their context. Content anal-
ysis entails a systematic recording of a body of units,
images, and symbolic matter, though not necessarily from
the author’s perspective. The overall goal of content
152 D. C. Frechtling, S. Boo
123
analysis is to identify and record relatively objective
characteristics of messages (Stemler 2001). Tucker et al.
(1999) and Gaumnitz and Lere (2002) apply this technique
to the analysis of professional codes of U.S. associations.
Hayes and Krippendorff (2007) maintain that generating
data may take the form of judgments of kind (in which
category the unit belongs), of magnitude (how prominent
an attribute is within a unit), or of frequency (how often
something occurs). We apply content analysis for the third
purpose in this article.
In general, manifest content analysis (i.e., surface ele-
ments that are physically present) and latent content anal-
ysis (i.e., coders’ subjective interpretations) are the two
distinguishable areas central in the application of content
analysis. Initially, content analysis dealt with quantitative
descriptions of the manifest content of communications
(Krippendorff 2004). Its application has been later expan-
ded to include the study of latent content analysis for
quantitative measures in various fields including tourism
management (Choi et al. 2007; Malloy and Fennell 1998;
Murphy 2001; Pan et al. 2007) and business ethics
(Gaumnitz and Lere 2002; Stohl et al. 2009).
Latent content analysis is subjective and complex
because the coders’ own mental schema intervene (Potter
and Levine-Donnerstein 1999). Owing to this potential
difficulty, a more systematic coding scheme may be
required. On the other hand, manifest content analysis is
simple and direct, and can provide more objective infor-
mation. Inferences about latent meanings of messages are
therefore permitted (Holsti 1969). As recommended by
Holsti (1969), our study employs blended manifest and
latent content analysis and relies on observers’ judgments
regarding interpretation of textual matter (Hayes and
Krippendorff 2007) to achieve our purposes.
Intercoder Reliability
‘‘Intercoder reliability’’ is the term widely used for the
extent to which independent coders evaluating a charac-
teristic of a message reach the same conclusion (Kolbe and
Burnett 1991). Neuendorf (2002) suggests that when
human coders are used in content analysis, intercoder
reliability quantifies the amount of agreement among two
or more coders. Although intercoder reliability is often
perceived as a standard measure of research quality (Kolbe
and Burnett 1991), researchers have noted that most arti-
cles using content analysis do not provide information on
intercoder reliability clearly or in significant detail (Riffe
and Freitag 1997).
Nevertheless, researchers have emphasized the impor-
tance of measuring intercoder reliability in content analy-
sis. For example, Neuendorf (2002) notes that content
analysis exercises are useless without a measure of
reliability. Tinsley and Weiss (2000) discuss the necessity
of intercoder agreement in content analysis, concluding
that interpretations of the data cannot be considered valid
without a measure of consistency. Kolbe and Burnett
(1991) also emphasize the importance of measuring inter-
coder reliability, indicating high levels of disagreement
among judges suggest weaknesses in the method. Overall,
intercoder reliability is considered as a critical component
of content analysis, and the key to reliability is the agree-
ment of the opinions found among independent observers
(Hayes and Krippendorff 2007).
Although a number of measures of intercoder reliability
have been proposed, there seems to be no universally
agreed-upon single measure (Hayes and Krippendorff
2007; Holsti 1969; Lombard et al. 2002). Instead, it appears
that researchers select an index of intercoder reliability
based on research assumptions and the characteristics of
the data (e.g., the level of measurement of each variable).
Among the various indices of intercoder reliability pro-
posed by researchers, we choose to employ Cohen’s (1960)
kappa to provide the measure of agreement among coders
in a content analysis.
One widely used method of the agreement between the
pairs of observations is the simple percentage of agreement
(Stohl et al. 2009). However, such percentages do not take
into account the likelihood of chance agreement between
coders that we would expect even if the two observations
were unrelated (Grayson and Rust 2001). Cohen (1960)
offered kappa to correct for such chance agreement by
comparing the observed proportional agreement of two
coders to the amount of agreement that would be expected
entirely by chance. We employ Cohen’s kappa in this
article to indicate the amount by which the observed in-
tercoder agreement exceeds the agreement which could be
expected by chance alone, divided by the maximum that
this difference could be. Specifically,
k ¼ pa � pcð Þ 1 � pcð Þ
where k is Cohen’s kappa, pa is the proportion of agreed on
judgments, and pc is the proportion of agreement one
would expect by chance.
