Regulatory and Oversight of Corporate Financial Reporting

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Regulatory and Oversight of Corporate Financial Reporting

Review the website for the Federal Securities and Exchange Commission (SEC) (http://www.sec.gov/).

Write a paper of no more than 600 words describing the mission of the SEC and how it accomplishes its mission. Briefly describe at least 2 laws that govern the securities industry. Include the following within the 2 you select:

  • SEC Act of 1933
  • SEC Act of 1934
  • The Sarbanes-Oxley Act of 2002
  • The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010

Provide a summary of the history of the legislation and its significance. Discuss how each law impacts business practice today.

Format your paper consistent with APA guidelines.

 

 

    • 9 years ago
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