Introduction 1 CHAPTER
KEY TERMS mental lexicon
process
psycholinguistics
representation
PREVIEW
This chapter provides an overview both of the field of
psycholinguistics and of the book itself. By the end of the
chapter you should have a better understanding of, amongst
other things, the appeal, significance and subject matter of
psycholinguistics.
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2 INTRODUCING PSYCHOLINGUISTICS
1.1 Introduction
Although there is little agreement on how many words an adult native
speaker of English might know, let us take a conservative estimate of
20,000 (based on Nation, 2006, but see Section 8.2 ), and let us also
assume that splundle is not one of them. Imagine such a native speaker
searching through their 20,000-word mental lexicon, as we call the dic-
tionary in our heads. Let’s assume that they do so at a seemingly impres-
sive rate of 100 words per second (which incidentally is 20 times faster
than a good reading pace of 300 words per minute). At this rate, if they
searched exhaustively through their mental lexicon, it would still take
over 3 minutes to confirm that splundle is not there. Yet if you ask some-
one if they know the word splundle , they will be able to tell you more or
less instantly that they do not. Clearly something is wrong with the
assumptions we have just made about how rapidly we can look up words
in our mental lexicon, or about the way in which we search through it,
or both.
Ask someone to tell you what they had for breakfast, and then ask them
to explain the workings of their coffee machine, and you are likely to find
that their speech is much more hesitant in the second task than in the
first, with more errors and restarts as well as pauses and uhms and ahs . The
differences here reveal something about the nature of planning involved
in different speaking tasks. The locations of the hesitations might also tell
you which kinds of words and/or sentence structures the speaker finds
more difficult to find or to put together.
Have a conversation with someone while they are carrying out a diffi-
cult task like driving a car, and you will find that both their language
production and their language comprehension is less fluent than at other
times (Becic et al ., 2010 ).
If you listen out for speech errors, or slips of the tongue, you are much
more likely to hear an error where the beginning sounds of two words
have been swapped over, as in ‘tip of the slongue’, than one where the
beginning of one word and the end of another have been exchanged, as in
‘slit of the pongue’.
When you see a sign like that in Figure 1.1 , or one that says ‘Please go
slowly round the bend’, you might well chuckle, but your experience of
misreading the sign shows that there are certain preferred patterns of
analysing the structure and meaning of sentences in English.
Consider what is wrong with the following interaction between speak-
ers A and B, in which <SILENCE> indicates noticeably long periods of
silence, and CAPITALS indicates the part of the word that receives word
stress:
A. Could you tell me the time of the next train to Palmerston North and
how much a single fare costs?
B. <SILENCE>
A . Hello?
B. <SILENCE> Invisible tables sleeeeep violently
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Introduction 3
A. When does the next train go to Palmerston North and what is a sin-
gle ticket?
B. <SILENCE> PalMERston North trains from platform 3 leave. A single
ticket licences a one-way journey.
There are of course a number of odd features here – there is meaningless and
irrelevant content, there are long silences with odd patterns of pausing,
there are infelicities of vocabulary and structure (‘A single ticket licences a
one-way journey’, ‘Palmerston North trains from platform 3 leave’), there is
strange stress placement (‘PalMERston’) and another odd pronunciation
(‘sleeeeep’). Looking at ‘odd’ speech like this (the example is fabricated but
the principle remains valid) sheds some light on what we need to do in order
to speak. That is, speakers usually aim to produce utterances that have appro-
priate meaningful content, that use appropriate lexical items and gram-
matical structures, and that have appropriate pronunciation, intonation
and phrasing. Speakers aim to do this fluently and in real time, and rarely
have opportunity to rehearse. They also have to relate what they say to the
context, including to previous speech in a conversation.
Speakers are generally very good at doing this. For example, one experi-
ment was explicitly designed to elicit subject-verb agreement errors like
(1.1), where the subject is plural ( efforts ) but is followed by a singular verb
( is ). The reason for the error is that the most recent noun before the verb
is singular ( language ). In the experiment, fewer than 5% of the stimuli
designed to produce agreement errors like this actually did so (Bock &
Miller, 1991 ).
(1.1) Efforts to make English the official language is gaining strength
thro ughout the US.
