WAQP Week 7 Assignment 2

Ms90
56465155_Prospectus_Preliminary_DevelopmentNacylliaChambers.docx

PhD Prospectus Form

Students | Complete your doctoral prospectus within this form. Write your responses in the white spaces using a scholarly tone and include in-text citations and APA reference entries, where appropriate. You can click on underlined terms and headings for descriptions, resource links, and examples located in the Appendix. For additional prospectus information and resources, refer to the Doctoral Research Coach. Complete the Research Design Alignment Table within this form using the information from earlier sections and self-assess your research design alignment. Submit this completed form into MyDR for formal evaluation and feedback when your committee chair indicates that you are ready to do so.

Student’s Name | Nacyllia Chambers Student ID | A01236571

Program and Specialization * | PhD in Forensic Psychology (MS Entry) Submission Date | 3/24/2026

*Remember that your study focus must be within the realm of your program and specialization area.

Evaluators Only | Complete this section and provide feedback on responses and rubric scores in the form where noted.

Committee Chairperson Name: Dr. Derrick Jones Overall Assessment: Choose score.

Second Committee Member Name: Dr. Leggie Boone Overall Assessment: Choose score.

PhD Program Director: Dr. Jessie Lee Overall Assessment: Choose score.

Rubric Standard | Complete > Does the prospectus contain all the required elements? Refer to the annotated outline to see the required parts of the Dissertation Prospectus document.

Note. Please complete following the directions provided, using the stem sentences, and referring to the examples in the appendix.

Title

Provide a concise (aim for 15 words or fewer) working title for this study. Include the main topic, variables/concepts under investigation, and the relationship between them. A title should be fully explanatory when standing alone and include the most critical key words.

How Juvenile Justice Mental Health Professionals Perceive Cognitive Behavioral Therapy’s Effectiveness in Juvenile Rehabilitation

Supporting Literature

The first step in developing your prospectus is to search the literature related to the general area you want to investigate (see social problem below). In your review of recent, empirical literature, what keywords did you search and in what databases?

The keywords and databases searched included cognitive behavioral therapy, juvenile justice, juvenile rehabilitation, trauma-informed care, recidivism reduction, practitioner perspectives, treatment fidelity, cultural responsiveness, implementation challenges, and social learning/social cognitive theory. These keywords were selected to capture both the intervention itself and the contextual factors influencing its effectiveness for justice-involved youth.

The primary databases searched were PsycINFO, ProQuest Dissertations & Theses Global, PubMed, SAGE Journals, Taylor & Francis Online, and the Walden University Library databases, with filters set for peer-reviewed articles published within the last five years. Seminal works, such as Beck’s (1976) foundational text on cognitive therapy and Bandura’s social learning/social cognitive theory (Egele et al., 2025; Schunk & DiBenedetto, 2023; Vlai & Rad, 2025), were also reviewed to ground the study in established theoretical frameworks.

This search strategy ensured a balance of recent empirical evidence and enduring theoretical foundations. The emerging literature consistently highlights CBT as a leading evidence-based practice for reducing criminogenic thinking and recidivism among youth, while also identifying persistent gaps in trauma-informed adaptations, practitioner training, and cultural responsiveness, as well as the role of social and environmental influences in shaping behavioral outcomes (Lardén et al., 2021; Saxena & Sahai, 2024; Smith et al., 2024; Traub, 2024).

References

Beck, A. T. (1976).  Cognitive therapy and the emotional disorders. International Universities Press.

Egele, V. S., Klopp, E., & Stark, R. (2025). How valid is Bandura’s social cognitive theory to explain physical activity behavior? European

Journal of Investigation in Health, Psychology & Education (EJIHPE), 15(2), 20. https://doi.org/10.3390/ejihpe15020020

Lardén, M., Högström, J., & Långström, N. (2021). Effectiveness of an individual cognitive-behavioral intervention for serious, young male

violent offenders: Randomized controlled study with twenty-four-month follow-up. Frontiers in Psychiatry, 12, 1–14. https://doi.org/10.3389/fpsyt.2021.670957

Saxena, K., & Sahai, A. (2024). Understanding the effectiveness of cognitive behavioural therapy: A study on offenders.  Annals of Neurosciences,

32(4), 309–314. https://doi.org/10.1177/09727531241288609

Schunk, D. H., & DiBenedetto, M. K. (2023). Albert Bandura’s legacy in education. Theory Into Practice, 62(3), 205–206.

https://doi.org/10.1080/00405841.2023.2226560

Smith, A., Roberts, A., Krzemieniewska, N. K., Eggins, E., Cook, W., Fox, C., Maruna, S., Wallace, S., & Szifris, K. (2024). Revisiting the

effectiveness of cognitive‐behavioural therapy for reducing reoffending in the criminal justice system: A systematic review.  Campbell Systematic Reviews, 20(3), 1–12. https://doi.org/10.1002/cl2.1425

Traub, B. L. (2024). Rehabilitation over retribution: Rethinking juvenile justice for traumatized youth.  University of Cincinnati Law Review, 93(1),

236–269.

Vlai, A., & Rad, D. (2025). Restorative justice-informed criminal justice social work and probation services: Advancing a process-based

psychosocial intervention strategy. International Journal of Social & Educational Innovation, 12(23), 209–232. https://doi.org/10.5281/zenodo.15092338

Provide at least 10 brief summaries of recent, scholarly (peer-reviewed) articles that support/justify a current and relevant problem in your discipline or professional field. Source(s) supporting your framework should be included. Include the complete, APA reference entry, followed by (a) an in-text citation; (b) what was studied; (c) what was found; and (d) why this research is important in relation to your study. This evidence provides the justification for your research problem.

Aebi, M., Krause, C., Barra, S., Vogt, G., Vertone, L., Manetsch, M., Imbach, D., Endrass, J., Rossegger, A., Schmeck, K., & Bessler, C. (2022).

What kind of therapy works with juveniles who have sexually offended? A randomized-controlled trial of two versions of a specialized cognitive behavioral outpatient treatment program. Sexual Abuse: A Journal of Research & Treatment (Sage), 34(8), 973–1002. https://doi.org/10.1177/10790632211070804

(a) Aebi et al. (2022); (b) conducted a randomized-controlled trial (RCT) comparing two specialized CBT program versions for juveniles who sexually offended; (c) found both CBT variants produced significant clinical improvements and risk reduction indicators, supporting CBT’s efficacy while highlighting the value of tailoring content; and (d) this is important to my study because it underscores that program design and contextual fit influence outcomes, key to examining effectiveness and practitioner-informed adaptations in juvenile rehabilitation.

Bandura, A., & National Inst of Mental Health. (1986).  Social foundations of thought and action: A social cognitive theory. Prentice-Hall, Inc.

(a) Bandura & National Inst of Mental Health (1986); (b) developed social cognitive theory to explain how behavior is shaped through reciprocal interactions among cognitive processes, behavioral patterns, and environmental influences; (c) found that learning occurs through observation, modeling, reinforcement, and self-efficacy, emphasizing the active role individuals play in regulating their behavior; and (d) this is important in relation to my study because social cognitive theory provides a foundational framework for understanding how justice-involved youth acquire and modify behaviors within rehabilitative environments. This theory supports examining how mental health professionals perceive the effectiveness of cognitive behavioral therapy, particularly in settings where social context and modeled behavior influence treatment outcomes.

