Evidence-Based Project
Realizing E-Prescribing’s Potential to Reduce Outpatient Psychiatric Medication Errors Matthew E. Hirschtritt, M.D., M.P.H., Steven Chan, M.D., M.B.A., Wilson O. Ly, Pharm.D., M.Sc.
Preliminary evidence from observational and cohort studies suggests that replacement of paper- and phone-based med- ication prescriptions with electronic prescribing systems in am- bulatory settings is associated with decreased medication errors. However, problems from traditional prescribing also occur with e-prescribing (such as incorrect medication dose and instructions or wrong patient), as do some new problems (a confusing user interface leading to prescribing the wrong
medication). The authors present four steps for reducing medication errorsin outpatient psychiatric settings: continuing to implement e-prescribing, streamlining user interfaces, im- proving interoperability among various e-prescribing and re- tail pharmacy systems, and using education and advocacy to achieve these goals.
Psychiatric Services 2018; 69:129–132; doi: 10.1176/appi.ps.201700269
Medication errors in outpatient settings are relatively com- mon and may lead to significant clinical harm (1). Studies to quantify medication errors specifically among psychiatric populations have been limited to the inpatient setting (2). However, medication errors in the outpatient psychiatric set- ting are especially pertinent given that, among adults with any mental health condition, care is delivered over seven times more frequently in outpatient settings than in inpatient settings (25.4% versus 3.4%) (3). Furthermore, with prescribers us- ing various medical record systems, outpatient settings pose unique challenges in care coordination and opportunities for medication errors.
Taking the wrong medication or taking the intended medication at the wrong strength or frequency can harm patients—sometimes threatening their lives. Moreover, in the outpatient psychiatric setting, where a solid therapeutic alliance is an essential aspect of the patient-physician relation- ship, even errors that do not lead to physical harm can have lasting, negative impact on subsequent care (1). Specifically, patients may perceive these errors as representative of phy- sician negligence and may thereby be less likely to trust their physician in subsequent treatment decisions. Therefore, it is imperative that outpatient psychiatric prescribers make an ongoing, concerted effort to reduce risk of medication errors.
Among the many potential causes of medication errors— from prescribers (incomplete or inaccurate scripts), retail pharmacies (such as filling of incorrect medication or switch- ing medications between patients), and the patients them- selves (continuing to take a discontinued medication, for example)—one that has received increased attention is the outpatient prescription. Until recently, all outpatient scripts
were handwritten and faxed to the pharmacy by the physi- cian’s office, presented by the patient to the pharmacy, or called in to the pharmacy by the prescriber (or a clinic rep- resentative). Integration of electronic health records (EHRs) with e-prescribing capacity was anticipated to drastically reduce errors attributable to illegible handwriting, lost paper scripts, and incomplete or inaccurate instructions (4).
With the Medicare Prescription Drug, Improvement, and Modernization Act (MMA) of 2003, the U.S. government began a series of incentive programs to accelerate imple- mentation of e-prescribing (4). The MMA instituted financial incentives to Medicare prescribers who adopted e-prescribing tools; this program was subsequently reinforced by the Medicare Improvements for Patients and Providers Act, or the “eRx incentive,” beginning in 2008 and was succeeded by the Meaningful Use program in 2011. Partially due to these incentive programs, rates of e-prescribing have dramatically increased; in 2015, approximately 1.41 billion e-prescriptions were sent, which represents a 300% increase since 2010 (5). Results from observational and cohort studies suggest that certain types of outpatient medication errors are reduced with e-prescribing; for instance, within three months of im- plementing an e-prescribing system among 20 primary care providers, medication error rates dropped to 6%, markedly lower than average error rates associated with paper-based prescribing (6).
Unfortunately, despite its many advantages, e-prescribing has not eliminated outpatient medication errors. In fact, e-prescribing has reduced some types of errors and created new ones. With e-prescribing, physicians may still omit cru- cial aspects of an order (dose or strength), prescribe the
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wrong medication, continue medications they no longer in- tend the patient to take, and prescribe the same medication multiple times with different instructions (7). Reasons for such oversight range from the growing complexity of medication regimens to fatigue from an abundance of on-screen auto- mated alerts. Prescriber reliance on e-prescribing reduces opportunities to interact with pharmacy staff, a crucial step in conveying complex instructions. Despite pharmacy-based initiatives to maintain accurate medication profiles by set- ting expiration dates for unused prescriptions, Internet-based refill systems may still contain duplicate medications and outdated instructions.
