Literature review Summary

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A_Framework_for_Artificial_Int.pdf

A Framework for Artificial Intelligence Applications in

the Healthcare Revenue Management Cycle

by

Leonard J. Pounds

A dissertation submitted in partial fulfillment of the requirements

for the degree of Doctor of Philosophy

in

Information Systems

College of Computing and Engineering

Nova Southeastern University

2021

An Abstract of a Dissertation Submitted to Nova Southeastern University

in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy

A Framework for Artificial Intelligence Applications in the

Healthcare Revenue Management Cycle

by

Leonard J. Pounds

September 2021

There is a lack of understanding of specific risks and benefits associated with AI/RPA

implementations in healthcare revenue cycle settings. Healthcare companies are

confronted with stricter regulations and billing requirements, underpayments, and more

significant delays in receiving payments. Despite the continued interest of practitioners,

revenue cycle management has not received much attention in research. Revenue cycle

management is defined as the process of identifying, collecting, and managing the

practice’s revenue from payers based on the services provided.

This dissertation provided contributions to both areas, as mentioned above. To

accomplish this, a semi-structured interview was distributed to healthcare executives. The

semi-structured interview data obtained from each participant underwent a triangulation

process to determine the validity of responses aligned with the extant literature. Data

triangulation ensured further that significant themes found in the interview data answered

the central research questions. The study focused on how the broader issues related to

AI/RPA integration into revenue cycle management will affect individual organizations.

These findings also presented multiple views of the technology’s potential benefits,

limitations, and risk management strategies to address its associative threats. The

triangulation of the responses and current literature helped develop a theoretical

framework that may be applied to a healthcare organization in an effort to migrate from

their current revenue management technique to one that includes the use of AI/ML/RPA

as a means of future cost control and revenue boost.

Acknowledgments

This dissertation would not have been possible without the support of many people.

Many thanks to my chair, Dr. Gregory Simco, who read my numerous revisions and

helped make some sense of the confusion. Also, thanks to my committee members, Dr.

Ling Wang and Dr. Mary Harward, who offered tremendous guidance and support.

I’d also like to extend my gratitude to the numerous staff and administrators at NSU that

assisted me with completing this dissertation. Special thanks to Deans Meline Kevorkian

and Kimberly Durham, who may not know their impact on my completing this program.

As well as my mentor, someone I am so grateful to have had the chance to work with,

Mr. Tom West, for the tireless support and for sharing your knowledge and wisdom

during our frequent conversations. I hope to inspire others as you have inspired me.

And my greatest thanks to my family for all the support you have shown me through this

research, the culmination of the years of the Ph.D. program. For my in-laws, Carmen and

Amy Shick, your entrepreneurial skills, perseverance, and integrity are just a few of your

qualities that continue to inspire me to be a better person every day. And for my wife

Isabelle, who deserves an honorary degree for proofreading every one of my papers, for

her boundless love, support, and for always believing in me, without which I would have

stopped these studies a long time ago.

Finally, I cannot begin to express my thanks to my late parents, Franklin and Suzzann

Pounds. They will not get to share in the joy of this accomplishment, although the

example they set with their work ethic is something I strive to match each day. Thank

you for instilling values in me that I will carry throughout the rest of my life.

v

Table of Contents

Abstract iii

Acknowledgments iv

List of Tables viii

List of Figures ix

Chapters

1. Introduction 1 Background 1

Problem Statement 3

Problem Broader Context 5

Justification of the Study 6

Dissertation Goals 7

Research Questions 7

Relevance and Significance 8

Barriers and Issues 9

Assumptions, Limitations, and Delimitations 11

Assumptions 11

Limitations 12

Delimitations 12

Definition of Terms 13

Summary 14

2. Review of the Literature 16

Literature Review 16

Justification for Inclusion and Exclusion 17

Inclusion 17

Exclusion 18

Previous Work and Strengths and Weaknesses 18

Gaps in the Literature 20

Analysis of Research Methods Used 20

Concept of Artificial Intelligence, Machine Learning, and Robotic Process

Automation 21

Process Definitions of Revenue Cycle Management 23

Potential of Machine Learning for these Processes 24

Application of Machine Learning/Artificial Intelligence to Healthcare Issues 27

Summary and Thematic Analysis 29

vi

3. Methodology 33

Approach 33

Justification for the Methodology 34

Theoretical Framework and Development 35

Interview Structure and Design 36

Data Collection and Research Questions 39

Sampling 40

Data Analysis Procedures 41

Trustworthiness and Reliability 42

Summary 44

4. Results 45

Data Analysis 45

Thematic Analysis Approach 45

Details of Interviews 47

Word Frequency 47

Analysis Process in NVivo 48

Findings 48

Benefits of AI in HRCMP 48

Negative Impact of Risk Factors in HRCMP 52

Risk Management and Problem-Solving Strategies 53

Triangulation of Data 55

Framework Design 56

Development 56

Framework Example 57

Summary 61

5. Conclusion 62

Research Questions 62

Research Question 1: What prospective benefits can be generated by using

AI revenue cycle applications for healthcare organizations? 62

Research Question 2: What are the risk factors associated with AI

implementation in healthcare? 62

Research Question 3: What outcomes are derived by using a Lean Six

Sigma (LSS) designed framework for healthcare executives deciding to

implement AI/RPA in the healthcare revenue cycle? 63

Limitations 63

Implications 64

Recommendations 65

vii

Summary 66

Appendices 70

A. Interview Questions 71

B. IRB Exempt Initial Memo 75

C. Email Invitation 77

D. Informed Consent 78

E. NVIVO Codes 82

F. Triangulation of Data 84

References 87

viii

List of Tables

Tables

1. Research Questions with Relevant Themes Hierarchy 46

2. Interview Overview with Duration of Interviews 47

3. Risk Viability Framework 58

4. Benefits Framework 59

ix

List of Figures

Figures

1. Word Frequency 48

2. Theme Hierarchy of Benefits of AI in HRCMP 50

3. Percentage Coverage of Benefits of AI in HRCMP 51

4. Theme hierarchy of Negative Impact of Risk Factors in HRCMP 52

5. Percentage Coverage of Negative Impact of Risk Factors in HRCMP 53

6. Theme hierarchy of Risk management and problem-solving strategies 54

7. Percentage coverage of risk management and problem-solving strategies 55

8. Framework Scatterplot 61

1

Chapter 1

Introduction

Background

As healthcare institutions navigate the industry's varied challenges, they

increasingly rely on healthcare information technology (HIT) as a means of cultivating

solutions to recurrent problems (Bohr & Memarzadeh, 2020, p. 25-60; Stanfill & Marc,

2019). HIT includes diverse systems, hardware, and software that provide varied benefits

to selected users across organizational contexts. One specific HIT application includes

artificial intelligence (AI): A collection of systems and programs that rely on computer-

generated thinking to perform a range of prescriptive and predictive tasks. Current AI

applications in healthcare contexts include machine learning platforms that contribute to

decision-making in both clinical and administrative areas of operation (Lin et al., 2017).

Analysts predict that as technology advances and becomes increasingly manageable from

risk mitigation, and cost-effectiveness standpoints, planners across the healthcare sector

will likely adopt AI and Machine Language (ML) platforms to assist with multiple

functions (Hut, 2019). However, other reports indicate that planners will also need to

address a complex set of potential barriers to HIT implementation and use it to implement

technology-oriented solutions within their organizations (Christodoulakis et al., 2020).

Artificial intelligence (AI) and related technologies are increasingly common in business

and are beginning to be applied to healthcare. While these technologies have the ability to

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transform many aspects of patient care, as well as administrative processes within the

provider and payer organizations, researcher recommendations conflict regarding the

extent of benefits versus risks offered and posed by using AI in such settings

(Christodoulakis et al., 2020; Davenport & Kalakota, 2019). There are already several

research studies suggesting that AI can perform as accurately as or more accurately than

humans when it comes to essential healthcare tasks, such as diagnosing diseases

(Davenport & Kalakota, 2019).

Nonetheless, Christodokulakis et al. (2017) highlight the associated challenges

and risks introduced alongside such benefits. Therefore, a need exists for practitioners

and researchers in healthcare to understand the advantages as well as the barriers or

challenges associated and more comprehensively with AI implementation in clinical

settings, especially as such factors relate to organizational financial solvency so that AI

technologies can be implemented and used in the most appropriate and beneficial ways.

Another contextual factor complicating the consideration and implementation of AI

systems and their associated challenges and benefits is the current changing healthcare

regulation environment (Forcier et al., 2019; Gerke et al., 2020). Changing healthcare

regulations and evolving revenue cycle management lead to immense transformation in

the healthcare industry. Along with staying current on updates to the Affordable Care Act

(ACA), Medicaid, and other healthcare programs, healthcare providers need efficient

billing and tracking procedures in place. Staying up to date with changing regulations is

one area in which AI can assist organizations. Utilizing AI in the revenue cycle will assist

with some of the essential aspects, such as:

3

1. Billing and Collections Mistakes - If healthcare establishments do not

have an effective billing process, they risk losing money. With

complicated insurance plans becoming more common, a billing and

collections department's need to continuously review payor receipts is

paramount.

2. Untrained Staff – Inaccurate data can cause billing issues in various ways,

such as improper medical coding, billing, and insurance claim filing.

These errors can add up to a significant amount of bad debt per year.

Unpaid bills can easily get lost in the shuffle, even after only 60 to 90 days

(DECO, 2019).

Based on the need to better understand associated risks, challenges associated

with, and benefits of AI systems in healthcare (Shaw et al., 2019), this research was able

to describe both the potential that AI offers to automate aspects of the revenue cycle and

some of the barriers to the rapid implementation of AI in healthcare. This research also

helped in filling a gap in understanding a conscience theoretical framework for healthcare

executives to use during implementation. Therefore, the results of this research

contributed to building a framework that administrators may use to leverage the benefits

of AI while minimizing the risks to improve organizational operability, productivity, and

financial solvency more successfully and appropriately.

Problem Statement

The problem addressed by this study was a lack of understanding regarding the

specific risks and benefits associated with AI implementation in healthcare settings.

Many administrative tasks are currently completed manually in healthcare, which takes

4

high labor costs and increases human computation error potential. However, it is

unknown to what extent AI may improve these administrative tasks and address

challenges (CAQH, 2018). To better understand this research was able to analyze the

issues affecting the healthcare industry revenue cycles. Despite some automation of claim

submission and other transactions, many administrative transactions are still primarily

driven by inefficient manual processes (CAQH, 2017). According to the 2017 CAQH

Index, an annual report of adopting electronic business transactions, the lack of

automation for these transactions costs the healthcare industry more than $11 billion per

year. In order to process a patient claim, the patient financial services department is

required to employ experts with advanced healthcare knowledge. Experienced

professionals are necessary for auditing the claims. The current manual claims auditing

methods involve extensive human efforts, time, and money and often result in claims

denial. One of the obvious solutions is to adopt automation, which, despite advantages, is

accompanied by many uncertainties and consideration of countless variables. Thus, this

dissertation analyzed the issues affecting the revenue cycle within the healthcare industry

to understand better the financial risks and benefits associated with AI implementation in

the healthcare setting and constructed a theoretical framework behind using Artificial

Intelligence (AI) and the financial benefits vs. the risks that will be gained by utilizing

this technology. The main goal of the study was to estimate the outcome of implementing

AI in the revenue cycle.