Beck, A. T. (1976).  Cognitive therapy and the emotional disorders. International Universities Press.

(a) Beck (1976); (b) articulated the foundational cognitive model and mechanisms (e.g., cognitive restructuring, skills rehearsal) underpinning CBT; (c) established theoretically how cognitive change can drive behavioral change across disorders; and (d) this is critical for my framework by grounding practitioner interpretations of “what works” in the core cognitive mechanisms my study will probe when comparing CBT effectiveness across contexts.

Capellan, J. A., Koppel, S., & Sung, H.-E. (2022). The effects of cognitive behavioral therapy on recidivism among parolees in Central America:

Evidence from a Honduran experiment. Journal of Experimental Criminology, 18(1), 115–128. https://doi.org/10.1007/s11292-020-09443-w

(a) Capellan et al. (2022); (b) evaluated a CBT program’s impact on adult parolee recidivism in Honduras using experimental methods; (c) found significant reductions in reoffending among CBT participants, suggesting robust effects across high-risk, resource-limited settings; and (d) this matters to my study by reinforcing CBT’s recidivism-reducing potential and the salience of implementation context, key variables when synthesizing practitioner perspectives in juvenile systems.

Dumornay, N. M., Finegold, K. E., Chablani, A., Elkins, L., Krouch, S., Baldwin, M., Youn, S. J., Marques, L., Ressler, K. J., & Moreland-Capuia.

A. (2022). Improved emotion regulation following a trauma-informed CBT-based intervention associates with reduced risk for recidivism in justice-involved emerging adults. Frontiers in Psychiatry, 13, 1–13. https://doi.org/10.3389/fpsyt.2022.951429

(a) Dumornay et al. (2022); (b) examined a trauma-informed CBT intervention’s effects on emotion regulation and recidivism risk among justice-involved emerging adults; (c) found improved emotion regulation associated with decreased recidivism risk, highlighting a plausible mechanism of change; and (d) this supports my study’s focus on mechanisms (e.g., emotion regulation, cognitive restructuring) that practitioners observe and use to judge effectiveness.

Egele, V. S., Klopp, E., & Stark, R. (2025). How valid is Bandura’s social cognitive theory to explain physical activity behavior? European

Journal of Investigation in Health, Psychology & Education (EJIHPE), 15(2), 20. https://doi.org/10.3390/ejihpe15020020

(a) Egele, Klopp, and Stark (2025); (b) examined the contemporary validity of Bandura’s social cognitive theory in explaining behavior change, with a focus on physical activity; (c) found that key constructs of the theory, particularly self-efficacy and environmental influences, remain strong predictors of behavior change across applied intervention contexts; and (d) this is important in relation to my study because it provides recent empirical support for the continued relevance of social cognitive theory in intervention-based research. These findings justify applying the theory to juvenile rehabilitation contexts, where CBT aims to influence cognition, behavior, and environmental interaction, reinforcing the significance of exploring practitioner perceptions of CBT effectiveness.

Gkintoni, E., Vassilopoulos, S. P., & Nikolaou, G. (2025). Next-generation cognitive-behavioral therapy for depression: Integrating digital tools,

teletherapy, and personalization for enhanced mental health outcomes. Medicina, 61(3), 431. https://doi.org/10.3390/medicina61030431

(a) Gkintoni et al. (2025); (b) reviewed innovations in CBT delivery, including teletherapy, digital augmentation, and personalization; (c) concluded that technology-enabled, tailored CBT can enhance access, engagement, and outcomes; and (d) this is pertinent to my study because practitioners increasingly adapt CBT delivery (e.g., tele-CBT, brief formats), and their judgments likely hinge on how such adaptations affect fidelity and effectiveness in juvenile settings.

Lardén, M., Högström, J., & Långström, N. (2021). Effectiveness of an individual cognitive-behavioral intervention for serious, young male

violent offenders: Randomized controlled study with twenty-four-month follow-up. Frontiers in Psychiatry, 12, 1–14. https://doi.org/10.3389/fpsyt.2021.670957

(a) Lardén et al. (2021); (b) ran an RCT on an individual CBT program for serious young male violent offenders with 24-month follow-up; (c) reported sustained benefits on violence-related outcomes, supporting the durability of targeted CBT; and (d) this strengthens the evidence base my study draws on and motivates inquiry into practitioner-reported conditions (e.g., fidelity, engagement) that help sustain effects over time.

Saxena, K., & Sahai, A. (2024). Understanding the effectiveness of cognitive behavioural therapy: A study on offenders.  Annals of Neurosciences,

32(4), 309–314. https://doi.org/10.1177/09727531241288609

(a) Saxena and Sahai (2024); (b) examined the role of CBT in offender rehabilitation, focusing on cognitive restructuring and behavioral change mechanisms; (c) concluded that CBT is effective in reducing maladaptive cognitions and promoting prosocial behaviors, though outcomes vary by implementation fidelity and offender characteristics; and (d) this supports my study’s rationale by reinforcing CBT’s theoretical foundation while highlighting the need to investigate practitioner perspectives on contextual factors that influence real world effectiveness in juvenile rehabilitation.

Schunk, D. H., & DiBenedetto, M. K. (2023). Albert Bandura’s legacy in education. Theory Into Practice, 62(3), 205–206.

https://doi.org/10.1080/00405841.2023.2226560

(a) Schunk and DiBenedetto (2023); (b) examined Bandura’s legacy in education; (c) identified key contributions including self-regulation, social modeling, and the integration of cognitive and environmental factors in learning; and (d) this is important to my study because it

supports the application of the application of social cognitive principles to understand how juveniles learn and adopt prosocial behaviors

within rehabilitation settings.

Scott, K., Lewis, C. C., Rodriguez-Quintana, N., Marriott, B. R., & Hindman, R. K. (2022). Implementation of the wolverine mental health

program, part 1: Adoption phase. Cognitive and Behavioral Practice, 29(1), 214–226. https://doi.org/10.1016/j.cbpra.2021.06.005

(a) Scott et al. (2022); (b) evaluated the adoption phase of the Wolverine Mental Health Program, focusing on organizational readiness, program fidelity, and early implementation processes; (c) found that successful adoption depended heavily on institutional support, staff training, and adaptation to contextual barriers; and (d) this aligns with my study’s rationale by underscoring the importance of examining practitioner perspectives on implementation challenges that influence the real-world effectiveness of CBT in juvenile justice rehabilitation.

Smith, A., Roberts, A., Krzemieniewska, N. K., Eggins, E., Cook, W., Fox, C., Maruna, S., Wallace, S., & Szifris, K. (2024). Revisiting the

effectiveness of cognitive‐behavioural therapy for reducing reoffending in the criminal justice system: A systematic review.  Campbell Systematic Reviews, 20(3), 1–12. https://doi.org/10.1002/cl2.1425

(a) Smith et al. (2024); (b) synthesized recent evidence on CBT’s impact on reoffending across justice contexts; (c) found overall benefits but with heterogeneity tied to context, fidelity, and population characteristics; and (d) this directly justifies my research problem by indicating that “what works” is contingent, precisely the nuance practitioner perspectives can clarify in juvenile rehabilitation.

Traub, B. L. (2024). Rehabilitation over retribution: Rethinking juvenile justice for traumatized youth.  University of Cincinnati Law Review, 93(1),

236–269.

