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WORKPLACE VIOLENCE CASE REVIEWS:

MARTIN v. J. LICHTMAN & SONS

42 N.J. 81, 199 A.2d 241 (1964)

On appeal from a judgment of the Superior Court, Appellate Division, where the following opinion was filed.

‘Martin was awarded workmen’s compensation by the Division, the County Court reversed, and Martin appeals.

Martin was having his lunch in a room in the Lichtman plant customarily used by its employees for that purpose. There were about 18 employees in the room, and Martin was seated between Bradford and Taylor. Martin interpreted a remark made by Bradford to Taylor as meaning that Bradford had a job in addition to his employment with Lichtman, and he said to Bradford ‘You got two jobs? How can you take care of both jobs?’ Bradford did not answer but went to his locker, took out a bottle of soda water, returned to his seat alongside Martin and, a minute or two later and still without saying anything, struck Martin with the bottle, causing the injuries for which Martin seeks compensation. There had been no previous words or difficulties between Bradford and Martin. There is nothing in the record to indicate that they saw each other outside of working hours.

 

The County Court said ‘Petitioner’s observation or inquiry brought no verbal response. There was an hiatus of some minutes, then the attack. Conceding that the assailant did take umbrage at petitioner’s query, and that a period of silent fermentation ensued which produced the attack, how can it be said that the employment had anything to do with it? Apparently, the same query, had it been made off the job, would have produced the same violent result.’

That may be true, but the fact of the matter is that it was on the job that Martin ate and talked with Bradford, and Bradford became enraged and struck him. But for the fact that Martin was on the job, he would have had no contact with Bradford and would not have been assaulted by him. As the court said in Sanders v. Jarka Corp., 1 N.J. 36, 41, 61 A.2d 641 (1948), ‘The employment * * * was the cause in the sense that, but for the employment, the accident would not have happened. * * *’

Lichtman argues that an assault is compensable if it grows out of a quarrel whose subject matter is related to the work, but not when the assault is due only to personal animosity, even though it arose out of the enforced contact of the factory. We hold that there is no longer room for such a distinction under our cases, and that ‘even if the subject of the dispute is unrelated to the work, the assault is compensable if ‘the work of the participants brought them together and created the relations and conditions which resulted in the clash.‘‘ 1 Larson, Workmen’s Compensation Law, p. 130 (1952).

 

In Crotty v. Driver Harris Co., 49 N.J.Super. 60, 72, 139 A.2d 126, 133 (1958), we said:

‘The ‘positional’ or ‘but-for’ test has been adopted in this jurisdiction. Sanders v. Jarka Corp., * * * 1 N.J. (36) at page 41, 61 A.2d (641) at page 643; Gargiulo v. Gargiulo, * * * 13 N.J. (8) at page 13, 97 A.2d (593) at page 595; Howard v. Harwood’s Restaurant Co., * * * 25 N.J. (72), at page 82 et seq., 135 A.2d (161) at page 166, where the doctrine is fully explored by Justice Burling. See, also, Larson ‘Legal Aspects of Causation in Workmen’s Compensation,’ 8 Rutgers L.Rev. 423, 427. As observed in the Howard cases:

 

‘* * * ‘But-for’ connotes a standard of reasonable probability. Thus stated, the question is whether it is more probably true than not that the injury would have occurred during the time and place of employment rather than elsewhere. * * *‘ (25 N.J. at page 83, 135 A.2d at page 166).

 

* * * Under the ‘but-for’ test, assaults by co-workers are compensable as long as they are not motivated by personal vengeance stemming from Contact with the employee outside of the employment. Howard v. Harwood’s Restaurant Co. * * * 25 N.J. at page 84, 135 A.2d at page 167; Larson, op. cit., s 11.16(c), 11.21, pp. 135, 136.’ (Emphasis ours.)

 

In Leonbruno v. Champlain Silk Mills, 229 N.Y. 470, 128 N.E. 711, 13 A.L.R. 522 (Ct.App.1920), Judge Cardozo said: ‘The claimant was injured not merely while he was in a factory but because he was in a factory, in touch with associations and conditions inseparable from factory life.’ And see Larson, supra, p. 132.

The assault upon Martin was not motivated by personal vengeance stemming from contact with Bradford outside of the employment, nor did it arise from a purely private relationship entered into by them during the course of their employment, as, for example, if they had embarked on a joint enterprise on the side and fought over it during working hours. Cf. Larson, op. cit., supra, p. 139. When friction and strain arises between employees because of the enforced contact resulting from the employment and leads to an unjustified assault, the victim’s injuries are compensable. Martin’s injuries resulted from such an assault. Crotty v. Driver Harris Co., supra; Diaz v. Newark Industrial Spraying Co., 35 N.J. 588, 591, 174 A.2d 478 (1961); Larson, op. cit., supra, ss 11.16(a)(c), 11.22. Cf. Lester v. Elliott Bros. Trucking Co., 18 N.J. 434, 114 A.2d 8 (1955).

 

In Hartford Accident & Indemnity Co. v. Cardillo, 72 App.D.C. 52, 112 F.2d 11, 15 (C.A.D.C.1940), cert. denied310 U.S. 649, 60 S.Ct. 1100, 84 L.Ed. 1415 (1940), cited with approval in Diaz v. Newark Industrial Spraying, Inc., supra, at 35 N.J. 591, 174 A.2d at 479, the court said:

‘The risks of injury incurred in the crowded contacts of the factory through the acts of fellow workmen are not measured by the tendency of such acts to serve the master’s business. * * *

 

* * * The shift (to compensability) involved recognition that the environment includes associations as well as conditions, and that associations include the faults and derelictions of human beings as well as their virtues and obediences. Men do not discard their personal qualities when they go to work. Into the job they carry their intelligence, skill, habits of care and rectitude. Just as inevitably they take along also their tendencies to carelessness and camaraderie, as well as emotional makeup. In bringing men together, work brings these qualities together, causes frictions between them, creates occasions for lapses into carelessness, and for fun-making and emotional flare-up. * * * These expressions of human nature are incidents inseparable from working together. They involve risks of injury and these risks are inherent in the working environment. * * *.’(122 F.2d at p. 15)

 

After reviewing the conflicting views as to the compensability of injuries arising out of on-the-job quarrels, Justice Rutledge said that he considered the better view to be the one which:

‘* * * rejects the test of immediate relevancy of the culminating incident. That is regarded, not as an isolated event, but as part and parcel of the working environment, whether related directly to the job or to something which is a by-product of the associations. This view recognizes that work places men under strains and fatigue from human and mechanical impacts, creating frictions which explode in myriads of ways, only some of which are immediately relevant to their tasks. Personal animosities are created by working together on the assembly line or in traffic * * * No worker is immune to these pressures and impacts upon temperament. They accumulate and explode over incidents trivial and important, personal and official. But the explosion point is merely the culmination of the antecedent pressures. That it is not relevant to the immediate task, involves a lapse from duty, or contains an element of volition or illegality does not disconnect it from them nor nullify their causal effect in producing its injurious consequences. Any other view would reintroduce the conceptions of contributory fault, action in the line of duty, nonaccidental character of voluntary conduct, and independent, intervening cause as applied in tort law, which it was the purpose of the statute to discard. * * *.’(112 F.2d, at pp. 16—17)

 

Commenting favorably upon the rule that the friction and strain of employment itself makes a resulting ‘neutral’ assault work-connected, Larson says (p. 131): ‘* * * men carry their personal qualities, weaknesses, emotions and tempers with them to work, and the risk of shattered human tempers is comparable to the risk of overtrained machinery.’ When his book was published, in 1952, Larson anticipated that New Jersey would follow the ‘friction and strain’ rule, for he said (p. 136), after quoting from Sanders v. Jarka Corporation, supra:

‘While this latter case involves a work dispute, the reasoning is significant, since any jurisdiction which accepts the but-for or positional doctrine generally would have no difficulty applying it to disputes induced by the irritations of compulsory human contact and so reaching the same result as that in the Hartford Accident case.’

 

And see Larson’s definition and discussion of ‘neutral’ risks, in s 7.30 of his book, cited and followed in Howard v. Harwood’s Restaurant Co., supra, 25 N.J. at p. 84, 135 A.2d 161.

Lichtman points out that in De Nardis v. Stevens Construction Co., 72 N.J.Super. 395, 178 A.2d 354 (1962), aff’d38 N.J. 300, 184 A.2d 417 (1962), we stressed the fact that De Nardis was struck with a tool supplied by the employer and that the attack was triggered by the injured workman’s statement to the attacker that he had no time to argue and had to get back to work. This, argues Lichtman, proves that our law still requires some such work-connection. We disagree. Those facts were mentioned in the De Nardis case because they existed in that case, but that does not establish that similar facts must always be present to justify compensation. As was pointed out in the Crotty case, supra, we have adopted the ‘but-for’ and ‘positional risk’ doctrines. Since then, our ‘horseplay’ cases have recognized the right not only of the victim but of the aggressor to compensation. Diaz v. Newark Industrial Spraying, Inc.. supra. We see no basis for distinguishing an angry assault, such as here, from a playful one (such as in Diaz), a murderous one (such as in Crotty), or an insane one (such as in Howard). See also McKenzie v. Brixite Mfg. Co., 34 N.J. 1, 166 A.2d 753 (1961).

 

For the foregoing reasons, the judgment of the County Court is reversed and the judgment of the Division is reinstated.’

Opinion

PER CURIAM.

The judgment is affirmed for the reasons expressed in the opinion of Judge Gaulkin in the Appellate Division.

For affirmance: Chief Justice WEINTRAUB and Justices JACOBS, FRANCIS, PROCTOR and SCHETTINO—5.

For reversal: Justices HALL and HANEMAN—2.

_____________________________________________________________________________________________

DODSON v. DUBOSE STEEL, INC.

159 N.C. App. 1, 582 S.E.2d 389 (2003)

Opinion

HUDSON, Judge.

Defendants Dubose Steel, Inc. (Dubose) and American Manufacturers Mutual appeal an opinion and award entered 18 January 2002 by the North Carolina Industrial Commission that awarded plaintiff medical expenses, death benefits and the statutory $2,000 toward burial expenses, for the injury that led to the death of her husband. For the reasons that follow, we affirm.

 

BACKGROUND

Plaintiff’s decedent John Dodson (Dodson), was employed by defendant Dubose as a truck driver, and was driving a load of steel to Virginia for his employer on 27 September 1999. As a result of the events at issue here, Dodson was struck by a vehicle while outside of his truck, and fell to the pavement on his head. After several days without regaining consciousness, Dodson died. His widow Shelby Dodson, the plaintiff, filed claims for workers’ compensation benefits due while Dodson was still alive, and for death benefits.

 

The claims were consolidated and heard 27 September 2000, and, in an opinion and award filed on 30 November 2000, Deputy Commissioner William C. Bost found and concluded that Dodson’s injury and death arose out of and in the course of his employment, and awarded benefits to plaintiff.

 

In an opinion and award filed 18 January 2002 by Commissioner Bernadine Ballance, the Full Commission essentially re-wrote the findings of fact and conclusions of law, but awarded the same benefits. Defendants now appeal.

 

ANALYSIS

A. The Standard of Review

On appeal of a worker’s compensation decision, we are “limited to reviewing whether any competent evidence supports the Commission’s findings of fact and whether the findings of fact support the Commission’s conclusions of law.” Deese v. Champion Int’l Corp., 352 N.C. 109, 116, 530 S.E.2d 549, 553 (2000). An appellate court reviewing a worker’s compensation claim “does not have the right to weigh the evidence and decide the issue on the basis of its weight. The court’s duty goes no further than to determine whether the record contains any evidence tending to support the finding.” Adams v. AVX Corp., 349 N.C. 676, 681, 509 S.E.2d 411, 414 (1998) (citation and quotation marks omitted), reh’g denied, 350 N.C. 108, 532 S.E.2d 522 (1999). In reviewing the evidence, we are required, in accordance with the Supreme Court’s mandate to construe the Workers’ Compensation Act in favor of awarding benefits, to take the evidence “in the light most favorable to plaintiff.” Id.

 

The Full Commission is the “sole judge of the weight and credibility of the evidence.” Deese, 352 N.C. at 116, 530 S.E.2d at 553. Furthermore,

the Commission does not have to explain its findings of fact by attempting to distinguish which evidence or witnesses it finds credible. Requiring the Commission to explain its credibility determination and allowing the Court of Appeals to review the Commission’s explanation of those credibility determinations would be inconsistent with our legal system’s tradition of not requiring the fact finder to explain why he or she believes one witness or another or believes one piece of evidence is more credible than another.

Id. at 116-17, 530 S.E.2d at 553.

 

B. Appellants’ Arguments

Defendants bring forward three questions presented, organized into two arguments in their brief. In the heading of Argument I, defendants refer to all but one of the nineteen assignments of error. In the body of the argument, however, defendants do not mention any specific findings by number, but argue generally that the evidence does not support that the Commission “found that [Dodson’s] injury and subsequent death arose out of his employment.” In identically worded assignments of error 1 though 12, defendants challenge findings of fact 5 through 17 as not being supported by the “competent evidence of record.” Similarly, assignments of error 13 through 18 challenge, in identical language, conclusions of law 1 through 4, 6 and 7 as not supported by the evidence and as “contrary to law.” Assignment of error 19 challenges the award. We do not believe that this argument complies with the Rules of Appellate Procedure sufficiently to bring forward challenges to any of the specific findings of fact, with the possible exceptions of numbers 11, 12 and 14 and conclusions 1, 2 and 4, which read as follows:

11. The root cause of the confrontation between Dodson and Campbell originated when Dodson, while moving with the traffic, merged into Campbell’s lane of traffic forcing Campbell out of his lane. Neither Dodson nor Campbell knew each other prior to this incident. There is no evidence that Dodson intended to force Campbell out of his lane of travel. At the time that the root cause incident occurred, Dodson was driving his truck in the ordinary course of his business for defendant-employer, Dubose Steel, Inc. which was the basic nature of his work as a truck driver. Defendants admit that at the time Dodson was struck by Campbell’s vehicle he was an employee of Dubose Steel, Inc.

