CURRENT DIRECTIONS IN PSYCHOLOGICAL SCIENCE 3
Are you happy with current rates of violent crime in the United States? How about the U.S. ranking in achievement test scores in sci- ence, compared with other indus- trialized nations? Do recent in- creases in smoking rates among U.S. teens bother you? Do the con- tinuing problems of high rates of
“unsafe sex” practices and the re- sulting incidence of AIDS seem to cry out for a solution?
Constant attention to the prob- lems of modern U.S. society by the mass media, politicians, and con- cerned citizens may seem to indi- cate a generally pessimistic world- view. Paradoxically, though, this focus on problems actually reflects a fundamentally optimistic view that as a society we can and should solve these problems. This same optimism drives modern psycholo- gy as well. The whole point of the science of psychology is to learn so that we can improve “things.”
This functionalist view gives rise to a long-running and frequently counterproductive debate about the value of theory-oriented labora- tory research versus application- oriented field research. This article addresses a very specific question from this debate: Does the psycho- logical laboratory yield truths or trivialities? Since Campbell (1957) clearly distinguished between in- ternal and external validity, a com- mon truism has been that laborato- ry studies are typically high on internal validity but low on exter- nal validity.2 That is, laboratory studies are good at telling whether or not some manipulation of an in- dependent variable causes changes in the dependent variable, but many scholars assume that these results do not generalize to the “real world.” Hence, application-
oriented scholars sometimes deride the psychological laboratory as a place where only trivial facts are to be found.3 In essence, the charge is that (some, most, or all) research from the psychological laboratory is externally invalid, and therefore pointless.
One domain where this debate periodically arises concerns aggres- sion (Anderson & Bushman, 1997). Consider obvious differences in surface characteristics between real-world versus laboratory ag- gression. Assault typically involves two or more people who know each other, arises from an escalat- ing cycle of provocation, and re- sults in serious physical injury. Aggression in the lab, however, typically involves one person (who only thinks that he or she is inter- acting with an unknown person via computer, or notes, or message boards of one kind or another), in a session that may last only 50 min, and involves the attempted deliv- ery of noxious stimuli such as elec- tric shock or blasts of noise.
But the charge that psychological laboratory research lacks external validity is not unique to the study of aggression. Recent years have seen similar debates in the study of per- sonnel selection (e.g., Schmitt, 1996), leadership (e.g., Wolfe & Roberts, 1993), management (e.g., Griffin & Kacmar, 1991), and human memory (e.g., Banaji & Crowder, 1989; Neisser, 1978). For instance, in one early laboratory study of con- text-dependent memory, Dallett and Wilcox (1968) asked partici- pants in one condition to study word lists while standing with their heads inside an oddly shaped box that contained flashing lights of sev- eral different colors; other partici- pants studied the word lists without putting their heads inside the box. Participants later recalled the lists either with or without the box, and were most successful when the study and recall conditions were the same. As is obvious, these condi-
THE DEBATE ABOUT EXTERNAL VALIDITY
Abstract This article examines the
truism that studies from psy- chological laboratories are low in external validity. Past ration- al and empirical explorations of this truism found little sup- port for it. A broader empirical approach was taken for the study reported here; corre- spondence between lab and field was compared across a broad range of domains, in- cluding aggression, helping, leadership style, social loafing, self-efficacy, depression, and memory, among others. Cor- respondence between lab- and field-based effect sizes of con- ceptually similar independent and dependent variables was considerable. In brief, the psy- chological laboratory has gen- erally produced psychological truths, rather than trivialities. These same data suggest that a companion truism about field studies in psychology—that they are generally low on inter- nal validity—is also false.
Keywords external validity; metaanaly- sis; philosophy of science
Copyright © 1999 American Psychological Society
Research in the Psychological Laboratory: Truth or Triviality? Craig A. Anderson,1 James J. Lindsay, and Brad J. Bushman Department of Psychology, University of Missouri—Columbia, Columbia, Missouri (C.A.A., J.J.L.), and Department of Psychology, Iowa State University, Ames, Iowa (B.J.B.)
4 VOLUME 8, NUMBER 1, FEBRUARY 1999
tions have no counterpart in the “real” world, thus inviting com- plaints about external validity.
