philosophy paper 3
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Phil 2: Puzzles and Paradoxes
Prof. Sven Bernecker
University of California, Irvine
Lecture 14.1
Lottery Paradox
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Henry E. Kyburg, Jr. (1928–2007)
Professor of Moral Philosophy and
Professor of Computer Science at
the University of Rochester
Two Principles of Rational Belief
The lottery paradox poses a problem for rational (justified) belief. It depends
on these principles:
The lottery paradox shows that these two principles lead to a contradiction.
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Probability Principle: If it is highly probable that p, then it is rational (justified)
to believe that p.
Conjunction Principle: If it is rational (justified) to believe that p and it is rational
(justified) to believe that q, then it is rational (justified) to believe that p & q.
Lottery Paradox
Suppose there is a fair lottery in which 1000 tickets are sold and in
which only one ticket will win. For each ticket, there is thus a .999
probability that it will lose. The probability principle tells you that it is
rational to believe of each ticket that it will lose. So, where proposition
pi is the proposition that ticket Ti will lose, it is rational to believe
The conjunction principle tells you that it is rational to believe the
conjunction of all these propositions:
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p1, p2, … p1000
p1 & p2 & … & p1000
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But, because you know it is a fair lottery, it is also rational for you to believe
that one of the tickets will win, that is, it is rational for you to believe
You know (and rationally believe) that this is equivalent to the proposition
that not-(p1 & p2 & … & p1000). Using the conjunction principle again, it is
rational to believe
But this proposition is a contradiction. So we seem compelled to reject one
of the two intuitively compelling principles of rational belief – the probability
principle or the conjunction principle
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p1 & p2 & … & p1000 & not-(p1 & p2 & … & p1000)
either not-p1, or not-p2, …, or not-p1000
The lottery paradox illustrates the incompatibility of three commonly
desirable properties of a body of rational belief. For any two
statements x and y, we would like the following three properties to
hold.
– [Probability Principle]: x is rational to believe if it is sufficiently
probable/likely/typical.
– [Conjunction Principle:] If x is rational to believe and y is
rational to believe, then x & y is rational to believe.
– [Consistency:] x and not-y are not both rational to believe.
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Solutions to the Lottery Paradox
• Denial of the Probability Principle
• Acceptance of the conclusion
• Graded notion of belief & Denial of the Conjunction
Principle
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Denial of Probability Principle
• Proposal: To rationally believe that p it is not enough that p be
highly probable. Instead p must be certain.
• The probability principle is motivated by the threat of skepticism. To
insist on evidence that confers absolute certainty (probability of 1)
leads to skepticism. Any (empirical) belief admits of the possibility of
error. If requiring certainty for justified belief is setting the bar too
high, then it seems the only alternative is to retreat to high
probability (e.g. .999 probability).
• Denial of the probability principle seems to lead straight into
skepticism.
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Acceptance of the Conclusion
• Proposal: We can deny the assumption that rational belief is
closed under conjunction. A consequence of this move is that it
can be rational to have inconsistent beliefs. This consequence is
easier to accept if one remembers that some inconsistencies are
not discernable by normal human means.
• So on this view it is possible to have rational but incoherent
beliefs. (This is Richard Foley’s solution to the lottery paradox.)
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Graded Notion of Belief
• Proposal: Replace the binary notion of belief with the graded notion of
belief. Instead of saying that I (categorically) believe that ticket T1 loses,
and (categorically) believe that ticket T2 loses etc., we can say that my
degree of belief in T1 losing is, say, 0.9, the same for ticket T2, etc.
• When binary beliefs are replaced by degrees of belief we cannot use
principles of deductive logic (such as the conjunction principle) any
more but instead have to use the probability calculus. Deductive logic
works only for binary beliefs. But according to the probability calculus, if
two propositions have individual degrees of belief of 0.9 it is rational to
believe the conjunction only to degree 0.81. [Note: 0.9 x 0.9 = 0.81].
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• So the larger the number of conjuncts the smaller the degree
of belief in the conjunction. In the case of a lottery with many
tickets the degree of belief in all tickets being losers is very
small. So now it is possible to believe to degree 0.9 that T1 is
a loser but only believe to degree 0.19 that tickets T1 through
Tn are losers. No contradiction!
• So in the end we are solving the lottery paradox by denying
the conjunction principle for probabilities. This is Henry
Kyburg solution to the lottery paradox.
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• This solution to the lottery paradox has intuitive appeal: when
pressed on any particular ticket, you are likely to say that you
are confident that this particular ticket is a loser. But the larger
the set of tickets you make a judgment on, the lower your
confidence that none of the tickets in the set is a winner.
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