Furthermore, this study first examined theoretical trends in healthcare revenue

cycle processes by researching literature related to the topic. Existing literature was

analyzed to identify and address current gaps in understanding. By doing so, a broader set

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of observations was generated that was applied to the report's follow-up section of

designing a lean process theoretical framework for the use of AI within the healthcare

revenue cycle process.

Problem Broader Context

Revenue cycle management in modern health systems can be viewed in three

ways (Becker & Ellison, 2019). First, the processes represent critical areas of fiscal

management and administrative oversight. In brief, a health systems approach to revenue

generation requires a systemized and efficient model. The literature defines an efficient

model as combining the separate billing, collections, reimbursement, and accounting

activities within the same framework (Becker & Ellison, 2019). Second, revenue cycle

management ensures a health system's effective ability to operate in immediate and future

terms. The revenue cycle must combine billing, collections, reimbursement, and

accounting in the immediate present and the future. Third, for the system to continue to

be efficient, it must anticipate how these domains will change in the future.

Administrative and medical employees focus almost half of their time addressing

revenue-oriented issues (Hillman, 2020). The same author additionally noted that

healthcare systems spend approximately $266 billion annually on revenue cycle

management operations. These same costs can also be compounded as systems seek to

reconcile problems generated through human error. Current regulations allow healthcare

entities to lower administrative costs and increase the rate of collections. However,

applying AI and ML should theoretically increase revenue by reducing the number of

timely filling errors and reducing the financial services team's administrative burden.

Considering these issues, this dissertation addressed the problem associated with

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developing a framework for more successfully implementing AI and ML into healthcare

organizations' revenue cycle. The literature on this topic was evaluated by examining key

performance indicators (KPIs) that provide insight on reimbursements, denials, the price

per accession, price per unit, paid units, throughput, and write-offs (XIFIN, 2020).

Justification of the Study

The literature clearly demonstrates a role for AI and ML in the context of the

revenue cycle. For example, Blass and Porr (2019) argued that AI and ML could decrease

the risk of error within compliance and risk management, ultimately streamlining the

revenue cycle. However, this research was general and did not provide a specific

framework for integrating AI and ML into a system. Instead, the research stated that it

could be helpful. This trend has been present overall in all the research on this topic.

Accordingly, there is a significant gap in the literature concerning helping organizations

develop the appropriate frameworks and protocols to integrate AI and ML into their

revenue cycle systems successfully, thereby justifying this study's need and developing a

framework to follow. Current literature findings are not helpful for healthcare system

administrators who seek to integrate technology-based solutions within their existing

fiscal cycle management operations. According to Hamet & Tremblay (2017), to

incorporate AI into the revenue cycle, it is first necessary to identify the barriers to

implementation and then develop a framework to implement that addresses those barriers.

Hence, this dissertation aided in clarifying how AI and ML can provide tangible solutions

for healthcare systems by utilizing the theoretical framework. Understanding the

development of such a tangible solution requires research that presents solutions that can

universally apply to diverse healthcare operations.

7

Dissertation Goals

The dissertation's primary research goals that were addressed and detailed in

future chapters are summarized as follows:

1) To expand on the current literature surrounding the use of AI in the health care

revenue cycle and provide a framework to allow health care executives to quickly

visualize the benefits or drawbacks of such a technology in their specific

healthcare revenue cycle departments.

2) To create a framework that may be applied to a healthcare organization in an

effort to migrate from their current revenue management technique to one that

includes the use of AI/ML/RPA as a means of future cost control and revenue

boost.

Research Questions

This dissertation explored an increasingly critical issue affecting healthcare

organizations related to the use of AI software systems as a means to improve financial

operability and solvency. This study used a mixed-methods approach involving a meta-

analysis of the literature and semi-structured interviews to inform the following research

questions:

R1. What prospective benefits can be generated by using AI revenue cycle

applications for healthcare organizations?

R2. What are the risk factors associated with AI implementation in healthcare?

R3. What outcomes are derived by using a Lean Six Sigma (LSS) designed

framework for healthcare executives deciding to implement AI/RPA in the

healthcare revenue cycle?

8

Relevance and Significance

The research questions hypothesized in this study have high significance for the

field of healthcare. Discussions regarding the need for better fiscal management have

grown as the healthcare industry has matured. Before the 1950s, hospitals were mainly

non-profit, and financing was handled mainly through charitable campaigns (Cleverly &

Cleverley, 2018). When Medicare financing of many services delivered by hospitals

caused a significant growth in hospital revenues, this opened the door for a heightened

interest in healthcare accounting and finances. Hospitals started making the shift from

charities to big business. Both cost accounting and management control became essential

tools for managing finances in hospitals.

The most recent seismic shock to the system came in the 1980s when the federal

government started feeling pressure from hospital billings that seemed to be spiraling out

of control (Cleverly & Cleverley, 2018). At this point, the push began to have more

patients treated on an outpatient basis to control costs. With this, the federal government

created the Prospective Payment System, which created an opportunity for the creation of

other types of medical providers other than hospitals, such as ambulatory surgery centers

and other providers.

With more recent developments, such as the passage of the Patient Protection and

Affordable Care Act [ACA] (2010), healthcare providers have been put under increasing

pressure to find ways to achieve the "triple aim" of healthcare. The triple aim calls on

healthcare organizations to (1) improve patient care experiences, (2) improve the health

of populations, and (3) reduce the cost of healthcare per capita (J. Evans, 2017). The

latter component of the triple aim, the thrust to reduce healthcare costs, is at the heart of

9

financial management. Healthcare organizations must be run professionally and

efficiently to be able to deliver high-quality healthcare for diminishing payments. This

has required those in the healthcare industry to seriously rethink their business structures

and find ways within those structures to maximize the payments that they already receive

so that they can benefit the organization to the most significant degree possible.

That is why the consideration of using AI to improve fiscal management is so

relevant and significant for the healthcare industry today. Successful financial

management of modern healthcare organizations, which are becoming increasingly

complex, requires timely, relevant information to make better business decisions

(Cleverly & Cleverley, 2018). Because the existing systems are still overly dependent on

humans to do the processing, they are inefficient. This leads to delays in the

reimbursement for services delivered and delays in delivering an up-to-date look at the

healthcare organization's financial situation. As a result, healthcare executives often find

themselves in a position to make critical business decisions based on information that is

out of date and often of questionable accuracy. If the use of AI can improve that situation,

then healthcare managers could move to a position where they have information that is

timely and accurate, enabling them to make better business decisions that will enable

them to improve the profitability and feasibility of the services provided to the public.

Barriers and Issues

Several barriers and issues were faced when doing this type of research. The field

of medicine has been primarily dominated by research that follows the scientific method.

As a result, literature reviews that are conducted regarding many healthcare topics

include discussions about levels of evidence used to support the study's assertions,

10

foundation, and findings. As Fineout-Overholt and Melnyk (2015) outline, levels of

evidence can be categorized in seven levels, with systematic reviews of randomized

controlled trials (RCTs) being the "best" evidence, or categorized as level I, and evidence

from opinions expressed by either authorities or expert committees as being the "lowest"

form of evidence, which is categorized as level VII. The distinction between levels of

evidence is important because the level of evidence that is used to support an argument or

assertion is often used as a basis for determining if the research applies to healthcare

decision-making.

The Agency for Healthcare Research and Quality, as cited in Fineout-Overholt &

Melnyk, 2015 defines levels of evidence by three criteria: quality, quantity, and

consistency. In this context, quality speaks to how the study was designed and if

approaches were used that ensured that the findings were accurately measured and that

measurement, selection, and confounding biases were avoided. This is in part why

systematic analyses of RCTs are generally considered the highest level of evidence.

Within the AHRQ definition, quantity refers to the number of studies, the participants

involved, the magnitude of the treatment, the strength from causality assessments on the

outcomes, such as odds ratios or relative risk. Consistency refers to whether or not

multiple researchers are reporting similar findings using the same basic study criteria.

High-level evidence has a lower risk of bias in addition to greater generalizability. The

latter refers to whether the findings can be generalized to a more significant population

(Fineout-Overholt & Melnyk, 2015).

As Frączek (2016) discusses, the financial field has started to put more emphasis

on using evidence-informed practices (EIP), which are analogous to evidence-based

11

practices (EBP), which are used heavily in healthcare delivery practices. Applying EIP to

financial questions permits the practitioner to analyze the information that they are

receiving against the levels of evidence to determine the strength of the recommendations

and the applicability of the information to a wide range of financial situations. It is

precisely in this context where performing studies regarding healthcare finance becomes

somewhat difficult. The majority of literature considered in this study in the literature

review is from level VII evidence or opinions expressed by either authorities or expert

committees. As such, it is difficult to assign a weight to such studies, given that the

opinion primarily informs them of experts in the field. However, these opinions are not

necessarily backed by any evidence that would be considered empirical, at least not from

a scientific standpoint.

The fact is, due to the newness of AI, ML, and RPA, the key concepts under

discussion in this study, there is a lack of actual research studies of any type applying

these topics to the field of healthcare finance. A cursory look at Google Scholar with the

search terms +" artificial intelligence" +finance AND +" randomized controlled trial"

revealed zero studies regarding the combined topics in 5 pages of searches (the top 50

results). This search range was delimited to the past ten years (only articles since 2012).

As expected, removing the time limitation did not reveal any new articles on the topics.

Assumptions, Limitations, and Delimitations

Assumptions

This study assumed that the findings presented in the literature are accurate and a

true reflection of the current state of affairs regarding using AI, ML, and RPA in

healthcare finance situations. This has to be an assumption because the "evidence"

12

presented and reviewed in the literature review is Level VII evidence. There are no

empirical means to identify the presence of biases or the accuracy of statements in the

articles. It is also assumed that the information collected during the semi-structured

interviews from select subject matter experts indicates and represents the current state of

affairs in the healthcare industry, similar to the assumptions made regarding articles in

the literature review.

Limitations

The design of this mixed methods research study presents certain limitations. For

example, the selection of participants for the semi-structured interviews is a non-

randomized convenience sample. It may be indicative of circumstances or feelings

specific to certain healthcare organizations or the attitudes and approaches used in a

specific region of the country. Due to this limitation, the findings may or may not be

generalizable to the population of healthcare finance professionals in the United States,

let alone the approaches used in other countries that use an entirely different approach to

healthcare financing and funding.