In spontaneous speech, it has been found that sound errors (e.g. saying
‘par cark’ for ‘car park’) occur only about 1.5 times per 10,000 words, and
word errors (where the wrong word is chosen or words change positions
in a sentence) occur only about 2.5 times per 10,000 words (Deese, 1984 ).
Clearly we are generally pretty good at what we do when we produce and
understand language.
Figure 1.1 Thank goodness our young ones are not
breaking the speed limit.
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4 INTRODUCING PSYCHOLINGUISTICS
1.2 What is psycholinguistics?
The rather disparate observations in the preceding section illustrate just
a few of the areas of interest in psycholinguistics. Psycholinguistics can be
defined as the study of the mental representations and processes
involved in language use, including the production, comprehension and
storage of spoken and written language. A number of issues arise from
this definition. Some are to do with representations , such as:
• How are words stored in the mental lexicon, i.e. the dictionary in our heads? Is the mental lexicon like a dictionary, or more like a thesau-
rus? For instance, is cat listed near the similar sounding word catch or
near the meaning-related word dog ? Or neither? Or both?
• Do we have phoneme-sized chunks of language in our heads? That is, as part of recognising the word cat do we also recognise the compo-
nent sounds /k/, /æ/ and /t/?
• Do literate people have letter-sized chunks filling equivalent roles for the processing of written language?
• How is the meaning of a sentence represented in our memory? • Is government a single word or govern + ment ? • Is the plural form cats represented in the lexicon, or just the singular
cat ?
Other questions concern the processes that might operate on those
representations:
• How do we recognise words so effortlessly? • Do we analyse the speech signal phoneme-by-phoneme or do we iden-
tify complete syllables or even larger units?
• Do we recognise government as a complete form or do we have to con- struct it from govern + ment ?
• If cats is not represented in the lexicon, does that mean that we use a rule to get the plural form of cat , and how does this work for irregular
plurals like children ?
• When we speak, how do we convert an idea into an utterance? • As listeners, how do we get from hearing an utterance to developing
our own representation of the idea(s) being expressed by that utter-
ance?
• What stages do we have to go through during the construction of utterances? For example, do we first generate a sentence structure
and only then populate it with words from our mental lexicon, or do
we first choose words and then build a structure around those words?
• Do the processes involved in language production and comprehension influence one another, and if so in what ways?
The outline sketch of language use in Figure 1.2 gives an overview of areas
of interest in psycholinguistics as well as providing the basic structure of
this book, which has chapters on language production (roughly following
the progression shown in the second column) and on comprehension
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Introduction 5
(fourth column). Psycholinguistics clearly has links to other areas of linguis-
tic study, and some of these are shown in the final column.
From the language producer’s (speaker’s, writer’s) perspective, the pro-
duction of a message takes us from an underlying intention, through
stages of planning sentence structures and selecting words, to the articula-
tion of that intention as a sequence of sounds or letters, as shown by the
arrow.
From the comprehender’s (listener’s, reader’s) viewpoint, the goal is to
perceive or recognise elements such as letters and sounds in the input, to
recognise words and to work out the connections between these words in
sentence structures, in order to arrive at a message-level interpretation.
The arrow in the ‘comprehension’ column shows such a ‘bottom-up’ flow
of information from the input to an interpretation. This is a simplifica-
tion, though, as there is evidence for ‘top-down’ information flow too, e.g.
when a listener starts to gain an understanding of the sentence they are
hearing this can influence the efficiency with which they recognise sub-
sequent words in the sentence. Most psycholinguists today support the
idea of interactive processing in both production and comprehension,
with information flowing in both directions (bottom-up and top-down) as
well as between elements at the same level (so recognising one word has
an effect on the likelihood of recognising similar words).
It is reasonable to claim that the main focal areas of psycholinguistics
have tended to be sentences and words . So production studies have focused
on the generation of sentence structure and on syntactic planning, as well
as on word finding and word building. Similarly, much of the study of
comprehension has dealt with word recognition and sentence parsing
(working out the syntactic structure of sentences). The study of these pro-
cesses has in turn involved consideration of the representation of words
and of grammar.