12. John Dodson’s injuries and death resulted from an assault upon his person by a vehicle operated by Troy Campbell. Although there had been gestures and verbal exchanges between Campbell and Dodson(which neither of them could hear), based on the greater weight of the evidence, Dodson did not have a wilful intent to injure or kill Campbell when he exited his vehicle and walked toward the driver’s side of Campbell’s vehicle. Dodson appeared to have acted spontaneously.

 

* * * * * *

14. Dodson’s injury and death arose out of his employment. As a result of his injury and subsequent death, Dodson and now his estate have incurred ambulance and medical bills for treatment for the time that he lived prior to death, as well as burial expenses in excess of $2,000 ...

 

* * * * * *

 

CONCLUSIONS OF LAW

1. The injury to John Dodson occurring on September 27, 1999 and the resulting death occurring on October 4, 1999 constituted a compensable injury by accident arising out of and in the course of Dodson’s employment with Dubose Steel, Inc. N.C. Gen Stat. §§ 97-2(6); 97-38.

2. John Dodson died as a result of an assault on his person by a vehicle driven by Troy Campbell. The assault originated from an argument based on the manner in which Dodson drove his truck in the course of his employment. Hegler v. Cannon Mills, 224 N.C. 669, 31 S.E.2d 918 (1944).

* * * * * *

4. Decedent’s employment as a long distance truck driver caused him to spend the majority of his working hours traveling on highways and streets. Due to the nature of decedent’s work, the risk of driver error causing tempers to flare among strangers on the busy highways was increased. Dodson and Campbell did not know each other so the inciting incident was not due to personal reasons. “Assaults arise out of the employment either if the risk of assault is increased because of the nature or setting of the work, or if the reason for the assault was a quarrel having its origin in the work.” A truck driver’s risk of being struck by a vehicle is a risk greater than that of the general public. 1 Arthur Larson and Lex K. Larson, Larson’s Workers’ Compensation, Desk Edition, § 8 Scope (2000).

Thus, we will first discuss whether the evidence supports these findings and conclusions.

 

After a careful review according to the standard articulated by the Supreme Court, we conclude that evidence in the record supports the Commission’s findings 11, 12, and 14. First, Troy Campbell, the motorist who hit Dodson, testified that his vehicle and Dodson’s tractor-trailer were trying to merge into one lane of travel from the two in which they were traveling, when Dodson’s truck forced Campbell off the road, while Campbell was “laying on the horn when he [Dodson] was coming over.” At the next stoplight, according to Campbell and witnesses Scott Cash and Mark Davis, Dodson got out of his truck and started walking toward Campbell, banging his fist onto the hood of Campbell’s vehicle, at which point Campbell drove forward, striking Dodson. Several days later Dodson died from his injuries. Campbell could not hear what, if anything, Dodson said while walking toward Campbell’s vehicle, and Campbell testified that Dodson “really didn’t have any kind of facial expression.” We believe that this evidence, among much more, fully supports the above findings of fact to the effect that Dodson’s injury and death were rooted in the driving incident.

 

The Full Commission chose to accept certain testimony as credible, which is within its authority, even though there may be evidence from which one could draw a contrary inference. Deese, 352 N.C. at 116, 530 S.E.2d at 553. As we indicated earlier, the Full Commission is the “sole judge of the weight and credibility of the evidence” and need not explain its findings of fact to justify which evidence or witnesses it finds credible. Id. We conclude that ample evidence in the record supported the Commission’s findings of fact.

 

Next, we examine whether the findings of fact support the Commission’s conclusions of law. We believe that they do. Findings of fact numbers 11, 12, and 14, among others, support the Commission’s legal conclusions and award regarding the root cause of Dodson’s injury.

 

In their second “Question Presented,” briefed as part B of Argument I, the defendants contend that the Commission erroneously analyzed this case according to the law pertaining to workplace assaults. Defendant’s argue that the Commission’s conclusions and award are contrary to applicable law, for three reasons. They contend that (1) the assault cases do not apply; (2) the employer received no “appreciable benefit” from Dodson’s actions at the time of the injury according to the so-called Good Samaritan cases; and (3) that Dodson’s work did not place him at increased risk of the type of incident in which he was injured.

 

We conclude, however, that the Commission properly analyzed this case according to the assault cases, because the incident was, we believe, more closely analogous to a workplace assault than to any of the factual scenarios underpinning defendants’ proposed alternative theories. In reaching this conclusion we are guided, not only by the standard of review, but also by the clear and oft-articulated mandate of the Supreme Court that, in workers’ compensation cases, the statute is to be broadly construed in favor of awarding benefits, in view of the remedial purpose of the Act. Hoyle v. Isenhour Brick and Tile Co., 306 N.C. 248, 293 S.E.2d 196 (1982). “Since the terms of the Act should be liberally construed in favor of compensation, deficiencies in one factor are sometimes allowed to be made up by strength in the other.” Id, 306 N.C. at 252, 293 S.E.2d at 199. Although we are mindful that the Worker’s Compensation Act was not intended to provide a general insurance policy, our Courts have repeatedly held that “[t]he Workers’ Compensation Act ‘should be liberally construed to the end that benefits thereof should not be denied upon technical, narrow and strict interpretation.’ ” Dildy v. MBW Invs., Inc., 152 N.C.App. 65, 73, 566 S.E.2d 759, 765 (2002), citing Roberts v. Burlington Indus., 321 N.C. 350, 359, 364 S.E.2d 417, 423 (1988)(additional citations omitted).

 

In the assault cases the analysis of “arising out of” turns on whether the assault “originated in” something related to the job. In the opinion and award, the Commission cites Hegler v. Cannon Mills Co., 224 N.C. 669, 31 S.E.2d 918 (1944), as a basis for its conclusion. There, the Supreme Court upheld an award of compensation where the injury and death resulted from an assault that followed a dispute between two cotton mill workers over one’s attempt to supervise the other. The Court there pointed out:

Where men are working together at the same work disagreements may be expected to arise about the work, the manner of doing it, as to the use of tools, interference with one another, and many other details which may be trifling or unimportant. Infirmity of temper, or worse, may be expected, and occasionally blows and fighting. Where ... as a result of it one injures the other, it may be inferred that the injury arose out of the employment.

Id., 224 N.C. at 671, 31 S.E.2d at 920 (citations omitted). Plaintiff cites a number of cases in which this Court and the Supreme Court have held that an accidental injury is compensable where it results from an assault rooted in the performance of workplace duties. See Wake County Hosp. System, Inc. v. Safety Nat’l Casualty Corp., 127 N.C.App. 33, 487 S.E.2d 789, disc. review denied 347 N.C. 410, 494 S.E.2d 600 (1997) (holding that death covered by workers’ compensation where hospital social worker was abducted by hospital laundry worker, who took her to another location where he raped and murdered her, where record does not reflect whether decedent knew assailant.); Pittman v. Twin City Laundry & Cleaners, 61 N.C.App. 468, 300 S.E.2d 899 (1983) (upholding award of compensation where decedent was shot after an argument over whether another worker had been fired or not.)

 

We believe that the findings of the Commission support the conclusion that Dodson’s injury and death originated in the traffic merging incident, which was clearly a dispute about Dodson’s driving. Since Dodson’s work primarily consisted of driving, and his workplace comprised public roads and highways, including the one upon which he was driving at the time of the merging incident, the findings also support the conclusion that the “assault upon Dodson [by Campbell’s vehicle] was rooted in and grew out of his employment,” and occurred in his workplace. This case is not similar to those in which a worker has been assaulted because of a personal relationship, unconnected to the employment. See Hemric v. Reed and Prince Mfg. Co., 54 N.C.App. 314, 283 S.E.2d 436 (1981), disc. review denied, 304 N.C. 726, 288 S.E.2d 806 (1982) (employee was shot during assault on co-worker by violent boyfriend); Robbins v. Nicholson, 281 N.C. 234, 188 S.E.2d 350 (1972) (employee was assaulted at workplace by estranged husband); Dildy, 152 N.C.App. 65, 566 S.E.2d 759 (2002) (employee was assaulted at work by violent boyfriend.) Here the Commission has found as fact that the dispute had as its “root cause” the merging incident, which was related to driving and to “the basic nature of his work as a truck driver.” Thus, according to the applicable case law, the Commission properly concluded that Dodson’s injury and death resulted from an injury by accident arising out of and in the course of his employment.

 

Defendants argue that the Commission and the Court should analyze this case according to the cases in which an employee on a business trip interrupts his work to engage in personal conduct unrelated to the employer’s business, such as the Good Samaritan cases, and that we should employ an “appreciable benefits” or “increased risk” test. See Roman v. Southland Transp., 350 N.C. 549, 515 S.E.2d 214 (1999); Roberts v. Burlington Indus., 321 N.C. 350, 364 S.E.2d 417 (1988). Because we have held that the evidence supports the Commission’s findings, which in turn support its conclusions to the effect that Dodson’s injury and death resulted from a dispute related to his business of driving, we do not believe that these cases apply. In so concluding, we again refer to the standard of review, according to which we are bound by the findings and conclusions of the Commission if there is any evidence to support them.

 

In Roberts, the employee was injured while on a business trip, during a stop to render aid to a third party. The Supreme Court affirmed the denial of benefits, holding that the employer received no “appreciable benefits” from the employee’s stop. Here, however, the Commission found and concluded that at the time the “root cause” incident began, Dodson “was driving his truck in the course of his business for defendant-employer.” Thus, we do not believe that either the “appreciable benefits” or “increased risk” analysis-applicable to cases in which the employee was not engaged in the employer’s business, such as Roberts-applies here. In addition, although the Court in Roman also affirmed the denial of benefits where the decedent was shot while pursuing a robber, it did so in a three-to-three opinion, in which the Court noted that “the decision of the Court of Appeals is affirmed without precedential value.” As such, we decline to treat Roman as authority.

 

In Argument II (Question presented 3), defendants contend that the plaintiff is barred from any compensation because Dodson’s injury and death resulted from his wilful intention to injure Campbell. However, the Commission accepted as credible the evidence discussed above, and made findings of fact, including finding 12 quoted above, which support its conclusion number 3, that defendant failed to prove “by the greater weight of the evidence that [Dodson’s] injury and death resulted from [Dodson’s] wilful intention to injure or kill himself or another.” Because these findings and conclusion are supported by the evidence even though there may have been evidence to the contrary, we reject this argument.

 

CONCLUSION

In sum, we hold that the evidence supports the findings of fact, which in turn support the conclusions of law of the Commission. Since the Commission properly analyzed this case as an assault in the workplace, its conclusions are consistent with the applicable law. For the reasons set forth above, we affirm the opinion and award of the Industrial Commission.

 

Affirmed.

 

Judge McGEE concurs.

Judge STEELMAN dissents in part, concurs in part.

STEELMAN, Judge, dissenting in part and concurring in part.

I respectfully dissent from the majority’s decision affirming the portion of the Commission’s Opinion and Award concluding Dodson’s injury and death arose out of and in the course of his employment and awarding death benefits to plaintiff. Although I concur with the majority’s conclusion that Dubose’s argument under N.C. Gen.Stat. § 97-12(3) (2001) must fail, I do so on different grounds. The facts in this case are not in dispute; however, I recite additional facts to clarify and support my decision on this matter.

 

On 27 September 1999, John Dodson (“Dodson”) was transporting a load of steel to Virginia for his employer, defendant Dubose Steel, Inc. (“Dubose”). While Dodson was driving in the right lane of a divided highway having two lanes of traffic in each direction, Troy Campbell (“Campbell”) was driving in the same direction in the left lane. The two drivers encountered a disabled recreational vehicle partially blocking the right lane and causing the two lanes of traffic to merge left into a single lane. Dodson moved his truck into the left lane and forced Campbell into a left-turn lane as Campbell blew his horn several times. Dodson returned to the right lane after passing the disabled vehicle.

 

Campbell pulled up beside Dodson’s truck, looked over at him, motioned back and said “you almost hit me back there.” Campbell made gestures toward Dodson, who responded by shaking his finger at Campbell. Campbell then moved forward in the left lane to where the vehicles ahead of him were stopped at the traffic signal. While the two vehicles were stopped for the traffic signal, Dodson got out of his truck and walked around the front of Campbell’s vehicle, striking the hood with his fist and signaling Campbell to get out of his vehicle. Campbell and other witnesses were under the impression that Dodson was angry as he approached Campbell’s vehicle.

 

When Dodson reached the left front headlight of Campbell’s vehicle, Campbell turned the wheels to the left and accelerated in an attempt to move into the left-turn lane. Campbell’s vehicle struck Dodson, causing him to fall and to suffer significant head injuries which ultimately resulted in his death on 4 October 1999.

 

On 25 October 1999, defendant American Manufacturers Mutual Insurance (“American Mutual”) denied the workers’ compensation claim filed by plaintiff, finding that “there was no causal relationship of the employee’s injuries to his employment.” Plaintiff requested a hearing before the North Carolina Industrial Commission regarding the denial of the workers’ compensation claim to determine whether Dodson was acting in the course and scope of employment at the time of his injury.

 

On 30 November 2000, the Deputy Commissioner filed an Opinion and Award concluding that Dodson’s death arose out of and in the course of his employment and ordering defendants to pay death benefits to plaintiff. Both Dubose and American Mutual appealed the Deputy Commissioner’s Opinion and Award.

 

On 18 January 2002, the Full Commission (“Commission”) affirmed the Deputy Commissioner’s Opinion and Award. The Commission found facts as detailed above and made additional findings of fact and conclusions of law as set out in the majority opinion. Dubose appealed the Commission’s Opinion and Award. American Mutual did not participate in this appeal.