Delimitations

Certain delimitations have been selected that may also impact the generalizability

of this study. In order to keep the study manageable, an arbitrary number of 10

participants for the semi-structured interviews were selected. As Creswell and Creswell

(2018) noted, a phenomenology study generally involves a range of 3-10 participants, so

the number selected for this component of the study is not inappropriately small. Another

aspect that could impact the study is historical contamination. Unfortunately, this study

was conducted during the coronavirus pandemic. While participants' responses in this

13

study are expected to be as accurate as possible, there is a possibility that internal validity

could be compromised due to the impact of the coronavirus and related financial strains

that would not be present during other periods when a pandemic is not in process.

Definition of Terms

Analytical-oriented approaches – Analytical-oriented approaches utilize the

ability of a machine to perform sentiment analysis at the document and sentence levels as

well as based on the aspect. Through such approaches, insights that would ordinarily not

be extracted are identified and converted into decisions that can be acted upon (Gandomi

& Haider, 2015).

Artificial intelligence (AI) – Artificial intelligence is defined as a theory and

creation of computerized systems designed to perform actions that typically would be

done using human intelligence and senses such as hearing, vision, language translation,

and decision-making (McGrow, 2019).

Data mining - is a process that utilizes algorithms to comb through large data sets

(big data) to extract usable activity patterns or outcomes (Bautista et al., 2016).

Healthcare information technology (HIT) - is a blanket term used to delineate the

diverse systems, programs, and mechanisms of technology that collect, store, process,

and manipulate the information contained within them for various healthcare-related

purposes (Wager et al., 2017).

Lean Six Sigma (LSS) – This is a fact-based, data-driven philosophy of

improvement that values defect prevention over defect detection. It drives customer

satisfaction and bottom-line results by reducing variation, waste, and cycle time while

14

promoting the use of work standardization and flow, thereby creating a competitive

advantage. (ASQ, 2020).

Machine learning (ML) – This is the process of a computerized system advancing

"knowledge" of a selected phenomenon through testing and adaptation, using observed

patterns and trends to improve decision-making capabilities (McGrow, 2019).

Predictive modeling – This occurs when an analysis of past patterns of activity

can be used to accurately predict future events, such as analyzing past payments based on

a particular CPT code to predict when a current claim will be paid (Nilsson, 2019).

Revenue cycle management – This refers to the process of streamlining and

optimizing processes throughout the revenue cycle to achieve the best possible cash flow

outcome for the organization (LaPointe, 2020).

Robotic process automation (RPA) – This is a process whereby tasks previously

engaged in by humans are automated to be performed by computers. In the context of this

study, an analog would be a case where a human used to collect information from a

variety of inputs such as email, spreadsheets, and other sources, interpret and collate the

data, then transfer it to a business system like an enterprise resource planning (ERP) or

customer relations (CR) system (Lacity & Willcocks, 2016).

Summary

As this review has considered, healthcare organizations deal with tremendous

amounts of information that must be processed and handled. Current approaches to

financial management are primarily manual, and this requires a significant investment in

human resources at a considerable cost. Research suggests that many of the manual

processes that are currently being used in financial management could be replaced by a

15

combination of AI, ML, and RPA. With a switch to these technologies, the speed of

submitting claims, the accuracy of those claims, and predictions of when claims will be

paid can improve exponentially. This benefits healthcare organizations because the faster

claims are submitted and paid, the less strain this exerts on cash flow demands.

The following section will consider the current state of knowledge in the areas of

AI, ML, and RPA. These topics will be considered with a particular interest in how they

are currently utilized in connection with revenue cycle management. The following

literature review will also discuss gaps in the literature and areas where more information

is needed.

16

Chapter 2

Review of the Literature

Literature Review

The themes explored by academic and healthcare industry journals surround

discussions of technology and applications, the benefits delivered through analytical-

oriented approaches to revenue cycle management, and the barriers to these same

innovations. A final set of discussions entailed assessments of likely risk variables and

viable risk management approaches to address these challenges. Analyses that explored

background themes related to the dissertation's topic focused on three areas of discussion:

the concept of artificial intelligence (AI) and machine learning (ML), process definitions

of revenue cycle management, and the broader assessment of ML's potential for

managing these same processes.

A large group of research in the areas of AI and ML that is specific to healthcare

finance revolves around the processing of claim requests and payments from third-party

payers. The research has indicated that a significant amount of money is lost due to the

complexity of claims and inaccurately completed claims. When a claim is inaccurately

completed, it must be returned to the institution filing the claim, and this must be

rectified. This creates additional time in reworking the claim and extends the time

between claim submission and payment, which negatively reflects on the organization's

17

financial health. Numerous studies have used novel approaches combining AI and ML to

automatically detect such errors and annotate them with reasons why they are being

flagged. Some of these systems boast a 25% improvement over any current claim

analysis software or methods.

This literature review identified several specific aspects of machine learning and

artificial intelligence related to the healthcare revenue cycle. Of importance, the revenue

cycle and the processes associated with it often have very repetitive tasks performed by

humans. However, many of these tasks would benefit from using machine learning or

artificial intelligence to automate them. In implementing these strategies, healthcare

organizations could likely reduce costs and improve accuracies related to payments and

other similar factors, thus increasing revenue from existing claims by reducing denials.

Justification for Inclusion and Exclusion

Inclusion

This literature review pursued studies that covered issues about AI, ML, and

RPA. Also, articles regarding process definitions for revenue cycle management were

sought. Finally, articles applying AI, ML, and RPA to financial processes in healthcare

were sought. Articles that focused on AI, ML, and RPA, especially how they applied to

the healthcare field, were selected. Articles published within the past ten years, available

in full text, and the English language were considered for inclusion. The full text was

required because, while abstracts provide a general overview, they do not provide details

that were needed for this report. Articles featuring expert opinion were included because

of a lack of research in this field, although research studies were preferred.

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Exclusion

Studies were excluded from this literature review if they were published more

than ten years ago. Studies that were not published in English were not considered. The

reason for these exclusions is that studies older than ten years would likely not reflect

current practice or thinking about the use of technology in financial issues.

Previous Work and Strengths and Weaknesses

As noted in the introduction to this study, most of the articles regarding AI, ML,

and RPA were based on an accumulation of research (secondary research) and expert

opinion (primarily interviews). For example, several studies were explorations of the

knowledge about AI and ML, with an attempt to explain how these could be applied to

various aspects of healthcare, but mainly focusing on the clinical side of things (Clancy,

2020; Davenport & Kalakota, 2019; McGrow, 2019; Shaw et al., 2019). Some articles

researched the application of AI and ML from entirely different applications and

industries, such as using them for automation in the supply chain (Dash et al., 2019), for

making general business decisions (J. R. Evans, 2015), generic applications of AI and

ML (Kühl et al., 2019), order processing in the telecommunications industry (Lacity &

Willcocks, 2016), the manufacturing and construction industry (Lee et al., 2019), and

financial management in the hospitality industry (Millauer & Vellekoop, 2019).

The literature review contained many articles from Healthcare Financial Review

(HFR), a respected peer-reviewed journal. Unfortunately, many of the articles were

interview pieces that relied upon experts in the field recounting different ways that they

were already or were planning shortly to utilize AI and ML in their financial operations

(Baxter et al., 2019; Hegwer, 2018; Hut, 2019). Other HFR articles were secondary

19

research articles, using other research to quantify the use and intents of AI and ML in the

healthcare finance industry (Hillman, 2020; Navigant Consulting, 2019; Nilsson, 2019;

Schouten, 2013).

The use of secondary research was not limited to HFM. Several other articles

from peer-reviewed journals mainly were, if not entirely, secondary research, compiling

information about AI and ML from other sources (Blass & Porr, 2019; Cheatham et al.,

2019; Christodoulakis et al., 2020). In a search to create a sufficient research foundation

to work from, some non-peer-reviewed sources, including interviews and quotes from

industry professionals, were included in the literature review (Becker & Ellison, 2019;

LaPointe, 2020).

There were a few research papers that looked to apply AI and ML to specific

healthcare financial issues. One paper resulted from the authors analyzing a healthcare

financial situation, using attributional tools to predict future discrepancies to reduce

billing rejections, then testing them on a group of claims to evaluate whether the method

would be successful (Wojtusiak et al., 2011). This study only tested a small group of

claims, which could cause questions about the generalizability of the research to other

real-world situations with far greater claim diversity. Several research studies addressed

using an AI/ML approach to identifying and rectifying medical claim errors as a

component of risk prevention (Chimmad et al., 2017; Kim et al., 2020; Wojtusiak et al.,

2011). A few research studies focused on ways to use AI and ML to promote deep

learning in several areas of medicine, including finance (Kumar et al., 2010; Rajkomar et

al., 2018; Wojtusiak, 2014). Other studies focused on using various techniques associated

20

with AI and ML to "scrub" medical claims or improve medical claims prediction

(Abdullah et al., 2009; Che & Janusz, 2013).

The lack of high-quality research studies in this area presents a challenge. It

makes it difficult to make a compelling case for or against a particular AI, ML, or RPA

practice, absent quantifiable evidence to support the practice. While several research

studies were found, they almost all were oriented at creating and testing means to

improve aspects of finance that have proven to be tricky, such as claim denial by third-

party payers. No studies were identified that identified specific performance

improvements as a result of applying AI principles. Therefore, there is no empirical

foundation to quantify the benefits of AI, ML, and RPA on the healthcare industry other

than "expert" reports and secondary research.

Gaps in the Literature

The especially glaring gap in the research that was identified in this literature

review is the lack of rigorous research studies in this area. While several authors created

algorithms and approaches to common problems experienced by healthcare finance

professionals, backing their effectiveness up through a scientific method of testing, the

broader picture appears not to be addressed in the literature. It would be most helpful if

one of the many organizations who have put AI/ML/RPA into practice in their

organizations would perform a retrospective review that could provide numbers of

differences between using this approach compared with the previous state of affairs.

Analysis of Research Methods Used

There were several research methods used in this study. Several of the articles

were "expert opinion" articles and focused on interviews and reports from several

21

healthcare finance professionals (Becker & Ellison, 2019; LaPointe, 2020). The large

majority of the other articles were secondary research articles, and the data for these

studies were accumulated mainly through reviews of the current literature, although not

systematic (Blass & Porr, 2019; Cheatham et al., 2019; Christodoulakis et al., 2020).

The proper "research studies" in this literature review used many approaches to

generate their findings. For example, in the article on deep learning for medical

predictions, Rajkomar et al. (2018) used predictive modeling. They reported the accuracy

of such predictions using an area under the receiver operator curve [AUROC] across

sites. In the study by Kim et al. (2020), the authors studied the accuracy of a new Deep

Claim system to identify potential payment rejections and found that using the new

system resulted in a 22.21% relative recall gain (95% precision). Wojtusiak et al. (2011)

was the only study that measured the performance of their model to use rule-based

prediction of medical claims payment in a before and after a fashion, providing actual

numbers on the increase in effectiveness in using the new approach over previous

performance.

