Richpacket1317eca.doc

SEQ CHAPTER \h \r 1History 317 Richards

Packet of Readings on the Causes of War

PART ONE

Selection #1

Text of letters on war exchanged between Albert Einstein and Sigmund Freud, 1931-32; Freud’s response to Einstein was subsequently published under title, “Why War?”:

Einstein’s private letter to Freud:

I greatly admire your passion to ascertain the truth – a passion that has come to dominate all else in your thinking. You have shown with irresistible lucidity how inseparably the aggressive and destructive instincts are bound up in the human psyche with those of love and the lust for life. At the same time, your convincing arguments make manifest your deep devotion to the great goal of the internal and external liberation of man from the evils of war. This was the profound hope of all those who have been revered as moral and spiritual leaders beyond the limits of their own time and country, from Jesus to Goethe and Kant. Is it not significant that such men have been universally recognized as leaders, even though their desire to affect the course of human affairs was quite ineffective?

I am convinced that almost all great men who, because of their accomplishments, are recognized as leaders even of small groups share the same ideals. But they have little influence on the course of political events. It would almost appear that the very domain of human activity most crucial to the fate of nations is inescapably in the hands of wholly irresponsible political rulers.

Political leaders or governments owe their power either to the use of force or to their election by the masses. They cannot be regarded as representative of the superior moral or intellectual elements in a nation. In our time, the intellectual elite does not exercise any direct influence on the history of the world; the very fact of its division into many factions makes it impossible for its members to co-operate in the solution of today's problems. Do you not share the feeling that a change could be brought about by a free association of men whose previous work and achievements offer a guarantee of their ability and integrity? Such a group of international scope, whose members would have to keep contact with each other through constant interchange of opinions, might gain a significant and wholesome moral influence on the solution of political problems if its own attitudes, backed by the signatures of its concurring members, were made public through the press. Such an association would, of course, suffer from all the defects that have so often led to degeneration in learned societies; the danger that such a degeneration may develop is, unfortunately, ever present in view of the imperfections of human nature. However, and despite those dangers, should we not make at least an attempt to form such an association in spite of all dangers? It seems to me nothing less than an imperative duty!

Once such an association of intellectuals--men of real stature--has come into being, it might then make an energetic effort to en-list religious groups in the fight against war. The association would give moral power for action to many personalities whose good intentions are today paralyzed by an attitude of painful resignation. I also believe that such an association of men, who are highly respected for their personal accomplishments, would provide important moral support to those elements in the League of Nations who actively support the great objective for which that institution was created.

I offer these suggestions to you, rather than to anyone else in the world, because your sense of reality is less clouded by wishful thinking than is the case with other people and since you combine the qualities of critical judgment, earnestness and responsibility.

Einstein’s official, open letter, July 30, 1932:

Dear Mr. Freud:

The proposal of the League of Nations and its International Institute of Intellectual Co-operation at Paris that I should invite a person, to be chosen by myself, to a frank exchange of views on any problem that I might select affords me a very welcome opportunity of conferring with you upon a question which, as things now are, seems the most insistent of all the problems civilization has to face. This is the problem: Is there any way of delivering mankind from the menace of war? It is common knowledge that, with the advance of modern science, this issue has come to mean a matter of life and death for Civilization as we know it; nevertheless, for all the zeal displayed, every attempt at its solution has ended in a lamentable breakdown.

I believe, moreover, that those whose duty it is to tackle the problem professionally and practically are growing only too aware of their impotence to deal with it, and have now a very lively desire to learn the views of men who, absorbed in the pursuit of science, can see world problems in the perspective distance lends. As for me, the normal objective of my thought affords no insight into the dark places of human will and feeling. Thus, in the inquiry now proposed, I can do little more than to seek to clarify the question at issue and, clearing the ground of the more obvious solutions, enable you to bring the light of your far-reaching knowledge of man's instinctive life to bear upon the problem. There are certain psychological obstacles whose existence a layman in the mental sciences may dimly surmise, but whose interrelations and vagaries he is incompetent to fathom; you, I am convinced, will be able to suggest educative methods, lying more or less outside the scope of politics, which will eliminate these obstacles.

As one immune from nationalist bias, I personally see a simple way of dealing with the superficial (i.e., administrative) aspect of the problem: the setting up, by international consent, of a legislative and judicial body to settle every conflict arising between nations. Each nation would undertake to abide by the orders issued by this legislative body, to invoke its decision in every dispute, to accept its judgments unreservedly and to carry out every measure the tribunal deems necessary for the execution of its decrees. But here, at the outset, I come up against a difficulty; a tribunal is a human institution which, in proportion as the power at its disposal is inadequate to enforce its verdicts, is all the more prone to suffer these to be deflected by extrajudicial pressure. This is a fact with which we have to reckon; law and might inevitably go hand in hand, and juridical decisions approach more nearly the ideal justice demanded by the community (in whose name and interests these verdicts are pronounced) insofar as the community has effective power to compel respect of its juridical ideal. But at present we are far from possessing any supranational organization competent to render verdicts of incontestable authority and enforce absolute submission to the execution of its verdicts. Thus I am led to my first axiom: The quest of international security involves the unconditional surrender by every nation, in a certain measure, of its liberty of action--its sovereignty that is to say--and it is clear beyond all doubt that no other road can lead to such security.

The ill success, despite their obvious sincerity, of all the efforts made during the last decade to reach this goal leaves us no room to doubt that strong psychological factors are at work which paralyze these efforts. Some of these factors are not far to seek. The craving for power which characterizes the governing class in every nation is hostile to any limitation of the national sovereignty. This political power hunger is often supported by the activities of another group, whose aspirations are on purely mercenary, economic lines. I have especially in mind that small but determined group, active in every nation, composed of individuals who, indifferent to social considerations and restraints, regard warfare, the manufacture and sale of arms, simply as an occasion to advance their personal interests and enlarge their personal authority.

But recognition of this obvious fact is merely the first step toward an appreciation of the actual state of affairs. Another question follows hard upon it: How is it possible for this small clique to bend the will of the majority, who stand to lose and suffer by a state of war, to the service of their ambitions. An obvious answer to this question would seem to be that the minority, the ruling class at present, has the schools and press, usually the Church as well, under its thumb. This enables it to organize and sway the emotions of the masses, and makes its tool of them.

Yet even this answer does not provide a complete solution. Another question arises from it: How is it that these devices succeed so well in rousing men to such wild enthusiasm, even to sacrifice their lives? Only one answer is possible. Because man has within him a lust for hatred and destruction. In normal times this passion exists in a latent state, it emerges only in unusual circumstances; but it is a comparatively easy task to call it into play and raise it to the power of a collective psychosis. Here lies, perhaps, the crux of all the complex factors we are considering, an enigma that only the expert in the lore of human instincts can resolve.

And so we come to our last question. Is it possible to control man's mental evolution so as to make him proof against the psychosis of hate and destructiveness? Here I am thinking by no means only of the so-called uncultured masses. Experience proves that it is rather the so-called "intelligentsia" that is most apt to yield to these disastrous collective suggestions, since the intellectual has no direct contact with life in the raw but encounters it in its easiest, synthetic form--upon the printed page.

To conclude: I have so far been speaking only of wars between nations; what are known as international conflicts. But I am well aware that the aggressive instinct operates under other forms and in other circumstances. (I am thinking of civil wars, for instance, due in earlier days to religious zeal, but nowadays to social factors; or, again, the persecution of racial minorities.) But my insistence on what is the most typical, most cruel and extravagant form of conflict between man and man was deliberate, for here we have the best occasion of discovering ways and means to render all armed conflicts impossible.

I know that in your writings we may find answers, explicit or implied, to all the issues of this urgent and absorbing problem. But it would be of the greatest service to us all were you to present the problem of world peace in the light of your most recent discoveries, for such a presentation well might blaze the trail for new and fruitful modes of action. Yours very sincerely, A. Einstein

Freud’s response to Einstein, September 1932:

Dear Mr. Einstein:

When I learned of your intention to invite me to a mutual exchange of views upon a subject which not only interested you personally but seemed deserving, too, of public interest, I cordially assented. I expected you to choose a problem lying on the borderland of the knowable, as it stands today, a theme which each of us, physicist and psychologist, might approach from his own angle, to meet at last on common ground, though setting out from different premises. Thus the question which you put me--what is to be done to rid mankind of the war menace?--took me by surprise. And, next, I was dumbfounded by the thought of my (of /our/, I almost wrote) incompetence; for this struck me as being a matter of practical politics, the statesman's proper study. But then I realized that you did not raise the question in your capacity of scientist or physicist, but as a lover of his fellow men, who responded to the call of the League of Nations much as Fridtjof Nansen, the polar explorer, took on himself the task of succoring homeless and starving victims of the World War. And, next, I reminded myself that I was not being called on to formulate practical proposals but, rather, to explain how this question of preventing wars strikes a psychologist. [18] But here, too, you have stated the gist of the matter in your letter--and taken the wind out of my sails! Still, I will gladly follow in your wake and content myself with endorsing your conclusions, which, however, I propose to amplify to the best of my knowledge or surmise.

You begin with the relations between might and right, and this is assuredly the proper starting point for our inquiry. But, for the term might, I would substitute a tougher and more telling word: violence. In right and violence we have today an obvious antinomy. It is easy to prove that one has evolved from the other and, when we go back to origins and examine primitive conditions, the solution of the problem follows easily enough. I must crave your indulgence if in what follows I speak of well-known, admitted facts as though they were new data; the context necessitates this method.

Conflicts of interest between man and man are resolved, in principle, by the recourse to violence. It is the same in the animal kingdom, from which man cannot claim exclusion; nevertheless, men are also prone to conflicts of opinion, touching, on occasion, the loftiest peaks of abstract thought, which seem to call for settlement by quite another method. This refinement is, however, a late development. To start with, group force was the factor which, in small communities, decided points of ownership and the question which man's will was to prevail. Very soon physical force was implemented, then replaced, by the use of various adjuncts; he proved the victor whose weapon was the better, or handled the more skillfully. Now, for the first time, with the coming of weapons, superior brains began to oust brute force, but the object of the conflict remained the same: one party was to be constrained, by the injury done him or impairment of his strength, to retract a claim or a refusal. This end is most effectively gained when the opponent is definitely put out of action--in other words, is killed. This procedure has two advantages: the enemy cannot renew hostilities, and, secondly, his fate deters others from following his example. Moreover, the slaughter of a foe gratifies an instinctive craving--a point to which we shall revert hereafter. However, another consideration may be set off against this will to kill: the possibility of using an enemy for servile tasks if his spirit be broken and his life spared. Here violence finds an outlet not in slaughter but in subjugation. Hence springs the practice of giving quarter; but the victor, having from now on to reckon with the craving for revenge that rankles in his victim, forfeits to some extent his personal security.

Thus, under primitive conditions, it is superior force--brute violence, or violence backed by arms-- that lords it everywhere. We know that in the course of evolution this state of things was modified, a path was traced that led away from violence to law. But what was this path? Surely it issued from a single verity: that the superiority of one strong man can be overborne by an alliance of many weaklings, that l'union fait la force [i.e. “Unity is strength”]. Brute force is overcome by union; the allied might of scattered units makes good its right against the isolated giant. Thus we may define "right" (i.e., law) as the might of a community. Yet it, too, is nothing else than violence, quick to attack whatever individual stands in its path, and it employs the selfsame methods, follows like ends, with but one difference: it is the communal, not individual, violence that has its way. But, for the transition from crude violence to the reign of law, a certain psychological condition must first obtain. The union of the majority must be stable and enduring. If its sole /raison d'etre/ be the discomfiture of some overweening individual and, after his downfall, it be dissolved, it leads to nothing. Some other man, trusting to his superior power, will seek to reinstate the rule of violence, and the cycle will repeat itself unendingly. Thus the union of the people must be permanent and well organized; it must enact rules to meet the risk of possible revolts; must set up machinery insuring that its rules--the laws--are observed and that such acts of violence as the laws demand are duly carried out. This recognition of a community of interests engenders among the members of the group a sentiment of unity and fraternal solidarity which constitutes its real strength.

So far I have set out what seems to me the kernel of the matter: the suppression of brute force by the transfer of power to a larger combination, founded on the community of sentiments linking up its members. All the rest is mere tautology and glosses. Now the position is simple enough so long as the community consists of a number of equipollent individuals. The laws of such a group can determine to what extent the individual must forfeit his personal freedom, the right of using personal force as an instrument of violence, to insure the safety of the group. But such a combination is only theoretically possible; in practice the situation is always complicated by the fact that, from the outset, the group includes elements of unequal power, men and women, elders and children, and, very soon, as a result of war and conquest, victors and the vanquished -- i.e., masters and slaves -- as well. From this time on the common law takes notice of these inequalities of power, laws are made by and for the rulers, giving the servile classes fewer rights. Thenceforward there exist within the state two factors making for legal instability, but legislative evolution, too: first, the attempts by members of the ruling class to set themselves above the law's restrictions and, secondly, the constant struggle of the ruled to extend their rights and see each gain embodied in the code, replacing legal disabilities by equal laws for all. The second of these tendencies will be particularly marked when there takes place a positive mutation of the balance of power within the community, the frequent outcome of certain historical conditions. In such cases the laws may gradually be adjusted to the changed conditions or (as more usually ensues) the ruling class is loath to rush in with the new developments, the result being insurrections and civil wars, a period when law is in abeyance and force once more the arbiter, followed by a new regime of law. There is another factor of constitutional change, which operates in a wholly pacific manner, viz.: the cultural evolution of the mass of the community; this factor, however, is of a different order and an only be dealt with later.

Thus we see that, even within the group itself, the exercise of violence cannot be avoided when conflicting interests are at stake. But the common needs and habits of men who live in fellowship under the same sky favor a speedy issue of such conflicts and, this being so, the possibilities of peaceful solutions make steady progress. Yet the most casual glance at world history will show an unending series of conflicts between one community and another or a group of others, between large and smaller units, between cities, countries, races, tribes and kingdoms, almost all of which were settled by the ordeal of war. Such war ends either in pillage or in conquest and its fruits, the downfall of the loser. No single all-embracing judgment can be passed on these wars of aggrandizement. Some, like the war between the Mongols and the Turks, have led to unmitigated misery; others, however, have furthered the transition from violence to law, since they brought larger units into being, within whose limits a recourse to violence was banned and a new regime determined all disputes. Thus the Roman conquest brought that boon, the /pax Romana/, to the Mediterranean lands. The French kings' lust for aggrandizement created a new France, flourishing in peace and unity. Paradoxical as its sounds, we must admit that warfare well might serve to pave the way to that unbroken peace we so desire, for it is war that brings vast empires into being, within whose frontiers all warfare is proscribed by a strong central power. In practice, however, this end is not attained, for as a rule the fruits of victory are but short-lived, the new-created unit falls asunder once again, generally because there can be no true cohesion between the parts that violence has welded. Hitherto, moreover, such conquests have only led to aggregations which, for all their magnitude, had limits, and disputes between these units could be resolved only by recourse to arms. For humanity at large the sole result of all these military enterprises was that, instead of frequent, not to say incessant, little wars, they had now to face great wars which, for all they came less often, were so much the more destructive.

Regarding the world of today the same conclusion holds good, and you, too, have reached it, though by a shorter path. There is but one sure way of ending war and that is the establishment, by common consent, of a central control which shall have the last word in every conflict of interests. For this, two things are needed: first, the creation of such a supreme court of judicature; secondly, its investment with adequate executive force. Unless this second requirement be fulfilled, the first is unavailing. Obviously the League of Nations, acting as a Supreme Court, fulfills the first condition; it does not fulfill the second. It has no force at its disposal and can only get it if the members of the new body, its constituent nations, furnish it. And, as things are, this is a forlorn hope. Still we should be taking a very shortsighted view of the League of Nations were we to ignore the fact that here is an experiment the like of which has rarely -- never before, perhaps, on such a scale -- been attempted in the course of history. It is an attempt to acquire the authority (in other words, coercive influence), which hitherto reposed exclusively in the possession of power, by calling into play certain idealistic attitudes of mind. We have seen that there are two factors of cohesion in a community: violent compulsion and ties of sentiment ("identifications," in technical parlance) between the members of the group. If one of these factors becomes inoperative, the other may still suffice to hold the group together. Obviously such notions as these can only be significant when they are the expression of a deeply rooted sense of unity, shared by all. It is necessary, therefore, to gauge the efficacy of such sentiments. History tells us that, on occasion, they have been effective. For example, the Panhellenic conception, the Greeks' awareness of superiority over their barbarian neighbors, which found expression in the Amphictyonies, the Oracles and Games, was strong enough to humanize the methods of warfare as between Greeks, though inevitably it failed to prevent conflicts between different elements of the Hellenic race or even to deter a city or group of cities from joining forces with their racial foe, the Persians, for the discomfiture of a rival. The solidarity of Christendom in the Renaissance age was no more effective, despite its vast authority, in hindering Christian nations, large and small alike, from calling in the Sultan to their aid. And, in our times, we look in vain for some such unifying notion whose authority would be unquestioned. It is all too clear that the nationalistic ideas, paramount today in every country, operate in quite a contrary direction. Some there are who hold that the Bolshevist conceptions may make an end of war, but, as things are, that goal lies very far away and, perhaps, could only be attained after a spell of brutal internecine warfare. Thus it would seem that any effort to replace brute force by the might of an ideal is, under present conditions, doomed to fail. Our logic is at fault if we ignore the fact that right is founded on brute force and even today needs violence to maintain it.

I now can comment on another of your statements. You are amazed that it is so easy to infect men with the war fever, and you surmise that man has in him an active instinct for hatred and destruction, amenable to such stimulations. I entirely agree with you. I believe in the existence of this instinct and have been recently at pains to study its manifestations. In this connection may I set out a fragment of that knowledge of the instincts, which we psychoanalysts, after so many tentative essays and gropings in the dark, have compassed? We assume that human instincts are of two kinds: those that conserve and unify, which we call "erotic" (in the meaning Plato gives to Eros in his Symposium), or else "sexual" (explicitly extending the popular connotation of "sex"); and, secondly, the instincts to destroy and kill, which we assimilate as the aggressive or destructive instincts. These are, as you perceive, the well known opposites, Love and Hate, transformed into theoretical entities; they are, perhaps, another aspect of those eternal polarities, attraction and repulsion, which fall within your province. But we must be chary of passing overhastily to the notions of good and evil. Each of these instincts is every whit as indispensable as its opposite, and all the phenomena of life derive from their activity, whether they work in concert or in opposition. It seems that an instinct of either category can operate but rarely in isolation; it is always blended ("alloyed," as we say) with a certain dosage of its opposite, which modifies its aim or even, in certain circumstances, is a prime condition of its attainment. Thus the instinct of self-preservation is certainly of an erotic nature, but to gain its end this very instinct necessitates aggressive action. In the same way the love instinct, when directed to a specific object, calls for an admixture of the acquisitive instinct if it is to enter into effective possession of that object. It is the difficulty of isolating the two kinds of instinct in their manifestations that has so long prevented us from recognizing them.

