Case Study 4
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CHAPTER 7
The Ethics of Public Service
LEARNING OBJECTIVES
1. Understanding the importance of ethics to public administrators
2. Learning how to address an ethical dilemma
3. Understanding the issues of administrative responsibility
4. Exploring the variety of issues that present ethical issues to administrators
5. Learning how to create an ethical climate in an agency
SUMMARY OVERVIEW
This chapter considers the ethical issues faced by public managers, focusing on the fundamentals
of ethical deliberation, administrative responsibility, the moral and ethical problems that may
arise for administrators in public organizations, and the importance of providing an ethical
climate in a public or nonprofit agency. Emphasis is placed on the ability of the administrator to
understand the context in which public problems arise and to work out those problems in a
careful, reasoned, and ethical fashion. As part of this discussion, the chapter elaborates on
tensions between efficiency and responsiveness as ethical dilemmas experienced by the public
administrator.
The authors begin by defining the terms morality and ethics, noting that, although the two are
used interchangeably, the distinction between them is important not only for philosophical
reasons but also because of the deliberative aspect of ethics. The authors argue that by
understanding the context in which an action occurs, working through the arguments on all sides,
and arriving at a set of guidelines for action, public managers can act with greater clarity and
confidence; thus, the steps of ethical deliberation are discussed in detail. This discussion includes
an examination of the predominate moral philosophies or approaches to deciding on the proper
course of action, the levels of moral development through which individuals pass, and the variety
of approaches one might use to help ensure he or she is acting in an ethical manner.
The focus moves next to issues of administrative responsibility, which involve the potentially
conflicting demands on the public manager to operate as efficiently as possible while being fully
responsive to a wide variety of stakeholders. This tension between efficiency and responsiveness,
the authors argue, characterizes many of the problems that public administrators face. This
includes an examination of the limits on administrative discretion, which involves the question of
how we can ensure that administrators exercise discretion in a way that is consistent with the will
of the people. As part of this discussion, the authors explore the classic Finer-Friedrich debate
over external and internal controls on administrative discretion. This section also addresses
ethical arguments for public participation and transparency in government, and explores the
ethical issues associated with the increasing involvement of for-profit and nonprofit organizations
in the delivery of public programs.
86 Chapter 7: The Ethics of Public Service
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Next, the authors turn to the kinds of ethical problems that may occur in the context of work in
public organizations. This includes an examination of the relationship between public
administrators and elected officials, which creates a unique and pervasive set of issues for the
public manager. As part of this discussion, issues of organizational authority, particularly that of
“following orders,” are addressed. Another area of potential ethical difficulties for public
administrators that is addressed is that of conflicts of interest. As the authors point out, finding
ways to avoid conflicts of interest has been central to ethics legislation at all levels of government
for decades. The authors trace the history of this kind of legislation at the federal level,
referencing details of how recent presidential administrations have approached this issue. This
section closes with an exploration of whistle-blowing, or employee disclosure of problems in
public organizations, and the prohibitions defined by law on political activities by civil service
employees.
The chapter concludes with a consideration of how managers can promote more ethical behavior
in public organizations. This includes formal controls, such as rules and regulations and codes of
ethics, and more informal means of establishing an ethical climate, such as leading by example,
valuing ethical behavior, and encouraging free and open communication throughout the
organization.
CHAPTER OUTLINE
I. APPROACHES TO ETHICAL DELIBERATION
Take Action: STEPS IN ETHICAL DELIBERATION
A. Reasoning, Development, and Action 1. Moral Philosophy 2. Moral Psychology 3. Moral Action
B. Post-Modern Ethics
II. ISSUES OF ADMINISTRATIVE RESPONSIBILITY
A. The Limits of Administrative Discretion
Exploring Concepts: TODAY’S LEADERSHIP CHALLENGE
B. Avenues for Public Participation
C. Transparency in Government
Exploring Concepts: OBAMA’S ELEMENTS OF OPEN GOVERNMENT
D. The Ethics of Privatization
III. ETHICAL PROBLEMS FOR THE INDIVIDUAL
A. Interacting with Elected Officials
B. Following Orders
C. Conflicts of Interest
D. Whistle–Blowing
Take Action: TEN TIPS FOR POTENTIAL WHISTLE-BLOWERS
E. Prohibitions on Political Activities
Chapter 7: The Ethics of Public Service 87
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Exploring Concepts: ACTIVITIES PROHIBITED UNDER THE HATCH
ACT
IV. MANAGING ETHICS
A. Establishing an Ethical Climate
Take Action: INTERVENTION TECHNIQUES FOR INTEGRATING ETHICS INTO AGENCY OPERATIONS
V. SUMMARY AND ACTION IMPLICATIONS
KEY TERMS
Cooptation Situations in which citizens are made to feel involved, but allowed to exercise little
real power.
Deontology Belief that broad principles of rightness and wrongness can be established and are
not dependent on particular circumstances.
Ethical or moral relativism Belief that moral judgment can be made only by taking into
account the context in which action occurs.
Ethics Process by which we clarify right and wrong and act on what we take to be right.
Ethics audit Evaluation of the value premises that guide an organization’s action.
Morality Practices and activities considered right or wrong and the values those practices reflect.
Neutral competence The belief that a neutral public bureaucracy following the mandates of a
legislative body will meet the requirements of democracy.
Objective responsibility Assurance of responsiveness through external controls.
Subjective responsibility Assurance of responsiveness based on an individual’s character.
Utilitarianism Philosophy of the greatest good for the greatest number of people.
WEB LINKS
The following are links to general discussions of ethics in government:
Center for Public Integrity: (http://www.iwatchnews.org/).
Institute for Philosophy and Public Policy:
(http://policy.gmu.edu/Home/ResearchPublications/ResearchCenters/InstituteforPhilosophyandP
ublicPolicy/tabid/464/Default.aspx).
Josephson Institute of Ethics: (www.josephsoninstitute.org).
The following is a link to the primary federal agency dealing with ethics issues:
Office of Government Ethics: (www.usoge.gov).