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Experimental and Quasi-Experimental Designs

Chapter 5

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Introduction

Experiments are best suited for explanation and evaluation research

Experiments involve:

Taking action

Observing the consequences of that action

Especially suited for hypothesis testing

Often occur in the field

The Classical Experiment

  • Classical experiment: a specific way of structuring research
  • Involves three major components:

Independent variable and dependent variable

Pretesting and posttesting

Experimental group and control group

Independent and Dependent Variables

The independent variable takes the form of a dichotomous stimulus that is either present or absent

It varies (i.e., is independent) in our experimental process

The dependent variable is the outcome, the effect we expect to see

Might be physical conditions, social behavior, attitudes, feelings, or beliefs

Pretesting and Posttesting

Subjects are initially measured in terms of the DV prior to association with the IV (pretested)

Then, they are exposed to the IV

Then, they are remeasured in terms of the DV (posttested)

Differences noted between the measurements on the DV are attributed to influence of IV

Experimental and Control Groups

Experimental group: exposed to whatever treatment, policy, initiative we are testing

Control group: very similar to experimental group, except that they are NOT exposed

Can involve more than one experimental or control group

If we see a difference, we want to make sure it is due to the IV, and not to a difference between the two groups

Placebo

We often don’t want people to know if they are receiving treatment or not

We expose our control group to a “dummy” independent variable just so we are treating everyone the same

Medical research: participants don’t know what they are taking

Ensures that changes in DV actually result from IV and are not psychologically based

Double-Blind Experiment

Experimenters may be more likely to “observe” improvements among those who received drug

In a double-blind experiment, neither the subjects nor the experimenters know which is the experimental group and which is the control group

Selecting Subjects

First, must decide on target population – the group to which the results of your experiment will apply

Second, must decide how to select particular members from that group for your experiment

Cardinal rule – ensure that experimental and control groups are as similar as possible

Randomization

  • Randomization: produces an experimental and control group that are statistically equivalent
  • Essential feature of experiments
  • Eliminates systematic bias

Experiments and Causal Inference

Experimental design ensures:

Cause precedes effect via taking posttest

Empirical correlation exists via comparing pretest to posttest

No spurious 3rd variable influencing correlation via posttest comparison between experimental and control groups, and via randomization

Example of Research Using an Experimental Design

Researchers at the University of Maryland conducted an evaluation of the Baltimore Drug Court using an experimental design. For their research, eligible offenders were randomly assigned to either the drug court or to ‘”treatment as usual”. The results of the randomization process were given to the judges as a recommendation. In most cases, the judges, who agreed to participate in the study beforehand, sentenced offenders in accordance with the randomization. The results showed that participants in the drug court were less likely to recidivate than those in the control group.

For more information see Gottfredson, D.C., Najaka, S.S. & Kearley, B. (2003). Effectiveness of drug treatment courts: Evidence from a randomized trial. Criminology, 2(2), 171-196.

Internal Validity Threats

Internal Validity: refers to the possibility that conclusions drawn from experimental results may not reflect what went on in experiment

History: external events may occur during the course of the experiment

Maturation: people constantly are growing

Testing: the process of testing and retesting

Instrumentation: Changes in the measurement process

Internal Validity Threats: Continued

Statistical regression: extreme scores regress to the mean

Selection bias: the way in which subjects are chosen

Experimental mortality: subjects may drop out prior to completion of experiment

Ambiguous Casual Time Order: the dependent variable actually caused the change in the stimulus

Generalizability and Threats to Validity

  • Researchers also face problems with generalizing results from experiments
  • Generalizability: do the results of an experiment really tell us what would happen in the real world?

Construct Validity Threats

Construct validity: the correspondence between the empirical test of a hypothesis and the underlying causal process that the experiment represents

Link construct and measures to theory

Clearly indicate what constructs are represented by what measures

Decide how much treatment is required to produce change in DV

External Validity Threats

External validity: whether the results from experiments in one setting will be obtained in other settings

Significant for experiments conducted under carefully controlled conditions rather than more natural conditions

But, this reduces internal validity threats!

A conundrum!

Internal validity must be established before external validity is an issue

Statistical Conclusion Validity Threats

Statistical conclusion validity: whether we are able to determine if two variables are related

Becomes an issue when findings are based on small samples

More cases allows you to reliably detect small differences; less cases result in detection of only large differences

Variations in the Classical Experimental Design

  • Post-test Only design

No pretest measure is used

Used when pretest might bias results

  • Factorial Design

Two experimental groups are used

Used to determine necessary amount of treatment

Quasi-Experimental Designs

When randomization is not possible

quasi = “to a certain degree”

Quasi-Experiment: an experiment to a certain degree

Do not have as stringent of a control over internal validity threats as true experiments

Two categories: non-equivalent-groups designs and time series designs

Nonequivalent-Groups Designs

When we cannot randomize, we cannot assume equivalency; hence the name

We take steps to make groups as comparable as possible

Match subjects in E and C groups using important variables likely related to DV under study

Aggregate matching – comparable average characteristics

Cohort Designs

Cohort – group of subjects who enter or leave an institution at the same time

Necessary to ensure that two cohorts being examined against one another are actually comparable

Time-Series Designs

Examine a series of observations over time

Interrupted – observations compared before and after some intervention

Instrumentation threat to internal validity is likely because changes in measurements may occur over a long period of time

Often use measures produced by CJ organizations

Variations in Time-Series Designs

  • Interrupted Time Series Design with a Non-Equivalent Comparison Group
  • Time-Series Design with Switching Replications

Variable-Oriented Research, Case Studies and Scientific Realism

  • Case-oriented research: many cases are examined to understand a small number of variables
  • Variable-oriented research: a large number of variables are studied for a small number of cases

Case studies: researcher centers on an in-depth examination of one or a few cases on many dimensions

In-depth examinations of a few cases

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