If you will travel with me a little further on this road, you will find that human affairs are complicated in yet another way. Only exceptionally does an action follow on the stimulus of a single instinct, which is /per se/ a blend of Eros and destructiveness. As a rule several motives of similar composition concur to bring about the act. This fact was duly noted by a colleague of yours, Professor G. C. Lichtenberg, sometime Professor of Physics at Gottingen; he was perhaps even more eminent as a psychologist than as a physical scientist. He evolved the notion of a "Compass-card of Motives" and wrote: "The efficient motives impelling man to act can be classified like the thirty-two winds and described in the same manner; e.g., / Food-Food-Fame/ or /Fame-Fame-Food/." Thus, when a nation is summoned to engage in war, a whole gamut of human motives may respond to this appeal--high and low motives, some openly avowed, others slurred over. The lust for aggression and destruction is certainly included; the innumerable cruelties of history and man's daily life confirm its prevalence and strength. The stimulation of these destructive impulses by appeals to idealism and the erotic instinct naturally facilitate their release. Musing on the atrocities recorded on history's page, we feel that the ideal motive has often served as a camouflage for the dust of destruction; sometimes, as with the cruelties of the Inquisition, it seems that, while the ideal motives occupied the foreground of consciousness, they drew their strength from the destructive instincts submerged in the unconscious. Both interpretations are feasible.

You are interested, I know, in the prevention of war, not in our theories, and I keep this fact in mind. Yet I would like to dwell a little longer on this destructive instinct which is seldom given the attention that its importance warrants. With the least of speculative efforts we are led to conclude that this instinct functions in every living being, striving to work its ruin and reduce life to its primal state of inert matter. Indeed, it might well be called the "death instinct"; whereas the erotic instincts vouch for the struggle to live on. The death instinct becomes an impulse to destruction when, with the aid of certain organs, it directs its action outward, against external objects. The living being, that is to say, defends its own existence by destroying foreign bodies. But, in one of its activities, the death instinct is operative within the living being and we have sought to trace back a number of normal and pathological phenomena to this introversion of the destructive instinct. We have even committed the heresy of explaining the origin of human conscience by some such "turning inward" of the aggressive impulse. Obviously when this internal tendency operates on too large a scale, it is no trivial matter; rather, a positively morbid state of things; whereas the diversion of the destructive impulse toward the external world must have beneficial effects. Here is then the biological justification for all those vile, pernicious propensities which we are now combating. We can but own that they are really more akin to nature than this our stand against them, which, in fact, remains to be accounted for.

All this may give you the impression that our theories amount to species of mythology and a gloomy one at that! But does not every natural science lead ultimately to this--a sort of mythology? Is it otherwise today with your physical sciences?

The upshot of these observations, as bearing on the subject in hand, is that there is no likelihood of our being able to suppress humanity's aggressive tendencies. In some happy corners of the earth, they say, where nature brings forth abundantly whatever man desires, there flourish races whose lives go gently by; unknowing of aggression or constraint. This I can hardly credit; I would like further details about these happy folk. The Bolshevists, too, aspire to do away with human aggressiveness by insuring the satisfaction of material needs and enforcing equality between man and man. To me this hope seems vain. Meanwhile they busily perfect their armaments, and their hatred of outsiders is not the least of the factors of cohesion among themselves. In any case, as you too have observed, complete suppression of man's aggressive tendencies is not in issue; what we may try is to divert it into a channel other than that of warfare.

From our "mythology" of the instincts we may easily deduce a formula for an indirect method of eliminating war. If the propensity for war be due to the destructive instinct, we have always its counter-agent, Eros, to our hand. All that produces ties of sentiment between man and man must serve us as war's antidote. These ties are of two kinds. First, such relations as those toward a beloved object, void though they be of sexual intent. The psychoanalyst need feel no compunction in mentioning "love" in this connection; religion uses the same language: Love thy neighbor as thyself. A pious injunction, easy to enounce, but hard to carry out! The other bond of sentiment is by way of identification. All that brings out the significant resemblances between men calls into play this feeling of community, identification, whereon is founded, in large measure, the whole edifice of human society.

In your strictures on the abuse of authority I find another suggestion for an indirect attack on the war impulse. That men are divided into the leaders and the led is but another manifestation of their inborn and irremediable inequality. The second class constitutes the vast majority; they need a high command to make decisions for them, to which decisions they usually bow without demur. In this context we would point out that men should be at greater pains than heretofore to form a superior class of independent thinkers, unamenable to intimidation and fervent in the quest of truth, whose function it would be to guide the masses dependent on their lead. There is no need to point out how little the rule of politicians and the Church's ban on liberty of thought encourage such a new creation. The ideal conditions would obviously be found in a community where every man subordinated his instinctive life to the dictates of reason. Nothing less than this could bring about so thorough and so durable a union between men, even if this involved the severance of mutual ties of sentiment. But surely such a hope is utterly utopian, as things are. The other indirect methods of preventing war are certainly more feasible, but entail no quick results. They conjure up an ugly picture of mills that grind so slowly that, before the flour is ready, men are dead of hunger.

As you see, little good comes of consulting a theoretician, aloof from worldly contact, on practical and urgent problems! Better it were to tackle each successive crisis with means that we have ready to our hands. However, I would like to deal with a question which, though it is not mooted in your letter, interests me greatly. Why do we, you and I and many another, protest so vehemently against war, instead of just accepting it as another of life's odious importunities? For it seems a natural thing enough, biologically sound and practically unavoidable. I trust you will not be shocked by my raising such a question. For the better conduct of an inquiry it may be well to don a mask of feigned aloofness. The answer to my query may run as follows: Because every man has a right over his own life and war destroys lives that were full of promise; it forces the individual into situations that shame his manhood, obliging him to murder fellow men, against his will; it ravages material amenities, the fruits of human toil, and much besides. Moreover, wars, as now conducted, afford no scope for acts of heroism according to the old ideals and, given the high perfection of modern arms, war today would mean the sheer extermination of one of the combatants, if not of both. This is so true, so obvious, that we can but wonder why the conduct of war is not banned by general consent. Doubtless either of the points I have just made is open to debate. It may be asked if the community, in its turn, cannot claim a right over the individual lives of its members. Moreover, all forms of war cannot be indiscriminately condemned; so long as there are nations and empires, each prepared callously to exterminate its rival, all alike must be equipped for war. But we will not dwell on any of these problems; they lie outside the debate to which you have invited me. I pass on to another point, the basis, as it strikes me, of our common hatred of war. It is this: We cannot do otherwise than hate it. Pacifists we are, since our organic nature wills us thus to be. Hence it comes easy to us to find arguments that justify our standpoint.

This point, however, calls for elucidation. Here is the way in which I see it. The cultural development of mankind (some, I know, prefer to call it civilization) has been in progress since immemorial antiquity. To this process us we owe all that is best in our composition, but also much that makes for human suffering. Its origins and causes are obscure, its issue is uncertain, but some of its characteristics are easy to perceive. It well may lead to the extinction of mankind, for it impairs the sexual function in more than one respect, and even today the uncivilized races and the backward classes of all nations are multiplying more rapidly than the cultured elements. This process may, perhaps, be likened to the effects of domestication on certain animals -- it clearly involves physical changes of structure -- but the view that cultural development is an organic process of this order has not yet become generally familiar. The psychic changes which accompany this process of cultural change are striking, and not to be gainsaid. They consist in the progressive rejection of instinctive ends and a scaling down of instinctive reactions. Sensations which delighted our forefathers have become neutral or unbearable to us; and, if our ethical and aesthetic ideals have undergone a change, the causes of this are ultimately organic. On the psychological side two of the most important phenomena of culture are, firstly, a strengthening of the intellect, which tends to master our instinctive life, and, secondly, an introversion of the aggressive impulse, with all its consequent benefits and perils. Now war runs most emphatically counter to the psychic disposition imposed on us by the growth of culture; we are therefore bound to resent war, to find it utterly intolerable. With pacifists like us it is not merely an intellectual and affective repulsion, but a constitutional intolerance, an idiosyncrasy in its most drastic form. And it would seem that the aesthetic ignominies of warfare play almost as large a part in this repugnance as war's atrocities.

How long have we to wait before the rest of men turn pacifist? Impossible to say, and yet perhaps our hope that these two factors -- man's cultural disposition and a well-founded dread of the form that future wars will take -- may serve to put an end to war in the near future, is not chimerical. But by what ways or byways this will come about, we cannot guess. Meanwhile we may rest on the assurance that whatever makes for cultural development is working also against war.

With kindest regards and, should this expose prove a disappointment to you, my sincere regrets, Yours, SIGMUND FREUD

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Selection #2

Thucydides, The Peloponnesian War

Sixteenth Year of the War -- The Melian Conference -- Fate of Melos

The next summer Alcibiades [an Athenian leader] sailed with twenty ships to Argos and seized the suspected persons still left of the Lacedaemonian [i.e. Spartan] faction to the number of three hundred, whom the Athenians forthwith lodged in the neighbouring islands of their empire. The Athenians also made an expedition against the isle of Melos with thirty ships of their own, six Chian, and two Lesbian vessels, sixteen hundred heavy infantry, three hundred archers, and twenty mounted archers from Athens, and about fifteen hundred heavy infantry from the allies and the islanders. The Melians are a colony of Lacedaemon that would not submit to the Athenians like the other islanders, and at first remained neutral and took no part in the struggle, but afterwards upon the Athenians using violence and plundering their territory, assumed an attitude of open hostility. Cleomedes, son of Lycomedes, and Tisias, son of Tisimachus, the generals, encamping in their territory with the above armament, before doing any harm to their land, sent envoys to negotiate. These the Melians did not bring before the people, but bade them state the object of their mission to the magistrates and the few; upon which the Athenian envoys spoke as follows:

Athenians. Since the negotiations are not to go on before the people, in order that we may not be able to speak straight on without interruption, and deceive the ears of the multitude by seductive arguments which would pass without refutation (for we know that this is the meaning of our being brought before the few), what if you who sit there were to pursue a method more cautious still? Make no set speech yourselves, but take us up at whatever you do not like, and settle that before going any farther. And first tell us if this proposition of ours suits you.

Melians. To the fairness of quietly instructing each other as you propose there is nothing to object; but your military preparations are too far advanced to agree with what you say, as we see you are come to be judges in your own cause, and that all we can reasonably expect from this negotiation is war, if we prove to have right on our side and refuse to submit, and in the contrary case, slavery.

Athenians. If you have met to reason about presentiments of the future, or for anything else than to consult for the safety of your state upon the facts that you see before you, we will give over; otherwise we will go on.

Melians. It is natural and excusable for men in our position to turn more ways than one both in thought and utterance. However, the question in this conference is, as you say, the safety of our country; and the discussion, if you please, can proceed in the way which you propose.

Athenians. For ourselves, we shall not trouble you with specious pretences- either of how we have a right to our empire because we overthrew the Mede, or are now attacking you because of wrong that you have done us- and make a long speech which would not be believed; and in return we hope that you, instead of thinking to influence us by saying that you did not join the Lacedaemonians, although their colonists, or that you have done us no wrong, will aim at what is feasible, holding in view the real sentiments of us both; since you know as well as we do that right, as the world goes, is only in question between equals in power, while the strong do what they can and the weak suffer what they must.

Melians. As we think, at any rate, it is expedient-- we speak as we are obliged, since you enjoin us to let right alone and talk only of interest -- that you should not destroy what is our common protection, the privilege of being allowed in danger to invoke what is fair and right, and even to profit by arguments not strictly valid if they can be got to pass current. And you are as much interested in this as any, as your fall would be a signal for the heaviest vengeance and an example for the world to meditate upon.

Athenians. The end of our empire, if end it should, does not frighten us: a rival empire like Lacedaemon, even if Lacedaemon was our real antagonist, is not so terrible to the vanquished as subjects who by themselves attack and overpower their rulers. This, however, is a risk that we are content to take. We will now proceed to show you that we are come here in the interest of our empire, and that we shall say what we are now going to say, for the preservation of your country; as we would fain exercise that empire over you without trouble, and see you preserved for the good of us both.

Melians. And how, pray, could it turn out as good for us to serve as for you to rule?

Athenians. Because you would have the advantage of submitting before suffering the worst, and we should gain by not destroying you.

Melians. So that you would not consent to our being neutral, friends instead of enemies, but allies of neither side.

Athenians. No; for your hostility cannot so much hurt us as your friendship will be an argument to our subjects of our weakness, and your enmity of our power.

Melians. Is that your subjects' idea of equity, to put those who have nothing to do with you in the same category with peoples that are most of them your own colonists, and some conquered rebels?

Athenians. As far as right goes they think one has as much of it as the other, and that if any maintain their independence it is because they are strong, and that if we do not molest them it is because we are afraid; so that besides extending our empire we should gain in security by your subjection; the fact that you are islanders and weaker than others rendering it all the more important that you should not succeed in baffling the masters of the sea.

Melians. But do you consider that there is no security in the policy which we indicate? For here again if you debar us from talking about justice and invite us to obey your interest, we also must explain ours, and try to persuade you, if the two happen to coincide. How can you avoid making enemies of all existing neutrals who shall look at case from it that one day or another you will attack them? And what is this but to make greater the enemies that you have already, and to force others to become so who would otherwise have never thought of it?

Athenians. Why, the fact is that continentals generally give us but little alarm; the liberty which they enjoy will long prevent their taking precautions against us; it is rather islanders like yourselves, outside our empire, and subjects smarting under the yoke, who would be the most likely to take a rash step and lead themselves and us into obvious danger.

Melians. Well then, if you risk so much to retain your empire, and your subjects to get rid of it, it were surely great baseness and cowardice in us who are still free not to try everything that can be tried, before submitting to your yoke.

Athenians. Not if you are well advised, the contest not being an equal one, with honour as the prize and shame as the penalty, but a question of self-preservation and of not resisting those who are far stronger than you are.

Melians. But we know that the fortune of war is sometimes more impartial than the disproportion of numbers might lead one to suppose; to submit is to give ourselves over to despair, while action still preserves for us a hope that we may stand erect.

Athenians. Hope, danger's comforter, may be indulged in by those who have abundant resources, if not without loss at all events without ruin; but its nature is to be extravagant, and those who go so far as to put their all upon the venture see it in its true colours only when they are ruined; but so long as the discovery would enable them to guard against it, it is never found wanting. Let not this be the case with you, who are weak and hang on a single turn of the scale; nor be like the vulgar, who, abandoning such security as human means may still afford, when visible hopes fail them in extremity, turn to invisible, to prophecies and oracles, and other such inventions that delude men with hopes to their destruction.

Melians. You may be sure that we are as well aware as you of the difficulty of contending against your power and fortune, unless the terms be equal. But we trust that the gods may grant us fortune as good as yours, since we are just men fighting against unjust, and that what we want in power will be made up by the alliance of the Lacedaemonians, who are bound, if only for very shame, to come to the aid of their kindred. Our confidence, therefore, after all is not so utterly irrational.

Athenians. When you speak of the favour of the gods, we may as fairly hope for that as yourselves; neither our pretensions nor our conduct being in any way contrary to what men believe of the gods, or practise among themselves. Of the gods we believe, and of men we know, that by a necessary law of their nature they rule wherever they can. And it is not as if we were the first to make this law, or to act upon it when made: we found it existing before us, and shall leave it to exist for ever after us; all we do is to make use of it, knowing that you and everybody else, having the same power as we have, would do the same as we do. Thus, as far as the gods are concerned, we have no fear and no reason to fear that we shall be at a disadvantage. But when we come to your notion about the Lacedaemonians, which leads you to believe that shame will make them help you, here we bless your simplicity but do not envy your folly. The Lacedaemonians, when their own interests or their country's laws are in question, are the worthiest men alive; of their conduct towards others much might be said, but no clearer idea of it could be given than by shortly saying that of all the men we know they are most conspicuous in considering what is agreeable honourable, and what is expedient just. Such a way of thinking does not promise much for the safety which you now unreasonably count upon.

Melians. But it is for this very reason that we now trust to their respect for expediency to prevent them from betraying the Melians, their colonists, and thereby losing the confidence of their friends in Hellas and helping their enemies.

Athenians. Then you do not adopt the view that expediency goes with security, while justice and honour cannot be followed without danger; and danger the Lacedaemonians generally court as little as possible.

Melians. But we believe that they would be more likely to face even danger for our sake, and with more confidence than for others, as our nearness to Peloponnese makes it easier for them to act, and our common blood ensures our fidelity.

Athenians. Yes, but what an intending ally trusts to is not the goodwill of those who ask his aid, but a decided superiority of power for action; and the Lacedaemonians look to this even more than others. At least, such is their distrust of their home resources that it is only with numerous allies that they attack a neighbour; now is it likely that while we are masters of the sea they will cross over to an island?

Melians. But they would have others to send. The Cretan Sea is a wide one, and it is more difficult for those who command it to intercept others, than for those who wish to elude them to do so safely. And should the Lacedaemonians miscarry in this, they would fall upon your land, and upon those left of your allies whom Brasidas did not reach; and instead of places which are not yours, you will have to fight for your own country and your own confederacy.

Athenians. Some diversion of the kind you speak of you may one day experience, only to learn, as others have done, that the Athenians never once yet withdrew from a siege for fear of any. But we are struck by the fact that, after saying you would consult for the safety of your country, in all this discussion you have mentioned nothing which men might trust in and think to be saved by. Your strongest arguments depend upon hope and the future, and your actual resources are too scanty, as compared with those arrayed against you, for you to come out victorious. You will therefore show great blindness of judgment, unless, after allowing us to retire, you can find some counsel more prudent than this. You will surely not be caught by that idea of disgrace, which in dangers that are disgraceful, and at the same time too plain to be mistaken, proves so fatal to mankind; since in too many cases the very men that have their eyes perfectly open to what they are rushing into, let the thing called disgrace, by the mere influence of a seductive name, lead them on to a point at which they become so enslaved by the phrase as in fact to fall wilfully into hopeless disaster, and incur disgrace more disgraceful as the companion of error, than when it comes as the result of misfortune. This, if you are well advised, you will guard against; and you will not think it dishonourable to submit to the greatest city in Hellas, when it makes you the moderate offer of becoming its tributary ally, without ceasing to enjoy the country that belongs to you; nor when you have the choice given you between war and security, will you be so blinded as to choose the worse. And it is certain that those who do not yield to their equals, who keep terms with their superiors, and are moderate towards their inferiors, on the whole succeed best. Think over the matter, therefore, after our withdrawal, and reflect once and again that it is for your country that you are consulting, that you have not more than one, and that upon this one deliberation depends its prosperity or ruin.