In effect there are many more ‘fields’ than this, dealing with many
subprocesses, such as the perception of letters and of speech sounds, the
processing of different kinds of word endings, and so on. In addition,
these fields are not always clearly distinct, neither in terms of research
nor in terms of the ways in which the processor operates. For instance
does our choice of words influence our choice of sentence structure, does
sentence-level interpretation influence phonetic perception, does the
spoken form of a word affect our silent reading of it, and so on?
Bottom-up:
processing based
on information
flow from lower
levels of
processing to
higher levels, e.g.
from the sensory
input (the speech
signal) to the
lexicon (words).
Top-down:
processing guided
by information
flow from higher
levels (e.g.
sentence
interpretation) to
lower levels (e.g.
words).
Interactive:
processing that
involves a
combination of
bottom-up and
top-down flow of
information, as
well as links
between elements
at the same level.
Processes Production Comprehension Areas of linguistics
discourse analysis
central intention message (‘idea’) interpretation
syntax/semantics
planning sentence structure parsing
morphology/syntax
lexicalisation words word recognition
phonetics/phonology
peripheral articulation sounds/letters perception
Figure 1.2 An outline sketch of
language use.
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6 INTRODUCING PSYCHOLINGUISTICS
Although the discussion above has tried to be inclusive of both spoken
and written language, the content of this book shows a bias towards the
production and comprehension of spoken language. To an extent this is a
personal bias, since the author’s own research interests are in this area,
but it also reflects the primacy of the spoken language in the develop-
ment both of the individual and of the species, as well as a general bias in
the research literature.
1.3 Who does psycholinguistics?
The term psycholinguistics appears to have first been used to refer to the
psychology of language in the 1920s. However, the birth of psycholinguis-
tics as a discipline is often linked to a seminar at Cornell University in
1951. The interdisciplinary nature of the field is reflected in the fact that
this seminar was reported in both a psychological journal (Osgood &
Sebeok, 1954a ) and a linguistics one (Osgood & Sebeok, 1954b ).
Psycholinguistics continues to be taught in both of these disciplinary
areas, and is influenced by research and teaching practices and method-
ologies in both. Courses and research in psycholinguistics are also found
in multidisciplinary cognitive science units throughout the world, and
the issues studied in this area are also of interest to computer scientists
(particularly those interested in Artificial Intelligence and Human–
Computer Interaction), philosophers (especially in areas concerning the
development and representation of meaning) and others.
Of course, our reasons for studying the psychology of language may dif-
fer, according to our starting point, and this will be reflected in the
nature of courses and of research agendas. Thus a characterisation of the
psychological perspective might be that studying language use can con-
tribute to our knowledge of the workings of the mind. Neuropsychologists
might especially be interested in locating the language faculties within
the physical structures of the brain. A more linguistic perspective may be
that studying language use can inform our theories of language structure,
it can provide the performance data to support theories of competence, it
can provide psychological validity for linguistic constructs, and so on.
1.4 How do psycholinguists do psycholinguistics?
Although some of our knowledge in this field comes from introspection
and the observation of daily behaviour, most of the major insights have
come through the generation and testing of hypotheses through experi-
ment. More recently, there has been a marked increase in high-tech obser-
vation, measuring brain activity while participants are engaged in
language-related tasks. Because of this combination of types of evidence,
psycholinguistics tends to blend the theoretical and descriptive insights
of linguistics with the experimental methodology and rigour of
psychology.
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Introduction 7
Observation Sophisticated experimental procedures and equipment have only become
available relatively recently, and so it is no surprise that early discoveries
in psycholinguistics were based on more observational approaches. Early
approaches also focused in particular on speech production, since the
spoken output is most easily observed. For instance, we can note and ana-
lyse the occurrence of pauses and hesitations in speech, and assess these
as indicators of the planning and sequencing of the spoken output. We
can observe where speakers make errors, and relate these errors to hypoth-
eses about the speech planning and production processes. We can also
look at the correction of errors as an indication that speakers are monitor-
ing their own output. Rather less often, we can note when speakers are in
a ‘tip-of-the-tongue’ state and find out from them what they can remem-
ber of an elusive word, and see what this might tell us about the processes
involved in finding words.
Some of these observational techniques can be combined with experi-
mental intervention. We will see in later chapters, for example, that
researchers have run experiments designed to elicit speech errors or to
induce the tip-of-the-tongue state. A range of additional tasks has been
used to study both production and comprehension.