It is easy to see why nonexperts frequently charge that lab studies are trivial, artificial, and pointless, and easy to ignore such complaints as reflections of ignorance. But when the charge comes from ex- perts—other psychological re- searchers who presumedly share goals, training, and perspective—a thoughtful response is required. Such responses have also been forthcoming.
Embracing Invalidity
One particularly elegant re- sponse, by Mook (1983), celebrates external invalidity. He described four cases in which the artificial lab setting is not only acceptable but actually preferred to the real-world setting:
First, we may be asking whether some- thing can happen, rather than whether it typically does happen. Second, our prediction may . . . specify something that ought to happen in the lab. . . . Third, we may demonstrate the power of a phenomenon by showing that it happens even under unnatural condi- tions that ought to preclude it. Finally, we may use the lab to produce condi- tions that have no counterpart in real life at all . . . . (p. 382)
Mook’s main point is that the goal of most laboratory research is to dis- cover theoretical relations among conceptual variables that are never sufficiently isolated in the real world to allow precise examination.
What Is Supposed to Generalize?
A second (and related) response is to note that usually researchers are interested in generalization of theoretical relations among concep-
tual independent and dependent variables, not the specific instantia- tions of them. The same scandalous joke will mean something different in church than it does in the men’s locker room. In one case it may cre- ate embarrassment, whereas in the other it may create humor. If one were interested in the effects of humor on thought processes, one would be foolish to use the same joke as an experimental manipula- tion of “humor” in both settings. The lack of a manipulation’s gener- alizability constitutes an external validity problem only if one in- tends specific instantiations of con- ceptual variables to generalize across radically different contexts, but most laboratory research is concerned only with generalizabili- ty of the conceptual variables.
The General Problem With Generalization
A third response begins with the observation that generalization is, generally, risky business. Inductive reasoning, at least in absolute terms, is never wholly justified. Even though every time you have dropped a hammer it has fallen, you cannot know for certain that it will fall the next time. Perhaps the laws of nature will change, or perhaps you will enter a location where your understanding of the laws of nature is revealed to be incomplete. Thus, generalizing from one situation to another, or from one participant population to another, is as prob- lematic for field research as it is for lab research. So, the argument goes, why single out lab research for crit- icism? At least the lab makes it somewhat easier to satisfy concerns about internal validity, and without internal validity there is nothing to generalize anyway.
But, people do generalize from specific instances to general con- cepts, then from these general con- cepts to new situations involving different instances of the general
concepts. A justification for such generalization can be readily found both at the level of species survival and at the level of scientific and technological advances: In both cases, generalization works much of the time.
Past Empirical Approaches
If what psychologists expect (hope?) to generalize are systemat- ic relations among conceptual vari- ables (i.e., theories), and if we grant that attempting to make general- izations is acceptable as long as it occasionally works, then another response to the external validity challenge becomes feasible. The challenge becomes an empirical question. Three different empirical approaches have been used: single- study tests, single-phenomenon tests, and single-domain tests.
Single-study tests examine a specific laboratory finding in other contexts or with other popula- tions. For example, Godden and Baddeley (1975) successfully gener- alized the context-dependent mem- ory effect using scuba divers as subjects. Word lists that had been studied underwater were better re- called underwater, whereas lists studied on dry land were better re- called on dry land. Such single- study tests of external validity abound in psychology. Many “work,” though of course some do not. Though these tests answer the generalization question for a par- ticular case, they do not adequately answer the broader question con- cerning the external validity of a given laboratory phenomenon.
Single-phenomenon tests exam- ine the external validity of a whole empirical phenomenon rather than one specific laboratory finding. For example, do laboratory-based ef- fects of anonymity on aggression generalize to field settings? Questions like this can be investi- gated by using meta-analytic tech- niques. That is, one could statisti-
RESPONSES TO LABORATORY CRITICISMS
Published by Blackwell Publishers, Inc.