The Athenians now withdrew from the conference; and the Melians, left to themselves, came to a decision corresponding with what they had maintained in the discussion, and answered: "Our resolution, Athenians, is the same as it was at first. We will not in a moment deprive of freedom a city that has been inhabited these seven hundred years; but we put our trust in the fortune by which the gods have preserved it until now, and in the help of men, that is, of the Lacedaemonians; and so we will try and save ourselves. Meanwhile we invite you to allow us to be friends to you and foes to neither party, and to retire from our country after making such a treaty as shall seem fit to us both."

Such was the answer of the Melians. The Athenians now departing from the conference said: "Well, you alone, as it seems to us, judging from these resolutions, regard what is future as more certain than what is before your eyes, and what is out of sight, in your eagerness, as already coming to pass; and as you have staked most on, and trusted most in, the Lacedaemonians, your fortune, and your hopes, so will you be most completely deceived."

The Athenian envoys now returned to the army; and the Melians showing no signs of yielding, the generals at once betook themselves to hostilities, and drew a line of circumvallation round the Melians, dividing the work among the different states. Subsequently the Athenians returned with most of their army, leaving behind them a certain number of their own citizens and of the allies to keep guard by land and sea. The force thus left stayed on and besieged the place.

About the same time the Argives invaded the territory of Phlius and lost eighty men cut off in an ambush by the Phliasians and Argive exiles. Meanwhile the Athenians at Pylos took so much plunder from the Lacedaemonians that the latter, although they still refrained from breaking off the treaty and going to war with Athens, yet proclaimed that any of their people that chose might plunder the Athenians. The Corinthians also commenced hostilities with the Athenians for private quarrels of their own; but the rest of the Peloponnesians stayed quiet.

Meanwhile the Melians attacked by night and took the part of the Athenian lines over against the market, and killed some of the men, and brought in corn and all else that they could find useful to them, and so returned and kept quiet, while the Athenians took measures to keep better guard in future.

Summer was now over. The next winter the Lacedaemonians intended to invade the Argive territory, but arriving at the frontier found the sacrifices for crossing unfavourable, and went back again. This intention of theirs gave the Argives suspicions of certain of their fellow citizens, some of whom they arrested; others, however, escaped them. About the same time the Melians again took another part of the Athenian lines which were but feebly garrisoned. Reinforcements afterwards arriving from Athens in consequence, under the command of Philocrates, son of Demeas, the siege was now pressed vigorously; and some treachery taking place inside, the Melians surrendered at discretion to the Athenians, who put to death all the grown men whom they took, and sold the women and children for slaves, and subsequently sent out five hundred colonists and inhabited the place themselves.

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Selection #3

Macchiavelli, The Prince

It happens in affairs of state, for when the evils that arise have been foreseen (which it is only given to a wise man to see), they can be quickly redressed, but when, through not having been foreseen, they have been permitted to grow in a way that every one can see them, there is no longer a remedy. Therefore, the Romans, foreseeing troubles, dealt with them at once, and, even to avoid a war, would not let them come to a head, for they knew that war is not to be avoided, but is only to be put off to the advantage of others.... [A] blunder ought never to be perpetrated to avoid war, because it is not to be avoided, but is only deferred to your disadvantage....

CHAPTER XIV -- THAT WHICH CONCERNS A PRINCE ON THE SUBJECT OF THE ART OF

WAR

A prince ought to have no other aim or thought, nor select anything else for his study, than war and its rules and discipline; for this is the sole art that belongs to him who rules, and it is of such force that it not only upholds those who are born princes, but it often enables men to rise from a private station to that rank. And, on the contrary, it is seen that when princes have thought more of ease than of arms they have lost their states. And the first cause of your losing it is to neglect this art; and what enables you to acquire a state is to be master of the art....

A prince is also respected when he is either a true friend or a downright enemy, that is to say, when, without any reservation, he declares himself in favour of one party against the other; which course will always be more advantageous than standing neutral; because if two of your powerful neighbours come to blows, they are of such a character that, if one of them conquers, you have either to fear him or not. In either case it will always be more advantageous for you to declare yourself and to make war strenuously; because, in the first case, if you do not declare yourself, you will invariably fall a prey to the conqueror, to the pleasure and satisfaction of him who has been conquered, and you will have no reasons to offer, nor anything to protect or to shelter you. Because he who conquers does not want

doubtful friends who will not aid him in the time of trial; and he who loses will not harbour you because you did not willingly, sword in hand, court his fate....

With us there is great justice, because that war is just which is necessary, and arms are hallowed when there is no other hope but in them. Here there is the greatest willingness, and where the willingness

is great the difficulties cannot be great if you will only follow those men to whom I have directed your attention.... God is not willing to do everything, and thus take away our free will and that share of glory which belongs to us.

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Selection #4

Thomas Hobbes, The Leviathan (1651)

CHAPTER XIII: OF THE NATURAL CONDITION OF MANKIND AS CONCERNING THEIR FELICITY AND MISERY

NATURE hath made men so equal in the faculties of body and mind as that, though there be found one man sometimes manifestly stronger in body or of quicker mind than another, yet when all is reckoned together the difference between man and man is not so considerable as that one man can thereupon claim to himself any benefit to which another may not pretend as well as he. For as to the strength of body, the weakest has strength enough to kill the strongest, either by secret machination or by confederacy with others that are in the same danger with himself.

And as to the faculties of the mind, setting aside the arts grounded upon words, and especially that skill of proceeding upon general and infallible rules, called science, which very few have and but in few things, as being not a native faculty born with us, nor attained, as prudence, while we look after somewhat else, I find yet a greater equality amongst men than that of strength. For prudence is but experience, which equal time equally bestows on all men in those things they equally apply themselves unto. That which may perhaps make such equality incredible is but a vain conceit of one's own wisdom, which almost all men think they have in a greater degree than the vulgar; that is, than all men but themselves, and a few others, whom by fame, or for concurring with themselves, they approve. For such is the nature of men that howsoever they may acknowledge many others to be more witty, or more eloquent or more learned, yet they will hardly believe there be many so wise as themselves; for they see their own wit at hand, and other men's at a distance. But this proveth rather that men are in that point equal, than unequal. For there is not ordinarily a greater sign of the equal distribution of anything than that every man is contented with his share.

From this equality of ability ariseth equality of hope in the attaining of our ends. And therefore if any two men desire the same thing, which nevertheless they cannot both enjoy, they become enemies; and in the way to their end (which is principally their own conservation, and sometimes their delectation only) endeavour to destroy or subdue one another. And from hence it comes to pass that where an invader hath no more to fear than another man's single power, if one plant, sow, build, or possess a convenient seat, others may probably be expected to come prepared with forces united to dispossess and deprive him, not only of the fruit of his labour, but also of his life or liberty. And the invader again is in the like danger of another.

And from this diffidence of one another, there is no way for any man to secure himself so reasonable as anticipation; that is, by force, or wiles, to master the persons of all men he can so long till he see no other power great enough to endanger him: and this is no more than his own conservation requireth, and is generally allowed. Also, because there be some that, taking pleasure in contemplating their own power in the acts of conquest, which they pursue farther than their security requires, if others, that otherwise would be glad to be at ease within modest bounds, should not by invasion increase their power, they would not be able, long time, by standing only on their defence, to subsist. And by consequence, such augmentation of dominion over men being necessary to a man's conservation, it ought to be allowed him.

Again, men have no pleasure (but on the contrary a great deal of grief) in keeping company where there is no power able to overawe them all. For every man looketh that his companion should value him at the same rate he sets upon himself, and upon all signs of contempt or undervaluing naturally endeavours, as far as he dares (which amongst them that have no common power to keep them in quiet is far enough to make them destroy each other), to extort a greater value from his contemners, by damage; and from others, by the example.

So that in the nature of man, we find three principal causes of quarrel. First, competition; secondly, diffidence; thirdly, glory.

The first maketh men invade for gain; the second, for safety; and the third, for reputation. The first use violence, to make themselves masters of other men's persons, wives, children, and cattle; the second, to defend them; the third, for trifles, as a word, a smile, a different opinion, and any other sign of undervalue, either direct in their persons or by reflection in their kindred, their friends, their nation, their profession, or their name.

Hereby it is manifest that during the time men live without a common power to keep them all in awe, they are in that condition which is called war; and such a war as is of every man against every man. For war consisteth not in battle only, or the act of fighting, but in a tract of time, wherein the will to contend by battle is sufficiently known: and therefore the notion of time is to be considered in the nature of war, as it is in the nature of weather. For as the nature of foul weather lieth not in a shower or two of rain, but in an inclination thereto of many days together: so the nature of war consisteth not in actual fighting, but in the known disposition thereto during all the time there is no assurance to the contrary. All other time is peace.

Whatsoever therefore is consequent to a time of war, where every man is enemy to every man, the same consequent to the time wherein men live without other security than what their own strength and their own invention shall furnish them withal. In such condition there is no place for industry, because the fruit thereof is uncertain: and consequently no culture of the earth; no navigation, nor use of the commodities that may be imported by sea; no commodious building; no instruments of moving and removing such things as require much force; no knowledge of the face of the earth; no account of time; no arts; no letters; no society; and which is worst of all, continual fear, and danger of violent death; and the life of man, solitary, poor, nasty, brutish, and short.

It may seem strange to some man that has not well weighed these things that Nature should thus dissociate and render men apt to invade and destroy one another: and he may therefore, not trusting to this inference, made from the passions, desire perhaps to have the same confirmed by experience. Let him therefore consider with himself: when taking a journey, he arms himself and seeks to go well accompanied; when going to sleep, he locks his doors; when even in his house he locks his chests; and this when he knows there be laws and public officers, armed, to revenge all injuries shall be done him; what opinion he has of his fellow subjects, when he rides armed; of his fellow citizens, when he locks his doors; and of his children, and servants, when he locks his chests. Does he not there as much accuse mankind by his actions as I do by my words? But neither of us accuse man's nature in it. The desires, and other passions of man, are in themselves no sin. No more are the actions that proceed from those passions till they know a law that forbids them; which till laws be made they cannot know, nor can any law be made till they have agreed upon the person that shall make it.

It may peradventure be thought there was never such a time nor condition of war as this; and I believe it was never generally so, over all the world: but there are many places where they live so now. For the savage people in many places of America, except the government of small families, the concord whereof dependeth on natural lust, have no government at all, and live at this day in that brutish manner, as I said before. Howsoever, it may be perceived what manner of life there would be, where there were no common power to fear, by the manner of life which men that have formerly lived under a peaceful government use to degenerate into a civil war.

But though there had never been any time wherein particular men were in a condition of war one against another, yet in all times kings and persons of sovereign authority, because of their independency, are in continual jealousies, and in the state and posture of gladiators, having their weapons pointing, and their eyes fixed on one another; that is, their forts, garrisons, and guns upon the frontiers of their kingdoms, and continual spies upon their neighbours, which is a posture of war. But because they uphold thereby the industry of their subjects, there does not follow from it that misery which accompanies the liberty of particular men.

To this war of every man against every man, this also is consequent; that nothing can be unjust. The notions of right and wrong, justice and injustice, have there no place. Where there is no common power, there is no law; where no law, no injustice. Force and fraud are in war the two cardinal virtues. Justice and injustice are none of the faculties neither of the body nor mind. If they were, they might be in a man that were alone in the world, as well as his senses and passions. They are qualities that relate to men in society, not in solitude. It is consequent also to the same condition that there be no propriety, no dominion, no mine and thine distinct; but only that to be every man's that he can get, and for so long as he can keep it. And thus much for the ill condition which man by mere nature is actually placed in; though with a possibility to come out of it, consisting partly in the passions, partly in his reason.

The passions that incline men to peace are: fear of death; desire of such things as are necessary to commodious living; and a hope by their industry to obtain them. And reason suggesteth convenient articles of peace upon which men may be drawn to agreement. These articles are they which otherwise are called the laws of nature.

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Selection #5

Text of Bronislaw Malinowski, “An Anthropological Analysis of War” (1941)

I. WAR THROUGH THE AGES

In any symposium of social sciences on war a place might be rightly claimed for anthropology, the study of mankind at large. Obviously the anthropologist must not appear merely as an usher, heralding the advent of war in the perspective of human evolution; still less as the clown of social science, amusing the symposium with anecdotes on cannibalism or head-hunting, on preposterous magical rites or quaint war dances.

Anthropology has done more harm than good in confusing the issue by optimistic messages from the primeval past, depicting human ancestry as living in the golden age of perpetual peace. Even more confusing is the teaching of those who maintain or imply that war is an essential heritage of man, a psychological or biological destiny from which man never will be able to free himself.

There is, however, a legitimate role for the anthropologist. Studying human societies on the widest basis in time perspective and spatial distribution, he should be able to tell us what war really is. Whether war is a cultural phenomenon to be found at the beginnings of evolution; what are its determining causes and its effects; what does it create and what does it destroy-these are questions which belong to the science of man. The forms, the factors, and the forces which define and determine human warfare should, therefore, be analyzed in a correct anthropological theory of war.

All these problems have their practical as well as theoretical bearing. As a member of a symposium on war, inspired by pragmatic as well as philosophical interests, the anthropologist himself must be fully acquainted with the present circumstances of warfare and the practical problems which arise out of our contemporary crisis. There is no time to be wasted on fiddling while Rome burns-or, more correctly, while Rome assists Berlin in burning the world.

Dictated by common sense, indispensable to sound statesmanship, running through abstract and philosophic reflection, persistent in and above the battle cries of intrenched armies and scheming diplomacies, the main problem of today is simple and vital: shall we abolish war or must we submit to it by choice or necessity? Is it desirable to have permanent peace and is this peace possible? If it is possible, how can we implement it successfully? There is obviously a price and a great price to be paid for any fundamental change in the constitution of mankind. Here, clearly, the price to be paid is the surrender of state sovereignty and the subordination of all political units to world-wide control. Whether this is a smaller or greater sacrifice in terms of progress, culture, and personality than the disasters created by war is another problem, the solution of which may be foreshadowed in anthropological arguments.

I think that the task of evaluating war in terms of cultural analysis is today the main duty of the theory of civilization. In democratic countries public opinion must be freed from prejudice and enlightened as regards sound knowledge. The totalitarian states are spending as much energy, foresight, and constructive engineering on the task of indoctrinating the minds of their subjects as in the task of building armaments. Unless we scientifically and ethically rally to the counterpart task, we shall not be able to oppose them. At the same time the full cultural understanding of war in its relation to nationality and state, in its drives and effects, in the price paid and advantages gained, is necessary also for the problem of implementing any fundamental change.

The problem of what war is as a cultural phenomenon naturally falls into the constituent issues of the biological determinants of war, its political effects, and its cultural constructiveness. In the following discussion of pugnacity and aggression we shall see that even preorganized fighting is not a simple reaction of violence determined by the impulse of anger. The first distinction to emerge from this analysis will be between organized and collective fighting as against individual, sporadic, and spontaneous acts of violence which are the antecedents of homicide, murder, and civic disorder, but not of war. We shall then show that organized fighting has to be fully discussed with reference to its political background. Fights within a community fulfil an entirely different function from intertribal feuds or battles. Even in these latter, however, we will have to distinguish between culturally effective warfare and military operations which do not leave any permanent mark either in terms of diffusion, of evolution, or of any lasting historical aftereffect. From all this will emerge the concept of "war as an armed contest between two independent political units, by means of organized military force, in the pursuit of a tribal or national policy." With this as a minimum definition of war, we shall be able to see how futile and confusing it is to regard primitive brawls, scrimmages, and feuds as genuine antecedents of our present world-catastrophe.

II. WAR AND HUMAN NATURE

We have, then, first to face the issue of "aggressiveness as instinctual behavior"; in other words, of the determination of war by intrinsically biological motives. Such expressions as "war is older than man," "war is inherent in human nature," "war is biologically determined" have either no meaning or they signify that humanity has to conduct wars, even as all men have to breathe, sleep, breed, eat, walk, and evacuate, wherever they live and whatever their civilization. Every schoolboy knows this and most anthropologists have ignored the facts just mentioned. The study of man has certainly evaded the issue concerning the relation between culture and the biological foundations of human nature.

Put plainly and simply, biological determinism means that in no civilization can the individual organism survive and the community continue without the integral incorporation into culture of such bodily functions as breathing, sleep, rest, excretion, and reproduction. This seems so obvious that it has been constantly overlooked or avowedly omitted from the cultural analyses of human behavior. Since, however, the biological activities are in one way determinants of culture, and since, in turn, every culture redefines, overdetermines and transmutes many of these biological activities, the actual interrelation and interdependence cannot be left outside anthropological theory. We shall have briefly to define in what sense certain phases of human behavior are biological invariants and then apply our analysis to aggression and pugnacity. Every human organism experiences at intervals the impulse of hunger. This leads to search for food, then to the intake, that is, the act of eating, which, in its wake, produces satiety. Fatigue demands

rest; accumulated fatigue, sleep; both followed by a new state of the organism which the physiologist can define in terms of the conditions of the tissues. The sex impulse, more sporadic in its incidence and surrounded by more elaborate and circumstantial cultural determinants of courtship, sex taboos, and legal rulings, nevertheless leads to a definite joint performance-that of conjugation, which again is followed by a state of temporary quiescence as regards this impulse. Conjugation may start a new biological sequence of events: conception, pregnancy, and childbirth, which must occur regularly within any community if it is to survive and its culture to continue.

In all these simple and "obvious" facts there are a few theoretical principles of great importance. Culture in all its innumerable varieties redefines the circumstances under which an impulse may occur, and it may in some cases remold the impulse and transform it into a social value. Abstinences and long-drawn fasts may slightly modify the workings of the organism as regards sex and hunger. Vigils and prolonged periods of intensive activity make rest and sleep determined not merely by organic but also by cultural rulings. Even the most regular and apparently purely physiological activity of breathing is linked up with cultural determinants, partly in that housing and sleeping arrangements somewhat condition the amount of oxygen available and the rate of breathing and partly in that the act of breathing, identified with life itself, has been the prototype of a whole set of practices and beliefs connected with animism. What, however, can never be done in any culture is the full elimination of any of these vital sequences, imposed on each culture by human nature. We can condense our argument into the form of the simple diagram:

IMPULSE> BODILY REACTION > SATISFACTION

We can say that the least variable as regards any cultural influences of the three phases is the central one. The actual intake of air or food, the act of conjugation, and the process of sleep are phenomena which have to be described in terms of anatomy, physiology, biochemistry, and physics. The second important point is that both links -- between impulse and bodily reaction and between that and the satisfaction -- are as clear-cut physiological and psychological realities as is the bodily reaction itself. In other words, each culture has integrally to incorporate the full vital sequence of the three phases. For each of those tripartite vital sequences is indispensable to the survival of the organism, or, in the case of sexual conjugation and pregnancy, to the survival of the community. However complicated and substantial might be the cultural responses to the basic needs of man-responses such as courtship, marriage, and family in relation to sex; economic arrangements within the household, food- producing activities and the tribal or national commisarist, in response to hunger -- they are in one way biologically determined, in that they have to incorporate each integral vital sequence with all its three phases and links between them, intact and complete.