Experiment Experimental methods have become highly sophisticated over the past
half century, in particular with the ready availability of software that
allows a high level of control over the presentation of stimuli and collec-
tion of data, with precise timing. Advantages of experimental over obser-
vational approaches include the reduction of observer bias and the
increased control over what participants are required to do. This last point
means that researchers are more easily able to isolate aspects of the pro-
duction or comprehension processes that they are interested in. The dis-
advantage of experimental approaches, however, is the relative lack of
ecological validity – it is usually only in experimental settings that par-
ticipants are asked to make an explicit judgement about whether or not a
stimulus they have heard is a word of their language, or makes sense in
their language.
Typically, experimental techniques involve some kind of response time
measure, where the time taken by participants to carry out some lan-
guage-related task is recorded, often together with their accuracy in that
task. Examples of some of these tasks can be found on the website for this
book. Some response time tasks involve the notion of competing atten-
tion. That is, it is assumed that the time taken by the participant to com-
plete the task depends on how much spare capacity they have, which will
in turn depend on the nature of the linguistic processing going on at the
same time. So for instance in the click location task participants listen to
an utterance that has had a non-linguistic click or beep sound added to it.
Their task is to listen to and understand the utterance and at the same
time to mark on a transcript of the utterance where they think the click
occurred. Results from such tasks show ‘migration’ of the click to
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8 INTRODUCING PSYCHOLINGUISTICS
locations other than where it actually occurred. This migration is at least
in part a consequence of the fact that participants’ attention was devoted
to linguistic processing. Similar effects are found in dichotic switch
monitoring. In this task participants have to indicate when the speech
they are listening to moves from one headphone channel to the other.
They do not always do this accurately because of the linguistic processing
load at the point of the switch. (See Chapters 10 and 11 for examples of
such tasks and how they contribute to our understanding of sentence
comprehension.)
Other response time tasks use reaction times as a measure of the process-
ing speed for the item being attended to. In its simplest form, perhaps, the
response time task requires participants to press a button as quickly as pos-
sible when they see or hear a word. There may be a choice of buttons, one
for a positive response when the word is an actual word of the language and
the other for a negative response, when the word is not an actual word.
Chapters 8 and 9 discuss how the speed and accuracy of participants’
responses depend on factors such as familiarity – well-known words result
in faster and more accurate responses than less well-known words.
In another button-pressing task, a participant reads a sentence on-
screen, with presentation of each successive word controlled by the par-
ticipant’s pressing of the button. Chapters 10 and 11 give illustrations of
how difficulty in interpreting the sentence at any point is reflected in the
time taken to press the button to see the next word.
Carrying out a response task involves many components, some of which
are assumed to be relatively invariant across different stimuli (e.g. the
time it takes to send a motor command from the brain to the hand to
execute a button press). One study (Indefrey & Levelt, 2004 ) broke down
the supposedly simple task of saying a word that names a pictured object
into the components listed in Table 1.1 , starting with a mapping from the
picture onto a mental concept and finishing with the initiation of the
spoken word. Details will be given in the following chapters, but note for
now that the most obvious influence on the time taken to initiate the
response is the length of the word, since the stage labelled syllabification
in the table has a duration that depends on the number of phonemes, or
speech sounds, in the word. But in addition, it is important to remember
that the other stages will have variable durations, depending for example
on the accessibility of the word, which will vary with factors such as how
often or how recently that word has been used. These are the factors that
Table 1.1 Approximate timing of components involved in picture naming
(based on Indefrey & Levelt, 2004 ).
Conceptual preparation 175 msec
Word retrieval 75 msec
Phonological code retrieval 80 msec
Syllabification 25 msec per phoneme
Phonetic encoding 145 msec
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Introduction 9
are often explored in experiments, and which require other aspects of the
experiment to be held constant.