Although Cohen’s kappa has drawbacks, it is considered
to be one of the most reliable and useful measures of in-
tercoder reliability by researchers (Lombard et al. 2002;
Neuendorf 2002). Kappa is generally used only for mea-
suring intercoder reliability for nominal level variables
(Lombard et al. 2002). We have chosen to use Cohen’s
kappa as a measure of agreement because the content to
which coding was applied consists of nominally scaled
variables (i.e., compliance or non-compliance with the
WAPOR standards, or non-applicability) and it is designed
to measure the agreement of a pairing of coders. Kappa
On the Ethics of Management Research 153
123
coefficients for this study were calculated using the Sta-
tistical Package for the Social Sciences (SPSS).
Coding Categories
Creating categories is a core feature of content analysis.
Categories may be thought of as compartments into which
content units are placed. Holsti (1969) states that the def-
inition of categories requires that they actually represent
the elements of the investigator’s study, so that items rel-
evant to the study can be classified. Well-specified decision
categories in conjunction with well-specified decision rules
will produce fewer discrepancies, even when used by rel-
atively inexperienced coders (Krippendorff 2004).
Our intent is to apply the auditing function in compli-
ance, ‘‘the assessment of performance against [a] goal or
other stated criteria’’ (Fennell and Malloy 2007, p. 84).
Through content analysis, we apply the ‘‘Rules of Practice
Regarding Reports and Survey Results’’ from the WAPOR
‘‘Code of Professional Ethics and Practices’’ (World
Association for Public Opinion Research 2010) to identify
compliance and non-compliance of specific articles pub-
lished in the top three academic journals in the fields
related to tourism and hospitality. Table 2 shows how
Table 2 WAPOR ‘‘Rules of Practice Regarding Reports and Survey Results’’ and criteria for coders
Coding categories from WAPOR ‘‘Rules of Practice Regarding
Reports and Survey Results’’: reports must state
Criteria for coders
(a) For whom the survey was conducted and by whom it was carried
out
(a.1) Compliance = names of those who carried out the survey
are stated
(a.2) Non-compliance = states that the survey was conducted for
or funded by an unidentified sponsor or client; otherwise Not
Applicable
(b) The purpose of the study (b) Compliance = purpose and/or objectives are stated
(c) The universe or population to which the results of the survey are
projected
(c) Compliance = target population is defined
(d) The method by which the sample was selected, including both
the type of sample (probability, quota, etc.) and the specific
procedures by which it was selected
(d.1.) Compliance = sampling frame is specified
(d.2.) Compliance = how sample was selected from the
population is stated
(e) Steps taken to ensure that the sample design would actually be
carried out
(e) Not applied because this statement is an intent prior to survey
conduct that is better expressed by (f) below
(f) The degree of success in actually carrying out the design,
including the rate of non-response and a comparison of the size and
characteristics of the actual and anticipated samples
(f.1.) Non-compliance = statement is made that conduct of the
survey differed from the survey plan without explanation of
differences
(f.2.) Compliance = final response rate is stated or both the
initial sample size and the effective sample size are reported,
allowing response rate to be computed
(g) A full description of the estimating procedure used for all results
that are reported, including the sample size on which it was based
and weighting procedures used to adjust raw data
(g) Non-compliance = statement is made that responses were
weighted prior to analysis but weighting procedures are not
explained
(h) A full description of the method employed in the survey (h) Not applied because items d, f, g, and i are considered to
comprise this method
(i) The time at which the survey, if any, was done, and the time span
covered in collecting data
(i) Compliance = when respondents were first contacted and
when researchers ceased collecting data from them are specified
(j) The findings obtained (j) Compliance = one or more tables, charts OR graphs of the
results is/are presented, OR the text reports salient findings
(k) (Where the nature and the research demands it) the
characteristics of those employed as interviewers and coders and the
methods of their training and supervision
(k) Compliance = survey conducted face-to-face or by telephone
AND the interviewers are identified and how they were trained is
stated; otherwise Not Applicable
(l) A copy of the interview schedule or questionnaire and
instructions
(l) Compliance = Invitation and verbatim questions are stated
OR data collection instrument is presented OR a web URL is
presented where this instrument can be reviewed
(m) Which results are based on parts of the sample, rather than the
whole sample
(m) Not applied due to difficulty finding this in a survey article
that highlights results
(n) A description of the precision of the findings, including, if
applicable, estimates of sampling error
(n) Compliance = sampling error for at least one significant
question is stated
Sources World Association for Public Opinion Research (2010), and authors
154 D. C. Frechtling, S. Boo
123
eleven of the 14 rules were defined for application to
journal articles presenting survey results in our chosen
field. Two of the rules (e and h in Table 2) were not applied
as they were deemed covered by other rules. One of the
rules (m) was not applied because of the difficulty of
determining if results reported were ‘‘based on parts of the
sample, rather than the whole sample.’’ Unless an author
explicitly states that results analyzed were based only on
part of the entire sample, we would not know this. Hence,
compliance with this standard can never be disproved.