Concept of Artificial Intelligence, Machine Learning, and Robotic Process

Automation

Kuhl et al.'s (2019) analysis provided an in-depth discussion of both AI and ML.

Their work specifically noted that while AI can be defined as an overarching conceptual

category that references a diverse set of computer intelligence-driven technologies,

machine learning represents a particular application. The authors noted that machine

learning could be understood as a program's ability to perform routine tasks, become

increasingly proficient in completing these same tasks, and utilize and apply known

22

information towards advanced problem-solving forms. Kuhl et al. (2013) also contended

that optimal approaches to machine learning involve base-level operations in which

programs perform repetitive tasks that gradually increase in their complexity (Kuhl et al.,

2013).

An anonymous report from the publication Healthcare Financial Management

noted that healthcare operations' revenue cycle management process often provides

unique machine learning applications opportunities. These tasks include these same traits

(Baxter et al., 2019). In the same publication, a follow-up report also noted that

healthcare systems increasingly rely on automated and analytics-driven revenue cycle

management approaches even as they outsource these processes to third-party specialist

firms (Navigant Consulting, 2019). Dash et al. (2019) demonstrated how increasing

complexity is helpful in the context of supply chain management. Much of their analysis

can be applied to the context of an automatic revenue cycle, specifically, to help provide

a framework for how artificial intelligence can adapt to increasingly complex tasks.

Robotic process automation (RPA) is an industrial response to the vast amount of manual

work that individuals perform daily, weekly, or monthly to support a broad array of high-

volume business processing (Lacity & Willcocks, 2016).

RPA is mainly associated with the task level. The application areas include

finance and accounting, IT infrastructure maintenance, and front-office processing. The

so-called robots are software programs that interact with enterprise resource planning and

customer relationship management systems. The robots can gather data from systems and

update them by imitating manual screen-based manipulations. RPA solutions are

23

appealing from a business perspective because they automate repetitive tasks while

minimally invasive into the overall processing they support.

Process Definitions of Revenue Cycle Management

Literature analyses describe the healthcare sector's current strategies and other

industries to implement automated revenue cycle management approaches. Millauer and

Vellekoop’s (2019) healthcare industry discussion noted that firms frequently utilize

these approaches for three main reasons. These models streamline the repetitive nature of

fiscal cycle operations by applying machine learning models and algorithms to these

tasks. This same approach additionally serves to mitigate the risks stemming from human

error within these processes. McGrow (2019) highlighted the importance of removing

human error from processes when it is possible to do so. However, currently, these

processes are still being completed by humans because there is not currently a

sufficiently sophisticated machine learning system to replace the human element with an

automated system completely. Analysis conducted by Becker and Ellison noted that the

same models' current healthcare industry applications include a multilayered set of

strategies. Among these entail using machine learning-based models to structure routine

billing operations efficiently, complete complex coding tasks, and generate predictive

data that can be used for risk assessment and management purposes (Becker & Ellison,

2019). Blass and Porr similarly noted that automated approaches to revenue management

typically include the ability of programs and their applied algorithms to gradually identify

patterns associated with payers and contracting groups (Blass & Porr). Over time, these

applications can detect risk variables that might indicate the client's inability to deliver

payment on time (Blass & Porr, 2019).

24

Evans cited automated forms of revenue cycle management as a valuable

instrument in helping firms in diverse industries achieve higher efficiency and

optimization levels in their internal areas of financial operations (J. R. Evans, 2015).

Similarly, Davenport and Kalakota identified revenue management as one specific

benefit derived from AI and ML learning applications across health systems (2019).

Based on all of these studies, if machine learning were implemented correctly in

the future, it would be possible to replace most, if not all, of the billing processes with

machines rather than humans.

Potential of Machine Learning for these Processes

Discussions of the benefits generated through ML-driven revenue cycle

management processes in healthcare include assessments of current and likely or

predictive benefits. Simultaneously, these collective assessments emphasize technology's

role as drivers in achieving current and future term benefits. Hut's discussions noted that

current generation AI and ML platforms could process and structure complex and

recurrent tasks within health systems (Hut, 2019). Revenue management represents one

specific example in this same context. Hegwer similarly noted that current ML

applications help firms achieve excellence in fiscal cycle management processes. The

author provided several discussions of cases of large systems that applied these

technologies and yielded notable improvements in their ability to process patient data,

predict reimbursement patterns, and predictively assess the likelihood of nonpayment

among specific groups or clients (Hegwer, 2018).

Nilsson (2019) also noted that the same applications can predict payer behaviors

and indicate the times in which they will likely remit payment and if they are at risk for

25

nonpayment or default. Schouten (2013) contributed to these same discussions by

assessing machine learning platforms' capabilities to examine recurrent payment loss

patterns by investigating multiple channels of revenue and reimbursement. While the

author's discussions referenced the current technologies currently utilized by health

systems, his analysis also identifies these technologies' ability to complete increasingly

complex and predictive-based assessments. In implementing these more complex

processes, errors would likely continue to be reduced, and organizations would have a

more efficient billing process. Schouten's commentary parallels Rosenfield's discussions

of future term machine learning applications and roles (Schouten, 2013). The latter author

noted that advanced machine learning benefits could include these platforms' ability to

conduct complex operations that subdivide payment systems according to billed

procedures and specialized coding (Schouten, 2013).

In both cases, the analyses cited ML-based algorithms' ability to conduct

increasingly complex operations as they engage in many of the same procedures over the

longer term. On a more global scale, Lee et al. (2019) found that artificial intelligence has

significant potential for automation in many industries and automation of non-robotic

tasks. This is important in understanding how organizations can implement artificial

intelligence to automate revenue cycle management. While Nilsson's analysis identified

the potential and prospective benefits generated through machine learning applications,

his report implicitly located one of these systems' critical risks (Nilsson, 2019). The

author specifically identified the necessity of cultivating a strategic plan to implement

and incorporate ML-based technologies in a healthcare firm's operations.

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This approach represents a vital aspect of technology management as it will better

ensure that an implemented strategy will achieve positive returns from a cost/benefit

perspective. The issue of cost represents another critical factor frequently identified by

related literature. Fundamentally, these applications represent a methodology for

achieving savings-based returns (Hillman, 2020). Accordingly, healthcare organizations

typically integrate and apply these innovations to avoid waste, identify redundant

expenses, and locate ways of optimizing fiscal cycle operations. However, achieving

these outcomes often requires an organization's ability to mitigate short-term risks that

accompany implementation strategies. Accordingly, the costs associated with purchasing

technology and integrating it into existing networks can present firms with a combined

set of fiscal and technical challenges that they will have to address as they develop

change management plans. For example, Clancy (2020) made a point of describing the

importance of organizations using artificial intelligence to automate certain aspects of the

revenue cycle, particularly those aspects that are repetitive and are an inappropriate use of

human resources.

The risks encountered during these initial stages can additionally affect

organizations in the longer term in cases where firms do not explicitly identify the

specific functions that integrated ML platforms will achieve in the context of a firm's

fiscal cycle management processes. For example, issues related to a platform's immediate

use, its prospective future term value, and the role that human agents will have in

monitoring the applications represent core issues that decision-makers need to address

during planning sessions (LaPointe, 2020). Similarly, analysts identify the need for

carefully value mapping a proposed model before its implementation: a methodology that

27

can evaluate the specific departments and stakeholders that will benefit from the

applications. In cases where departments or individual employees exhibit a reluctance to

accept the proposal, the same strategies can be used to identify the role these stakeholders

will play in managing the applications (Christodokulakis et al., 2017).

A final set of recommendations includes the need for cultivating a set of

measurable objectives that clearly define the role, purpose, and strategy of the integrated

systems across the technology's prospective lifecycle. Cheatham et al. conducted an in-

depth analysis explaining some of the risks associated with artificial intelligence

(Cheatham et al., 2019). Organizations, including hospitals that implement artificial

intelligence, must also use specific protocols to mitigate its risks. Specifically, they must

have a clear structure that pinpoints the specific risks associated with AI. The structures

must also have institution-wide controls rather than limited controls.

Lastly, there must be a nuance in analyzing the risk in light of the risk's nature.

This is important because organizations must understand the risks and how to mitigate

them before implementing new protocols when they plan to implement artificial

intelligence.

Application of Machine Learning/Artificial Intelligence to Healthcare Issues

The fact that vast amounts of money are lost due to inaccurate claim processing is

well established in the literature (Kim et al., 2020; Wojtusiak et al., 2011). One of the

problems that frequently occur that causes claims to be rejected is the inclusion of an

incorrect ICD code for diagnosis or CPT code for diagnostic tests (Abdullah et al., 2009;

Chimmad et al., 2017). This is the reason that multiple researchers have looked for ways

to use AI and ML to automatically analyze massive bodies of medical claims to detect

28

and, in some cases, repair information that was incorrectly entered (Abdullah et al., 2009;

Chimmad et al., 2017; Kim et al., 2020; Zhong et al., 2019). Improving the information

on medical claims can reduce lag time between claim submission and payment, which is

a critical financial measurement indicating the financial health of a healthcare

organization (Cleverly & Cleverley, 2018).

Kim et al. (2020) proposed a novel implementation of AI/ML that they call Deep

Claim. The Deep Claim approach uses a three-step process to improve the accuracy of

predicting the exact amount that third-party payers will present. The first step is the

development of clinical contextual interrelations at the high level of claims, which uses

ML against raw claims data, avoiding the need for expert knowledge or extensive

preparation of the data before processing. The next stage is deploying Deep Claim in real

deployment scenarios. The third step is where Deep Claim flags questionable fields in the

claim based on what it learned in the ML process. This gives it high prediction

interpretability, along with data presented that explains why the fields were flagged so

they can be double-checked and rectified. This novel approach asserts that it can identify

22.21% more denials than the best system that is currently in place.

In research by Wojtusiak et al. (2011), the researchers developed an ML

application that would permit the AI system to combine rules that were already known

for claim rejection and combine these with new rules that were detected by the AI

algorithms. The ability of the AI to generate new rules was particularly important because

healthcare is continually changing, and this architecture permits the system to adapt as

new changes in the healthcare system occur. The system effectively identified new errors

that had slipped through the system, with 60% of Medicaid, 50% of DRG 371, 55% of

29

DRG 372, and 44% of DRG 373 abnormalities detected. The false-positive rates were

relatively low, ranging from 5% to 30% for the same groups.

In the study by Kumar et al. (2010), the researchers used data mining, which

could then be used for an ML process to improve the prediction of claims that need

reworking. They noted that 30% of the administrative staff in health insurers are

dedicated to reworking incorrect claims, which be rectified using AI. The researchers

developed a method of detection based on ML, then deployed that model at one of the

nation's largest health insurers. Because the new system was much more precise, it

generated a substantial increase in hit rates, identifying faulty claims. The improved

accuracy provided by this novel application of AI and ML could potentially generate cost

savings of between $15-25 million for each standard insurer using the system.