CURRENT DIRECTIONS IN PSYCHOLOGICAL SCIENCE 5
cally average all of the research re- sults from lab and field studies that have tested the relation between anonymity and aggression. We per- formed such a meta-analysis (Anderson & Bushman, 1997) and found comparable anonymity ef- fects in lab and field settings. Similar tests of the generalizability of a specific laboratory phenome- non can be found in numerous ad- ditional areas of psychology. Many of these single-phenomenon tests show comparable effects for the psychological laboratory and field studies. But failures to generalize also occur.
Single-domain tests further broaden the generalizability ques- tion to a whole research domain. For example, do most aggression findings from the psychological laboratory generalize to field stud- ies? In other words, do the effects of key independent variables—such as alcohol, anonymity, and media violence—have the same effects in lab and field studies of aggression? If laboratory studies from a given domain are inherently invalid and those from field studies are valid, then lab and field studies in that domain should fail to show any correspondence. We (Anderson & Bushman, 1997; Bushman & An- derson, 1998) used meta-analytic techniques to ask this broad ques- tion in the aggression domain, and found considerable correspon- dence between lab and field.
We extend the single-domain approach by examining the compa- rability of findings from lab and field across several domains. Basically, we asked whether the ef- fects of the same conceptual inde- pendent variables on the same conceptual dependent variables tended to be consistent in lab and
field settings across several psycho- logical domains.
Method
Using the PsycINFO database, we conducted a literature search for the following journals: Psy- chological Bulletin, Journal of Applied Psychology, Journal of Personality and Social Psychology, and Personality and Social Psychology Bulletin. We searched with the keyword phrases “meta-analysis” and “quantitative review,” and with the combined keyword phrases “meta-analysis” with “field studies” and “meta- analysis” with “laboratory.” This selection of journals was intention- ally biased toward social psycho- logy because many of the most vociferous criticisms of the psycho- logical laboratory have focused on the social psychological lab. Our search yielded 288 articles.
Many articles were subsequently eliminated because they were methodological in nature, did not include separate tabulations for lab and field settings, or overlapped with a more recent meta-analytic re- view.4 The final data set represents 38 pairs of lab and field effects.
Results and Discussion
We used the standardized mean difference, denoted by d, as the in- dicator of effect size. This index shows the size of the difference be- tween two groups, and does so in terms of the standard deviation. For instance, if Group 1 has a mean of 6 and Group 2 has a mean of 5, and the standard deviation is 2, the ef- fect size d would be (6 – 5)/2 = 0.5. According to Cohen (1988), a “large” d is 0.8, a “medium” d is 0.5, and a “small” d is 0.2. Effect sizes for correlations can easily be con- verted to ds, which we did to allow direct comparisons across different types of studies (Hedges & Olkin, 1985). Effect-size averages were weighted by sample size and used
pooled standard deviations in most cases, but in a few cases we were unable to determine the weights from the original reports. Table 1 and Figure 1 summarize the re- sults.5
Figure 1 plots the value of d for the lab and field studies for each domain studied. The figure reveals considerable consistency between laboratory and field effects. That is, across domains, the ds for lab and field studies tended to be similar. The correlation, r = .73, is consider- ably higher than the gloomy pic- ture that sometimes emerges from the external validity debate. Some readers might wonder whether the disproportionate number of the data points coming from compar- isons of gender effects (6 out of 38) biased the results. However, the plot and correlation look much the same with these 6 data points elim- inated (r = .75). Similarly, one might wonder about the possible nonindependence of some of the attributional-style data points (the results from Sweeney, Anderson, & Bailey, 1986). Dropping all but the two overall “attribution and de- pression” effects for positive and negative outcomes again yields es- sentially the same correlation (r = .73). All three of these correlations are considerably larger than Cohen’s (1988) conventional value for a large correlation (r = .5). Furthermore, an r of .73 is equiva- lent to a d of 2.14, a huge effect.
Two complementary questions arise from these results, one asking why the correspondence is so high, the other asking why it is not high- er. First, consider some limitations on correspondence between lab and field results. One limitation concerns internal validity problems of field studies. Sometimes field studies “discover” relations be- tween independent and dependent variables that are false, and at other times they fail to discover true rela- tions. Both types of internal in- validity reduce correspondence
A CROSS-DOMAIN EMPIRICAL APPROACH
Copyright © 1999 American Psychological Society
6 VOLUME 8, NUMBER 1, FEBRUARY 1999
Published by Blackwell Publishers, Inc.
