Topic: Evidence in support of or not in support of botulinum toxin combined with casting to improve upper extremity function in children with cerebral palsy. Construct a powerpoint presentation of the the two articles that you have selected. Be sure to a
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cause of the high prevalence of CP (1- 2 in 1000 in developed countries)4,5
and conservative nature of the treat- ment. It is postulated that by decreas- ing spasticity, there will be improved control of movement patterns, stretch- ing and increased excursion of short- ened muscles, improved posture, and
secondary strengthening of antagonis- tic muscles. By implication, these changes should be associated with im- proved motor function. Most studies to date have focused on the use of BTA injections into the lower extremity gas- trocnemius muscle and have demon- strated a temporary reduction in spas- ticity, temporary improvement in gait, and improved range of motion.6-9 Min- imal information is available on the impact on function of upper extremity
injections in children with CP. Wall et al10 report positive gains in function and cosmetic appearance in a prospec- tive case series of 5 children with a “thumb in palm” deformity associated with CP treated with BTA injected into the adductor pollicis muscle and rigid splinting of the thumb.10 Denislic and Meh11 injected BTA into the upper limbs of 10 children with CP and
Intramuscular injections of Clostridium botulinum-A toxin into spastic muscles cause a local temporary muscle paraly- sis associated with decreased spastici- ty. The biologic effects of BTA are well understood.1 Botulinum toxin has
An evaluation of botulinum-A toxin injections to improve upper extremity function in children with hemiplegic cerebral palsy Darcy Fehlings, MD, MSc, Mercer Rang, MB, BS, Janet Glazier, BSc(OT), and Catherine Steele, PhD
been used therapeutically in adults over the last 25 years in neuromuscu- lar conditions associated with focal dystonia (strabismus, torticollis).2
The use of BTA in cerebral palsy3
has received much interest recently be-
From the Division of Neurology and General Pediatrics, Department of Pediatrics and the Division of Orthopedics, Department of Surgery, Bloorview MacMillan Centre and The Hospital for Sick Children, Toronto, Ontario, Cana- da. Supported by the Easter Seal Research Institute (Kids Action Research).
Submitted for publication Oct 13, 1999; revision received Feb 23, 2000; accepted Apr 28, 2000.
Reprint requests: Darcy Fehlings, MD, MSc, Bloorview MacMillan Centre, 350 Rumsey Rd, Toronto, Ontario, M4G 1R8, Canada.
Copyright © 2000 by Mosby, Inc.
0022-3476/2000/$12.00 + 0 9/21/108393
doi:10.1067/mpd.2000.108393
ANOVA Analysis of variance BTA Botulinum-A toxin CP Cerebral palsy PEDI Pediatric Evaluation of Disability
Inventory QUEST Quality of Upper Extremities Test
Objective: In a randomized, controlled, single-blind trial, to test the hy- pothesis that botulinum-A toxin (BTA) injections into the upper extremity of children with spastic hemiplegia improve upper extremity function.
Study design: Thirty children with hemiplegia, aged 2.5 to 10 years, were randomly assigned to receive: (1) a BTA injection into 1 or more of 3 mus- cle groups (biceps, volar forearm muscles, adductor pollicis) plus occupa- tional therapy or (2) occupational therapy alone. Blinded outcomes ob- tained at baseline and at 1, 3, and 6 months included the Quality of Upper Extremity Skills Test (QUEST), goniometry measurements, grip strength, and Ashworth scores. The caregiver completed the self-care domain of the Pediatric Evaluation of Disability Inventory.
Results: Twenty-nine subjects completed the study. The QUEST demon- strated a significant improvement favoring the treatment group on a 2-way analysis of variance (F = 4.69, df = 1,83; P = .039). BTA treatment was also associated with an improvement in score on the self-care domain of the Pe- diatric Evaluation of Disability Inventory (F = 4.68, df = 1,82; P = .04).
Conclusions: This study supports the effectiveness of BTA injections to im- prove upper extremity function of children with hemiplegia who have at least moderate spasticity. (J Pediatr 2000;137:331-7)
See editorial, p. 300.