Other researchers explored ways to label data or develop concept representations

from existing data sets using combinations of AI and ML (Bai et al., 2019; Che & Janusz,

2013; Lu et al., 2020; Zhong et al., 2019). Being able to generate rules and label data or

categorize it in a way that ML systems can easily interpret is a crucial stepping stone to

practically using such data to apply to numerous healthcare applications, such as financial

management (Che & Janusz, 2013; Wojtusiak, 2014).

Summary and Thematic Analysis

This literature review has considered numerous aspects of how the healthcare

finance industry has considered and implemented ML, AI, and RPA into their business

frameworks. The financial process, especially that of submitting claims, is complex and

regularly involves touching tens of thousands of documents. The potential for errors is

high, and as the research has indicated, some organizations have up to 30% of their staff

30

dedicated to "reworking" claims that were incorrectly submitted. With the constant

pressure on healthcare organizations to decrease costs, finding ways to use AI, ML, and

RPA to streamline finance department processes and make them more efficient is highly

attractive. Even more so, the potential cost savings, which are projected into the tens of

millions, are sufficient to get the attention of healthcare finance professionals. This

review has explained how AI, ML, and RPA can be applied to the healthcare finance

field. It has also demonstrated that systems currently in use generate considerable savings

for many healthcare organizations.

These findings are especially significant to healthcare finance professionals who

are under considerable pressure to find ways to reduce costs in their departments and

improve cash flow through efficient claims processing and payment turnaround. The

findings are also relevant to the healthcare finance field because the application of certain

aspects of the research has been demonstrated to generate considerable cost savings.

Healthcare finance departments are also responsible for maintaining the organization's

financial health. The potential of AI and ML technologies to improve payment

turnarounds is highly relevant, as this is a key financial performance metric for all

hospitals.

The literature review presents valuable information. Specifically, these analyses

identify analytics-based approaches to revenue cycle management as an increasingly

utilized strategy among diverse healthcare systems. The findings indicate that sector

decision-makers identify vital benefits that can be derived from these applications as

fundamental savings and risk-management tools. While discussions of the model's

current and prospective capabilities differ in terms of their understanding of the benefits

31

derived from their application, they are interconnected by their mutual contention that

these outcomes are directly correlated with the platform's existing and emerging

technological features and capabilities. In brief, these views suggest that as AI and ML

systems advance, healthcare organizations will be able to apply them in increasingly

sophisticated ways. Assessments of risk identify the challenges related to initial and start-

up processes as being the most significant. Recommended risk management approaches

include applying detailed and precise technology strategies that identify an implemented

model's specific role within the organization and outline the specific objectives that the

platform will help the company achieve.

The implications derived from the preliminary literature review relate to the

following themes: 1) the current state of the use of AI/ML/RPA and 2) the continuing

gaps in the healthcare revenue cycle areas that could benefit from this technology. As the

review indicated, the current field provides prospective decision-makers with an in-depth

set of data that explains the concept of analytics-driven approaches to revenue

management. It generally outlines the types of benefits derived from its application.

Analyses that reference individual health systems as case studies provide contextual

information that identifies how single organizations apply these innovations. While

informative and descriptive, this information lacks a level of specificity that could

otherwise help planners make targeted decisions. Accordingly, these preset gaps require

follow-up studies that assess common thematic issues from an organizational perspective.

Evaluating the variables of benefits, drawbacks, risks, and appropriate risk management

strategies from a healthcare organization's strategic perspective can aid in balancing the

32

current tendency for associative literature to focus on macro-level themes related to these

same issues.

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Chapter 3

Methodology

Approach

The purpose of this study was to identify the potential risks and benefits of using

AI-based applications in the revenue cycles of large healthcare organizations.

Specifically, the study closed the research gaps by identifying and analyzing the

perspectives of key stakeholders responsible for managing revenue cycles. As mentioned

in Chapter 1, the study followed a qualitative methodological approach when the

researcher conducts semi-structured interviews with recruited participants. Semi-

structured interviews provide researchers with opportunities to identify significant themes

across participants and establish an appropriate context for developing theoretical

explanations of emerging themes found in coded data. In many ways, the selected

approach provided a solid basis for identifying broader issues noted in earlier published

studies. Conducting semi-structured interviews with participants also provided the

researcher's opportunities to discuss how systems thinking concepts and risk management

strategies apply in different healthcare settings (Alam, 2016; Anderson, 2016). By

including interview data in this study, its overarching goal was to determine how

researchers may perform similar investigations using qualitative, quantitative, or mixed

methods approaches.

34

Justification for the Methodology

Following Hissong et al. (2015), a qualitative methodological framework applies

to this study proposed when it guides how researchers understand the meaning derived

from lived experience. Accordingly, qualitative research involves studying individuals as

they behave in different social, organizational, or institutional contexts. Given that few

currently published studies address how key stakeholders manage revenue cycles in

healthcare, the decision to apply a qualitative framework involved accounting for

differences between individual experiences, meanings placed on individual experiences,

how individuals respond to different environments, and developing models whereby

researchers performing future investigations may design empirically verifiable

instruments.

For example, qualitative researchers may apply a phenomenological design when

investigating the relationship between professional development and barriers to accessing

consistent healthcare (Creswell & Creswell, 2018; Hissong et al., 2015).

Phenomenological study designs typically involve researchers performing semi-

structured interviews with a sample size of no more than ten (n = 10) participants. While

quantitative researchers may perceive that such a small number of participants cannot

produce generalizable results, they may provide an in-depth analysis of how significant

themes coded in the interview data can inform future investigations. The lack of

generalizability will constitute a significant limitation that influences how researchers

performing future investigations may attempt to replicate the study design across other

settings (Creswell & Creswell, 2018). Instead, the selected methodology refers to an

inductive process from which data inform theory development.

35

Theoretical Framework and Development

The theoretical framework developed for this study included three key areas of

analysis. First, the proposed framework will draw from key concepts impacting

healthcare administration. Examples of concepts included in this framework are systems

thinking and risk management strategies. Whereas systems thinking spans multiple

disciplines and apply to various organizational contexts, its applications to the healthcare

industry are such that researchers often explain why relationships between different

components are more complex than others (Anderson, 2016). Given that the healthcare

industry is complex, its relationship to systems thinking indicates further where

researchers can detect patterns and failure probability. In relation, risk management

strategies involve healthcare professionals emphasizing financial and business viability

from an organizational perspective.

Healthcare professionals must follow specific steps when addressing risks, which

entail identifying the context, explaining known risks, analyzing these risks, evaluating

the risks, and managing the risks properly (Alam, 2016). By combining elements of

systems thinking and risk management strategies, the researcher applied specific concepts

to technology management practice in artificial intelligence (AI) applications. The

emerging theoretical framework then aligned with significant themes identified in the

current planning and risk management literature. More specifically, the theoretical

framework developed from an analysis of themes coded from the interview data aligned

with how researchers previously utilized AI models for revenue management practices in

healthcare. As the interview portion of the study will receive attention, the researcher will

36

apply systems thinking concepts and risk management strategies to indicate the presence

of significant themes.

Next, concepts found in the research on risk management strategies were applied

to identify themes like AI risk and risk mitigation. An informed view of principles

guiding risk management strategies will likely improve how the researcher interprets the

interview data and accordingly builds a theoretical framework. From there, the ADDIE

model used to evaluate practice among e-learning designers and developers will guide

theory development. Researchers note further how the ADDIE model supports a process

of analyzing, designing, developing, implementing, and evaluating AI designs in complex

healthcare environments when their implications for revenue generation along cyclical

lines are vast (Anderson, 2016; Gawlik-Kobylinska, 2018). While the ADDIE model also

supports improvements to healthcare decision-making, it corresponds more closely to risk

identification. Subsequently, the theoretical framework developed from the findings will

inform problem-solving approaches significant stakeholders in healthcare may use when

measuring the risks and benefits associated with integrating AI technologies into revenue

cycle management.

Interview Structure and Design

The researcher used a set of 12 interview questions (see Appendix A) that each

participant received. All participants received both a standard email invitation and

NSU’s standard informed consent (see Appendix C and D). All responses provided by the

participants will provide keywords that the researcher may use to ask further questions.

Following this design provided a rich context for analyzing the interview data as they

coincide with this study's three central research questions. As detailed below, a set of four

37

interview questions addressed themes related to how AI-based technologies will benefit

the healthcare revenue cycle management processes. Three interview questions involved

asking the participants to address risk factors that negatively impact the healthcare

revenue cycle management processes. A final set of five interview questions invited the

participants to discuss risk management and problem-solving strategies that guide

decision-making processes in the organizational context.

First, the interview questions addressing themes related to how AI-based

technologies will benefit healthcare revenue cycle management processes are as follows:

1. What types of patterns or processes have you seen as a healthcare administrator,

accounting/financial management officer, or information technology (IT) staff

member who influenced your healthcare revenue cycle management perceptions?

2. Which of these patterns or processes left the most significant impact on

organizational performance? Why do you believe these patterns or processes play

such an essential role?

3. How do you believe that AI-based technologies can inform the triple aim of

healthcare when financial and related schemes appear challenging to manage?

4. How do you believe AI-based technologies may contribute to improvements in

administrative, financial, or other forms of professional decision-making?

Responses to these questions will guide how the researcher steers each interview

and links major themes to those found in the extant research literature. The exact process

will apply to the two remaining sets of interview questions on risk factors that negatively

impact healthcare revenue cycle management processes and risk management strategies

that also guide decision-making processes in the organizational context.

38

The second set of questions will involve the researcher asking participants the

following:

1. Which risks specific to your organization left the most significant impacts on

decision-making after integrating AI-based or other types of technologies into

healthcare revenue cycle management?

2. How have these risks driven past performance and shaped decision-making?

Which risks still demand critical attention in the present?

3. What do you believe will mitigate future risks when some issues impacting

healthcare revenue cycle management remain?

While this set of questions will initially lead the participants to provide closed-ended

responses, its relation to the specific findings discussed in Chapter 2 will provide an

appropriate context for developing theory from the interview data and answering the

three central research questions.

Lastly, the third set of questions will involve the researcher asking participants the

following:

1. Which risk management strategies, if any, did you apply in the past to ensure that

your organization could integrate AI-based technologies effectively?

2. How did you apply these strategies to mitigate current and future risks?

3. Which strategies do you believe are still effective and why?

4. Which strategies do you wish the organization would eliminate? What examples

can you provide to support any changes in administrative or other types of

decision-making in the organizational environment?

39

5. How have the past and current strategies impacted your ability to develop yourself

professionally while gaining knowledge of how revenue cycle management

functions?

As with the first two sets of semi-structured interview questions, this third set will

ensure that each participant will provide rich insights into how AI-based technologies

inform a lived experience among staff members at different levels within the same

organization.