In addition, whereas communication between inpatient pharmacists and prescribers may have improved in recent years with team-based rounds and live digital chats, outpatient pharmacists continue to have difficulty communicating ef- fectively with prescribers to clarify prescriptions. Community pharmacists still resort to using fax and voice mail messages to achieve clarity on orders, drug interactions, and duplications. Although e-prescribing is helpful in improving the efficiency of health care delivery, medication errors continue to affect patient safety (8).
Medication errors are especially concerning among those seeking psychiatric care, given frequent co-occurring gen- eral medical and psychiatric illnesses, which amplify the potential dangers of medication errors. Here, we propose multiple initiatives that could reduce risk of outpatient medi- cation errors in psychiatric settings in the era of e-prescribing, and we conclude with suggestions for achieving these goals.
Accelerate Implementation of E-Prescribing in Outpatient Psychiatric Settings
Despite the shortcomings of e-prescribing in the ambulatory setting, a growing literature indicates that e-prescribing may reduce the overall rate of medication errors. However, the current structure of outpatient psychiatric practice poses unique challenges to widespread implementation. Most outpatient psychiatry is delivered in non–clinic-affiliated, private practice settings, where an e-prescribing system may be perceived as too expensive, cumbersome, and complex to warrant its use. Furthermore, in a 2012 survey (9) of U.S. outpatient psy- chiatrists, 26% of respondents reported either not using or not feeling comfortable using electronic devices for clinical tasks, including e-prescribing. Therefore, any effort to in- crease the use of e-prescribing systems needs to account for up-front and maintenance costs as well as the technological literacy of the prescriber.
Address Design Flaws in E-Prescribing Systems
In contrast to the sleek, streamlined design of many popular consumer social apps (Facebook, Instagram, etc.), e-prescribing interfaces are often cluttered, text heavy, and redundant. Many systems include complex field-based entry formats, which re- quire careful attention to detail to prevent erroneous entry
or omission of important information. Possible solutions in- clude replacing prompts with clear graphical user interfaces, integrating required drop-down menus (for route of admin- istration and units of strength), and autocompleting a medi- cation’s administered amount (calculated by the frequency and number of days prescribed). Revision of automated error alerts, such as pop-up boxes to guide and confirm potentially harmful medication interactions or abnormally high medica- tion strengths, may also prevent these types of errors. However, these automated alerts need to be balanced against “pop-up fatigue” in which prescribers may habituate to and ignore frequent computer-generated warnings.
Likewise, e-prescribing systems should integrate design features to simplify medication reconciliation (matching what the patient is currently taking against the medical record), such as including the computerized medication list in the “plan” part of the note template. Maintaining accurate, com- puterized medication lists is a prerequisite for facilitating cross-talk between e-prescribing and retail pharmacy systems; a rigorous, collaborative initiative may be required to improve the quality of outpatient medication reconciliation.
A detailed analysis of system- and user-specific medication errors related to the use of e-prescribing has been presented elsewhere (7). Here, the study of human factors—that is, un- derstanding interactions between humans and technology—can improve e-prescribing systems. For instance, a human-factors design approach would systematically assess prescriber and pharmacist current practices, needs, and priorities; e-prescribing system capacities; and the areas of mismatch between the two.
Improve Interoperability Among Proprietary E-Prescribing Systems
Patients often seek care from multiple clinicians who may use e-prescribing systems that fail to communicate with each other. This fragmented system of care increases the risk of medication duplication and coadministration of various med- ications. In this context, Pandolfe et al. (10) proposed to augment health information exchanges (HIEs) to include a “patient-adjudicated” medication list. This list can be man- aged through a centralized, digital medication database that maintains an accurate list of the patient’s medications. Within this digital ecosystem, prescribers, hospitals, phar- macies, and the patients themselves could view and mod- ify the list on an ongoing basis. This HIE functionality, if implemented, would improve transparency between various e-prescribing systems for a given patient and reduce harm- ful drug-drug interactions. Patients who have limited facility with or access to technologies, at the very least, should be encouraged to select one pharmacy instead of having cus- tomer profiles with several retail chains. If possible, patients with specialty care needs, such as comorbid psychiatric and medical conditions, should work closely with community pharmacists specialized in these fields (for example, pharma- cists with HIV-focused practices for patients with comorbid HIV and a psychiatric disorder).
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Improve Interoperability of E-Prescribing Systems and Retail Pharmacy Electronic Systems
Although prescribers can confirm that an e-script has been transmitted to and even received by an external pharmacy, they currently cannot view the patient’s list of medications or the number of refills remaining. Kaiser Permanente and the Veterans Health Administration system are two integrated health systems that integrate prescriber and pharmacy records; however, these systems are challenging to replicate among independent and often competing entities. Solutions include enabling prescribers to view the most current list of medi- cations for a patient in their retail pharmacy’s system (and vice versa), allowing for real-time chat between prescribers and pharmacists (reducing the need for time-consuming phone calls), and allowing for e-discontinuation (thus ensuring that medications are stopped).