Can we regard pugnacity and aggressiveness and all the other reactions of hostility, hate, and violence as comparable to any vital sequence so far discussed? The answer must be an emphatic negative. Not that the impulse of aggression, violence, or destruction be ever absent from any human group or from the life of any human being. If the activity of breathing be interrupted by accident or a deliberate act of another individual, the immediate reaction to it is a violent struggle to remove the obstacle or to overcome the human act of aggression. Kicking, biting, pushing, immediately start; a fight ensues, which has to end with the destruction of the suffocated organism or the removal of the obstacle. Take away the food from the hungry child or dog or monkey and you will provoke immediately strong hostile reactions. Any interference with the progressive course of sexual preliminaries-still more, any interruption of the physiological act-leads in man and animal to a violent fit of anger.

This last point, however, brings us directly to the recognition that the impulse of anger, the hostilities of jealousy, the violence of wounded honor and sexual and emotional possessiveness are as productive of hostility and of fighting, direct or relayed, as is the thwarting in the immediate satisfaction of a biological impulse.

We could sum up these results by saying that the impulse which controls aggression is not primary but derived. It is contingent upon circumstances in which a primary biologically defined impulse is being thwarted. It is also produced in a great variety of nonorganic ways, determined by such purely cultural factors as economic ownership, ambition, religious values, privileges of rank, and personal sentiments of attachment, dependence, and authority. Thus, to speak even of the impulse of pugnacity as biologically determined is incorrect. This becomes even clearer when we recognize, by looking at the above diagram, that the essence of an impulse is to produce a clear and definite bodily reaction, which again produces the satisfaction of the impulse. In human societies, on the contrary, we find that the impulse of anger is in almost every case transformed into chronic states of the human mind or organism -- into hate, vindictiveness, permanent attitudes of hostility. That such culturally defined sentiments can lead, and do lead, to acts of violence, simply means that acts of violence are culturally, not biologically, determined. Indeed, when we look at the actual cases of violent action, individual, or collective and organized, we find that most of them are the result of purely conventional, traditional, and ideological imperatives, which have nothing whatsoever to do with any organically determined state of mind.

It is interesting to find that when the argument for a biological or psychological determinism of aggressiveness as something inherent in man's animal nature is put forward, examples from prehuman behavior are easy to find. It is easy to show that dogs, apes, baboons, and even birds fight over females, food, spatial or territorial rights. The study of immature children in primitive tribes, or in our own nurseries, discloses that the argument by violence is very often used and has to be constantly watched over and regulated by adults. This, indeed, might have suggested to any competent observer that the elimination of violence and of aggression, and not its fostering, is the essence of any educational process.

When we are faced with the question where, how, and under what circumstances, acts of purely physiological aggression occur among human adults, we come again to an interesting result. Cases of sound, normal people attacking, hurting, or killing one another under the stress of genuine anger do occur, but they are extremely, indeed, negligibly, rare. Think of our own society. You can adduce an indefinite number of cases from a mental hospital. You can also show that within very specialized situations, such as in prisons or concentration camps, in groups cooped up by shipwreck or some other accident, aggression is fairly frequent. Such a catastrophe as a theater on fire or a sinking boat has sometimes, but not always, the effect of producing a fight for life, in which people are trampled to death and bones broken through acts of violence, determined by panic and fear. There are also cases in every criminal record, primitive or civilized, of homicidal injuries or bruises which occur under outbursts of anger and hatred, or a fit of jealousy. We see that "aggressiveness" within the framework of an adult cultural group is found under the headings of "panic," "insanity," "artificial propinquity," or else that it becomes the type of antisocial and anticultural behavior called "crime." It is always part and product of a breakdown of personality or of culture. It is not a case of a vital sequence which has to be incorporated into every culture. Even more, since it is a type of impulsive sequence which constantly threatens the normal course of cultural behavior, it has to be and is eliminated.

III. THE HARNESSING OF AGGRESSION BY CULTURE

Another interesting point in the study of aggression is that, like charity, it begins at home. Think of the examples given above. They all imply direct contact and then the flaring-up of anger over immediate issues, where divergent interests occur, or, among the insane, are imagined to occur. Indeed, the smaller the group engaged in co-operation, united by some common interests, and living day by day with one another, the easier it is for them to be mutually irritated and to flare up in anger. Freud and his followers have demonstrated beyond doubt and cavil that within the smallest group of human co-operation, the family, there frequently arise anger, hatred, and destructive, murderous impulses. Sexual jealousies within the home, grievances over food, service, or other economic interests occur in every primitive or civilized household. I have seen myself Australian aborigines, Papuans, Melanesians, African Bantus, and Mexican Indians turning angry or even flaring into a passion on occasions when they were working together, or celebrating feasts, or discussing some plans or some issues of their daily life. The actual occurrence, however, of bodily violence is so rare that it becomes statistically negligible. We shall see shortly why this is so.

Those who maintain that "natural aggressiveness" is a permanent cause of warfare would have to prove that this aggressiveness operates more as between strangers than between members of the same group. The facts taken from ethnographic evidence give an entirely different answer. Tribal strangers are above all eliminated from any contact with one another. Thus, the Veddas of Ceylon have arrangements by which they can transact exchange of goods and give symbolic messages to their neighbors -- the Tamils and Singhalese -- without ever coming face to face with them. The Australian Aborigines have an elaborate system of intertribal avoidances. The same applies to such primitive groups as the Punans of Borneo, the Firelanders, and the Pygmies of Africa and Malaysia.

Besides the avoidances there are also to be found clear and legalized forms of contact between tribes. In Australia and in New Guinea, all over the Pacific, and in Africa we could find systems of intertribal law, which allow one group to visit another, to trade with them, or to collaborate in an enterprise. In some regions an intrusion on the part of a stranger, against the rules of intertribal law, and breaking through the normal dividing line, was dangerous to the intruder. He was liable to be killed or enslaved; at times he served as the piece de resistance in a cannibal repast. In other words, the execution of such a trespasser was determined by tribal law, by the value of his corpse for the tribal kitchen, or of his head to the collection of a head-hunting specialist. The behavior of the murderers and of the murdered has, in such cases, obviously nothing to do with the psychology of anger, pugnacity, or physiological aggressiveness. We have to conclude that, contrary to the prevailing theoretical bias, aggression as the raw material of behavior occurs not in the contact between tribal strangers but within the tribe and within its component co-operative groups.

We have seen already that aggression is a by-product of co-operation. This latter organizes human beings into systems of concerted activities. Such a system, or institution, as we can call it, is the family. A small group of people are united under the contract of marriage. They are concerned with the production, education, and socialization of children. They obey a system of customary law, and they operate conjointly a household-i.e., a portion of environment with an apparatus of implements and consumers goods. The clan and the local group, the food-producing team and the industrial workshop, the age grade and the secret society are one and all systems of concerted activities, each organized into an institution.

Let us try to understand the place of aggressiveness within an institution. There is no doubt at all that, within these short-range co-operative and spatially condensed forms of human organization, genuine aggressiveness will occur more readily and universally than anywhere else. Impulses to beat a wife or husband, or to thrash children, are personally known to everybody and ethnographically universal. Nor are partners in work or in business ever free of the temptation to take each other by the throat, whether primitive or civilized. The very essence of an institution, however, is that it is built upon the charter of fundamental rules which, on the one hand, clearly define the rights, prerogatives, and duties of all the partners.

A whole set of minor and more detailed norms of custom, technique, ethics, and law also clearly and minutely lay down the respective functions as regards type, quantity, and performance in each differential activity. This does not mean that people do not quarrel, argue, or dispute as to whether the performance or prerogatives have not been infringed. It means, first and foremost, that all such disputes are within the universe of legal or quasilegal discourse. It also means that the dispute can always be referred, not to the arbitrament of force, but to the decision of authority.

And here we come upon the fact that the charter -- the fundamental customary law -- always defines the division of authority in each institution. It also defines the use of force and violence, the regulation of which is, indeed, the very essence of what we call the social organization of an institutionalized group. The patriarchal family supplies the father with the right to rule and even with the implements of violence. Under mother-right the father has to submit, to a much larger extent, to the decisions and influences of his wife's family, notably of her brother. Within the institution of the clan, quarrels and dissensions are very stringently proscribed, for the clan in many cultures acts as the unit of legal solidarity. The myth of the perfect harmony of all clansmen, however, had to be exploded.

Nevertheless, quarrels within the clan are rapidly and effectively eliminated by the definite, centralized, and organized authority vested in the leaders and the elders. The local group not only has the right to co-ordinate the activities and the interests of its component households and clans; it also has the means of enforcing its decisions if violence has to be used or prevented. The tribe, as the widest co-ordinating group, has also its legal charter, and it has often also some executive means for the enforcement of decisions bearing upon quarrels, disputes, and feuds within the group. It is characteristic once more that most fighting on the primitive level occurs between smaller units of the same cultural group. The members of two families or two clans or two local groups may come to blows. We have instances of such fighting among the Veddas, the Australian Aborigines, and other lowest primitives fighting is always the result of the infraction of tribal law. A member of a clan or a family is killed. A woman is abducted or an act of adultery committed. Only in the rarest of cases, a spontaneous brawl or fight ensues immediately. For there exist rules of tribal law which define the way in which the dispute has to be fought out. The whole type of fighting between families, clans, or local groups is conventional, determined in every detail by beliefs and elements of material culture, or by values and agreements. The collective behavior in such fighting, which is characteristic of the primitive level of lowest savages, is guided at every step and is controlled by factors which can be only studied with reference to the social organization, to customary law, to mythological ideas, as well as to the material apparatus of a primitive culture.

When there is a strong rivalry between two groups, and when this leads to a general state of mind -- generating frequent outbursts of anger and sentiments of hatred over real divergences of interest -- we find an arrangement in which occasional fights are not only allowed, but specially organized, so as to give vent to hostile feelings and reestablish order after the feelings have been overtly expressed. Such occasional tournament fights take sometimes pronouncedly peaceful form. The public songs of insult, by which the Eskimo even up their differences and express hatred, grievances, or hostility, are a well-known example of this. In Central Europe the institution of Sunday afternoon drinking and fighting fulfils the function of an organized and regulated exchange of insults, blows, at times injuries and casualties, in which accumulated resentments of the week are evened up. We have a good description of such regulated fights within the group among the Kiwai Papuans, among the Polynesians, and among the South American Indians.

Anthropological evidence, correctly interpreted, shows, therefore, that there is a complete disjunction between the psychological fact of pugnacity and the cultural determination of feuds and fights. Pugnacity can be transformed through such cultural factors as propaganda, scare-mongering, and indoctrination into any possible or even improbable channels. We have seen the change in France: the pugnacity of yesterday has overnight become a lukewarm alliance, and the friendship of the most recent past may, at any moment, flare up into the pugnacity of tomorrow. The raw material of pugnacity does admittedly exist. It is not in any way the biological core of any type of organized violence, in the sense in which we found that sex is the

core of organized family life, hunger of commissariat, evacuation of sanitary arrangements, or the maintenance of bodily temperature a biological factor around which center cultural adjustments of clothing and housing. Anger and aggressiveness may flare up almost at any moment in the course of organized co-operation. Their incidence decreases with the size of the group. As an impulse, pugnacity is indefinitely plastic. As a type of behavior, fighting can be linked with an indefinitely wide range of cultural motives.

Everywhere, at all levels of development, and in all types of culture, we find that the direct effects of aggressiveness are eliminated by the transformation of pugnacity into collective hatreds, tribal or national policies, which lead to organized, ordered fighting, but prevent any physiological reactions of anger. Human beings never fight on an extensive scale under the direct influence of an aggressive impulse. They fight and organize for fighting because, through tribal tradition, through teachings of a religious system, or of an aggressive patriotism, they have been indoctrinated with certain cultural values which they are prepared to defend, and with certain collective hatreds on which they are ready to assault and kill. Since pugnacity is so widespread, yet indefinitely plastic, the real problem is not whether we can completely eliminate it from human nature, but how we can canalize it so as to make it constructive.

IV. TRIBE-NATION AND TRIBE-STATE

In our study of anthropological evidence in so far as it throws light on modern warfare, we are in search of genuine primitive antecedents of fighting, such as occurred in historical times, and of fighting as it has become transformed in the modern world wars. The use of violence, clearly, has to receive a fuller sociological treatment. Nationalism and imperialism, and even totalitarianism -- in my opinion, a phenomenon of cultural pathology -- must be supplied with their evolutionary background and their ethnographic antecedents.

We have already seen that when two clans or two local groups fight with each other within the framework of the same tribal law, we deal with cases of legal mechanisms, but not with antecedents of war. We have to face now the question of how to define, in terms of social organization and of culture, the groups which can legitimately be regarded as pursuing some prototype of international policy, so that their battles can be considered as genuine precursors of warfare.

The concept of tribe and of tribal unity would naturally occur to every anthropologist or student of social science. An ethnographic map of the world shows, on every continent, well-defined boundaries which separate one tribe from the other. The unity of such a tribe consists defacto in the homogeneity, at times identity, of culture. All tribesmen accept the same tradition in mythology, in customary law, in economic values, and in moral principles. They also use similar implements and consume similar goods. They fight and hunt with the same weapons and marry according to the same tribal law and custom. Between the members of such a tribe communication is possible because they have similar artifacts, skills, and elements of knowledge. They also speak the same language-at times divided by some dialectical varieties-but generally allowing free communication. As a rule, the tribe is endogamous, that is, marriage is permitted within its limits but not outside. Consequently, the kinship system usually welds the whole tribe into a group of related and mutually co-operative, or potentially antagonistic, clans. The tribe in this sense, therefore, is a group of people who conjointly exercise a type of culture. They also transmit this culture in the same language, according to similar educational principles, and thus they are the unit through which the culture lives and with which a culture dies.

In the terminology here adopted, we can say that the tribe as a cultural entity can be defined as a federation of partly independent and also co-ordinated component institutions. One tribe, therefore, differs from the other in the organization of the family, the local groups, the clan, as well as economic, magical, and religious teams.

The identity of institutions, their potential co-operation due to community of language, tradition, and law, the interchange of services, and the possibility of joint enterprise on a large scale-these are the factors which make for the unity of a primitive, culturally homogeneous group. This, I submit, is the prototype of what we define today as nationality: a large group, unified by language, tradition, and culture. To the division as we find it between primitive culturally differentiated tribes there correspond today such divisions as between Germans and Poles, Swedes and Norwegians, Italians and French. In our modern world these divisions do not always coincide with the boundaries of the state. Hence, all the contemporary political problems of nationalism, imperialism, the status of minorities, and of irredentist groups are covered by the principle of national self-determination. All such problems hinge obviously on the relation between nation and state.

The principle of political unity or statehood can also be found -- on a primitive level -- in creating divisions as well as in establishing unity. We know already that authority, as the power to use physical force in the sanctioning of law, exists even at the lowest level of development. We have seen that it is the very essence of the constitution of organized systems of activities, that is, institutions. We have seen that it also functions as the basis for a wider territorial control of the relations between institutions. At the lowest level we found the local group as the widest co-ordinating unit with political prerogatives. If we were to survey the political conditions at a somewhat higher level of development, we would find in most parts of the world, in Melanesia and Polynesia, in Africa and parts of America, that political power is wielded by much larger regional groups, united on the principle of authority and, as a rule, equipped with military organization, the duty of which is partly internal policing, partly external defense or aggression. Much of my own field work has been done in the Trobriand Islands, where such politically organized regions were to be found and where a clear prototype of a politically organized state could be seen at work.

We have thus introduced another concept for which the word "tribe" is also used in anthropology. I submit that the distinction between political and cultural units is necessary. To implement it terminologically, I suggest that we coin the two expressions "tribe-nation" and "tribe-state." The tribe-nation is the unit of cultural co-operation. The tribe-state has to be defined in terms of political unity, that is, of centralized authoritative power and the corresponding organization of armed force. It is clear from all that has been said that the tribe-nation is an earlier and more fundamental type of cultural differentiation than the tribe-state. The two do not coincide, for we have many instances of the tribe-state as a subdivision of the tribe-nation. The Maori of New Zealand, the Trobriand Islanders, the Zulu before European advent, as well as many North American tribes, could be quoted as examples of this. Among them the tribe-nation embraces many tribe-states. On the other hand, we could adduce from East and West Africa examples in which two or more tribe-nations are united within the same tribe-state. I have in mind the kingdoms of Unyoro and Uganda, such political units as the Masai or the Bemba, all of whom have "subject minorities" within their dominion.

The two principles of statehood and nationality must, therefore, be kept apart in theory, even as they are different in cultural reality. Nevertheless, there has always existed a convergence of the two principles and a tendency toward the coalescence of the two groups -- the nation and the state. In Europe this tendency, under the name of nationalism, has made its definite appearance in political aspirations and as a cause of wars and rebellions ever since the French Revolution and the Napoleonic Wars. Its main exponents were Germany, Poland, and Italy, where the disjunction of the two principles had been most pronounced. Many historians regard nationalism in this sense as an entirely new phenomenon of recent European history. In reality nationalism is probably as old as an early appearance of political power. On the one hand, a primitive nation, that is, a tribe carrying a homogeneous culture, is best protected against outside disturbances by being organized into a tribe-state. On the other hand, the strongest tribe-state is the one which coincides with the tribe-nation, since political organization is even under primitive conditions most solidly based on the association with the group who are fully co-operative through the possession of one language, one system of customs and laws, one economic machinery, and one type of military equipment.

V. WAR AND PRIMITIVE POLITICS

We can now return to the role played by fighting in the early crystallization of statehood and nationality. As a working hypothesis, we might suggest that once a strong local group developed a military machine, it would use this in the gradual subjugation of its neighbors and extension of its political control. Ethnography supplies us with the evidence that fighting between local groups of the same culture does exist. It also supplies us with a clear picture of conditions in which fairly extensive political units, which form states within a larger nation, are in existence. The study of the status quo and of fragments of history among the Maori of New Zealand, among several African tribes, as well as all we know about the pre-Columbian history of Mexico and Peru, points to the fact that once armed military operations start in a region, they tend to the formation of the nation-state. The archeologist and historian concerned with the Mediterranean world might show that analogous developments produced the Roman state, some of the Greek political units, and the empires of Egypt, Babylonia, Assyria, and Persia. Wars of nationalism, therefore, as a means of unifying under the same administrative rule and providing with the same military machine the naturally homogeneous cultural group, that is, the nation, have always been a powerful force in evolution and history.

Warfare of this type is culturally productive in that it creates a new institution, the nation-state. Obviously, since the political unit extends to embrace the cultural one, both assume a different character. The co-ordination of any subdivisions of such a group, whether regional or institutional, become standardized and organized. Moreover, a nation-state usually assumes a much more pronounced control over economics and man-power, over contributions to the tribal exchequer and public services rendered. It can also enforce its decisions, that is, sanction administrative activities and customary law. It is legitimate, therefore, to regard fighting of this type as a genuine antecedent of certain historical wars. For fighting here functions as an instrument of policy between two tribe-states, and it leads to the formation of larger political groups, and finally, of the tribe-nation.