(a) Traub (2024); (b) argued for trauma-informed, rehabilitative approaches over punitive models in juvenile justice; (c) highlighted the mismatch between standard practices and the needs of traumatized youth, calling for culturally responsive, trauma-aware interventions; and (d) this supports my study’s rationale to examine trauma-informed CBT adaptations and their perceived effectiveness from the practitioner vantage point.

Vlai, A., & Rad, D. (2025). Restorative justice-informed criminal justice social work and probation services: Advancing a process-based

psychosocial intervention strategy. International Journal of Social & Educational Innovation, 12(23), 209–232. https://doi.org/10.5281/zenodo.15092338

(a) Vlai and Rad (2025); (b) explored restorative justice-informed interventions in criminal justice social work and probation services; (c) found that process-based psychosocial strategies incorporating modeling, reinforcement, and social support improved compliance and behavioral outcomes; and (d) this is important to my study because it provides evidence that social cognitive mechanisms are critical in designing effective rehabilitation programs for justice-involved youth.

Yalçın, M., Arıtürk, S., Görgü Akçay, N. S., & Tekinsav Sütcü, S. (2024). Cognitive behavioral group therapy for anger management in juvenile

delinquents: Effectiveness study in a Turkey child prison. International Journal of Offender Therapy and Comparative Criminology, 68(16), 1737–1754. https://doi.org/10.1177/0306624X231165418

(a) Yalçın et al. (2024); (b) evaluated group-based CBT for anger management among incarcerated juveniles in Turkey; (c) demonstrated significant reductions in anger and related behavioral problems post-intervention; and (d) this extends generalizability to diverse correctional contexts and supports my focus on practitioner-observed mechanisms (e.g., skills practice) that may drive outcome improvements.

Rubric Standard | Justified > Is evidence presented that this problem is significant to the discipline and/or professional field? The prospectus should provide relevant statistics and evidence, documentable discrepancies, and other scholarly facts that point to the significance and urgency of the problem.

Problem

What was the social problem that prompted you to search the literature to find out more? Write in complete sentences using a scholarly tone.

The situation or issue that prompted me to search the literature is the persistent challenge of juvenile recidivism, despite decades of investment in intervention programs. Justice-involved youth frequently reenter the system, often due to unaddressed trauma, inconsistent implementation of evidence-based practices, and limited access to culturally responsive care (Smith et al., 2024). While cognitive behavioral therapy (CBT) has long been widely recognized as an effective intervention and evidence-based treatment for reducing criminogenic thinking and promoting pro-social behavior, many programs fail to achieve consistent results in real-world juvenile rehabilitation settings. This inconsistency is particularly concerning given the significant social and economic costs associated with reoffending and the disproportionate impact on marginalized youth populations (Smith et al., 2024; Traub, 2024). The persistence of this issue underscores the need to reevaluate how CBT addresses the complex needs of justice-involved youth.

References

Smith, A., Roberts, A., Krzemieniewska, N. K., Eggins, E., Cook, W., Fox, C., Maruna, S., Wallace, S., & Szifris, K. (2024). Revisiting the

effectiveness of cognitive‐behavioural therapy for reducing reoffending in the criminal justice system: A systematic review.  Campbell Systematic Reviews, 20(3), 1–12. https://doi.org/10.1002/cl2.1425

Traub, B. L. (2024). Rehabilitation over retribution: Rethinking juvenile justice for traumatized youth.  University of Cincinnati Law Review, 93(1),

236–269.

Now that you have read and summarized some of the recent literature to understand your problem, and given what other researchers are exploring, what meaningful gap have you identified that your study will address? (What have others not yet explored about this problem that you will contribute with your study?)

Although researchers have investigated this issue, the topic has not been explored in this way: there is limited research exploring the perspectives of juvenile justice mental health professionals who directly implement CBT interventions. Most existing scholarship focuses on quantitative outcomes, such as recidivism rates or cognitive assessments, rather than capturing the lived experiences and insights of mental health practitioners who navigate the complexities of juvenile rehabilitation (Lardén et al., 2021). Consequently, there is a gap in understanding how practitioners perceive intervention effectiveness, adapt treatments to diverse youth needs, and manage contextual factors that influence outcomes. Without this knowledge, policymakers and program developers risk relying on standardized models that fail to account for critical variables shaping rehabilitation and long-term youth success.

References

Lardén, M., Högström, J., & Långström, N. (2021). Effectiveness of an individual cognitive-behavioral intervention for serious, young male

violent offenders: Randomized controlled study with twenty-four-month follow-up. Frontiers in Psychiatry, 12, 1–14. https://doi.org/10.3389/fpsyt.2021.670957

Based on all of the above information (social problem, literature review, gap), in one sentence, what is your research problem ?

The specific research problem that will be addressed through this study is the lack of understanding about how juvenile justice mental health professionals perceive cognitive behavioral therapy (CBT) in juvenile rehabilitation.

Rubric Standard | Meaningful > Has a meaningful problem and gap in the research literature been identified? In other words, is addressing this problem the logical next step, given the previous exploratory and confirmatory research (or lack thereof) on this topic? It is not acceptable to simply replicate previous research for a Ph.D. degree.

Rubric Standard | Original > Does this project have potential to make an original contribution? The problem must be an authentic "puzzle" that needs solving, not merely a topic that the researcher finds interesting. Addressing the problem should result in an original contribution to the field or discipline.

Purpose

To address your stated research problem, what is the purpose of your study? Will you describe, compare, explore, examine, etc.? Complete the purpose sentence below and be sure to clarify your variables/concepts of interest.

The purpose of this Qualitative Phenomenological study is to explore how juvenile justice mental health professionals in Maryland perceive the effectiveness of cognitive behavioral therapy (CBT) in juvenile rehabilitation. Participants will include approximately 8–15 juvenile justice mental health professionals recruited from various settings across the state, including detention centers, probation services, and residential treatment programs, to ensure diverse perspectives and support data saturation. Data will be collected through semi-structured interviews and analyzed using thematic coding to identify shared meanings and lived experiences related to CBT implementation and perceived outcomes.

Framework (Conceptual or Theoretical)

What theory(ies) and/or concept(s) support (frame) your study and who are the original authors? Provide an in-text citation with your response, and the complete APA reference entry with summary in the Supporting Literature section.

The theories and/or concepts that ground this study include Beck’s cognitive theory of emotional disorders (Beck, 1976; Scott et al., 2022) and social learning/social cognitive theory (Egele et al., 2025; Schunk & DiBenedetto, 2023; Vlai & Rad, 2025).

Aaron Beck’s cognitive theory posits that maladaptive thinking patterns influence emotional responses and behaviors. CBT is designed to identify and restructure distorted cognitions, thereby promoting behavioral change (Beck, 1976). Within juvenile justice settings, CBT targets criminogenic thinking and cognitive distortions associated with delinquent behavior (Smith et al., 2024).

Albert Bandura’s social learning/social cognitive theory emphasizes that behavior is learned through observation, modeling, and environmental reinforcement (Bandura & National Inst of Mental Health, 1986). Justice-involved youth are often embedded in high-risk social environments, making social reinforcement processes central to behavioral outcomes.

Together, these frameworks inform the development of interview questions focused on cognition, behavior, and environmental influences; coding categories related to perceived cognitive change, behavioral change, and contextual factors; and the interpretation of how practitioners conceptualize rehabilitation.