FEHLINGS ET AL THE JOURNAL OF PEDIATRICS SEPTEMBER 2000
found an improvement in upper limb function in 9. A double-blind controlled study by Corry et al12 reports mixed re- sults on the impact on function in hemi- plegic CP. Functional improvements were not found 2 weeks after injection. A small improvement was found at 12 weeks, favoring the BTA group in a grasp-and-release activity, but was not found in another grasp activity (the ability to pick up coins).
We report the results of a random- ized, controlled, single-blind trial of BTA injections into the involved hand or arm of 30 children with hemiplegic CP using the Quality of Upper Ex- tremity Skills Test, a standardized mea- sure of quality of function of the upper extremity, as our principal outcome.
METHODS Participants
Eligible children met the following criteria: 2.5 to 10 years of age; a diag- nosis of hemiplegic CP; moderate spas- ticity at the elbow, wrist, or thumb with a modified Ashworth score ≥213; full passive range (defined in this study as elbow extension to neutral, wrist ex- tension to 30 degrees past neutral with the fingers extended, forearm supina- tion to 30 degrees past neutral, and thumb extension to neutral); and the ability to initiate voluntary movement of the digits. Children were excluded if they were using a rigid splint to maxi-
mize homogeneity and allow active movement in the hand.
Study Design The study was approved by the
Bloorview MacMillan Centre Re- search Ethics Review Board. The ethics board, guided by Canadian ethi- cal standards, did not grant approval for a double-blind BTA study in which the control group would receive an in- tramuscular injection of saline solution because this was judged to be too painful and invasive for a placebo.14
When the eligibility criteria were met and written informed consent was ob- tained, children were randomly as- signed, by using a uniform random number generator, to a treatment or control group. The treatment group re- ceived an intramuscular injection of BTA (Botox, Allergan, USA), at a dosage of 2 to 6 U/kg body weight, into at least 1 of 3 muscle groups (biceps, volar forearm muscles, or adductor pollicis muscle). Two investigators (D.F. and M.R.) determined jointly which muscle groups to inject during reach-and-grasp activities of the in- volved hand or arm. If the child demonstrated persistent elbow flexion, the biceps was injected; for thumb ad- duction, the adductor pollicis muscle was injected. In the volar forearm mus- cles, for pronation, the pronator teres muscle was injected; wrist flexion was an indication for flexor carpi ulnaris
muscle injections; and finger flexion was an indication for injection of the finger flexors. The location of the in- jection was determined by anatomic knowledge and muscle palpation.15-17
The biceps was injected in the top third of the muscle at 2 sites, the volar flexor muscle was injected at 2 sites, 2 to 3 cm below the medial epicondyle. The pronator teres was injected at one site in the upper third of the muscle, and the adductor pollicis was injected in one site in the belly of the muscle.
Children in both groups were asked to continue with community-based oc- cupational therapy at a minimum fre- quency of one session every 2 weeks. Research funding was not available to provide occupational therapy by research personnel. An occupational therapy manual with guidelines was de- veloped for the study and sent to each of the participating occupational thera- pists. The guidelines were based on standard practice for therapy manage- ment of spastic hemiplegia and incor- porated activities for upper extremity strengthening and the development of skills for activities of daily living.18,19
Children were seen at baseline and at 1, 3, and 6 months. A single investigator (J.G.), blinded to the subject group assignment, obtained all objective out- come measurements. The primary out- come measure was the QUEST.20-22
This is an objective standardized mea- sure evaluating the quality of upper extremity function in 4 domains: disso- ciated movement (an isolated joint movement of the upper extremity that counters a pattern of spastic synergy), grasp, protective extension, and weight bearing. Scores for the QUEST are cal- culated as percentages with a maximum score of 100. The QUEST was de- signed with minimal developmental se- quencing so that scoring reflects the severity of the disability rather than age.
A caregiver completed the self-care domain of the Pediatric Evaluation of Disability Inventory to assess the child’s activities of daily living.23 The self-care domain has 73 items in 15
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Treatment group Control group Characteristic (n = 14) (n = 15) P value
Age (mo) 68 ± 31 64 ± 28 .71 Gender (M/F) 10/5 10/5 1.00 Involved side (right/left) 10/4 7/8 .17 Modified Ashworth score* 2.3 ± 0.75 2.2 ± 0.59 .89 QUEST baseline 19.2 ± 15.1 27.6 ± 19.0 .41 PEDI baseline 50.2 ± 11.1 52.2 ± 15.4 .25 Grip strength (mm Hg) 56.40 ± 16.59 53.38 ± 21.33 .46
Values are expressed as means ± SD. *Represents the mean of Ashworth measurements for elbow and wrist extension, forearm
supination, and thumb extension.