For most rules in Table 2, the criterion of compliance can
be clearly stated and, if not met by the journal article, then
non-compliance is recorded for that rule. In other words, for
most rules there are only two possible, mutually exclusive
states: compliance or non-compliance. In three cases (rules
a.2., f.1. and g.), the criterion is only applicable under certain
conditions. If the condition for such a criterion is met in a
study, then compliance or non-compliance can be deter-
mined. Otherwise, such assessment cannot be made.
Therefore, three states are defined for these three specific
rules: compliance, non-compliance (i.e., information is
provided indicating the rule does apply, but the requirements
of the rule are not satisfied) and not applicable because the
required condition is not met and compliance or non-com-
pliance cannot be determined. Finally, the reader should
note that rules (a), (d), and (f) actually contain two criteria
each that can be applied to the articles. Consequently, we
have defined 14 criteria from the 14 WAPOR rules for
application here.
Data Collection
There are more than 80 English language academic journals
devoted to tourism, hospitality, and related fields, including
recreation, sport management, meeting management, and
event management (Frechtling 2010). Despite the large
number of journals covering these fields, there has been
considerable agreement about the three leading English-
language tourism and hospitality journals over the years
among academics (Howey et al. 1999; Marketing in Asia
Group 2009; McKercher et al. 2006; Pechlaner et al. 2004)
and practitioners (Frechtling 2004). These three journals are
the Annals of Tourism Research, Journal of Travel Research,
and Tourism Management. All these three journals employ
double-blind peer review processes. All three have been
published continuously for more than 30 years. Two of them
are published in the United States, while Tourism Manage-
ment is published in the United Kingdom. We think it is fair
to conclude that these three journals provide a reasonably
representative sample of probability sample survey research
articles published in all journals covering tourism, hospital-
ity, and related fields, and may even demand higher standards
for publishing research than the other journals in the field.
In this study, we consider only full research articles
published in these three journals from 2007 through 2009.
Editorials, research notes, and book reviews are excluded
from this analysis. Between 2007 and 2009 inclusive,
Annals of Tourism Research published a total of 126 full
research articles, and Journal of Travel Research published
123. On the other hand, Tourism Management published
284 full research articles during this period, more than the
number of research articles published by the other two
journals combined.
The articles examined in this study were obtained
through complete enumeration. All the 533 articles pub-
lished by the three selected journals during 2007–2009
were read independently by three coders to identify those
articles that presented research using a probability sample
survey methodology. Of the 533 articles, 200 (36% of the
total) were found to use a probability sample survey
methodology. Among these, 13 were found to address non-
management issues, such as student satisfaction, curricu-
lum design, and sociological issues. These were deleted
from our population, as being not part of management
research. The final sample of management-related articles
employing probability sample surveys consists of 187
articles published in the Annals of Tourism Research
(n = 36), Journal of Travel Research (n = 54), and
Tourism Management (n = 97) from 2007 through 2009.
