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Part III

South Asia

5 INDIA

6 RELIGIONS OF INDIA

Why South Asia?

“Eastward of India lies a tract which is entirely sand. Indeed, of all the inhabitants of Asia, concerning whom anything is known, the Indians dwell nearest to the east and the rising of the Sun,” wrote Herodotus in 440 B.C.E. Although there were peoples further east than India unknown to Herodotus, he used a familiar term for the region we now refer to as South Asia: India.

The India to which Herodotus referred was not a single state but a vast geographical region and a civilization renowned in the West for its wealth and exoticism. It was the land beyond the Indus River, from which the name came. Alexander the Great had briefly conquered the Indus valley in 326 B.C.E., but died soon after.

India (as the Greeks called it), al-Hind (as the Arabs called it), or Hindustan (as the Persians called it) was the region from the Indus River to the Brahmapu- tra, bounded on three sides by ocean and by the snowy mountains to the north. The people of this vast place had no single word for the region or each other. Other names were in use: Aryavarta was the Sanskrit name for the region of northern India where Sanskritic culture dominated. Bharat, after legendary King Bharata of the Puranas, is another. Bharat is currently one of the two offi- cial names for the Republic of India.

Since 1947

Since 1947, however, the preferred name of the region long known as India has shifted to South Asia, a neutral term that incorporates seven modern states: India, Pakistan, Bangladesh, Sri Lanka, Nepal, Bhutan, and the Maldives. Some also include Afghanistan and Burma (Myanmar). For perhaps obvious reasons, people of these nations prefer not to be lumped together as “Indians.” What happened in 1947 to change this long usage? That was the year that Britain finally withdrew from the subcontinent after decades of the indepen- dence struggle and the disastrous Second World War. From the earliest forays of the East India Company in the eighteenth century, Britain had come to rule an “India” in its broadest historical sense, including what is now Pakistan, India, Bangladesh, and Burma (Burma, or Myanmar, is now considered part of Southeast Asia). At midnight, August 14, 1947, Prime Minister Jawaharlal Nehru spoke to the people of India in his famous “Tryst with Destiny” speech with the ringing words: “Long years ago we made a tryst with destiny, and now the time comes when we shall redeem our pledge, not wholly or in full mea- sure, but very substantially. At the stroke of the midnight hour, when the world sleeps, India will awake to life and freedom.” In Pakistan, Mohammed Ali Jin-

143

nah, the first prime minister, delivered a speech a few days earlier, urging for- mation of a constitution in which each person is “first, second and last a citizen of this State with equal rights.”

These were high-minded and inspiring words, as such occasions call for, but they overlooked the “orgy of murder, rape, and plunder” that the Partition of India into two separate states (and soon into a third) had actually endured. The Partition had been along religious lines, an effort by the departing British to hand Hindus and Muslims separate religion-based homelands, even though Hindus and Muslims lived side by side in cities, towns, and villages across the subcontinent, a distribution that could never be reified into nations with clear borders. The attempt to create such borders set millions of people on the move, Muslims into new Muslim-dominated territory, Hindus and Sikhs trying to escape into safe Hindu areas. Seventeen million people fled one direction or another, but that did not and could not create monoreligious nations. There had been one hundred million Muslims in the British raj; sixty million ended up in Pakistan,1 leaving forty million Muslims in India. The effort was a con- ceptual failure from the beginning; and before it was over, nearly two million people had died, and the newly created nations were primed for religious intol- erance that afflicts South Asia to this day.

Why did Britain organize the Partition on the way out of India? The details

were only worked out at the last minute in great haste, taking a mere 40 days to draw the new map of South Asia. Not until two days after Nehru’s historic midnight independence speech were the exact borders announced. Why the rush? When Lord Louis Mountbatten arrived in India as the last viceroy with the charge to organize the transfer of power, he moved the date up by 10 months, perhaps attempting to shock Indian leaders into serious negotiations. But why Partition at all?

The answer does not have to do with any long-term Hindu–Muslim ani- mosity; as we’ll see in chapter 5, a peaceful Indo-Islamic culture had been forged over nearly a thousand years. People did not think of themselves fore- most as Hindu, Muslim, or Sikh; they were more likely to think of themselves in linguistic, ethnic, or regional terms, as Bengali or Punjabi or Gujarati. The best explanation lies in the personalities and leadership strategies of the Indian elite, especially Mohammed Ali Jinnah, the leader of the Muslim League, and Mohandas Gandhi and Jawaharlal Nehru, leaders of the Congress Party. By the 1940s, these leaders had come into severe disagreement over the shape of postcolonial India, as Jinnah strove to achieve advantages and protections for the hundred million Muslims in an India dominated by Hindus. He was not himself a very devout or conservative Muslim. As Dalrymple describes him:

A staunch secularist, he drank whiskey, rarely went to a mosque, and was clean-shaven and stylish, favoring beautifully cut Savile Row suits and silk ties. Significantly, he chose to marry a non-Muslim woman, the glamorous daughter of a Parsi businessman. She was famous for her revealing saris and for once bringing her husband ham sandwiches on voting day. (2016)

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Part III: South Asia 145

Most historians now believe that Jinnah backed himself into a corner on creating a Pakistan, using it initially as a bargaining chip to maneuver the Con- gress Party into conceding better terms for the Muslim leadership but the idea got out of hand. A passion for Pakistan that he had inflamed could not be con- tained. As the Second World War ended and many of India’s leadership were released from jail, the idea reached into the streets where local political leaders inflamed Muslim–Hindu feelings. Religious massacres began in Calcutta and spread to other cities, and by 1947 everybody but Gandhi realized that India had to be divided. To his dismay, his “nonviolent” movement for independence culminated in a violent dismemberment that left South Asia traumatized into the present.

This is why we now speak of South Asia, rather than India. Yet these are new boundaries, drawn up in 40 days in 1947. As we look in the next two chap- ters at the great civilization that is South Asia, we will find most present-day borders meaningless. The Indus Valley civilization, whose main ruins at Mohenjo Daro and Harappa are in Pakistan, spread across both sides of the Indus and down as far south as Gujarat and eastward to the Ganges. When “Muslim” invaders began entering India in the eleventh century, they were iden- tified by the people (and remembered in the Sanskrit texts), not as Muslims, but as Turks and Afghans. Indians knew all about religious variety—the gods were in the millions and the details varied village by village and caste by caste—but ethnic and linguistic distinctions were worth noticing and made a difference.

So, the term “South Asia” is important from 1947 on (e.g., Bose and Jalal 1997; Mines and Lamb 2010). In the chapters that follow, we will use the term “India” in its older sense, as a broad, brilliant, multistranded civilization that is the core of modern India, Pakistan, Bangladesh, as well as Nepal, Bhutan, Sri Lanka, and the Maldives. However, we must admit that research on “South Asia” overwhelmingly favors India. That is partly for reasons described above, the status of “India” as both geographic region and a civilization prior to 1947. The impetus for replacing the generic India with a more inclusive South Asia largely comes from Pakistani scholars and citizens (plus diaspora descendants of the region now known as Pakistan), and it does not seem to have promoted more intense study of Sri Lanka, Bangladesh, Nepal, Bhutan, or the Maldives. We also cannot forget that most South Asians are Indian; there are almost 1.3 billion Indians, but only about 192 million Pakistanis and 166 million Bangla- deshis. The next largest nation is Nepal with almost 29 million.

These other South Asian nations stretch from the high Himalayas (Nepal, Bhutan) to a tiny chain of 26 atolls (the Maldives) and the larger teardrop- shaped island of Sri Lanka in the Indian Ocean. Bangladesh lies on the delta of the great Brahmaputra River that crosses Tibet and then swings south into the Bay of Bengal. Their cultures have been shaped by the influence of their neigh- bors: Nepal and Bhutan by Tibet and Tibetan Buddhism, the Maldives by Arab Islam, and Sri Lanka by Hinduism and Buddhism from South India, but all of them by “India.”

ENDNOTE

1 Then an East and West Pakistan; later West Pakistan became Bangladesh.

REFERENCES CITED

Bose, Sugata, and Ayesha Jalal. 1997. Modern South Asia; History, Culture, Political Econ- omy. Delhi: Oxford University Press.

Dalrymple, William. 2016, June 29. The Great Divide: The Violent Legacy of Indian Partition. The New Yorker. https://www.newyorker.com/magazine/2015/06/29/ the-great-divide-books-dalrymple

Mines, Diane P., and Sarah Lamb. 2010. Everyday Life in South Asia. 2nd Ed. Blooming- ton: Indiana University Press.

146 Part III: South Asia

5

INDIA

147

CHRONOLOGY OF INDIAN HISTORY

2500

Indus Valley Civilization

(ca. 2500–1500 B.C.E.)

urbanization & city planning; worship of “Proto-Shiva” and goddess; wheat and cotton cultivation; trade with Sumer

1500

Vedic Age

(ca. 1500–450 B.C.E.)

1500–1000 Indo-European Aryans enter from Northwest 1200–900 Vedas composed by nomads in upper Punjab 1000–450 North Indian conquest and unification

950 Battle of Mahabharata said to have taken place 800–600 Brahmanas

500–300 Upanishads

563–483 Buddha

300

Mauryan Dynasty

(323–185 B.C.E.)

326 Alexander the Great invades India

324 First unification of north India under Chandragupta Maurya; capital at Pataliputra (Patna)

265–232 Emperor Ashoka; adoption of Buddhism throughout empire

300 B.C.E.–300 C.E. Mahabharata

200 B.C.E–200 C.E. Ramayana by Valmiki 185 B.C.E. Mauryan Dynasty ends

100 B.C.E.

300 C.E.

Satavahana

100 C.E. Dharmashastra by Manu 200 C.E. Arthashastra by Kautilya 300 C.E. Kama-sutra by Vatsyayana

400

Gupta

(4th–6th century C.E.)

“The Classical Age”-Establishment of temple worship 350–750 early Puranas

399–414 Faxian visits India 460–477 Ajanta Caves

643 King Harsha’s Great Feast (reigned 606–647) 630–645 Xuanzang visits India

800

Pala

(8th–12th century)

900 and 1150 temples at Khajuraho

1001 Mahmud of Ghazni raids North India 1192–1192 Ghurids establish capital at Delhi Gradual end of Buddhism in India

1200

Sultanate

(1210–1526)

Establishment of the Delhi Sultanate 1200 Gita Govinda by Jayadeva

1325–1351 Muhammad bin Tughluq reigns 1200 early Sufi orders established

750–1500 later Puranas; many new Ramayanas in regional vernaculars

1469–1539 Guru Nanak founds Sikhism

1500

Mughal

(1526–1827

1526 Babur founds the Mughal Empire 1556–1605 Akbar

1574 Ramayana in Hindi by Tulsidas 1632–1653 Taj Mahal built

1757–

1900

British

(late 18th c.–1947)

Independence

1757 British victory at Plassey

1757–1858 “John Company Raj”-rule by East India Company 1857 Anglo-Indian War (“Indian Mutiny”)

1858–1947 British Raj

1947

1947 Republic of India

1947 Islamic Republic of Pakistan

A Forgotten Past

In 1827 an English soldier of the East India Company deserted his regi- ment, footing it with a friend westward toward the Indus River and Central Asia. Fearful of being caught and executed, he wore disguises and called him- self Charles Masson. For a time he claimed to be an American citizen from Kentucky. Although he wrote extensively about his experiences in the four-vol- ume Narrative of Various Journeys in Balochistan, Afghanistan, the Panjab and Kalat (1844), he revealed little about his motivations or state of mind. From the adventures recorded in his memoirs, however, it is clear he was obsessed with the history and cultures of the Punjab and Afghanistan.

In those days—the early nineteenth century—India’s history was obscure. Whole civilizations had disappeared from historical memory. India had no tra- dition of historiography such as China’s, with its vast record-keeping bureau- cracy. When in 1974 the huge burial army of the First Emperor (r. 221–210 B.C.E.) was rediscovered archaeologically, the finds validated the claims of early Chinese historians who had written about Qin Shihuang, the unifier of China. No such early accounts of the doings of kings existed in India. Indian thinkers were busy interpreting the Vedas, their most ancient and most sacred texts, and then meditating on the meaning of Vedic rituals and myths in the Brahmanas (ritual texts on the details of sacrifice, constituting a portion of the Vedas). By the sixth and fifth centuries B.C.E., new texts, the Upanishads, were creating revolutionary new ideas about the soul (atman), human action (karma), renun- ciation (sanyas), and life after death (samsara, reincarnation). But India had no Sima Qian, the Grand Historian (died ca. 110 B.C.E.), who pored through old texts written on strips of bamboo to piece together a lengthy history of China’s early dynasties, which became the starting point of all subsequent histories.

Therefore, in Masson’s time (1820s–1840s), India’s ancient history was known only through the Vedas, Brahmanas, and Upanishads. They were writ- ten in Sanskrit, the earliest known Indo-European language (see chapter 2). This meant that Indian history began with the Bronze Age people who called themselves “Aryans” (i.e., the Indo-European speakers), who had established small kingdoms in the Ganges basin, with names like Kuru, Pancala, Kosala, and Videha. Nothing was known of any earlier civilization. Likewise, there was a blank where the Buddha, Buddhism, and the great King Ashoka who spread Buddhism throughout the subcontinent should have been. Buddhist texts in East and Southeast Asia claimed the Buddha had lived and died in

Chapter opener photo: Rajasthani girl.

149

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India, but India itself had no historical memory of this, and Buddhism had dis- appeared from the land of its origination.

Masson had received a good education in England. He could read Latin and Greek. He knew from Greek sources that Alexander the Great had con- quered parts of northwestern India in 326 B.C.E., and so he trudged on a peril- ous journey into the upper Punjab region, the area of northern Pakistan where five rivers join to become the Indus. He made records on the land and people as he went, and collected oddities that he could carry. There were many ancient coins, eventually 80,000 in his collection, of bronze, silver, and gold depicting ancient kings and gods, many of them Greek, providing the first strong evi- dence that Alexander had left Greek kingdoms behind. He found two heads of

Map 5.1 India.

SRI LANKA

COLOMBO

Madurai

MADRAS

Mysore

Arabian Sea

Goa

Bay of

Bengal

HYDERABAD

BOMBAY

I N D I A

BURMA

Bodh Gaya

CALCUTTA

Sanchi

Nalanda

Allahabad

BANGLADESH

PATNA

KARACHI

LUCKNOW

JAIPUR

NEPAL BHUTAN

Kapilavastu

DELHI

KATHMANDU

Mojenjo Daro

Harappa

SIMLA

PAKISTAN

Lahore

SOUTH ASIA

Peshawar

150 Part III: South Asia

Chapter 5 India

151

Buddha that he and his companions mistook for a beautiful female deity. There were rock-cut caves and arches with gigantic stone Buddhas they identified as “female idols.” And he opened up some 40 stupas—raised spherical structures, some 160 feet in circumference—and hauled off their treasures without under- standing these were Buddhist monuments (Omrani 2008). Rather, he thought they were burial places of past kings, and the Buddha figures were their effigies. Knowledge of Buddhism’s millennium in India would slowly unfold over the nineteenth century as more adventurers, scholars, and archaeologists turned their attention to caves, ruins, sculptures, and art scattered throughout India.

In 1838 Masson made his most important discovery. He was back in the Punjab, camped near a town on the Sutlej, one of the branches of the Indus. As he writes in his memoirs:

A long march preceded our arrival at Haripah (Harappa), through jangal (jungle) of the closest description. . . . When I joined the camp I found it in front of the village and ruinous brick castle. Behind us was a large circular mound, or eminence, and to the west was an irregular rocky height, crowned with the remains of buildings, in fragments of walls, with niches, after the eastern manner. . . . The walls and towers of the castle are remark- ably high, though, from having been long deserted, they exhibit in some parts of the ravages of time and decay. Between it and our camp extended a deep trench, now overgrown with grasses and plants. . . . Tradition affirms the existence here of a city, so considerable that it extended to Chicha Watni, [20 miles] distant, and that it was destroyed by a particular visita- tion of Providence, brought down by the lust and crimes of the sovereign. (Masson 1844)

This was the first description of what turned out to be one of two great cities of the Indus Valley Civilization, a heretofore unknown urban civilization that preceded the Veda-writers by a thousand years. It was a contemporary of Sumer and Egypt, and it traded with them, but had disappeared without memory in India itself.

Puzzles of Indian Origins: The First Civilizations

The world’s earliest states, emerging in the second and third millennia

B.C.E. in Egypt, Mesopotamia, India, and China, were the first to face the ques- tions that all states, including modern ones, face: How to mobilize power effec- tively? How to survive past the first generation? How to manage the force that created the state without immediately destroying it? How to get and keep the loyalty of diverse groups drawn together in the state? How to harness the eco- nomic resources needed to keep the state afloat?

The first civilizations had accomplished a long evolution out of farming communities whose growth and increased productivity supported the nonpro- ductive elite that dominated them. The list in box 5.1 identifies some of the pri- mary and secondary features associated with early civilizations.

The political structure of a civilization is the state, where power is central- ized in a monarch or oligarchy. As society grew more complex, with new forms

Box 5.1 Characteristics of Civilizations

Primary Features

· The State:

· Centralized authority in a monarch, king, emperor, or oligarchy

· Stratification of society with an aristocracy, priesthood, military, and peasants

· A tax/tribute system for redistribution of surpluses upward

· High population densities

· Expanded food production to support economically unproductive classes

· Urbanization: villages, towns, and a few true urban centers with populations of 7,000–10,000

· Full-time craft specialists

Secondary Features

· Monumental art and architecture

· Long-distance trade

· Codified law

· Writing systems

· Mathematics and astronomy

· Religion in the service of the state

· Bifurcation of folk culture and court culture, with court-sponsored arts and intel- lectual traditions

of specialization and stratification, the king gathered around him a full-time warrior class; priests who functioned as advisors, diviners, and intercessors with the gods; and a nobility composed of the king’s family and lineage that grew larger and more powerful by the generation. All these people had to be supported by the agricultural classes. Independent cultivators were turned into peasants, tied to the land by various devices that squeezed them for surpluses to support the growing nonproductive elite. A percentage of the harvest, often 25 percent or more, was demanded, which forced peasants to work harder and find ways to grow more, because their own subsistence needs remained the same. Political coercion squeezed out an extra portion of grain to be passed upward as taxation.

In the meantime, urban densities formed around the king’s court and in a few trade centers, so that along with villages there was a hierarchy of urban spaces: towns and one or two major cities that were trade or court centers. In the earliest cities, 10,000 was a lot of people; by 2500 B.C.E., there were cities with populations close to 50,000. Cultural and intellectual life began to diverge from village culture in the courts of early kings. Specialists of all sorts elabo- rated their own cultural domains: a few carpenters turned into architects and engineers, building palaces, temples, and mausoleums for their royal patrons.

Ministers codified the law. Priests pondered the old myths and rites, raising new philosophical questions; they gazed at the stars and developed astrology and astronomy. Mathematics grew out of useful practices like engineering and astronomy. Royal courts sponsored new forms of art: theater, music, dance, and poetry. Most interesting of all, perhaps, is the development of new uses for religion: the power of the state needed to be legitimated somehow; new forms of religion emerged in the service of the state.

Note that a civilization is something more than a state. States are political formations of strongmen or warriors that can come and go rather quickly, and most will not form a true civilization around them. A civilization includes enduring cultural traditions that can be maintained and passed on from genera- tion to generation even when political centralization has lapsed, whereas a state is a centralized social system that is much more vulnerable to spinning into disorder at the death of a powerful leader or collapsing into bitterly con- tested struggles for leadership that end in fragmentation. So civilizations can outlast particular states. Civilizations can also support several competing regional states simultaneously. Indian civilization has survived through eras when no state could be said to be functioning, or when only small regional states existed. Similarly Chinese civilization has stretched across eras when the state itself disappeared in periodic chaos.

Indus Valley Civilization (2500–1500 B.C.E.)

The first urban society in India flourished in the Indus Valley from 2500 to 1500 B.C.E. This was the world’s third civilization, a thousand years later than the founding of Egypt and Sumer. Indus Valley Civilization (IVC) was in con- tact with Sumer via a land route stretching from oasis to oasis across the Ira- nian Plateau and via a much easier coastal route in the shallow waters of the Arabian Sea and up the Persian Gulf. For the civilizations to the west, India was the fabled source of peacocks and monkeys, ivory and gems, spices and incense. The villages, towns, and two great cities of IVC were dependent on the Indus River for a water source and for transportation. Farmers in the region grew wheat and cotton, which they shipped by river to Mohenjo Daro and Harappa, where cotton was woven into cloth.

However, IVC is the mystery civilization of Asia. While its two major cit- ies, Mohenjo Daro and Harappa, have been extensively excavated and now lie exposed once again to the blistering sun of Pakistan (more than a thousand set- tlements are known) only 10 percent of these sites have been excavated. In the 1970s a third large city was discovered near the border of India and Pakistan, but because of political tensions, it has not been excavated.

Almost everything we would want to know about the people and their cul- ture remains unexplained. Who were the people who lived there? Were they ancestors of the Dravidians, who are now the vast populations of the southern Indian states of Tamilnadu, Kerala, and Mysore? There are a few tiny telltale pockets of Dravidian-speakers stranded in the Indus Valley region of Baluch-

istan, though now the languages of the northern states are all Indo-European. Or were they the Aryans, the Indo-European-speaking writers of the Vedas, the foundational documents of Hinduism, as some argue? We will return to this question shortly.

They certainly had a well-organized and centrally planned society, but what kind of political order was responsible for this is not clear from the archaeological record. They had a script, but what ideas—if any—were cap- tured by it is unknown because the script has never been deciphered. The reli- gious ideas that motivated their lives have left traces only in rough sculptural form. It is tempting to guess what ideas might lie behind the ruins, sculptures, and seals, but they are only guesses.