 

The issue presented in Dubose’s appeal to this Court is whether the death of an employee who was engaged in an act of “road rage” at the time of his injury resulting in his death suffered an injury compensable under N.C. Gen.Stat. Chapter 97. In the event that there are procedural inadequacies in Dubose’s appeal, I would exercise this Court’s authority under N.C.R.App. P. 2 (2003) to suspend the rules and address Dubose’s arguments in their entirety.

 

I.

Dubose first contends the Commission erred in awarding death benefits to plaintiff because the event causing Dodson’s injury and resulting death did not arise out of and in the course of his employment with Dubose.

 

Whether an employee’s injury arises out of and in the course of his employment is a mixed question of law and fact. Hoyle v. Isenhour Brick & Tile Co., 306 N.C. 248, 293 S.E.2d 196 (1982). This Court’s review of the Commission’s Opinion and Award is limited to whether its factual findings are supported by any competent evidence and whether its conclusions are adequately supported by its findings. Allen v. Roberts Elec. Contractors, 143 N.C.App. 55, 546 S.E.2d 133 (2001). If the findings of fact compel a conclusion opposite of that reached by the Commission, it is the duty of this Court to reverse the Commission. Warren v. City of Wilmington, 43 N.C.App. 748, 259 S.E.2d 786 (1979).

 

A. Background Law

The North Carolina Workers’ Compensation Act, N.C. Gen.Stat. § 97-1, et seq. (hereinafter “the Act”), defines a compensable, accidental injury under the Act as one “arising out of and in the course of employment....” N.C. Gen.Stat. § 97-2(6) (2001). The phrase “arising out of” relates to the origin of the accident and generally requires a causal connection between the nature of the employment and the injury. Robbins v. Nicholson, 281 N.C. 234, 188 S.E.2d 350 (1972). “In the course of employment” refers to the time, place and circumstances giving rise to the injury. Pittman v. Twin City Laundry & Cleaners, 61 N.C.App. 468, 300 S.E.2d 899 (1983). Although these elements are interrelated, the claimant has the burden of establishing both to receive compensation. Pickrell v. Motor Convoy, Inc., 322 N.C. 363, 368 S.E.2d 582 (1988); Hoyle, 306 N.C. at 251, 293 S.E.2d at 198.

 

B. Arising Out of the Employment

There are two lines of North Carolina cases decided under N.C. Gen.Stat. § 97-2(6) which potentially are controlling in our determination as to whether Dodson’s injuries arose out of his employment. The first line of cases, relied upon by the majority and the Commission, deals with injuries caused by assaults occurring in the workplace or assaults by co-workers. The second line of cases, relied upon by Dubose, addresses injuries to employees occurring when the employee interrupts his business for his employer to engage in personal conduct unrelated to his employer’s business.

 

1. Assaults in the Workplace

The Commission expressly relied on one of the workplace cases, Hegler v. Cannon Mills Co., 224 N.C. 669, 31 S.E.2d 918 (1944), in finding that Dodson’s injuries and death were “rooted in” his employment. In Hegler, tensions between two co-workers, Hegler and Smith, developed over the course of a year and culminated in Hegler’s complaint to his employer about the quality of Smith’s work. Id. at 670, 31 S.E.2d at 919. Two days after the complaint, Smith assaulted and killed Hegler at their workplace. Id.

 

Our Supreme Court found that the tension between the two co-workers “had its origin in the employment.” Id. at 671, 31 S.E.2d at 919. The Hegler Court also found that the assault was “directly connected with” and “was rooted in and grew out of the employment.” Id. at 670-71, 31 S.E.2d at 919. Hegler affirmed the Commission’s findings and conclusions that the death had occurred in the course of and arose out of the employment. Id.

 

This Court reached a similar conclusion in Pittman v. Twin City Laundry, 61 N.C.App. 468, 300 S.E.2d 899 (1983). In Pittman, a quarrel between two employees of the laundry service ended in one employee shooting and killing the other at the workplace. Id. at 470, 300 S.E.2d at 901. This Court held that the death “had its origin in a risk connected with [Pittman’s] employment and that his death was in direct consequence of that risk.” Id. at 474, 300 S.E.2d at 903. Thus, the Pittman Court, citing Hegler, found the shooting was causally connected to and arose out of the decedent’s employment. Id.

 

Pittman expressly distinguished those cases where the claimant is injured at the workplace by a non-employee assailant who committed the assaults for reasons unrelated to the employer’s business. In such cases, our courts have held “that an injury is not compensable when it is inflicted in an assault upon an employee by an outsider as a result of a personal relationship between them, and the attack was not created by and not reasonably related to the employment.” Hemric v. Reed and Prince Manufacturing Co., 54 N.C.App. 314, 318, 283 S.E.2d 436, 438-39 (1981); see also, Gallimore v. Marilyn’s Shoes, 292 N.C. 399, 233 S.E.2d 529 (1977) (holding that the employee’s death did not arise out of her employment where there was no evidence that the assault was motivated by her employment or that her employment affected her risk of being assaulted); Robbins, supra, (holding that the assault and killing of an employee at her workplace did not arise out of her employment since the risk of assault by her estranged husband was personal and not incidental to her employment); Dildy v. MBW Invs., Inc., 152 N.C.App. 65, 566 S.E.2d 759 (2002) (holding that claimant’s injury at the store where she worked did not arise out of her employment because the risk that her boyfriend would carry out previous threats was based in a personal relationship independent of her employment).

 

In the present case, the incident giving rise to Dodson’s injury and death was not an assault by a co-worker occurring at the workplace. Therefore, I would hold that this case is not controlled by the decisions concerning assaults in the workplace or assaults by co-workers.

 

2. Increased Risk Analysis

The facts and issues presented here are more analogous to the cases where an employee interrupts his work for his employer to engage in personal conduct unrelated to the employer’s business, such as rendering assistance to a third person. In those cases, our courts primarily have relied on an increased risk analysis to determine whether injuries arose out of the claimant’s employment.

 

The increased risk analysis requires a finding that the employee’s injury was caused by an increased risk incidental to the employment. The key determination is whether the injury was “a natural and probable consequence of the nature of the employment.” Gallimore, 292 N.C. at 404, 233 S.E.2d at 532-33. A contributing proximate cause of the injury must be a risk unique to the nature of the employment and not a risk to which any member of the public would be equally exposed apart from the employment. Id. at 404, 233 S.E.2d at 533; see also Roberts v. Burlington Indust., 321 N.C. 350, 364 S.E.2d 417 (1988). This risk also must be one “which might have been contemplated by a reasonable person ... as incidental to the service when he entered the employment.” Bartlett v. Duke Univ., 284 N.C. 230, 233, 200 S.E.2d 193, 195 (1973).

 

In adopting the increased risk approach, our Supreme Court expressly rejected the “positional risk” doctrine, where an injury arises out of the employment if it “ ‘has its source in circumstances in which the employee’s employment placed him.’ ” Roberts, 321 N.C. at 359, 364 S.E.2d at 423 (quoting Bartlett, 284 N.C. at 235, 200 S.E.2d at 196). Thus, even when employment provides “a convenient opportunity” for injury, it is not necessarily the contributing proximate cause. Robbins, 281 N.C. at 240, 188 S.E.2d at 354.

 

Our Supreme Court applied the increased risk analysis in Roberts, supra, where the decedent-employee worked as a furniture designer and often traveled to visit retail stores selling his employer’s furniture. Id. at 351, 364 S.E.2d at 418. While he was returning home from a business trip, Roberts was struck and killed by a vehicle as he attempted to help an injured pedestrian who had no connection to his duties with his employer or his employer’s business. Id. at 351, 364 S.E.2d at 419. The Roberts Court concluded that Roberts’ employment did not increase the risk of being struck while assisting a pedestrian on the roadside and that “[t]he risk was common to the neighborhood, not peculiar to the work.” Id. at 358, 364 S.E.2d at 423. The Court further held that although his employment may have placed him in the position to rescue the injured pedestrian, Roberts’ own “decision to render aid created the danger,” not the nature of his employment. Id. at 359, 364 S.E.2d at 423. Because it concluded Roberts’ injury did not arise out of his employment, the Court ordered the reinstatement of the Commission’s Opinion and Award denying compensation. Id. at 360, 364 S.E.2d at 424.

 

Here, the Commission found that the “root cause” of the confrontation occurred when Dodson merged into Campbell’s lane while he was driving in the course of his business for Dubose as part of the “basic nature of his work as a truck driver.” By finding that Dodson’s employment was the “root cause” of his confrontation, the Commission tacitly acknowledged that his employment was merely a remote cause, and not a direct or proximate cause, of his injury.

 

The Commission also concluded that Dodson’s “employment as a long distance truck driver caused him to spend the majority of his working hours traveling on highways and streets.” For this reason, the Commission concluded, “the risk of driver error causing tempers to flare among strangers on busy highways was increased.” This conclusion is based upon a positional risk analysis, wherein Dodson’s employment as a truck driver placed him on the highway more frequently than other drivers and, therefore, increased his risk of confrontations with other drivers. However, our Supreme Court expressly rejected the positional risk doctrine in favor of the increased risk approach.

 

The Commission further concluded that “[a] truck driver’s risk of being struck by a vehicle is a risk greater than that of the general public.” While a truck driver may experience an increased risk of being in a collision or accident involving his truck, his employment cannot reasonably be seen as increasing the risk of the driver himself being struck by a vehicle after exiting his truck to confront another driver on the roadside. The risk of confrontations while driving, commonly referred to as “road rage,” is not unique to employment as a truck driver. It is something that can occur at anytime to any member of the general public in the normal course of operating a motor vehicle. The mere fact that Dodson drove on the highway more often as a result of his employment may have provided “a convenient opportunity” for exposure to “road rage,” but as our Supreme Court held in Roberts and Robbins, supra, demonstrating positional risk does not establish a compensable injury.

 

Furthermore, the facts demonstrate that Dodson’s injury was not the natural and probable consequence of his employment. The initial contact between Dodson and Campbell occurred when Dodson merged into Campbell’s lane, forcing him into the turn lane. After passing the disabled vehicle, Campbell shouted to Dodson then continued forward to meet the traffic in front of him. At this point, the incident effectively had come to an end. However, Dodson personally chose to renew the confrontation by getting out of his truck to confront Campbell without any additional provocation or contact between the two men or any contact between their vehicles. Once Dodson exited his truck to confront Campbell, his conduct was no longer related to his employment. As in Roberts, it was Dodson’s independent and voluntary act of getting out of his truck to confront Campbell which created the risk that he could be struck by another vehicle. The risk of injury was not created by the nature of his employment.

 

The facts as found by the Commission compel the conclusions that the proximate cause of Dodson’s injury was his decision to exit his vehicle to confront Campbell in an act of “road rage” and that the risk of such an act is not incidental or unique to nature of his employment as a truck driver but is a risk to which every member of the general public is equally exposed. Therefore, I would hold the Commission’s findings do not support the conclusion that Dodson’s injuries arose out of his employment with Dubose.

 

C. In the Course of the Employment

“In the course of employment” refers to the time, place and circumstances giving rise to the injury.

With respect to time, the course of employment begins a reasonable time before work begins and continues for a reasonable time after work ends. The place of employment includes the premises of the employer. Where the employee is engaged in activities that he is authorized to undertake and that are calculated to further, directly or indirectly, the employer’s business, the circumstances are such as to be within the course of the employment.

Pittman, 61 N.C.App. at 472, 300 S.E.2d at 901-02 (citations omitted) (emphasis added). The circumstances element is fulfilled when “ ‘the employee is doing what a man so employed may reasonably do within a time which he is employed and at a place where he may reasonably be during that time to do that thing.’ ” Harless v. Flynn, 1 N.C.App. 448, 456, 162 S.E.2d 47, 53 (1968) (citations omitted).

 

In this case, there was no finding that Dodson’s actions occurred at the time or place of his employment. Further, the incident does not meet the circumstances element. Dodson was not authorized to exit his truck to confront other drivers, and he was not engaged in any activity in furtherance of Dubose’s business when he got out to confront Campbell. Dodson was not doing what a truck driver reasonably would do at the time and place of his employment when the injury occurred. Therefore, I would hold the Commission’s findings do not support its conclusion that Dodson’s injuries occurred in the course of his employment.

 

II.

In its second argument, Dubose contends the Commission erred pursuant to N.C. Gen.Stat. § 97-12(3) in awarding death benefits to Dodson where his death was proximately caused by his own willful intent to injure or kill himself or another. N.C. Gen.Stat. § 97-12(3) provides that “[n]o compensation shall be payable if the injury or death to the employee was proximately caused by: ... (3)[h]is willful intention to injure or kill himself or another.” The employee must intentionally and purposefully intend to injure another. “Neither acts by the claimant, nor mere words spoken by the claimant and unaccompanied by any overt act, will be a sufficient bar to compensation unless the willful intent to injure is apparent from the context and nature of the physical or verbal assault.” Rorie v. Holly Farms Poultry Co., 306 N.C. 706, 710, 295 S.E.2d 458, 461 (1982). N.C. Gen.Stat. § 97-12(3) provides an affirmative defense for which Dubose has the burden of proof. Id. at 709, 295 S.E.2d at 460.

 

Based on statements by Campbell and other witnesses, the Commission found that Dodson struck Campbell’s vehicle with his fists, pointed at Campbell and generally seemed angry. The Commission did not find that Dodson verbally threatened Campbell or that any physical assault on Campbell occurred. The context of this incident does not make apparent the fact that Dodson willfully intended to injure Campbell, only that he intended to confront him. I would hold that Dodson is not precluded from receiving compensation under N.C. Gen.Stat. § 97-12(3).

 

In summary, because the Commission’s findings do not support its conclusions that Dodson’s injuries arose out of and in the course of his employment, I would hold the Commission erred in concluding that Dodson suffered a compensable injury under N.C. Gen.Stat. § 97-2(6) and in awarding death benefits.