Language and the brain It is becoming more and more usual to find studies which include moni-
toring of the patterns of blood flow and/or electrical activity associated
with neural stimulation in the brain while a participant is carrying out
some language production or comprehension task. These measures have a
clear advantage over behavioural methods such as response button press-
ing, since they provide a more direct measure of psycholinguistic process-
ing. Imaging techniques that measure blood flow give an indication of the
areas of the brain involved in the tasks being carried out (and of brain
areas that have been damaged after strokes or accidents). However, they
typically have relatively poor temporal resolution, and so are not ideally
suited to tracking the time course of the very fast processes involved in
language processing. On the other hand, techniques that measure electri-
cal activity provide better temporal resolution but poor spatial resolution.
They are therefore better suited to the measurement of the time course of
processing than to the precise determination of which brain areas are
responsible for various tasks.
As an example of what we can learn from neurophysiological tech-
niques, Figure 1.3 gives a very approximate depiction of differences in
brain activity levels measured in a range of tasks carried out by German
participants (Heim, Opitz & Friederici, 2002 ). Brain activity was measured
using functional Magnetic Resonance Imaging (fMRI), which tracks
changes in blood flow (see sidebar). An important aspect of German that
is being examined here is the fact that nouns have grammatical gender
which is marked through the forms of articles (e.g. the word for the ). For
instance the word for cat has feminine gender, so the cat is ‘die Katze’,
while the word for dog has masculine gender and the dog is ‘der Hund’.
The shaded shapes in each panel show differences in brain activity
when two tasks are compared. The first panel shows areas with an increase
in activity in a simple baseline speaking task ( BASE ), compared to when the
participants are at rest ( NULL ). The baseline task is simply to say ‘ja ja’ (‘yes
yes’) when they see a simple visual stimulus. The second panel shows areas
that are active in a picture naming task ( NAME ), compared with the
fMRI –
functional
Magnetic
Resonance
Imaging
Neurons that
are active
consume more
oxygen from their
blood supply than
those that are
inactive.
Oxygenated and
deoxygenated
blood have
different magnetic
properties, and
though these
differences are
small they are
sufficient to show
up in a scanner
that generates
high magnetic
fields. The
participant lies in
a scanner and
changes in neural
activity in
different brain
areas are
measured while
they perform
some language
task.
BASE-NULL NAME-BASE GENDER-NAME
Figure 1.3 Schematic representation of differences in brain activity during different tasks (based on fMRI data published by Heim et al., 2002 ; see text for explanation).
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10 INTRODUCING PSYCHOLINGUISTICS
baseline task. In a naming task the participants are not just speaking but
are also retrieving a word from memory. For instance, if they see a picture
of a cat, then they have to retrieve and produce the word that names that
picture, i.e. ‘Katze’ ( cat ). Clearly additional areas of the brain are involved
in this task when compared with the baseline task. Finally, the third panel
shows a small additional area (when compared with the naming task) that
is active when the participant produces the appropriate definite article.
As this is marked for the grammatical gender of the noun in German, the
correct form has to be selected, and this seems to involve this small area
of the brain (hence the label GENDER in the figure).
fMRI, as used to obtain the data above, is one of the imaging techniques
that measures blood flow in the brain. Other types include PET scans
(positron emission tomography), which measure emissions from radioac-
tive substances injected into the bloodstream, and CAT scans (computed
axial tomography), which are based on a series of X-rays taken from differ-
ent angles.
Imaging techniques measuring electrical activity in the brain include
MEG (magnetoencephalography) and EEG (electroencephalography).
The former measures the magnetic fields created by naturally occurring
electrical activity in the brain, while the latter measures electrical activ-
ity on the scalp. An advantage of the MEG technique is that the magnetic
fields it measures are not distorted by surrounding tissues, which can
affect the electrical activity measured by EEG. These techniques measure
event-related potentials (ERP), the electrical currents passing through the
fluid that surrounds neurons as they respond to an event, or event-related
magnetic fields (ERF) which measure currents over larger neuronal
structures.
Despite the technological advances that now allow us to look in great
detail at neurophysiological aspects of language production and compre-
hension, there are areas of psycholinguistics in which informal observation
and relatively simple experimental techniques still provide appropriate
means for learning more about the production, comprehension and repre-
sentation of language. A clear advantage of such techniques for many
researchers, especially those housed in linguistics departments in humani-
ties faculties, is their low cost compared with the hugely expensive imaging
techniques mentioned above. Where possible, such approaches have been
used in the exercise material included in each chapter of this book.