References

Bandura, A., & National Inst of Mental Health. (1986).  Social foundations of thought and action: A social cognitive theory. Prentice-Hall, Inc.

Beck, A. T. (1976).  Cognitive therapy and the emotional disorders. International Universities Press.

Egele, V. S., Klopp, E., & Stark, R. (2025). How valid is Bandura’s social cognitive theory to explain physical activity behavior? European

Journal of Investigation in Health, Psychology & Education (EJIHPE), 15(2), 20. https://doi.org/10.3390/ejihpe15020020

Schunk, D. H., & DiBenedetto, M. K. (2023). Albert Bandura’s legacy in education. Theory Into Practice, 62(3), 205–206.

https://doi.org/10.1080/00405841.2023.2226560

Scott, K., Lewis, C. C., Rodriguez-Quintana, N., Marriott, B. R., & Hindman, R. K. (2022). Implementation of the wolverine mental health

program, part 1: Adoption phase. Cognitive and Behavioral Practice, 29(1), 214–226. https://doi.org/10.1016/j.cbpra.2021.06.005

Smith, A., Roberts, A., Krzemieniewska, N. K., Eggins, E., Cook, W., Fox, C., Maruna, S., Wallace, S., & Szifris, K. (2024). Revisiting the

effectiveness of cognitive‐behavioural therapy for reducing reoffending in the criminal justice system: A systematic review.  Campbell Systematic Reviews, 20(3), 1–12. https://doi.org/10.1002/cl2.1425

Vlai, A., & Rad, D. (2025). Restorative justice-informed criminal justice social work and probation services: Advancing a process-based

psychosocial intervention strategy. International Journal of Social & Educational Innovation, 12(23), 209–232. https://doi.org/10.5281/zenodo.15092338

How do these theories and/or concepts relate to your research problem, purpose, and the nature of your study?

The logical connections between the framework presented and the nature of my study include Beck’s cognitive theory, which has been widely applied in therapeutic and rehabilitation settings, particularly through cognitive behavioral therapy (CBT) with justice-involved youth (Beck, 1976; Scott et al., 2022). The theory emphasizes the relationship between thoughts, emotions, and behaviors, providing a framework to understand how cognitive distortions contribute to maladaptive behaviors and to guide practitioner adaptations of CBT in juvenile rehabilitation. Bandura’s social learning/social cognitive theory complements this perspective by highlighting the role of modeling, reinforcement, and social interactions in shaping behavior. Recent scholarship underscores the relevance of this theory for interventions that integrate social and environmental influences, including restorative justice and probation programs (Egele et al., 2025; Schunk & DiBenedetto, 2023; Vlai & Rad, 2025). By situating CBT within the broader social context, this framework supports an understanding of how cognitive and environmental factors interact to influence behavioral outcomes, recidivism, and successful reintegration among youth.

References

Beck, A. T. (1976).  Cognitive therapy and the emotional disorders. International Universities Press.

Egele, V. S., Klopp, E., & Stark, R. (2025). How valid is Bandura’s social cognitive theory to explain physical activity behavior? European

Journal of Investigation in Health, Psychology & Education (EJIHPE), 15(2), 20. https://doi.org/10.3390/ejihpe15020020

Schunk, D. H., & DiBenedetto, M. K. (2023). Albert Bandura’s legacy in education. Theory Into Practice, 62(3), 205–206.

https://doi.org/10.1080/00405841.2023.2226560

Scott, K., Lewis, C. C., Rodriguez-Quintana, N., Marriott, B. R., & Hindman, R. K. (2022). Implementation of the wolverine mental health

program, part 1: Adoption phase. Cognitive and Behavioral Practice, 29(1), 214–226. https://doi.org/10.1016/j.cbpra.2021.06.005

Vlai, A., & Rad, D. (2025). Restorative justice-informed criminal justice social work and probation services: Advancing a process-based

psychosocial intervention strategy. International Journal of Social & Educational Innovation, 12(23), 209–232. https://doi.org/10.5281/zenodo.15092338

Rubric Standard | Grounded > Is the problem framed to enable the researcher to either build upon or counter the previously published findings on the topic? For most fields, grounding involves articulating the problem within the context of a theoretical base or conceptual framework. Although many approaches can ground a study in the scientific literature, the essential requirement is that the problem is framed such that the new findings will have implications for the previous findings.

Research Question(s) and Hypotheses (if applicable)

List the question(s) that you plan to use to address the research problem. Your question(s) must align with your study purpose and include the variables and/or concepts and how they will be examined.

How do juvenile justice mental health professionals perceive the effectiveness of cognitive-behavioral therapy in reducing recidivism among justice-involved youth?

Nature of the Study

What systematic approach/method and research design do you plan to use to address your research question(s)?

To address the research questions in this Qualitative study, the specific research design will include a phenomenological approach. Phenomenology is appropriate because it seeks to capture the lived experiences of individuals and uncover the essence of a phenomenon through their perspectives (Creswell & Poth, 2018; Ravitch & Carl, 2021). Phenomenology is appropriate because the study seeks to understand participants’ subjective perceptions and interpretations of effectiveness rather than measure outcomes quantitatively (Creswell & Poth, 2018). This approach is well-suited to the purpose of the study, which is to explore how juvenile justice mental health professionals perceive the effectiveness of CBT in reducing recidivism among justice-involved youth. Analysis will follow Saldaña’s (2016) first and second cycle coding process, beginning with descriptive coding to label key concepts, and progressing to categorization and theme development. Phenomenological reduction will be used to bracket researcher assumptions. Reflexive journaling will be maintained throughout data collection and analysis to enhance credibility and minimize bias.

Reference entry for the work on which this research design is based:

Creswell, J. W., & Poth, C. N. (2018). Qualitative inquiry and research design: Choosing among five approaches (4th ed.). Sage Publications.

Ravitch, S. M., & Carl, N. M. (2021). Qualitative research: Bridging the conceptual, theoretical, and methodological (2nd ed.). SAGE

Publications.

Saldaña J. (2016).  The coding manual for qualitative researchers (3rd ed.). London, England: Sage.

For your planned research design, what type of data will you need and what data collection instruments will provide it?

For my planned research design, I will need to collect primary data from juvenile justice mental health professionals through semi-structured interviews (45-60 minutes). A researcher-created interview guide will be developed to ensure consistency while allowing flexibility for participants to expand on their experiences. The interviews will be audio-recorded with participant consent, professionally transcribed verbatim, and anonymized prior to analysis. Recruitment will be via professional networks and agency outreach. IRB approval will be obtained prior to data collection. Participants will complete informed consent forms. Data will be stored on password-protected devices and encrypted storage systems accessible only to the researcher.

What data sources and analysis do you plan to use to answer your research question(s)?

I will recruit 8–15 juvenile justice mental health professionals with direct experience delivering CBT to justice-involved youth, consistent with sample sizes suggested in qualitative research to achieve data saturation (Ravitch & Carl, 2021). Inclusion criteria will require at least one year of experience implementing CBT in juvenile justice settings, and participants will be recruited through professional networks, agency partnerships, and referrals using through an advertised flyer.