 

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STEWART v. CHRYSLER CORPORATION

350 Mich. 596, 87 N.W.2d 117 (1957)

Opinion

BLACK, Justice.

Here again the Chief Justice would overrule the appeal board where the latter-having been called upon to apply the course of employment test-has decided a pure question of fact. Issue having thus been joined amongst our membership, the question facing us may in short interrogatory be stated as follows: Was the board justified in finding from the testimony that McCoy, convicted as he has been of manslaughter of Stewart, was the aggressor. I hold for affirmative answer.

Mr. Justice Smith, writing in dissent words that are now authoritiative, approaches the variables of ‘course of employment’s this was (Salmon v. Bagley Laundry Co., 344 Mich. 471, 487, 74 N.W.2d 1, 8): ‘We collect these people by the hundreds, even thousands, and we put them to work sometimes amid noise and vibration, sometimes in smoke and steam. They get tired. They get hungry. They get thirsty. They have to go to the toilet. The day wears on and tempers grow short. Relief is sought in horseplay. Trips to the water cooler and the coffee urn grow in number and duration. This is the course of employment. ‘Course of employment’ is not a sterile form of words. It is descriptive of life in the industrial age. These human deviations from the course of the automation do not suspend the employer-employee relationship. They are not departures from employment, but the very substance of it. They are the inevitable concomitants of the working relationship and conditions which produce the product. Its cost must reflect the fatigue, the irritations, and sometimes the blood that went into it. It is here that we find the explanation for the horseplay cases, the curiosity cases, and the assault cases.’

 

Looking at this record of facts, we face appraisal of what in essence is a question of degree1 of Stewart’s fault. Is an ordinary, and understandably provoked, slap of another’s face sufficient to break the connection or nexus between employment and countering blow when the degree-comparison lies between a stinging cheek and a fatally bashed skull? Larson says (1 Larson’s Workmen’s Compensation Law, § 11.15(c), pp. 126, 127):

‘Even the first blow, if it was not a particularly damaging one, or if it was provoked by verbal abuse or by a mistaken idea of attack by a detested co-employee, may be held to fall short of aggression.

‘One of the practical difficulties besetting the application of the aggressor defense is the very homely fact that, long after a quarrel is over, it is often almost impossible to determine who really started it. Many a father has come home at six o’clock to find he is expected to sit in belated judgment on this issue between his two children, the testimony consisting of ‘He hit me;’ ‘Yes, but she called me a stinker;’ ‘But before that he grabbed my comic book;’ and so on and on. One cannot read the facts behind the aggressor cases without seeing how closely the average factory scuffle follows this pattern. The difficulty with the defense, as the Massachusetts court concluded, is that it imposes the necessity of selecting one overt act out of a series of hostile verbal, psychological and physical acts as the one which, for compensation purposes, caused the quarrel and elicited the ultimate injury.’

 

 

Larson refers here, of course, to Dillon’s Case, 324 Mass. 102, 85 N.E.2d 69, 71, from which I quote with intent of adoption as follows:

‘The striking of the first blow is not the sole and ultimate test as to whether the injury arose out of the employment. * * * We must constantly remind ourselves that in compensation cases fault is not a determining factor, whether it be that of the employee alone or that of the employee contributing with the fault of others, unless it amounts to the ‘serious and wilful misconduct’ of the employee which by § 27, as appearing in St.1935, c. 331, bars all relief to him. Apart from serious and wilful misconduct, the question is whether the injury occurred in the line of consequences resulting from the circumstances and conditions of the employment, and not who was to blame for it. * * * So even where the employee himself strikes the first blow, that fact does not break the connection between the employment and the injury, if it can be seen that the whole affair had its origin in the nature and conditions of the employment, so that the employment bore to it the relation of cause to effect. * * * In the present case there was no evidence whatever of any friction between Dillon and Kenney except in connection with their work. It could reasonably be found that a smoldering enmity was engendered between these men by the carrying on of the employer’s work, the control which Dillon as gang leader had over Kenney, and the manner in which he exercised that control in his employer’s interest, and it could even be found that at the moment of the trouble Kenney was intentionally interfering with Dillon’s work by standing upon the ‘pallette’ which it was Dillon’s duty to raise. In such a case, when the accumulated strain finally breaks down resistance, it seems a narrow treatment of the problem to determine the granting or denying of compensation by the more or less fortuitous circumstance of who aimed the first blow.’

 

In this case the facts as found show that Stewart, in circumstances of annoying provocation, did no more than slap McCoy’s face with his hand. What was the severity of the slap? Was it a ‘particularly damaging one’? Did it amount to ‘a vicious and unprovoked assault,’ as found in presently considered Horvath? Was it of such force as to require our matter-of-law brand of aggressor on Stewart? Surely, and as the signers of this opinion note from the appeal board’s essential findings, these are questions for constituted triers of fact rather than questions of law for detached appellate judges.

The analogy of the criminal process is helpful here. Noting again that McCoy was convicted of manslaughter of Stewart, and assuming that the same record of facts was made before the jury when the latter undertook consideration of McCoy’s guilt or innocence, would it have been right for the trial judge to instruct that Stewart was the aggressor? I think not (and suspect he did not do so), since the question of identity of the aggressor in personal assault cases, whether the action be one for damages or one brought by the people, invariably becomes one of fact.2 And, when the question arises in compensation proceedings, it is usually the same. See Stulginski v. Waterbury Rolling Mills Co., 124 Conn. 355, 199 A. 653, 658, where it was said:

‘The adoption of a rule, that if an injured employee was the aggressor he could not recover compensation, though the injury arose out of the conditions of the employment, would require a definition of terms which would be extremely difficult. Certainly to hold that no matter what provocation and angry words there might have been between the parties, he who struck the first blow, slight though it might be, would be denied compensation would be neither reasonable nor in accordance with sound principles. That the injured employee was the aggressor would certainly be a factor, in some cases an important factor, to be considered in determining whether the chain of causation between the conditions of the employment and the injury has been broken. But it would have that effect as bearing upon the question whether there had intervened personal motives, designs, or the like, sufficient to constitute an intervening cause. * * *

‘* * * The question presented in this type of case, as in others involving the issue whether an injury arose out of the employment, is essentially one of fact, to be determined in view of all the relevant circumstances, and the conclusion of the commissioner must stand unless it is one he could not reasonably or legally reach upon the subordinate facts.’

 

 

The appeal board found on authority of Dillon and Stulginski, and rules set forth in Marshall v. Baker-Vawter Co., 206 Mich. 466, 173 N.W. 191; Schultz v. Chevrolet Motor Co., 256 Mich. 393, 239 N.W. 894, and Pekin Cooperage Co. v. Industrial Commission, 285 Ill. 31, 120 N.E. 530, that McCoy was the aggressor and that Stewart’s injury and death at McCoy’s blow arose out of and in the course of Stewart’s employment. Such finding is fully supported by evidence. The board found:

‘McCoy deliberately and in total disregard of decedent’s protests removed the steps which had been provided by the employer for the use, convenience, benefit and protection of decedent and other employees in the course of their work. The argument immediately preceding and culminating in the fatal injury arose out of and because of such actions on McCoy’s part. This argument would not have occurred but for McCoy’s wilful acts in complete disregard of decedent’s rights. The acts of McCoy were the first acts of hostility and caused and precipitated the quarrel which resulted in the fatal injury. McCoy was the aggressor. He caused the controversy. The fight arose because McCoy wilfully disturbed, disrupted and interfered with a method and means of ingress and egress incidental to the employment provided, prescribed and approved by the employer. While decedent struck the first blow, this is not the controlling test as to whether the injury arose out of the employment. It did not make decedent the aggressor. Previous acts of aggression on the part of McCoy engendered the enmity and precipitated the actual physical conflict. The disagreement arose out of the employer’s work. There was causal relation between the employment and the fatal injury. Acts occurring in the course of work provoked the altercation which brought about the death of decedent. The fatal injury clearly arose out of and in the course of decedent’s employment.’

 

My Brother concludes that Horvath v. La Fond, 305 Mich. 69, 8 N.W.2d 915, is controlling and that it requires reversal of the appeal board’s order awarding compensation to Stewart’s widow. As to Horvath I am in agreement with the appeal board that it is factually distinguishable. The board said:

‘The factual situation in the Horvath case is substantially different than in the instant case. In the Horvath case some 20 minutes intervened from the time of the original altercation to the time of the incident involving injury. After such a potential coolingoff period, Horvath left his own place of duty, hunted down Gaines in the latter’s place of work, and deliberatley and wilfully perpetrated a vicious and unprovoked assault upon Gaines to gratify his feeling of anger or hatred. In the instant case there was no break in time between the commencement of the argument and the fatal injury. Also decedent was at his own place of duty when the fatal altercation developed. He did not hunt down McCoy or wilfully perpetrate an unprovoked assault. Decedent was not an aggressor * * *’.

 

I vote to affirm.

SMITH, EDWARDS and VOELKER, JJ., concurred with BLACK, J.

DETHMERS, Chief Justice.

Appeal from an award of compensation by the workmen’s compensation appeal board.

Decedent worked on a milling machine which was one of five in a row. West of and parallel with the row of machines was a roller conveyor for motor blocks with side track lines eight feet long extending to each machine. Employee Jake McCoy worked up and down the west side of the conveyor using a five-foot stick with a coat hanger attached to shove motor blocks along the conveyor and onto the side track lines from which they were put through the milling machines. The conveyor was 30 inches high and 18 wide. Defendant caused removable steps to be placed on each side of the conveyor and opposite each other, in the nature of a stile, to be used for crossing the conveyor. A set of such steps was provided for each of the five machines. Workers at the machines used the steps as part of a convenient route for getting to the other side of the conveyor when coming to or leaving the job, going to get a drink of water, etc. It was possible for decedent to get from his machine to the other side of the conveyor by walking past three of the milling machines and around the end of the conveyor. The steps were furnished by the defendant, however, to afford a more direct route and as a convenience for decedent and others employed to work at the machines. When shoving blocks along the conveyor line, McCoy found it convenient, in accord with prevailing custom, to move the steps along its west side away from the conveyor about a foot and a half so that he could walk next to the conveyor without interference from the steps. When men at the machines desired to cross and requested it he would move the steps back in place. On the day in question, when he had thus moved the steps from the conveyor, including those next to decedent’s machine, decedent had protested repeatedly and at least twice had moved the steps back against the conveyor, after which McCoy had removed them again. Then decedent came up to the top step on the east side of the conveyor, reached over it and struck McCoy, whereupon McCoy struck him with the clothes hanger stick, inflicting injuries from which decedent died.

Did decedent’s injury arise out of his employment? Horvath v. La Fond, 305 Mich. 69, 8 N.W.2d 915, is controlling and conclusive of an answer in the negative. Horvath is supported by the weight of authority. ‘The great majority of jurisdictions which have considered the question of aggression apart from express statutory defenses have held that the aggressor in an admittedly work-connected fight cannot recover compensation.’ Larson’s Workmen’s Compensation Law, § 11.15(a), citing cases.

The appeal board, after finding that decedent struck the first blow, held that that fact did not bar compensation, relying on Dillon’s Case, 324 Mass. 102, 85 N.E.2d 69. In Dillon the Massachusetts court held in effect that ‘too fine a point’ ought not to be made ‘as to who was the aggressor’, but noted that Horvath is to the contrary. And Larson (§ 11.15[c)], in discussing Dillon’s Case, recognizes that only in Massachusetts and New Hampshire (Newell v. Moreau, 94 N.H. 439, 55 A.2d 476) has the aggressor defense been abolished in workmen’s compensation cases. Lucid as the reasoning of Chief Justice Qua undoubtedly is in Dillon’s Case on the question of whether an injury resulting from a work-connected fight arose out of employment, its adoption in Michigan is foreclosed so long as Horvath stands.

Plaintiff stresses Stulginski v. Waterbury Rolling Mills Co., 124 Conn. 355, 199 A. 653, and Schultz v. Chevrolet Motor Co., 256 Mich. 393, 239 N.W. 894, which, in turn, is planted on Little v. Atlas Drop Forge Co., 221 Mich. 604, 192 N.W. 619, as holding that when an assault is incidental to some duty of the assaulted person’s employment his resulting injuries will, as a rule, be held to arise out of his employment. In each of those three cases, however, the situation was, as the court found in Stulginski, that ‘The plaintiff was not the aggressor but was attacked * * *’, thus distinguishing them from the facts at bar. Cases such as those and the factual situations there involved were no doubt in the mind of this Court in Horvath when it said [305 Mich. 69, 8 N.W.2d 916]:

‘The manner in which the department reached the conclusion that under the above undisputed facts Horvath’s death arose out of his employment is indicated by the following from the opinion filed: ‘* * * The assault was not provoked by any personal animosity between plaintiffs’ decedent and John Gaines. * * * It was an act in the course of their work which provoked the assault and the fatal injuries were inflicted by anger over an act shortly before committed in the conduct of the work. * * * it was an act done in connection with the work which set in motion the action which ultimately resulted in plaintiffs’ decedent’s death.’

 

‘There might be room for applying the above reasoning to the facts in this case if the injured employee had been the one on whom the assault was committed; rather than the one who under the circumstances of this case was unquestionably the deliberate aggressor.’

 

True, the appeal board here held that McCoy was the aggressor in that he removed the steps despite decedent’s protest. But decedent struck the first blow, as the appeal board found. McCoy had not theretofore threatened, injured, nor attempted to injure, decedent. Under such undisputed facts the question of aggression becomes, on appeal, one of law for this Court. Horvath v. La Fond, supra. There is no difference, of legal consequence, between the work-connected acts of Gaines which aroused Horvath’s anger and prompted the assault by him, and the stepremoving act of McCoy which prompted the assault by decedent here. In each case the assaulter felt that some right or province of his had been invaded or violated by the other party. Even though it might be said that McCoy’s injury, if any, when he was struck by decedent, arose out of the employment, nevertheless, under the holding in Horvath, it must be held that decedent was the aggressor and, hence, that as a matter of law his injuries and death did not arise out of his employment.