Table 1. Mean effect sizes and confidence intervals for topics studied in the lab and field
Source, independent and dependent variables, and setting Number of samples Effect size 95% confidence interval
Ambady and Rosenthal (1992) Observation time and outcome ratings—lab 21 0.87 — Observation time and outcome ratings—field 17 0.98 —
Anderson and Bushman (1997) Gender and physical aggression—lab 37 0.31 0.23–0.38 Gender and physical aggression—field 6 0.40 0.25–0.55 Gender and verbal aggression—lab 18 0.13 0.03–0.24 Gender and verbal aggression—field 3 0.03 –0.15–0.22
Bushman and Anderson (1998) Anonymity and aggression—lab 18 0.57 0.45–0.69 Anonymity and aggression—field 4 0.44 0.25–0.63 Trait aggressiveness and aggression—lab 13 0.49 0.18–0.29 Trait aggressiveness and aggression—field 16 0.93 0.38–0.47 Type A personality and aggression—lab 9 0.34 0.18–0.49 Type A personality and aggression—field 3 0.97 0.71–1.23
Carlson, Marcus-Newhall, and Miller (1990) Weapons and aggression—lab 16 0.21 0.01–0.41 Weapons and aggression—field 5 0.17 –0.05–0.39
Eagly and Crowley (1986) Gender and helping—lab 16 –0.18 –0.28–0.09 Gender and helping—field (on and off campus) 36 + 47 = 83 0.27 —
Eagly and Johnson (1990) Gender and leadership style—lab 17 0.22 — Gender and leadership style—organizations 269 –0.00 —
Eagly and Karau (1991) Gender and leader emergence—lab 50 0.45 0.40–0.51 Gender and leader emergence—natural settings 24 0.10 0.02–0.17
Eagly, Karau, and Makhijani (1995) Gender and leader effectiveness—lab 20 0.07 –0.06–0.20 Gender and leader effectiveness—organizations 56 –0.03 –0.06–0.01
Gordon (1996) Ingratiation and evaluations—university (lab) 54 0.38 0.33–0.43 Ingratiation and evaluations—field 15 –0.07 –0.13– –0.00
Karau and Williams (1993) Social loafing—lab 140 0.47 0.43–0.51 Social loafing—field 23 0.25 0.16–0.35
Kraiger and Ford (1985) Race of ratee and performance ratings—lab 10 0.07 –0.41–0.56 Race of ratee and performance ratings—field 64 0.39 0.06–0.75
Kubeck, Delp, Haslett, and McDaniel (1996) Age (continuous) and job-training mastery—lab 17 –0.61 –1.67–0.12 Age (continuous) and job-training mastery—field 31 –0.52 –1.19–0.02 Age and time to finish training—lab 3 0.70 0.08–1.58 Age and time to finish training—field 2 1.35 1.35–1.35 Age (dichotomous) and job-training mastery—lab 9 –0.96 –1.44– –0.47 Age (dichotomous) and job-training mastery—field 2 –0.38 –0.38– –0.38
Lundeberg and Fox (1991) Expectancies and recall–essay tests—lab 41 0.60 0.53–0.67 Expectancies and recall–essay tests—class 11 0.33 0.17–0.49 Expectancies and recognition tests—lab 41 –0.07 –0.13– –0.01 Expectancies and recognition tests—class 14 0.28 0.14–0.42
Mento, Steel, and Karren (1987) Goal difficulty and performance—lab 47 0.62 — Goal difficulty and performance—field 23 0.44 —
Mullen and Hu (1989) Group membership and similarity of group members—
artificially created groups 2 0.43 0.04–0.90 Group membership and similarity of group members—
real groups 2 0.47 –0.14–1.16
CURRENT DIRECTIONS IN PSYCHOLOGICAL SCIENCE 7
between field and lab, and hence artificially depress the correlation seen in Figure 1. A second limita- tion concerns the primary reason for studying psychological phe- nomena in the lab—to improve one’s ability to detect relatively subtle phenomena that are difficult or impossible to isolate in the field. Laboratory studies typically ac- complish this by focusing on one or two theoretically interesting inde-
pendent variables while restricting the action or range of other inde- pendent variables. This focus can increase the estimated effect size of experimentally manipulated inde- pendent variables while decreasing the effects of individual difference variables. For example, using only college students as experimental participants restricts the range of individual differences in intelli- gence and antisocial personality,
thereby reducing their effects on dependent variables associated with them. Therefore, reducing the effects of individual differences in the lab also reduces variance due to chance or measurement error and thus increases the estimated effect size of manipulated variables, rela- tive to the estimated effect sizes generated from similar field stud- ies without the (intentional) range restriction on subject variables.