Coding Procedures
Two graduate students plus one author of the current study
applied the coding process to the 187 articles. The two
graduate students had completed a graduate course on
probability sample survey research, but had little prior
coding experience in content analysis. Since previous
studies stress the importance of coder training (Holsti
1969; Krippendorff 2004; Lombard et al. 2002; Neuendorf
2002), the authors conducted specific training sessions for
the student coders. This training session familiarized all
coders with the purpose of this research and the content to
be coded, as well as coding procedures and their applica-
tion. This training included practice coding of a small
number of articles not selected for this study. Each coder
read all the articles and coded each according to the rules in
Table 2 independently and without consultation from
March 15 to April 30, 2010.
Results
Main Findings
Table 3 arrays the WAPOR Rules of Practice in descend-
ing order of percentage of compliance found in the articles.
On the Ethics of Management Research 155
123
All of the 187 articles analyzed in this study complied with
specifying who carried out the survey (rule a.1), the pur-
pose of the study (rule b), and the survey findings (rule j).
Three of the rules were not applicable to any of these
articles (a.2, g, and f.1), leaving eleven criteria as being
applicable to the articles.
Overall, the content analysis results demonstrate that the
articles reviewed comply universally with some criteria
regarding study description and findings, while few comply
with sampling- and survey-related standards. More than
three-quarters of the articles specified the target population
and sampling frame. About three-fifths of the articles
specified the response rate and time period the survey was
conducted. At the extreme non-compliance end of the
scale, only about one in ten of the articles presented esti-
mates of sampling error or presented the data collection
instrument questions and instructions.
Results for the Research Questions
Research Question 1: Is it practicable to determine com-
pliance of published management research survey articles
with WAPOR rules at an acceptable degree of reliability
(addresses Compliance Assessment Feasibility)? In order
to address this question, we examine Cohen’s kappa mea-
sures of intercoder reliability for applying the 14 criteria to
the 187 articles by the three coders.
Table 4 displays the kappa measures among the three
coders for each of the WAPOR standards. While there is no
objective standard indicating acceptable levels of inter-
coder agreement for Cohen’s kappa, Landis and Koch
(1977) suggest that values greater than 0.75 indicate
excellent agreement, while values between 0.40 and 0.75
indicate fair-to-good agreement.
As shown in Table 4, Cohen’s kappas for the coder A–
coder B pair were higher than those of other pairs
Table 3 Compliance and non-compliance of journal articles with WAPOR Rules of Practice Regarding Reports and Survey Results,
2006–2009
Coding criteria from ‘‘Rules
of Practice Regarding
Reports and Survey
Results’’
Compliance Non-
compliance
Not
applicable
a.1. States who carried out
the survey
100% 0% –
b. Purpose of the study is
specified
100 0 –
j. Findings obtained are
shown
100 0 –
a.2. Sponsor or client
indicated but not identified
– – 100%
g. Weighting procedures to
adjust raw data explained
– – 100
f.1. Survey conduct differs
from survey plan
– – 100
c. Target population is
specified
87 13 –
d.1. Sampling frame is
defined
75 25 –
f.2. Response rate or initial
and effective sample sizes
is presented
66 34 –
i. Time period of the survey
is stated
61 39 –
d.2. Sampling selection
method is identified
45 56 –
k. Interviewer
characteristics, training,
and supervision are
presented
39* 61* 59
n. Estimates of sampling
error are presented
16 85 –
l. Copy of the data
collection instrument and
instructions are presented
or web source provided
12 88 –
Sources Table 1 and authors
* Proportions based on articles where this rule is applicable
Table 4 Intercoder reliability in assessing compliance and non- compliance of journal articles to WAPOR Rules of Practice
Regarding Reports and Survey Results, 2006–2009
Coding criteria from
‘‘Rules of Practice Regarding
Reports and Survey Results’’
Cohen’s kappa between
coders
A and
B
A and
C
B and
C
a.1. States who carried out the survey 1.00 1.00 1.00
b. Purpose of the study is specified 1.00 1.00 1.00
j. Findings obtained are shown 1.00 1.00 1.00
a.2. Sponsor or client indicated but not
identified
1.00 1.00 1.00
g. Weighting procedures to adjust
raw data explained
1.00 1.00 1.00
f.1. Survey conduct differs from survey plan 1.00 1.00 1.00
c. Target population is specified 0.604 0.823 0.454
d.1. Sampling frame is defined 0.817 0.602 0.532
f.2. Response rate or initial
and effective sample sizes is presented
0.862 0.632 0.749
i. Time period of the survey is stated 0.955 0.865 0.821
d.2. Sampling selection method is identified 0.794 0.645 0.460
k. Interviewer characteristics, training,
and supervision are presented
0.788 0.775 0.773
n. Estimates of sampling error are presented 0.890 0.743 0.709
l. Copy of the data collection
instrument and instructions
are presented or web
source provided
0.786 0.841 0.637
156 D. C. Frechtling, S. Boo
123
(i.e., coder A–coder C, or coder B–coder C). Table 4
indicates that for the 42 possible kappas, 73% exceeded
0.75, the threshold for excellent agreement. The other 37%
of the kappa scores all exceeded 0.40, placing in the fair to
good agreement range. Therefore, we conclude that this
study indicates that the answer to Research Question 1 is
yes, it is practicable to determine compliance of published
management research survey articles with WAPOR rules to
an acceptable degree of reliability.