Data Collection and Research Questions

The study followed a qualitative design to generate three distinct datasets. Next,

the datasets produced in this study were aligned with the responses to interview

questions. From there, the artifacts produced contributed to the discussion and answered

all three research questions (Hissong et al., 2015; Regnault et al., 2018). After the

researcher combined all three datasets, a triangulation process followed to ensure that all

responses provided by each participant establish an appropriate context allowing for

comparisons against previous research findings (Creswell & Creswell, 2018). To reiterate

from Chapter 1, three central research questions guide this study as follows:

R1: What prospective benefits are possible from using AI revenue cycle

applications in the healthcare industry?

R2: What are the risk factors associated with implementing AI-based technologies

in the healthcare industry?

R3: What outcomes are derived by using a Lean Six Sigma (LSS) designed

framework for healthcare executives deciding to implement AI/RPA in the

healthcare revenue cycle?

40

All three research questions contributed to theoretical development in the following

ways. First, the research questions encouraged the researcher to focus on specific sub-

topics related to the broader issue. Second, the research questions provided a set of

discussion points applicable to all three datasets emerging from the study design. Third,

the research questions provided the basis for exploring AI-based technology in health

systems.

Sampling

The study included semi-structured interview data provided by at least five (n = 5)

participants with experience managing AI-based technologies while managing healthcare

revenues. For this study, a quota sampling strategy works best to ensure that all recruited

participants meet specific characteristics (Creswell & Creswell, 2018; Hissong et al.,

2015). The selected strategy allows qualitative researchers to focus their attention on

which recruited individuals will demonstrate the highest possible degree of knowledge or

expertise in their field. From there, the researcher will use recruitment strategies

appropriate to location, culture, and population until achieving a specific quota.

Quota sampling is a nonprobability strategy that resembles purposive sampling in

selecting participants according to criteria relevant to answering one or more research

questions. While the sample size depends mainly on the time, resources, and study

objectives, they may differ when an investigator approximates how many participants

will provide interview data (Creswell & Creswell, 2018). However, the quota sampling

strategy applies when researchers evaluate populations with characteristics that

correspond to set properties.

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The researcher selected participants from the quota sampling strategy, including

healthcare administrators, accounting/financial management officers, and information

technology (IT) staff members employed within the same organization. The selected

group of participants represents a collective of internal stakeholders capable of providing

in-depth feedback to semi-structured interview questions regarding their experience using

AI-based technologies in revenue cycle management. Specific inclusion criteria that

apply here include 1) employment in one area of healthcare administration that reflects

professional responsibilities and experience in revenue cycle management; 2)

employment within the same organization; and 3) two to three years of experience with

the same organization. Each of the recruited participants will receive an informed consent

letter explaining this study. All responses to semi-structured interview questions will

remain confidential to maintain the anonymity of each participant.

Data Analysis Procedures

As previously mentioned, the semi-structured interview data obtained from each

participant underwent a triangulation process to determine the validity of responses in

alignment with the extant literature. Following Creswell and Creswell (2018),

triangulation entails a process of comparing outcomes and evaluating whether lived

experiences described by participants match those observed in previous studies. Since the

study involved performing semi-structured interviews with recruited participants, data

triangulation is an optimal strategy for comparing how individuals responded to each

question. Data triangulation ensured further that significant themes found in the interview

data answered the central research questions. While investigator triangulation that

involves the use of different evaluators ensured the interview data was feasible in

42

answering the central research questions, time and resource constraints limit

opportunities to make closer comparisons between closer observations. Despite how

participants may view their experiences of AI-based technologies and healthcare revenue

cycle management differently, their responses to each interview question produced

outcomes that researchers should consider when performing future investigations.

Further, the data analysis procedure invited the researcher to address how AI-

based technologies impacted healthcare revenue cycle management by addressing

potential outcomes like associated benefits, associated weaknesses, risk mitigation, and

effective strategies. Each outcome reflected how the recruited participants described their

lived experience of using technology to improve revenue cycle management. The use of

an NVivo-based application was applied here when interview data initially appeared

unstructured in a raw format. By using NVivo, the researcher coded and segmented data

according to patterns recorded in the interview data. The coded data then informed the

theoretical framework development to indicate where participants offered similar and

different perspectives on their experience using AI-based technologies.

Trustworthiness and Reliability

Ensuring trustworthiness in this qualitative study required attention to factors like

credibility, transferability, dependability, and confirmability. As Nowell et al. (2017)

explained, credibility occurs whenever qualitative researchers account for participants'

lived experiences and align them with the extant literature. Researchers may use

procedures like data triangulation as an external check to increase credibility (Creswell &

Creswell, 2018; Nowell et al., 2017). However, most cases involve researchers checking

preliminary findings and comparing them to raw interview data obtained from

43

participants. Member checking and the use of external auditors may inform this process.

However, time and resource constraints limit how many individuals will participate in the

data analysis process.

Second, transferability establishes that findings analyzed from the interview data

should generalize across populations in some way. While smaller samples rarely make

the findings of qualitative studies generalizable, researchers must still provide thick

descriptions to account for where gaps in theory development remain (Creswell &

Creswell, 2018; Hissong et al., 2015; Nowell et al., 2017). Along these lines,

dependability allows qualitative researchers to trace and document the sources of

interview data logically. Researchers may better judge the dependability of investigations

by examining data collection and analysis procedures as informed how accurately they

interpret the findings (Nowell et al., 2017). Here, researchers may achieve confirmability

by explaining how the findings answer specific questions and inform theoretical

development. Confirmability entails further that researchers performing future

investigations may replicate study designs and understand how some decisions were

made.

Considering how this study aimed to include three datasets, ensuring the validity

of each will require an application of reliability-oriented approaches reflecting potential

outcomes in future investigations. Accordingly, the researcher double-checked that each

dataset corresponded to significant themes found in the interview data by performing an

audit trail (Nowell et al., 2017). Documenting an audit trail will also inform the

confirmability of study findings when the lived experiences described by each participant

match a defined research context. However, increasing familiarity with the data will

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remain necessary to explain similarities and differences in perceptions regarding how AI-

based technologies produce benefits or risks within a specific organizational context.

Especially as qualitative studies increase in popularity, researchers will need to

familiarize themselves with various tools for ensuring the data collected from participants

have more extensive applications. Aligned with the purpose of this study, a qualitative

methodology will support theory development when each data source provides evidence

of which strategies work and where decision-making can improve.

Summary

The goal of this chapter was to outline the research method used to answer the

research questions. A discussion of the procedure, study participants, data collection, and

interview questions outlined the specifics of how the study was conducted and who

participated in the study. The methodology overview detailed the steps for creating the

interview structure and how that data would flow into a triangulation to ensure the

validity of the responses. This chapter outlined a listing of required resources that were

needed to support data collections, analysis, and suggested sampling. The instrument

development and validation process provided insight into combining interview data and

performing the triangulation to form the questions for the theoretical framework. The

goal of Chapter 4 is to provide the study results and demonstrate that the methodology

described in Chapter 3 was followed and supported.

45

Chapter 4

Results

Data Analysis

There was a total of twelve interview questions conducted from a sample size of

ten participants that included healthcare administrators, accounting/financial management

officers, and information technology (IT) staff members employed within the same

organization.

Thematic Analysis Approach

The researcher recorded the interviews via a Microsoft Forms engine and

transcribed into text, then arranged and sorted them in NVivo 12 computer-assisted

qualitative data analysis software (CAQDAS) (see Appendix B).

The sixth stage process of thematic analysis by Braun and Clarke (2006) (i.e.,

familiarizing yourself with your data, generating initial codes, searching for themes,

reviewing themes, defining and naming themes, and producing the report) was followed

to analyze the transcribed information. Appendix E details the coding process that was

used.

46

Table 1

Research Questions with Relevant Themes Hierarchy

Research Question Themes

R1: What prospective benefits are possible

from using AI revenue cycle applications in

the healthcare industry?

1. Benefits of AI in HRCMP

1.1 Cost reduction and revenue growth

1.2 Improved data quality

1.3 Organizational benefits

1.3.1 Decrease or reduce workforce

1.3.2 Enhances teamwork

1.3.3 Make better and quick decisions

1.4 Patients benefits

1.4.1 Help in early diagnosis

1.4.2 Improved patients' experience

1.4.3 Reduces patients’ denial rate

R2: What are the risk factors associated

with implementing AI-based technologies

in the healthcare industry?

2. Negative impact of risk factors on

HRCMP

2.1 Impact of the human component

2.2 Increase in cost

2.3 Need to retrain employees

2.4 Security and privacy concerns

2.5. Technological complexity

R3: What outcomes are derived by using a

Lean Six Sigma (LSS) designed framework

for healthcare executives deciding to

implement AI/RPA in the healthcare

revenue cycle?

3. Risk management and problem-solving

strategies

3.1 Data security

3.2 Identification of risks

3.3 Implementing NLP

3.4 Properly trained staff

3.5 Review and audit of Processes

3.6 Transparency of processes

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Details of Interviews

A total of ten interviews were conducted with recruited participants. Table 2

exhibits an overview of each participant (interviewee) with the interview duration.

Table 2

Interview Overview with the Duration of Interviews

Interviewee Number Duration (In minutes)

Participant -1 2 hrs 23 min

Participant -2 14 min

Participant -3 3 hrs 22min

Participant -4 43 min

Participant -5 45 min

Participant -6 1 hr 48 min

Participant -7 1 hr 12 min

Participant -8 10 min

Participant -9 59 min

Participant -10 1 hr

Word Frequency

Word frequency query of fifty most repeating words having a length of 4 (four

alphabets) was run to get the initial familiarity of the data/document. The following

figure or word cloud exhibits a list of the most frequently occurring words or concepts in

responses of the ten participants.

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Figure 1

Word Frequency

Analysis Process in NVivo

A total of fifteen axial codes were grouped into three broad categories labelled

based on the research objective and research questions: the categories were defined based

on already developed questions in the semi-structured interviews (see Appendix E). The

data in each category was further mined, and various concepts (themes) and sub-concepts

(sub-themes) were identified and interpreted.

Findings

Benefits of AI in HRCMP (Healthcare Revenue Cycle Management Process)

To define HRCMP stands for Healthcare Revenue Cycle Management Process.

The first research question, “What prospective benefits are possible from using AI

49

revenue cycle applications in the healthcare industry?” was answered by formulating a

level-3 theme of “Benefit of AI in HRCMP.” This theme was made up of four sub-

themes 1). Patients benefits, 2) Organizational benefits, 3) Improved data quality, and 4)

Cost reduction and revenue growth. The themes of patient benefits were further

categorized as 1) Reduces patients’ denial rates, 2) Improved patients experience, and 4)

Help in early diagnosis. The theme organizational benefits were further categorized as

enhancing teamwork, decreasing or reducing the workforce, and making better decisions.