Table I. Baseline comparability of the treatment and control groups*
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skill areas, such as hand washing. Raw scores can be converted to a scaled score with a 0 to 100 distribution based on Rasch scale modeling. The PEDI has been designed to measure function in children with physical disabilities and has established reliability, validity, and responsiveness.23-26
Secondary outcome measures in- cluded manual goniometric measure- ments of passive range of motion27; modified sphygmomanometer mea- surements of grip strength28; and the modified Ashworth score of spasticity at elbow extension, wrist extension, forearm supination, and thumb exten- sion.13 Test-retest reliability for passive goniometry measurements and grip strength was evaluated before the study in children with upper extremity spasticity and was found to be high, with correlation coefficients ranging from 0.58 to 0.97.29
Statistical Analyses The analyses were conducted by using
the SAS microcomputer-based pack- age.30 The following tests were used.
1. A preliminary analysis included a thorough check of the data (re-
view of outliers and missing data), a descriptive summary, and plots of each variable.
2. Chi-square and unpaired t tests were used to check the compara- bility of the BTA treatment and control groups at baseline for age, sex, involved side, and baseline Ashworth, QUEST, and PEDI scores.
3. A 2-way analysis of variance was computed to detect differences between the BTA treatment and control groups during the study period in the QUEST, the PEDI, grip strength, Ashworth scores, and passive goniometry measure- ments. To account for baseline ef- fects, the differences between baseline and 1 month, baseline and 3 months, and baseline and 6 months were used. Statistical sig- nificance was set a priori at P < .05 for the 2 functional outcomes, the QUEST and the PEDI, and set at P < .01 for the secondary out- comes to account for the multiple testing.
4. A post hoc Wilcoxon rank sums test was performed to examine the
significance of group differences at 1, 3, and 6 months for variables that demonstrated statistical sig- nificance on the ANOVA.
RESULTS Participant Characteristics
Fifty children were screened; 20 did not meet the eligibility criteria (13 had an Ashworth score <2, 6 had an inabil- ity to initiate voluntary movement in the involved hand, and 2 had fixed contractures). Thirty children were re- cruited into the study and randomly assigned to the treatment (n = 15) and control (n = 15) groups. Thus 29 chil- dren completed the study, with one child in the treatment group dropping out before the 1-month assessment. Table I outlines the comparability of the 2 groups at baseline. No significant differences were found.
Table II outlines the BTA treatment for each child with respect to dosage and location. Both groups received oc- cupational therapy in the community at a recommended frequency of once every 2 weeks. The treatment group received a mean of 11.93 (SD 6.89)
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QUEST Muscle injected (U/kg)
change Volar Pronator Adductor Subject No. BTA (U/kg) (to 1 mo) Biceps flexors teres muscle pollicis muscle
1 4 36.67 — 4.0 — — 2 4 4.48 — 4.0 — — 3 2 19.36 2.0 — — — 4 4 12.19 — 4.0 — — 5 4 8.53 — 4.0 — — 6 4 23.90 — 1.3 1.3 1.3 7 5.2 –1.97 — 3.6 1.6 — 8 3.8 21.37 — 2.9 — 1.0 9 4.3 2.21 3.2 1.1 — —
10 2.7 0.78 — 1.8 — 0.9 11 3.3 –9.71 — 2.2 — 1.1 12 3.6 30.18 1.8 — — 1.8 13 6.6 14.29 — 4.9 — 1.6 14 3.4 Dropout — 1.1 1.1 1.1 15 6.3 12.79 1.6 3.2 — 1.6
Table II. Dosage and location of injection for each participant in the BTA treatment group
FEHLINGS ET AL THE JOURNAL OF PEDIATRICS SEPTEMBER 2000
treatment sessions, and the control group received a mean of 16.07 (SD 7.60) treatment sessions over the 6- month period of the study. This differ- ence favored the control group but was not statistically significant (P = .74).