The data analysis will follow Saldaña’s (2016) coding framework. In the first cycle, descriptive coding will be used to label participant responses by topic or concept. In the second cycle, pattern coding will be employed to synthesize the initial codes into categories. These categories will then be organized into themes that represent the core meanings and shared experiences expressed by participants. This process ensures both rigor and depth in capturing the lived experiences of practitioners.

Steps include: Initial coding (descriptive or NVivo), pattern coding, theme development, and cross-participant comparison. NVivo qualitative analysis software will be used to organize and manage data.

Trustworthiness strategies include: reflexive journaling, member checking, and audit trail documentation.

Saturation will guide final sample size.

References

Ravitch, S. M., & Carl, N. M. (2021). Qualitative research: Bridging the conceptual, theoretical, and methodological (2nd ed.). SAGE

Publications.

Saldaña J. (2016).  The coding manual for qualitative researchers (3rd ed.). London, England: Sage.

What limitations, challenges, and/or barriers might you need to address while conducting this study (e.g., access to participants, access to data, requirements for storing data, separation of roles or other ethical considerations, instrumentation fees, etc.)?

Potential barriers include obtaining site or partner agreements from juvenile justice agencies to recruit participants, as well as possible challenges in participant recruitment due to workload demands on practitioners. Because the study involves a sensitive population (justice-involved youth), clear separation of roles will be maintained by interviewing only professionals, not youth, to minimize risks. Another challenge is ensuring credibility and trustworthiness of findings, which will be addressed through member checking, peer debriefing, and maintaining a detailed audit trail.

Other limitations include: self-report bias, social desirability bias, limited generalizability due to qualitative design, recruitment challenges in secure settings, and variability in CBT training and fidelity across agencies.

Rubric Standard | Feasible > Can a systematic method of inquiry be used to address the problem; and does the approach have the potential to address the problem while considering potential risks and burdens placed on research participants? The tentative methodology demonstrates that the researcher has considered the options for inquiry and has selected an approach that has potential to address the problem.

Significance

How will your study address the meaningful, discipline-specific issue that you identified and therefore contribute to your field, discipline, professional practice, etc. contributing to positive social change?

This study is significant in that it addresses a critical gap in juvenile justice research by focusing on the lived experiences of mental health professionals implementing CBT. By capturing practitioner perspectives on intervention effectiveness, program fidelity, and contextual barriers, the findings can inform more culturally responsive and evidence-based rehabilitation strategies for justice-involved youth (Smith et al., 2024; Yalçın et al., 2024). The results have the potential to enhance professional practice by guiding policy development, improving program implementation, and supporting individualized interventions that reduce recidivism. In doing so, the study contributes to positive social change by promoting more equitable outcomes for youth, advancing knowledge within forensic and clinical psychology, and strengthening the capacity of the juvenile justice system to support rehabilitation and reintegration (Gkintoni et al., 2025; Vlai & Rad, 2025).

References

Gkintoni, E., Vassilopoulos, S. P., & Nikolaou, G. (2025). Next-generation cognitive-behavioral therapy for depression: Integrating digital tools,

teletherapy, and personalization for enhanced mental health outcomes. Medicina, 61(3), 431. https://doi.org/10.3390/medicina61030431

Smith, A., Roberts, A., Krzemieniewska, N. K., Eggins, E., Cook, W., Fox, C., Maruna, S., Wallace, S., & Szifris, K. (2024). Revisiting the

effectiveness of cognitive‐behavioural therapy for reducing reoffending in the criminal justice system: A systematic review.  Campbell Systematic Reviews, 20(3), 1–12. https://doi.org/10.1002/cl2.1425

Vlai, A., & Rad, D. (2025). Restorative justice-informed criminal justice social work and probation services: Advancing a process-based

psychosocial intervention strategy. International Journal of Social & Educational Innovation, 12(23), 209–232. https://doi.org/10.5281/zenodo.15092338

Yalçın, M., Arıtürk, S., Görgü Akçay, N. S., & Tekinsav Sütcü, S. (2024). Cognitive behavioral group therapy for anger management in juvenile

delinquents: Effectiveness study in a Turkey child prison. International Journal of Offender Therapy and Comparative Criminology, 68(16), 1737–1754. https://doi.org/10.1177/0306624X231165418

Rubric Standard | Impact > Does this project have potential to affect positive social change? As described in the Significance section, the anticipated findings have potential to support the mission of Walden University to promote positive social change.

Rubric Standard | Objective > Is the topic approached in an objective manner? The framing of the problem should not reveal bias or present a foregone conclusion. Even if the researcher has a strong opinion on the expected findings, the researcher must maximize scholarly objectivity by framing the problem in the context of a systematic inquiry that permits multiple possible conclusions.

Partner Site Masking Self-Check

Walden capstones typically mask the identity of the partner organization. The methodological and ethical reasons for this practice as well as criteria for exceptions are outlined here (link to posted guidance).

☒ Check here to confirm that you will mask the identity of the organization in the final capstone that you publish in ProQuest.

☒ If you perceive that your partner organization’s identity would be impossible to mask or if there is a strong rationale for naming the organization in your capstone, please check this box so that your Program Director can review your request for an exception. If granted, that exception must be confirmed by the IRB during the ethics review process. The IRB will also ensure that your consent form(s) and/or site agreement(s) permit naming the organization.

Research Design Alignment Table

Hover over bold font for Instructions and click links for resources. |

Instructions | Quantitative Example Table | Qualitative Example Table

Research Design Alignment Table Video Tutorial (YouTube) | Doctoral Research Design Alignment Appointments or Office Hours

Research

Problem, Purpose, and Framework

Research Question(s), Method, & Design

Types of Data to be Collected and Data Collection

Instruments

Data

Sources

Data

Analysis

Problem: The specific problem is that there is a lack of understanding about how juvenile justice mental health professionals perceive CBT in juvenile rehabilitation.

Purpose: The purpose of this qualitative phenomenological study is to explore how juvenile justice mental health professionals in Maryland perceive the effectiveness of cognitive behavioral therapy (CBT) in juvenile rehabilitation. Participants will include approximately 8–15 juvenile justice mental health professionals recruited from various settings across the state, including detention centers, probation services, and residential treatment programs, to ensure diverse perspectives and support data saturation. Data will be collected through semi-structured interviews and analyzed using thematic coding to identify shared meanings and lived experiences related to CBT implementation and perceived outcomes.

Framework: The theories that ground this study include Beck’s (1976) cognitive theory of emotional disorders and Bandura’s (Schunk & DiBenedetto, 2023) social learning/social cognitive theory.

Aaron Beck’s cognitive theory posits that maladaptive thinking patterns influence emotions and behaviors; CBT aims to restructure distorted cognitions to promote behavioral change. In juvenile justice settings, CBT specifically targets criminogenic thinking associated with delinquent behavior (Smith et al., 2024).

Albert Bandura’s social learning/social cognitive theory emphasizes that behavior is learned through observation, modeling, and environmental reinforcement (Bandura & National Inst of Mental Health, 1986). Justice-involved youth are often embedded in high-risk social environments, making social reinforcement processes central to behavioral outcomes.

Together, these frameworks guide the development of interview questions, inform coding categories related to cognitive and behavioral change, and support interpretation of how practitioners conceptualize rehabilitation and CBT effectiveness.

RQ1: How do juvenile justice mental health professionals perceive the effectiveness of cognitive behavioral therapy in reducing recidivism among justice-involved youth?