Award vacated, with costs to defendant.

SHARPE, KELLY and CARR, JJ., concurred with DETHMERS, C. J.

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Footnotes

1

‘It is a question of degree whether I have been negligent. It is a question of degree whether in the use of my own land, I have created a nuisance which may be abated by my neighbor. It is a question of degree whether the law which takes my property and limits my conduct, impairs my liberty unduly. So also the duty of a judge becomes itself a question of degree, and he is a useful judge or a poor one as he estimates the measure accurately or loosely.’ (Mr. Justice Cardozo’s ‘The Nature of the Judicial Process’, pp. 161, 162.)

2

See treatment of the respondent’s successive requests to charge, dealing with jury-identification of the aggressor, in the homicide case of People v. Palmer, 96 Mich. 580, 55 N.W. 994, and 105 Mich. 568, 63 N.W. 656.

WHITE v. ATLANTIC CITY PRESS

64 N.J. 128, 313 A.2d 197 (1973)

Opinion

The opinion of the Court was delivered by

PASHMAN, J.

On the morning of April 13, 1971, petitioner John B. White, while driving his automobile to work, picked up two young hitchhikers. They returned his favor by committing acts of felonious assault and robbery upon him. Petitioner filed a workmen’s compensation benefits claim pursuant to N.J.S.A. 34:15-7. Atlantic City Press, employer-respondent, denied compensability for three reasons. First, it contended that no employment relationship existed; second, that the going and coming rule precludes recovery should such relationship be found; and, third, that the picking up of a hitchhiker relieves an employer of liability even if the accident were otherwise compensable. The Judge of Compensation found for petitioner on the first two issues, but felt constrained to rule against him on the third, on the authority of Beh v. Breeze Corporation, 2 N.J. 279, 66 A.2d 156 (1949). He therefore dismissed the petition and the Appellate Division affirmed in an unreported Per curiam opinion. We granted certification, 63 N.J. 497, 308 A.2d 662 (1973). We take this opportunity for a fresh look at the hitchhiker doctrine. We reverse.

Petitioner alleges that at the time of the accident, he had been working as a route delivery man, having begun that work in January 1971. His duties encompassed driving a few miles from his residence in Atlantic City to Pleasantville, picking up for delivery 200 of respondent’s newspapers, and then delivering them. He would load the daily edition of respondent’s papers in his car and drop them off individually by throwing a copy on a customer’s front porch or lawn or inserting one in a post box, along a scattered route of 20 to 25 miles in rural Atlantic County. Each morning by 7:00 A.M., the route deliveryman’s function would be completed.

Petitioner testified that on the eventful morning of April 13, 1971, he left his home around 5:00 A.M., his usual time, and while still in Atlantic City not too far from his own residence, he picked up two hitchhikers who wanted to be taken to a bus station. Petitioner added that he had never encountered or known of harmful incidents in all the times he picked up hitchhikers. The drive to the bus station necessitated a detour of several blocks from petitioner’s customary route but as was evidenced, no appreciable time would have been lost since one could get to Pleasantville by several alternative express roads. While waiting at a red light, one of the hitchhikers pulled a knife and demanded petitioner’s money. A fight ensued, and with White losing control, his automobile bounced against several parked cars. Petitioner was hospitalized with lacerations and stab wounds in the face, abdomen and hand, and the assailant was taken into police custody. Petitioner resumed his work a week later.

Respondent denied that it had employed petitioner as a route deliveryman at the time of the accident. Testimony elicited from two circulation managers indicated a non-existence of any formal agreement with petitioner relative to delivery duties. Respondent acknowledged, however, that petitioner was authorized to make weekly collections and to verify the route, and that for this service, he would receive a 15% Commission. It was respondent’s understanding that petitioner would take over the route in its entirety in the future, but as a precondition, he had to serve an apprenticeship. Hence, from January until June 1971, at which time a formal agreement was signed, petitioner had no formal status as an independent deliveryman. There were no records in respondent’s home office showing that petitioner was delivering newspapers at all.

Respondent did not pay petitioner directly for deliveries. Instead, it paid $50 weekly to the person with whom it had originally contracted for the delivery, one La Compt, who had in fact turned over the job to White in February 1971 and endorsed all checks to him from that date forward. Respondent claims it was never notified of this transfer; but White testified he commenced the delivery at the request of circulation manager Attig who met him several days at the paper pickup point.

There was testimony that in addition to Attig, one of the other circulation managers, several of the office employees and most of the deliverymen were familiar with White’s deliveries. The day following the accident, the Press in a news account reported the knifing incident and identified White as a Press employee. It thus appears that if White’s testimony is credited, he had been employed in a De facto status at the time of the accident.

The judge of compensation determined that in the event petitioner should prevail on appeal, he would be entitled to hospital costs of $195 and permanent disability benefits of $1,100. These supplementary findings were made to obviate the need for remand in the event of reversal.

I.

[1] [2] Respondent contends at the threshold that petitioner was not in its employ as a deliveryman at the time of the accident. And it urges that judgment be sustained on that basis, if no other. Contrary findings, however, were made below. On this record, we accept them.

 

The judge of compensation found generally there was an employment relationship. This could have been based upon acceptance of White’s testimony that he and Attig agreed in January 1971 that he would perform the delivery service and that he did so thereafter. However, no such express finding of fact was made by the judge. Nevertheless, a proper finding of employment relationship could also have been based upon a determination that respondent knew at all material times that White was in fact making the deliveries and that it was of no legal consequence that payment was made indirectly through La Compt. The contract of employment may be express or implied. See Essbee Amusement Corp. v. Greenhaus, 114 N.J.L. 492, 495, 177 A. 562 (Sup.Ct.1935); Del Peso v. H. A. Bar and Restaurant Co., 75 N.J.Super. 108, 117, 182 A.2d 373 (App.Div.), certif. den. 38 N.J. 309, 184 A.2d 421 (1962); Biger v. Erwin, 108 N.J.Super. 293, 261 A.2d 151 (Cty.Ct.), aff’d 57 N.J. 95, 270 A.2d 12 (1970); 99 C.J.S. Workmen’s Compensation s 65, pp. 280-281 (1958). In this regard, the actual trial fact finding was that ‘respondent through its employees either knew or should have known that White was distributing Rt. 3901 regularly for some period of time prior to April 3, 1971.’

Insofar as either of the factual hypotheses aforesaid may be viewed, as we here hold, as a proper legal foundation for the ultimate conclusion of employment relationship by the trial court, there was substantial credible evidence in the record in support thereof. Moreover, in our view, the same evidence which supports the express finding of the Judge aforementioned that respondent knew or should have known of the distribution by White also supports and justifies a finding of actual knowledge by respondent. In the interest of a just and expeditious conclusion of this litigation, we exercise our original jurisdiction and so find, R. 2:10-5, rather than remand for a more specific finding on the point.

The rule of appellate review of factual findings prior to the amendment of the Workmen’s Compensation Act eliminating the county court in the review process, L.1971, c. 463, amending N.J.S.A. 34:15-66, was as stated in Close v. Kordulak Bros., 44 N.J. 589, 599, 210 A.2d 753 (1965), I.e., when the findings could reasonably have been reached on sufficient credible evidence present in the whole record after giving due weight to the judge’s expertise in the field and his opportunity of hearing and seeing the witnesses, those findings will be sustained. In De Angelo v. Alsan Masons, Inc., 122 N.J.Super. 88, 299 A.2d 90 (App.Div.), aff’d 62 N.J. 581, 303 A.2d 883 (1973), it was held that notwithstanding the amendment of the statute, the rule of substantial credible evidence would continue in effect applying directly to the judgment in compensation as the ruling under review.

In view of the substantiality of the evidence discussed above in support of either of the alternative factual findings of the Judge of Compensation which we have mentioned, we affirm the conclusion of employment relationship arrived at below.

II.

We have concluded that the going and coming rule does not preclude a holding that the accident is compensable. It is axiomatic that exceptions to the rule have been so numerous that they have almost swallowed the rule. See E.g., Hammond v. Great Atlantic & Pacific Tea Co., 56 N.J. 7, 264 A.2d 204 (1970) at 11-13 and cases cited therein. The facts in the instant case fit well within one of the categorical exceptions: when employees uses his own automobile for work-related purposes and benefits both himself and employer. Where, as here, the nature of the employment reasonably requires the use of the automobile as soon as the employee leaves him home, compensability attaches at that moment. In Demerest v. Guild, 114 N.J.L. 472, 176 A. 558 (E. & A.1934), employee was instructed to and compensated for use of her automobile for employment related activity. Because she lived in Dunellen, but was required to report first each day to employer’s home office in Union City, and because there existed no public transportation via this route, use of her own car to arrive at work was considered integral to the fulfillment of employment. Compensation was awarded when employee met an accident on the way home after her regular employment duties ceased. Parallel to the case before us, use of petitioner’s car going to and coming from work was indispensable for employment and conferred a benefit upon employer. It is inconceivable to suppose that newspaper delivery can be effectuated by any means other than a car over a route containing 200 homes spaced apart in a rural section of Atlantic County. Equally as incomprehensible is how to divorce the delivery aspect, with the loading and transporting of the automobile to the loading dock. That petitioner would leave his car at the loading station upon termination of delivery and step into a second vehicle to go and come from work is a preposterous assumption. The time has since long gone when a delivery route such as the one involved herein has been tended by one on horseback or a lad on a bicycle. In sum, the use of the car was both a necessity as well as an established practice, regularly used in connection with employment. In Begley v. Inter. Terminal Operating Co., Inc., 114 N.J.Super. 537, 277 A.2d 422 (Cty.Ct.1971), certif. den. 61 N.J. 155, 293 A.2d 385 (1972), the court said:

Her right to compensation rests upon the principle that whenever an employee, because of contract, necessity, express permission or established and accepted practice, uses his car regularly or frequently in connection with his employment and for the employer’s benefit, he is within the scope of his employment when transporting the car to and from the place of employment in order to have it available for such use.

 

We deem this an accurate statement of the controlling principle and find it apposite in this case.

 

III.

In Beh v. Breeze Corporation, Supra, a traveling salesman while driving his car on business for his employer, picked up a hitchhiker during a snowstorm. After stopping for lunch and resuming the journey the passenger attempted to rob the employee at gunpoint and killed him when the latter resisted. The matter of picking up hitchhikers had not been a subject of discussion between employer and employee. The former Supreme Court granted compensation to the decedent’s widow, 137 N.J.L. 431, 60 A.2d 273 (1948), pointing out that the act is broad, providing for compensation where the accident or death arises out of and in the course of the employment, except where intentionally self-inflicted or when intoxication is the natural and proximate cause of injury. It declared (at 433, 60 A.2d at 274):

We find that the death arose from a risk incidental to the employment and was causally connected therewith because it arose from a risk or hazard incident to the use of the highway. The employee, if he had not stopped for the hitch-hiker, might have been shot anyway. That is one of the risks of travel.

 

The present Supreme Court reversed. Conceding that the accident had arisen in the course of the employment, it held it had not arisen out of the employment. The Court reasoned that picking up hitch-hikers was not within the employee’s express duties nor necessary to their accomplishment; the peril was separable from the employee’s line of duty; his duties did not expose him to the danger except through his independent act; and there was no causal connection between the accident and the conditions attending the transaction of the employer’s business (2 N.J. at 283, 66 A.2d 156). The accident was not ‘directly’ attributable to a risk of the highway to which the decedent’s employment exposed him since injuries from an unknown assailant riding as a guest of the driver were not an ‘ordinary risk of the highway.’ (Id.). The court viewed the pickup as a ‘charitable incident for the accommodation of the hitch-hiker’ from which the employer derived no benefit. (Id.). Such conduct constitutes a ‘self imposed’ risk, is commonly known to be dangerous, and is not within the contemplation of the employer at the time of hiring. (2 N.J. at 284, 66 A.2d 156).

We think it clear that the development of the concept of ‘arising out of the employment’ by the decisions of our courts since Beh was decided in 1949 is in sharp divergence from the philosophy of that decision as just summarized. The gravamen of Beh is the enlargement of the risks of the employment by voluntary action of the employee beyond those in contemplation by the employer at the time of hiring. However, foreseeability of the incidence of a particular kind of injury to an employee has always been regarded as immaterial in the rationale of compensation law. Larson, Workmen’s Compensation Law, s 6.50, at 3-7, 3-8 (1972); Gargiulo v. Gargiulo, 13 N.J. 8, 97 A.2d 593 (1953). The concept of foreseeability is in the domain of tort law, where fault characteristically plays a role-not in that of workmen’s compensation to which it is irrelevant. Secor v. Penn Service Garage, 19 N.J. 315, 319, 117 A.2d 12 (1955). The fundamental issue in the latter area is work-connection, Larson, op. cit., at 3-8, and that must be the fulcrum of our inquiry here.

 

Moreover, the emphasis in Beh on the invitation by the employee of the hitchhiker as creative of a ‘self-imposed risk,’ as opposed to a ‘risk of the highway,’ (2 N.J. at 284, 66 A.2d 156) also clashes with the principle that fault of the employee is basically immaterial in compensation law. Contributory negligence is of course not a defense, and the act carefully delimits the bar of fault, as such, solely to the categories of intentional self-infliction of harm and intoxication as the sole and proximate cause of injury. N.J.S.A. 34:15-7.1

The fountainhead of the inquiry here lies in the question whether the hazard giving rise to petitioner’s injury was a ‘risk that grows out of or is connected with what a workman has to do in fulfilling his contract of service’- a risk which may be ‘ordinary’ or ‘extraordinary in character, indirectly connected with the employment because of its special nature.’ Belyus v. Wilkinson, Gaddis & Co., 115 N.J.L. 43, 47, 178 A. 181, 184 (Sup.Ct.1935), aff’d 116 N.J.L. 92, 182 A. 873 (E. & A.1936). But the risk is not beyond the purview of employment connection merely because it is heightened by an act of the employee otherwise within the course of the employment, which might be described as ‘foolhardy,’ ‘negligent,’ or ‘foolish,’ see Green v. De Furia, 19 N.J. 290, 297, 116 A.2d 19 (1955); or as a ‘grossly negligent’ act of ‘mock bravado,’ see Secor v. Penn Service Garage, Supra (19 N.J. at 323-324, 117 A.2d 12); and see Diaz v. Newark Industrial Spraying, Inc., 35 N.J. 588, 174 A.2d 478 (1961).

