chap4_basic_cluster_analysis.pptx

Chapter 4: Clustering

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What is Cluster Analysis?

Finding groups of objects such that the objects in a group will be similar (or related) to one another and different from (or unrelated to) the objects in other groups

Inter-cluster distances are maximized

Intra-cluster distances are minimized

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Applications of Cluster Analysis

Understanding

Group related documents for browsing, group genes and proteins that have similar functionality, or group stocks with similar price fluctuations

Summarization

Reduce the size of large data sets

Clustering precipitation in Australia

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What is not Cluster Analysis?

Simple segmentation

Dividing students into different registration groups alphabetically, by last name

Results of a query

Groupings are a result of an external specification

Clustering is a grouping of objects based on the data

Supervised classification

Have class label information

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Notion of a Cluster can be Ambiguous

How many clusters?

Four Clusters

Two Clusters

Six Clusters

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Types of Clusterings

A clustering is a set of clusters

Important distinction between hierarchical and partitional sets of clusters

Partitional Clustering

A division of data objects into non-overlapping subsets (clusters) such that each data object is in exactly one subset

Hierarchical clustering

A set of nested clusters organized as a hierarchical tree

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Partitional Clustering

Original Points

A Partitional Clustering

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Hierarchical Clustering

Traditional Hierarchical Clustering

Non-traditional Hierarchical Clustering

Non-traditional Dendrogram

Traditional Dendrogram

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Other Distinctions Between Sets of Clusters

Exclusive versus non-exclusive

In non-exclusive clusterings, points may belong to multiple clusters.

Can represent multiple classes or ‘border’ points

Fuzzy versus non-fuzzy

In fuzzy clustering, a point belongs to every cluster with some weight between 0 and 1

Weights must sum to 1

Probabilistic clustering has similar characteristics

Partial versus complete

In some cases, we only want to cluster some of the data

Heterogeneous versus homogeneous

Clusters of widely different sizes, shapes, and densities

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Types of Clusters

Well-separated clusters

Center-based clusters

Contiguous clusters

Density-based clusters

Property or Conceptual

Described by an Objective Function

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Types of Clusters: Well-Separated

Well-Separated Clusters:

A cluster is a set of points such that any point in a cluster is closer (or more similar) to every other point in the cluster than to any point not in the cluster.

3 well-separated clusters

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Types of Clusters: Center-Based

Center-based

A cluster is a set of objects such that an object in a cluster is closer to the “center” of a cluster, than to the center of any other cluster

The center of a cluster is a centroid.

The average of all the points in the cluster is a medoid

4 center-based clusters

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Types of Clusters: Contiguity-Based

Contiguous Cluster (Nearest neighbor or Transitive)

A point in a cluster is closer (or more similar) to one or more other points in the cluster than to any point not in the cluster.

8 contiguous clusters

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Types of Clusters: Density-Based

Density-based

A cluster is a dense region of points, which is separated by low-density regions, from other regions of high density.

Used when the clusters are irregular or intertwined, and when noise and outliers are present.

6 density-based clusters

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Types of Clusters: Conceptual Clusters

Shared Property or Conceptual Clusters

Finds clusters that share some common property or represent a particular concept.

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2 Overlapping Circles

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Types of Clusters: Objective Function

Clusters Defined by an Objective Function

Finds clusters that minimize or maximize an objective function.

Enumerate all possible ways of dividing the points into clusters and evaluate the `goodness' of each potential set of clusters by using the given objective function. (NP Hard)

Can have global or local objectives.

Hierarchical clustering algorithms typically have local objectives

Partitional algorithms typically have global objectives

A variation of the global objective function approach is to fit the data to a parameterized model.

Parameters for the model are determined from the data.

Mixture models assume that the data is a ‘mixture' of a number of statistical distributions.

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Characteristics of the Input Data Are Important

Type of proximity or density measure

Central to clustering

Depends on data and application

Data characteristics that affect proximity and/or density are

Dimensionality

Sparseness

Attribute type

Special relationships in the data

For example, autocorrelation

Distribution of the data

Noise and Outliers

Often interfere with the operation of the clustering algorithm

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Clustering Algorithms

K-means and its variants

Hierarchical clustering

Density-based clustering

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K-means Clustering

Partitional clustering approach

Number of clusters, K, must be specified

Each cluster is associated with a centroid (center point)

Each point is assigned to the cluster with the closest centroid

The basic algorithm is very simple

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Example of K-means Clustering

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Example of K-means Clustering

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K-means Clustering – Details

Initial centroids are often chosen randomly.

Clusters produced vary from one run to another.

The centroid is (typically) the mean of the points in the cluster.

‘Closeness’ is measured by Euclidean distance, cosine similarity, correlation, etc.

K-means will converge for common similarity measures mentioned above.

Most of the convergence happens in the first few iterations.