Before discussing the results regarding Research Ques-
tions 2, 3, and 4, we note that wherever intercoder dis-
agreement was found in this study regarding a particular
WAPOR criteria in a particular journal article, we jointly
examined the disagreement and jointly settled on a single
code for the instance. Therefore, the following discussion
covers all the 187 articles assessed on all the 14 WAPOR
criteria without disagreement.
Research Question 2: Do a majority of these articles
address all of the WAPOR rules (addresses General
Compliance)? None of the 187 articles examined adhered
to all the eleven of the WAPOR standards examined here,
indicating there is no General Compliance with the
WAPOR standards in this population. Therefore, the
answer to Research Question 2 is an unconditional nega-
tive. Indeed, there is no evidence that the authors or journal
editors have any familiarity with WAPOR’s rules or any
set of standards regarding presentation of probability
sample survey methodologies.
Research Question 3: Are there some WAPOR rules that
are widely observed in the articles while others are not
(addresses Specific Compliance)? As indicated in Table 4,
all the 187 probability sample survey articles analyzed
observed three of the WAPOR rules: who carried out the
survey, the purpose of the survey, and presentation of
findings. Eighty-seven percent defined the target popula-
tion. Failure to do so prevents generalization of the survey
findings to a known population. Three-quarters of the
articles defined the sampling frame, the list of all members
of the survey population, or rules for simulating such a list.
Definition of the sampling frame is essential for assessing
survey coverage error, that is, to what extent, members of
the target population were excluded from being selected for
the survey (Dillman et al. 2009).
Nearly two-thirds of the articles reported response rates
or the information necessary to compute response rates, or
designated the time period of the survey. A low response
rate suggests the presence of nonresponse bias in survey
results (Groves et al. 2009). Almost as many articles
reported the time period the survey was carried out.
Nearly one half of the studies reported the sample
selection method for the survey. A minority of articles
reported interviewer characteristics and training or repor-
ted estimates of sampling error. Sampling error indicates
the precision of the survey results in describing the target
population (Dillman et al. 2009). Without this informa-
tion, survey precision cannot be assessed. Only one in
eight articles displayed the data collection instrument or
provided an address where it could be examined. While
not all the journals may be able to devote space to pre-
senting data collection instruments, some do (Byrd et al.
2009). As an alternative, when space is unavailable, an
article may report the URL for a website displaying the
instrument.
In sum, we note that there is a substantial degree of
Specific Compliance for five of the WAPOR rules but less
than two-thirds compliance with six of them. We find that
the answer to Research Question 2 is yes, there is a sub-
stantial variety of compliance among the WAPOR rules.
Some are widely recognized and reported, while others
appear unknown among the majority of authors.
Research Question 4: Does the degree of compliance
differ significantly among the three journals (addresses
Publication Compliance)? To examine differences in
compliance across the journals, chi-square tests were
conducted. The chi-square test is useful for determining if
there is a statistical difference between groups of nominal
variables (Easterby-Smith et al. 2002). The critical level of
statistical significance was set at 0.05, and the statistical
test was two-tailed. This test found significant differences
for only three out of the 14 rules:
• d.2. Sampling selection method is identified (v2 = 6.729, df = 2, p \ .05);
• i. Time period of the survey is stated (v2 = 6.216, df = 2, p \ .05);
• n. Estimates of sampling error are presented (v2 = 18.470, df = 2, p \ .0001).