 

In Secor, supra, where a gasolinedrenched attendant at a service station, disregarding his employer’s direction to change his uniform for the sake of safety, lit a match near his trouser’s leg to show that the change was unnecessary and consequently was severely burned, the court allowed recovery as against the employer’s contention that the injury resulted from ‘actions committed by (the employee) not in the course of employment.’ Speaking for the Court majority, and assuming Arguendo that the employee had acted in a spirit of ‘mock bravado’ Justice Jacobs said (19 N.J. at 324, 117 A.2d at 16):

An employee is not an automaton, and, even when he is highly efficient, he will to some extent deviate from the uninterrupted perfomance of his work. Such deviation, if it be considered minor in the light of the particular time, place and circumstance, is realistically viewed by both the employer and the employee as a normal incidence of the employment relation and ought not in this day be viewed as legally breaching the course thereof. Fulfillment of the high purposes of our socially important and ever broadening Workmen’s Compensation Act suggests this approach and nothing in the statutory term dictates any narrower position.

 

In similar vein is the rationale of our decision in Diaz v. Newark Industrial Spraying, Inc., Supra, where we allowed compensation to an employee who, by repeatedly squirting water on a fellow-employee, provoked the latter into throwing at him what was thought to be water but turned out to be a flammable lacquer thinner, which took fire and burned the skylarking petitioner. Although the employer had no prior knowledge of this kind of frolicking by the employees, Cf. McKenzie v. Brixite Mfg. Co., 34 N.J. 1, 166 A.2d 753 (1961), recovery was nonetheless granted. We said that ‘the case requires the application of a realistic view of reasonable human reactions to working conditions and associations with people encountered in the course of employment’ (35 N.J. at 590, 174 A.2d at 479); further that in this general area, ‘the center of inquiry has shifted from insulating the particular act in a vacuum to considering it in the entire nature of the employment, including the risks of human associations and failings and conditions inseparable from the specific work’ (at 591, 174 A.2d at 479).

It is in the spirit of such counsel that we must seek the answer to the specific problem which is of present concern. Obviously robbery and assault on a highway are potential hazards of traveling thereon by automobile. Geltman v. Reliable Linen & Supply Co., 128 N.J.L. 443, 25 A.2d 894 (E. & A.1942). But for the performance by petitioner of his duty to drive to the pickup point in Pleasantville for the newspapers, he would never have encountered the assailants. The analysis thus devolves to the question whether petitioner’s succumbing to the instinct of aid to the beckoning couple constituted a ‘reasonable human reaction,’ in the language of Diaz, supra, even if, Arguendo, ‘foolhardy’ or ‘grossly negligent.’ We entertain no doubt that it was such a reaction. It is an act which occurs countless times on the streets and highways, and in the vast majority of instances without harm. The question is not whether it is a prudent act or a commendable one. As noted in the cases cited above, the reasonably expectable range of conduct of workmen in the employment milieu can run the entire gamut from the grossly careless, imprudent, or foolhardy, to the opposite of those characteristics. The teaching of the Secor line of cases is that if the circumstances of the employment can be fairly said to have elicited conduct by the employee which results in his injury, absent what a court would conclude to be substantial deviation from the course of the employment, compensation ordinarily follows regardless of how one might assess such conduct in terms of prudence, judgment, wisdom or human frailty.

We regard the foregoing criteria as here met. The employer placed the petitioner on the highway, and he was thereby subjected to the hazard, albeit apparently not appreciated by him, of the encounter with those who were able to entice him, as they could have many others in similar circumstances, to give them a lift. We hold there was work-connection sufficient to render the ensuing injuries such as arose out of the employment:2

 

It is of interest that long before the decision in Beh, recovery was allowed in a hitchhiker case in Goodwin v. Omaha Printing Co., 131 Neb. 212, 267 N.W. 419 (Sup.Ct.1936). The employee, a traveling salesman, was killed as he stopped to let out the hitchhiker. The Nebraska court recognized the hazard of highway robbery and the peril apprehended by an employee whose travels for business purposes render a special benefit to employer. Goodwin rebutted the contention that the employee brought the accident upon himself by choosing to pick up the hitchhiker. No instructions were given by the employer, nor were hitchhiking assaults so frequent as to put employee on notice. Robbery might have occurred in a variety of ways, regardless of employee’s invitation. Merely because the employee initiated this charitable act, the Court added, he is not removed from the employment posture, nor does he act for his own pleasure. The opinion of the Nebraska Supreme Court substantially anticipated the analysis which has led to our determination of the instant case. A generally cognate viewpoint has been taken in other cases involving invitations to ride by the employee-driver to new acquaintances. See Hunt v. Gutzwiller Baking Co., 104 Ind.App. 209, 9 N.E.2d 129 (1937); Connor Co. v. Industrial Commission, 374 Ill. 105, 28 N.E.2d 270 (1940).

In light of the foregoing conclusions, we need not be detained long by the argument that picking up hitchhikers was a disqualified deviation from the employment. The detour involved was only a few blocks, led to an alternative main route to Pleasantville, and would have taken only a few minutes longer. It was not by any means a serious deviation in terms of comparison with other fact situations we have held not to be fatal to recovery. See E.g., Rainear v. Rainear, 63 N.J. 276, 307 A.2d 72 (1973) and cases cited therein.

For the reasons stated we conclude that Beh v. Breeze Corporation, Supra, should be and is herewith overruled.

Judgment reversed.

For reversal:

Acting Chief Justice JACOBS, Justices SULLIVAN, PASHMAN and CLIFFORD and Judge CONFORD-5.

For affirmance: None.

_____________________________________________________________________________________________

Footnotes

1

While the language of the act reads, ‘when intoxication is the natural and proximate cause of injury,’ the cases hold it must also be the sole cause. Olivera v. Hatco Chemical Co., 55 N.J.Super. 336, 350, 150 A.2d 781 (App.Div.), certif. den. 30 N.J. 557, 154 A.2d 449 (1959).

2

Needless to say, our determination herein does not reflect approval of hitchhiking, which if practiced from the highway itself, is a statutory offense, N.J.S.A. 39:4-59, or of the picking up of hitchhikers by motorists. However, a driver violating the statutory directions for careful driving would of course not be denied workmen’s compensation if otherwise entitled thereto.

JORDAN v. FARMERS STATE BANK OF TEXAS COUNTY

And

BYLER v. FARMERS STATE BANK OF TEXAS COUNTY

791 S.W.2d 1 (Mo. Ct. App. 1990)

Opinion

PREWITT, Judge.

Farmers State Bank of Texas County, the employer of Loretta K. Jordan and James R. Byler, appeals from an award of the Labor and Industrial Relations Commission granting workers’ compensation benefits for injuries received by the two employees. The question in both appeals is whether the injuries of James R. Byler and Loretta K. Jordan arose out of and in the course of their employment. As the issues presented are almost identical, the appeals were consolidated.1

 

The relevant facts are not in dispute. James R. Byler was the president of the Farmers State Bank of Texas County, Missouri located in Houston, Missouri. Shortly after he arrived for work on April 24, 1986, he received a phone call from a man, who identified himself as Jay Lewis. Lewis had taken Byler’s wife hostage at the Bylers’ home. Lewis told Byler that he had “five seconds to get out of the bank, go to Raymondville, and pick up a hundred thousand dollars.” There is a branch of the Farmers State Bank in Raymondville which is located a few miles from Houston.

 

Byler told Jordan, the vice president of Farmers State Bank, of the call and asked whether she was going with him to get the money. Jordan decided to accompany Byler because he had a history of heart problems. They went to Raymondville and got currency and then went to Byler’s home. They placed the money where directed and then Lewis, carrying a firearm, made them go to Byler’s garage and lie on the floor. Lewis then shot them.2

 

The Farmers State Bank had anticipated the possibilities of robbery or extortion. The bank had Federal Bureau of Investigation agents and other law enforcement officers talk with the bank employees about what they should do in the event either occurred. If a person was being held hostage the bank employees were to begin preparation for delivery of the sum demanded and to notify another bank official of the threat and the employee’s intentions regarding it. They were advised to do as they were told and not to try to be heroic, to follow the procedures and guidelines that they were given, both orally and in writing.

 

In this proceeding Byler and Jordan sought benefits under the Workers’ Compensation Law for the injuries received from the shootings. The Commission, adopting the findings of Chief Administrative Law Judge James H. Wesley II, on the issues here, found that the injuries arose out of and in the course of their employment. Review is of the Commission’s Award. Wilhite v. Hurd, 411 S.W.2d 72, 76 (Mo.1967).

 

This court’s review under § 287.495.1 includes questions of law. If the facts are not significantly in dispute the question of whether the injury arose out of and in the course of employment is a matter of law. Jordan v. St. Louis County Police Dept., 699 S.W.2d 124, 125 (Mo.App.1985); Dillard v. City of St. Louis, 685 S.W.2d 918, 922 (Mo.App.1984).

 

[1] In interpreting the workers’ compensation law, all doubts are resolved in favor of the employee. Page v. Green, 686 S.W.2d 528, 530 (Mo.App.1985). The mandate for liberal construction of the Workers’ Compensation Act set forth in § 287.800, RSMo 1986, means that benefits should be extended to the largest possible class of workers and the denial of benefits to the smallest possible class. Id. at 531. “One of the purposes of the Workers’ Compensation Act is to relieve the burden of workers incapacitated by injuries from the public and place the burden upon industry.” Id at 530. See also Jordan, 699 S.W.2d at 125 (any doubt under the Workers’ Compensation Law as to an employee’s right to compensation must be resolved in favor of the employee).

 

For an employer to be liable under the Workers’ Compensation Law an employee’s injuries must occur by accident “arising out of and in the course of” employment. § 287.120.1, RSMo 1986.3 “Personal injuries arising out of and in the course of such employment” does not cover workers “except while engaged in or about the premises where their duties are being performed, or where their services require their presence as a part of such service.” § 287.020.5, RSMo 1986.

 

[2] The terms “out of” and “in the course of” are separate tests which must be met for an injury to be compensable. Davison v. Florsheim Shoe Co., 750 S.W.2d 481, 483 (Mo.App.1988); Page, 686 S.W.2d at 532. Case law has defined the phrase “arising out of” to mean the injury is a natural and reasonable incident of the employment; there must be a causal connection between the nature of the duties or conditions the employee is required to perform and the resulting injury. “[I]n the course of” is occurring within the period of employment at a place where the employee may reasonably be, while the person is reasonably fulfilling the duties of employment or engaged in doing something incidental thereto. Parrish v. Kansas City Security Service, 682 S.W.2d 20, 26 (Mo.App.1984); Davison, supra 750 S.W.2d at 483.

 

Other cases have worded their analyses of these concepts slightly differently. “An injury ‘arises out of’ the employment if (1) the injury results from a natural and reasonable incident of the employment, a rational consequence of some hazard connected therewith or a risk reasonably inherent in the particular conditions of the employment and (2) if the injury is the result of a risk peculiar to the employment or enhanced thereby.” Dillard, 685 S.W.2d at 921. “An injury ‘arises in the course of’ employment if it occurs within the period of employment at a place where the employee may reasonably be, while engaged in the furtherance of the employer’s business or if he is injured in doing an act reasonably incidental to the performance of his duties, of which his employer might reasonably have knowledge or reasonably anticipate.” Id.

 

Each case involving whether an accident arose out of and in the course of employment must be decided on its own facts and circumstances, by applying the relevant principles and not by reference to some formula, or by attempting to group compensation problems by fact categories. Page, 686 S.W.2d at 533.

 

[3] Although conceding that the bank having access to large amounts of currency increased the likelihood that Mrs. Byler might be kidnapped, the bank argues that assaults on Byler and Jordan did not arise “out of” their employment and the assaults “were distantly removed in the chain of causation from the presence of money at the bank.” It argues that once they arrived at the Byler residence “money was not a contributing cause of their injuries. The assaults occurred because Byler and Jordan were present at a crime scene and could possibly identify the perpetrator”. The fallacy in this argument is that they were only present and in the position to identify the perpetrator because they were following guidelines given them in delivering currency which they had access to because of their employment.

 

The injuries arose out of Jordan’s and Byler’s employment. There is the hazard that an employee or a member of an employee’s family might be held hostage and that currency may have to be delivered to the extortionist at great danger to the employee. The knowledge that banks often have large amounts of currency and that they are sometimes preyed upon by those seeking money through illegal means makes it a natural and a reasonable incident of employment at a bank that an employee could be shot and that shooting would be a rational consequence of the hazard of such employment.

 

The bank contends that the injuries to Jordan and Byler did not arise “in the course of” employment as it did not occur at the bank nor at any place “where any of the Banks’ business ever transpired.” They say that the employees were not fulfilling the duties of their employment at the time of the assault but were attempting to secure Mrs. Byler’s release.

 

The injuries were “in the course of” their employment. They occurred during the period of employment at the house of a bank employee whose spouse was being held hostage. In complying with Lewis’ instructions Byler was where his employer had instructed him to be. Under the circumstances it was reasonable for Jordan to go with Byler. Indeed, it is doubtful that she would have wanted to expose herself to such danger if it had not been required or expected of her in her employment. It was reasonable for the employees to be there and they were reasonably fulfilling the duties of their employment.