It is necessary to remember that organized fighting at higher stages of savagery or barbarism does not always present this politically significant character. Most of the fighting at this stage belongs to an interesting, highly complicated, and somewhat exotic type: raids for head-hunting, for cannibal feasts, for victims of human sacrifice to tribal gods. Space does not allow me to enter more fully into the analysis of this type of fighting. Suffice it to say that it is not cognate to warfare, for it is devoid of any political relevancy; nor can it be considered as any systematic pursuit of intertribal policy. Human man-hunting in search of anatomic trophies, the various types of armed body-snatching for cannibalism, actual or mystical, as food for men and food for gods, present a phase of human evolution which can be understood in terms of ambition, thirst for glory, and of mystical systems. In a competent analysis of warfare as a factor in human evolution, they must be kept apart from constructive or organized systems of warfare.

So far we have dealt with fighting organized on political principles and performing a political function, and we have dealt briefly with sportive types of human man-hunting. Where does the economic motive enter into our problem? It is conspicuously absent from the earliest types of fighting. Nor are the reasons difficult to find. Under conditions where portable wealth does not exist; where food is too perishable and too clumsy to be accumulated and transported; where slavery is of no value because every individual consumes exactly as much as he produces -- force is a useless implement for the transfer of wealth. When material booty, human labor, and condensed wealth -- i.e., precious metals or stones-become fully available, predatory raids acquire a meaning and make their appearance. Thus, we have to register a new type of fighting: armed expeditions for loot, slave wars, and large-scale organized robbery. We could quote examples from East and Southeast Africa, where cattle raiding was a lucrative industry associated with war. Among the northwestern tribes of America, slavery is found perhaps in its simplest type and furnishes one of the main motives of intertribal feuds. Nomadic tribes who, as organized robber bands, controlled some of the caravan routes in North Africa and in Asia, developed and used their military efficiency for a systematic levy of tribute, and for loot at the expense of their wealthier sedentary, mercantile or agricultural, neighbors.

We have, in the above analysis, made one or two distinctions, perhaps too sharply, but for the purpose of isolating the principles which lead to the appearance of genuine, purposeful warfare. We have spoken of nationalism as an early tendency leading to political wars and the formation of primitive nation-states. We spoke of organized raids carried out under the economic motive. These types of fighting very often coincide. It is even more important to realize that nationalism, as the tendency of extending political control to the full limits of cultural unity, is never a clear-cut phenomenon.

Nationalism seldom stops at the legitimate cultural boundaries of the nation. Whether it be a Hitler or a Chaka, a Napoleon or an Aztec conqueror, a Genghis Khan or an Inca ruler, he will readily and naturally overstep the boundaries of his nation. Nationalism readily turns into imperialism, that is, the tendency of incorporating other nations under the political rule of the military conqueror.

Here we arrive at a new phenomenon which has played an important role in the development of mankind. Conquest, the integral occupation of another cultural area by force, combines all the benefits of loot, slavery, and increase in political power. Conquest is a phenomenon which must have played an enormous part in the progress of mankind at the stage where, in a parallel and independent manner, we had the establishment of large agricultural communities and militarily strong nomadic or cattle-raising tribes. From the conditions found in various parts of the ethnographically observable world and from the records of history we can retrace and reconstruct the main characteristics of culturally constructive conquest. The best ethnographic areas for this analysis are to be found among the East African tribes, where we still can study the symbiosis of invading Hamitic or Nilotic cattle breeders and nomads with sedentary agricultural Bantus. Or, we could turn to some parts of West Africa, where we find extensive monarchies, in which the sedentary agricultural West African Negroes live under the rule of their Sudanese conquerors. From the New World the histories of the Mexican and Peruvian states embody rich material for this study of conquest. The most important cultural effect of conquest is an all-round enrichment in national life through a natural division of function between conquerors and conquered and through the development and crystallization of many additional institutions. The conquerors provide the political element; those conquered, as a rule, supply economic efficiency. This also means that the conquerors, in exploiting the subject community, organize a tribal exchequer, institute taxes, but also establish security and communication, and thus stimulate industry and commerce. Under the impact of two different cultures, the customary law of each tribe becomes formulated, and often a compound system of codification is drawn up. Religious and scientific ideas are exchanged and cross-fertilize each other.

War as an implement of diffusion and cross-fertilization by conquest assumes, therefore, an important role in evolution and history. Such war, let us not forget, made a very late appearance in human evolution. It could not occur before such high differentiation in types of culture as that of nomadic pastoralism and sedentary agricultural pursuits. No fruits of victory were obtainable in any economic, political, or cultural sense before slavery, loot, or tribute could be effected by violence.

VI. THE CONTRIBUTION OF ANTHROPOLOGY TO THE PROBLEM OF WAR

Glancing back over our previous arguments, we can see that we have arrived at certain theoretical conclusions, new to anthropological theory. It will still be necessary to show where our gains in clarity and definition are related to modern problems.

As regards the theoretical gains, we have shown that war cannot be regarded as a fiat of human destiny, in that it could be related to biological needs or immutable psychological drives. All types of fighting are complex cultural responses due not to any direct dictates of an impulse but to collective forms of sentiment and value. As a mechanism of organized force for the pursuit of national policies war is slow in evolving. Its incidence depends on the gradual development of military equipment and organization, of the scope for lucrative exploits, of the formation of independent political units.

Taking into account all such factors, we had to establish, within the genus of aggression and use of violence, the following distinctions: (1) Fighting, private and angry, within a group belongs to the type of breach of custom and law and is the prototype of criminal behavior. It is countered and curbed by the customary law within institutions and between institutions. (2) Fighting, collective and organized, is a juridical mechanism for the adjustment of differences between constituent groups of the same larger cultural unit. Among the lowest savages these two types are the only forms of armed contest to be found. (3) Armed raids, as a type of man-hunting sport, for purposes of head-hunting, cannibalism, human sacrifices, and the collection of other trophies. (4) Warfare as the political expression of early nationalism, that is, the tendency to make the tribe-nation and tribe-state coincide, and thus to form a primitive nation-state. (5) Military expeditions of organized pillage, slave-raiding, and collective robbery. (6) Wars between two culturally differentiated groups as an instrument of national policy. This type of fighting, with which war in the fullest sense of the word began, leads to conquest, and, through this, to the creation of full-fledged military and political states, armed for internal control, for defense and aggression. This type of state presents, as a rule, and for the first time in evolution, clear forms of administrative, political, and legal organization. Conquest is also of first-rate importance in the processes of diffusion and evolution.

The types of armed contest, listed as (4) and (6) and these two only, are, in form, sociological foundations, and in the occurrence of constructive policy are comparable with historically defined wars. Every one of the six types here summed up presents an entirely different cultural phase in the development of organized fighting. The neglect to establish the differentiation here introduced has led to grave errors in the application of anthropological principles to general problems concerning the nature of war. The crude short-circuiting -- by which our modern imperialisms, national hatreds, and world-wide lust of power have been connected with aggression and pugnacity -- is largely the result of not establishing the above distinctions, of disregarding the cultural function of conflict, and of confusing war, as a highly specialized and mechanized phenomenon, with any form of aggression.

We can determine even more precisely the manner in which anthropological evidence, as the background of correct understanding and informed knowledge, can be made to bear on some of our current problems. In general, of course, it is clear that since our main concern is whether war will destroy our Western civilization or not, the anthropological approach, which insists on considering the cultural context of war, might be helpful.

Especially important in a theoretical discussion of whether war can be controlled and ultimately abolished, is the recognition that war is not biologically founded. The fact that its occurrence cannot be traced to the earliest beginnings of human culture is significant. Obviously, if war were necessary to human evolution; if it were something without which human groups have to decay and by which they advance; then war could not be absent from the earliest stages, in which the actual birth of cultural realities took place under the greatest strains and against the heaviest odds. A really vital ingredient could not, therefore, be lacking in the composition of primitive humanity, struggling to lay down the foundations of further progress.

War, looked at in evolutionary perspective, is always a highly destructive event. Its purpose and raison d'etre depend on whether it creates greater values than it destroys. Violence is constructive, or at least profitable, only when it can lead to large-scale transfers of wealth and privilege, of ideological outfit, and of moral experience. Thus, humanity had to accumulate a considerable stock of transferable goods, ideas, and principles before the diffusion of those through conquest, and even more, the pooling and the reorganization of economic, political, and spiritual resources could lead to things greater than those which had been destroyed through the agency of fighting.

Our analysis has shown that the work of cultural exercise is associated with one of the two widest groups, the tribe-nation. The work of destroying and also of reconstructing in matters cultural is associated with the tribe-state. Here, once more, it will be clear to every social student that, in giving this ethnographic background to the concepts of state and nation, of nationalism and imperialism, we may have contributed to the theoretical clarification of the corresponding modern facts.

What matters to us today, as ever, is human culture as a whole, in all its varieties, racial and religious, national or affected by regional differentiation of interests and of values. Nationhood in its manifold manifestations, today as always, is the carrier of each culture. The state should be the guardian and the defender of the nation, not its master, still less its destroyer. The Wilsonian principle of self-determination was scientifically, hence morally, justified. It was justified to the extent only that each culture ought to have full scope for its development-that is, every nation ought to be left in peace and freedom. Self-determination was a mistake, in that it led to the arming of new nations and more nations, while it ought to have meant only the disarming of dangerous, predatory neighbors. Self-determination can be perfectly well brought about by the abolition of all states, rather than by the arming of all nations.

Thus, the general formula which anthropological analysis imposes on sound and enlightened statesmanship is the complete autonomy of each cultural group, and the use of force only as a sanction of law within, and in foreign relations, a policing of the world as a whole.

VII. TOTALITARIANISM AND WORLD WARS I AND II IN THE LIGHT OF ANTHROPOLOGY

Anthropological analysis of modern conditions cannot stop here, however; nor need it remain satisfied with the important but very general statement just formulated. To vindicate its claim of applicability to the savagery of civilization, as well as to the civilizations of savages, it is necessary to go a step or two further and submit the cultural pathology of today, that is, totalitarian systems and World Wars I and II, to a somewhat more detailed and searching analysis.

World war, that is, total war, is, in the light of our anthropological criteria, as distinct from the historical wars up to 1914 as these were different from head-hunting or slave-raiding. The influence of present warfare on culture is so total that it poses the problem whether the integral organization for effective violence -- which we call totalitarianism -- is compatible with the survival of culture.

Culture, as we know, is exercised in each of its varieties by the cooperative working of partly independent, partly co-ordinated institutions within the group, which we defined as the nation. It has been thus exercised and transmitted from the very beginnings of humanity, right through to the beginnings of this century. The foundations of the industrial, liberal, and democratic era which, as I am writing this, still survives in the United States and in a few Latin-American countries, were laid on the very same structure of institutional differentiation and co-ordination by the state, which controlled the development of human civilization as a whole. The principle of totalitarianism, black or red, brown or yellow, has introduced the most radical revolution known in the history of mankind. In its cultural significance it is the transformation of nationhood and all its resources into a lethal, "technocratic" instrument of violence. This becomes a means justified by the end. The end is the acquisition of more power for one state, that is, more scope for organizing violence on a larger scale and for further destructive uses. Thus, the end of totalitarianism, in so far as it gradually saps all the resources of culture and destroys its structure, is diametrically opposed and completely incompatible with the constitution of human societies for the normal, peaceful business of producing, maintaining, and transmitting wealth, solidarity, reason, and conscience, all of which are the real indices and values of civilization.

The war of 1914-18 was, I submit, different in all fundamentals from the historical wars of constructive conquest. In its technique, in its influence on national life, and also in its reference to the international situation it became a total war. Fighting goes on now not merely on all the frontiers geographically possible; it is waged on land, on sea, and in the air. Modern war makes it impossible to distinguish between the military personnel of an army and the civilians; between military objectives and the cultural portion of national wealth, and the means of production, the monuments, the churches, and the laboratories. Lines of communication, seats of government, centers of industry, and even centers of administrative, legal, and scientific activity are rapidly becoming targets for destruction, as much as garrisons, fortified lines, and airdromes. This development is not only due to the barbarism of a nation or of a dictator. It is inevitable, for it is dictated by the modern technique of violence. The total character of war, however, goes much further. War has to transform every single cultural activity within a belligerent nation. The family and the school, the factory and the courts of law, are affected so profoundly that their work-the exercise of culture through autonomous self-contained institutions-is temporarily paralyzed or distorted. It is enough to look at the statistics of mobilization in man-power, in activity, and in public opinion to realize that at present it has become possible to transform some hundred million human beings into one enormous war machine. And it is obvious that when two war machines of this size are launched against each other, the one with the less perfect and total mobilization is bound to succumb.

The stupendous, almost miraculous successes of Hitler's Germany have so dazzled the public opinion of neutrals and belligerents alike, that some of the real lessons have not yet been learned. In the mingled reaction of horror and admiration which followed the Blitzkrieg against Poland, the "conquest" of Denmark and Norway, with the implicit subjugation of Sweden, the campaign against the Low Countries, and the shattering collapse of France, many of us had to fight hard against the feeling that, after all, totalitarianism is "a better and bigger" regime than "the decaying demo-plutocracies." Sound anthropological understanding of these facts as cultural phenomena teaches something else. An organized gang of criminals will always gain the upper hand in an armed attack on a bank. The only chance the bank has is, not in fighting the gang, but in having a police force to protect it. And the police will be really efficient if it prevents the formation of an armed gang with such instruments of violence at its disposal, as would make defense impossible, or at least costly and destructive. Prepared aggression will always get the better of unprepared defense. Defense must be prepared so as to prevent aggressiveness, rather than fight it.

And here we come to the most important element in the cultural assessment of totalitarianism. Born out of the first World War, it was, in principle, nothing less and nothing more than the application of the political techniques developed between 1914 and 1918 as the type of political, economic, educational, and propagandist regime, suitable to the carrying-out of a major war.

Nazi Germany developed a system of values which could, through the technique of modern propaganda and under the sanction of a perfectly organized police, be made to become the doctrine of the whole nation. The system of values was based on the superiority of one race, of one nation within this race, and of one organized gang within the nation. Such a doctrine, it can be seen easily, is functionally adapted to the creation of highly artificial, but nevertheless effective, sentiments of superiority, aggressiveness, national egoism, and life, and the general debasement of civic and ethical principles. The real issue, however, discussed in the text, is whether the integral influence of preparedness for, and the use of, violence do or do not disorganize the texture of modern civilization and a morality which fits perfectly well into a universal barrack-room drill. Parallel to indoctrination, there had to go the complete reorganization of social life. The family, the municipality, the schools, the courts, the churches, and all the institutions of intellectual and artistic production were put directly under the forced and armed control of the state. Never before in humanity has the autonomous working of component institutions been so completely submitted to state control. Never, that is, has the exercise of culture become so completely paralyzed. This means, in terms of individual psychology, that any differential initiative, any formation of independent critical judgment, any building-up of public opinion through discussion, controversy, and agreement, has been replaced by a passive acceptance of dictated truths. As regards the social structure of the nation, the control from above has had the effect of replacing spontaneous solidarity between husband and wife, between parents and children, among friends or partners, by a mechanically imposed "spirit of unity," to be accepted regardless of any personal impulse, reasonable judgment, or ruling of conscience. We know well how the results of individual research, the teaching of the various religions, and the creation of artists have been prescribed, limited, and directed. In religion, notably, we can see that Naziism is trying to substitute its own dogmatic system, its ritual, and its ethics for those of Christianity, as well as for the established ethics of Western civilization and the convictions of scientific judgment.

It is not necessary to inveigh against the totalitarian system; certainly this is not a place for moral indignations or partisan views. Scientific ethics, in any case, must be limited to a clear statement of the consequences of a type of action, whether this be a small-scale enterprise or a world-wide system. The science of man, however, has always the right and the duty to point out what the consequences of a cultural revolution will be. This is the foundation of all applied science. Social science must not be afraid of predicting, anticipating, and developing some ethics of reason. This does not mean that we have the duty or the liberty of condemning certain ends on moral grounds. We can, however, point out, if this is the result of our considered opinion and analysis, that totalitarianism must lead to the destruction of the nation with which it is associated and, later on, to destruction on international scale.

Totalitarianism is an extreme expression in the shift of balance between state and nation. It is extreme because modern means of mechanical mobilization of man-power, economic resources, and spiritual values have become so dangerously effective that it is now possible to refashion whole communities -- consisting of hundreds of millions -- and to change each of them from a nation, exercising, transmitting, and developing culture, into a belligerent machinery supreme in war, but unsuited, perhaps unable, to carry on the national heritage of culture. The German nation, once leading in science and in art, rich in a highly differentiated regional folklore, peasant life, and economic diversity, has now been changed into a large-scale barracks. It would be an important historical task to show how much of Germany's greatness was due to the racial, regional, and traditional differences of its component parts. The progressive extinction of this diversity is the price which Germany, as a nation, had to pay in order to make Germany, the state, so powerful.

Nationalism in this modern totalitarian form is pernicious because it has become the greatest enemy of the nation itself. And what is the place of totalitarianism in international policies and politics? It is obvious that humanity is now faced with two alternatives-the final victory, in the long run, of totalitarianism or democracy. No state organized on a peace basis, that is, for the fullest and most effective exercise of civilization, can compete with a state organized for efficiency in war. Nazi victory can be final only if Hitler's nation-state, one and alone, assumes full control of the whole world. If this were probable or even possible, we might well argue that once humanity is submitted to one conqueror, the conditions of creative and constructive conquest will set in, with the usual beneficent results, obtained at a great price, but finally acceptable.

The possibility of a complete victory of one state does not exist. If Germany wins, she will have at least three more totalitarian powers to reckon with -- Italy, Russia, and Japan. When Italy falls out and becomes a mere appendage of Hitlerism, the United States of America may have to enter the ranks of totalitarian countries. For, on the assumption that Great Britain is beaten and absorbed into the German-led totalitarian block, as France has become, the United States must continue in isolation. This will mean, again, either embracing totalitarianism or withdrawing into a precarious state of semi-independence in matters political, economic, and cultural. Fortunately, Great Britain is still fighting the battle of liberty and civilization and, as its habit has always been, it may remain beaten in all battles except the final one.

Totalitarianism, unless it becomes the universal empire of one single power, is not a source of stability but of age-long periodic world wars. Anthropological analysis supports those who believe that war must be abolished. Nationalism, in the sense of a demand for cultural autonomy within each group united by language, tradition, and culture, is legitimate and indispensable to the carrying-out of the very business of culture. Such cultural autonomy of the component parts of present-day humanity is, or was, the principle of the national life of Switzerland and of the old Austro-Hungarian empire; of the relations between the powerful United States and its Latin- American neighbors, who would be entirely unable to defend their

cultural autonomy by force, but enjoy it, with all-round benefits, by the policy of the "good neighbor."