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Figure 2

Theme Hierarchy of Benefits of AI in HRCMP

Figure 3 below represents the top beneficial themes from the collected interview

data. The data is presented based on the percentage of text coded at each theme (node),

and it is calculated by NVIVO based on how many times and the amount of text

referenced at each node for the source document. The top benefit identified by the

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participants is the organizational benefits of using automation within the healthcare

revenue cycle, as cited below:

“AI would allow for more efficient processes in every department throughout the

revenue cycle, which would produce better data creation, which would create

better data reporting, which will allow the management team to better pinpoint

and address issues affecting both patient health and organizational health.”

“As AI is based on data, visa Data warehouse, Data lakes, and data marts,

essentially data stored from all facets of technology systems and integrations, the

possibilities of data aggregations combined with logic, yields to timely and

accurate reports or dashboards.”

Figure 1

Percentage Coverage of Benefits of AI in HRCMP

13.18%

8.87%

5.42%

2.86%

Organizational benefits

Patients benefits Improved data quality Cost reduction and revenue growth

Percentage coverage of Benefits of AI in HRCMP

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Negative Impact of Risk Factors on HRCMP

The second research question, “What are the risk factors associated with

implementing AI-based technologies in the healthcare industry?” was answered by

formulating a level-3 theme of “Negative impact of risk factors on HRCMP.” This theme

was made up of five sub-themes of Need to retrain employees, Security, and privacy

concerns, increase in cost, technological complexity, and Impact of the human

component

Figure 2

Theme Hierarchy of Negative Impact of Risk Factors on HRCMP

The chart below displays how much of the respondents in percentages are talking

about the theme related to the negative impact of risk factors on HRCMP. The highest

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one is the “impact of the human component,” which means the risk of human error will

still exist even after software implementation.

“If the data that we are generating through staff creation is poor, even the best

reporting will still be inaccurate, leading to inaccurate, and possibly incorrect

decisions by management.”

Figure 3

Percentage Coverage of the Negative Impact of Risk Factors on HRCMP

Risk Management and Problem-Solving Strategies

The third research question, “What outcomes are derived by using a Lean Six

Sigma (LSS) designed framework for healthcare executives deciding to implement

AI/RPA in the healthcare revenue cycle?” was answered by formulating a level-3 theme

of “Risk management and problem-solving strategies.” This theme comprised six sub-

themes of implementing NLP, Transparency of processes, Data security, Identification of

risks, adequately trained staff, and review and audit of processes.

3.15%

2.12% 2.06% 1.78%

1.14%

Impact of human

component

Need to retrain employees

Technological complexity

Security and privacy

concerns

Increase in cost

Percentage coverage of Negative impact of risk factors on HRCMP

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Figure 6

Theme Hierarchy of Risk Management and Problem-Solving Strategies

The review and audit of the processes is the highest coded theme among the codes

in risk management and problem-solving strategies.

“Having proper dedicated reviewers of all information and processes is

incredibly important.”

“Six Sigma strategies, standardization, and process improvement will pave the

way for AI.”

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Figure 7

Percentage Coverage of Risk Management and Problem-Solving Strategies

Triangulation of Data

The themes obtained from semi-structured interviews went through a triangulation

process to determine the validity of responses aligned with the extant literature. A total of

four research articles were selected on the keywords of AI optimizing hospital revenue

cycle management. This triangulation tested the validity by converging information from

the interview questions and the research articles to ensure that the data gathered was

consistent. The results of the triangulation process are represented via table format in

Appendix F.

6.74%

4.15%

2.62% 2.38% 1.96%

0.83%

Review and audit of

Processes

Transparency of processes

Data security Identification of risks

Properly trained staff

Implementing NLP

Percentage coverage of Risk management and problem solving strategies

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Framework Design

Development

The development of the framework presented below was in conjunction with one

of the goals of this research:

To create a framework that may be applied to a healthcare organization in an

effort to migrate from their current revenue management technique to one that

includes the use of AI/ML/RPA as a means of future cost control and revenue

boost.

The researcher was able to construct a framework to provide guidance to

healthcare executives on selecting appropriate tasks for artificial intelligence (AI)/robotic

process automation (RPA) by using the data gathered from the literature review as well as

the responses from the interview data. The framework represents the main areas of

opportunities and concerns that were expressed in the various interviews. The themes and

various subthemes of the benefits of AI in HRCMP and the negative impact of risk

factors on HRCMP were used to create the questions and rankings within the framework.

These themes were aligned with the previous research, such as Deloitte’s study of

the Smart use of artificial intelligence in health care, Seizing opportunities in patient care,

and business activities (Chebrolu et al., 2020). In this article, the main areas of benefit

were increasing efficiencies and minimizing risks, and the largest area of concern was

ensuring that the technology complied with regulations. By using articles such as these,

the researcher was able to complete a data triangulation to validate the interview

responses. The validation was done by utilizing NVivo to mine the interview data and

57

align the responses to the sub-themes and existing literature. The researcher was able to

construct the below framework using the results.

Framework Example

Step 1:

Answer the question below for each task the company is considering automating. If the

answer is “no,” then the task is not appropriate for automation, and you do not need to

continue with steps 2 and 3.

1. Can automation be used for the task under consideration?

a. Bots may not be allowed because of government regulation or company

policies.

Step 2:

Fill out the below tables for each revenue cycle task the company is considering

automating. Once finished answering the questions, create an overall final evaluation

score by considering the responses to the individual questions. Additional information for

each category or question is included after each table. If unable to answer a specific

question, leave it blank.

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Table 3

Risk Viability Framework

Risk Viability Lower Viability Higher Viability

Activity Type 1

Judgment

Based

2 3 4 5

Process Structure

and Risk

1

Low

2 3 4 5

High

Data Risk 1

Unstructured

2 3 4 5

Structured

Custom

Development

Required

1

High

2 3 4 5

Low

Automation as

Preferred

Solution

1

No

2 3 4 5

Definitely

Final Risk

Viability

Evaluation

1

Low

Viability

2 3 4 5

High

Viability

Additional information about “Risk Viability” categories:

• Activity Type refers to the extent to which the audit activity requires human

judgment or learning.

• Process Structure and Risk refer to the frequency with which the underlying

process changes. Some processes remain the same over time, whereas other

processes are constantly fluctuating. Frequent changes to the underlying process

will require constant updates to the bot or advanced programming.

• Data Risk refers to the extent to which bot technology will be processing data

that has a high-risk category.

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• Custom Development Required refers to the amount of time, money, and

expertise needed to create the bot. Development requirements tend to increase

with the complexity of the process.

• Automation as Preferred Solution refers to the that not every process should be

automated.

Table 4

Benefits Framework

Benefits of Automation Less Beneficial More Beneficial

Effort Required for

Manual function

1

Low

2 3 4 5

High

Frequency of the

Function

1

Low

2 3 4 5

High

Staffing Concerns

(Turnover/Overtime)

1

High

2 3 4 5

Low

Data Accuracy Concerns 1

High

2 3 4 5

Low

Compliance Concerns 1

High

2 3 4 5

Low

Final

Evaluation

of Benefits

1

Low Benefit

2 3 4 5

High Benefit

Additional information about Benefits of Bot categories:

• Effort Required for Manual function refers to the amount of time and mental

energy needed to perform the Revenue Cycle activity (and not the creation of the

automation).

• Frequency of the Function refers to the number of times the activity occurs

within a given time period. Activities that occur more often are more beneficial to

automate.

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• Staffing Concerns (Turnover/Overtime) refers to the amount of staffing issues

your department faces. By creating automation, companies should be able to

redeploy staff to perform more complex tasks, increasing employee engagement

thus creating a 24x7 workforce.

• Data Accuracy Concerns refers to the amount of human error and variations

from the standard.

• Compliance Concerns refer to the amount of concern an organization has with

possible data errors resulting in a reportable offense.

Step 3:

Plot the scores for each potential bot activity on the matrix below. Automation activities

that are in Quadrant 2 should be prioritized for immediate development. Once all

Quadrant 2 activities are developed, Quadrant 1 activities should be developed, and

activities in Quadrant 3 and 4 should not be developed.

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Figure 8

Framework Scatterplot

Summary

This chapter revealed the study findings. First, the subject matter expert’s results

were outlined. Second, the custom coding via NVIVO was described along with its

results and ended with ten qualified employees. Third, data triangulation was done to

validate the interview responses against current literature. Utilizing this data, the

researcher was able to answer the three research questions and construct a theoretical

framework for healthcare executives to use when deciding to implement AI/RPA within

their organizations.

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Chapter 5

Conclusion

The conclusion begins by exploring the results of the three research questions.

Limitations of the study are then described, noting how they may have had an impact on

the results. Next, implications and recommendations are theorized to offer a context for

further evolution of the concept of the use of AI/RPA in the healthcare revenue

management cycle. A summary of the research study concludes the chapter.

Research Questions

Research Question 1: What prospective benefits can be generated by using AI revenue

cycle applications for healthcare organizations?

As noted in the literature review, many studies have been done in relation to the

use of AI/RPA in other industries. This study attempted to incorporate these studies as

well as the interview data to answer the first research question. Similar to the other

studies, the researchers noted a core group of proposed benefits: 1) Patient benefits, 2)

Organizational benefits, 3) Improved data quality, and 4) Cost reduction and revenue

growth.

Research Question 2: What are the risk factors associated with AI implementation in

healthcare?

Most healthcare organizations are forced to assess risk levels prior to

implementing any innovative technologies. Similarly noted in other research studies that

were targeted to healthcare implementations, this study noted the following strategies that

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need to addressed potential high risks in the use of AI/RPA in the revenue cycle,

including external, physical, and digital, as well as maintaining a governance framework

to assure patient privacy and other HIPAA requirements. Utilizing the proposed

framework developed in research question 3, healthcare companies should assess whether

the potential benefits sufficiently outweigh the associated risks.

Research Question 3: What outcomes are derived by using a Lean Six Sigma (LSS)

designed framework for healthcare executives deciding to implement AI/RPA in the

healthcare revenue cycle?

This research study provides a theoretical framework for using AI/RPA in the

healthcare revenue cycle, which will allow for waste reduction and elimination of non-

value-added activities along with variability reduction. Lean tools reduce waste and non-

value-adding activity and enhance the effectiveness of equipment, tools, and machines.

For this research question, a theoretical framework was constructed, the Lean Six Sigma

framework should be implemented to reduce the defects which occurred during the

revenue cycle. The theoretical framework combines the interview data and literature as

well as Lean Six Sigma methods to mitigate the errors and defects and increase patient

satisfaction while reducing overhead costs.

Limitations

Upon retrospective review, multiple study limitations were identified. Firstly, a

relatively small sample size was utilized to accomplish this study. Due to this limitation,

the findings may or may not be generalizable to the population of healthcare executives

in the United States or healthcare revenue cycle strategies used in other countries.