Main Results The total score for the involved side
on the QUEST, the primary outcome measure, demonstrated a statistically significant improvement favoring the BTA treatment group on the ANOVA (F = 4.69, df = 1,83; P = .039). The time- group interaction was not significant (P = .50). Post hoc testing with the Wilcoxon rank sum test showed signifi- cant differences between the treatment and control groups at 1 month (P = .01) but not at 3 (P = .13) or 6 months (P = .14). These results are outlined in the Figure. On the 4 subtests of the QUEST, the subtest “weight bearing” (P = .009) showed a significant im- provement favoring the treatment group. On the other 3 subtests, results favored the treatment group but were
not statistically significant: “dissociated movement” (P = .63), “grasp” (P = .33), and “protective extension” (P = .55).
The results of the PEDI and sec- ondary outcomes are listed in Table III. A statistical difference was found in the raw scores of the parent-com- pleted self-care domain of the PEDI (F = 4.68, df = 1; P = .04). The time-group interaction was not significant (P = .84). Post hoc testing with the Wilcox- on rank sums test approached signifi- cance at 1 month (P = .08) and 6 months (P = .06). The corresponding ANOVA evaluating the PEDI scaled scores approached significance (F = 3.22, df = 1; P = .08). No significant dif- ferences between the treatment and control groups were found in grip strength, Ashworth scores, or passive goniometry measurements.
The injections in the treatment group were well tolerated. Aside from the dis- comfort of the injection, only one child (Table II, subject 1) reported temporary decreased grip strength lasting 2 weeks. No other side effects were noted.
DISCUSSION
This controlled clinical trial provides evidence to support the use of intra- muscular BTA injections to improve both quality of functional movement of the upper extremity and functional ca- pability in children with hemiplegic CP. A clinical and statistically signifi- cant improvement in quality of func- tion was found at 1 month. Children in the BTA group improved from 19.2% on the QUEST at baseline to 32.5% at 1 month compared with a 1.7% change in the control group. Moderate im- provements were maintained up to 6 months after injection. This is clinical- ly important because the effect of the BTA injection on function lasts longer than the neuromuscular blockade, which disappears, on average, at 3 months.1 In the control group a gradual improvement in quality of function was found over the 6-month period of the study. The positive change in function in the control group may reflect both the impact of the occupational therapy intervention and developmental improvements with time; and this highlights the im- portance of including a control group when studying changes in child devel- opment. The improvement in the con- trol group and low statistical power (16%) may explain the lack of statisti- cal significance at the 6-month testing. Within the subtests of the QUEST, weight-bearing activities demonstrat- ed the most change.
For children receiving the BTA in- jections, the parents also reported small positive functional change in the children’s self-care skills (eg, dressing, eating). This supports carry-over of functional change into the children’s reg- ular environments and daily activities.
Grip strength declined at 1 and 3 months in the BTA group but normal- ized by 6 months after injection. This finding was expected because BTA blocks conduction at the neuromuscu- lar junction, which reduces spasticity but also causes muscle weakness.
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Figure. Mean change from baseline in the QUEST total scores. Changes in scores were analyzed with 2-way ANOVA. Post hoc Wilcoxon rank sums test was done at 1, 3, and 6 months. Asterisk indicates P < .05 on post hoc testing.
THE JOURNAL OF PEDIATRICS FEHLINGS ET AL VOLUME 137, NUMBER 3
Though the grip was weaker after BTA, function improved.
Differences in the modified Ash- worth score of spasticity favored the BTA group but were not significantly different. Both groups showed a de- cline in spasticity throughout the peri- od of the study. It is interesting to spec- ulate on the reason for the decline in spasticity within the control group.
This may be secondary to developmen- tal improvements in spasticity with time, familiarity with the test, the im- pact of the occupational therapy, or measurement variation.
The ideal dosage of BTA for upper extremity spasticity requires further research. It is hard to predict the func- tional impact of higher dosing. Increas- ing the dosage will result in a greater
decline in spasticity but will also lead to greater reductions in grip strength, which in turn may have a negative im- pact on functional outcome.
Passive range of motion also did not show a significant change between the BTA and control groups. This reflects the excellent baseline flexibility of the se- lected subjects who had full range in the majority of joint measurements assessed.