We are now living in a world where fashions come and go, and where the soundest ideals and principles are discredited because they are considered to have become worn out or worn too long. This attitude in itself is almost as pernicious as certain germs of totalitarianism. The student of social science ought to fight against it. I would, therefore, reiterate the beliefs which inspired some of the finest thinkers and best fighters of the last war. I believe that war can legitimately be fought only to end war. I believe that the future peace of mankind is possible only on a principle of a commonwealth of nations. I believe that in a humanity still divided by races, cultures, customs, and languages, a full tolerance in racial relations, in the treatment of nationalities, and national minorities, and in the respect for the individual, is the very mainspring of all progress and the foundation of all stability. The great enemy of today is the sovereign state, even as we find it in democratic commonwealths-certainly as it has developed into the malignant growth of totalitarianism. The real failure of the Wilsonian League of Nations was due to the fact that its very builders refused to pay the price which it obviously imposed. They were not prepared to abrogate one ounce of their national sovereignty, forgetting that this was the very material out of which the League had to be constructed.

Unless we courageously, resolutely, and with due humility, take up the principles, the ideals, and the plans which originated at first in America and were also first denounced by this country, we shall not be able to overcome the major disease of our age. This may be called total war, or totalitarianism, or extreme state sovereignty, or injustice in matters racial, religious, and national. It always results in the substitution of force for argument, of oppression for justice, and of crude, dictated mysticism for faith and reason.

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Selection #6

Text: Margaret Mead, “Warfare in Only an Invention -- Not a Biological Necessity” (1940)

IS WAR A BIOLOGICAL necessity, a sociological inevitability, or just a bad invention? Those who argue for the first view endow man with such pugnacious instincts that some outlet in aggressive behaviour is necessary if man is to reach full human stature. It was this point of view which lay behind William James's famous essay, ‘The Moral Equivalent of War’, in which he tried to retain the warlike virtues and channel them in new directions. A similar point of view has lain behind the Soviet Union's attempt to make competition between groups rather than between individuals. A basic, competitive, aggressive, warring human nature is assumed, and those who wish to outlaw war or outlaw competitiveness merely try to find new and less socially destructive ways in which these biologically given aspects of man's nature can find expression. Then there are those who take the second view: warfare is the inevitable concomitant of the development of the state, the struggle for land and natural resources, of class societies springing not from the nature of man, but, from the nature of history. War is nevertheless inevitable unless we change our social system and outlaw classes, the struggle for power, and possessions; and in the event of our success warfare would disappear, as a symptom vanishes when the disease is cured

One may hold a sort of compromise position between these two extremes; one may claim that all aggression springs from the frustration of man's biologically determined drives and that, since all forms of culture are frustrating, it is certain each new generation will be aggressive and the aggression will find its natural and inevitable expression in race war, class war, nationalistic war, and so on. All three of these positions are very popular today among those who think seriously about the problems of war and its possible prevention, but I wish to urge another point of view, less defeatist, perhaps, than the first and third and more accurate than the second: that is, that warfare, by which I mean recognized conflict between two groups as groups, in which each group puts an army (even if the army is only fifteen pygmies) into the field to fight and kill, if possible, some of the members of the army of the other group -- that warfare of this sort is an invention like any other of the inventions in terms of which we order our lives, such as writing, marriage, cooking our food instead of eating it raw, trial by jury, or burial of the dead, and so on. Some of this list anyone will grant are inventions: trial by jury is confined to very limited portions of the globe; we know that there are tribes that do not bury their dead but instead expose or cremate them; and we know that only part of the human race has had the knowledge of writing as its cultural inheritance. But, whenever a way of doing things is found universally, such as the use of fire or the practice of some form of marriage, we tend to think at once that it is not an invention at all but an attribute of humanity itself. And yet even such universals as marriage and the use of fire are inventions like the rest, very basic ones, inventions which were, perhaps, necessary if human history was to take the turn that it has taken, but nevertheless inventions. At some point in his social development man was undoubtedly without the institution of marriage or the knowledge of the use of fire.

The case for warfare is much clearer because there are peoples even today who have no warfare. Of these the Eskimos are perhaps the most conspicuous examples, but the Lepchas of Sikkim described by Geoffrey Gorer in Himalayan Village are as good. Neither of these peoples understands war, not even defensive warfare. The idea of warfare is lacking, and this idea is as essential to really carrying on war as an alphabet or a syllabary is to writing. But, whereas the Lepchas are a gentle, unquarrelsome people, and the advocates of other points of view might argue that they are not full human beings or that they had never been frustrated and so had no aggression to expand in warfare, the Eskimo case gives no such possibility of interpretation. The Eskimos are not a mild and meek people; many of them are turbulent and troublesome. Fights, theft of wives, murder, cannibalism, occur among them -- all outbursts of passionate men goaded by desire or intolerable circumstance. Here are men faced with hunger, men faced with loss of their wives, men faced with the threat of extermination by other men, and here are orphan children, growing up miserably with no one to care for them, mocked and neglected by those about them. The personality necessary for war, the circumstances necessary to goad men to desperation are present, but there is no war. When a travelling Eskimo entered a settlement, he might have to fight the strongest man in the settlement to establish his position among them, but this was a test of strength and bravery, not war. The idea of warfare, of one group organising against another group to maim and wound and kill them was absent. And, without that idea, passions might rage but there was no war.

But, it may be argued, is not this because the Eskimos have such a low and undeveloped form of social organisation? They own no land, they move from place to place, camping, it is true, season after season on the same site, but this is not something to fight for as the modern nations of the world fight for land and raw materials. They have no permanent possessions that can be looted, no towns that can be burned. They have no social classes to produce stress and strains within the society which might force it to go to war outside. Does not the absence of war among the Eskimos, while disproving the biological necessity of war, just go to confirm the point that it is the state of development of the society which accounts for war and nothing else?

We find the answer among the pygmy peoples of the Andaman Islands in the Bay of Bengal. The Andamans also represent an exceedingly low level of society; they are a hunting and food-gathering people; they live in tiny hordes without any class stratification; their houses are simpler than the snow houses of the Eskimo. But they knew about warfare. The army might contain only fifteen determined pygmies marching in a straight line, but it was the real thing none the less. Tiny army met tiny army in open battle, blows were exchanged, casualties suffered, and the state of warfare could only be concluded by a peacemaking ceremony.

Similarly, among the Australian aborigines, who built no permanent dwellings but wandered from water hole to water hole over their almost desert country, warfare -- and rules of 'international law' -- were highly developed. The student of social evolution will seek in vain for his obvious causes of war, struggle for lands, struggle for power of one group over another, expansion of population, need to divert the minds of a populace restive under tyranny, or even the ambition of a successful leader to enhance his own prestige. All are absent, but warfare as a practice remained, and men engaged in it and killed one another in the course of a war because killing is what is done in wars.

From instances like these it becomes apparent that an inquiry into the causes of war misses the fundamental point as completely as does an insistence upon the biological necessity of war. If a people have an idea of going to war and the idea that war is the way in which certain situations, defined within their society, are to be handled, they will sometimes go to war. If they are a mild and unaggressive people, like the Pueblo Indians, they may limit themselves to defensive warfare, but they will be forced to think in terms of war because there are peoples near them who have warfare as a pattern, and offensive, raiding, pillaging warfare at that. When the pattern of warfare is known, people like the Pueblo Indians will defend themselves, taking advantage of their natural defences, the mesa village site, and people like the Lepchas, having no natural defences and no idea of warfare, will merely submit to the invader. But the essential point remains the same. There is a way of behaving which is known to a given people and labelled as an appropriate form of behaviour; a bold and warlike people like the Sioux or the Maori may label warfare as desirable as well as possible, a mild people like the Pueblo Indians may label warfare as undesirable, but to the minds of both peoples the possibility of warfare is present. Their thoughts, their hopes, their plans are oriented about this idea--that warfare may be selected as the way to meet some situation.

So simple peoples and civilised peoples, mild peoples and violent, assertive peoples, will all go to war if they have the invention, just as those peoples who have the custom of duelling will have duels and peoples who have the pattern of vendetta will indulge in vendetta. And, conversely, peoples who do not know of duelling will not fight duels, even though their wives are seduced and their daughters ravished; they may on occasion commit murder but they will not fight duels. Cultures which lack the idea of the vendetta will not meet every quarrel in this way. A people can use only the forms it has. So the Balinese have their special way of dealing with a quarrel between two individuals: if the two feel that the causes of quarrel are heavy, they may go and register their quarrel in the temple before the gods, and, making offerings, they may swear never to have anything to do with each other again.... But in other societies, although individuals might feel as full of animosity and as unwilling to have any further contact as do the Balinese, they cannot register their quarrel with the gods and go on quietly about their business because registering quarrels with the gods is not an invention of which they know.

Yet, if it be granted that warfare is, after all, an invention, it may nevertheless be an invention that lends itself to certain types of personality, to the exigent needs of autocrats, to the expansionist desires of crowded peoples, to the desire for plunder and rape and loot which is engendered by a dull and frustrating life. What, then, can we say of this congruence between warfare and its uses? If it is a form which fits so well, is not this congruence the essential point? But even here the primitive material causes us to wonder, because there are tribes who go to war merely for glory, having no quarrel with the enemy, suffering from no tyrant within their boundaries, anxious neither for land nor loot nor women, but merely anxious to win prestige which within that tribe has been declared obtainable only by war and without which no young man can hope to win his sweetheart's smile of approval. But if, as was the case with the Bush Negroes of Dutch Guiana, it is artistic ability which is necessary to win a girl's approval, the same young man would have to be carving rather than going out on a war party.

In many parts of the world, war is a game in which the individual can win counters -- counters which bring him prestige in the eyes of his own sex or of the opposite sex; he plays for these counters as he might, in our society, strive for a tennis championship. Warfare is a frame for such prestige-seeking merely because it calls for the display of certain skills and certain virtues; all of these skills -- riding straight, shooting straight, dodging the missiles of the enemy and sending one's own straight to the mark -- can be equally well exercised in some other framework and, equally, the virtues endurance, bravery, loyalty, steadfastness -- can be displayed in other contexts. The tie-up between proving oneself a man and proving this by a success in organised killing is due to a definition which many societies have made of manliness. And often, even in those societies which counted success in warfare a proof of human worth, strange turns were given to the idea, as when the plains Indians gave their highest awards to the man who touched a live enemy rather than to the man who brought in a scalp – from a dead enemy – because the latter was less risky. Warfare is just an invention known to the majority of human societies by which they permit their young men either to accumulate prestige or avenge their honour or acquire loot or wives or slaves or sago lands or cattle or appease the blood lust of their gods or the restless souls of the recently dead. It is just an invention, older and more widespread than the jury system, but none the less an invention.

But, once we have said this, have we said anything at all? Despite a few stances, dear to the instances of controversialist, of the loss of the useful arts, once an invention is made which proves congruent with human needs or social forms, it tends to persist. Grant that war is an invention, that it is not a biological necessity nor the outcome of certain special types of social forms, still once the invention is made, what are we to do about it? The Indian who had been subsisting on the buffalo for generations because with his primitive weapons he could slaughter only a limited number of buffalo did not return to his primitive weapons when he saw that the white man’s more efficient weapons were exterminating the buffalo. A desire for the white man’s cloth may mortgage the South Sea Islander to the white man’s plantation, but he does not return to making bark cloth, which would have left him free. Once an invention is known and accepted, men do not easily relinquish it. The skilled workers may smash the first steam looms which they feel are to be their undoing, but they accept them in the end, and no movement which has insisted upon the mere abandonment of usable inventions has ever had much success. Warfare is here, as part of our thought; the deeds of warriors are immortalised in the words of our poets, the toys of our children are modelled upon the weapons of the soldier, the frame of reference within which our statesmen and our diplomats work always contains war. If we know that it is not inevitable, that it is due to historical accident that warfare is one of the ways in which we think of behaving, are we given any hope by that?

What hope is there of persuading nations to abandon war, nations so thoroughly imbued with the idea that resort to war is, if not actually desirable and noble, at least inevitable whenever certain defined circumstances arise?

In answer to this question I think we might turn to the history of other social inventions, and inventions which must once have seemed as finally entrenched as warfare. Take the methods of trial which preceded the jury system: ordeal and trial by combat. Unfair, capricious, alien as they are to our feeling today, they were once the only methods open to individuals accused of some offense. The invention of trial by jury gradually replaced these methods until only witches, and finally not even witches, had to resort to the ordeal. And for a long time the jury system seemed the best and finest method of settling legal disputes, but today new inventions, trial before judges only or before commissions, are replacing the jury system. In each case the old method was replaced by a new social invention. The ordeal did not go out because people thought it unjust or wrong; it went out because a method more congruent with the institutions and feelings of the period was invented. And, if we despair over the way in which war seems such an ingrained habit of most of the human race, we can take comfort from the fact that a poor invention will usually give place to a better invention.

For this, two conditions, at least, are necessary. The people must recognise the defects of the old invention, and someone must make a new one. Propaganda against warfare, documentation of its terrible cost in human suffering and social waste, these prepare the ground by teaching people to feel that warfare is a defective social institution. There is further needed a belief that social invention is possible and the invention of new methods which will render warfare as out of date as the tractor is making the plough, or the motor car the horse and buggy. A form of behaviour becomes out of date only when something else takes its place, and, in order to invent forms of behaviour which will make war obsolete, it is a first requirement to believe that an invention is possible.

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Selection #7

Text of William James, “The Moral Equivalent of War” (1910):

The war against war is going to be no holiday excursion or camping party. The military feelings are too deeply grounded to abdicate their place among our ideals until better substitutes are offered than the glory and shame that come to nations as well as to individuals from the ups and downs of politics and the vicissitudes of trade. There is something highly paradoxical in the modern man's relation to war. Ask all our millions, north and south, whether they would vote now (were such a thing possible) to have our war for the Union expunged from history, and the record of a peaceful transition to the present time substituted for that of its marches and battles, and probably hardly a handful of eccentrics would say yes. Those ancestors, those efforts, those memories and legends, are the most ideal part of what we now own together, a sacred spiritual possession worth more than all the blood poured out. Yet ask those same people whether they would be willing, in cold blood, to start another civil war now to gain another similar possession, and not one man or woman would vote for the proposition. In modern eyes, precious though wars may be they must not be waged solely for the sake of the ideal harvest. Only when forced upon one, is a war now thought permissible.

It was not thus in ancient times. The earlier men were hunting men, and to hunt a neighboring tribe, kill the males, loot the village and possess the females, was the most profitable, as well as the most exciting, way of living. Thus were the more martial tribes selected, and in chiefs and peoples a pure pugnacity and love of glory came to mingle with the more fundamental appetite for plunder. Modern war is so expensive that we feel trade to be a better avenue to plunder; but modern man inherits all the innate pugnacity and all the love of glory of his ancestors. Showing war's irrationality and horror is of no effect on him. The horrors make the fascination. War is the strong life; it is life in extremis; war taxes are the only ones men never hesitate to pay, as the budgets of all nations show us.

History is a bath of blood. The Illiad is one long recital of how Diomedes and Ajax, Sarpedon and Hector killed. No detail of the wounds they made is spared us, and the Greek mind fed upon the story. Greek history is a panorama of jingoism and imperialism -- war for war's sake, all the citizen's being warriors. It is horrible reading -- because of the irrationality of it all -- save for the purpose of making "history" -- and the history is that of the utter ruin of a civilization in intellectual respects perhaps the highest the earth has ever seen.

Those wars were purely piratical. Pride, gold, women, slaves excitement were their only motives. In the Peloponesian war, for example, the Athenians ask the inhabitants of Melos (the island where the "Venus de Milo" was found), hitherto neutral, to own their lordship. The envoys meet, and hold a debate which Thucydides gives in full, and which, for sweet reasonableness of form, would have satisfied Matthew Arnold. "The powerful exact what they can," said the Athenians, "and the weak grant what they must." When the Meleans say that sooner than be slaves they will appeal to the gods, the Athenians reply, "Of the gods we believe and of men we know that, by a law of their nature, wherever they can rule they will. This law was not made by us, and we are not the first to have acted upon it; we did but inherit it, and we know that you and all mankind, if you were as strong as we are, would do as we do. So much for the gods; we have told you why we expect to stand as high in their good opinion as you." Well, the Meleans still refused, and their town was taken. "The Athenians," Thucydides quietly says, "thereupon put to death all who were of military age and made slaves of the women and children. They then colonized the island, sending thither five hundred settlers of their own.

Alexander's career was piracy pure and simple, nothing but an orgy of power and plunder, made romantic by the character of the hero. There was no rational purpose in it, and the moment he died his generals and governors attacked one another. The cruelty of those times is incredible. When Rome finally conquered Greece, Paulus Aemilius, was told by the Roman Senate, to reward his soldiers for their toil by "giving" them the old kingdom of Epirus. they sacked seventy cities and carried off one hundred and fifty thousand inhabitants as slaves. How many they killed I know not; but in Etolia they killed all the senators, five hundred and fifty in number. Brutus was "the noblest Roman of them all," but to reanimate his soldiers on the eve of Philippi he similarly promises to give them the cities of Sparta and Thessalonica to ravage, if they win the fight.

Such was the gory nurse that trained soldiers to cohesiveness. We inherit the warlike type; and for most of the capacities of heroism that the human race is full of we have to thank this cruel history. Dead men tell no tales, and if there were any tribes of other type than this they have left no survivors. Our ancestors have bred pugnacity into our bone and marrow, and thousands of years of peace won't breed it out of us. The popular imagination fairly fattens on the thought of wars. Let public opinion once reach a certain fighting pitch, and no ruler can withstand it. In the Boer war both governments began with bluff, but they couldn't stay there; the military tension was too much for them. In 1898 our people had read the word "war" in letters three inches high for three months in every newspaper. The pliant politician, McKinley, was swept away by their eagerness, and our squalid war with Spain became a reality.

At the present day, civilized opinion is a curious mental mixture. The military instincts and ideals are as strong as ever, but they are confronted by reflective criticisms which sorely curb their ancient freedom. Innumerable writers are showing up the bestial side of military service. Pure loot and mastery seem no longer morally allowable motives, and pretexts must be found for attributing them solely to the enemy. England and we, our army and navy authorities repeat without ceasing, are solely for "peace." Germany and Japan it is who are bent on loot and glory. "Peace" in military mouths today is a synonym for "war expected." The word has become a pure provocative, and no government wishing peace sincerely should allow it ever to be printed in a newspaper. Every up-to-date dictionary should say that "peace" and "war" mean the same thing, now in posse, now in actu [i.e. potential happening/happening in fact]. It may even reasonably be said that the intensely sharp preparation for war by the nations is the real war, permanent, unceasing; and that the battles are only a sort of public verification of the mastery gained during the "peace"-interval.