The cities of Mohenjo Daro and Harappa were the most modern cities of their time. They were built on a grid plan, with a broad north-south street bisected by narrower east-west streets. Houses built on these streets were often large and multiroomed with windowless exterior walls, inner courtyards, and flat roofs. Such houses are the main house style in much of India to this day, allowing family life to be lived in inner privacy in the courtyard and, on hot nights and cool winter days, on the rooftop. Many had private interior wells with outlets in several rooms of the house. Bathrooms were built against an exterior wall, with sloping floors and chutes that drained bathwater to the lane outside. From there, sewage was disposed through brick-lined covered channels to cesspits outside the city. This water and sanitation engineering was unmatched prior to the last few centuries, and there are Indian towns today that do not match it.

You might think a society this technologically advanced would be able to write its language. Contemporary civilizations had this knowledge: Sumerians had developed cuneiform and Egyptians had hieroglyphics, both of which can now be read. Early Chinese civilization, which developed later, also had a script that can be read today. And Indus Valley traders must have known of cuneiform writing and Egyptian hieroglyphics. But Indus Valley Civilization does not appear to have advanced far along this route. All known samples of Indus script come from some 2,000 seals and a bit of graffiti on pottery. These “seals” were terra cotta rectangles an inch or two in dimension. Most seals carry two types of inscription: charming images of animals or seated figures, and abstract figures that look like possible writing (see box 5.2).

There are 419 to 676 characters with 200 in frequent use (Robinson 2015). Over a hundred efforts have been made to translate them, none of them yet suc- cessful. Most scholars agree there are too many characters to be an alphabetic script like ours, and not enough for a logographic one like Chinese. If the char- acters formed an actual language, it may have been a logo-syllabic script like Sumerian cuneiform. But there are no true texts; the longest string of charac- ters is a mere 26 signs, and the average is more like five or six. Thus it is unlikely that the script was used to express complex ideas. Possibly the inscrip- tions were names of merchant families used to identify goods in long-distance

Box 5.2 “A Most Curious Object”: Indus Valley Seals

Male figure in a yogic posture, surrounded with animals, similar to images of the later Hindu god Shiva. Also known as Pashupati (Lord of the Beasts).

Human figure separating two tigers.

Elephant with script. Bull (or unicorn?) near manger or sacrificial post.

Above are four of the more than 2,000 seals found in the Indus Valley. Most have both script and animal depictions. The seals were used to make impressions in soft clay that probably identified bales of trade goods belonging to certain merchants. More than 400 distinct characters have been cataloged from the seals, too many for an alphabetic or syllabic language, but not enough for a logographic one like Chi- nese. They have never been deciphered and even the language is unknown.

trade. If it was language, was that language an early form of Dravidian, or of Sanskrit, or of some other language such as Munda? Each view has its parti- sans, but there is no consensus.

When it comes to religious ideas, again we have to guess on the basis of intriguing clues. The seals that bear the puzzling inscriptions also contain pic- tures of animals that were important then: the humped bull, tiger, camel, ante- lope, and elephant. Often animals are depicted tethered to an ornamented post as if about to be sacrificed (or are these mangers from which they eat?), and one shows a woman about to be sacrificed, her arms raised in supplication. A frequent figure is the so-called horned god, a male sitting in a yogic pose with his hands on his knees and wearing a headpiece of buffalo horns. In another, two worshippers kneel beside him with hooded cobras towering over them. This deity so resembles the later god Shiva that he is often referred to as the Proto-Shiva. The frequency of religious themes on the seals could sustain a reli- gious, rather than commercial, function.

Other hints of later Hindu practices are the many female images, possibly goddesses, which far outnumber male images. They are often crudely made of terra cotta, as if constructed for popular use or to be discarded after brief use at a festival (as they would be now). These “mother goddesses” (if that is what they are) are lavishly decorated with layers of necklaces, bangles, and belts, have fabulous fan-shaped headdresses, and are bare-breasted. Perhaps this is how women of IVC dressed. Or are they a forerunner of the primordial Shakti who takes form in Kali, Durga, Saraswati, and other female deities? A few bet- ter-made male images were also found, one assumed to be a priest, another remarkably (but impossibly) Greek-looking from the realism of his torso.

Most puzzling of all is the question of how IVC was organized. Though it spread across a vaster region than either Sumer or Egypt, a thousand miles from west to east, with over 1,000 towns and two great cities so far excavated or located, there is precious little evidence of a strong centralized government beyond the indirect evidence of the well-laid out cities. No palace complex exists where a great king might have lived and held court. No great temple com- plex bears testimony to a cult of the divinities depicted on seals and suggested by terra cotta statuettes. There is a large tank or bathing area, 40 feet long, 20 feet wide, and eight feet deep, that must have been used for collective bathing (such tanks are now found in temple compounds). There is no evidence of rivalry between states or of warfare, and there is little weaponry. The closest to a structural center of power that has been discovered is a pillared hall with many tiny adjacent rooms called by archaeologists an “assembly hall” or citadel located at the highest points at Mohenjo Daro and Harappa. (A caveat: a Bud- dhist stupa was built over a high point at Mohenjo Daro; no one knows what lies beneath it.) So far, there is little to suggest the residence of a great king here, but it just might be the center of a priesthood, whose monks lived in the cubicles and functioned as a powerful oligarchy in worship of a god and goddess, order- ing society through their ritual authority and enforcing a rational plan in the lay-

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ing out of the cities and maintaining water and sewage systems. What seems most powerful, in IVC, is not monarchical authority so much as some kind of cultural authority, the existence of a conceptual plan for human social life that got peacefully re-created wherever people settled and formed villages and towns. A final question remains: what brought IVC to an end? Between 2000 and 1500 B.C.E. its cities were abandoned and finally all memory of it was lost. Numerous theories have been advanced to account for its fall; the most recent points to a 200-year decrease in precipitation that may have led to the collapse

of IVC (Marris 2014).

Brief Outline of Indian History

Scholars (or students) sometimes joke that history is “one damn thing after another.” It sometimes seems so. Unexpected events become game changers; then the next astonishing thing happens. Invaders, new religions, new twists on old religions, states rise then fall, new technologies, political innovations, droughts and plagues. . . . How can we think about the past without being overwhelmed by it? All the more so when it is a stretch of three or four millen- nia we are talking about. In this section, we attempt to provide a simple frame- work for comprehending the last three millennia of Indian history, which we structure into six large eras: the Vedic Age, the Mauryan-Gupta Empires, the Medieval Period, the Indo-Islamic Period, the British Colonial Period, and the Period of Independence. Of course, periods rarely have clear beginnings and endings, strands of culture persist while new strands come to dominance, and there are vague decades and centuries between periods that defy the orderly structure of periodization. The focus here is on major configurations of Indian society, relying heavily on clues from the early texts (e.g., the Vedas, the Upani- shads, the epics), which are religious and philosophical, for the most part. We reserve discussion of the broad and profound ideas coming out of them, i.e., the history and philosophies of Hinduism and Buddhism, for chapter 6.

The Vedic Age (1500–450 B.C.E.)

For Indus Valley Civilization we have ruins but no words; for the Vedic Age, we have words but hardly any ruins. It’s nice to have words: we can hear the voices of ancient people talking about their world in a series of four books composed in the earliest known forms of Sanskrit. The oldest of the four is the Rig-Veda, formulated in the most obscure Sanskrit, probably composed between 1500 and 1100 B.C.E. in the upper Indus region and transmitted orally for more than a millennium. This text is the oldest known form of any Indo- European language. But it’s a conundrum: if we could read the Indus Valley Script, would we find it’s the same people and culture of the Vedic texts? Or is it a new population with a new culture entering India from somewhere else?

The people of the Vedas called themselves Aryans, “noble men,” and their language was an ancient form of Indo-European, that vast language family that

Indus Valley Civilization (2500–1500 B.C.E.). [top] Exca-

vated ruins of Mohenjo Daro, with the later Buddhist stupa on the citadel and the “great bath” in the foreground. [left] Early nineteenth-century man- uscript page in Sanskrit from the Rig-Veda (1500–450 B.C.E.). Who were the people who built the IVC cities? Who wrote the Vedas? Were they the same or different people? The earliest of the four Vedas was composed around 1200

B.C.E. but not written down for perhaps another thousand years. The consensus of schol- ars is that the Vedas were the sacred texts of Indo-European- speaking people who migrated to India from the northwest over several centuries after IVC had fallen into decline.

includes Greek, Latin, and most European languages, including English (see chapter 2). The Aryans, like the Hittites and Greeks to whom they were linguis- tically related, were an Indo-European-speaking society of Bronze-Age tribal warriors who loved their horses, herded cattle, and were organized patriarchi- cally under tribal chieftains called rajas. They worshipped male gods whose names of Indra (Indara in Hittite), Varuna (Uruvna), Mitra (Mitira), and the Naksatras (Nasatiya) were widely known to Indo-Europeans, as evidenced by the appearance in Hittite texts of about 1400 B.C.E. Like the Greeks, they moved into a region where more advanced urban civilizations were already in decline. Their religion of transcendent gods of the heavens encountered and partially replaced the earth goddesses of agricultural peoples. And like the Greeks, they developed epic stories of heroic and embattled kings based on pos- sible actual events early in the first millennium B.C.E. and much later written down. The Mahabharata, like the Iliad, is an epic tale of bloody warfare among related princes, and the Ramayana, like the Odyssey, is the tale of a long exilic journey in territories of mythical beings ending with a joyful return home. The kidnapped Helen of Troy whose abduction leads to the Trojan War has her counterpart in the abduction of Sita, whose rescue dominates the Ramayana.

But might the newcomers not have been new at all, but simply a survival of the people of IVC? Might the Vedas have been composed in the Indus Valley? This theory has some popular appeal because it places the most sacred sources of Hinduism within India, not originating someplace else. However, the textual evidence does not support this theory. Wendy Doniger, a major authority on the Vedic literature, evaluates the textual basis for the two theories (2009). If the Vedas were written in the cities of Indus Valley, she writes, why do they appear to know nothing of bricks, the basic building material of the Indus peo- ple? Why do they describe a nomadic lifestyle? Why are they so crazy about horses? The Indus Valley seals give us a pretty good picture of the animals that were important to them: bulls, rhinoceroses, elephants, tigers, snakes, croco- diles. Their children fashioned dogs (with collars) out of clay. They had domes- ticated camels, sheep, pigs, goats, and chickens. But no horses. Whereas the Rig-Veda is “intensely horsey” (pp. 96–99). Horses are “observed in affection- ate, minute, often gory, detail. . . . The Vedic people not only had horses but were crazy about horses.” Horses did not originate on the subcontinent and do not thrive there; they have to be constantly imported.

Given the depiction of social life in the Vedas, it seems unlikely these people were the IVC people. Rather, the “Aryans” of the texts were part of a nomadic population that originated on the steppes north of the Caucasus Mountains and spread gradually in the second millennium B.C.E. into Europe, the Mediterra- nean, the Iranian Plateau, and India. All the languages of North India—Hindi, Bengali, Punjabi, Gujarati, etc.—are closely related Indo-European languages. Indo-European-speaking peoples, whose sacred texts were the Vedas, gradually moved eastward into the Ganges Valley, forming small kingdoms such as Kuru, Pancala, Kosala, and Videha. Out of these Late Vedic kingdoms came the tales

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of the Mahabharata and the Ramayana, as well as new religious ideas in the Upanishads. Kashi was the early name for Varanasi (Banaras). After 500 B.C.E., Pataliputra would expand as the capital of the Mauryan Empire.

For the first 500 years of the period we call the Vedic Age, the newcomers made themselves at home in the upper reaches of the Indus. They wrote of encountering empty cities and dark-skinned people called Dasyus whom they scorned and fought. For the next 500 years (from about 1000 to 450 B.C.E.) they moved eastward, discovered the great Ganges system (consisting of the Ganges River and a large number of tributaries), and began setting up small kingdoms all across North India. Certain of these kingdoms became famous in the great epics. In the kingdom of the Kurus, the Pandavas and Kauravas in the Mahab- harata were two hostile clans. Kosala, with its capital city Ayodhya, was Rama’s kingdom, and Mithila was the capital of King Janaka’s (Sita’s father) kingdom; these are all figures in the Ramayana.

The Vedas and other texts being written in these small kingdoms of the Gan- getic Basin describe a social order based on three broad social categories called varnas: Brahmans, Kshatriyas, and Vaishyas, categories that eventually evolve into the caste system. At this point the varnas appear to be functional social groups: Brahmans are priests and purohitas (sacrificers), Kshatriyas are warriors and rulers, and Vaishyas are everyone else: artisans, traders, and cultivators.

Box 5.3 Two Models for Kings in the Ramayana and Mahabharata

Rama’s story is told and retold in hundreds of versions throughout India and Southeast Asia, in poetry and prose, almost always as a public event. It is chanted by pandits reading from a text or enacted by traveling troupes of actors or per- formed by puppets. For the last 150 years the Ramayana has been an annual event at a site across the Ganges River from Banaras. In nightly episodes lasting a month, Rama’s 14-year exile is reenacted by actors and followed by audience-pilgrims who literally journey from site to site where all the critical locations, from Ayodhya to Sri Lanka, are reproduced around the palaces and gardens of the Maharaja of Banaras. The actors who play Rama, Sita, Lakshman, and Hanuman are svarup, “forms” or incarnations of the divine figures themselves, worshipped with garlands and pranams (a gesture of reverence to the feet of superior beings) at the end of each performance. Before the final performance of farewell to Rama and Sita, they are carried by royal elephants to the palace, where the Maharaja of Banaras, dressed simply as a devotee of Rama, washes their feet and garlands, and feasts them.

A televised serial in 1987 had over 80 million viewers, the most watched program ever on Indian television. Paula Richman (1991:3) describes the reactions of viewers:

It was not just that people watched the show: they became so involved in it that they were loath to see it end. . . . Sanitation workers in Jalandhar went on strike because the serial was due to end without depicting the events of the seventh, and final, book of the Ramayana. The strike spread among sanitation workers in many major cities in North India, compelling the government to sponsor the desired episodes in order to prevent a major health haz- ard. . . . Many people responded to the image of Rama on the televi-

sion screen as if it were an icon in a temple. They bathed before watch- ing, garlanded the set like a shrine, and considered the viewing of Rama to be a religious experience.

After transforming India’s television audience into a devotional congregation for a year, the Ramayana inspired a more omi- nous event. On December 6, 1992, Hindu

When the Ramayana was serialized for Indian television, the entire nation came to a standstill. Viewers treated it as a reli- gious event, bathing prior to watching and lighting incense on their television sets. Gift sets of the show came out on DVD, such as this one of episodes 9–13 (out of 38).

mobs led by right-wing, religiously motivated political parties demolished a six- teenth-century mosque said to have been built by the first Mughal emperor, Babur, over the birthplace of Rama in Ayodhya, setting off Hindu–Muslim riots across India in which more than 5,000 people were killed.

(continued)

A text that has such life, age after age, is certainly a many-stranded thing; each gen- eration and class brings its own preoccupations to the narrative. Gandhi used the sym- bolism of Ram rajya, Rama’s reign, to mobilize Indians around a vision of a new golden age of an independent India, using a hymn to Rama as a nationalist rallying song.

However, during the era when the Ramayana was composed and had its first audiences—sometime between 750 and 500 B.C.E.—it was surely addressing differ- ent social concerns. As we know from all the epics that describe life in those times (the Ramayana, the Mahabharata, and the Harivamsa), it was a violent era of bloody succession fights and conflict between small kingdoms. Kingdoms built by strength of arms had not found ways to “moralize” the exercise of power. The other great epic from this period, the Mahabharata, is the most pessimistic of all, describing a war of apocalyptic proportions with horrible weapons of destruction that ends with eigh- teen million corpses and the death of every principal character. King Dhritarashtra, in

This sixteenth-century painting portrays the most famous epi- sode in the Mahabharata in which Prince Arjuna (in chariot on right, aiming his arrow) is urged into battle against his cousins by his charioteer, who is Krishna in disguise. The gods watch from on high.

desolation, says: “This world is savage. How can one understand the savagery of this world?” and Bhishma replies: “You are part of it.” The Mahabharata cannot imagine a dharma for a kshatriya (warrior) other than this one:

[The kshatriya] must always be ready to slaughter the enemy, he must show brav- ery in battle. . . . Killing is the chief dharma of one who is a kshatriya. There is no higher duty for him than to destroy enemies. . . . [A kshatriya] who would satisfy the claims of his dharma, a king in particular, must fight.

Mahabharata 12.60.13–18

The most famous and beautiful section of the Mahabharata is the Bhagavad-Gita (the “Song of God”), where the warrior-prince Arjuna halts in his chariot, filled with dread at the coming battle where he must kill his cousins or be killed by them. The god Krishna has taken the form of his charioteer and urges him on, giving him moral justification for it:

I am time grown old, creating world destruction set in motion to annihilate the worlds;

even without you, all these warriors arrayed in hostile ranks

will cease to exist.

Therefore, arise and win glory!

Conquer your foes

and fulfill your kingship!

They are already slain by me.

Be just my instrument,

the archer at my side! (Miller 1986:11–12)

But the Ramayana has a new vision for kings. Its author, Valmiki, writing the Rama- yana for kshatriya patrons, suggested a different dharma for kshatriyas. Rama rejects “the kshatriya’s code [rajadharma] where unrighteousness and righteousness go hand in hand, a code that only debased, vicious, covetous, and evil men observe” (Pollock 1986: 68). Rama is the first kshatriya prince to renounce artha, power. When palace intrigue puts his succession into jeopardy, instead of plunging into warfare to claim his rightful throne—the Mahabharata solution—he goes into a 14-year exile, liv- ing like an ascetic in the wilderness. On his return to Ayodhya at the end, purified by his suffering in exile, empowered by his asceticism, and made wise enough to gov- ern, Rama ushers in a utopian age of peace, abundance, and righteousness.

Clearly, there was another vast population in these regions who were not Indo- Europeans (i.e., Aryans), who spoke other languages, who supported themselves by cultivation outside the small kingdoms being founded by the newcomers. These dark-skinned Dasyus would slowly be absorbed into these kingdoms as society grew larger and more complicated, and the vocabulary and idioms of the texts would provide a conceptual framework for incorporation. But that is a pro- cess that took hundreds, indeed thousands, of years and is still going on. Remem-

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ber the concept of “Zomia” discussed in part II: the zones of resistance— mountains, jungles, and wastelands—where independent peoples try to stay out of reach of states. Modern India still has vast areas of such independent people resisting absorption into the caste system, especially in eastern and central India. Another body of texts attests to the emergence of persons discontented with urban life in the small kingdoms, opting instead for a lifestyle of spiritual practice and renunciation. The Upanishads bring new religious ideas that chal- lenge the dominance of priestly Brahmans and their mastery of ritual on behalf of kings. The forest seemed to call to people in the crowded cities of the late Vedic age. We hear of forest-dwelling sages such as Valmiki, who tells the story of Rama’s exile. Bands of renouncers traveled together, or individual mystics holed up in caves and mountaintops seeking a new reality that breaks with much of the worldview of the Vedas and the Brahmans. Among these was Gautama (the Buddha), who as a prince in the small kingdom of Sakya, had everything a man of the Vedic age could want, but outside his palace he encountered sickness, old age, and death, and decided to join a band of renouncers to escape this world. (The main story of the Buddha is told in the next chapter.) This was certainly a critique of contemporary society. The state, it seems, could not be everything to everyone. While marginal tribal popula- tions tried to keep their distance and many of those at the heart of it embraced

renunciation, nothing could stop the growing power of state society.

The Mauryan-Guptan Empires (323 B.C.E.–550 C.E.)

A century and a half after the death of the Buddha, Alexander the Great invaded India in the west, the first firm date we have in Indian history (i.e., 326 B.C.E.). Historians traveling with Alexander reported the marvels of India: trees that produced wool (cotton), trees so gigantic that 500 troops could shelter under each one at noon, vast numbers of monkeys, and a large city, Taxila, governed by good laws whose king welcomed Alexander with kindness. They provided lengthy descriptions of the customs of the country and described a society of multiple castes and categories specialized by occupation. They noted three kinds of religious men: Brahmans, who were ritualists and advisors to kings; Buddhists, philosophers who were contentious and fond of argument; and naked ascetics who lived in the open air.

The small northern states were finally conquered and unified in 323 B.C.E. by Chandragupta Maurya, whose capital was at Pataliputra (now Patna) in a region south of the Ganges River known as Magadha (now south Bihar). At its peak, the Mauryan Empire was larger than any Indian government until Brit- ish times. A manuscript in Sanskrit discovered in 1905, probably unread for a thousand years, revealed the real world of political power underlying all the ancient religious texts that seems to portray an “empire of the spirit.” It proved to be a text on political power resembling Sun Tzu’s The Art of War or Machia- velli’s The Prince—although written sometime during the Mauryan Empire by a royal minister named Kautilya. “Kautilya makes Machiavelli look like Mother

Teresa,” writes Doniger (2009:202). This work, the Arthashastra, advocates not only military might but “wit and intellect as well as guile, cunning, and deceit”—surveillance and even assassination in the practice of statecraft (Khil- nani 2016:32). Here’s one example: impress people with your brilliance by pre- dicting someone is going to die, then have him killed. Kautilya assumed a world of kings in perpetual conflict, of mandalas (circles) of competing inter- ests, where spy craft was essential, bureaucrats were likely to be corrupt (he identified 40 forms of embezzlement), and royal power needed to be autho- rized by priestly ritual action. However, even with all this political realism, kings needed to seem indifferent to power and wealth for its own sake.

Kautilya comes as a shock up against the more common idealized picture of ancient kings. Think especially of the beloved Rama, whose golden age still stands as some kind of moral political idea in modern India. Another king, forgotten for ages in India but revered throughout the Buddhist world much as Rama is revered in India, was Ashoka, known in his time as King Piyadassi, “beloved-of-the- gods.” He inherited the vast Mauryan Empire built by his grandfather and pushed it further south in his early years in bloody wars against southern kingdoms such as the Kalinga. Legends tell of his conversion to Buddhism and repentance for the suffering his wars inflicted, followed by development of a new moral code for kings, a rajadhamma (rajadharma) of tolerance and compassion for his subjects and improvements—we might call them infrastructure—to make social life function better. He built a road connecting the western cities like Taxila across the agricul- tural lands of North India to his capital at Pataliputra that came to be called the Grand Trunk Road (and still exists). Along its route he planted banyan trees and mango groves and dug ponds and built resting places for travelers.