 

The award is affirmed.

 

CROW, P.J., and PARRISH, J., concur.

_____________________________________________________________________________________________

Footnotes

1

During the course of these proceedings James R. Byler died and his personal representative Kevin James Byler was duly substituted.

2

Later Byler learned that “Jay Lewis” was an alias. “Roy White” is the man’s true name. This opinion refers to him as “Jay Lewis”.

3

“[A]ccident” includes “injury or death of the employee caused by the unprovoked violence or assault against the employee by any person.” § 287.120.1, RSMo 1986.

MEO v. COMMERCIAL CAN CORP.

80 N.J. Super. 58, 192 A.2d 854 (1963)

Opinion

The opinion of the court was delivered by

GOLDMANN, S.J.A.D.

This is an appeal from a County Court judgment affirming a Workmen’s Compensation Division award in favor of petitioner Meo against his employer, Commercial Can Corporation. The County Court opinion appears in 76 N.J.Super. 484, 184 A.2d 891 (1962).

The company concedes that the facts are not in dispute and credibility therefore plays no part in the consideration of the case. Indeed, the company could take no other position because the facts surrounding the accident were established solely through the testimony of Meo and his witnesses. The employer limited its case to the medical testimony of two doctors going to the extent of disability suffered by petitioner. Only the more significant facts need be referred to; a somewhat more detailed account may be found in the cited County Court opinion.

Meo had been Commercial Can’s plant superintendent in charge of production for a number of years at a salary of $450 a week. Although the company had three plants-Brooklyn, Newark and Pittsburgh-his almost sole concern was clearly with the Newark plant. Meo was on call 24 hours a day, day and night-as occasion required-so that plant operations might continue uninterrupted. He had multiple duties, executive as well as physical.

The Brooklyn plant went on strike November 15, 1959. On February 1, 1960 some 80 of the 105 employees at the Newark plant, members of a local affiliated with the Teamsters’ Union, went out on strike. Meo was ordered by the company president to keep the Newark operation going, and to this end he, among other things, interviewed and hired workers to replace those who had struck. Among the employees who continued to work were five relatives of Meo, including his son-in-law, John Bellomo. Some of the five were union members; others belonged to management. Meo lived in Fairview, N.J., two doors from Bellomo. The company had provided Meo with a car to travel to and from the plant. Bellomo accompanied him on these trips. Meo testified that during the strike he hired some replacement workers at his home, and there were a number of meetings there to plan work schedules.

The strike was a violent one, attended by active, continuous and disorderly picketing at the plant premises. There were as many as 50 or 60 pickets in the morning, a lesser number in the afternoon, and at times there were as many as 100-150 men on the picket line. There were cursing, name-calling, stone-throwing, and efforts to overturn cars attempting to run the gauntlet of the pickets. A number of persons were hurt and had to be taken to the hospital. The Newark police tried to keep order, and the plant was under constant surveillance.

Meo was the target of constant threats. He testified that shortly after the strike started three union delegates came to his office and said that ‘if I knew what was good for me that I should close the plant down.’ He at once called in the Newark police. Meo said that when he would leave the plant with Bellomo to go home, two police motorcycle escorts would accompany them to the Newark boundary line, almost as far as the New Jersey Turnpike. Twice striking employees attempted to run the company-owned car off the Turnpike.

On one occasion when Meo discussed the strike situation with Commercial Can’s president, the latter stated that the Newark plant must be kept open despite any violence, and he would personally attend to anything that happened. Soon after the strike started Meo received a call from the president warning him to be careful, never to leave his home alone, and to ask the Fairview police for protection. Meo got in touch with the Fairview police chief and was provided with the necessary surveillance of his home. He received threatening phone calls at his home practically every night, telling him he had better shut down the plant if he knew what was good for him. A typical call was, ‘You dirty so-and-so; what are you trying to do, take bread and butter out of our mouths? We will get you yet. We are going to spill blood along the road.’ When his wife answered, the caller would hang up. There was a nightly average of four or five calls, and during the last week or so before he was attacked, he received almost a dozen calls a night.

On the morning of March 30, 1960 Meo arose at about 5:45, dressed and had breakfast, went to the garage, drove the company car out onto the driveway, and then waited for his son-in-law to come over from his home close by so that they could drive to the plant together. A green patch of lawn showing through the snow cover attracted Meo’s attention. He got out of the car for a closer look, and as he was looking he heard footsteps, but paid no attention. Suddenly he heard someone say, ‘Here’s the lousy scab,’ or ‘Here’s that dirty scab.’ He remembered nothing further; when he regained consciousness he found himself in the Englewood Hospital. He had suffered a broken jaw, bruises to his back, injuries to his head requiring eight stitches, and the loss of three teeth, in addition to other injuries. He could not identify his assailants. Shortly before the attack his wife happened to look out of the kitchen window and saw three men running by, one with a baseball bat in his hands. She testified that she knew that something was wrong, ran outside and, receiving no answer when she called her husband, then found him lying unconscious in a pool of blood, all battered. She had not seen the faces of the assailants, but said they were dressed in working jackets and that they had run to a car on the side street and driven away. Bellomo arrived on the scene moments later andn found a wooden bat, some 1 1/2 in diameter and 2 long, lying close by Meo. He testified that as he was coming out of his home he noticed three young fellows come around the corner, but paid no particular attention to them at the time. He, too, was unable to identify any of them.

The company, here as below, states the issue to be, simply: ‘Does a workman, who is off duty, while leaving his home to go to work, and who is assaulted within the confines of his home, come within the purview of our Compensation Acts?’ The matter is incompletely put, for it entirely lacks the frame of reference of the strike and petitioner’s responsibilities in the strike setting. It likewise disregards his continuing prior experiences with relation thereto.

One or two preliminary matters should be disposed of before dealing with the core question of whether the injuries which Meo suffered are compensable. In the first place, there is no dispute that an assault may be deemed to be an ‘accident’ within the Workmen’s Compensation Act despite its willful or criminal nature. Cierpial v. Ford Motor Co., 16 N.J. 561, 566, 109 A.2d 666 (1954). Nor does the employer dispute that although Meo’s assailants were not identified, an inference may reasonably and logically be drawn from the facts and circumstances that those who attacked him were strikers or men sympathetic to their cause.

 

The company concedes that Meo’s injuries resulted from an accident arising ‘out of’ his employment, but vigorously disputes that they arose ‘in the course of’ the employment, and therefore are not compensable. In support of its position it relies heavily upon part of the text appearing in 1 Larson, Workmen’s Compensation Law, s 29.21, pp. 447-448 (1952), and 1962 Supp., p. 218:

‘If a non-striking employee is assaulted by strikers on his way to (Enterprise Foundry Co. v. Industrial Accident Commission, 206 Cal. 562, 275 P. 432 (Sup.Ct.1929)) or from (Lampert v. Siemons, 235 N.Y. 311, 139 N.E. 278 (Ct.App.1923)) work, even if only two blocks from the employment premises (Walsh v. Russeks Fifth Avenue, 266 App.Div. 760, 41 N.Y.S.2d 145 (Sup.Ct.1943)), he is denied compensation protection. Or if he is killed in a gun fight a mile-and-a half from the plant, the same result has been reached, although the strike was the sole occasion for the assault. (Merz v. Industrial Commission, 134 Ohio St. 36, 15 N.E.2d 632 (Sup.Ct.1938)) Even when the employer promises special protection or assumes enlarged responsibility the statutory barrier has remained impermeable. In a New York case (Bonnafoux v. Downtown Athletic Club, 268 N.Y. 657, 198 N.E. 543 (Ct.App.1935), affirming 244 App.Div. 850, 279 N.Y.S. 629 (App.Div.1935)), the employer furnished a detective escort to a nonstriking baker during a city-wide strike. The detective’s signal was three rings on the doorbell. One morning when claimant responded to this ring he was met and assaulted by strikers, and lost the sight of one eye. Compensation was denied. And in an English case (Poulton v. Kelsall, (1912) 2 K.B. 131, 81 L.J.K.B. 774, 106 L.T. 522) the employer’s express agreement to assume responsibility for injuries to a non-striker was held ineffective to enlarge the compensation rights of a claimant assaulted by strikers seven minutes’ walk from the employer’s premises. Most extreme of all is a Scottish holding that even a strikebreaker injured by stones thrown at him could not recover compensation. (Murray v. Denholm & Co., 48 Sc.L.R. 896 (1911))’

 

It will at once be observed that the cases cited to the text, and which we have set out in brackets, relate to a past day when courts generally, as indeed many courts still do, held that assaults occurring outside working hours or away from the place of employment were not compensable. The more modern view has long since broken through the barrier of the limited reasoning of these decisions.

The quoted text does not fairly represent Larson’s thinking. In his view, there is no class of cases where the basic purposes of compensation law have so far miscarried as in the so-called ‘delayed injury’ cases-work-connected assaults outside regular working hours. The most common examples are those growing out of strikes, and whether one choose to call the claimant a scab or a loyal employee, the fact is that he was assaulted solely because of the performance of his work. Larson points out that looking at the matter from the employer’s point of view, if ever an employee deserves compensation for his injuries, it is when he, at considerable personal risk, remains on the job to minimize damage and other loss that might be visited upon his employer. In every case where a court has refused compensation, it was because of the timing of the assault, ‘which might or might not bring it within the conventional boundaries of course of employment at the irresponsible whim of the assailant.’ Op. cit., s 29.21, pp. 446-448.

The author notes that sometimes a court is able to find special circumstances enabling it to surmount the ‘course of employment’ obstacle. For example, the employee is attacked near the plant shortly after leaving work, as in Field v. Charmette Knitting Fabric Co., 245 N.Y. 139, 156 N.E. 642 (Ct.App.1927), where Cardozo, J., found ‘continuity of cause * * * combined with contiguity in time and space,’ the ultimate test to be applied being whether ‘the quarrel from origin to ending must be taken to be one’; National Union Fire Ins. Co. v. Britton, 187 F.Supp. 359 (D.C.D.C.1960); and see Baggett Transp. Co. v. Holderfield, 260 Ala. 56, 68 So.2d 21 (Sup.Ct.1953) (claimant waited an hour before leaving the plant, but was pursued by strikers, overtaken a mile from the plant, and shot; compensation awarded). Or the assault occurred within the ‘zone of danger’ created by the employment, Scott v. Industrial Commission, 374 Ill. 225, 29 N.E.2d 93 (Sup.Ct.1940); A. N. Campbell & Co. v. Messenger, 171 Va. 374, 199 S.E. 511 (Sup.Ct.App.1938). Or the employee was on 24-hour duty, housed by his employer near the plant, kept on continuous call, or under the employer’s protection, Crippen v. Press Co., Inc., 228 App.Div. 727, 239 N.Y.S. 102 (App.Div.1929), affirmed 254 N.Y. 535, 173 N.E. 584 (Ct.App. 1929); Malky v. Kiskiminetas Valley Coal Co., 278 Pa. 552, 123 A. 505, 31 A.L.R. 1082 (Sup.Ct.1924).

We see no need to review the cases which have defined and redefined the statutory phrase ‘out of and in the course of’ employment, language used in most workmen’s compensation cases. See R.S. 34:15-7, N.J.S.A. As Lord Wrenbury said almost half a century ago, these words ‘have been the fruitful (or fruitless) source of a mass of decisions turning upon nice distinctions and supported by refinements so subtle as to leave the mind of the reader in a maze of confusion.’ Herbert v. Samuel Fox & Co., (1916) 1 A.C. 405, 419. The United States Supreme Court has characterized the phrase as ‘deceptively simple and litigiously prolific.’ Cardillo v. Liberty Mutual Ins. Co., 330 U.S. 469, 479, 67 S.Ct. 801, 91 L.Ed. 1028 (1947).

Courts early held that an accident arises ‘in the course of’ employment if it occurs while the employee is doing what a man so employed may reasonably do within a time during which he is employed, and at a place where he may reasonably be during that time-the definition adopted in Bryant, Adm’x. v. Fissell, 84 N.J.L. 72, 77, 86 A. 458 (Sup.Ct.1913). And see the more recent case of Tocci v. Tessler & Weiss, Inc., 28 N.J. 582, 586-587, 147 A.2d 783 (1959). ‘In the course of’ was sometimes referred to as ‘during’ the employment and considered as dealing mainly with the element of time and space, or ‘time, place and circumstances.’ Giracelli v. Franklin Cleaners and Dyers, Inc., 132 N.J.L. 590, 594, 42 A.2d 3 (Sup.Ct.1945). Looking for a simple rule, the courts soon invented the so-called ‘going and coming’ rule, under which it was held that until an employee actually came onto the employer’s premises he was not in the course of his employment-injuries received while on the way to or from work were not compensable. See Larson, op. cit., s 15.00 et seq., p. 194 et seq.; Gullo v. American Lead Pencil Co., 119 N.J.L. 484, 196 A. 438 (E. & A. 1938); Moosebrugger v. Prospect Presbyterian Church of Maplewood, 12 N.J. 212, 96 A.2d 401 (1953) (a 4-3 decision). As our Supreme Court recently pointed out in O’Brien v. First Camden Nat’l Bank & Trust Co., 37 N.J. 158, 162, 179 A.2d 740 (1962), the very generality of the ‘going and coming’ rule inevitably spawned exceptions. And see Larson, s 15.12, p. 196 et seq. The exceptions have become so numerous that they ‘have now swallowed the rule.’ Horovitz, ‘Workmen’s Compensation: Half Century of Judicial Developments,’ 41 Neb.L.Rev. 1, 51 (1961).