Method: Qualitative

Design: Phenomenological

I will collect primary data through in-depth, semi-structured interviews using a researcher-developed interview guide to explore juvenile justice mental health professionals’ perceptions of CBT effectiveness, implementation challenges, and contextual influences on outcomes. Interviews will elicit narrative responses regarding cognitive, behavioral, and environmental mechanisms observed in practice. With participant consent, interviews will be audio-recorded, professionally transcribed verbatim, and anonymized to ensure accuracy and confidentiality.

Data analysis will follow Saldaña’s (2016) two-cycle coding framework. First-cycle descriptive coding will identify key concepts, followed by second-cycle pattern coding to organize codes into categories and overarching themes representing shared meanings across participants. NVivo software will be used to manage and organize data.

Trustworthiness will be enhanced through reflexive journaling, member checking, and maintaining an audit trail. Data collection will continue until saturation is achieved.

I will recruit 8–15 licensed or credentialed juvenile justice mental health professionals who have at least one year of experience implementing cognitive behavioral therapy (CBT) interventions in juvenile justice settings. Eligible participants will include practitioners currently employed in detention, correctional, or community-based rehabilitation programs who directly facilitate CBT-based interventions. Recruitment will occur through professional networks, agency partnerships, and referrals to ensure a diverse and experienced sample.

The data analysis will follow Saldaña’s (2016) two-cycle coding process to ensure methodological rigor and conceptual depth. In the first cycle, descriptive coding will be used to identify and label key concepts within participants’ narratives. In the second cycle, pattern coding will be applied to organize these initial codes into broader categories and overarching themes that capture the shared meanings and lived experiences of practitioners. Thematic interpretation will be guided by Beck’s cognitive theory and Bandura’s social cognitive framework, allowing for the integration of cognitive, behavioral, and environmental mechanisms underlying the perceived effectiveness of CBT.

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Method: Choose method

Design: Replace text with response.

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RQ3: Replace text with response.

Method: Choose method

Design: Replace text with response.

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Note. The information in the first column must align with all rows, and each individual RQ row must show alignment across the columns for that row.

Once your Research Design Alignment Table is completed, reflect on your design alignment. Ask yourself:

1. Is there a logical progression from the research problem to the purpose of the study?

2. Does the identified framework ground the investigation into the stated problem?

3. Do the problem, purpose, and framework in the left-hand column align with the RQ(s) (all rows)?

4. Does each RQ address the problem and align with the purpose of the study?

5. Does the information across each individual row match/align with the RQ listed for that row?

5. By row, will the variables listed address the RQ?

5. By row, will the analysis address the RQ?

5. By row, can the analysis be completed with the data points that will be collected?

Rubric Standard | Aligned > Do the various aspects of the prospectus align overall? The nature of the study should align with the problem, research questions, and tentative approaches to inquiry.

Appendix

The Doctoral Prospectus

The Doctoral Prospectus is a brief document that provides preliminary information about your dissertation research and is used in two ways:

1. It serves as the tentative plan for developing the proposal and is evaluated to ensure doctoral-level work (e.g., feasibility, alignment, etc.).

1. It provides information used to assign the committee University Research Reviewer.

Prospectus milestone approval from the committee chair, second committee member, and a program-level designee is required for you to move forward and work on your proposal. The plan is subject to change, and parts of your research design may need to be adjusted after you complete your exhaustive review of the literature during proposal development.

…………………………………………………………………………………………………

Title

Titles should be concise (aim for 15 words or fewer), be a statement, not a question, and no colons please. The title should indicate the main topic and the variables/concepts under study and the relationship between them. A title should be fully explanatory when standing alone and include the most critical key words (a searchable statement of what the manuscript contains). Avoid words that serve no purpose (such as methods, results, a study of..., or investigation of...), use full terms (avoid abbreviations), and capitalize any word of four or more letters, and all parts of a verb. For more information, see the F&S Checklist.

Quantitative (QN) Example

Differences in the Quality of Problem Statements Written Throughout the Capstone

Qualitative (QL) Example

How Online Doctoral Students Develop a Dissertation Problem Statement

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Background Literature

Probably the most important step in the research process is searching recent, peer-reviewed literature and reading articles related to the general area you want to investigate. The area is based on an identified social problem. As you read and learn, you will narrow your focus. This is how you will identify a discipline-specific research problem.

[ Note: Scholarly, empirical articles and how to find them.]

First, you’ll need to determine your search terms or keywords and the databases you should search. As you conduct your search of the literature, stay organized by keeping a search log.

Search Log Example

Database

Search Terms

Results

Notes

Education Source

online doctoral program completion; limited to peer reviewed, 2016-present

1175

Search too broad; Narrow by using multiple terms

ERIC

online doctoral program completion AND ABD; limited to peer reviewed, 2016-present

13

Much better; Several relevant articles found

Etc.

Example for this Form

The keywords and databases searched included ABD , online doctoral program completion, doctoral capstone completion, online research training, and online learning in the databases Education Source, ERIC, and SAGE Journals, as well as in a multidatabase search.

As you read and evaluate literature, you also need to organize your research. A literature review matrix is one way to help you visualize what has and hasn't been done in your field. It will help you understand the scholarly works related to your area of interest. The importance of organizing and recording your review of literature cannot be overstated. You will refer to your notes as you write, so start on the right track from the beginning!

[ Suggestion: If you keep your search log in an Excel workbook, use the second tab in the same workbook for your literature review matrix.]

For this form, include the complete, APA reference entry and (a) an in-text citation; (b) what they studied; (c) what they found; and (d) why this is important in relation to your study. This evidence provides the justification for your research problem. These sources provide justification that this problem is meaningful to the discipline or professional field. These references should ideally be from the past 5 years. Reference entries related to the framework should be included here, too. [ Note: During proposal development, you will conduct an exhaustive review and synthesize your sources, rather than summarize.]

Example (for one article; at least 10 are required)

Ismail, H. M., Majid, F. A., & Ismail, I. S. (2013). “It’s complicated” relationship: Research students’ perspective on doctoral supervision. Procedia - Social and Behavioral Sciences, 90, 165–170. http://doi.org/10.1016/j.sbspro.2013.07.078

(a) Ismail, Majid, and Ismail (2013); (b) focused on the student experience with supervision while learning to conduct research; (c) found three issues of lack of positive communication, lack of expertise, and power conflicts; and (d) this is important in relation to my study because it may help explain progress on the development of a problem statement in the capstone process.

Rubric Standard | Justified > Is evidence presented that this problem is significant to the discipline and/or professional field?

…………………………………………………………………………………………………

Problem

Social Problem

The situation or issue being experienced by a population or within your discipline that prompted you to search the literature to find out more is sometimes called a social problem. It is the issue that students see “on the ground” so to speak. The social problem is often what prompts students to think about a topic of interest. Usually such a topic is one that students identify with, sometimes having personally experienced some aspect of the problem as it exists in the world.

Example Social Problem

The issue that prompted me to search the literature is the low completion rate of students in doctoral programs. It is common knowledge in the education discipline that only about half of the students who enter doctoral programs will complete, and the lack of progress is often due to the dissertation process. A search in The Chronicle of Higher Education will result in numerous articles about supporting doctoral students with their capstone research to improve the completion rates of doctoral programs.