Ashoka propagated Buddhism as the moral compass of his empire in vivid and concrete ways. He is said to have divided the remains of the Buddha into 84,000 caskets and built 84,000 stupas (among them were some of the stupas opened by Charles Masson in Afghanistan) across his empire to hold them. These became centers of spiritual power and merit, functioning like temples to draw Buddhist pilgrims. He also had constructed pillars and rock monuments memorializing his values at the borders and in important centers of the empire. These continue to be discovered; the number stands at 33 today (see box 5.4). The inscriptions are in brahmi, a script created toward the end of the first mil- lennium B.C.E., but gradually lost over the next centuries, so that for long the monuments could not be read, even by the greatest scholars.1

These rock edicts appear to be personal to Ashoka, often written in his very voice, and give a glimpse of the Buddhist values he extolled. For example, Rock Edict IV:

Promulgation of dhamma has increased that which did not exist over many centuries: abstention from killing, kindness to creatures, respect to relatives, respect for Brahmans and Shramanas [ascetics], and obedience to mother, father and elders. This dhamma conduct has increased in diverse ways, and will increase more thanks to King Piyadassi, beloved of the gods.

Box 5.4 The Words of Ashoka, from the Thirteenth Rock Edict

When the king, devanampiya [“Beloved of the Gods,” i.e., Ashoka], had been con- secrated eight years, Kalinga was conquered, 150,000 people were deported, 100,000 were killed, and many times that number died. But after the conquest of Kalinga, deva- nampiya began to follow dharma, to love dharma, and to give instruction in dharma. Now devanampiya regrets the conquest of Kalinga, for when an independent country is conquered people are killed, they die, or are deported, and that devanampiya finds very painful and grievous. And this he finds even more grievous—that all the inhabit- ants . . . suffer violence, murder, and separation from their loved ones. . . . The par- ticipation of all men in common suffering is grievous to devanampiya. Moreover there is no land, except that of the Greeks, where groups of Brahmans and ascetics are not found, or where men are not members of one sect or another.

For all beings devanampiya desires security, self-control, calm of mind, and gentle- ness. Devanampiya considers that the greatest victory is the victory of dharma; and this he has won here and even 500 leagues beyond his frontiers in the realm of the Greek king Antiochus, and beyond Antiochus among the four kings Ptolemy, Antigo- nus, Magas, and Alexander. Even where the envoys of devanampiya have not been sent, men hear of the way in which he follows and teaches dharma, and they too fol- low it and will follow it. Thus he achieves a universal conquest, and conquest always gives a feeling of pleasure; yet it is but a slight pleasure, for devanampiya only looks on that which concerns the next life as of great importance.

I have had this inscription of dharma engraved that all my sons and grandsons may not seek to gain new victories, that in whatever victories they may gain they may prefer forgiveness and light punishment, that they may consider the only victory the victory of dharma, which is of value both in this world and the next, and that all their pleasure may be in dharma.

Source: Modified from William Theodore De Bary, ed., Sources of Indian Tradition. Vol. 1. New York: Columbia University Press, 1958, p. 144.

Some of the stone pillars were topped with four lions facing the four direc- tions, with a wheel directly beneath them. The wheel is the “wheel of dhamma,” the wheel that carries the teachings of the Buddha across the land. Ashoka was a chakravartin, a “universal ruler” over all the earth. That lion cap- ital is now the symbol of the Republic of India, seen on the rupee note, on the flag, and on public documents.

The Gupta Empire (320–550C.E.). After Ashoka’s death, the Mauryan Empire dissolved, and there followed 500 years of decentralization. During this time a thriving coastal trade took Indian cultural influence—Brahmanism, Buddhism, and Indic ideas of kingship—to Southeast Asia, especially to Thai- land and Cambodia. But in 324 C.E. the empire was rebuilt from Pataliputra on new lines. This empire, the Gupta, is often called the “classical era” because of its inventiveness in art, architecture, literature, science, and mathematics. Why

do the stars seem to move westward? Because the earth rotates on an axis, wrote Aryabhata in the fifth century C.E. Other thinkers developed trigonome- try, defined zero, and calculated the solar year accurately. During this time the great narrative cave art at Ajanta, depicting scenes from the life of the Buddha, was produced. The Gupta age gradually reembraced Brahmanical orthodoxy, returned to the Vedic rituals of kingship including the dramatic spectacle of the horse sacrifice, and reinvigorated the caste system.

We have a helpful firsthand account of life in Gupta India from an unex- pected source: A Chinese Buddhist pilgrim known as Faxian traveled all the way across Central Asia and down into North India in search of authentic Buddhist knowledge and texts, departing China in 399 and returning by sea around 410. In his memoir, A Record of the Buddhist Kingdoms, he described life in Pataliputra, kings who hosted him, and large monasteries filled with shaven- headed monks. He witnessed royal ceremonies honoring the Indic gods, bodhi- sattvas, and the Buddha, led by Brahmans. Buddhism and Brahmanism were equally honored, but not for long; two centuries later, another even more famous Chinese pilgrim, Xuanzang, made the same journey, but by this time (627 C.E.) the Gupta dynasty had collapsed and Xuanzang encountered empty monasteries and a much reduced Buddhist presence. (The religious import of these journeys is discussed in more detail in chapter 6.)

Medieval Period (550–1210 C.E.)

Another period of decentralization began at the end of the Gupta period, but these “between” eras were important moments in Indian history. Numer- ous local kingdoms and monarchies arose, such as in western India, with a pro- liferation of ruling lineages that became the Rajputs (Chattopadhyaya 1997), who claimed lineage glory and legitimacy by projecting genealogies back to the sun or to various gods.

The caste system expanded during this period and achieved much of the complexity we have known in recent times. The old Vedic idea of varna got stretched, reinterpreted, and applied to new groups of people being brought under the control of local kingdoms. As independent tribes and cultivators got pulled into the orbit of small states, they were assigned a position in the varna system. Some warlike groups became Kshatriyas, but most new groups were identified as Shudras. To the original three varnas—Brahmans (priests), Kshatriyas (warriors and rulers), and Vaishyas (merchants, artisans)—was added a fourth category: Shudra. Vaishyas came to refer primarily to mer- chants, and Shudras were everyone else: artisans, servants, agriculturalists. These were little more than labels to show the rank of groups within society as a whole and the overall structure of dominance and subordination, but the labels did not constitute actual communities of intermarrying families; those groups were called jati, that is, the actual group we call “caste” in English (see the section titled “The Caste System”).

Two Rajput warriors in a wall fresco in Jodhpur, Rajasthan.

Also during these centuries, Hinduism was changing, or as some argue, it was actually coming into existence, depending on how one wants to think of the Brahman-dominated practices of previous centuries all the way back to the Vedic Age. Where Brahman ritualism had been court- and household-based, there emerged a new intense devotionalism to particular gods for whom tem- ples were built as centers of worship. The most popular deities were not exactly new, but newly dominant, especially three: Shiva, Vishnu, and the divine femi- nine, Devi (Shakti). These high gods and goddesses were known through com- pilations of mythology about them in the many Puranas, and numerous other deities were declared to be incarnations of a single high god. For example, Kali, Durga, Sati, Sita, Saraswati, Chinnamasta, and Gauri are all forms of Devi. Vishnu had 10 incarnations, including Krishna, Ram, and the Buddha.

The Indo-Islamic Period (Twelfth to Nineteenth Centuries)

The Indo-Islamic period began with a series of hit-and-run incursions from the west, but finally produced two settled historic periods in which rich hybrid cultures were created by the intermixture of Afghan-Turkish-Persian-Mongol- Indian cultural strands. Everything was affected: society, religion, art, and architecture, so that we can speak of a civilization that became “Indo-Islamic.” For most of this time, local populations lived peacefully together in towns and

villages across the subcontinent, their temples, mosques, saints’ tombs, and shrines patronized by everyone.

By the eleventh century, India had become “an ocean world-economy” with important trade to West Asia and to China (Bose and Jalal 1998). Arab traders settled along India’s west coast, bringing the first inklings of Islam but not really intent on religious proselytizing. Mahmud of Ghazni invaded India 17 times between 1000 and 1027, primarily going after treasure from India’s great temples and monasteries, slaughtering “shaven-headed (Buddhist) monks” along the way. By the end of this period, Buddhism had disappeared from India, the surviving monks fleeing north to Nepal or south to Sri Lanka. These invaders were ethnic Turks, who were moving from Central Asia not only into India but also westward, where they founded the Ottoman Empire.

In 1192 Mohammad Ghori, a Turk, established the first Sultanate in Delhi. This was the beginning of cultural assimilation and fusion that grew into Indo- Islamic culture. Though as Muslims they brought Sharia law with them, they did not impose it on the indigenous population, who continued to be governed by local traditions. They brought other new ideas from West Asia: a fierce egalitari- anism that resisted the caste system and therefore made Islam appealing to many of the lowest social orders, although they could not entirely resist the hier- archizing influence of caste, especially in relation to low-caste converts to Islam. They contributed a strong belief in monotheism, in contrast to India’s polythe- ism. The newcomers were mostly Sunni, but the mystical form of Islam known as Sufism better suited Indian sensibilities. They brought new forms of architec- ture: the dome, the mosque, the tomb. Kings were not god-kings, as in Indic forms of kingship, but humans who ruled by Allah’s will, as the Prophet Muhammad himself had been not only the final Prophet but also a warrior chief. The Mughals replaced the Sultanate in 1526, when a Turk named Babur, who was descended from the Mongol Genghis Khan on his mother’s side, defeated the last of the Delhi sultans. The Mughals expanded their control over India through a century of acquisitions and created a rich and brilliant court in Delhi where the so-called “Great Mughals” patronized poetry, art, and archi-

tecture for the next two centuries.

No personality radiates from Indian history with the vibrancy of Akbar. He was a contemporary of Elizabeth I and part of a new cultural strand in India for whom the actions of kings were worthy themes to write about; therefore, we know a great deal about him. At the age of 13, in 1556, he inherited the Mughal Empire founded by his grandfather Babur. By his 20s, he had consoli- dated and expanded the empire by conquest north and south so that, by his death in 1605, his domain stretched from Afghanistan to Bengal, from the Himalayas to the Deccan. India has had conquerors aplenty; it is not Akbar the warrior who leaps from the pages of history, but a vivid personality whose actual face is known from dozens of paintings and whose life and times were recorded in admiring detail by contemporary writers. His biography, the Akbar- nama, was written in his lifetime by Abu’l Fazl and illustrated by court painters

chosen and personally overseen by Akbar himself (see the image on the facing page). The 19-year-old emperor is at the epicenter of one scene in which a charging bull elephant chases another across a pontoon bridge. Holding him- self by a bare foot hooked under the harness of “Sky-Rocket” (Hawa’i), the meanest, most wicked elephant in India, Akbar has driven him against an equally aggressive elephant, now fleeing in defeat. The pontoon bridge breaks under the fury of their charge, throwing men into the water on either side, while others rush to pull the emperor from the danger he has put himself in.

Akbar maintained a workshop of over a hundred artists who painted epi- sodes from past and recent history, recorded scenes of Hindu life, and exhaus-

Emperor Akbar commis- sioned an illustrated chron- icle of his reign, called the Akbarnama, which was produced between 1590 and 1595. This painting was part of a two-page composition, showing an event when Akbar mounted his most difficult elephant, Hawa’i, then faced off with an equally difficult elephant of his enemy on a bridge of boats, which collapses under the weight. The artists were Basawan and Chetar.

tively illustrated events from the Mahabharata, Ramayana, and Harivamsa, which Akbar had translated for the Muslim elite. He sat for his own portraits and also had all his noblemen sit for theirs, so that paintings of the emperor holding darbar (court) are filled with faces that really sat before the emperor. But the Akbarnama is the masterpiece, a work in 12 volumes with 1,400 illustra- tions, which took 15 years to complete (Welch 1978:40). These remarkably detailed paintings are all the more amazing for being miniatures. The scene of Akbar and the two elephants was only 13" by 8". They were painted in opaque watercolor with brushes made of a few hairs plucked from kittens or baby squirrels, which fit on the fingertip of the artist. The glint of sunlight burnishing a North Indian scene was accomplished with pounded gold mixed with a little silver or copper.

Akbar was the greatest of the “Great Mughals,” a line of brilliant, long- lived, cultured, often enlightened, and frequently cruel rulers whose zenith were the four men, Akbar, Jahangir, Shah Jahan, and Aurangzeb, whose four reigns spanned the years from 1556 to 1707. Later Mughals continued to patronize the arts, but it was the “Great Mughals” whose patronage was responsible for the most significant examples of Indo-Islamic architecture such as the Taj Mahal, commissioned by the “Engineer Shah”—Shah Jahan—for his favorite wife, Mumtaz Mahal.

After the “Four Great Mughals,” weaker rulers followed in the eighteenth century as the British were maneuvering into India to trade. The “Last Mughal,” Bahadur Shah Zafar, died in exile in Burma in 1862.

British Colonial Period (Eighteenth to Twentieth Centuries)

On December 31, 1600, Queen Elizabeth I granted a royal charter to the East India Company, a group of 215 London merchants who put up shares to form one of the first joint stock companies in the world. (The Dutch had organized one the year before.) The company was given a monopoly on trade to the East, espe- cially India, China, and Indonesia, where the Dutch dominated the lucrative spice trade. Eleven years later, an English representative, Sir Thomas Roe, was in the Mughal court of Emperor Jahangir, petitioning for a monopoly on trade in India with promises of rare goods from Europe in return for permission to build factories (i.e., warehouses and trade centers) in various strategic spots in India. Over the next century and a half, the East India Company expanded its factories in India and squeezed out its European competitors, the Dutch, Portu- guese, and French.

Increasingly powerful in India, the Company became a de facto political

entity, supported by their own private army and with forts in Bombay, Madras, and Calcutta, competing with the many Indian princes as the Mughals slowly lost control of their empire. The Company was nicknamed “John Company Raj,” governing large sections in the vicinity of their forts and competing polit- ically and militarily with local princes. In two major battles in 1757 and 1764, the Company under Robert Clive defeated the Mughal Emperor Shah Alam II

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and was granted a vast territory to rule and right to collect revenues; this grant is known as the Diwani of Bengal. The East India Company was now a great Raj of India, in control of a region that included much of what is now Bengal, Bihar, Orissa, and Bangladesh.

For the next century the Company learned to govern India under a mix of indigenous and British customs and laws. They attempted to rationalize taxation and land revenues, reshaping the structure of land use and the landed class. They built a large army based on a small number of English officers and a large force of sepoys, that is, “native” regiments. However, in 1857 a bloody rebellion broke out (called the “First War of Independence” or the “Indian Mutiny,” depending on your point of view), in which atrocities on all sides included the slaughter of women and children. This was the end of John Company Raj, as the British Crown took over direct control and Victoria became Empress of India.

Under British rule, modern institutions in education, medicine, land reform, and democratic values produced a Western-educated Indian elite with an eye on ultimate independence. In 1885 the Indian National Congress was formed, fostering nationalist sentiments over the next half century under the key concept of swaraj—self-government. Under the leadership of Mahatma Gandhi, Jawaharlal Nehru, and Mohammad Ali Jinnah, and after World War II had exhausted Britain, swaraj was attained on August 15, 1947 (see chapter 12).

Era of Independence

When the flags of the Republic of India and the Islamic Republic of Paki- stan were raised over Delhi and Lahore, the British Indian Empire was divided into two (and later three) nations, with large Hindu and Muslim majorities in their respective nations, but with substantial minorities of the other group. However, these were not the only sources of identity politics causing friction. There were 562 “princely states” that had never been entirely absorbed by the British government of India and whose rulers had to be retired so that all of India could be part of the republic. There were numerous regional and linguis- tic divisions. The 29 current states (there are also seven union territories) are the product of no less than 12 redrawings of boundaries to satisfy “linguistic nationalism,” the latest in 2014. No one language, faith, or race holds India together; yet it is the world’s largest democracy, a secular state with a constitu- tion guaranteeing free speech, a free press, and equality before the law. It did NOT ban the caste system (our next topic), as many people believe, but it did ban “untouchability” and some of the worst offenses of caste.

The Caste System

Caste is a controversial topic. It is indiscreet to refer to it in public settings. It is rude to ask a person’s caste. Many Hindu organizations deny that caste is intrinsic to the Hindu religion (e.g., HAF 2011). The pervasive hierarchy of the caste system is contradicted by the principle of equality under the law of the

Indian constitution. Scholars have written about the “eternal” caste system, the “immutable” caste system, as if it has existed unchanged forever. Many people think the constitution and the law have abolished it. Some claim it no longer exists.

Yet, the caste system is ever present in the background. People guess each other’s caste if they don’t already know it. Surnames often reveal it, and in vil- lage India, everyone knows everyone’s caste. Politicians play to caste blocs, and people vote in caste blocs. Matrimonial advertisements almost always state or imply the caste of the girl (or boy) they are looking for. Yet in a nation of 1.3 billion people, caste is still a central organizing principle that impinges on almost all identities (even Muslims, Sikhs, Hindus, Buddhists, Jains, and Chris- tians, who all formally oppose it but have been unsuccessful in totally escaping from it) and provides the principal social identity and local community for the vast majority of Hindus. It is also considered a social problem requiring gov- ernment efforts of uplift and remediation for the two hundred million Dalits (“oppressed,” formerly known as “untouchables”), roughly 20 percent of the population. The Indian constitution recognizes “Scheduled Castes” and “Scheduled Tribes,” both historically oppressed groups that have legally defined rights such as reserved seats in government and places in universities. There are also “Other Backward Castes,” which seems like an aspersion until you realize they have certain privileges coming out of the reservations systems, which have led to even some high-caste groups claiming to be “Backwards” in order to claim these advantages (see the section, “Social Justice: Reservations for Scheduled Castes and Scheduled Tribes”).

Ancient Sources on the Caste System

The earliest sources on caste are the Vedas and other early texts, most of them the products of Brahman writers and therefore conveying a Brahmanical social ideology. Do these texts portray the actual world of the times, or an ideal world of the Brahmans’ imagining? We cannot firmly answer that question, other than to point out that over centuries these texts took on a normative role that acted back on society by forcing conformity. Even if they started out ideal- istically, they ended up by defining the moral order for society. In this sense it is correct to say that the caste system is the moral order for much of Indian soci- ety, past and present.

Take, for instance, the Myth of the Cosmic Sacrifice, found in the Rig-Veda (10.90). This is only one of several creation myths, but it is the one most rele- vant to the social order (see box 5.5). Purusha is some kind of primeval man or cosmic being whose sacrifice by the gods—who seem to already exist—brings the whole universe into existence. They kill and dismember him; his mouth becomes the priests (Brahmans, who utter the sacred speech); his arms are the Kshatriya (warriors, kings); his thighs the Vaishya (the common people, food producers), and his feet the Shudras (servants). This order is not horizontal but vertical: Brahmans are superior to Kshatriyas, Kshatriyas to Vaishyas, and

Box 5.5 The Cosmic Sacrifice

When the gods performed the sacrifice with Purusha as the offering, spring was the clarified butter, summer the fuel, autumn the oblation. They anointed Purusha, the sacrifice born at the beginning, upon the sacred grass. With him the gods, perfected beings, and sages sacrificed. From that sacrifice in which everything was offered, the melted fat was collected, and he made it into those beasts who live in the air, in the forest, and in villages. From that sacrifice in which everything was offered, the verses and chants were born, the meters were born from it, and from it the formulas were born. Horses were born from it, and those other animals that have two rows of teeth; cows were born from it, and from it goats and sheep were born.

When they divided Purusha, into how many parts did they apportion him? What do they call his mouth, his two arms and thighs and feet? His mouth became the Brah- min; his arms were made into the Kshatriya (warrior); his thighs the Vaishyas (the peo- ple); and from his feet the Shudras (servants) were born. The moon was born from his mind; from his eye the sun was born. Indra and Agni came from his mouth, and from his vital breath the Wind was born. From his navel the middle realm of space arose; from his head the sky evolved. From his two feet came the earth, and the quarters of the sky from his ear. Thus they set the worlds in order.

There were seven enclosing-sticks for him and thrice seven fuel-sticks, when the gods, performing the sacrifice, bound Purusha as the sacrificial beast. With the sacri- fice the gods sacrificed to the sacrifice. These were the first dharmas. These very pow- ers reached the dome of the sky where dwell the perfected beings, the ancient gods.

Rig Veda 10.90

Source: Wendy Doniger O’Flaherty, 1988.

Vaishyas to Shudras. From this same sacrifice came not only the four human orders but all the beasts of the air (birds), forests (wild animals), and villages (domesticated animals), as well as the sacred language of verses, chants, and formulas. So, we are to assume, the four hierarchical categories of humans were established at the very founding of the universe, the core of the human social order, on a par with the animal species.

This four-way classification is known as the varna system, a simple for- mula that can be stretched in numerous ways; it provides four slots to which all kinds of social groups can be assigned. As new social groups or farming com- munities or tribes were encountered and absorbed by society, their subgroups were assigned to one of these four categories. In South India, the actual groups were different from those in the north or west, yet the varna system served well enough to categorize groups into the hierarchical order so that an unknown group’s place in the hierarchy could be recognized from any part of India.