Copyright © 1999 American Psychological Society
Table 1. continued
Source, independent and dependent variables, and setting Number of samples Effect size 95% confidence interval
Narby, Cutler, and Moran (1993) Authoritarianism and trial verdict—video, written, audio trials 23 0.30 — Authoritarianism and trial verdict—live trials 3 0.49 —
Paik and Comstock (1994) Media violence and aggression—lab 586 0.87 — Media violence and aggression—field 556 0.42 —
Peters, Hartke, and Pohlman (1985) Leadership style and performance, negative octants—lab 30 –0.28 — Leadership style and performance, negative octants—field 20 –0.90 — Leadership style and performance, positive octants—lab 20 0.51 — Leadership style and performance, positive octants—field 15 0.45 —
Sagie (1994) Decision-making participation and productivity—lab — –0.06 — Decision-making participation and productivity—field — –0.02 —
Sweeney, Anderson, and Bailey (1986) Attribution and depression, negative outcomes—lab 25 0.52 — Attribution and depression, negative outcomes—hospital 8 0.32 — Attribution and depression, positive outcomes—lab 16 –0.24 — Attribution and depression, positive outcomes—hospital 5 –0.28 — Ability and depression, negative outcomes—lab 16 0.63 — Ability and depression, negative outcomes—hospital 3 1.15 — Ability and depression, positive outcomes—lab 13 –0.24 — Ability and depression, positive outcomes—hospital 3 –0.12 — Effort and depression, negative outcomes—lab 13 0.10 — Effort and depression, negative outcomes—hospital 2 0.49 — Effort and depression, positive outcomes—lab 11 –0.02 — Effort and depression, positive outcomes—hospital 2 –0.04 — Luck and depression, negative outcomes—lab 14 –0.30 — Luck and depression, negative outcomes—hospital 3 –0.61 — Luck and depression, positive outcomes—lab 10 0.43 — Luck and depression, positive outcomes—hospital 3 0.63 — Task difficulty and depression, negative outcomes—lab 14 –0.26 — Task difficulty and depression, negative outcomes—hospital 2 –0.14 — Task difficulty and depression, positive outcomes—lab 9 –0.20 — Task difficulty and depression, positive outcomes—hospital 2 0.61 —
Tubbs (1986) Goal specificity and performance—lab 34 0.57 0.14–1.01 Goal specificity and performance—field 14 0.43 –0.09–0.94 Goal-setting participation and performance—lab 13 –0.03 –0.86–0.80 Goal-setting participation and performance—field 4 0.12 –0.34–0.59
Note. All effect-size estimates have been converted to d—the average effect size in standard deviation units, weighted by sample size whenever sufficient information was available to do so. If the exact same sampling and methodological procedures were used to gather new data to estimate d, and if this were done a large number of times, we should expect that 95% of the time, the new d estimates would fall within the range indicated by the 95% confidence interval.
8 VOLUME 8, NUMBER 1, FEBRUARY 1999
Thus, both internal validity prob- lems of field studies and the range restriction of lab studies artificially decrease the lab-field correspon- dence displayed in Figure 1.
Now consider the other question, about factors that helped make the correspondence in Figure 1 so high. First, meta-analytically derived in- dicators of effect size wash out idio- syncratic effects of individual stud- ies. That is, random or idiosyncratic factors that artificially increase an effect in some studies and decrease it in others tend to balance out when averaged across many studies, in much the way that increasing sam- ple size increases the accuracy of the results in a single study. Second, and perhaps more important, we inves- tigated only research domains that have had sufficient research atten- tion to allow meta-analyses. These
would usually be successful re- search domains, where underlying theories and methods are accurate enough to produce a line of success- ful studies. Such successful lines of investigation are relatively likely to concern true (internally valid) rela- tions between the key independent and dependent variables.
