Health Care Law and Legislation, Statistics Policies
Medical Records
Chapter 11
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Copyright © 2021 by Jones & Bartlett Learning, LLC an Ascend Learning Company. www.jblearning.com
LEARNING OBJECTIVES
Describe the contents of medical records.
Explain the ownership and who can access a patient’s medical record.
Desciribe the importance of maintaining complete and accurate records.
Describe the advantages and disadvantages of electronic records.
Explain what is meant by the medical record battleground.
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Medical Record Means of Communication
Documentation of a patient's
Illness
Symptoms
Diagnosis
Treatment
Planning tool for patient care
Document communication (e.g., progress notes)
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Medical Record Means of Communication – II
Protect legal interests of patient, org, & practitioner
Provide database for use in statistical reporting
Continuing education
Research
Provide info necessary for 3rd-party billing
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Ownership & Release of Records
Ownership: Provider of Care
Request by Patients
Right to access
Failure to Release
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Ownership & Release of Records: Privacy Exceptions
Requests: 3rd Parties
insurance carriers (for processing claims)
medical research
educators
government agencies
Criminal investigations
Substance abuse records
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Completion of Medical Records Records Must Be:
Legible
Accurate
Timely Written
Cases:
Failure to Record Patient’s Care
Failure to Use Information
Timely Completion of Medical Records
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Privacy Act of 1974
Enacted to safeguard individual privacy from the misuse of federal records
Provide individuals access to records
concerning themselves that are maintained by federal agencies
to establish a Privacy Protection Safety Commission.
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HIPAA
Health Insurance Portability & Accountability Act of 1996
Act to protect the privacy, confidentiality, & security of patient information.
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HIPAA KEY Provisions
Patients able to access their record & request correction of errors.
Patients must be informed of how personal information will be used.
Patient consent for release of info for marketing purposes required.
Patients can ask insurers & providers to take reasonable steps to ensure their communications are confidential.
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Documentation of Treatment
Continuing patient care
Case: Accuracy of Medical Record Entries
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Retention of Records
Necessary to provide continuing patient care.
Retention requirements can vary state to state.
Case:
Destruction of Oncology Records
Failure to preserve a patient’s records can lead to lawsuits.
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Electronic Records Advantages
Timely access to patient information
patient demographics
problems lists
history & physical exams
vital signs
diagnostic test results
consultant reports
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Electronic Records Advantages II
Order entries
Medications
Critical alerts
out-of-range test values
drug–drug & food–drug interactions
computer-assisted diagnosis and treatment
reminders for follow-up testing
assistance in standardizing treatment protocols;
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Electronic Records Advantages - III
Improving ability to timely share information with treating providers
Improved productivity & quality
Reduced charting costs
Support for clinical education & research
Generation & transmission of electronic prescriptions
Storage of medical records indefinitely
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Electronic Records Disadvantages
Risk of lost confidentiality
Unauthorized disclosure of information.
Increase in cyber crime.
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HITECH
Health Information Technology for Economic & Clinical Health Act
designed to promote widespread adoption & interoperability of health information technology.
Requires reporting of unsecured protected health information that affect 500 or more individuals.
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Medical Record Battleground
Record should be complete & accurate
Not a tool for registering complaints between caregivers
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Legal Importance of Records Case Studies
Records Authorship Questioned
Communications Between Caregivers: Failure to Note an Order Change
Medical Identity Theft
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Falsification of Records
Documentation Falsified
False Entries in Operative Report
Objection to Record Notations
Tampering with Records
Erasures and Write Overs
Rewriting and Replacing Notes
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Illegible Handwriting
Medical errors because of poor handwriting can lead to extended length of hospital stays & death in some cases
Harvard study found “penmanship was among the causes of 220 prescription errors out of 30,000 cases
Case: Fatal Handwriting Mix-Up
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Confidential & Privileged Communication
Cases:
Release of Confidential Information
Breach of Physician-Patient Confidentiality
Ordinary Business Documents
Attorney-Client Privilege
Joint Commission Reports Privileged
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Charting & Helpful Advice
Complete & pertinent entries
Timely entries
Legible entries
Clear & meaningful entries
Complete
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Charting & Helpful Advice - II
Avoid
defensive & derogatory notes
erasures & correction fluids
criticism
complaints
tampering with the chart
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Charting & Helpful Advice - III
Secure records pending legal action
Obtain legal advice
Entries made by others must not be ignored.
patient care is a collaborative interdisciplinary team effort.
Entries made by health care professionals provide valuable information in treating the patient.
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REVIEW QUESTIONS – I
What are basic purposes of medical record?
Discuss advantages & disadvantages of computer-generated medical records.
Medical record is sole property of the hospital & should never be released. Discuss your opinion on this statement.
How long should patient records be maintained?
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