However, these varna categories are not castes. Though there are four main varnas, there are thousands of castes, and these are the actual relevant commu- nities for individuals and families. In any one area there may only be a handful

or a few dozen castes, all interconnected through occupation and the varna hierarchy. The word caste comes from Portuguese for “race” or “breed,” which somewhat captures the actual Indian term, jati, which means “birth” and is also the term for “kind” or “species,” as in a kind of being or a species of animal (Marriott and Inden 1977). Cows, dogs, tigers, Brahmans, Rajputs, Chamars are all jatis: kinds of beings, each with respective characteristics; they have dis- positions, customs, lifestyles, occupations, food preferences, and limitations on mating. The differences among animal species appear to be the model for dif- ferences among human species. Of course with animals these characteristics are biological while among humans they can be altered or ignored. But they shouldn’t be. That’s the conventional and ancient morality. The sense is that this is a given, natural, and moral order; it exists from the foundations of the universe; and the word for that is dharma. Dharma is also sometimes translated as “reli- gion,” or “morality,” or “righteousness,” or the “cosmic order.” The ancient texts that outline these principles are known as the Dharmashastras—the teachings on dharma. And dharma is not universal; it is specific to the social units known as castes.

In the Bhagavad-Gita, Prince Arjuna on the battlefield is reluctant to go forward and kill his own relatives, the Kauravas, with whom he is at war. His charioteer, who happens to be Krishna in disguise, reminds him of his duty: “Killing is the chief dharma of one who is a Kshatriya.” It is not you who kills, but me, he says; “be just my instrument, the archer at my side!” And he adds: “How many times should I remind you that it is better to do one’s duty [dharma], though imperfect, than the duty of another even well performed?” Though this statement encourages one to embrace one’s own jati-dharma, else- where in the Gita Krishna says: “All beings are equal to Me. There is none especially hateful to Me, nor one who is especially dear to Me. But all those who worship Me with devotion are in Me, and so am I in them” (Bhagavad- Gita 9.29). In other words, there is a higher equality—being beloved by Krishna—that transcends the caste system.

Social processes that evolved as moral imperatives over centuries make it extremely difficult to escape them. There is no changing the caste identity into which one is born—everyone will continue to identify you with your caste; your family will ensure that your spouse is from the same group, your children will have the same identity, and no matter what you accomplish in life, you will die as a member of your caste.

Economics of Caste: The Jajmani System

In the past, and still to a certain degree in the present for many people, there was an occupation associated with jati. Name an occupation—priest, pot- ter, goldsmith, carpenter, farmer, sweeper, scribe, bangle maker, cowherd, gar- dener, barber, dancer, musician, thief—all were considered hereditary jatis. Some were considered “high,” some “low,” depending on the purity or impu- rity of the occupation. Many of these hereditary occupations were viewed as

rights similar to labor unions; in many villages, for example, a rich landowner could not cut his own hair because that was the barber’s right. The barber’s wife was entitled to aid the landlord’s and the Brahman’s wives in childbirth. In exchange for these services there were customary benefits: a bit of land to work, a small share of the landowner’s harvest, hand-me-down clothes, meals. These exchanges of services and benefits were crucial for survival and the basis of the nonmonetized village economy. Yet, not everyone today will actually engage in this occupation, even though there is believed to be a natural affinity toward that kind of work among people born into that caste.

It is in India’s 640,000 villages, where 68 percent of Indians live (according to the 2011 census), that the caste system is most evident. In the mid-twentieth century, when American anthropologists began doing research in India, it was to the villages they headed. In India they were keenly aware that one village cannot stand for a whole civilization, yet what went on in those villages was a natural starting point, and anthropological methods could best be applied. Other scholars would have to study urban centers, the state, the texts, and his- tory. As a result, early anthropology in India emphasized the caste system that so deeply organized village life.

This young man is a member of the potter (Kumhar) caste in a north Indian town. His caste has a monopoly on making pottery of all kinds (here he is making roof tiles). He is married to a girl of the same caste. Occupational specialization was a key characteristic of the caste system and its local economy for centuries, although it is now possible for people to leave these hereditary occupations for new ones.

Though the specific set of castes varied from region to region, many fea- tures turned up almost everyplace. In a typical village you find a dominant caste that is the major landowner, owning much or all the land, or even the whole village. In Madhopur (Cohn 1955) and Sirkanda (Berreman 1963) it was the Rajputs. In Kishan Garhi it was the Jats (Marriott 1955). In Kumbapettai (Gough 1954) and in Karimpur (Wiser and Wiser 1963) it was Brahmans. In Pahansu it was Gujars (Raheja 1988). In Rampura it was Okkaligas (Srinivas 1963). Note that these villages are distributed across India: Uttar Pradesh, Gujarat, Mysore, Madras.

These dominant castes may be high or low in the varna hierarchy, but they are invariably powerful as a result of the resources they control and, usually, the number of their households. For example, in Rampura village, the dominant Okkaliga caste was by far the largest, with 735 persons; the next largest was the Kuruba, a sheepherding caste of 235 persons. The Okkaligas were the most powerful caste, but not the highest ranking; that was the Brahmans with a grand total of 15 persons. Because of their control of the most crucial resource—land—the dominant caste is linked with other village castes in a complex economic and ritual network. The others provide extra labor during tilling and harvesting and provide services to the landowners’ households. The landowner is the patron (jajman) and the economic system that connects his caste with others is known as the jajmani system. It is about economic and rit- ual interdependence.

Case Study: Two Hundred Years of Caste in a North Indian Village

In contemporary India, these village jajmani systems have undergone changes that have been documented by more recent anthropologists. A particu- larly vivid example comes from the state of Bihar in the northeastern part of India (Chakravarti 1986, 2001a, 2001b). The village of Aganbigha was founded 200 years ago by a man named Ishwar, a member of the Bhumihar caste, who was granted land by the maharaja. He immediately set about assembling a full complement of serving castes to establish a classic jajmani system. These Bhu- mihars considered themselves too high ranking to personally cultivate the land, so they brought in lower-caste cultivators to actually work it. Under British law, both the Bhumihars and these lower caste cultivators had rights in the land.

In order to expand cultivation to marshy land nearby, the Bhumihars brought in members of a tribal group, the Santhals, to reclaim the land, work- ing on it for half the produce. However, when the Santhals began to claim offi- cial cultivation rights to this land, the Bhumihar landowners attempted to replace them with Yadavas, a more pliable caste willing to accept their place in the caste hierarchy. At the same time the Bhumihar landowners began calling themselves “farmers” (kisans) rather than the more prestigious “landowners” (zamindar) in order to claim land rights for themselves. Throughout the 1930s there was a great deal of agitation by various agricultural castes over land rights

led by the reforming Swami Sahananda, himself a Bhumihar, in the mode of Mahatma Gandhi.

In the 1960s, agriculture began to be restructured along capitalist lines. Trac- tors put plows out of business, along with the farmers who previously owned them and plowed fields for the landowners. Previously it took 60 days to plow 25 acres with oxen; with a tractor it could be done in 20 hours. The Yadavas, San- thals, and other farming castes were reduced to day laborers at the lowest possi- ble wages, as the Bhumihars controlled more and more land. Meanwhile, Bhumihars became more and more powerful in regional politics; one of their members became the chief minister of Bihar. In 2010 a rumor circulated that a bill was being considered that would redistribute land away from Bhumihar landowners to the impoverished former cultivators; but the chief minister sided with the Bhumihars, declaring this was just a vicious rumor and whoever was spreading it was “sowing seeds of hatred and discontent” (Ahmad 2010).

This case study, which could be multiplied hundredfold, illustrates the con- tinuing relevance of caste identities in rural economics. It is still true that “the circumstances of birth into a low-ranking caste tend to determine their social and material conditions” (Chakravarti 2001b:1459). (For more on the ritual aspects of the caste system, see chapter 6.)

Social Justice: Reservations for Scheduled Castes and Scheduled Tribes

Earlier we described the caste system ideologically and economically, but both views are from the top: the Brahman (mythological) view, and the Kshatriya (landholder) view. The system looks very different from the bottom, from those who have suffered for centuries under the disabilities of caste.

Perhaps the best way to convey the experience of untouchability is by story. The following was told by the great leader of the untouchables, Ambed- kar, in 1936:

A most recent event is reported from the village Chakwara in Jaipur state. It seems from the reports that have appeared in the newspapers that an untouchable of Chakwara who had returned from a pilgrimage had arranged to give a dinner to his fellow untouchables of the village as an act of religious piety. The host desired to treat the guests to a sumptuous meal and the items served included ghee (butter). But while the assembly of untouchables was engaged in partaking of the food, the Hindus in their hundreds, armed with lathis [heavy sticks used as weapons], rushed to the scene, despoiled the food and belaboured the untouchables who left the food they were served with and ran away for their lives. And why was this murderous assault committed on defenseless untouchables? The reason given is that the untouchable host was imprudent enough to serve ghee and his untouchable guests were foolish enough to taste it. Ghee is undoubtedly a luxury for the rich. But no one would think that the consumption of ghee was a mark of high social status. The Hindus of Chakwara thought other- wise and in righteous indignation avenged themselves for the wrong done

to them by the untouchables, who insulted them by treating ghee as an item of food which they ought to have known could not be theirs, consistently with the dignity of the Hindus. This means that an untouchable must not use ghee even if he can afford to buy it, since it is an act of arrogance towards the Hindus. (Ambedkar 1987)

This story could be multiplied a million times over in India’s history, and although this event took place in 1936, these attitudes still prevailed 66 years later in the same village where untouchables were still not allowed to bathe in the public pond. They organized a protest, demanding their rights according to the Prevention of Atrocities Act of 1989. More than 50 of the Dalits were injured by caste Hindus who resisted these efforts (Prakash 2003).

The framers of the Indian constitution understood that centuries of institu- tionalized and religiously enforced inequality could not easily be mitigated, and so it established a system of affirmative action to ensure that members of oppressed castes and tribes would have opportunities for education, social advancement, and representation in government. A list, or “schedule,” of his- torically oppressed castes was created, as was another list of oppressed tribes. Special opportunities became available to members of these Scheduled Castes and Scheduled Tribes, such as reserved seats in universities, scholarships and loans, and specified numbers of seats in legislative bodies. These advantages soon became politically hot, as other castes claimed that they, too, were disad- vantaged. To accommodate these groups, a category called “Other Backward Castes” was created. Just how complicated, and contested, this whole issue is can be seen in box 5.6 (on the following page), which describes a man of the powerful Patidar caste in Gujarat who is seeking “Backward” status.

It is a good question how much these remedies have helped the groups they were aimed to aid. Very often the reserved seats at universities go unfilled, while qualified higher caste applicants are turned away. Poverty remains very high, and untouchability discrimination is still very common. Perhaps the greatest asset of Dalit communities is the voting box. They are a powerful bloc of two hundred million voters who are wooed by both major parties, the Bharatiya Janata Party (now in office) and the Congress Party. A member of the Dalit Koli caste from Bihar, Ram Nath Kovind, was voted in as president of India in June 2017. Although this is largely a ceremonial role, it is presti- gious and indicates the political influence Dalit groups now wield.

The Dharma of Women

Traditional India was a patriarchal society in which males were dominant and played public roles while women were sheltered in domestic roles in the home “behind the curtain,” that is, in parda (purdah). The higher the status of the family and caste, the more extreme was the seclusion of women. Con- versely, the lower the status of the family, the more women may leave the home, often doing public jobs like sweeping and carrying loads. While modern

Box 5.6 Dominant Caste Seeks Backward Status

It was a headline story on August 26, 2016: “Riots Break Out in India Over a Domi- nant Caste’s Attempt to Gain ‘Backward’ Status.” A young man of the Patidar caste, one of the most prosperous and powerful castes in the state of Gujarat, has become leader of a movement to downgrade the status of his caste. Down is not the usual direction of social aspirations.

Any list of famous Patels (i.e., Patidars) will include high achievers all over the world. In the US, Patels are said to own 25 percent of the motel industry. They are big players in the international diamond trade. In Gujarat, they are 20 percent of the pop- ulation, and in rural areas they are the dominant caste, controlling most of the land. Their new, downward aspirations only make sense in relation to India’s effort to bring fairness and equal opportunity to communities long depressed by the caste system.

Historically, the caste system grouped its higher and lower jatis according to the varna system: Brahmans (priests and scholars), Kshatriyas (warriors and rulers), Vaishyas (merchants), Shudras (artisans and cultivators). Large numbers of castes were outside this system and thus considered even lower: once called Untouchables, then Harijans (a term invented by Gandhi), and now Dalits (“oppressed”). In addition, there were tribal groups, even farther outside this system.

In an effort to convert this dominance hierarchy into a social support and uplift pro- gram, the Government of India created a parallel hierarchy to offer opportunities for those previously oppressed. Along with this new hierarchy came privileges available only to those in underprivileged categories. This new system’s categories are: “For- ward” castes (those already favored and successful, for whom there were now no special privileges, groups such as Brahmans, Rajputs, Patidars, and Sikhs), “Back- ward” castes (many Shudra communities), which came to be known as OBCs (“Other Backward Classes”), the “Scheduled Castes” (SCs) (Dalits), and “Scheduled Tribes” (STs) (tribal groups such as the Gonds, Santhals, and Nagas). The government main- tains lists of approved castes in each category and modifies them from time to time, and the lists vary state by state.

The privileges reserved for OBCs, Scheduled Castes, and Scheduled Tribes are significant, including reserved seats (i.e., quotas) in legislative bodies, reserved seats in universities, and reserved positions in state and national government jobs. For instance, in Gujarat OBCs get 27 percent, Scheduled Castes get 7 percent, and Scheduled Tribes get 15 percent. Altogether, nearly 50 percent of such opportunities are reserved for non-Forward groups. This means that all Forward groups can com- pete for only the 50 percent of nonreserved university and government opportunities. And the problem is that far more of the Forward groups have the education and skills to compete than do the SC/ST and OBC groups, because lack of primary and sec- ondary education and family wealth still hold them back. Across India, it is often the case that jobs and university positions go unfilled because they are “reserved,” and there are not enough qualified persons to take those jobs.

Finally we come back to our young Patidar, Hardik Patel, who is 22 years old, has a BA in commerce, and is a member of a middle-class family that owns a small busi- ness in Gujarat. He argues that hardworking, ambitious young people in his own com- munity are unfairly kept out of the 50 percent of reserved seats that anyway often go unfilled and are faced with intense competition in the other 50 percent. And this move- ment, which has parallels in other parts of India, points out that many of the “Forward”

castes have numerous members who are also impoverished and could use help. Brahmans across India, for instance, are frequently among the poorest villagers, even though their status in the caste hierarchy is high.

This background explains why Hardik Patel wants his caste to be declared “Back- ward” in order to have access to all jobs.

Source: Iyengar 2015.

India has greatly improved the status of women, who may now be seen every- where in public and in almost all careers, this section attempts to explain the logic and workings of patriarchy in the traditional order.

Patriarchy

It is always culture that determines (i.e., constructs) what it sees as the “nature” of men and women. Are men and women more or less equal, capable of doing pretty much the same things and participating equally in society? Or are men and women so different from each other that on every imaginable scale—emotion, intelligence, capability, strength, shrewdness—they are oppo- sites and must be assigned totally distinct and nonoverlapping roles in society? Anthropologist Sherry Ortner has argued (1996) that it was the rise of the state that produced the greatest extremes between men and women. In state societ- ies, the patriarchal extended family emerged as the state’s lowest-level unit; male heads of household were responsible for “their” women (and also junior males). In many ways this was the first true emergence of patriarchy, or at least its highest degree of institutionalization.

Daughters were useful for their potential in forming kinship alliances. Among elites, the practice of marrying daughters upward in rank (hypergamy) became a common ideal in marriage; you could raise your family’s status by marrying your daughter to someone superior in status, thus forming alliances with higher ranking families. The king set the pattern, accumulating wives partly as one kind of treasure of the realm and partly as a way of making bonds of kin- ship with subordinate chiefs whose loyalties were politically necessary. The Mughal Emperor Akbar had 5,000 wives, obviously more than he could ever get around to for erotic purposes. According to the A’in-i Akbari, “His Majesty forms matrimonial alliances with princes of Hindustan, and of other countries: and secures by these ties of harmony the peace of the world.” The account goes on to describe the good order in the emperor’s enormous household; despite the assis- tance of chaste women, writers, cash keepers, porters, and guards, “His Majesty does not dispense with his own vigilance, but keeps the whole in proper order,” a model for simpler patriarchal households throughout his realm.

This pattern generalized among elite classes. Along with the girl went addi- tional inducements, gifts of dowry like land and jewels (and these days, con- sumer goods). In this environment where brides are seen as a kind of gift, the

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“female purity complex” emerged, in which women’s virtue is prized and is seen as a problem for the men of her family. She must be a pure virgin at mar- riage; this led to early marriage in which girls were given in marriage before puberty so there could be no question of their virginity. Often there would be a first “marriage” in childhood at age six or eight, and then a second “marriage” at puberty when she actually went to live with her new husband and his family. This ensured not only that the girl was a virgin but also that she would be pli- able in accepting her role in her new household as the youngest woman in a house where women’s status was age-ranked: the senior woman, wife of the senior male, was in control, followed by unmarried daughters of the house and wives of the sons of the household.

It may seem to be a contradiction that the Indian pantheon is filled with powerful goddesses while actual women are kept in submission. What about Durga, the goddess who killed the buffalo demon? Kali, the drinker of blood? Saraswati, the goddess of wisdom? Lakshmi, the bringer of wealth? Wives are often said to be Lakshmis who bring the wealth of dowry into the home. But a woman’s truest nature and best potential is said to be embodied in the virtuous Sita (see box 5.7). The life experience of most women is to be kept sheltered by their male kinsmen, in her early years in her father’s house and village, and after marriage in her husband’s house and village, as Sita was protected by her husband Rama and brother-in-law Lakshman. But the princess of the late Vedic Age is not uniformly seen as a perfect role model.

A Woman’s Life Cycle

Parda/Purdah. The practices of seclusion of women are collectively referred to as parda. The most conservative Muslim women literally “wear the curtain” whenever they leave the house, in the form of the full-body wrap known as the burqa. Hindu women use the end of their saris to cover their heads when they go out, or may have the entire rickshaw swathed in a sari, but for the most part living “in parda” means not going out but rather staying in the courtyard of one’s own household, and even out of sight of the senior men of the household. Servants and children can be sent to shop or carry messages. Household architecture has been shaped to the needs of parda; throughout much of India a house is built around a central, enclosed courtyard where the women and children stay. There are women’s quarters, the zenana, and men’s quarters, the mardana. Guests do not get beyond the front verandah.

Stridharma. A woman’s career is her husband. “Career,” of course, is too modern a term; let us use dharma instead. Stridharma, the dharma of women, is devotion to one’s husband. A woman’s life is devoted to serving her husband and giving him children; her virtue protects him; he is her “lord.” The very word for husband, pati, means both husband and lord. At marriage she becomes a pativrata, one who has “taken a vow to her husband/lord.” She wor- ships him by eating the leftovers from his plate as prasad, just as worshippers

Box 5.7 Sita as Role Model?

Sita undergoes a trial by fire to prove her fidelity during her captivity while being observed by Rama, Lakshman, and Hanuman.

“Be like Sita,” is a formula urged on young women across India for countless gen- erations. In Bengal, girls are taught to practice a ritual fast involving an early morning bath, an offering of leaves and flowers, and a chant: “May I have a husband like Rama, may I have a father-in-law like Dasharatha, may I have a mother-in-law like Kaushalya, may I have a brother-in-law like Lakshmana, may I be a wife like Sita” (Divakaruni 2000).

But who is Sita and what did she do that women should emulate?

Sita is a goddess, the heroine of the Ramayana, the wife of Lord Rama who won her in a contest by pulling the bow of Shiva. She loyally follows her husband-lord into exile for 14 years, cheerfully enduring the hardship of jungle life to be with her beloved. Fate turns against her when she is kidnapped, carried to Sri Lanka and imprisoned, and has to be rescued by Rama together with an army of monkeys, events that take up the main portion of the text. Sita is thrilled finally to be reunited with her husband, only to find Rama cruelly suspicious: Did she remain chaste while imprisoned? He doubts it and intends to send her away. To prove her innocence and devotion, she asks for the agnipariksha: the fire ordeal. A pyre is built and Sita enters the flames, where—as many paintings hauntingly portray—she endures the fire and is not burned.

(continued)

They return in triumph to Ayodhya, only to face another round of suspicion from the populace. This time Rama unceremoniously abandons her to the forest, unaware she is pregnant with twin sons—whom she raises to love and respect their father.

Though Sita has long been considered “the noblest flower of Indian womanhood, devoted to her lord in thought, word and deed,” and the story of Rama and Sita is held to be the best “text-book of morals which can be safely placed in the hands of youths to inspire them to higher and nobler ideals of conduct and character” (K. R. S. Iyengar, quoted in Hess 1999), many are not so sure. Why did the “ideal man,” Rama, treat Sita so badly? Should Sita have meekly accepted this cruelty and submitted to the fire ordeal and then to banishment? In the original version by Valmiki (ca. second century B.C.E.), Rama has a change of heart and goes in search of her, demanding that she once again go through the fire ordeal and then return with him to Ayodhya. This time Sita has had enough. She calls on mother earth to open up and receive her.

Young women idealize Sita’s romantic love for her husband, the handsome prince (and god) Rama, happily enduring hardship just to be with him. Her devotion became, in medieval poetry, a metaphor for human love for the divine. Sita-like char- acters—long-suffering heroines who never lose faith in their beloved—often appear in Bollywood films, and Ramayana themes can often be discerned.

But if you talk to young women, you frequently hear another view. The following is from a conversation with a young Brahman wife in the North Indian region of Mithila, where Sita herself was born:

I tell you, Sita is not a model. But what was her fault? Why shouldn’t I take her as a model? Her fault was nothing. If Ravan took her away, she was a weak girl! She was a weak girl. If her husband and brother-in-law couldn’t protect her, the peo- ple of Ayodhya should be blamed. Why should a girl of Mithila be blamed? I am telling you, Mithila seems to be scared of Sita. I tell you, if there is some misun- derstanding between wife and husband, the girl will be blamed. Every time. Even the parents, knowing that my girl hasn’t done anything wrong, you can interview my mother in this case, I think she’ll give you quite a lot of information. Even sup- pose I have a difference with my husband . . . my mother, she is going to be on the son-in-law’s side. Her son-in-laws are always perfect outside, you know?

take food to feed the gods and then eat the leftovers. She may fast on Tuesdays to ensure his long life. While he is alive, her life is filled with auspiciousness and good things; when he dies, she is plunged into an ascetic widowhood.