Summary
This chapter has given a short overview of some of the subject matter
of psycholinguistics. It has given some examples of the types of phe-
nomena that psycholinguistics explores, as well as examples of how
psycholinguists carry out that exploration.
Some of the areas of psycholinguistics that have been highlighted as
of relevance to this book are:
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Introduction 11
• planning a language utterance • the development of a syntactic structure for the expression of an
idea
• the selection of words to express that idea and their insertion into sentences
• the construction of words from smaller parts such as stems and endings, and from sounds and letters
• language-specific aspects of perception • the recognition of words, whether in speech or writing • the construction of a sentence structure during comprehension,
and the part played in that by meaning and other aspects of sen-
tences
Some of the techniques used by psycholinguists include:
• observation of speakers and listeners, including self-observation • conducting experiments in production and comprehension,
including response time experiments
• measuring brain activity during language tasks
The remaining chapters of this book look in more detail at many
aspects of the exploration of language processing set out in this
chapter.
Exercises The exercises below are intended to encourage you to use everyday contexts to explore some of the phenomena investigated in psycholinguistics. Exercises suggested in other chapters will involve more detailed examinations of these and other phenomena.
Exercise 1.1 Newspaper headlines are often incomplete sentences or leave out shorter or less important words. This can result in unintended amusing or ambiguous results, as in ‘Man gets nine years in violin case’, or ‘Sisters reunited after twenty years in checkout queue.’ Look out for such instances when you read newspapers, and try to work out why the headlines have the effect they do. Alternatively, Google ‘Amusing headlines’ to find a number of collections. Think about what it is that we do when we read texts that result in such amusing interpretations.
Exercise 1.2 Listen out for speech errors in the conversations you have during the day. If you can do this without disrupting the conversations, keep a record of these errors in a notebook. These can be errors that other people make, or errors you notice yourself making. See if you can identify any patterns in the errors. In very general terms (we will look at the details later), what do the errors tell you about speech production? Is it always easy to say what the error involves or why the error has come about? How representative and reliable do you think your examples are? Can you think of problems with this way of collect- ing speech error data?
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12 INTRODUCING PSYCHOLINGUISTICS
Exercise 1.3 If you find yourself (or a conversational partner) in a tip-of-the-tongue state, i.e. you know there is a word for what you want to say but you just can’t find it, then write down what you (or the speaker if it is not you) can remember about the word. I.e. how long the word is, what kinds of sounds it has, what the stress pattern of the word is, what other words are similar in sound or meaning. If you subsequently are able to recall the word, how much overlap does it have with the characteristics you were able to remember?
Further reading
There are many introductions to psycholinguistics, with different intended audiences. The following is just a sample. One text that I have used extensively in my teaching and to which I often turn for reference is Harley ( 2008 ). A more generally accessible text from the same author is Talking the Talk (Harley, 2010 ). Aitchison has written a number of very readable texts, including an introduction to psycholinguistics (Aitchison, 2008 ) and an introduction to the mental lexicon (Aitchison, 2003 ). A text designed for linguistics students, but with different scope to the current book, is Cairns ( 1999 ). A strong and detailed textbook from psychology is Carroll ( 2008 ). Both of these last two texts differ from the current text in that they include material on lan- guage acquisition and on the biological foundations of language. Whitney ( 1998 ) is also a text for psychology students, covering language, cognition and neuroscience, and including many exercises.
In addition to these textbooks, there are a number of handbooks that give excellent coverage of key areas with contributions from leading experts. The first of these has appeared in two editions (Gernsbacher, 1994 ; Traxler & Gernsbacher, 2006 ), giving a total of 64 original chapters from dozens of leading researchers in the field. The two editions offer interesting snapshots of the field, and a comparison of the two is particularly illu- minating for a sense of the rapidity with which the field is developing. The Oxford Handbook of Psycholinguistics (Gaskell, 2007 ) contains 49 chapters from the field’s leaders. Altmann ( 2002 ) has gathered together seminal publications spanning the twentieth century, originally appearing as journal articles, book chapters and technical reports, into a set of six volumes giving an overview of the scope and history of psy- cholinguistics.
For more on the teaching of psycholinguistics in a linguistics context, see Warren ( 2011 ).
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