Likewise, most e-prescribing systems do not allow for e-prescription of controlled substances (EPCS), such as psy- chostimulants (schedule II) and benzodiazepines and hyp- notics (schedule IV), which are commonly used in outpatient psychiatric practice. Although the Drug Enforcement Ad- ministration issued a ruling in 2010 that allows for EPCS, stringent security mandates have limited implementation even among those who use e-prescribing tools.
Implementation: Advocacy, Education, and Further Considerations
Implementation of these changes in outpatient psychiatric settings will require targeted incentive and penalty programs, like those initiated by the Centers for Medicare and Medicaid, and tied to insurance payments. Effective advocacy can push the government to enact changes that will pressure the behav- ioral health care industry to adopt bidirectional e-prescriptions and enhanced pharmacy-provider communication. In addition, all stakeholders—patients, payers, prescribers, and pharmacists— will need to advocate for these changes. Once changes are enacted, outcomes can be measured before and after imple- mentation by comparing the number of medication orders, number of communication errors, medication adverse effects, physician and pharmacist call volume, and administrative burden.
Education for providers around technological literacy and e-prescribing implementation can further bolster demand and advocacy. Such educational efforts should start during residency training. However, the Accreditation Council for Graduate Medical Education has not established general psychiatry milestones that explicitly address clinical informatics (including e-prescription) or bidirectional pharmacy-to- prescriber communication skills. Inculcating such skills may prevent safety mishaps when transmitting e-prescriptions.
Notwithstanding the potential benefits of e-prescribing in outpatient psychiatric settings, several limitations persist. First and foremost, evidence supporting the benefits of e-prescribing specifically in outpatient psychiatric settings is
limited; outpatient studies have so far been restricted to non- psychiatric settings. Therefore, we advise gradual and careful implementation of e-prescribing systems in outpatient psy- chiatric settings on a case-by-case basis. Second, increased interoperability among e-prescribing systems may reveal too much private information to patients’ psychiatric and non- psychiatric providers. Although these improved lines of communication may reduce medication errors (duplicate medications, harmful drug-drug interactions), some patients may perceive an all-inclusive e-prescription system as an invasion of privacy for exposing their psychiatric care to their nonpsychiatric medical providers. A potential solution consists of adding a layer of security in the record in regard to psychotropic medications, akin to “break-the-glass” digi- tal firewalls embedded in many EHRs. Third, it is unclear whether expansion of state-run prescription drug monitor- ing programs (PDMPs), which currently track only con- trolled substances, would confer similar benefits to those of an interoperable e-prescription system. However, reliance on a PDMP would require cross-referencing an external database, leaving room for yet another source of communi- cation error and increasing pharmacist and prescriber bur- den. Fourth, up-front costs of e-prescribing implementation prevent many practices, especially small groups and solo practitioners, from using these systems. State and federal mandates to use e-prescribing systems should be accompa- nied by financial incentives or assistance to overcome this barrier to entry.
Well-designed, controlled studies comparing e-prescribing with traditional prescription practices in outpatient psy- chiatric settings will provide useful information about the benefits and limits of these emerging technologies. How- ever, preliminary evidence from inpatient and nonpsychiatric outpatient settings already demonstrates that e-prescribing is associated with decreased medication error rates. By grad- ually replacing paper- and phone-based medication prescrip- tions with more robust, better designed e-prescribing systems for psychiatry, we may address medication safety issues, med- ication adverse events, pharmacy-prescriber communication problems, and administrative burdens.
AUTHOR AND ARTICLE INFORMATION
Dr. Hirschtritt is with the Department of Psychiatry and Dr. Ly is with the Department of Medical Education, University of California, San Francisco (UCSF), San Francisco. Dr. Chan is with the Clinical Informatics Fellow- ship Program in the UCSF Division of Hospital Medicine. Dror Ben-Zeev, Ph.D., is editor of this column. Send correspondence to Dr. Hirschtritt (e-mail: matthew.hirschtritt@ucsf.edu).
Dr. Chan reports joint funding from the American Psychiatric Association/ Substance Abuse and Mental Health Services Administration, as well as support from the U.S. Department of Health and Human Services Agency for Healthcare Research and Quality. This work was supported in part by grant R25-MH060482 from the National Institute of Mental Health to Dr. Hirschtritt.
Dr. Chan reports receipt of compensation by North American Center for Continuing Medical Education, LLC, and Guidewell Innovation. The other authors report no financial relationships with commercial interests.
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Received June 14, 2017; revision received August 17, 2017; accepted September 28, 2017; published online December 15, 2017.
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