A young girl’s life is a time of joyous freedom in her father’s house and vil- lage. She does not have to cover her head and she may well be free of the household tasks that will be her lot in adulthood. Eventually her father will begin to worry about settling her future; he will have to arrange her marriage. Previously this had to be done before puberty, as it was a sin for a father to let his daughter reach sexual maturity in his household, but legislation now for- bids (without exactly having stopped) marriage before age 16.

A father will begin by making cautious inquiries among men of his caste, seeking a prestigious marital connection in a distant village. Far more attention

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is paid to the prestige of the family the daughter is given to than to the boy him- self and whether the two will be happily married. The negotiations will include coming to terms over dowry. Daughters do not inherit wealth when their fathers die but receive their share at marriage, which is transferred to their hus- bands’ families. As India continues to prosper with economic development, the dowry system has intensified. Dowry generally includes a cash payment, elab- orate gifts to the son-in-law, and clothing and jewelry to bedeck the bride. Cash payments have become astronomical in recent years. The bride’s father may be required to pay several lakhs of rupees2 in cash and gifts, which frequently include refrigerators, motor scooters, automobiles, televisions, or four years’ university tuition for the groom.

When a girl marries, her life is transformed. She moves to a strange house in a strange village to begin life with a man she did not meet until her wedding. This transition is both fearful and romanticized, for Indians are socialized to

These are Brahman women in a very conservative village in the northern state of Bihar. You can tell a great deal about the social status of these women by their clothing. At the center is a young bride-to-be, led by her mother and grandmother in a prewedding ceremony. The mother and grandmother have their heads covered, because they are in their husbands’ village. From her white sari you know the grandmother is a widow. Far in the back are other widows in white, who are inauspicious and stay on the periphery so as not to bring bad luck. The younger girls with uncovered heads are in their fathers’ village; when they go to their husbands’ houses, they must cover their heads. A married sister of the bride (with a baby in her arms) has come home to her father’s village for her sister’s wedding, so she, too, can have her head uncovered.

fall in love after the wedding, not before. The wedding rites initiate her suhag, the auspicious state of a woman with a living husband, no longer a virgin, not yet a widow. It connotes full adult sexuality, all the beauty and glamour of a woman whose arms and ankles jingle with bangles, whose forehead is red with auspicious sindur in the part of her hair, whose body is clothed in colorful saris, whose womb is productive with life (Raheja and Gold 1994).

As a young bride in her husband’s household, her delight in suhag is tem- pered by the necessity of submitting to the authority of all women senior to her, which includes first, her husband’s mother, and then all the wives of her hus- band’s elder brothers. These large extended households are built around a core of fathers and sons; daughters marry out to other villages, and wives marry in from outside. These can be warm and happy family communities with lots going on all the time and never a shortage of companionship, but they also have their built-in tensions, which are best handled by careful lines of authority and codes of conduct to protect the vulnerable. The young bride is vulnerable to possible sexual predation by older men of the family, and so avoidance pat- terns require her to keep her head completely veiled in their presence and to stay away from them if at all possible. The men will cough politely as they enter a room to give her an opportunity to slip out; they will convey messages to her through a child.

A woman is considered blessed if she dies before her husband. But if she becomes a widow, parts of the funeral rites of her husband will include the beginning of her widowhood. Such rites frequently include breaking her ban- gles, washing the red powder out of the part in her hair, and robing her in a white sari. The more extreme forms of ascetic widowhood have been modified in recent years, but in many parts of India one still meets young widows wear- ing the white sari and avoiding all auspicious occasions such as weddings.

Two Social Problems

Out of these patterns of marriage and the woman’s life cycle have emerged extremes that are a challenge to Indian society today.

Dowry Deaths. In the last few decades as consumerism has grown, Indian society has had to struggle with a new form of greed made possible by the old tradition of dowry. A young bride comes into her new family as a “Lak- shmi,” a goddess of wealth, bringing money and consumer goods. The groom’s family may continue to make demands on her father long after the marriage, a new form of extortion with the bride held hostage. When his resources run out, a “kitchen accident” may occur in which she burns to death in a kerosene fire. Most major Indian cities have several such “accidents” every week, referred to as “dowry deaths,” which are rarely successfully prosecuted. The husband then is free to marry again and gets a new dowry (see box 5.8).

Sati (Suttee). Widows have sometimes chosen to follow their husbands in death rather than to live for many years as a widow, an act that has Hindu

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Box 5.8 “What Should Happen but Never Does,” by Supriya Jha

This painting by a young Indian woman artist tells a story of a dowry death, but proposes a vengeful conclusion that “should happen but never does.” In the room (on the left), a husband pours kerosene on his young wife while the mother-in-law lights a match. But women of the community come to her (the wife’s) rescue. The mother-in-law looks up to see kerosene being poured on her from the window above, while a group of women arrive to light the match. The painting urges women to take control of these atrocities through group action.

The artist is a young Brahman woman from Mithila in the northeastern state of Bihar, painting in a folk genre known as Mithila Art. Prior to the 1970s, women of cer- tain communities painted their walls on the occasion of marriage. These lovely wall paintings were mostly unknown until the great Bihar Earthquake of 1934 when thou- sands of homes broke open, exposing the art. After Independence, the government encouraged women of Mithila to begin painting on paper, and soon an international market emerged and a number of artists gained international renown. Mithila Art is India’s most successful and visible contemporary folk art tradition.

Source: Artist: Supriya Jha (Heinz, 2006).

sanction, although practiced only in a few castes and very rarely since it was outlawed by the British in 1829. Sati sprang into a great national controversy in 1987 when an 18-year-old Rajput girl named Roop Kanwar committed sati by joining her husband of one year on his funeral pyre. Technically a woman does not commit sati but becomes a sati through this act. The word sati means “inner truth”; it is the strength of her vow to become sati that is believed to cause her body itself to ignite on the funeral pyre as she holds her husband’s head in her lap. The sati of Roop Kanwar immediately became a cause célèbre. Educated young Rajput men viewed it as a return to their old standards of valor by a heroic young Rajput woman, and they immediately formed a “Committee for the Defense of the Religion of Sati” (Sati Dharma Raksha Samiti). Much of the debate revolved around the question whether Roop Kanwar’s act was volun- tary (as most witnesses claimed) or was forced (according to some reports, she was found hiding in a shed as she got an inkling of what was in store for her, was dragged out and drugged, and “helped” onto the funeral pyre) (Hawley 1994; Oldenburg 1994). Indian feminists protested that however it happened, sati should not be glorified and no one should profit from it through the tem- ples that are built afterward on the site of a sati.

A sati becomes a satimata, a “mother sati” or goddess, and a shrine is built

on the site of past satis, to which people come from afar to worship a woman who has so perfectly fulfilled her dharma as a woman and her vow (pativrata) to her husband. Remember Sita, who went through the fire to prove her purity as a wife, who is sometimes held to be the first sati, though the flames proved her purity by not burning her. The other myth-model of a sati is Parvati (also known as Sati), whose father insulted her husband Shiva by not inviting him to a feast. In protest against this insult, she flung herself into a fire, and grief-stricken Shiva stumbled throughout India carrying her corpse, leaving portions of her body here and there across North India where temples sprang up in her honor. But as one feminist Indian scholar, Veena Talwar Oldenburg, says in a contest- ing interpretation of the myth: “Her act did not signify piety toward a husband but willful protest against a father. So the Sati myth cannot really qualify as the inspirational myth for sati” (Oldenburg 1994:163).

ENDNOTES

1 Brahmi was finally deciphered by James Prinsep in the nineteenth century and discovered to be based on prakrit, the speech of North India at that time in which most of the Buddhist texts were written.

2 One lakh = 100,000 rupees. As of this writing, the value of one dollar is about 65 rupees; so one

lakh is over $6,500. A typical middle-class monthly income is $1,627, i.e., Rs. 1,500 to 3,000; so a dowry of two lakhs might be six years’ income.

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magine a Google Earth view of South Asia; slowly zoom in on the beauti- ful blue globe and gently twist the view west to east, north to south. Google imagery provides a landforms view of valleys and mountain chains, but what if you could see the distribution of religions across that vast space? (Per- haps someday we will.) More than 1.7 billion people, one fourth of all humans, live here. In the largest nation, India, 80 percent call themselves Hindu. Another 13 percent are Muslim, 2.3 percent Christian, 1.9 percent Sikh. There are also smaller percentages of Buddhists, Jains, Parsis, Jews, and Baha’is. In Nepal, 80 percent are Hindus (plus Buddhists, 9 percent; Muslims, 4 percent;

I

Christians and others 1–3 percent). This is the gigantic heartland of Hinduism. Where are the Muslims? Besides India, they are west in Pakistan (95 per-

cent, or 174 million), east in Bangladesh (89 percent, or 154 million), and south in the Maldives (officially 100 percent, as everyone is required to be Mus- lim—about 300,000 persons).

Where are the Buddhists? The largest density of Buddhists is in Sri Lanka, where 70 percent are Buddhists, alongside 15 percent Hindu, 8 percent Chris- tian, and 7 percent Muslim. In Bhutan, 75 percent are Tibetan Buddhists, while 24 percent are Hindus.

These distributions can be traced historically to the movements of mission- aries (e.g., taking early Buddhism to Sri Lanka in the third century B.C.E.), the arrival of conquerors bringing their own religions originating elsewhere (Islam, beginning in the seventh century, Christianity in the nineteenth century), and political population transfers (the Partition in 1947 that resulted in high Mus- lim concentrations in Pakistan and Bangladesh). Rulers were responsible for intensifying some religious traditions by adoption for themselves and their peo- ple (Ashoka in the third century B.C.E., the Gupta revival of Brahmanism in the third century C.E.). Conversions to new religions (Islam, Christianity) or old ones (Buddhism) came about as oppressed groups tried to escape the domi- nance of the caste system. Charismatic gurus founded new syntheses based on strands of older ideas (the Buddha; Guru Nanak, founder of Sikhism). Mean- while, castes and tribes had their long traditions of worship and practice, pre- ferring certain deities and rites over others.

In this chapter, however, we will not examine Asian religion nation-by- nation, or by a history of ideas, tracing the development of ideas over time, as is commonly done. Though both are valuable approaches, ours is different. This chapter also is not organized on a World Religions plan (Hinduism, Bud- dhism, Jainism, Islam, Sikhism, etc.), although that is also a familiar mode of

Chapter opener photo: The goddess Durga travels by rickshaw to the Hooghly River in Calcutta as part of the Durga Puja Festival.

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analysis. Instead, we will move topically through the most significant charac- teristics of religious faith and practice in South Asia, using examples from the major traditions, texts, and practices as appropriate and as space allows.

Early Core Ideas
New Ideas Emerge: Upanishadic Thought

In the many small kingdoms that dotted North India during the Late Vedic Age, a new sophistication was emerging from court culture and early urbaniza- tion. Kings gathered Brahmans, philosophers, and sages to their courts. There were questions about the effectiveness of the sacrificial ritualism of the Brahmans and puzzles about the nature of the universe and man’s relation to it. The texts that record these new speculations are known as the Upanishads, the most philosophi- cal of all early Indian texts, which were being written between 700 and 200 B.C.E.

A bit of the flavor of these discussions is captured in the Katha Upanishad. A prince named Nachiketa calls Yama (Death) to his court and asks: “After death, does a man still exist?” According to prevalent ideas of the afterlife, the dead joined their ancestors in the pitr-lok, a vaguely understood “place of the fathers.” Death was death, the end of existence. Religious activity in life was about a good life, health, and prosperity, not about the afterlife.

Yama stalls. “Even the gods have trouble with this question,” he says. “Wouldn’t you rather have gold? Fair maidens? Chariots? Music?” These were the benefits of the current Brahmanical worldview and the rites over which Brah- mans presided. “Isn’t this enough?” Yama was asking. The world-weary Prince Nachiketa says, “These things last only until death. And they wear out the sense organs. Besides, wealth doesn’t make a man happy. Even kings know that.” Yama sighs and admits that Nachiketa has wisdom; he is seeking truth-knowledge.

The new ideas Yama explained to Nachiketa are indeed radical. It started with a new cosmology. Beyond all that is seen and known, all the material world with which we are familiar, beyond the gods is a greater nonmaterial reality that can hardly be expressed in language. Vague nouns are used to express it: the Ultimate, the Absolute, the Paratma (great soul), Brahman. Brahman is so unknowable that one can only talk about him/it in metaphors: the foundation of the universe, the first-born, the soul of all the gods, born in the form of breath, created with the elements, the place where the sun rises and sets, contains all the gods, is realized only by the mind, the unmanifest.

All material things that come into existence are transitory. All that we see as the material world is impermanent, and therefore illusion (maya). Because we, too, are matter, we are deluded by the material world in which we are embedded, wrongly thinking it is real and enduring.

However, deep within our bodies lies the atma. Though the body will die, decay, and disappear, the atma cannot; it is eternal. It, too, is described meta- phorically: atma is not born, does not die, has not sprung from anything, is

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smaller than the small and greater than the great, is hidden in the hearts of all living creatures, goes everywhere, dwells in impermanent bodies but is itself bodiless, is a subtle essence, is a part of Paratma. We sense it in deep, dreamless sleep, the still center of the self, when all the sense organs are closed off from the outside world. Yama’s answer to Nachiketa is, “The atma goes on after death because it is a part of eternal Brahman.”

Death belongs in the physical world because of karma. The word “karma” at its most literal means simply action. Because our bodies are material, we must eat, move, speak, listen, think; our bodies demand it. But it is this very action that keeps us connected to life. To exist in the material world is to act; it is the very condition of our existence. And one action leads to another and another and another. Acts are not solitary events but are connected by long chains of action and reaction. This is a law of the universe: all action comes from someplace and goes someplace. This is also a moral law, for good action produces good results and bad action produces bad results.

Our embodiedness is a matter of three bodies, all governed by karma: There is the physical body with its senses pointed outward to the world, to food, to comfort, to pleasure. Our senses keep us interacting with the world. Inside is the “subtle body”: emoting, longing, watching, caring, thinking, desir- ing—our “psychological selves,” we might say. In one creation myth desire was the originating force of the cosmos, and desire as karma keeps existence going on endlessly. Only desirelessness can bring an end to existence. Finally, further inside is the “causal body,” the “karmic seeds” left by actions in past lives that have caused this new life to sprout. It is an agricultural metaphor of seeds lying in the soil awaiting rebirth into a new plant, which will die and leave behind seeds, which will grow again, a cycle going on forever. All that action of the physical body gives life to the karmic seeds; all those actions await their results. This endless cycle of birth-death-rebirth is called samsara.

Yama revealed the whole secret to Nachiketa: There is a way to escape the hold of karma on you, but it is extremely difficult and only a few ever succeed. If only you could escape the demands of karma and the body, your atma would be finally freed to be reabsorbed in Paratma and exist eternally in blissful repose, returned to the source of all things. The task is to escape the body in this life. The senses, normally all turned outward, must get drawn inward. Stop the activities of the senses; empty the mind. Try to achieve a continuing state of dreamless sleep. All the disciplines of the ascetic are aimed at that.

A whole host of ascetics withdrew from society to seek this emptying and escape from rebirth, practicing long hours of meditation, often accompanied by withdrawal to places where the world’s hold is lessened, such as a mountaintop or a holy spot along the Ganges or a temple, a cave, or inner room. Frequently they tested the success of the struggle and triumph over the senses by flagellation, stilling the heartbeat, exposure to extremes of heat and cold, elimination of food.

These philosophical currents of the late first millennium B.C.E. became the foundation of the Hindu-Buddhist worldview.

An elderly ascetic (sadhu) sits in meditation on a cliff in the lower Himalayas. Such per- sons are found all over India, easily identified by their ochre robes and matted locks, engaged in practices going back to the first millennium B.C.E.

Ascetic practice did have its strong allure and many people did—and still do—renounce life in society, for despite its renunciation and its abstractions, asceticism is ironically a highly active form of religion, a full-time vocation. However, these ideas proved too abstract to be satisfying to the majority of the people, who were not prepared to renounce life in society. Most people contin- ued to be deeply imbedded in life and culture, enjoying its benefits, living pas- sionately in the world. For people living complicated lives, devotion to a god whose image (murti) can be seen, whose biography can be known, was much preferred over a formless god that could only be grasped with metaphors.

The result was two possible goals of life: one could follow the Brahmanical path of good work (i.e., keeping the rituals and observing dharma), thus lead- ing to a good rebirth, which is the path of most humans; or one could take the ascetic path of renunciation, seeking the end to rebirth in moksha (total annihi- lation and absorption into Brahman). These two options have continued in the Hindu-Buddhist traditions up to the present.

The Proliferating Gods

Even as these philosophical views of the fate of the soul developed, in other quarters the gods proliferated, and their stories were imagined, told, and retold

in numerous texts: the Mahabharata, the 18 major Puranas (plus others). Shiva and Vishnu became the greatest gods, each with his special traits and mytholo- gies, replacing earlier and vaguer deities like Indra and Varuna. Vishnu had 10 (or more) incarnations, including most importantly Rama and Krishna (who each got his own texts, temples, and devotional traditions). They had consorts and wives, who turned, in the medieval period, into high goddesses, maha devis, with divine power (Shakti) that fascinated and terrified their followers. They, too, became known through their own Puranas and worship. Humans con- nected with these deities through devotion, often emotional, often imagined in metaphors of romantic love (bhakti). Temples were something new—special homes built for the gods, many of them architecturally complex. The gods had to be installed, their eyes painted open in elaborate ceremonies; priests served them and assisted worshippers in puja (worship).

Despite the proliferation of gods with their elaborate mythologies, there was an assumption that all the gods were one in the end. All goddesses are forms of Devi, or Shakti. Many gods turn out to be incarnations of Vishnu, including Rama, Krishna, and Buddha. Brahma, an early four-faced deity, more or less disappears. Shiva alternates asceticism and eroticism and has multiple wives who go off on their own adventures. What else could you assume from the myths showing gods turning into one another, slipping in and out of human, divine, or animal forms? Beyond “all the gods are one” is a deeper monism, that all living things, human and animal, are part of a single universal being. This is a greater reality than all the fabulous multiplicity of the world of rebirth, which is ultimately illusion. So the astonishing polytheism is embedded in an underlying monism, though the polytheism is always the dominant strand. This underlying monism probably became more marked after true monotheists arrived from the West with Islam and Christianity, but it was there implicitly from the start.

The Hindu-Buddhist Traditions

As you might guess from the word itself, “Hinduism” is a late-arriving Anglicism intended to include the whole religion of the people of India (i.e., Hind—see the introduction to part III), minus several identifiable other reli- gions: Buddhism, Islam, Sikhism, Jainism. (The morpheme “–ism” is what gives it away.) The term is widely used and also widely disparaged; there is no single “tradition” here, but there are many and diverse beliefs and practices across the subcontinent. The term “Hindu” (not to be confused with Hindi, a language of North India) is older, coming into use when Muslims came into South Asia and needed a term to distinguish the native people from the follow- ers of Mohammad; a Hindu was a person who followed the customs of Hind. But who knew what those were? The conquering Turks and Mongols invested a great deal of effort in documenting and understanding the customs of Hind. There was also little reason to differentiate “custom” from “religion”—still a problematic distinction. Nevertheless, Hinduism is by now a fixed category in

the short list of “world religions.” We will use it, but the preceding caution should be kept in mind.

Buddhism (note the –ism) is a different situation. Buddhism does not sug- gest the religion of a place but the followers of its founder, a historic person known as Gautama who lived in the fifth century B.C.E. Most of those follow- ers are not now in South Asia at all (except for Sri Lanka and the Himalayan nations) but in East and Southeast Asia. The various strands of Buddhism are easier to untangle and describe; their histories are well documented, their texts rich and distinct. We speak confidently of Mahayana, Theravada, and Vajray- ana Buddhism, predominant in East Asia, Southeast Asia, and Tibet respec- tively. These are differences that can be compared to Roman Catholicism, Protestantism, and Eastern Orthodoxy, all branches of Christianity that broke apart and evolved in different cultural contexts.

The following sections look at several themes in Hinduism, as it unfolded over time, which have been practiced into the present. These are samples only, as the topic is far too huge for a work of this limited size. We look at the issue of clean and unclean as it operates to maintain boundaries and borders within the caste system; at the life stages that allow a person to live within society and yet choose a form of asceticism toward the end; and at bhakti, a form of pas- sionate devotion that began to spread during the medieval period when temple building made possible intense relations with a particular deity.

Life in Society: Clean and Unclean in Caste Society

An example of the unclear border between custom and religion is the whole matter of clean and unclean in Hindu practice. It is a controversial topic because it is so intrinsic to the caste hierarchy and because these ideas have been responsible for centuries of oppression of people at the bottom, and many would like to avoid the topic completely. Yet, it has long been, and still is, a per- vasive issue. Recall that we discussed caste as a political-economic social struc- ture in chapter 5, leaving the topic of clean/unclean for this chapter on religion. The issue begins with a simple bodily fact: bodies get dirty. Filth from the streets and the fields cling to feet and skin on other body parts. The body oozes from all its openings, including pores. We have to wash our body regularly to keep it clean. And who knows what comes into the body from the food we eat and water we drink, often making us sick! This simple reality—the vulnerabil- ity of the body to filth—has since ancient times evolved into a complex meta-

phor with enormous social consequences.

In the Indian view, clean and unclean are not just temporary conditions of one’s body; persons and indeed groups—castes—are clean or unclean. Perma- nently, intrinsically, hereditarily. There are clean castes and unclean castes, and the hierarchy is based on this conception of greater or lesser purity and pollution. The “clean castes” are those of the top three varnas: the Brahmans are the purest of all; most Shudra groups are more or less unclean; and those outside the varna system are in a condition of permanent impurity and thus a danger to those above them.