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Change from baseline
One month Three months Six months P value*
PEDI (raw score) BTA group 2.00 ± 5.99 3.85 ± 5.11 6.77 ± 5.82 .04 Control group –1.93 ± 5.78 1.13 ± 5.19 2.64 ± 5.75
PEDI (scaled score) BTA group 2.57 ± 6.91 2.78 ± 3.72 5.50 ± 4.54 .08 Control group –1.51 ± 4.07 1.09 ± 4.07 3.30 ± 6.05
Grip strength (mm Hg) BTA group –7.60 ± 14.57 –6.86 ± 13.06 2.00 ± 12.74 .34 Control group 1.50 ± 18.76 3.83 ± 22.81 –0.27 ± 20.77
Ashworth/elbow BTA group –0.29 ± 0.47 –0.23 ± 0.48 –0.38 ± 0.46 .89 Control group –0.20 ± 0.62 –0.37 ± 0.44 –0.29 ± 0.51
Ashworth/wrist BTA group –0.43 ± 0.43 –0.31 ± 0.38 –0.35 ± 0.43 .81 Control group –0.36 ± 0.44 –0.33 ± 0.45 –0.25 ± 0.55
Ashworth/forearm BTA group –0.32 ± 0.42 –0.35 ± 0.38 –0.27 ± 0.60 .51 Control group –0.20 ± 0.49 –0.20 ± 0.53 –0.18 ± 0.58
Ashworth/thumb BTA group –0.31 ± 0.48 –0.25 ± 0.40 –0.33 ± 0.39 .90 Control group –0.28 ± 0.57 –0.29 ± 0.54 –0.27 ± 0.48
Elbow extension†
BTA group 0.07 ± 6.62 5.46 ± 11.74 2.84 ± 6.69 .11 Control group –0.80 ± 6.62 3.00 ± 12.83 0.79 ± 9.32
Forearm supination†
BTA group 3.43 ± 9.00 5.15 ± 8.10 3.00 ± 12.08 .34 Control group 1.67 ± 5.63 1.67 ± 6.28 0.64 ± 6.62
Wrist extension†
BTA group 4.08 ± 7.35 4.58 ± 11.92 2.00 ± 15.02 .55 Control group 0.67 ± 8.78 1.27 ± 9.91 2.07 ± 11.49
Palmar thumb abduction†
BTA group 2.14 ± 5.91 1.46 ± 8.52 2.77 ± 8.12 .48 Control group 1.00 ± 7.97 –0.60 ± 10.01 1.21 ± 6.96
Values are expressed as means ± SD. *P value refers to the significance of overall differences between the BTA group and control group on the ANOVA. †Goniometry measurements.
Table III. Results of the 2-way ANOVA for the secondary outcome measures
FEHLINGS ET AL THE JOURNAL OF PEDIATRICS SEPTEMBER 2000
It is important to note that the posi- tive effects on upper-extremity func- tion observed after BTA injection are generalizable to children who are clini- cally similar to the subjects selected for the study. Many children with a clini- cal diagnosis of spastic hemiplegic CP have Ashworth spasticity scores <2 or poor distal voluntary muscle control. This clinical trial excluded both of these groups of children. Further re- search is required before results are generalized to these subgroups.
A limitation of the study is the sin- gle-blind design. Both the children and their parents knew whether they were in the treatment or the control group. This could have an impact on the parent-completed PEDI. A single objective evaluator who was blinded to the group assignment completed all other outcome measurements, includ- ing the QUEST. The large number of subjects assessed and the similarity of changes in Ashworth score between the 2 groups prevented the uninten- tional unblinding of this evaluator, minimizing the impact of the single- blind design on the primary results of this study.
Botulinum toxin injections were given without electromyographic guid- ance. This has the advantage that con- scious sedation is not required, which has fewer side effects and allows the use of BTA in ambulatory and rehabil- itation settings. Evaluation of the indi- vidual responses of subjects showed that the BTA injection was successful (positive change >5% on the QUEST) in 9 of 14 subjects. However, 5 subjects (33%) received a BTA injection but did not show improvement in function. One potential explanation for this is that the intended muscle groups were not targeted accurately. There is some support for improved accuracy of BTA injections with electromyographic guidance in the literature.31
Continued research is required to evaluate the dose response and the im- pact on function of repeated BTA upper-extremity injections.
We thank the children and families who par- ticipated in the study. We also thank Allergan for providing the botulinum-A toxin for the study.
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