It is plain that on this subject civilized man has developed a sort of double personality. If we take European nations, no legitimate interest of any one of them would seem to justify the tremendous destructions which a war to compass it would necessarily entail. It would seem that common sense and reason ought to find a way to reach agreement in every conflict of honest interests. I myself think it our bounden duty to believe in such international rationality as possible. But, as things stand, I see how desperately hard it is to bring the peace-party and the war-party together, and I believe that the difficulty is due to certain deficiencies in the program of pacifism which set the military imagination strongly, and to a certain extent justifiably, against it. In the whole discussion both sides are on imaginative and sentimental ground. It is but one utopia against another, and everything one says must be abstract and hypothetical. Subject to this criticism and caution, I will try to characterize in abstract strokes the opposite imaginative forces, and point out what to my own very fallible mind seems the best utopian hypothesis, the most promising line of conciliation.

In my remarks, pacifist though I am, I will refuse to speak of the bestial side of the war-regime (already done justice to by many writers) and consider only the higher aspects of militaristic sentiment. Patriotism no one thinks discreditable; nor does any one deny that war is the romance of history. But inordinate ambitions are the soul of any patriotism, and the possibility of violent death the soul of all romance. The militarily-patriotic and the romantic-minded everywhere, and especially the professional military class, refuse to admit for a moment that war may be a transitory phenomenon in social evolution. The notion of a sheep's paradise like that revolts, they say, our higher imagination. Where then would be the steeps of life? If war had ever stopped, we should have to re-invent it, on this view, to redeem life from flat degeneration.

Reflective apologists for war at the present day all take it religiously. It is a sort of sacrament. It's profits are to the vanquished as well as to the victor; and quite apart from any question of profit, it is an absolute good, we are told, for it is human nature at its highest dynamic. Its "horrors" are a cheap price to pay for rescue from the only alternative supposed, of a world of clerks and teachers, of co-education and zo-ophily, of "consumer's leagues" and "associated charities," of industrialism unlimited, and feminism unabashed. No scorn, no hardness, no valor any more! Fie upon such a cattleyard of a planet!

So far as the central essence of this feeling goes, no healthy minded person, it seems to me, can help to some degree parting of it. Militarism is the great preserver of our ideals of hardihood, and human life with no use for hardihood would be contemptible. Without risks or prizes for the darer, history would be insipid indeed; and there is a type of military character which every one feels that the race should never cease to breed, for everyone is sensitive to its superiority. The duty is incumbent on mankind, of keeping military character in stock -- if keeping them, if not for use, then as ends in themselves and as pure pieces of perfection, -- so that Roosevelt's weaklings and mollycoddles may not end by making everything else disappear from the face of nature.

This natural sort of feeling forms, I think, the innermost soul of army writings. Without any exception known to me, militarist authors take a highly mystical view of their subject, and regard war as a biological or sociological necessity, uncontrolled by ordinary psychological checks or motives. When the time of development is ripe the war must come, reason or no reason, for the justifications pleaded are invariably fictions. War is, in short, a permanent human obligation. General Homer Lea, in his recent book The Valor of Ignorance, plants himself squarely on this ground. Readiness for war is for him the essence of nationality, and ability in it the supreme measure of the health of nations.

Nations, General Lea says, are never stationary -- they must necessarily expand or shrink, according to their vitality or decrepitude. Japan now is culminating; and by the fatal law in question it is impossible that her statesmen should not long since have entered, with extraordinary foresight, upon a vast policy of conquest -- the game in which the first moves were her wars with China and Russia and her treaty with England, and of which the final objective is the capture of the Philippines, the Hawaiian Islands, Alaska, and whole of our Coast west of the Sierra passes. This will give Japan what her ineluctable vocation as a state absolutely forces her to claim, the possession of the entire Pacific Ocean; and to oppose these deep designs we Americans have, according to our author, nothing but our conceit, our ignorance, our commercialism, our corruption, and our feminism. General Lea makes a minute technical comparison of the military strength which we at present could oppose to the strength of Japan, and concludes that the Islands, Alaska, Oregon and Southern California, would fall almost without resistance, that San Francisco must surrender in a fortnight to a Japanese investment, that in three or four months the war would be over and our republic, unable to regain what it had heedlessly neglected to protect sufficiently, would then "disintegrate," until perhaps some Ceasar should arise to weld us again into a nation.

A dismal forecast indeed! Yet not unplausible, if the mentality of Japan's statesmen be of the Ceasarian type of which history shows us so many examples, and which is all that General Lea seems able to imagine. But there is no reason to think that women can no longer be the mother of Napoleonic or Alexandrian characters; and if these come in Japan and find their opportunity, just such surprises as The Valor of Ignorance paints may lurk in ambush for us. Ignorant as we still are of the innermost recesses of Japanese mentality, we may be foolhardy to disregard such possibilities.

Other militarists are more complex and more moral in their considerations. The Philosophie des Krieges, by S. R. Steinmetz is good example. War, according to this author, is an ordeal instituted by God, who weighs the nations in its balance. It is the essential form of the State, and the only function in which peoples can employ all their powers at once and convergently. No victory is possible save as the resultant of a totality of virtues, no defeat for which some vice or weakness is not responsible. Fidelity, cohesiveness, tenacity, heroism, conscience, education, inventiveness, economy, wealth, physical health and vigor -- there isn't a moral or intellectual point of superiority that doesn't tell, when God holds his assizes and hurls the peoples upon one another. Die Weltgeschichte ist das Weltgericht [i.e. “World history is the Last Judgement”]; and Dr. Steinmetz does not believe that in the long run chance and luck play any part in apportioning the issues.

The virtues that prevail, it must be noted, are virtues anyhow, superiorities that count in peaceful as well as in military competition; but the strain is on them, being infinitely intenser in the latter case, makes war infinitely more searching as a trial. No ordeal is comparable to its winnowings. Its dread hammer is the welder of men into cohesive states, and nowhere but in such states can human nature adequately develop its capacity. The only alternative is "degeneration."

Dr. Steinmetz is a conscientious thinker, and his book, short as it is, takes much into account. Its upshot can, it seems to me, be summed up in Simon Patten's words, that mankind was nursed in pain and fear, and that the transition to a "pleasure economy" may be fatal to a being wielding no powers of defence against its degenerative influences. If we speak of the fear of emancipation from the fear-regime, we put the whole situation into a single phrase; fear regarding ourselves now taking the place of the ancient fear of the enemy.

Turn the fear over as I will in my mind, it all seems to lead back to two unwillingnesses of the imagination, one aesthetic, and the other moral; unwillingness, first, to envisage a future in which army-life, with its many elements of charm, shall be forever impossible, and in which the destinies of peoples shall nevermore be decided quickly, thrillingly, and tragically by force, but only gradually and insipidly by "evolution," and, secondly, unwillingness to see the supreme theatre of human strenuousness closed, and the splendid military aptitudes of men doomed to keep always in a state of latency and never show themselves in action. These insistent unwillingnesses, no less than other aesthetic and ethical insistencies, have, it seems to me, to be listened to and respected. One cannot meet them effectively by mere counter-insistency on war's expensiveness and horror. The horror makes the thrill; and when the question is of getting the extremest and supremest out of human nature, talk of expense sounds ignominious. The weakness of so much merely negative criticism is evident -- pacifism makes no converts from the military party. The military party denies neither the bestiality nor the horror, nor the expense; it only says that these things tell but half the story. It only says that war is worth them; that, taking human nature as a whole, its wars are its best protection against its weaker and more cowardly self, and that mankind cannot afford to adopt a peace economy.

Pacifists ought to enter more deeply into the aesthetical and ethical point of view of their opponents. Do that first in any controversy, says J. J. Chapman, then move the point, and your opponent will follow. So long as antimilitarists propose no substitute for war's disciplinary function, no moral equivalent of war, analogous, as one might say, to the mechanical equivalent of heat, so long they fail to realize the full inwardness of the situation. And as a rule they do fail. The duties, penalties, and sanctions pictured in the utopias they paint are all too weak and tame to touch the military-minded. Tolstoi's pacifism is the only exception to this rule, for it is profoundly pessimistic as regards all this world's values, and makes the fear of the Lord furnish the moral spur provided elsewhere by the fear of the enemy. But our socialistic peace-advocates all believe absolutely in this world's values; and instead of the fear of the Lord and the fear of the enemy, the only fear they reckon with is the fear of poverty if one be lazy. This weakness pervades all the socialistic literature with which I am acquainted. Even in Lowes Dickinson's exquisite dialogue, high wages and short hours are the only forces invoked for overcoming man's distaste for repulsive kinds of labor. Meanwhile men at large still live as they always have lived, under a pain-and-fear economy -- for those of us who live in an ease-economy are but an island in the stormy ocean -- and the whole atmosphere of present-day utopian literature tastes mawkish and dishwatery to people who still keep a sense for life's more bitter flavors. It suggests, in truth, ubiquitous inferiority.

Inferiority is always with us, and merciless scorn of it is the keynote of the military temper. "Dogs, would you live forever?" shouted Frederick the Great. "Yes," say our utopians, "let us live forever, and raise our level gradually." The best thing about our "inferiors" today is that they are as tough as nails, and physically and morally almost as insensitive. Utopians would see them soft and squeamish, while militarism would keep their callousness, but transfigure it into a meritorious characteristic, needed by "the service," and redeemed by that from the suspicion of inferiority. All the qualities of a man acquire dignity when he knows that the service of the collectivity that owns him needs him. If proud of the collectivity, his own pride rises in proportion. No collectivity is like an army for nourishing such pride; but it has to be confessed that the only sentiment which the image of pacific cosmopolitan industrialism is capable of arousing in countless worthy breasts is shame at the idea of belonging to such a collectivity. It is obvious that the United States of America as they exist today impress a mind like General Lea's as so much human blubber. Where is the sharpness and precipitousness, the contempt for life, whether one's own or another's? Where is the savage "yes" and "no," the unconditional duty? Where is the conscription? Where is the blood-tax? Where is anything that one feels honored by belonging to?

Having said thus much in preparation, I will now confess my own utopia. I devoutly believe in the reign of peace and in the gradual advent of some sort of socialistic equilibrium. The fatalistic view of the war function is to me nonsense, for I know that war-making is due to definite motives and subject to prudential checks and reasonable criticisms, just like any other form of enterprise. And when whole nations are the armies, and the science of destruction vies in intellectual refinement with the science of production, I see that war becomes absurd and impossible from its own monstrosity. Extravagant ambitions will have to be replaced by reasonable claims, and nations must make common cause against them. I see no reason why all this should not apply to yellow as well as to white countries, and I look forward to a future when acts of war shall be formally outlawed as between civilized peoples.

All these beliefs of mine put me firmly into the anti-military party. But I do not believe that peace either ought to be or will be permanent on this globe, unless the states, pacifically organized, preserve some of the old elements of army-discipline. A permanently successful peace-economy cannot be a simple pleasure-economy. In the more or less socialistic future toward which mankind seems drifting we must still subject ourselves collectively to those severities which answer to our real position upon this only partly hospitable globe. We must make new energies and hardihoods continue the manliness to which the military mind so faithfully clings. Martial virtues must be the enduring cement; intrepidity, contempt of softness, surrender of private interest, obedience to command, must still remain the rock upon which states are built -- unless, indeed, we which for dangerous reactions against commonwealths, fit only for contempt, and liable to invite attack whenever a centre of crystallization for military-minded enterprise gets formed anywhere in their neighborhood.

The war-party is assuredly right in affirming and reaffirming that the martial virtues, although originally gain by the race through war, are absolute and permanent human goods. Patriotic pride and ambition in their military form are, after all, only specifications of a more general competitive passion. They are its first form, but that is no reason for supposing them to be its last form. Men are now proud of belonging to a conquering nation, and without a murmur they lay down their persons and their wealth, if by so doing they may fend off subjection. But who can be sure that other aspects of one's country may not, with time and education and suggestion enough, come to be regarded with similarly effective feelings of pride and shame? Why should men not some day feel that is it worth a blood-tax to belong to a collectivity superior in any respect? Why should they not blush with indignant shame if the community that owns them is vile in any way whatsoever? Individuals, daily more numerous, now feel this civic passion. It is only a question of blowing on the spark until the whole population gets incandescent, and on the ruins of the old morals of military honor, a stable system of morals of civic honor builds itself up. What the whole community comes to believe in grasps the individual as in a vise. The war-function has grasped us so far; but the constructive interests may some day seem no less imperative, and impose on the individual a hardly lighter burden.

Let me illustrate my idea more concretely. There is nothing to make one indignant in the mere fact that life is hard, that men should toil and suffer pain. The planetary conditions once for all are such, and we can stand it. But that so many men, by mere accidents of birth and opportunity, should have a life of nothing else but toil and pain and hardness and inferiority imposed upon them, should have no vacation, while others natively no more deserving never get any taste of this campaigning life at all, -- this is capable of arousing indignation in reflective minds. It may end by seeming shameful to all of us that some of us have nothing but campaigning, and others nothing but unmanly ease. If now -- and this is my idea -- there were, instead of military conscription, a conscription of the whole youthful population to form for a certain number of years a part of the army enlisted against Nature, the injustice would tend to be evened out, and numerous other goods to the commonwealth would remain blind as the luxurious classes now are blind, to man's relations to the globe he lives on, and to the permanently sour and hard foundations of his higher life. To coal and iron mines, to freight trains, to fishing fleets in December, to dishwashing, clotheswashing, and windowwashing, to road-building and tunnel-making, to foundries and stoke-holes, and to the frames of skyscrapers, would our gilded youths be drafted off, according to their choice, to get the childishness knocked out of them, and to come back into society with healthier sympathies and soberer ideas. They would have paid their blood-tax, done their own part in the immemorial human warfare against nature; they would tread the earth more proudly, the women would value them more highly, they would be better fathers and teachers of the following generation.

Such a conscription, with the state of public opinion that would have required it, and the many moral fruits it would bear, would preserve in the midst of a pacific civilization the manly virtues which the military party is so afraid of seeing disappear in peace. We should get toughness without callousness, authority with as little criminal cruelty as possible, and painful work done cheerily because the duty is temporary, and threatens not, as now, to degrade the whole remainder of one's life. I spoke of the "moral equivalent" of war. So far, war has been the only force that can discipline a whole community, and until and equivalent discipline is organized, I believe that war must have its way. But I have no serious doubt that the ordinary prides and shames of social man, once developed to a certain intensity, are capable of organizing such a moral equivalent as I have sketched, or some other just as effective for preserving manliness of type. It is but a question of time, of skilful propogandism, and of opinion-making men seizing historic opportunities.

The martial type of character can be bred without war. Strenuous honor and disinterestedness abound everywhere. Priests and medical men are in a fashion educated to it, and we should all feel some degree if its imperative if we were conscious of our work as an obligatory service to the state. We should be owned, as soldiers are by the army, and our pride would rise accordingly. We could be poor, then, without humiliation, as army officers now are. The only thing needed henceforward is to inflame the civic temper as part history has inflamed the military temper. H. G. Wells, as usual, sees the centre of the situation. "In many ways," he says, "military organization is the most peaceful of activities. When the contemporary man steps from the street, of clamorous insincere advertisement, push, adulteration, underselling and intermittent employment into the barrack-yard, he steps on to a higher social plane, into an atmosphere of service and cooperation and of infinitely more honorable emulations. Here at least men are not flung out of employment to degenerate because there is no immediate work for them to do. They are fed a drilled and training for better services. Here at least a man is supposed to win promotion by self-forgetfulness and not by self-seeking. And beside the feeble and irregular endowment of research by commercialism, its little shortsighted snatches at profit by innovation and scientific economy, see how remarkable is the steady and rapid development of method and appliances in naval and military affairs! Nothing is more striking than to compare the progress of civil conveniences which has been left almost entirely to the trader, to the progress in military apparatus during the last few decades. The house-appliances of today, for example, are little better than they were fifty years ago. A house of today is still almost as ill-ventilated, badly heated by wasteful fires, clumsily arranged and furnished as the house of 1858. Houses a couple of hundred years old are still satisfactory places of residence, so little have our standards risen. But the rifle or battleship of fifty years ago was beyond all comparison inferior to those we now possess; in power, in speed, in convenience alike. No one has a use now for such superannuated things."

Wells adds that he thinks that the conceptions of order and discipline, the tradition of service and devotion, of physical fitness, unstinted exertion, and universal responsibility, which universal military duty is now teaching European nations, will remain a permanent acquisition when the last ammunition has been used in the fireworks that celebrate the final peace. I believe as he does. It would be simply preposterous if the only force that could work ideals of honor and standards of efficiency into English or American natures should be the fear of being killed by the Germans or the Japanese. Great indeed is Fear; but it is not, as our military enthusiasts believe and try to make us believe, the only stimulus known for awakening the higher ranges of men's spiritual energy. The amount of alteration in public opinion which my utopia postulates is vastly less than the difference between the mentality of those black warriors who pursued Stanley's party on the Congo with their cannibal war-cry of "Meat! Meat!" and that of the "general-staff" of any civilized nation. History has seen the latter interval bridged over; the former one can be bridged over much more easily.

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Selection #8:

Excerpts from Alexis de Tocqueville, Democracy in America (1856):

chapter 22: WHY DEMOCRATIC NATIONS NATURALLY DESIRE PEACE, AND DEMOCRATIC ARMIES, WAR

... War is nevertheless an occurrence to which all nations are subject, democratic nations as well as others. Whatever taste they may have for peace, they must hold themselves in readiness to repel aggression, or, in other words, they must have an army. Fortune, which has conferred so many peculiar benefits upon the inhabitants of the United States, has placed them in the midst of a wilderness, where they have, so to speak, no neighbors; a few thousand soldiers are sufficient for their wants. But this is peculiar to America, not to democracy.

The equality of conditions and the manners as well as the institutions resulting from it do not exempt a democratic people from the necessity of standing armies, and their armies always exercise a powerful influence over their fate. It is therefore of singular importance to inquire what are the natural propensities of the men of whom these armies are composed.

Among aristocratic nations, especially among those in which birth is the only source of rank, the same inequality exists in the army as in the nation; the officer is noble, the soldier is a serf; the one is naturally called upon to command, the other to obey. In aristocratic armies the private soldier's ambition is therefore circumscribed within very narrow limits. Nor has the ambition of the officer an unlimited range. An aristocratic body not only forms a part of the scale of ranks in the nation, but contains a scale of ranks within itself; the members of whom it is composed are placed one above another in a particular and unvarying manner. Thus one man is born to the command of a regiment, another to that of a company. When once they have reached the utmost object of their hopes, they stop of their own accord and remain contented with their lot.

There is, besides, a strong cause that in aristocracies weakens the officer's desire of promotion. Among aristocratic nations an officer, independently of his rank in the army, also occupies an elevated rank in society; the former is almost always, in his eyes, only an appendage to the latter. A nobleman who embraces the profession of arms follows it less from motives of ambition than from a sense of the duties imposed on him by his birth. He enters the army in order to find an honorable employment for the idle years of his youth and to be able to bring back to his home and his peers some honorable recollections of military life; but his principal object is not to obtain by that profession either property, distinction, or power, for he possesses these advantages in his own right and enjoys them without leaving his home.