Death is a period of high pollution, both for surviving family members and for everyone involved in treatment of the body. In these photos, we see the two most important providers of ritual services. The Brahman (identifiable by his shaven head and the sacred thread around his bare chest) performs the religious rituals necessary for ensuring the release of the soul from the body and its onward journey. The Dom is a caste specializing in the highly polluting work of tending the actual body by stoking the fire that destroys the corpse. Because of this polluting work, the Dom caste is considered highly impure.

In part, purity and pollution are based on the hereditary occupations (and thus contribution to society) of the castes. Brahmans are most pure because their hereditary work is speaking the sacred words of the Vedas and performing the rituals; their activity assists all of society, invoking the gods’ beneficence on behalf of everyone. At the other end of the hierarchy, the untouchable castes also perform a benefit to society, by dealing with the filth of the streets, as sweepers do, or carrying away the dead and burning their polluting bodies in the cremation ground, as Doms do. The contributions of these social actors enable Brahmans to do their work for society. In the middle, there may be con- tests about which caste outranks which in the local hierarchy, but few doubt the validity of the basic concept.

These preoccupations with purity and pollution keep the castes separate by limiting and defining their interactions; exchanges between persons of different castes are risky. Pollution can be transferred through water as electricity flows through metal. Therefore, in villages, there are wells designated for Brahmans, different wells in untouchable hamlets, and others for intermediate castes. Peo- ple of unequal castes do not eat together because of the danger of passing pollu- tion through food. At weddings and funerals of the dominant castes, the whole village with all its castes will be fed, but care is taken to separate unequal castes by seating them in different places or serving them at different times. Servants of high caste families cannot come from too low in the hierarchy; low Vaishya or high Shudra castes make the best servants. Brahmans often will employ only another, poorer Brahman to cook or serve. Restaurants in towns frequently employ Brahman cooks, because anyone can accept food from a Brahman, but high caste persons will not accept food from a low caste person. Some foods are more risky than others; raw fruits and vegetables can be accepted but taken home to wash and cook. Food that is fried in ghee is safer and is the usual food at weddings that include multiple castes (this is called pakka, “good” or safe ceremonial food), while boiled rice is riskiest of all (kachcha food), which can only be safely eaten with equals, mainly people of the same family or caste.

Thus, throughout most of village India, the local hierarchy is partly deter- mined (or at least made visible) by who can take food and water from whom. At the very top, the highest Brahmans can give food and water to anyone but will accept the same from no other group. Those at the very bottom can accept from anyone above them, but no one will accept from them. In intermediate levels, people may take from all their superiors and give downward. These days this formula is increasingly contested, with more touchiness about such traditional interactions and people in lower categories often refusing to play the game at all.

Life In and Out of Society: Having It Both Ways

An iconic sight in India is a nearly naked man wearing a loincloth or ochre robes, unwashed, his hair in long matted locks or piled atop his head, his body possibly smeared all over with ash, or with a streak of it across his forehead. Perhaps he is carrying a trident as a staff and wearing a chain of rudraksha

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Sadhus in Varanasi. These men have taken the vow of sanyas, embracing a life of renun- ciation, seeking liberation in moksha. They own nothing but what they carry, and live on gifts of food from individuals and temples.

beads around his neck. A man like this is regarded as a little dangerous, both fearsome and holy, and yet devout persons offer coins that he accepts, thus transferring merit back to the givers (while also feeding himself). These reli- gious gifts are known as daan, the gifts that support religious persons and estab- lishments, a practice followed by kings and ordinary persons since ancient times. The recipients are renouncers (sadhus or sanyasis), who have taken vows of renunciation (sanyas), often in a cremation ground. The goal of this renunci- ation is liberation, freedom from rebirth. (Sometimes the goal is a simpler free- dom from the demands of making a living and family life.)

Sanyas may be taken at any time, so sanyasis may be young men, but the classic formulation of life stages places it at the end. The four stages of life, known as ashramadharma, were enunciated by Manu (first century B.C.E.) but are still well-known, and many still follow the formula. The first stage is brahm- acharya, the period of youth when (in ancient days) one studied the Vedas under a teacher (guru) or, these days, while one is a student and presumably living a life of celibacy and self-discipline, often marked by white robes. Most young people do not dress this way today, but white-robed novices are often seen in religious places like ashrams.

The second stage is grihasthya, the householder stage of full participation in this world. It begins with marriage and the whole involvement of raising a fam-

ily, engaging in appropriate work through all the middle years, seeking wealth and esteem, and seeing to the marriages of one’s children. Daughters are mar- ried out into other families and sons bring their wives in; as one’s sons begin their own grihasthya stage, and grandchildren come along, it is time to begin the withdrawal from life, turning worldly affairs over to one’s sons and embracing more spiritual activities; this is known as vanaprastha, now imagined in terms of retirement but which classically involved moving into a simple life in a forest hut shorn of all the commotion and materiality of a large busy household.

Finally the last stage is full renunciation (sanyasa), when final ties to life are severed, and the sanyasi begins a life of wandering. Along the Ganges River, Varanasi (Banaras) is the most revered place, with its cremation ground at Manikarnika Ghat, sacred to Shiva. This is the best of all places to die, whether as a sanyasi or not; many elderly persons go there during their final months to await death. It is said that the world will end only when the cremation fires at Manikarnika Ghat finally go out. Further upriver closer to the sources of the Ganges, there are many other sacred towns such as Haridwar and Rishikesh, where dozens of ashrams are located. These are meditative retreats for renun- ciants or semirenunciants, many of them quite comfortable and attractive in an austere way. For there are certainly class dimensions to renunciation; the poor sleep under the stars along the river and eat food distributed by temples; the well-to-do take up cells in pleasant ashrams where they pay an entry fee and monthly charges. These ashrams also have a strong appeal for foreigners from Western societies who are often seen practicing meditation and yoga along with Hindu renouncers along the banks of the Ganges.

Temple Worship and Bhakti

Between 700 and 1200 C.E. Indian kings developed a new approach to pro- claiming their authority to rule: they began building monumental temples to particular gods in place of the lavish Vedic sacrifices overseen by Brahmans. Rajadharma—the “dharma of kings”—had been defined by the models set in the Mahabharata and especially in the Ramayana (see chapter 5), but those were not temple-building ages. The movement began under the Guptas in competition with stupa-building Buddhist monarchs but reached a peak in South India around the time of the first Muslim invasions, the rapid expansion of the Delhi Sultanate, and the building of mosques (see the section on Islam later in this chapter). A temple was a palace for a god—Shiva or Hanuman or Rama or Vishnu—who dwelt deep in the inner sanctum known as the garb- hagriha—the “womb room,” a fitting term for the life-sustaining power of the image itself, which was bathed, dressed, fed, and taken out for walks in daily and annual homage.

Buddhist, Hindu, and Muslim structures sponsored by pious kings, have distinctly different architectural styles. The main material used was stone, far more plentiful and long-lasting than wood. Over time, temples were increas- ingly ornamented with stone sculptures. (See the photographs on pp. 203–204.)

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Sanchi Stupa, third-century B.C.E., Ashoka. Beginning with Ashoka, Buddhist rulers built stu- pas to house relics of the Buddha and his followers. The characteristic mound shape of these solid mortuary structures house cremated remains such as ash, bone, teeth. They cannot be entered but provide a field of merit from being in the presence of sacred remains, which are honored by repeated clockwise circumambulation. These are sites of pilgrimage distributed across the subcontinent from Bengal to Afghanistan. In China and Japan, Buddhist stupas took the form of tiered pagodas.

Jama Masjid, Delhi. The largest mosque (masjid) in India was built in 1656 by Shah Jahan. It can hold 25,000 people. It contains relics of the Prophet, including a hair of his beard, his sandals, and a footprint, along with calligraphic inscriptions from the Quran. A mosque is essentially a large courtyard with a large inner worship space for congregational worship and sermons. The central feature inside is the mihrab, an ornate niche oriented to Mecca that is faced by worshippers in prayer, and the minbar, or pulpit, for Friday sermons. The tall towers, or minars, are for the five- times-daily call to prayer. The large domes are the supreme achievement of Islamic architecture.

Virupaksha Temple, Vijayanagar, Karnataka. From 700 to 1200 C.E., Hindu kings pro- claimed their authority in a new way. The earlier emphasis on elaborate Vedic sacrifices was replaced by the building of temples. Virupaksha (Shiva) is the chief deity of the tem- ple, built over a smaller early shrine by a chieftain of the Vijayanagar Empire in the four- teenth century. Unlike stupas, temples are open to worshippers who bring gifts to the deities enshrined in the innermost room, the garbhagriha (“womb house”). They face the east, so the deity greets the sun every morning as it rises. These vast temple complexes, raised on the dry plains of Central India, resemble the high Himalayas where the gods live. They were widely copied in the soggy lowlands of Southeast Asia, such as at Angkor Wat.

With temples, the gods became more vivid and approachable; the worship- per at a temple enters the presence of the deity in a way not previously possible. The deity is visually present in a temple; you can see Shiva or Vishnu or Devi, and more astonishingly, they can see you. This mutual seeing is called darshan, a powerful exchange of human–divine interconnectedness. In her book, Darshan, Diana Eck writes:

When Hindus go to a temple, they do not commonly say, “I am going to worship,” but rather, “I am going for darshan.” They go to “see” the image of the deity—be it Krishna or Durga, Shiva or Vishnu—present in the sanc- tum of the temple, . . . The central act of Hindu worship, from the point of view of the lay person, is to stand in the presence of the deity and to behold the image with one’s own eyes, to see and be seen by the deity. (Eck 1998:1)

You may bring a gift of food to offer the god: garlands of flowers, coconuts, bananas, incense, and camphor are all fitting gifts. The gods have their food preferences, but most of them like sweets: Shiva and Ganesh love milk; Krishna likes butter; Lakshmi likes kheer and laddus. Kali likes red flowers and blood. Shiva also loves bhang. The deity partakes, and then you take back and eat the leftovers; this is prasad. Eating the leftovers of a god passes a bit of his or her nature into you (the opposite of what happens if you were to eat the left- overs from a person of lower ritual status), thus improving or blessing you. When Kali is offered a chicken or goat, the blood is for her, while the flesh is taken home to be cooked and eaten as prasad.

Seeing the deity, being in the physical presence of Shiva or Krishna or Durga, bringing the god or goddess food and sharing it as prasad, lavishing devotion on the image in clothes and incense and gifts, all this was powerful stuff. It developed into an increasingly emotional form of worship known as bhakti, a term connoting love and adoration of god. Poets began writing hymns to individual gods to be sung during temple worship, and because this move- ment began in South India, the new bhakti poetry in Tamil joined with Sanskrit as the linguistic vehicle for inspirational literature. Increasingly two sects emerged, especially in the south, joining temple worship with passionate per- sonal relationships to a particular deity; these were the devotees of Shiva (Shaivism) and the devotees of Vishnu (Vaishnavism).

In some ways, bhakti religions are analogous to Christian protestant move- ments, as A. K. Ramanujan put it, in suggesting some parallels:

Protest against mediators like priest, ritual, temples, social hierarchy, in the name of direct, individual, original experience; a religious movement of and for the underdog, including saints of all castes and trades . . . , speaking the sub-standard dialect of the region . . . ; a religion of arbitrary grace . . . ; doc- trines of work as worship leading to a puritan ethic; monotheism and evange- lism, a mixture of intolerance and humanism, harsh and tender. (1973:53–54)

Shaiva bhakti focused on emotional encounters with Shiva that often involved possession by the god and altered states bordering on madness:

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Lord Shiva in calendar art. This paint- ing captures all the traditional iconog- raphy of Shiva. His long locks are wound on top of his head in the man- ner of a sadhu. The goddess Ganga is caught in his hair, channeling the Ganges River into the Himalayas, from which it flows into North India. The new moon is also caught in his hair. The “third eye” is visible in his forehead, denoting the higher con- sciousness derived from his tapasya. A naga is coiled around his neck, and the trident is his special weapon. The sacred sound, aum, is inscribed on his neck and palm. In the upper left is a lingam, a commonly worshipped form of Shiva.

ecstatic dance to music and verse are favorite forms of communication. The fla- vor of the new passionate bhakti can be illustrated by one of the Tamil poet- saints of the eleventh century, Sambandar. Myths grew up around him; it was said that as a child he was suckled by Parvati, the wife of Shiva, and immedi- ately produced 15 stanzas of poems in adoration of Shiva. Here is one of them:

He has put on the white crescent moon over his Crested locks that bear the spreading waters;

He is the deceiver who steals away my heart so that

The white rows of beautiful bracelets slip off from my arms;

So that this is named the one great metropolis of earth with its many cities, He hath come to Priama-puram, name renowned; our mighty one is he!

Is it not so!

This song celebrates the imagery of Shiva, with a crescent moon and Ganges water in his hair. The singer adopts the voice of female lover, her heart stolen by Shiva, “the deceiver.” The final lines suggest Shiva is presiding king-like in a temple in the heart of a city made great by his presence. Sambandar, like many of the bhakti saints, made regular journeys from temple to temple and town to town, followed by a host of devotees, to sing in ecstasy in the great temples of Shiva (Kumar 2005).

A later renowned bhakti poet from Bengal, the saint Chaitanya (1486– 1533), was a devotee of Krishna. His followers sang hymns and danced in a state of religious ecstasy celebrating the cowherd women (the gopis) who aban- doned their husbands to cavort with Krishna. Their love was so passionate that marriage could not contain it, and the adulterous love between Krishna and Radha became a model for human love for the divine. Radha says: “In the kad- amba grove, what man is that standing? . . . My mind is agitated, it cannot be still, streams flow from my eyes. . . . I cannot stay in the house; My soul rests not, it flutters to and fro in hope of seeing him” (Beames 1873).

This intensely romantic love for a god that began in Hindu kingdoms of the south swept India during the centuries that Muslim conquerors were entering in the north. A new version of the Ramayana was written by Tulsidas, elevat- ing Rama as another beloved god, and both Sita and Radha suffered in separa- tion from their beloveds when they were not swooning in their presence. And all this was shaping the religious imagination to a new way of connecting with divinities that continues to this day.

Pilgrimage to Buddhist India

In the late eighteenth century, Buddhism was known in Nepal, Tibet, China, Burma, Thailand, Ceylon, and Japan—but not India. Traveling in Burma in the 1790s, Francis Buchanan was told by devout Buddhists that the Buddha had been an Indian from Bihar. Later Buchanan worked in Bihar, where there was a town called Bodh Gaya, which means “Buddha went.” There were several old temples in poor condition served by Brahmans. People in the vicinity worshipped many Hindu gods—and also images of Buddha, said to be an incarnation of Vishnu. Every now and then strange-looking foreigners would arrive, often accompanied by servants, to reverently tour the ruins. One such pilgrim said these ruins had been built by “Dharma Ashoka, King of Pandaripuk.” No one had any idea who Ashoka was, or what place Pandaripuk had been (Keay 1988). In 1819, a British captain came upon a circular stepped pyramid in a place called Sanchi surrounded by a colonnade of pillars; there were sculptures everywhere, many of them defaced (see Sanchi Stupa on p. 203). Among the Hindu and Jain gods, the captain was astonished to see Buddha images. But

what were they doing on the plains of Central India?

More evidence came to light in the 1830s, when two travel journals of ancient Chinese pilgrims were translated into English and read with astonish- ment in India. Between 399 and 414 C.E. the Chinese Buddhist monk Faxian had traveled to India to find authentic Buddhist texts to take back to China. This was the height of the Gupta period when Buddhism was thriving. All of North India was at peace, and Faxian was able to travel from one vast Buddhist monastery to another, some of them housing thousands of monks. He wrote:

The kings are firm believers in the Law. When they make their offerings to a community of monks, they take off their royal caps and along with their relatives and ministers, supply them with food with their own hands. That

done, the king has a garment spread for himself on the ground and sits down on it in front of the chairman; they dare not presume to sit on couches in front of the community. (Legge 1886)

Faxian was seeking Buddhist texts to take back to China, but in this he was dis- appointed, for in most places the dharma was being transmitted orally from master to pupil without the aid of texts. Finally, he did find a few of them, which he copied. He stayed three years, long enough to learn Sanskrit and make some of his own translations to take back. His careful descriptions amounted to a map of Buddhist India with site plans of all the main shrines.

Three hundred years later, another Chinese monk named Xuanzang made much the same journey, but now things had changed. Buddhism was in retreat. Many shrines were in ruins, and in Kashmir and Bengal Buddhists were being persecuted. Xuanzang wrote of his grief at the empty spaces where Buddha had once taught, evidence that Buddhism was going into decline. Over the next several hundred years, two factors would bring the Buddhist era to a close in India: the reembracing of Hinduism and Brahmanism by Indian kings—King Harsha was as much a Hindu as a Buddhist—and the incursions of Muslims of Central Asian origin. Muslim historians described “shaven-headed Brahmans” who were put to the sword. What the Muslims took to be whole cities and for- tresses were actually enormous Buddhist monasteries and colleges. The great library at Nalanda was scattered and images were wrecked, which explains why those beautiful Buddha images seen in museums all have missing noses, ears, and arms. This was the end of organized Buddhism in India; those who survived fled north to the Himalayas, south to Sri Lanka, or east to Burma or China, and historic amnesia spread over India.

This rediscovery of Indian Buddhism in the nineteenth century led to a resurgence of Buddhist pilgrimage to India. The places where Buddha lived and taught in the fifth century B.C.E., largely forgotten in India for two millen- nia, once again became pilgrimage sites. One February morning in 1895 a Sri Lankan Buddhist named Anagarika Dharmapala entered the temple in Bodh Gaya, lugging a stone sculpture of the Buddha, which he hauled up the stone stairs and set in the central altar of the main shrine. Then he and his followers lighted candles and incense, arranged flowers in front of it, and began the for- mal ritual of installing a Buddha image. This was a startling event in a Shaiva Hindu temple controlled by Brahmans. But the temple happened to be on the site of the revered Bodhi tree where the Buddha had achieved enlightenment 24 centuries earlier. King Ashoka had built the Mahabodhi Temple in ancient times, which had been reinvented over and over as a Hindu temple where Bud- dha was only incidentally worshipped as one of the incarnations of Vishnu. Now, foreign Buddhists reclaimed it for Buddhism (Kinnard 1998).

The controversy over control of Bodh Gaya and the Mahabodhi Temple carried on into the twentieth century. In 1956 the 2,500th anniversary of the birth, enlightenment, and death of the Buddha was celebrated, and India’s Prime Minister Jawaharlal Nehru invited neighboring Buddhist governments

The Bodhi Tree in Bodh Gaya. Buddhists from all over the world come to the small town of Bodh Gaya, Bihar (India), to worship at the place where the Buddha gained enlightenment in the fifth century B.C.E. The tree is said to be a descendant of the original tree.

to establish their own places of worship in Bodh Gaya. From that year on, Bud- dhist groups from Sri Lanka, Burma, Japan, Bhutan, Mongolia, Vietnam, Nepal, Thailand, Tibet, and other places have built monasteries and temples in their own distinctive architectural styles, and Bodh Gaya is now—once again— the center of international Buddhist pilgrimage (Geary 2008). So are other places in eastern India associated with the life of Buddha: the ruins of the great monastery of Nalanda is nearby; other destinations are Sarnath, outside Vara- nasi where the Buddha preached to his first five followers, Lumbini in Nepal where he was born, and Kushinagar where he entered Parinirvana (died).

The “Three Jewels” of Buddhism

Throughout the Buddhist world, devotees have recited the words that Ashoka uttered on his conversion as a way of making their own spiritual com- mitment: “I take refuge in the Buddha, I take refuge in the Dharma, I take ref- uge in the Sangha.” These are the “Three Jewels,” a mnemonic device that summarizes the key concepts of Buddhism.

“I Take Refuge in the Buddha.” Among the many renouncers of society who wandered between sacred river sites and Himalayan retreats in the sixth cen-

These Tibetan Buddhists in Lhasa, Tibet, are worshipping the Buddha at Jokhang Temple with prayers and prostrations. Many have traveled hundreds of miles to reach this most sacred temple.

tury B.C.E.1 was the son of a chief of the Shakya tribe in the foothills of the Hima- layas. His name was Siddhartha Gautama, a prince born into wealth and privilege. In the midst of this plenty, his beautiful wife, Yashodhara, gave birth to a son. It seemed he had everything good that life could offer. Yet, one time while traveling outside his palace he encountered four facts of human life that stunned him with the unavoidable suffering of the human condition. A feeble old man brought home the inevitability of old age; a burning corpse exposed him to death; and a hideously deformed leper revealed the horror of disease. Depressed by these inescapable truths, the sight of a wandering ascetic offered a radical alterna- tive to passive acceptance of old age, suffering, and death and planted in his mind the fourth fact: hope of an escape. Telling no one, he shaved his head, donned the simple robe of an ascetic, and left his home in search of spiritual liberation.

He traveled south toward the small kingdoms growing up along the Gan- ges in search of a spiritual teacher, a guru. His first teacher taught a form of meditation that led to a kind of trance state, or “state of nothingness.” Siddhar- tha soon surpassed his teacher but found such a state was no escape from old age, sickness, and death. He joined a group of ascetics who practiced severe physical punishment that endangered their lives. After several years and grow- ing expertise in these methods, Siddhartha realized that physical torture was no more spiritually liberating than physical pleasure. Again he had to leave.

He began to eat normally again and wandered on, coming to a small river in south Bihar. He stopped on its banks for several days to meditate under a fig tree. During one of these long nights of meditation he came to a profound new insight into the truth of the human condition. This was his True Awakening, his enlightenment. The place where this occurred became known as Bodh Gaya, which later became a place of pilgrimage, and the tree became known as the Bodhi Tree, or Tree of Enlightenment. Gautama himself became known as Buddha, the Enlightened One, at the age of 35.