Gap

The need to address an identified gap in the research literature must be clear and there must be current relevance to the discipline and area of practice. Keep in mind that a gap in the research is not, in and of itself, a reason to conduct research. The gap relates to the rubric standard: Meaningful.

Example Gap

Although researchers have investigated this issue, there is very little or no literature on the development of problem statements by students in online doctoral programs.

Research Problem

A research problem is a focused topic of concern, a condition to be improved upon, or troubling question that is supported in scholarly literature or theory that you study to understand in more detail, and that can lead to recommendations for resolutions. It is the research problem that drives the rest of the dissertation: the purpose, the research questions, and the methodology.

QN Example of Research Problem

In one sentence, the specific research problem is that it is not known whether the quality of problem statements written by online doctoral students varies over time in the program.

QL Example of Research Problem

In one sentence, the specific research problem is that there is a lack of understanding about how online doctoral students go about developing their research problem statement for their dissertations.

Rubric Standard | Meaningful > Has a meaningful problem and gap in the research literature been identified?

Rubric Standard | Original > Does this project have potential to make an original contribution?

…………………………………………………………………………………………………

Purpose

To address your stated research problem, what is the purpose of your study? Will you describe, compare, explore, examine, etc.? Be sure to clarify your variables/concepts of interest. For example:

1. In quantitative studies, state what needs be studied by describing two or more factors (variables) and a conjectured relationship among them related to the identified gap or problem.

1. In qualitative studies, describe the need for increased understanding about the issue to be studied, based on the identified gap or problem.

1. In mixed-methods studies, with both quantitative and qualitative aspects, clarify how the two approaches will be used together to inform the study.

QN Example of Purpose

The purpose of this quantitative study is to examine differences in the quality of problem statements written by doctoral students in online programs during the various stages of their doctoral study development.

QL Example of Purpose

The purpose of this qualitative study is to improve the understanding of the process by which doctoral students in online programs arrive at a viable problem statement for their dissertations.

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Framework

The framework includes the theories and/or concepts relevant to your topic. Align the framework with the problem, purpose, research questions, and background of your study. This theoretical or conceptual framework is the basis for understanding, designing, and analyzing ways to investigate your research problem (data collection and analysis). Provide the original scholarly literature (citing original authors) on the theory and/or concepts, even if it is more than 5 years old. Please do not cite secondary sources.

Example Theoretical Framework

The theories and/or concepts that ground this study include Perry’s (1970) theory of epistemological development.

Example Conceptual Framework

The theories and/or concepts that ground this study include Perry’s (1970) theory of epistemological development, focusing specifically on the concepts of online learning and the pedagogical challenges associated with online learning and dissertation writing.

Next, explain how these theories and/or concepts relate to your research problem, purpose, and the nature of your study. Your topic/approach should align with the identified framework so that you will either build upon or counter the previously published findings on the topic.

Example Connection for the Theoretical Framework

The logical connections between the framework presented and my study approach include Perry’s theoretical work, which has been used extensively in all aspects of higher education, albeit more frequently with undergraduates than with doctoral students. The approach provides details on cognitive-structural changes that emerge as a result of development and learning.

Example Connection for the Conceptual Framework

The logical connections between the framework presented and my study approach include Perry’s theoretical work, which has been used extensively in all aspects of higher education, albeit more frequently with undergraduates than with doctoral students. Further, subsequent research and application of Perry’s theory offer guidance on ways to facilitate academic development, thus allowing for insight into the pedagogical challenge of the dissertation.

Rubric Standard | Grounded > Is the problem framed to enable the researcher to either build upon or counter the previously published findings on the topic?

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Research Question(s) and Hypotheses (if applicable)

List the overarching question and/or a series of related questions that are informed by the study purpose, that will be used to address the research problem. A research question informs the research design by providing a foundation for:

1. generation of null and alternative hypotheses in quantitative studies,

1. questions necessary to build the design structure for qualitative studies, and

1. a process by which different methods will work together in mixed-methods studies.

QN Example RQs and Hypotheses

Based on objective ratings by doctoral faculty, what are the differences in the overall quality of problem statements as students move through the doctoral study stages?

H 01—Based on objective ratings by doctoral faculty, there are no statistically significant differences in the overall quality of problem statements as students progress through the doctoral study process.

H 1—Based on objective ratings by doctoral faculty, there are statistically significant differences in the overall quality of problem statements as students progress through the doctoral study process.

QL Example RQ

For students with a high-quality problem statement at the final dissertation stage, what was the process that they used to develop it?

…………………………………………………………………………………………………

Nature of the Study

Explain the systematic approach/method and research design you plan to use to address your research question(s). Examples of study design are as follows:

13. Quantitative—for experimental, quasiexperimental, or nonexperimental designs; treatment-control; repeated measures; causal-comparative; single-subject; predictive studies; or other quantitative approaches

13. Qualitative—for basic/generic qualitative design, ethnography, case study, grounded theory, narrative inquiry, phenomenological research, policy analysis, or other qualitative traditions

13. Mixed methods, primarily quantitative—for sequential, concurrent, or transformative studies, with the focus on quantitative methods

13. Mixed methods, primarily qualitative—for sequential, concurrent, or transformative studies, with the focus on qualitative methods

13. Other—for another design, to be specified with a justification provided for its use

QN Example for Nature of the Study

To address the research questions in this quantitative study, the specific research design will include a repeated-measures design (Frankfort-Nachmias & Nachmias, 2008) with objective ratings of student work products examined across time. This quantitative analysis should help pinpoint the amount of growth from the beginning to the end of the project.

Reference entry for the work on which this research design is based:

Frankfort-Nachmias, C., & Nachmias, D. (2008). Research methods in the social sciences cd-rom  spss cd-rom vol 15. (7th ed.). Worth Pub.

QL Example for Nature of the Study

To address the research questions in this qualitative study, the specific research design will include a basic quality study and analysis will follow Saldana’s (2016) descriptive coding process and use first and second cycle coding.

Reference entry for the work on which this research design is based:

Saldaña J. (2016).  The coding manual for qualitative researchers (3rd ed.). London, England: Sage.

Then, for your planned research design, present the type of data you will need, and a list of possible data collection instruments that could be used to address the proposed research question(s). At this point, you should have an idea of the type of data needed to address your research question(s). Explain whether you will be collecting primary data (collected by the you, the researcher) or accessing secondary data (preexisting or public data collected by others). Possible secondary data sources, by program, are available on the Office of Research and Doctoral Services website. [ Note. This is your tentative plan, so keep in mind that things might need to be modified during the proposal stage—particularly after you have completed your exhaustive review of the literature.]

Type of Data (From IRB Form A): Interviews, focus groups, questionnaires/surveys that I administer; public records or documents; private records or documents (released by a school, clinic, business, or other entity); observations in public; observation in non-public spaces; other

Data Collection Instruments: Survey or questionnaire that I will create (not for measuring constructs); survey or questionnaire developed by others—provide specific name of instrument; researcher-created interview guide; observation guide, document review guide .

QN Example Type of Data and Data Collection Instruments

For my planned research design, I will need to utilize secondary data (private records released by a school); therefore, I will not be using any data collection instrument.

QL Example Type of Data and Data Collection Instruments

For my planned research design, I will need to recruit both student and faculty participants for individual interviews. Interview protocols will be developed to address the problem and purpose of the study.

Next, provide the data sources and analysis you plan to use to answer your research question(s).