Among the three rules, ‘‘Estimates of sampling error are
presented’’ shows the largest difference in compliance
across the three journals. In each case Annals of Tourism
Research showed a significantly higher degree of compli-
ance than Journal of Travel Research or Tourism Man-
agement. Between the latter two, the Journal of Travel
Research shows compliance statistically greater than
Tourism Management on two of these three, while falling
behind Tourism Management on one.
We conclude that this study answers Research Question
4 with a qualified affirmative. There is weak evidence that
Annals of Tourism Research shows significantly higher
compliance in applying the WAPOR rules, but only for
three of the 11 criteria applied. From our studies, we cannot
conclude that this difference is because of to a conscious
policy on the part of the editors of that journal. Rather, this
difference may be due to randomness in the amount of
survey information authors chose to submit with their
articles in our sample.
On the Ethics of Management Research 157
123
Discussion and Conclusions
This study attempts to shed light on a research topic in
business ethics that has received relatively little attention: is
management research ethical? We focused on a particular
type of management research: articles based on probability
sample surveys published in the three top peer-reviewed
journals in tourism and hospitality fields. We investigated
compliance with a specific professional code of ethics,
another area lacking significant research attention.
In order to focus our analysis, we examined four
Research Questions. We concluded that journal articles’
compliance with specific ethical standards for management
research employing probability sample surveys can be
ascertained through content analysis by two or more coders
(Research Question 1). We further found that a majority of
these articles do not comply with relevant ethical standards
(Research Question 2). Indeed, very few of the standards
are addressed in even a minority of the articles (Research
Question 3). Finally, we found this lack of compliance with
ethical standards characterizes all the three journals serving
as sources of the articles (Research Question 4).
Overall, we conclude that published research for the
distinct area that we have investigated, tourism manage-
ment research utilizing probability sample surveys, is not
ethical. This finding applies to both the authors and the
editors of the journals examined. Both groups need to seek
out ethical standards such as the WAPOR Code and ensure
that their published studies abide by them.
However, our findings have another implication, as well.
The WAPOR Code of Professional Ethics and Practice is
not effective in securing compliance with standards of
ethical practice in at least one area of management
research. While it states, ‘‘Adherence to this code is
deemed necessary to maintaining confidence that
researchers in this field are bound by a set of sound and
basic principles,’’ (World Association of Public Opinion
Researchers, n.d., p. 1), this code incorporates no
enforcement mechanism. This might be as simple as an
annual report of compliance in various fields such as we
have done here for a branch of management research, or
aggressive condemnation of noncompliance as practiced by
the American Association for Public Opinion Research
(Bohannon 2009).
This study of the ethics of management research has a
number of limitations. It focused on articles published in
academic journals, while there are other significant outlets
for management research, such as books, reports, and
postings on internet websites. It examined only articles
based on probability sample surveys. Management research
also employs qualitative research techniques, such as
convenience sample surveys, focus group interviews,
content analysis, and participant observation (Easterby-
Smith et al. 2002), which were not examined in this study.
In addition, this study examined articles published in
three academic journals focused on tourism, hospitality,
and related fields. There are many other journals on other
subject areas, which publish management research. The
study period was limited to 2007–2009, leaving other
periods unexplored. Finally, the study applied a single code
of ethics when there might be others that could be applied
equally as well. Indeed, there may be ways of judging the
ethics of management research other than applying pro-
fessional codes.
These limitations suggest fruitful areas of further
research. Focusing on the probability sample survey
methodology, are there any among the 80 journals now
published in tourism, hospitality, and related fields , which
do conform to the WAPOR Code or other similar code? If
so, how instructive can their review procedures be for other
journals in these fields? How well do studies in manage-
ment fields outside of tourism, hospitality, and related
fields comply? Looking forward, will the journals singled
out for analysis in this study require higher standards of
compliance with the WAPOR standards in the future? If so,
what costs and benefits can be discerned and documented
for researchers and research users? In a broader context,
what are the ethical standards for management research
methodologies other than probability sample surveys? How
do such management studies comply with these standards?
What can be done to encourage compliance with published
ethical standards for management research? Addressing
these and other pertinent research topics can enhance our
overall understanding of the degree of ethical compliance
in management research and suggest improvements.
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