The Buddha lived for 45 more years until his Parinirvana, final extinction, a long lifetime in which he established a large following. He first reached out to the five companions he had broken with over the futility of self-torture. In the Deer Park not far from Varanasi (Banaras) he preached his first sermon on the Four Noble Truths. Soon he had a core of 45 young followers who moved among the towns along the middle Ganges, teaching to an ever-growing num- ber of laymen and renunciants. The Buddha spent the last two decades of his life settled in Shravasti, the capital of Koshala, living a communal life that would become the monastic tradition of Buddhism. At the age of 80, he fell sick and died with his grieving followers around him. His body was cremated, and the ashes distributed to local rulers who enshrined their portion in 10 stupas.2

It should be clear that the Buddha was not a deity but an exemplar. He was the first to discover these great truths and teach them to others. At least from the point of view of early Indian Buddhism, Buddha’s role was that of spiritual master par excellence.

“I Take Refuge in the Dharma.” What was the insight that came to the Buddha under the fig tree? In an early text, the Majjhima-nikaya, the Buddha explains his thoughts during the night of his Enlightenment. In the early part of the night, when his body was tranquil and passive, he became free of desires and unwholesome thoughts, experiencing the joy of such freedom. Later in the night he recalled the details of his many past lives, and then he contemplated the birth and death of all living beings following the results of their karma. Then he directed his mind toward the elimination of ignorance, which led to realization of the dissatisfactory conditions of life and finally the means of ces- sation of life. With this ultimate insight his mind became liberated from the defilement of desire. This liberation was the final Awakening.

He realized life is burdened by suffering (duhka, dukkha) and that every- thing about life is impermanent (anitya, anicca). That impermanence applies even to the self, which far from being eternal (as was widely believed with the atma doctrine), is only a temporary compound of moods and emotions (anat- man, annata). This sad state of human existence was imagined as akin to ill- ness, and the Buddha’s teachings took the form of ancient medical formulas. First you state the nature of the illness, then the conditions that give rise to it, then determine whether there is a cure, and if so, prescribe the cure. The illness is suffering. Yes, there is a cure, he taught, there is a way to stop the suffering, not with medicine but by means of a moral regimen, the Eightfold Path.

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After his Enlightenment, the Buddha reunited with his former companions, who became his first disciples, and taught his first sermon containing these prin- ciples: the sermon of the Four Noble Truths. The First Noble Truth states simply that life is full of suffering. Suffering is inescapable; loss, sickness, death haunt us all. The Second Noble Truth states the condition that gives rise to suffering: not from fate, not from malevolent spirits or angry gods, but from human desire. We are in inner bondage to our cravings, we try to hang onto things and people; we long for wealth, prestige, and love. The Third Noble Truth states that there is a cure, which is cessation of suffering (nirvana). The Fourth Noble Truth declares the remedy: the Eightfold Path of wisdom, morality, and meditation.

The Eightfold Path was a middle way between living an unaware life of pleasure in the world and the path of extreme self-punishing renunciation. The eight steps of the path lead toward full Awakening; go as far as you can. The first two are the wisdom (prajna, panna) steps. The first is Right Understanding. A commitment to follow the Buddha leads to understanding his teachings (the Dharma). Right Thought is making an effort to cultivate purity and wholesome states of mind, renouncing unwholesome ones like greed, anger, envy, and spite. The next three are the “proper conduct” or morality steps. Right Speech is using your conversation for good ends, avoiding falsehood, slander, and gossip. Right Action brings us to the deepest prohibitions of Buddhism: refrain from killing any living being (ahimsa). This did not just apply to other humans but to all living creatures; rather than taking life, one should act with compassion toward all living beings. In addition to ahimsa, do not steal, do not commit sex- ual misconduct, do not lie, and do not take intoxicants. Right Livelihood, intended for lay Buddhists, urges that your livelihood not be in conflict with other Buddhist principles. Don’t have a career involving killing animals or humans. Don’t trade in sales of weapons. Don’t work to become rich to satisfy

cravings and desires that will interfere with achieving Awakening.

The final three steps of the Eightfold Path are the concentration (samadhi) steps, more advanced stages undertaken by monks and leading to nirvana. Right Effort is about abandoning unwholesome states of mind and cultivating whole- some states of mind. Your effort in life, even if you are a layperson, should be toward creating a mentality that leans toward abandonment of desires. With Right Mindfulness you live your life in a state of deep and constant awareness of the conditions of existence and of your own states of mind, temptations, lurking desires. Be mindful of annata, your lack of a permanent self while still prone to transient emotional states. Right Concentration refers to the practice of formal meditation to achieve tranquility, insight, and ultimate awakening.

These are the core teachings of the Buddha. From here, Buddhism devel- oped ever more complex philosophies, regional variations, practices, texts, and even additional buddhas and bodhisattvas.

“I Take Refuge in the Sangha.” The sangha, the community of monks, grew out of that population of wandering ascetics who followed the Buddha by renouncing society to seek spiritual liberation. The custom grew among Bud-

dha’s followers to gather together during the three months of the rainy season, often in a place provided by a lay follower of Buddha in a grove or forest clear- ing. These became months of building community, rereading the Sutras, prac- ticing meditation, and instructing new followers of the Buddhist path.

Living in the community raised many of the same kinds of problems facing people who did not renounce society. Individuals do not always get along. Spir- itual aspiration can turn competitive. Pride can creep in. Above all, sexual urges are difficult to control. Therefore, soon after Buddha’s death a set of rules for the spiritual community, called the vinaya, developed and consisted of 227 prohibitions listed in order of seriousness; the first four required abstention from sex, from theft, from destruction of life even down to a worm or ant, and from claiming any superhuman powers. Offenses against these rules resulted in expulsion. Other rules forbade handling gold and silver, engaging in trade, drinking alcoholic beverages, sitting or sleeping more than eight inches from the ground, and eating any meals after noon.

The Four Periods of Buddhism

Buddhism has persisted for 2,500 years, undergoing profound changes dur- ing that time. Each of its phases resulted in the production of new sacred texts, theological elaborations, additions to the pantheon of Buddhist sacred figures, and new iconographies. Often these transformations occurred in new settings, as Buddhism was carried into Southeast and East Asia. Accommodations were made for laypeople who could not abandon secular life for monastic life, mak- ing it easier to achieve spiritual goals laid out by the Buddha’s original insights. Following Conze (1988), we identify four periods.

The First 500 Years: “Old Buddhism,” Theravada or Hinayana Buddhism (500–1 B.C.E.). The period begins with the life of Buddha (he probably died around 487 B.C.E.) and encompasses the Mauryan Empire. By the time of his death at age 80, his followers numbered in the thousands. Buddha’s simple psy- chological teachings became elaborated, as the monastic tradition of his imme- diate followers came to be supported by lay society and its rulers.

A key point came a century and a half later, when Emperor Ashoka (304– 232 B.C.E.) converted to Buddhism. We know about this event from the series of inscriptions on rocks and pillars put up by Ashoka across his empire and from several pious texts about his life, most importantly the Ashokavadana (“The Legend of King Ashoka”). His conversion to Buddhism is attested to by the Thirteenth Rock Edict where he regrets the suffering of Kalinga caused by his conquest, declares his devotion to dharma, and urges that dharma be accepted throughout his empire and proclaimed beyond it.

In “The Legend of King Ashoka” we learn of the prophecy of a wandering ascetic that he would be a cakravartin, a “wheel-turning” monarch, that is, a great king who rules the whole world according to Buddhist dharma. However, his reign did not begin well; he was a cruel king known as Ashoka the Fierce (Chandashoka) after beheading 500 of his ministers and burning alive 500

women in his harem. He employed an executioner who contrived to carry out all the tortures of the Buddhist hells right here on earth. One day his execu- tioner imprisoned a Buddhist monk, intending to execute him the next day. The monk spent the night in meditation and achieved enlightenment. The next morning he was thrown into a cauldron of human blood, urine, and excrement. Just as Ashoka arrived to witness the execution, the monk began floating tran- quilly on a lotus blossom in the midst of the filth and horror. Ashoka begged for an explanation. “I am the son of the Compassionate Buddha who has cut through the tangles of worldly inclinations,” the monk told him. “I am detached from all modes of existence” (Strong 1983:217). He told Ashoka of a prediction by the Buddha that 100 years after his Parinirvana a cakravartin named Ashoka would spread his teachings by distributing his relics far and wide. “But instead you have built this place of suffering.” Hearing these words, Ashoka put his hands together in repentance: “Forgive me this evil deed. Today I seek refuge in the Sangha, the Buddha, and in the Dharma that is taught by the noble ones.” After his conversion he distributed fragments of the Buddha’s body throughout the world in 84,000 stupas (a number connoting totality). From then on he became known as Dharmashoka.

As Dharmashoka, he was both cakravartin, “world ruler,” and Buddhist layman. Ashoka enacted his rajadharma by many acts of religious donation (daan) to the monastic community (the sangha), culminating every five years in giving away all his worldly possessions. He spread Buddhism throughout his empire by edict and beyond it by sending out missionaries, including his own son to Ceylon. He built stupas and endowed monasteries.

Buddhist iconography during this period remained symbolic: the empty throne, the sacred Bodhi Tree, a footprint, the wheel of dharma, but never rep- resentation in human form.

The focus was typically Indian in its preoccupation on psychological ques- tions: suffering is a psychological state and salvation comes from control of one’s own mind. Buddha discovered these laws and passed them to his disci- ples, leaving an “open hand” when he died, all his insight passed on for others to learn. The perfected saint was the arhat such as the one who survived the tor- tures of Chandashoka; a monk who, like Buddha, had achieved extinction of desire and will no more be reborn in this world.

The Second 500 Years: Mahayana Buddhism (1–500 B.C.E.). Great changes take place in Buddhist thought. To realize in oneself the true nature of things is the path to salvation. Monasteries and renunciation continue, but another route opens for laypeople. A few fully enlightened saints are raised to the status of bod- hisattvas, god-like beings who halt on the brink of extinction for eons to bring sal- vation to others. Rather than veneration of a dead teacher, eternal bodhisattvas such as Amitabha, Avalokiteshvara, and Maitreya are now objects of worship, barely distinguishable from deities. They bring salvation to laypeople who are not able to become religious virtuosi like the monks. Around 100 C.E. a variant of nir- vana arose in the Gandhara area known as the Pure Land paradise. Rather than

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achieving nirvana through life-long self-discipline and meditation, a simpler path allows for rebirth into the Pure Land.

Almost any degree of attention to the Buddha would enable rebirth in [the Pure Land]. Beings needed only to set their minds on Amitabha, cultivate “roots of good,” and plan for achieving enlightenment there. Even beings that had not done well over their lifetimes in attending to the Buddha could achieve rebirth with Amitabha if they just directed their thoughts that way on their deathbeds and experienced a vision of Amitabha; even a single sin- cere thought might be sufficient. (Amstutz 1998:72)

No longer was there just one Buddha; now there were many Buddhas, and moreover full Buddhahood became possible for anyone. In these new forms, Buddhism began its conquest of the rest of Asia, traveling to China, Japan, and Korea by one route, and to Southeast Asia by another.

Yellow R.

Map 6.1 Route of dispersal of Buddhism.

INDONESIA

Barobadur

Palembang

Angkor

Thaton

Bay Of

Bengal

Amaravati

BURMA

Pagan

INDIA

Bodh Gaya

Lhasa (Tibet)

Banaras

Mathura Vaishali

Sarnath

Pacific

Ocean

Lumbini (Nepal)

Shravasti Kapilavastu (Nepal)

CHINA

Chang-an Luo-yang

Nara

Dunhuang

Kucha (Central Asia)

Kyoto

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Monasticism was at its peak with vast monasteries filled with new art forms. Many of these monasteries were dug into rocky cliffs, as at Ajanta in western India and Dunhuang in northwestern China. Wealthy lay devotees earned merit by commissioning paintings and sculpture, which were truly at a peak during this period. In the upper Indus region, a Greek-influenced king- dom known as Gandhara became particularly important in these developments because of its location at the crossroads on the way west on the route to the Mediterranean and north to Central Asia and China. Here Buddhism met Greek sculptural traditions, alive with sensuous realism. Buddha, with his ascetic’s topknot and semilidded eyes, looks remarkably like the Greek god Apollo. He wears a toga draped in the Hellenistic style and Athenian sandals, and is flanked by Corinthian columns. These influences travel all the way to China and Japan, where Buddhism becomes associated as much with high cul- ture as with renunciation.

The Third 500 Years (500–1000 C.E.). This is the period of the rise of Tantric Buddhism in India, Nepal, and Tibet, while in centers outside India, Buddhism takes on creative new directions, particularly Chan (China) and Zen (Japan) Buddhism.

In Tantra the goal is achieving harmony with the cosmos as the key aim of enlightenment, and magic and occult methods are used to achieve it. The ideal man is the siddha, a practitioner who is so much in harmony with the universe that he has no material constraints on him and thus has extraordinary powers, able to manipulate cosmic forces within himself and outside himself. In India, Tantra developed a “Left-Handed” and a “Right-Handed” form. Both forms assert that the goal of spiritual striving is to transcend all the multiplicity of maya into a state of perfect unity with the cosmos, symbolized by male–female dualism, which can be transcended by meditation and rituals in which the unity of the self with the cosmos is enacted through sexual union with a part- ner. The “Right-Handed” forms only did this symbolically, but the “Left- Handed” forms did it literally. The art of Tantra was full of sexual images, most notably the famous Yab-Yum, a male figure and a female figure locked in an energetic sexual embrace.

The Last 1,000 Years. There has been little change during the last thou- sand years. Buddhism has been in a holding pattern. Everything is bound to decay, according to the teachings of Buddhism, dharma included. Japanese Buddhism marked the year 1052 as the beginning of the age of mappo, a period of the total degeneration of Buddhism, after which individuals could no longer hope to achieve Buddhist enlightenment by their own efforts, but must depend on a savior. (See the following three pages for more about Bud- dhist iconography.)

S. Rits

S. Rits

INDIA

India—“Old Buddhism”—Fifth to First Centuries

B.C.E.

During the first 500 years of Buddhism, simple metaphors portrayed the teachings of the Buddha, such as the wheel, the empty throne, the Tree of Enlightenment.

1 Wheel of Dharma

The dharmachakra, or wheel of righteousness, i.e., Buddha’s teachings, conceived as a wheel rolling across the land

2 Empty Throne

The throne where the Buddha taught the dharma remained after his Parinirvana.

Mahayana Buddhism—First to Fifth Centuries C.E.

Buddhism began to change in its second 500 years, with portrayals of the actual Buddha in paint, sculpture, and stucco. The Buddha and additional figures, Bodhisattvas, began to be treated as deities. Beginning in India, this was the form in which Bud- dhism traveled to East and SE Asia.

3 Ajanta Bodhisattva

Sensuous fresco of a Bodhisattva in Cave 1 at Ajanta. Note crown, earrings, bracelets, and necklace of a prince who has halted at the edge of enlightenment.

4 Head of Shakyamuni

Siddhartha Gautama, the Indian prince who achieved enlightenment and became known as the Buddha. Earliest images in Greco-Buddhist style from Gandhara. Note topknot, half-lidded eyes, and elongated earlobes of an ascetic.

SOUTHEAST ASIA

Hinayana (Theravada) Buddhism—Third Century B.C.E. to Fifth Century C.E.

Ashoka’s conversion and missionizing spread Buddhism to Sri Lanka, and ultimately to SE Asia in its ear- lier form emphasizing the original Buddha and monasticism.

5 Sukhothai Buddha

A sinuous Thai Buddha from the early king- dom of Sukhothai, fourteenth century C.E. A flame coming out of his topknot indicates spirituality.

6, 9 Various Yakshas

Minor local deities protect Buddhist places

7 Khmer Buddha

The cult of god-kings (devarajas) portrayed the king as a Bodhisattva, dressed in Khmer royal style. He is seated on a coiled snake, a protec- tor of Buddhism.

8 Devotee

Human and angelic beings with hands clasped in worship of Buddha.

Mahayana—Third Century C.E.

EAST ASIA

Monks take Buddhism to Central Asia, and Chinese monks travel to India seeking texts. New portrayals of the Buddha emerge, inspired by Greco-Roman styles of Gandhara.

10 Arhat

Sixty-one enlightened followers of the Buddha attained magical powers.

11 Amida Buddha (Amitabha)

The Amida Buddha of the Pure Land School. The daibutsu (“giant Buddha”) at Kamakura is 43 feet high.

12 Laughing Buddha

A tenth-century Chinese monk named Pu-tai (Hemp Sack) claimed to be an incarnation of Maitreya, revered as the “Laughing Buddha.”

13 Miroku (Maitreya)

Contemplative Bodhisattva, the Buddha of the future. Korean.

14 Fierce Guardians

Warriors protect the sacred places of Buddhism.

15 Sleeping Buddha

The 51-foot Buddha in Parinirvana, from Dun- huang Cave 158. One of the principal portray- als of the Shakyamuni.

16 Guanyin (Avalokiteshvara)

This compassionate Bodhisattva escorts souls to Amida in the Pure Land. Over several centu- ries the Indian Avalokiteshvara slowly turned into the female Guanyin. In languid pose known as “royal ease.”

Vajrayana—500 C.E.

17 Avalokiteshvara

TIBET

The patron Bodhisattva of Tibet. In pose of royal ease on a lotus pedestal, with royal adornment.

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Islam

Soon after the Prophet Muhammad began preaching in the Arabian Penin-

sula in the seventh century C.E., his teachings made their way to India, brought by caravans from the Middle East and seafaring Arab traders. But despite these early arrivals, Islam had little impact on India for many more centuries, even though it was spreading broadly toward the subcontinent among Iranians, Turks, and Mongols of Central Asia and the Iranian Plateau. In these regions the original teachings emanating from Arabia mixed with local and newly sprouted ideas to form institutions of religion and kingship that would later transform India.

When Islam finally spread into India, it came in three not fully differenti- ated forms: Sunni, Shia, and Sufi. None of them is quite the form now taken in South Asia, after two centuries of colonialism, during which Indian Islam was deprived of Islamic rulers.

Islam begins, of course, far from India. In 610 in the Arabian Desert the Prophet Muhammad began to have visions in which the angel Gabriel dictated to him the words of Allah, which became the holy book, the Quran. As Muhammad communicated these visions, many followers were drawn to what became a new religion called Islam, meaning full and complete surrender to the divine will. He also attracted enemies who attempted to destroy the new faith. Muhammad and his followers defeated his enemies and conquered most of the Arabian Peninsula before his death in 632. Over the next 30 years most of the Middle East was conquered by his successors, and by a century later North Africa and Spain were conquered.

However, when the Prophet died his followers faced a severe dilemma: Who would succeed him? He left behind no son and no instructions for a suc- cessor. He had a large family, with multiple wives, a father-in-law named Abu Bakr, and a charismatic son-in-law named Ali, husband of his daughter Fatima. The elders chose Abu Bakr to succeed Muhammad as caliph, that is, to exercise both spiritual and political authority. However, another faction believed Ali was the true heir, and his son Husain, who was a blood descendant of the Prophet through Fatima, had been wrongly deprived of the succession. There followed 53 years of civil war as Ali’s followers tried to wrest power back from Abu Bakr and the next three successors. Thus began the great schism between the Sunnis (who accepted Abu Bakr and succession by choice of the elders and customs established by the Prophet) and the Shias (who believe succession should follow the actual bloodline of the Prophet himself). In 680, while on his way to join rebels in Iran, Husain was killed by Sunnis near Karbala (in mod- ern Iraq) and thus became the first martyr. The martyrdom of Husain is a cen- tral theme of Shia Islam; emotional laments for children killed at Karbala fill Muharram, the first month of the Islamic New Year (see box 6.1).

After the Prophet’s death, stories told by his wives and followers about his

early life and the years of conquest and civil war were collected in a series of

Box 6.1 Lament for Zaynab’s Sons

Zaynab, the daughter of Ali and Fatima, was the granddaughter of the Prophet. She joined the army of her brother Husayn in the march to Kufa to claim leadership of the Muslim community. However, Husayn and most of his army were slaughtered at Karbala (in modern Iraq), and Zaynab also lost her two sons, Aoun and Muhammad. The following text is a nauha, a poetic form chanted during gatherings in the Shia month of Muharram, accompanied by highly emotional ritual chest-beating in mourning.

Wept the mother over her dead sons, O Aoun, O Muhammad!

Alas, I offer myself to save you O Aoun, O Muhammad! You departed this world without wedding garlands O Aoun, O Muhammad! I longed to see you wed, then live in peace O Aoun, O Muhammad! But in the face of Fate my hands were tied O Aoun, O Muhammad! In place of two grooms lie two corpses

Let me be taken instead of you.

With what eyes can I look at you in this state? O Aoun, O Muhammad! In front of me, a mother, lie your corpses

How can I console my heart?

Why not beat my head in lamentation, O Aoun, O Muhammad! You lived up to your uncles’ ideals

But darlings, tell me this—

Was your mother not worthy of your love, too? O Aoun, O Muhammad! This was the mother’s lament, Baquir,

Over her sons’ corpses—

Let me be taken instead of you!

Source: Syed Akbar Hyder and Carla Petievich, Shi’I Mourning in Muharram: Nauha Laments for Children Killed at Karbala. In Islam in South Asia in Practice, ed. Barbara D. Metcalf. Princeton: Princeton University Press, 2009.

texts known as the hadith (“traditions”), which became secondary texts to the Quran in prescribing morality and social life for Muslims. Teachers (imams) master these texts and instruct the faithful in Friday sermons and in religious schools. Judges (qadis or qazis) resolve disputes based on several different schools of Islamic law (sharia), all derived from interpretations of the Quran, the hadith, and traditions of legal reasoning and consensus that have developed over the centuries.

Sufis, Saints, and Shahs

In later centuries, as Islam evolved in the Middle East and was adopted by non-Arab groups like the Turks, Persians, and Mongols, new forms emerged. In South Asia, traditions of religious practice such as we have already seen— sanyas, yoga, and bhakti—may also have influenced Indian Islam. From the tenth through the thirteenth centuries, Sufism became the dominant form of Islam, especially as it developed in the Iranian Plateau and India; its impor-

tance can hardly be overemphasized. Charismatic Sufi figures were patronized by sultans as “inheritors of charisma (baraka) derived through ‘chains of succes- sion’ from the Prophet himself ” (Metcalf 2009:8). Sufi elders were guides to inner realization of the divine, and miracles were evidence of divine interven- tion in everyday life. Their lodges and tombs became cult centers, places of pil- grimage and prayer.