Data Sources: For existing data, list the specific databases that are the data sources; For data the researcher will collect, list the specific criteria for participants and ideas about how you will recruit them.

Data Analysis: For quantitative, provide variables, scales of measurement, and statistical analysis. For qualitative, Provide specific methods for qualitative data analysis.

QN Example for Data Sources and Analysis

I will request access to preexisting/secondary data from the W University’s online doctoral program. The program collects and rates doctoral problem statements written at four key points in a doctoral student’s career: the premise, the prospectus, the proposal, and the final study. The data will be deidentified and contain the scores by stage of program for 300 online doctoral students.

Variables: IV = Time (capstone stage with 4 categories-premise, prospectus, proposal, final study); DV = numeric rating

Scales of Measurement: IV = nominal; DV = interval/ratio

Analysis: one-way repeated-measures analysis of variance (ANOVA)

QL Example for Data Sources and Analysis

I will recruit 12 faculty and 12 students from an online forum for doctoral programs. Inclusion criteria for faculty include mentoring at least one dissertation student through graduation, mentoring at least 5 dissertation students overall. Inclusion criteria for students include having a high-quality problem statement and IRB approval, but not past graduation.

The data analysis will follow Saldana’s (2016) descriptive coding process and use first and second cycle coding. Descriptive coding is used to assign labels to words or phrases in the data. First and second cycle coding means that the data are reviewed more than once using one or more types of coding. Codes will be categorized, which means synthesizing the codes into consolidated meaning. Categories will be moved into themes, which are phrases or sentences that describe a process derived from the categories.

Finally, provide information on limitations, challenges, and/or barriers that may need to be addressed when conducting this study. These may include access to participants, access to data, separation of roles (researcher versus employee), instrumentation fees, etc. If you are thinking about collecting data on a sensitive topic or from a vulnerable population, an early consultation with the Institutional Review Board (IRB; IRB@waldenu.edu) during your prospectus process is recommended to gain ethics guidance that you can incorporate into your subsequent proposal drafts and research planning. [ Note. Find more information on research ethics and potential “red flag” issues on the IRB Guides and FAQs.]

QN Example

A potential barrier when using secondary data is that data access will probably include a partner-site agreement and potentially an external research ethics review (IRB), which may take some additional time. A possible barrier for collecting survey data is difficulty in recruitment of participants. I will attend IRB Office Hours to ask questions about these issues.

QL Example

A potential barrier when collecting primary data include partner site agreement and possible difficulty recruiting participants for interviews. Ensuring clear separation of my role at the institution from my role as researcher may also be a challenge.

Rubric Standard | Feasible > Can a systematic method of inquiry be used to address the problem; and does the approach have the potential to address the problem while considering potential risks and burdens placed on research participants?

…………………………………………………………………………………………………

Significance

Here you explain how your study addresses the meaningful, discipline-specific issue that you identified and will therefore contribute to your field, discipline, professional practice, etc. contributing to positive social change. Detail how your findings might support professional practice or allow practical application (answer the So what? question).

Example Significance

This study is significant in that it will fill a gap in understanding by focusing specifically on development of problem statements by students in online doctoral programs. The results of this study should aid doctoral committees and academic programs in helping students to succeed in their final projects, thus supporting eventual degree attainment. Education has long been a force for social change by addressing inequities in society. Because a broad range of students attends online institutions, supporting their successful attainment of a terminal degree allows for increased diversity among individuals in key academic and scholarly leadership positions.

Rubric Standard | Impact > Does this project have potential to affect positive social change?

Rubric Standard | Objective > Is the topic approached in an objective manner?

…………………………………………………………………………………………………

My Doctoral Research ( MyDR)

If you have not done so already, you should familiarize yourself with the My DR system. The MyDR system was designed to assist you and your committee in navigating your doctoral research journey, from the very beginning through the final approval. The various landing pages in MyDR will track your progress and will serve as a central location for resources to support that progress. There is a process flow tool in which you exchange and store faculty evaluations of and feedback on your work as you progress along that journey.

You will be entered into the MyDR system when both your committee chair and second member nominees are approved by the academic program. At that point, you will be able to access MyDR from the homepage of your dissertation completion course in Blackboard. The first document that you will submit for approval in MyDR will be your prospectus.

…………………………………………………………………………………………………

QN Sample Research Design Alignment Table

Research

Problem, Purpose, and Framework

Research Question(s), Method, & Design

Types of Data to be Collected and Data Collection

Instruments

Data

Sources

Data

Analysis

Problem: The specific research problem is that it is not known whether the quality of problem statements written by online doctoral students varies over time in the program.

Purpose: The purpose of this quantitative study is to examine differences in the quality of problem statements written by doctoral students in online programs during the various stages of their doctoral studies.

Framework: The theories and/or concepts that ground this study include Perry’s (1970) theory of epistemological development.

RQ1: Based on objective ratings by doctoral faculty, what are the differences in the overall quality of problem statements as students move through the doctoral study stages?

Method: Quantitative

Design: A repeated-measures design

I will need to utilize secondary data (private records released by a school); therefore, I will not be using any data collection instrument.

I will request access to preexisting/secondary data from the W University’s online doctoral program. The program collects and rates doctoral problem statements written at four key points in a doctoral student’s career: the premise, the prospectus, the proposal, and the final study. The data will be deidentified and contain the scores by stage of program for 300 online doctoral students.

Variables: IV = Time (capstone stage with 4 categories-premise, prospectus, proposal, final study); DV = numeric rating

Scales of Measurement: IV = nominal; DV = interval/ratio

Analysis: one-way repeated-measures analysis of variance (ANOVA)

RQ2:

Method:

Design:

RQ3:

Method:

Design:

QL Sample Research Design Alignment Table

Research

Problem, Purpose, and Framework

Research Question(s), Method, & Design

Types of Data to be Collected and Data Collection

Instruments

Data

Sources

Data

Analysis

Problem: The specific research problem is that there is a lack of understanding about how online doctoral students go about developing their research problem statement for their dissertations.

Purpose: The purpose of this basic qualitative study is to improve the understanding of the process by which doctoral students in online programs arrive at a viable problem statement for their dissertations.

Framework: The theories and/or concepts that ground this study include Perry’s (1970) theory of epistemological development, focusing specifically on the concepts of online learning and the pedagogical challenges associated with online learning and dissertation writing.

RQ1: For students with a high-quality problem statement at the final dissertation stage, what was the process that they used to develop it?

Method: Qualitative

Design: basic qualitative

I will need to recruit both student and faculty participants for individual interviews. Interview protocols will be developed to address the problem and purpose of the study.

I will recruit 12 faculty and 12 students from an online forum for doctoral programs. Inclusion criteria for faculty include mentoring at least one dissertation student through graduation, mentoring at least 5 dissertation students overall. Inclusion criteria for students include having a high-quality problem statement and IRB approval, but not past graduation.

The data analysis will follow Saldañas (2016) descriptive coding process and use first and second cycle coding. Descriptive coding is used to assign labels to words or phrases in the data. First and second cycle coding means that the data are reviewed more than once using one or more types of coding. Codes will be categorized, which means synthesizing the codes into consolidated meaning. Categories will be moved into themes, which are phrases or sentences that describe a process derived from the categories.

RQ2:

Method:

Design:

RQ3:

Method:

Design:

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