In democratic armies all the soldiers may become officers, which makes the desire of promotion general and immeasurably extends the bounds of military ambition. The officer, on his part, sees nothing that naturally and necessarily stops him at one grade more than at another; and each grade has immense importance in his eyes because his rank in society almost always depends on his rank in the army. Among democratic nations it often happens that an officer has no property but his pay and no distinction but that of military honors; consequently, as often as his duties change, his fortune changes and he becomes, as it were, a new man. What was only an appendage to his position in aristocratic armies has thus become the main point, the basis of his whole condition. Under the old French monarchy officers were always called by their titles of nobility; they are now always called by the title of their military rank. This little change in the forms of language suffices to show that a great revolution has taken place in the constitution of society and in that of the army.

In democratic armies the desire of advancement is almost universal: it is ardent, tenacious, perpetual; it is strengthened by all other desires and extinguished only with life itself. But it is easy to see that, of all armies in the world, those in which advancement must be slowest in time of peace are the armies of democratic countries. As the number of commissions is naturally limited while the number of competitors is almost unlimited, and as the strict law of equality is over all alike, none can make rapid progress; many can make no progress at all. Thus the desire of advancement is greater and the opportunities of advancement fewer there than elsewhere. All the ambitious spirits of a democratic army are consequently ardently desirous of war, because war makes vacancies and warrants the violation of that law of seniority which is the sole privilege natural to democracy.

We thus arrive at this singular consequence, that, of all armies, those most ardently desirous of war are democratic armies, and of all nations, those most fond of peace are democratic nations; and what makes these facts still more extraordinary is that these contrary effects are produced at the same time by the principle of equality.

All the members of the community, being alike, constantly harbor the wish and discover the possibility of changing their condition and improving their welfare; this makes them fond of peace, which is favorable to industry and allows every man to pursue his own little undertakings to their completion. On the other hand, this same equality makes soldiers dream of fields of battle, by increasing the value of military honors in the eyes of those who follow the profession of arms and by rendering those honors accessible to all. In either case the restlessness of the heart is the same, the taste for enjoyment is insatiable, the ambition of success as great; the means of gratifying it alone are different.

These opposite tendencies of the nation and the army expose democratic communities to great dangers. When a military spirit forsakes a people, the profession of arms immediately ceases to be held in honor and military men fall to the lowest rank of the public servants; they are little esteemed and no longer understood. The reverse of what takes place in aristocratic ages then occurs; the men who enter the army are no longer those of the highest, but of the lowest class. Military ambition is indulged only when no other is possible. Hence arises a circle of cause and consequence from which it is difficult to escape: the best part of the nation shuns the military profession because that profession is not honored, and the profession is not honored because the best part of the nation has ceased to follow it.

It is then no matter of surprise that democratic armies are often restless, ill-tempered, and dissatisfied with their lot, although their physical condition is commonly far better and their discipline less strict than in other countries. The soldier feels that he occupies an inferior position, and his wounded pride either stimulates his taste for hostilities that would render his services necessary or gives him a desire for revolution, during which he may hope to win by force of arms the political influence and personal importance now denied him.

The composition of democratic armies makes this last-mentioned danger much to be feared. In democratic communities almost every man has some property to preserve; but democratic armies are generally led by men without property, most of whom have little to lose in civil broils. The bulk of the nation is naturally much more afraid of revolutions than in the ages of aristocracy, but the leaders of the army much less so.

Moreover, as among democratic nations ( to repeat what I have just remarked ) the wealthiest, best-educated, and ablest men seldom adopt the military profession, the army, taken collectively, eventually forms a small nation by itself, where the mind is less enlarged and habits are more rude than in the nation at large. Now, this small uncivilized nation has arms in its possession and alone knows how to use them; for, indeed, the pacific temper of the community increases the danger to which a democratic people is exposed from the military and turbulent spirit of the army. Nothing is so dangerous as an army in the midst of an unwarlike nation; the excessive love of the whole community for quiet continually puts the constitution at the mercy of the soldiery.

It may therefore be asserted, generally speaking, that if democratic nations are naturally prone to peace from their interests and their propensities, they are constantly drawn to war and revolutions by their armies. Military revolutions, which are scarcely ever to be apprehended in aristocracies, are always to be dreaded among democratic nations. These perils must be reckoned among the most formidable that beset their future fate, and the attention of statesmen should be sedulously applied to find a remedy for the evil.

When a nation perceives that it is inwardly affected by the restless ambition of its army, the first thought which occurs is to give this inconvenient ambition an object by going to war. I do not wish to speak ill of war: war almost always enlarges the mind of a people and raises their character. In some cases it is the only check to the excessive growth of certain propensities that naturally spring out of the equality of conditions, and it must be considered as a necessary corrective to certain inveterate diseases to which democratic communities are liable.

War has great advantages, but we must not flatter ourselves that it can diminish the danger I have just pointed out. That peril is only suspended by it, to return more fiercely when the war is over; for armies are much more impatient of peace after having tasted military exploits. War could be a remedy only for a people who were always athirst for military glory.

I foresee that all the military rulers who may rise up in great democratic nations will find it easier to conquer with their armies than to make their armies live at peace after conquest. There are two things that a democratic people will always find very difficult, to begin a war and to end it. Again, if war has some peculiar advantages for democratic nations, on the other hand it exposes them to certain dangers which aristocracies have no cause to dread to an equal extent. I shall point out only two of these.

Although war gratifies the army, it embarrasses and often exasperates that countless multitude of men whose minor passions every day require peace in order to be satisfied. Thus there is some risk of its causing, under another form, the very disturbance it is intended to prevent.

No protracted war can fail to endanger the freedom of a democratic country. Not indeed that after every victory it is to be apprehended that the victorious generals will possess themselves by force of the supreme power, after the manner of Sulla and Caesar; the danger is of another kind. War does not always give over democratic communities to military government, but it must invariably and immeasurably increase the powers of civil government; it must almost compulsorily concentrate the direction of all men and the management of all things in the hands of the administration. If it does not lead to despotism by sudden violence, it prepares men for it more gently by their habits. All those who seek to destroy the liberties of a democratic nation ought to know that war is the surest and the shortest means to accomplish it. This is the first axiom of the science.

One remedy, which appears to be obvious when the ambition of soldiers and officers becomes the subject of alarm, is to augment the number of commissions to be distributed by increasing the army. This affords temporary relief, but it plunges the country into deeper difficulties at some future period. To increase the army may produce a lasting effect in an aristocratic community, because military ambition is there confined to one class of men, and the ambition of each individual stops, as it were, at a certain limit, so that it may be possible to satisfy all who feel its influence. But nothing is gained by increasing the army among a democratic people, because the number of aspirants always rises in exactly the same ratio as the army itself. Those whose claims have been satisfied by the creation of new commissions are instantly succeeded by a fresh multitude beyond all power of satisfaction; and even those who were but now satisfied soon begin to crave more advancement, for the same excitement prevails in the ranks of the army as in the civil classes of democratic society, and what men want is, not to reach a certain grade, but to have constant promotion. Though these wants may not be very vast, they are perpetually recurring. Thus a democratic nation, by augmenting its army, allays only for a time the ambition of the military profession, which soon becomes even more formidable because the number of those who feel it is increased.

I am of the opinion that a restless and turbulent spirit is an evil inherent in the very constitution of democratic armies and beyond hope of cure. The legislators of democracies must not expect to devise any military organization capable by its influence of calming and restraining the military profession; their efforts would exhaust their powers before the object could be attained. The remedy for the vices of the army is not to be found in the army itself, but in the country. Democratic nations are naturally afraid of disturbance and of despotism; the object is to turn these natural instincts into intelligent, deliberate, and lasting tastes.

When men have at last learned to make a peaceful and profitable use of freedom and have felt its blessings, when they have conceived a manly love of order and have freely submitted themselves to discipline, these same men, if they follow the profession of arms, bring into it, unconsciously and almost against their will, these same habits and manners. The general spirit of the nation, being infused into the spirit peculiar to the army, tempers the opinions and desires engendered by military life, or represses them by the mighty force of public opinion. Teach the citizens to be educated, orderly, firm, and free and the soldiers will be disciplined and obedient.

Any law that, in repressing the turbulent spirit of the army, should tend to diminish the spirit of freedom in the nation and to overshadow the notion of law and right would defeat its object; it would do much more to favor than to defeat the establishment of military tyranny. After all, and in spite of all precautions, a large army in the midst of a democratic people will always be a source of great danger. The most effectual means of diminishing that danger would be to reduce the army, but this is a remedy that all nations are not able to apply.

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Selection #9

Text of President Dwight D. Eisenhower’s farewell speech, Jan. 17, 1961:

My fellow Americans:

Three days from now, after half a century in the service of our country, I shall lay down the responsibilities of office as, in traditional and solemn ceremony, the authority of the Presidency is vested in my successor.

This evening I come to you with a message of leave-taking and farewell, and to share a few final thoughts with you, my countrymen.

Like every other citizen, I wish the new President, and all who will labor with him, Godspeed. I pray that the coming years will be blessed with peace and prosperity for all.

Our people expect their President and the Congress to find essential agreement on issues of great moment, the wise resolution of which will better shape the future of the Nation.

My own relations with the Congress, which began on a remote and tenuous basis when, long ago, a member of the Senate appointed me to West Point, have since ranged to the intimate during the war and immediate post-war period, and, finally, to the mutually interdependent during these past eight years.

In this final relationship, the Congress and the Administration have, on most vital issues, cooperated well, to serve the national good rather than mere partisanship, and so have assured that the business of the Nation should go forward. So, my official relationship with the Congress ends in a feeling, on my part, of gratitude that we have been able to do so much together.

II.

We now stand ten years past the midpoint of a century that has witnessed four major wars among great nations. Three of these involved our own country. Despite these holocausts America is today the strongest, the most influential and most productive nation in the world. Understandably proud of this pre-eminence, we yet realize that America's leadership and prestige depend, not merely upon our unmatched material progress, riches and military strength, but on how we use our power in the interests of world peace and human betterment.

III.

Throughout America's adventure in free government, our basic purposes have been to keep the peace; to foster progress in human achievement, and to enhance liberty, dignity and integrity among people and among nations. To strive for less would be unworthy of a free and religious people. Any failure traceable to arrogance, or our lack of comprehension or readiness to sacrifice would inflict upon us grievous hurt both at home and abroad.

Progress toward these noble goals is persistently threatened by the conflict now engulfing the world. It commands our whole attention, absorbs our very beings. We face a hostile ideology -- global in scope, atheistic in character, ruthless in purpose, and insidious in method. Unhappily the danger is poses promises to be of indefinite duration. To meet it successfully, there is called for, not so much the emotional and transitory sacrifices of crisis, but rather those which enable us to carry forward steadily, surely, and without complaint the burdens of a prolonged and complex struggle -- with liberty the stake. Only thus shall we remain, despite every provocation, on our charted course toward permanent peace and human betterment.

Crises there will continue to be. In meeting them, whether foreign or domestic, great or small, there is a recurring temptation to feel that some spectacular and costly action could become the miraculous solution to all current difficulties. A huge increase in newer elements of our defense; development of unrealistic programs to cure every ill in agriculture; a dramatic expansion in basic and applied research -- these and many other possibilities, each possibly promising in itself, may be suggested as the only way to the road we wish to travel.

But each proposal must be weighed in the light of a broader consideration: the need to maintain balance in and among national programs -- balance between the private and the public economy, balance between cost and hoped for advantage -- balance between the clearly necessary and the comfortably desirable; balance between our essential requirements as a nation and the duties imposed by the nation upon the individual; balance between actions of the moment and the national welfare of the future. Good judgment seeks balance and progress; lack of it eventually finds imbalance and frustration.

The record of many decades stands as proof that our people and their government have, in the main, understood these truths and have responded to them well, in the face of stress and threat. But threats, new in kind or degree, constantly arise. I mention two only.

IV.

A vital element in keeping the peace is our military establishment. Our arms must be mighty, ready for instant action, so that no potential aggressor may be tempted to risk his own destruction.

Our military organization today bears little relation to that known by any of my predecessors in peacetime, or indeed by the fighting men of World War II or Korea.

Until the latest of our world conflicts, the United States had no armaments industry. American makers of plowshares could, with time and as required, make swords as well. But now we can no longer risk emergency improvisation of national defense; we have been compelled to create a permanent armaments industry of vast proportions. Added to this, three and a half million men and women are directly engaged in the defense establishment. We annually spend on military security more than the net income of all United States corporations.

This conjunction of an immense military establishment and a large arms industry is new in the American experience. The total influence -- economic, political, even spiritual -- is felt in every city, every State house, every office of the Federal government. We recognize the imperative need for this development. Yet we must not fail to comprehend its grave implications. Our toil, resources and livelihood are all involved; so is the very structure of our society.

In the councils of government, we must guard against the acquisition of unwarranted influence, whether sought or unsought, by the military industrial complex. The potential for the disastrous rise of misplaced power exists and will persist.

We must never let the weight of this combination endanger our liberties or democratic processes. We should take nothing for granted. Only an alert and knowledgeable citizenry can compel the proper meshing of the huge industrial and military machinery of defense with our peaceful methods and goals, so that security and liberty may prosper together.

Akin to, and largely responsible for the sweeping changes in our industrial-military posture, has been the technological revolution during recent decades.

In this revolution, research has become central; it also becomes more formalized, complex, and costly. A steadily increasing share is conducted for, by, or at the direction of, the Federal government.

Today, the solitary inventor, tinkering in his shop, has been overshadowed by task forces of scientists in laboratories and testing fields. In the same fashion, the free university, historically the fountainhead of free ideas and scientific discovery, has experienced a revolution in the conduct of research. Partly because of the huge costs involved, a government contract becomes virtually a substitute for intellectual curiosity. For every old blackboard there are now hundreds of new electronic computers.

The prospect of domination of the nation's scholars by Federal employment, project allocations, and the power of money is ever present and is gravely to be regarded.

Yet, in holding scientific research and discovery in respect, as we should, we must also be alert to the equal and opposite danger that public policy could itself become the captive of a scientific technological elite.

It is the task of statesmanship to mold, to balance, and to integrate these and other forces, new and old, within the principles of our democratic system -- ever aiming toward the supreme goals of our free society.

V.

Another factor in maintaining balance involves the element of time. As we peer into society's future, we -- you and I, and our government -- must avoid the impulse to live only for today, plundering, for our own ease and convenience, the precious resources of tomorrow. We cannot mortgage the material assets of our grandchildren without risking the loss also of their political and spiritual heritage. We want democracy to survive for all generations to come, not to become the insolvent phantom of tomorrow.

VI.

Down the long lane of the history yet to be written America knows that this world of ours, ever growing smaller, must avoid becoming a community of dreadful fear and hate, and be instead, a proud confederation of mutual trust and respect.

Such a confederation must be one of equals. The weakest must come to the conference table with the same confidence as do we, protected as we are by our moral, economic, and military strength. That table, though scarred by many past frustrations, cannot be abandoned for the certain agony of the battlefield.

Disarmament, with mutual honor and confidence, is a continuing imperative. Together we must learn how to compose differences, not with arms, but with intellect and decent purpose. Because this need is so sharp and apparent I confess that I lay down my official responsibilities in this field with a definite sense of disappointment. As one who has witnessed the horror and the lingering sadness of war -- as one who knows that another war could utterly destroy this civilization which has been so slowly and painfully built over thousands of years -- I wish I could say tonight that a lasting peace is in sight.

Happily, I can say that war has been avoided. Steady progress toward our ultimate goal has been made. But, so much remains to be done. As a private citizen, I shall never cease to do what little I can to help the world advance along that road.

VII.

So -- in this my last good night to you as your President -- I thank you for the many opportunities you have given me for public service in war and peace. I trust that in that service you find some things worthy; as for the rest of it, I know you will find ways to improve performance in the future.

You and I -- my fellow citizens -- need to be strong in our faith that all nations, under God, will reach the goal of peace with justice. May we be ever unswerving in devotion to principle, confident but humble with power, diligent in pursuit of the Nation's great goals.

To all the peoples of the world, I once more give expression to America's prayerful and continuing aspiration:

We pray that peoples of all faiths, all races, all nations, may have their great human needs satisfied; that those now denied opportunity shall come to enjoy it to the full; that all who yearn for freedom may experience its spiritual blessings; that those who have freedom will understand, also, its heavy responsibilities; that all who are insensitive to the needs of others will learn charity; that the scourges of poverty, disease and ignorance will be made to disappear from the earth, and that, in the goodness of time, all peoples will come to live together in a peace guaranteed by the binding force of mutual respect and love.

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Selection #10

(Socialist critiques of war:)

Karl Marx, The German Ideology (1845)

With the advent of manufacturing, the various nations entered into a competitive relationship, the struggle for trade, which was fought out in wars, protective duties and prohibitions, whereas earlier the nations, insofar as they were connected at all, had carried on an inoffensive exchange with each other. Trade had from now on a political significance.

The intercourse of nations took on, in the epoch of which we have been speaking, two different forms. At first the small quantity of gold and silver in circulation involved the ban on the export of these metals; and industry, for the most part imported from abroad and made necessary by the need for employing the growing urban population, could not do without those privileges which could be granted not only, of course, against home competition, but chiefly against foreign....

The second period began in the middle of the seventeenth century and lasted almost to the end of the eighteenth. Commerce and navigation had expanded more rapidly than manufacture, which played a secondary role, the colonies were becoming considerable consumers; and after long struggles the separate nations shared out the opening world market among themselves. This period begins with the Navigation laws and colonial monopolies. The competition of the nations among themselves was excluded as far as possible by tariffs, prohibitions and treaties; and in the last resort the competitive struggle was carried on and decided by wars (especially naval wars). The mightiest maritime nation, the English, retained preponderance in trade and manufacture. Here, already, we find concentration in one country.

Excerpt from a speech delivered by Eugene V. Debs in Canton, Ohio, June 1918:

Wars throughout history have been waged for conquest and plunder. In the Middle Ages when the feudal lords who inhabited the castles whose towers may still be seen along the Rhine concluded to enlarge their domains, to increase their power, their prestige, and their wealth they declared war upon one another. But they themselves did not go to war any more than the modern feudal lords, the barons of Wall Street go to war. The feudal barons of the Middle Ages, the economic predecessors of the capitalists of our day, declared all wars. And their miserable serfs fought all the battles. The poor, ignorant serfs had been taught to revere their masters; to believe that when their masters declared war upon one another, it was their patriotic duty to fall upon one another and to cut one another's throats for the profit and glory of the lords and barons who held them in contempt. And that is war in a nutshell. The master class has always declared the wars; the subject class has always fought the battles. The master class has had all to gain and n othing to lose, while tghe subject class has had nothing to gain and all to lose – especially their lives....