An important theme of Sufism was the very great credence given to astrol- ogy to predict world-changing events. The movements of the known planets were carefully tracked. When Saturn and Jupiter came into conjunction in the seventh century, the Prophet Muhammad was born. Another conjunction occurred at the time of Timur (a.k.a. Tamerlane, d. 1405), who conquered much of Iran and Afghanistan and sacked Delhi in the late thirteenth century. These conjunctions were seen as heralding the rise of an Islamic savior (mahdi), an ideal sovereign, a true caliph. This cultural theme of a coming mahdi—an idea that could be claimed by a charismatic Sufi leader or military general— was another way in which Sufism shaped society and kingship.

The expansion of Islam into Asia is a story of vivid personalities and char- ismatic figures, as the Prophet had been, spiritual leaders who became warriors or miracle-working saints even lying in their sacred tombs, and world-conquer- ing kings with messianic claims. Charismatic holiness was passed down blood- lines from Genghis Khan (d. 1227) and Timur, similar to those of the Prophet himself. In Persia and Afghanistan there emerged a new type of mass-based Sufism centered on popular cults of the saints and hereditary forms of spiritual leadership a century before the rise of the Mughals. “These traditions were far more significant in shaping Muslim worldviews than the texts and traditions of doctrinal Islam” (Moin 2012).

We get a picture of this worldview from The Baburnama, a memoir written toward the end of his life by Babur, the Mongol prince who brought the Mughals3 to power in India in 1526. It is based in part on a journal that he dili- gently kept from his youth.4 Babur was highly intelligent and keenly interested in almost everything, both practical matters of conquest and rule and religious matters that he heard about in his travels from Afghanistan into India. In fact, the distinction between “practical” and “religious” matters would have made little sense to him, as these were far from separate domains of knowledge in his time. Azfar Moin provides many examples, such as the following:

In the year he came to Kabul, Babur was informed about a village shrine where the tomb moved when prayers were offered. Upon arriving at the shrine, Babur saw the miracle with his own eyes. Then he discovered that it was a trick: “They had put a screen over the tomb, which, when they made it move, made it seem as though the tomb was moving, just as it seems to people riding in a boat for the first time that the shore is moving.” Although Babur chastised the attendants and had the false screen destroyed, he did not condemn the “spurious” shrine. Instead, he had a proper dome built over it. (Moin 2012:65)

Sufi saints often combined powerful religious authority with political ambitions. One famous Sufi was Sayyid Muhammad of Jaunpur (d. 1505), with a following of thousands who led a movement against Akbar, the greatest of the Mughals. As a young man Sayyid Muhammad had led a band of 1,500 Hindu ascetics into battle against a Hindu raja. When he hacked open the Hindu raja’s chest he discovered the image of a Hindu god carved on his heart. This so shocked him that he went into a trance: if a Hindu could be this devout, what could devotion to the true God do for a Muslim? He left on a long spiri- tual quest to Mecca, where he declared himself the awaited Mahdi (Moin 2012:108). Back in India, he claimed anyone who did not accept him as the Mahdi was no true Muslim.

Babur’s grandson Akbar was also part of the cultural milieu of Sufi Islam. In addition to being a brilliant conqueror who expanded the Mughal territories in India and created an effective state organization, he used Sufi practices and symbols in creating a “messianic sovereignty” along the lines of Sayyid Muhammad of Jaunpur. He, too, could go into a “divine rapture,” which he did in full view of the public while on a hunting trip in 1578. The Akbarnama, the chronicle of his reign written toward the end of his life, reports that a year after this divine rapture, he issued an edict declaring himself “the imam and mujtahid” of the age (Moin 2012:139). Akbar invited religious leaders from all over his empire to court to discuss their doctrines: Shias, Sunnis, Sufis, Hindus, Zoroastrians, Jews, Buddhists, and even Portuguese Jesuits from Goa (who were confident Akbar would convert to Christianity). He did not convert to any of these creeds but was keenly interested in all of them. Rather, he gathered them using his own charisma as emperor (padishah) with high spiritual status. To enhance his spiritual status he created an imperial order of disciples who greeted each other with the phrase “Allahu Akbar,” which means “God is Great,” but also suggests “Akbar is God.”

Akbar was certainly more Sufi than Sunni or Shia. He lived at the time when the first thousand years of Islam were coming to an end, considered by Sufis as a time ripe for a mahdi. He was the first of the four “Great Mughals,” followed by Shah Jahan, Jahangir, and Aurangzeb, who died in 1707. Already in Aurangzeb’s time, the charismatic, mystical openness of Akbar’s form of Islam was giving way to a stricter form of Islam. By the end of the eighteenth century, British power in the form of the East India Company was changing political and economic conditions for the Islamic elite as the final Mughals went into decline. Indian Islam began to change in the uncertain times, and new Muslim identities and values emerged.

Sunnis and Shias in Colonial India

In British India, before Independence and Partition, the Shias were few in number: not more than 4 percent of Muslims in any of the provinces (Hasan 1996). The highest percentage was to be found in Lucknow, where in the 1882 and 1921 censuses, Shias were 10 percent of the Muslim population. And yet,

by far the most important Muslim event was the holy month of Muharram, a very specifically Shia commemoration of the death of Husain.

Firsthand accounts from the nineteenth century illustrate the widespread participation in Muharram. “The truth is that in those days the whole year was spent waiting for Muharram. . . . After the goat sacrifices of Baqr Id the prepa- rations for Muharram began. Dadda, my father’s mother, started to softly chant elegies about the martyrs. Mother set about sewing black clothes for all of us; and my sister took out the notebooks of laments and began to practice them” (Rahi Masoom Reza, quoted in Hasan 1996). As the moon was sighted over the Gomti River in Lucknow, the loud and clear call to prayer marked the beginning of the holy month of Muharram.

They would renew and reaffirm their unflinching devotion to those Islamic principles for which Imam Husain, grandson of the Prophet, had laid down his life in 680 C.E. . . . They marched through the lanes and bylanes of Luck- now in fervent lamentation chanting “Ya-Husain,” “Ya-Husain,” rhythmi- cally beating their chests, self-flagellating, carrying replicas of Husain’s tomb, his coffin, and standards and insignia, and his horse. (Hasan 1996:543)

It was not only the tiny numbers of Shias who engaged in this emotional 10-day mourning for an event from the seventh century that was the founda- tional narrative of Shia Islam. Sunnis as well, and even Hindus, participated in Muharram. Hindu princes in central and southern India, including Brahmans,

Every year at Muharram, Shia Muslims commemorate the death of Husain with proces- sions and self-flagellation that brings blood dripping off their heads, chests, and backs.

commemorated Muharram with “illuminations and processions . . . brilliant and costly” (Hasan 1996:545). Thousands of Hindus chanted mourning songs along with the Shias and Sunnis. In the North Indian town of Amroha, “accounts of Muharram . . . describe all religious communities attending Muharram sermons and parading effigies of Husain’s tomb, while the most ardent of Shias came out onto the town’s streets to engage in matamdari, self- flagellation as a form of penitence” (Jones 2009:879).

Several things are striking about this collective participation in the annual Shia commemorations. First, these accounts come from late eighteenth- and nineteenth-century observers. At that time, the sectarian rift between Sunni and Shia was not as severe as it later became. Wajid Ali Shah, the nineteenth- century nawab of Awadh, said: “Of my two eyes, one is a Shia and the other is a Sunni” (Jones 2009:545). Second, the story of the assassination of Husain at the hand of the tyrant Yazid is understood as the beginning of Sunni persecu- tion of Shias in the Middle East. In British India, however, there were reso- nances with colonial dominance and the destruction of the Mughal dynasty. Husain was the perfect man who becomes a martyr for God against the rulers of the world. Finally, the wide sharing of Muharram is evidence that Islam in South Asia only slowly pulled away from a cultural matrix in which Hindu, Sufi, Sunni, and Shia ideas and practices were widely availed; identities were not entirely fixed and bounded as religious categories. However, by the end of the nineteenth century, this was no longer true. Muharram ceased to be a com- mon symbol but became an exclusively Shia concern as Sunni–Shia conflicts became commonplace in North India.

These changes began in the mid-eighteenth century, when Indian Islam was influenced by the movement to purify the faith that came out of Arabia, where Shaykh Muhammad ibn ‘Abd al-Wahhab, whose movement became known as Wahhabism, urged stripping Islam of “un-Islamic” practices, many of them associated with Sufism. This movement was more extreme in Arabia, a more isolated and homogeneous place than India with all its ethnic, linguis- tic, political, and religious diversity. But there were similar reform efforts in India against Sufi practices like the concept of baraka, the worship of saints and veneration of tombs. All the Sufi innovations of the previous centuries were repudiated; the sole basis of the faith should be the Quran and the Sunna (hadith); that is, the text of the actual Quran transmitted to the Prophet (in Ara- bic), and the collected accounts of the early centuries of the believers. In Ara- bia, anyone resisting these reforms was considered apostate; Indian reformists such as Shah Wali Allah (d. 1762) urged Muslims to focus on the teachings of the Quran and the hadith, to discipline their lives according to sharia (Ibrahim 2006), and model one’s life on that of the Prophet. These were above all Sunni reforms. Into the late nineteenth and early twentieth centuries, they intensified. Islamic schools, madrasas, which carefully differentiated between Shia, Sunni, and other sects, were established to educate youths in textual Islam. Sunnis tried to suppress mention of Ali and Husain; Shias complained they were

underrepresented in Muslim colleges. Instructive tracts for Muslim women emphasized the need to observe purdah. Communal conflict was expressed in competing religious festivals. Identities firmed up and enmity increased.

The Umma and the Independence Movement

As Indian politics was moving toward independence, Muslim leaders set their sights on a separate Islamic state. Toward this goal, they attempted to unify India’s varied Muslims into a harmonious community. Islam provided a useful concept: the umma. The umma is an ancient vision of the total community of Islam, an idealized unity encouraged by events like the hajj (the pilgrimage to Mecca) and collective prayers in the great mosques. It has always been an ideal- ized value of pan-Islamic unity, never an actuality. But it became a key concept for Muslim leaders in building momentum for Partition. Some of this has been dis- cussed in the introduction to part III, but we return briefly to the religious forces that led to the Partition of India and the creation of Pakistan and Bangladesh.

The Islamic umma in India grew out of opposition to Hindus with the encouragement of Muslim political leaders like Jinnah. There had never been strong shared identities as Muslims among the millions of Muslims in India, which may seem a strange thing to say, but let’s look at who was a Muslim prior to the political movements of the early twentieth century.

The foundational social order of India was, and has always been, the caste order. Although Islam declares equality of all before Allah, Islam in India has never been able to fully free itself from caste-linked sensitivities. Over many long centuries of conversions to Islam (almost never by the sword, inciden- tally), the social origins of families and groups converting did make a differ- ence. Muslims were not all equal in India.

Indian Muslims distinguished between those whose origins were in low, peasant, artisan, and serving castes (the ajlaf), and those who came in from Per- sia, Central Asia, and the Middle East with the conquerors. The ajlaf continued to be dominated and exploited even after their conversion (Saberwal 2006). They include such groups as the Ansari, formerly weavers; or dyers, who were low caste because they used urine in the process of dyeing, prior to conversion. Many in eastern India (now Bangladesh and West Bengal state) were peasant castes. The ashraf were those who, during the Sultanate and Mughal period, had been part of the elite, descending from immigrants and proud of their lin- eages. They spoke Persian or Arabic and participated in the learned culture of poetry, art, and philosophy. They lived in urban areas like Delhi, Calcutta, Hyderabad, and Madras, or else lived comfortably in smaller rural towns on revenue-free grants of land from the Mughals (Jones 2009). They had little sense of commonality with Muslim converts from the lower castes. There were, as well, especially in the south, other Muslim groups of traders and merchants. All of these diverse Muslim communities had to be brought together into a common umma for political reasons. They had to get over the instinct in Islam to take religious differences so seriously that rivals were declared as kafir, mis-

guided, apostates or not even Muslims at all. The key was to heighten the sense of Muslim opposition to Hindu. What united all Muslims? They were not Hindu. This was how contemporary communalism grew on the Muslim side. A corresponding heightened sense of Hindu-ness (i.e., Hindutva) was growing on the Hindu side. The unexpectedly horrendous violence of Partition solidified these two communal identities and embedded themselves in the relationship between India and Pakistan. At Partition, 30 million of India’s then-population of 390 million went into West Pakistan and another 30 million became East Pakistan (later, Bangladesh). Muslims in India are now only 13 percent of the population (as of the 2011 census), an often oppressed minority whose contin- ued presence has been exploited by Hindu nationalism in recent decades.

Sikhism

Sikhism is not a blend or a reproduction of earlier religions but it is a new revelation altogether. . . . Sikhism rejects all fasts, rites, and rituals. It rejects the claims of Yoga, mortification of body, self-torture, penances and renun- ciation. Sikhism does not believe in the worship of gods and goddesses, stones, statues, idols, pictures, tombs or crematoriums. Only One God, the Formless, is to be Glorified.

Thus begins a Sikh missionary tract, explaining the core concepts of the Sikh faith. The statement makes it clear: Sikhism is not some variant of Hinduism.

No polytheism, no rigorous asceticism, no renunciation. A little more subtly, it is also not Islam, although it is profoundly monotheistic (“Only One God, the Formless . . .”); but no holy tombs. It is a “new revelation altogether.”

Like both Buddhism and Islam, it has a historic founder, Guru Nanak, who lived 1469–1539 in the Punjab area of northwest India. These were the years of Mughal arrival; Babur was conquering India during Guru Nanak’s life- time and died nine years before Guru Nanak died. We have seen the cultural environment of that period, with the widespread practices of Sufism and bhakti Hinduism. It was a period when many sants—charismatic figures with blends of religious ideas who had visions, wrote hymns, taught under spreading fig and banyan trees, established mosques, temples, and tombs, and sometimes led militant groups of disciples into political adventures—established followings.

Guru Nanak was a member of the Khatri caste, a Kshatriya group whose traditional occupations were military and administrative. At age 30 he disap- peared for three days after bathing in a river, emerging to declare: “There is no Hindu, there is no Muslim.” He had had some kind of vision or enlightenment that caused him to reject the dominant religious categories available to him and espouse the necessity of inner transformation by listening to the True Guru in the heart. After lengthy travels, he settled in the Punjab and gathered a follow- ing, writing verses, hymns, and long poetical works—now the basic part of Sikh scriptures—and establishing the Sikh Panth (path), on which tobacco and alcohol were prohibited.

Guru Nanak was followed by a sequence of 10 gurus, all members of his family and Khatri caste (much as the Shias believed Muslims should be led by persons of Muhammad’s own bloodline), who led the growing community of Sikh believers. The Fifth Guru, Arjun, founded the Golden Temple at Amrit- sar, known as the Harimandir, in 1604 and compiled the hymns and teachings of previous gurus, including his own, in the authoritative Adi Granth, Sikh- ism’s sacred book. The growing influence of the Sikhs came to be seen as a threat to the Mughals, and Guru Arjun was executed by Shah Jahan, becoming the first martyr.

But Sikhism kept growing. In the seventeenth century, there were large- scale conversions from a powerful landowning and agricultural caste, the Jats. Both Khatris and Jats were large and powerful Hindu castes, which may partly account for the continued political success of the Sikhs, and a worry to the Mughals, who were now at their height.

The Ninth Guru, Tegh Bahadur, was executed in Delhi. His son, Guru Gobind Singh, would be the Tenth and last Guru. He reorganized the commu- nity around himself, much like a court, and established an elite community among the Sikhs known as the Khalsa (pure). It was founded in 1699 when Sikhs of five different castes ceremonially drank from the same bowl and were given a new name, Singh, while their women took the name Kaur. The Khalsa also adopted a set of identifying markers for Sikhs, which have made male

Celebrating the birth of Guru Nanak, these five men are dressed as the panj pyare, or “five beloved,” the elite community founded in 1699 by Guru Gobind Singh. They wear the militant dress for which Sikhs became famous, leading the defense of Sikhs against the Mughals.

Sikhs instantly identifiable ever since: “Five K’s”—kesh (uncut hair), kangra (a wooden brush for the hair), kirpan (dagger), kacha (distinctive undergarments), and kara (steel bracelet). The even more distinctive Sikh turban was not one of the Five K’s but became a unique additional marker of identity. No one dressed like this could be mistaken for a Hindu. There is a this-worldly asceticism here, but no renunciation. These symbols were clearly militant, signaling a strongly masculine culture that would defend its community against the Mughal state. For Sikhs, it added a sense of military self-discipline to the spiritual one coming from Guru Nanak, and over the next centuries Sikhs became a powerful and dominant community in the northwest of India.

Guru Gobind Singh’s sons were killed in the course of fighting against the Mughal emperor Aurangzeb, and the Tenth Guru himself was killed by a Mus- lim assassin. Realizing that their spiritual leaders were marked and vulnerable in the prevailing politics of North India, and that anyway it was not the Gurus themselves but the collective teachings coming down from Guru Nanak that was the core of the faith, ultimate Sikh authority was transferred to the sacred book, the Guru Granth Sahib, which contained the writings of Guru Nanak, Guru Arjun, Guru Tegh Bahadur, and Guru Gobind Singh. This sacred book is addressed as a Guru itself: Sri Guru Granth Sahib, always placed on a dais under a canopy in Sikh gurdwaras, where a living Guru might sit.

These organizational changes had important political consequences. The Sikhs were far from just a religious sect, followers of a founding sant. Because of their militancy, the mass conversion of a cohesive caste, the Jats, and the eco- nomic power of the Jat Sikhs, by the eighteenth century numerous small Sikh kingdoms dotted the Punjab region, competing with small Rajput and Muslim states. At the end of the eighteenth century, these kingdoms were united into a single Sikh Empire by Ranjit Singh, the “Lion of the Punjab” (as a historical reference point, Ranjit Singh was a contemporary of Napoleon). From a start- ing point in Lahore (now Pakistan), he led his Khalsa Sikh army in conquests from Kabul to Kashmir. The Sikh Empire controlled a region covering most of northern modern Pakistan and the Indian Himalayan states. He was a foe of the Mughals but made friends with the British, with whom they made an agreement to consider the Sutlej River a boundary between their competing interests. After Ranjit Singh’s death, the empire weakened and eventually was absorbed into British India. The Sikhs were admired by the British for their many virtues, especially their military discipline, and they became the core of the British Indian army.

In the 1970s and 1980s a Sikh nationalist movement began agitation for an independent state known as Khalistan, inspired by the old Sikh Empire, the creation of Pakistan, and the reorganization of the Indian states along linguistic lines. The movement received much enthusiastic support from the one million diaspora Sikhs who lived in the UK, the US, and other parts of Asia. Militant separatists in the state of Punjab clashed with the Indian government, which finally, in 1984, raided the Golden Temple, where militants were sheltering and

Maharaja Ranjit Singh, the Sher-i-Punjab, “Lion of the Punjab,” unified many small Sikh and Muslim states into a Sikh Empire that lasted from his coronation in 1801 to 1849, when it was absorbed into British India. Ranjit Singh also possessed a famous diamond, the Koh-i- Noor, which had a much longer and fascinating history of its own, and now belongs to Queen Elizabeth II.

storing their weapons. The raid, with loss of life on both sides, was seen as a desecration of the holiest Sikh temple. In vengeance, on October 31, 1984, Prime Minister Indira Gandhi was assassinated by her Sikh guards. This prompted anti-Sikh riots in which 3,000 Sikhs lost their lives. These un- fortunate outcomes largely ended the Khalistan movement.

The Sikhs are perhaps India’s most visible and prosperous minority, thanks to their coherent faith, their distinctive symbols of identity, their cultural values of diligence, discipline, and loyalty, and their aptitude in busi- ness, administration, and agriculture. Though they are only 2 percent of the population of India, and Punjab is the fourth smallest state, it is one of the most prosperous with the highest lit- eracy rate and average life expectancy (Jetly 2008). Yet, this coherent iden- tity, at least from the outside looking in, masks significant inequality with- in. Despite Sikhism’s core beliefs in equality before God symbolized in shared meals, the old caste hierarchy continues to divide upper- and lower- ranking Sikhs. The Jat Sikhs are clearly the elite; they control all the Sikh organizations like gurdwaras, schools, and political parties (Ram

2007). Although thousands of Scheduled Caste groups converted to Sikhism in order to escape the disabilities of Hindu caste society, many feel that Jat Sikhs treat them as badly in the gurdwaras as they do in their farmlands, where they have been forced to live in separate settlements away from the main Sikh com- munity. They are not allowed to cremate their dead in the main cremation grounds and must establish separate gurdwaras, which are often in dispute between Sikhs of Scheduled Caste background, such as Balmikis (sweepers), and the Jat Sikhs. These caste-like groups among the Sikhs also do not inter- marry; in matrimonial ads in Indian newspapers, Jat Sikhs specify they will consider only other Jat Sikhs. This lingering casteism is not unique to Sikhism (it is also a social fact among Muslims and Christians in India), but it accounts

for the fact that some Scheduled Caste Sikhs are beginning to separate them- selves into local hamlets and communities with their own schools and gurd- waras that are beginning to look like separate caste identities.

ENDNOTES

1 Dates for the Buddha’s life vary. Sri Lanka chronicles place it at 563 B.C.E.; a mainland tradi- tion puts it at 450 B.C.E.; more recent research puts it at 485 B.C.E. (Gombrich 1984).

2 And a few centuries later, as we have seen, Ashoka opened these stupas, removed all but a frag-

ment from each, and built “84,000” more stupas (or at least quite a lot) throughout his empire.

3 Mughal is the Indianized term for the Mongols of Central Asia, and the name of the dynasty that conquered and ruled India from 1526 to 1857.

4 He lived and conquered India during the time of the High Renaissance in Italy, when young

men like Leonardo da Vinci were also keeping meticulous private journals.

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