The obvious conclusion from Figure 1 is that the psychological laboratory is doing quite well in terms of external validity; it has been discovering truth, not trivial- ity. Otherwise, correspondence be- tween field and lab effects would be close to zero.
A less obvious conclusion con- cerns internal validity of field stud-
ies. A second part of the broader debate between theory-oriented laboratory researchers and applica- tion-oriented field researchers is the truism that field studies gener- ally lack internal validity. If this second truism were accurate, how- ever, the correspondence between lab and field effects could not have been so positive. Thus, field studies in psychology must be doing a pretty good job when it comes to internal validity.
In the interests of clarity and space, we have oversimplified the lab-field debate on validity. Ob- viously, studies in either setting may be high or low on internal and external validity. As long as schol- ars in both settings keep in mind the complementary pitfalls of too little control over extraneous vari- ables (leading to low internal valid- ity) and of overgeneralizing from the specific features of a specific study (leading to low external va- lidity), we believe the psychologi- cal research enterprise will contin- ue to succeed.
Finally, failure to find high cor- respondence between lab and field studies in a given domain or with a specific phenomenon should not be seen as a failure of the researchers in either setting. Instead, such in- consistencies should be seen as an indicator that further conceptual analysis and additional empirical tests are needed to discover the source of the discrepancy. Perhaps there are psychological processes operating in one context but not the other, or perhaps the relative strength of different causal factors differs in the two contexts (see Anderson & Anderson, 1998, for an example involving the positive re- lation between uncomfortably hot temperatures and aggressive be- havior). In any case, the discrepan- cy sets the stage for further theoret- ical and (eventually) practical advances. And in the end, that’s what we all are working for, isn’t it?
CONCLUSIONS
Published by Blackwell Publishers, Inc.
Fig. 1. Relation between effect sizes in the laboratory and field. Each point represents the value of d for the lab and field studies in a particular meta-analysis.
CURRENT DIRECTIONS IN PSYCHOLOGICAL SCIENCE 9
Notes
1. Address correspondence to Craig A. Anderson, Department of Psy- chology, Iowa State University, W112 Lagomarcino Hall, Ames, IA 50011- 3180.
2. Internal validity refers to the de- gree to which the design, methods, and procedures of a study allow one to con- clude that the independent variable caused observable differences in the dependent variable. External validity refers to the degree to which the rela- tionship between the independent and dependent variables found in a study generalizes to other people, places, and times.
3. The companion truism, held by some scholars with a more theoretical orientation, is that field studies on “real” phenomena are so plagued by methodological confounds that they lack internal validity, and, hence, fail to say anything at all about the phenome- non under study.
4. For example, the Wood, Wong, and Cachere (1991) analysis of the ef- fects of violent media on aggression
overlaps with Paik and Comstock’s (1994) analysis.
5. Two additional meta-analyses also demonstrated considerable lab- field correspondence, but did not re- port separate effect sizes. Kraus’s (1995) review of the consistency be- tween attitude and behavior and Kluger and DeNisi’s (1996) review of the effects of feedback on performance both coded effects by the lab-field dis- tinction, and both reported a nonsignif- icant relationship between this distinc- tion and effect size.
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Acknowledgments—We thank Bruce Bartholow and Anne Powers for com- ments on an earlier version. This article is based in part on an invited address delivered by the first author at the May 1998 meeting of the American Psychological Society in Washington, D.C.
Copyright © 1999 American Psychological Society
Recommended Reading
Anderson, C.A., & Bushman, B.J. (1997). (See References)
Banaji, M.R., & Crowder, R.G. (1989). (See References)
Berkowitz, L., & Donnerstein, E. (1982). External validity is more than skin deep: Some answers to criticism of laboratory experi- ments. American Psychologist, 37, 245–257.
Kruglanski, A.W. (1975). The human subject in the psychology experi- ment: Fact and artifact. In L. Berkowitz (Ed.), Advances in experimental social psychology (Vol. 8, pp. 101–147). New York: Academic Press.
Mook, D.G. (1983). (See References)
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