Often the stopping condition is changed to ‘Until relatively few points change clusters’

Complexity is O( n * K * I * d )

n = number of points, K = number of clusters, I = number of iterations, d = number of attributes

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Evaluating K-means Clusters

Most common measure is Sum of Squared Error (SSE)

For each point, the error is the distance to the nearest cluster

To get SSE, we square these errors and sum them.

x is a data point in cluster Ci and mi is the representative point for cluster Ci

can show that mi corresponds to the center (mean) of the cluster

Given two sets of clusters, we prefer the one with the smallest error

One easy way to reduce SSE is to increase K, the number of clusters

A good clustering with smaller K can have a lower SSE than a poor clustering with higher K

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Two different K-means Clusterings

Sub-optimal Clustering

Optimal Clustering

Original Points

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Limitations of K-means

K-means has problems when clusters are of differing

Sizes

Densities

Non-globular Shapes

K-means has problems when the data contains outliers/noise.

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Limitations of K-means: Differing Sizes

Original Points

K-means (3 Clusters)

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Limitations of K-means: Differing Density

Original Points

K-means (3 Clusters)

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Limitations of K-means: Non-globular Shapes

Original Points

K-means (2 Clusters)

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Overcoming K-means Limitations

Original Points K-means Clusters

One solution is to use many clusters.

Find parts of clusters, but need to put together.

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Overcoming K-means Limitations

Original Points K-means Clusters

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Overcoming K-means Limitations

Original Points K-means Clusters

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Importance of Choosing Initial Centroids

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Importance of Choosing Initial Centroids

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Importance of Choosing Initial Centroids …

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Importance of Choosing Initial Centroids …

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Problems with Selecting Initial Points

If there are K ‘real’ clusters then the chance of selecting one centroid from each cluster is small.

Chance is relatively small when K is large

If clusters are the same size, n, then

For example, if K = 10, then probability = 10!/1010 = 0.00036

Sometimes the initial centroids will readjust themselves in ‘right’ way, and sometimes they don’t

Consider an example of five pairs of clusters

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10 Clusters Example

Starting with two initial centroids in one cluster of each pair of clusters

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10 Clusters Example

Starting with two initial centroids in one cluster of each pair of clusters

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Solutions to Initial Centroids Problem

Multiple runs

Helps, but probability is not on your side

Sample and use hierarchical clustering to determine initial centroids

Select more than k initial centroids and then select among these initial centroids

Select most widely separated

Generate a larger number of clusters and then perform a hierarchical clustering

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Hierarchical Clustering

Produces a set of nested clusters organized as a hierarchical tree

Can be visualized as a dendrogram

A tree like diagram that records the sequences of merges or splits

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Strengths of Hierarchical Clustering

Do not have to assume any particular number of clusters

Any desired number of clusters can be obtained by ‘cutting’ the dendrogram at the proper level

They may correspond to meaningful taxonomies

Example in biological sciences

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Discovered Clusters Industry Group

1

Applied-Matl-DOWN,Bay-Network-Down,3-COM-DOWN,

Cabletron-Sys-DOWN,CISCO-DOWN,HP-DOWN,

DSC-Comm-DOWN,INTEL-DOWN,LSI-Logic-DOWN,

Micron-Tech-DOWN,Texas-Inst-Down,Tellabs-Inc-Down,

Natl-Semiconduct-DOWN,Oracl-DOWN,SGI-DOWN,

Sun-DOWN

Technology1-DOWN

2

Apple-Comp-DOWN,Autodesk-DOWN,DEC-DOWN,

ADV-Micro-Device-DOWN,Andrew-Corp-DOWN,

Computer-Assoc-DOWN,Circuit-City-DOWN,

Compaq-DOWN, EMC-Corp-DOWN, Gen-Inst-DOWN,

Motorola-DOWN,Microsoft-DOWN,Scientific-Atl-DOWN

Technology2-DOWN

3

Fannie-Mae-DOWN,Fed-Home-Loan-DOWN,

MBNA-Corp-DOWN,Morgan-Stanley-DOWN

Financial-DOWN

4

Baker-Hughes-UP,Dresser-Inds-UP,Halliburton-HLD-UP,

Louisiana-Land-UP,Phillips-Petro-UP,Unocal-UP,

Schlumberger-UP

Oil-UP

Discovered Clusters

Industry Group

1

Applied-Matl-DOWN,Bay-Network-Down,3-COM-DOWN,

Cabletron-Sys-DOWN,CISCO-DOWN,HP-DOWN,

DSC-Comm-DOWN,INTEL-DOWN,LSI-Logic-DOWN,

Micron-Tech-DOWN,Texas-Inst-Down,Tellabs-Inc-Down,

Natl-Semiconduct-DOWN,Oracl-DOWN,SGI-DOWN,

Sun-DOWN

Technology1-DOWN

2

Apple-Comp-DOWN,Autodesk-DOWN,DEC-DOWN,

ADV-Micro-Device-DOWN,Andrew-Corp-DOWN,

Computer-Assoc-DOWN,Circuit-City-DOWN,

Compaq-DOWN, EMC-Corp-DOWN, Gen-Inst-DOWN,

Motorola-DOWN,Microsoft-DOWN,Scientific-Atl-DOWN

Technology2-DOWN

3

Fannie-Mae-DOWN,Fed-Home-Loan-DOWN,

MBNA-Corp-DOWN,Morgan-Stanley-DOWN

Financial-DOWN

4

Baker-Hughes-UP,Dresser-Inds-UP,Halliburton-HLD-UP,

Louisiana-Land-UP,Phillips-Petro-UP,Unocal-UP,

Schlumberger-UP

Oil-UP

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