Dean Roscoe Pound, in discussing Pribyl v. Standard Electric Co., 246 Iowa 333, 67 N.W.2d 438 (Sup.Ct.1954), pointed out that if one had to classify the case under one of the recognized exceptions to the ‘going and coming’ rule, it would not be difficult to do so: ‘It is time the ‘going and coming rule’ and the endless distinctions for getting around it, which have grown out of it and darken counsel in plain cases, was given up.’ 15 NACCA L.J. 86-87 (1955).

What was said by Justice Francis in O’Brien v. First Camden Nat’l Bank & Trust Co., above, reflects the forward-looking view that New Jersey courts have time and again in recent years exhibited in compensation cases:

‘The various exceptions (to the ‘going and coming’ rule) brought back into sharper focus the basic statutory test of compensability, that is, whether under the facts and circumstances of the particular situation the injury arose out of and in the course of the employment. Too easy reference to the subordinate going and coming precept manifestly pointed in the direction of injustice in particular fact complexes.

 

Application of this basic test to the facts in a given case must be engaged in with an appreciation of the beneficent social purpose of workmen’s compensation. When so applied, if it can be said reasonably that the employee is serving an incidental interest of his employer at the time of injury, the right to compensation exists.’ (37 N.J. at page 163, 179 A.2d at page 742)

 

Further,

‘The judicial obligation imposed by the Legislature to administer the Workmen’s Compensation Act liberally to accomplish its beneficent purposes would be subverted by as extensive an application of the going and coming rule as is sought here. Legislation of this type cannot be given a too restricted construction either as to hours of service or premises of the employer or course of employment. * * *

 

We have no doubt that many hypothetical situations of varying factual content can be conjured up in an effort to appraise the outer limits of our holding here. Obviously, there can be no precise or all-inclusive articulation of those limits. The Legislature has established the broad boundary for determining compensability: Did the accident arise out of and in the course of the employment? As has been said, the answer in each case depends on the particular facts when examined with an eye sympathetically focused upon the purpose the lawmakers sought to achieve. * * *‘ (37 N.J. at pages 164-165, 179 A.2d at pages 743-744)

 

We have no hesitation in concluding, under the particular facts of this case, that Meo’s assault occurred out of and in the course of his employment with Commercial Can. He was on 24-hour duty, and under express direction to keep the plant going at all cost. The area of his employment, and the strike area with it, extended beyond the Newark plant to and into his home in Fairview. What he was doing for his employer brought upon him threats of violence when he was at the plant, on the road home, and within the very confines of his residence. As plant superintendent in charge of production, as the man who defied every effort of the strikers to close the plant, as the person who hired new employees, he was an obvious target for strike violence. His employer knew of the employment hazard attending Meo from the very beginning of the strike at the Newark plant, and in fact warned him of the probability of violence and the necessity of getting police protection.

 

One is inevitably compelled to the conclusion that the conditions surrounding the labor dispute and the totality of circumstances attending Meo’s employment made the assault upon him a natural incident of his work as plant superintendent and, as the county judge observed, a risk occasioned by the nature of his employment in behalf of management. The assault was directly related to his work and is therefore compensable.

There remains one minor observation. Counsel for the company, addressing himself to the fact that Meo had been furnished with a car by his employer, then states in his reply brief:

‘* * * If the petitioner met with an accident while backing the car out of the garage, there is no question about the compensability. In this case, when he got out of the car, the petitioner left the sphere of his employment. * * *’

 

Accordingly, says counsel, the assault here is not compensable. The logic of this reasoning completely escapes us. If the line between compensability and non-compensability is to be drawn so finely that the assault would be compensable were petitioner sitting in the car, but not compensable if he had just gotten out of the driver’s seat, then the Workmen’s Compensation Act would indeed be construed to an illiberal and unjust end. We consider the above quotation as practically conceding compensability, if logic is to have any utility at all.

The judgment is affirmed.

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KENDRICK v. PEEL, EDDY & GIBBONS LAW FIRM

32 Ark. App. 29, 795 S.W.2d 365 (1990)

Opinion

MAYFIELD, Judge.

The appellant in this appeal from the Workers’ Compensation Commission is the minor son of Kathy Kendrick, who was shot and killed at her employer’s law office by Ronald Gene Simmons on December 28, 1987. It is contended that the child, who was four years old at the time of his mother’s death, is entitled to workers’ compensation benefits based on the doctrine of positional risk. The Commission did not agree that the doctrine applied and held the evidence failed to establish that decedent’s death arose out of and in the scope of her employment.

 

In J. & G. Cabinets v. Hennington, 269 Ark. 789, 600 S.W.2d 916 (Ark.App.1980), this court said:

A claimant before the Workers’ Compensation Commission must prove that the injury sustained was the result of an accident arising out of and in the course of employment. The phrase “arising out of the employment” refers to the origin or cause of the accident and the phrase “in the course of the employment” refers to the time, place, and circumstances under which the injury occurred.

269 Ark. at 792–93, 600 S.W.2d at 918. The doctrine of positional risk relied upon by the appellant in the instant case is explained in 1 Larson, The Law of Workmen’s Compensation § 6.50 (3/90), as follows:

An important and growing number of courts are accepting the full implications of the positional-risk test: An injury arises out of the employment if it would not have occurred but for the fact that the conditions and obligations of the employment placed claimant in the position where he was injured.... This theory supports compensation, for example, in cases of stray bullets, roving lunatics, and other situations in which the only connection of the employment with the injury is that its obligations placed the employee in the particular place at the particular time when he was injured by some neutral force, meaning by “neutral” neither personal to the claimant nor distinctly associated with the employment. [Emphasis in Larson.]

 

Although the positional risk doctrine has not yet been applied in Arkansas to sustain an award of compensation, our cases have indicated that the doctrine would be applied in a proper case. In Pigg v. Auto Shack, 27 Ark.App. 42, 766 S.W.2d 36 (1989), we cited the case of Parrish Esso Service Center v. Adams, 237 Ark. 560, 374 S.W.2d 468 (1964), where compensation was awarded to a claimant who was injured at work by a gust of wind which “lifted appellee into the air, carried him approximately seventy-five feet, and dropped him on the concrete apron.” We said in Pigg that while the words “positional risk” were not used in Parrish, that case represents the type of fact situation where the positional risk doctrine arises. However, in Pigg, we relied upon 1 Larson,Workmen’s Compensation Law § 11.21 (now 1 Larson, The Law of Workmen’s Compensation § 11.21(c)(3/90)) to hold that the positional risk doctrine applies “only when the risk is neutral,” and we agreed with Larson that neutral means “that the risk which caused the injury was neither personal to the claimant nor distinctly associated with the employment.” 27 Ark.App. at 45, 766 S.W.2d at 38. Because we found that the risk which caused the worker’s injury was not “neutral,” we also refused to apply the positional risk doctrine in Burks v. Anthony Timberlands, Inc., 21 Ark.App. 1, 727 S.W.2d 388 (1987), and Adkins v. Teledyne Exploration Co., 8 Ark.App. 342, 652 S.W.2d 55 (1983).

 

In the case at bar, the evidence showed that on the morning of December 28, 1987, Kathy Kendrick was killed while performing her duties as receptionist at the law firm where she worked. Brenda Jones, who was seated in the waiting room, testified that Kendrick was in another office when Simmons came in. She said that Kendrick approached Simmons without any sign of recognition and asked, “Can I help you?” At that point, Simmons shot Kendrick several times, then turned around, looked directly at Jones, and walked out of the office. Jones said Simmons did not attempt to go into any of the offices of the attorneys in the firm nor did he make any threatening moves toward her (Jones).

 

It was stipulated that before Simmons came to the law office he had already killed fourteen of his family members, and that after he shot Kendrick, he went to the Taylor Oil Company where he shot his former employer and another man, then to the Sinclair Mini–Mart where he shot a former co-worker, and finally to Woodline Motor Freight where he shot his former supervisor. It was also stipulated that Kendrick and Simmons had previously worked together at Woodline Motor Freight and that Kendrick left her employment with Woodline on March 2, 1987, and Simmons left his employment there on November 19, 1986.

 

Vicki Lynn Jackson, a friend of Kendrick’s who also worked at Woodline, testified that Kendrick and Simmons were acquainted. She said Kendrick confided to her that Simmons kept asking her (Kendrick) to go out with him but that she refused because he was married; that Kendrick said Simmons wrote her notes, followed her, and would sometimes be found sitting on her doorstep; and that Kendrick said she had told Simmons to just “go away.”

 

Jackson also testified that she saw Simmons come into Woodline and shoot his former supervisor, Joyce Butts, and that he then came into the computer room where Jackson was working, held a gun on her and ordered her to call the police. She said he kept the gun on her until he surrendered to the chief of police, but he did not attempt to hurt her. According to Jackson, Simmons told her “it was all over now, ... he had gotten everybody that hurt him.”

 

David Eddy, of the appellee law firm, testified that as far as he could determine Simmons had no connection with his law firm or any of its clients. He said none of the attorneys in the firm had ever represented Simmons or were even acquainted with him prior to this incident.

 

The Commission concluded that the doctrine of positional risk did not apply because the shooting of Kathy Kendrick resulted from a personal vendetta against individuals Simmons felt had harmed him and consequently did not arise out of and in the course of her employment.

 

Appellant argues that the Commission’s decision is not supported by substantial evidence. He submits that Ms. Jackson’s testimony was not admissible because it was not corroborated, as required by Ark.Code Ann. § 11–9–705(a)(2) (1987), which provides:

Declarations of a deceased employee concerning the injury in respect of which the investigation or inquiry is being made, or the hearing conducted, may be received in evidence and may, if corroborated by other evidence, be sufficient to establish the injury.

We do not believe this section is applicable to this case because Ms. Jackson’s testimony was not about a deceased employee’s statement concerning an injury but about statements of a deceased employee concerning her relationship with Ronald Gene Simmons.

 

Appellant also contends that Ms. Jackson’s testimony is hearsay and was erroneously admitted under Ark.R.Evid. 803(24) since appellant had not been notified of her testimony. Appellee argues that appellant did not object at the hearing to the lack of notice; only that the testimony was hearsay. This exception specifically provides that the statement “may not be admitted ... unless the proponent of it makes known to the adverse party sufficiently in advance” that the statement will be offered. Thus, it seems clear that without showing that the required notice has been made, the adverse party is required only to object that the testimony is hearsay.

 

However, even if Jackson’s testimony about Kendrick’s relationship with Simmons was hearsay and erroneously admitted, we find that when it is completely disregarded, the record contains sufficient evidence to support the Commission’s finding that the positional risk doctrine does not apply in this case. It was stipulated that Kendrick and Simmons had worked together and that all but one of the people shot by Simmons were either members of his family or someone he had worked with. (The evidence does not show whether Simmons was acquainted with one of the men shot at Taylor Oil Company.) There is also evidence in the record that Simmons made no attempt to harm several other people who were in close proximity to those killed, and Ms. Jackson testified that while waiting for the police to come get him “he said that it was all over now, that he had gotten everybody that hurt him.” Clearly, the evidence does not show that Kathy Kendrick’s death resulted from a “neutral” risk which, as we have discussed, means a risk that is “neither personal” to her nor “distinctly associated” with her employment. Certainly it was not like the gust of wind in the Parrish Esso Service Center v. Adams case, supra, which affected everything in its path, or like a “roving lunatic,” referred to by Larson, who would be expected to kill without the selectivity demonstrated by the evidence in this case.

 

While the appellant also complains that Ms. Jackson should not have been allowed to testify to the above statement made by Simmons, we disagree. The statement was made within minutes after Simmons had shot at least four people, and we think the statement falls under the hearsay exception of an excited utterance. See Ark.R.Evid. 803(2) which provides that “a statement relating to a startling event or condition made while the declarant was under the stress of excitement caused by the event or condition” is an exception to the hearsay rule. Furthermore, the Commission is not bound by technical or statutory rules of evidence. Ark.Code Ann. § 11–9–705(a)(1) (1987). The Commission has broad discretion with reference to admission of evidence and its decision will not be reversed absent a showing of abuse of discretion. Linthicum v. Mar–Bax Shirt Co., 23 Ark.App. 26, 741 S.W.2d 275 (1987).

 

Appellant further complains about the handwritten and transcribed note found in Simmons’ safety deposit box which was offered into evidence by the appellee. The only possible relevance the note might have to this case is that on the bottom of one of the pages is printed “T W I M C” with a circle around it, then “Kendrick Kathy Michelle [the next word is scratched out] was a contributing factor.” The law judge’s opinion states that “no ruling is necessary on the admissibility of this note, and none has been made.” (The Commission’s opinion does not even mention the point.) Again, the Commission is not bound by the rules of evidence. However, if the note is added to Kendrick’s hearsay statements to be disregarded, we think the remaining evidence, considered in the light of the definition of a “neutral” risk, is still sufficient to support the Commission’s decision; and we must give the evidence its strongest probative force in favor of the Commission’s decision and affirm if that decision is supported by substantial evidence. Clark v. Peabody Testing Service, 265 Ark. 489, 579 S.W.2d 360 (1979); Fowler v. McHenry, 22 Ark.App. 196, 737 S.W.2d 663 (1987).

 

We also point out that while the appellant has relied upon the doctrine of positional risk, there are cases which hold that injuries resulting from an assault are compensable where the assault is causally related to the employment, but not if the assault arises out of purely personal reasons. See San Antonio Shoes v. Beaty, 28 Ark.App. 201, 771 S.W.2d 802 (1989); Burks v. Anthony Timberlands, Inc., 21 Ark.App. 1, 727 S.W.2d 388 (1987). This theory is distinguished from the doctrine of positional risk. See 1 Larson, The Law of Workmen’s Compensation § 11.21(c) (3/90). It is obvious, however, that the evidence in this case would not support a finding that the assault on Kathy Kendrick was causally related to her employment with the appellee law firm. We simply note this in order to explain why we have discussed positional risk only and why the appellant relied only upon that doctrine.

 

Affirmed.

 

COOPER and JENNINGS, JJ., agree.

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