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Secondly, a limitation was due to conducting this research during the COVID-19

pandemic. This limitation caused the researcher to adapt from a typical face-to-face

interview. Face-to-face interviews have been considered the gold standard in qualitative

interviewing, especially for their potential to elicit honest views on sensitive topics by

building trust with research participants. At present, this is not feasible, and remote

methods were required to conduct this study. This caused the researcher to possibly miss

valuable data and insights due to a lack of an unstructured conversation. These

conversations may have led to other topic areas that might have influenced the outcomes

of the study.

Implications

The theoretical framework constructed in this research is subject to several

limitations that suggest several opportunities for additional research. First, the framework

focuses on the prioritization of the development of new automation tasks. Healthcare

organizations would benefit from research regarding the maintenance of these

technologies, including governing the tasks with respect to ever-changing government

and insurance regulations.

Secondly, the theoretical framework developed in this research study was not

tested or validated. We believe, but have not empirically validated, that this framework

will help healthcare executives in their decision-making process with regards to AI/RPA

automation. Thus, future research or case studies should be done to validate the

framework for its effectiveness and efficiency.

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Recommendations

AI/RPA technologies are at the forefront of disruptive technologies and have

tremendous potential to transform the healthcare revenue cycle. However, there is much

to be explored about the implications of this emerging technology on the healthcare

revenue cycle before it can be fully implemented. Additional testing of RPA and actual

implementation on sections of the revenue cycle is necessary to obtain a better

understanding of its benefits and challenges. This study focused on developing a

theoretical framework to assist healthcare executives in determining if AI/RPA

implementations aligned with their organizational needs.

In the meantime, it seems that AI/RPA can be used to automate segments of the

RCM process. However, caution and due diligence are needed in its development,

implementation, and monitoring due to the unknowns with the payor and federal

regulatory issues. The higher level of monitoring may cancel out the organizational

benefits until more knowledge is gained around the risks of these technologies.

Although initial assessments of the value-add of AI/RPA indicate that it can lead

to improved patient satisfaction and better financial and organizational benefits, it would

be interesting to measure its usefulness in real-time with a large RCM department.

However, this type of implementation may not be easy to do until prototypes are ready

for deployment. As more about the cost and benefits of AI/RPA is revealed over time, it

will be necessary for healthcare executives to become familiar with its potential

application in their organization.

This study recommends that future studies continue examining other factors that

may influence the cost/benefit analysis of AI/RPA implementations. For example, this

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study suggests adding other risk constructs to the model, such as new government

regulations. These areas are changing so fast that these items would be required to be

built into the model. Additionally, utilizing major payor rules and regulations is highly

recommended to examine other factors that influence the expected outcomes of AI/RPA

within the healthcare RCM processes.

Summary

The problem addressed by this study is a lack of understanding regarding the

specific risks and benefits associated with AI implementation in healthcare settings.

Many administrative tasks are currently completed manually in healthcare, which takes

high labor costs and increases human computation error potential. However, it is

unknown to what extent AI may improve these administrative tasks and address

challenges (CAQH, 2018).

There is a lack of understanding regarding the risks and benefits associated with

AI/RPA implementations in healthcare revenue cycle settings. Healthcare companies are

confronted with stricter regulations and billing requirements, underpayments, and more

significant delays in receiving payments. Despite the continued interest of practitioners,

revenue cycle management has not received much attention in research.

In order to expand the knowledge of the use of AI/RPA in the healthcare revenue

cycle, the researcher conducted a thorough analysis of the existing literature and

combined that with conducting interviews of key individuals. Using this data, the

researcher conducted a triangulation of the responses and current literature to help

develop a theoretical framework that may be applied to a healthcare organization in an

67

effort to migrate from their current revenue management technique to one that includes

the use of AI/ML/RPA as a means of future cost control and revenue boost.

The goals of this research study were:

1. To expand on the current literature surrounding the use of AI in the health care

revenue cycle and provide a framework to allow health care executives to quickly

visualize the benefits or drawbacks of such a technology in their specific

healthcare revenue cycle departments.

2. To create a framework that may be applied to a healthcare organization in an

effort to migrate from their current revenue management technique to one that

includes the use of AI/ML/RPA as a means of future cost control and revenue

boost.

To achieve the stated goals of the research, the main research questions were:

R1. What prospective benefits can be generated by using AI revenue cycle

applications for healthcare organizations?

R2. What are the risk factors associated with AI implementation in healthcare?

R3. What outcomes are derived by using a Lean Six Sigma (LSS) designed

framework for healthcare executives deciding to implement AI/RPA in the

healthcare revenue cycle?

In order to answer these research questions, a qualitative semi-structured

interview was conducted with ten key stakeholders responsible for managing or

developing revenue cycles, including healthcare administrators, accounting/financial

management officers, and information technology (IT) staff members.

The semi-structured interview consisted of 12 questions in three thematic areas:

68

1. How AI-based technologies will benefit the healthcare revenue cycle management

processes

2. How to address risk factors that negatively impact the healthcare revenue cycle

management processes

3. Inviting the participants to discuss risk management and problem-solving

strategies that guide decision-making processes in the organizational context

Finally, the interview responses underwent a triangulation process against

multiple existing studies to determine the validity of responses aligned with the extant

literature. Following Creswell and Creswell (2018), the triangulation process ensured

that the outcomes of the research participant's responses were aligned with those in

previous studies done in the areas of AI/RPA studies. An audit trail was developed by

transcribing the semi-structured interview responses that were recorded via a Microsoft

Forms engine. These responses were stored without any personally identifiable

information to ensure the confidentiality of the interview participants.

The research findings suggest that AI/RPA implementations can improve the

healthcare revenue cycle's effectiveness and efficiency. Healthcare organizations should

be cautious about which workflows that they implement AI/RPA into due to

governmental regulations and payor complexities. These findings are consistent with

recent literature and the interview data collected, which suggests that some tasks do not

benefit from risk payoff.

The limitations of this research study included factors, such as sample size and

sample technique. The sample size was small, which affected the accuracy of the results,

and the sampling technique was convenient, which is not generalizable. Additionally, this

69

study collected information about AI/RPA thoughts from key individuals. This research

was based on semi-structured interviews, which could affect participants’ truth in

answering the questions and, consequently, the study results' accuracy.

This research study contributed to prior healthcare literature in three main ways.

First, it expanded on the current literature surrounding the use of AI in the health care

revenue cycle. Second, the research quantified the past research and was able to draw

similarities and likeness by interviewing prominent information technology professionals

as well as healthcare executives. Finally, this research was able to construct a theoretical

framework, thereby allowing health care executives to quickly visualize the benefits or

drawbacks of such a technology in their specific healthcare revenue cycle departments.

This study recommended opportunities for future research to examine other

AI/RPA implementations in different organizations while modifying the developed

theoretical model to fit the organization's terminology. Future research is needed to test

the theoretical model to ensure that it has the intended outcomes and displays the benefits

as expected. Moreover, major payor and government regulations could be added to the

theoretical model for further investigation. Another recommendation is to recruit a large

and diverse sample using experimental research design to ensure the generalizability of

results.

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Appendices

71

Appendix A: Interview Questions

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73

74

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Appendix B: IRB Exempt Initial Approval Memo

76

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Appendix C: Email Invitation

Dear (Participant),

I am conducting interviews as part of a research study at Nova Southeastern University.

This study is in fulfillment of my dissertation requirements. The study aims to increase

the understanding of the specific risks and benefits associated with Artificial Intelligence

and/or Robotic Process Automation (AI/RPA) implementations in healthcare revenue

cycle settings.

As an experienced healthcare administrator, accounting/financial management officer,

and/or information technology (IT) staff member, you are in an ideal position to give us

valuable first-hand information from your perspective.

The interview takes around 30 minutes and is very informal. We are simply trying to

capture your thoughts and perspectives on the use of AI/RPA within the revenue cycle.

Your responses to the questions will be kept confidential. Each interview will be assigned

a number code to help ensure that personal identifiers are not revealed during the analysis

and write-up of findings.

There is no compensation for participating in this study. However, your participation will

be a valuable addition to my research, and findings could lead to a greater understanding

of the use of AI/RPA in the healthcare setting.

If you are willing to participate, please suggest a day and time that suits you, and I will do

my best to be available. If you have any questions, please do not hesitate to ask.

Thank you for your time and consideration.

Leonard Pounds

lpounds@mynsu.nova.edu

954-661-2794

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Appendix D: Informed Consent Form

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Appendix E: NVIVIO Codes

Name of codes Description

Benefits of AI in HRCMP How AI-based technologies will benefit the healthcare

revenue cycle management processes

Cost reduction and revenue

growth

AI is a massive enabler in improving funds flow and

reducing billing mistakes resulting in reduced capital cost.

Improved data quality AI will eliminate numerous manual mistakes, timing issues

with manual inputting of data by providers and front desk

staff, and delays in submission of claims

Organizational benefits

Decrease or reduce

workforce

Decrease of the workforce means the quantity of work

needed by staff become less and reduce means to bring down

the size (less no of people are required to perform a task)

Enhances teamwork A thorough examination of all systems and processes of AI-

based projects has brought organizations together.

Make better quick decisions Using AI technologies, data will be better and easily

accessible, resulting in more time for analysis that leads to

better quicker, better decisions.

Patients benefits

Help in early diagnosis The patient population's needs are anticipated by AI systems

and by its early intervention, results in preventing more

severe conditions AI systems can alert patience of visits,

medication refills, and can also monitor the progress of

improved health outcomes

Improved patients'

experience

AI would be able to enhance the patient experience by

streamlining their admission and care process and giving

doctors and medical staff more time to focus on the patients

and not the process.

Reduces patients’ denial rate Claim denials are one of the most common barriers to

effective revenue cycle management. Using AI systems can

anticipate denials, edits can be put in place, and new claims

will be paid on initial submissions.

The negative impact of risk

factors on HRCMP

risk factors that negatively impact the healthcare revenue

cycle management processes

Impact of the human component The risks of human errors will still exist and can adversely

affect even the most finely implemented software.

Increase in cost The cost of implementing and maintaining the entire web of

processes results in extra costs to healthcare

Need to retrain employees The staff does not perform the processes manually soon.

They will lose the knowledge which is vital for the system's

upkeep and adjustment

Security and privacy concerns Data integrity and security are significant concerns with

implementing any new technology as data going out to a

third party.

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Technological complexity Understanding how new technologies work and how can they

be practically implemented in cycle management is quite

complex and is an ever-changing paradigm,

Risk management and problem-

solving strategies

Data security Data security should be paramount. The evaluation must be

carried out to keep the patient's data and the company's

financial information safe.

Identification of risks Any potential risk should be identified and monitored to

minimize its impact

Implementing NLP Implementing NLP (Natural language processing) to

translate the clinical notes automatically

Properly trained staff Training of the staff to use the AI processes

Review and audit of Processes The data should be analyzed and assessed at regular

intervals.

Transparency of processes It means regular reports should be generated to identify

issues in the system and the documentation of all the

processes and workflow designs to understand easily

84

Appendix F: Triangulation of Data

85

86

87

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